Global Patent Index - EP 0996919 A1

EP 0996919 A1 2000-05-03 - METHOD AND SYSTEM FOR IMPROVED COLLATERAL MONITORING AND CONTROL

Title (en)

METHOD AND SYSTEM FOR IMPROVED COLLATERAL MONITORING AND CONTROL

Title (de)

VERFAHREN UND SYSTEM ZUR VERBESSERTEN KOLLATERALEN ÜBERWACHUNG UND STEUERUNG

Title (fr)

SYSTEME ET PROCEDE POUR SURVEILLER ET CONTROLER DE FA ON AMELIOREE DES BIENS AFFECTES EN GARANTIE

Publication

EP 0996919 A1 (EN)

Application

EP 97925641 A

Priority

US 9708470 W

Abstract (en)

[origin: WO9853417A1] A system and method is provided for advanced multi-currency collateral monitoring and controlling for use in a variety of businesses. The system maintains portfolios of collateral accounts and liability information. It supports transaction processing whether by manual or SWIFT (122) messaging. The system has the ability to apply acceptance rules in determining whether a security purchase by a client is of a sufficient quality as to have collateral value. Additionally, the system may hold up or prevent a security sale based upon insufficient collateral remaining in the client's accounts. Tables, preferably located in a relational database are included within the system for assessing the risk associated with holding securities of a particular type, and the risk associated with holding securities in currencies other than the liability currency.

IPC 1-7 (main, further and additional classification)

G06F 19/00

IPC 8 full level (invention and additional information)

G06Q 20/00 (2012.01); G06Q 40/00 (2012.01)

CPC (invention and additional information)

G06Q 20/04 (2013.01); G06Q 20/10 (2013.01); G06Q 20/403 (2013.01); G06Q 40/06 (2013.01)

Designated contracting state (EPC)

AT BE CH DE DK ES FI FR GB GR IE IT LI LU MC NL PT SE

EPO simple patent family

WO 9853417 A1 19981126; AU 3071997 A 19981211; CA 2286151 A1 19981126; EP 0996919 A1 20000503; EP 0996919 A4 20010704

INPADOC legal status


2004-01-14 [18W] WITHDRAWN

- Effective date: 20031114

2002-01-02 [17Q] FIRST EXAMINATION REPORT

- Effective date: 20011120

2001-07-04 [A4] SUPPLEMENTARY SEARCH REPORT

- Effective date: 20010517

2001-07-04 [AK] DESIGNATED CONTRACTING STATES:

- Kind Code of Ref Document: A4

- Designated State(s): AT BE CH DE DK ES FI FR GB GR IE IT LI LU MC NL PT SE

2001-07-04 [RIC1] CLASSIFICATION (CORRECTION)

- Free text: 7G 06F 19/00 A, 7G 06F 17/60 B

2000-05-03 [17P] REQUEST FOR EXAMINATION FILED

- Effective date: 19991122

2000-05-03 [AK] DESIGNATED CONTRACTING STATES:

- Kind Code of Ref Document: A1

- Designated State(s): AT BE CH DE DK ES FI FR GB GR IE IT LI LU MC NL PT SE

2000-05-03 [AX] REQUEST FOR EXTENSION OF THE EUROPEAN PATENT TO

- Free text: AL PAYMENT 19991122;LT PAYMENT 19991122;LV PAYMENT 19991122;RO PAYMENT 19991122;SI PAYMENT 19991122