[0001] This invention relates to use of a cooked, specially-treated starch product as a
paper wet-end additive for the elimination of conventional surface sizing.
[0002] Although a small amount of high grade paper is manufactured from rag pulp, paper
is manufactured for the most part from wood pulp. There are five different kinds of
wood pulp: mechanical pulp (ground wood), semi-chemical pulp, sulfite pulp, sulfate
or kraft pulp, and soda pulp. The first is prepared by purely mechanical means, the
second by a combination of mechanical and chemical means, and the other three by chemical
means. The mechanical pulp contains substantially all the wood except the bark and
that lost during storage and transportation. Semi-chemical pulps are partially free
of lignin. Chemical pulps, however, are essentially cellulose, the unwanted lignin
and other non-cellulosic components of the wood having been dissolved away by the
cooking and bleaching treatment. Because of this, chemical pulps are much superior
to mechanical and semi-chemical pulps for fine paper making. However, because of the
special processing required, they are too expensive to serve as a main source of fiber
for the cheaper grades of paper such as newsprint.
[0003] If the pulp fibers were the only constituents of a paper sheet, the usefulness of
the paper would be very restricted because the sheet would be soft, have a yellowish
color, and could not be successfully written or printed upon with ink. If the sheet
were thin, it would be transparent to matter printed upon the opposite side. It is
necessary, then, to add other substituents, such as sizing or coloring agents and
fillers to the cellulosie fibers to produce papers suited to its many use3.
[0004] Many papers, except the absorbent types, filter papers and most packaging papers,
must have a finely ground filler added to them, the purpose of which is to occupy
the spaces between the fibers - thus giving a smooth surface, a more brilliant whiteness,
improved printability and improved opacity. Sizing is added to the paper, other than
absorbent papers and filter paper, to impart resistance to penetration by liquids.
Common sizing agents added to the pulp before it is formed into a sheet are was emulsions
or soaps made by the saponification of rosin with alkali. The sizes are precipitated
with alum. Such sizing as described in this paragraph is known in the trade as internal
sizing.
[0005] The word sizing is also used in a second context in the paper industry. This second
use is known as surface sizing. It differs from the internal sizing previously described
in that it is applied to the surface of the paper where it cements the fibers to the
body of the paper and deposits a more or less continuous film on the paper surface.
Surface sizing is used to produce a smooth hard surface which will not catch a pen
when the paper is written upon, will not pick off if the paper is printed using tacky
inks and will not show feathering of the ink. An additional advantage of a surface
size is that oil resistance of the paper is improved since the size tends to seal
the pores of the pap
or. Surface sizing may be of greater importance than internal sizing for certain types
of papers such as writing papers, printing papers and some wrapping papers. It is
important to surface size paper that is used in an offset printing process since this
prevents loosening of surface fibers when the paper is moistened with water on the
press.
[0006] A common way to add a surface size is to apply the sizing agent to both sides of
the paper when the paper is passed through press rolls on the paper machine. These
rolls force the size into the paper and remove excess size from the surface of the
paper. Inherent in this process are various mechanical problems which make it expensive
to apply and maintain a uniform iayer of the size on the surface of the paper. This
mechanical equipment is costly, and there is the added expense of evaporating the
water added to the paper with a dilute suspension of the size. Commonly the size is
a starch or a starch derivative such as an hydroxyethyl starch.
[0007] Starch has long been used as an additive in the manufacture of paper to strengthen
the paper sheet. See for example Whistler and Paschall, Starch: Chemistry and Technology,
Academic Press Inc., New York, N.Y. Vol. 2, 1967, Chapter VI. For this purpose, starch
is added to the pulp before the paper sheet is formed. The starch is usually cooked
in water before the mixture is added to the pulp. This procedure produces much soluble
material which is not effectively retained in the paper sheet. An improvement in starch
cooking was disclosed in U.S. Patent 2,805,966, issued September 10, 1957, wherein
the starch slurry was heated in a steam injection cooker. This pormitted control of
the heating so that the majority of the starch granules were swollen but not ruptured.
However, the temperature range over which the granules of starch swell and gelatinize
is large. Even in this process only a portion of the granules can be obtained in the
desired swollen state. Some starch granules may be still unswollen and hence useless
as an adhesive while others are solubilized and not retained in the starch. Furthermore,
many of the swollen starch granules so prepared have a tendency to disintegrate and
form more solubles when their slurries in water are subjected to vigorous agitation.
[0008] One method to obtain a starch whose swollen granules do not disintegrate during agitation
was disclosed in U.S. Patent 2,113,034, issued April 5, 1938. This was accomplished
by reaction of starch with formaldehyde. The product is resistant to dispersion in
hot water, and requires treatment with alkali and vigorous beating to render the starch
suitable as a paper pulp additive. As a result of these treatment requirements and
because the starch is only partially retained in the paper sheet, the product has
never found acceptance in the paper manufacturing industry.
[0009] A second method to obtain a starch whose swollen granules would not disintegrate
during agitation was disclosed in U.S. Patent 2,328,537, issued September 7, 1943.
This was accomplished by reacting the starch with certain antimony or phosphorous
chlorides or oxychlorides. The patent suggested that the products might be useful
in the manufacture of paper. Again, these products have never found acceptance in
the paper manufacturing industry, because the products described show limited swelling
in hot water and are only partially retained in the paper sheet.
[0010] One method which partially overcomes these difficulties is disclosed in copending
U.S. Application, Serial No. 780,614, filed March 23, 1977, which is incorporated
in this application by reference. This method employs a specially-treated starch whose
granules swell to a desired degree in cold water. This modification eliminates the
need for specially controlled heating of the starch as required in the prior art but
it still necessitates pretreatment of the starch under carefully controlled conditions.
[0011] It would therefore be an advance in the art if an additive were discovered which
could be incorporated into the paper pulp prior to sheet formation that would impart
improved surface properties to the paper. This would avoid the necessity for a separate
surface sizing step with the attendant addition of moisture and the necessity of further
drying of the product. Moreover, if such surface properties could be imparted Without
imparting detrimental side effects, and loss of desirable properties, the additive
in question would find ready acceptance in the art. If on the other hand, properties
of the finally formed paper article, such as dry strength and tensile strength were
improved by Means of the additive, this would be an added economical benefit to be
gained through use of an additive of this type.
[0012] It is therefore an object of the invention to provide a new and improved method for
imparting the characteristics of surface sizing to manufactured paper by the addition
of a specific additive to the pulp during the paper processing.
[0013] A further object is to provide an agent of this type to improve surface properties
without interfering with the other additives and substances used in the makeup and
manufacture of paper and without showing adverse effects on the chemical and physical
characteristics of the finished sheet.
[0014] Another object of the invention is to provide an additive for improving surface properties
which is retained in and not washed out of the paper in the sheet forming process.
[0015] An important object of the invention is to provide an additive for improving surface
properties of manufactured paper which will operate on a wide variety of paper stocks,
is safe to handle and will impart to the finished sheet desirable characteristics
which have not heretofore been available when prior art attempts have been made to
make paper without the additional separate step of applying a coating of surface size.
A specific object of this invention is to provide a method of improving surface properties
of manufactured paper by the addition of a specific additive to the wet-end which
also imparts to the finished paper article improved dry strength.
[0016] A still further object of this invention is to provide a starch additive for paper
that is readily prepared, whose granules swell in hot water to the desired degree
without the need to carefully control the heating conditions, and whose swollen granules
do not disintegrate when subjected to vigorous agitation.
[0017] This invention relates to an improved process for the manufacture of paper which
comprises the steps of:
(a) adding an aqueous suspension of a cooked, cross-linked starch having a cooked
swollen volume (hereafter referred to as CSV) of from about 4 ml/g to about 25 ml/g
to an aqueous suspension of cellulosic pulp;
(b) adding a polyelectrolyte to the starch-pulp mixture; and
(c) forming paper from said mixture of pulp, starch and polyelectrolyte.
[0018] Another aspect of this invention is a wet-end paper additive composition which comprises:
(a) an aqueous suspension of a cooked, cross-linked starch having a CSV of from about
4 ml/g to about 25 ml/g; and
(b) a polyelectrolyte.
[0019] The present invention also is directed to an improved process for the manufacture
of paper which . comprises spraying an aqueous suspension of a cooked, cross-linked
starch having a CSV of from about 4 ml/g to about 25 ml/g onto the wet web in the
paper-forming process and drying such web.
[0020] In accordance with this invention, it has been discovered that certain cross-linked
starches which show a specific degree of swelling in hot water impart excellent surface
properties to manufactured paper when they are added to the pulp in the paper-making
process. The paper so obtained compares very favorably with surface-sized papers manufactured
by the expensive surface sizing process. Furthermore, the process gives a finished
paper with improved dry strength. The incorporation of the cross-linked starches of
this process does not interfere with the other additives and substances used in the
makeup of the manufacture of paper. There are no adverse effects on the chemical and
physical characteristics of the finished sheet.
[0021] The starch reactant itself that may be used in practicing the invention may be derived
from any vegetable source such as'for example corn, wheat, potato, tapioca, rice,
sago and grain sorghum. It may be either waxy or nonwaxy. The term starch is used
broadly herein and encompasses unmodified starch and tailings, and as well, starch
that has been modified somewhat by treatments with acids, alkalies, enzymes or oxidizing
or derivatizing agents. If the starting starch is modified or derivatized in some
manner, it nevertheless is useful as long as the product is still in the granular
form and still contains hydroxyl groups capable of reacting with the cross-linking
reagents.
[0022] The cross-linking agents used in this invention may be any of the well-known organic
or inorganic polyfunctional reagents which can react with two or more starch hydroxyl
groups. Examples of such reagents that are well known in the art are phosphorous oxychloride,
sodium trimetaphosphate, epichlorohydrin and acrolein.
[0023] The cross-linked starches of this invention may be prepared by the general procedure
disclosed in U.S. Patent 2,328,537, issued September 7, 1943. It is necessary to control
the cross linking carefully to obtain a suitable product. Suitable products for this
invention are those which when cooked in water give a CSV of from about 4 to about
25 ml/g, preferably about 7 to about 20 ml/g. CSV is measured as follows:
To 10.00 g dry basis of starch in a 600-ml stainless steel beaker is added 190.0 g
of distilled water. Cover with a watch glass having a center hole for a stirring shaft.
Stir at 500 rpm for 18 min in a boiling water bath. Cool to 28°C by stirring in a
cold water bath. Add distilled water to exactly replace the water lost by evaporation,
transfer to a 250-ml centrifuge bottle and centrifuge at 2000 rpm for 10 min. Mark
the level of the paste in the bottle. To determine solubles, a weighed aliquot of
the supernatant liquid is evaporated on a steam bath. Then the residue is dried for
4 hours at 120°C in a vacuum oven and weighed. The per cent solubles is calculated
as follows:

The volume the paste occupied in the centrifuge bottle is measured in milliliters.
The CSV is calculated as follows:


If no layer of paste separates after centrifugation, the test is repeated using a
5-g sample of starch with corresponding adjustment in the calculations.
[0024] It has been found that products with a suitable CSV are obtained when starch is treated
with from about 100 to about 2000 micromoles of POCl
3 per mole of starch. (A mole of starch is defined as 162 g of starch on a dry basis,
the weight of one anhydroglucose unit of the starch.) Suitable amounts of other cross-linking
agents are readily determined by experimentation.
[0025] Starches with the CSV specifled above give, when cooked in water, swollen granules
particularly useful in the paper-making process. Use of these cross-linked starches
obviates the need for carefully controlled heating of the starch slurries as was required
in the prior art processes. Furthermore, it has been found that the swollen granules
prepared from the cross-linked starches with the specified CSV have little or no tendency
to disintegrate when subjected to vigorous agitation.
[0026] The starch is prepared for addition to the paper pulp by cooking a suspension in
water. Cooking may be accomplished in a batch cooker or a jet cooker. The cross-linked
starch, properly cooked in water, may be added to the paper furnish at various points
in the operation where there is efficient mixing. A suitable point of addition is
at the suction side of the fan pump.
[0027] The searches of the present process are effective when used at levels of about 1%
to about 20% by weight of dry solids in the mixture of starch and pulp. The preferred
use level is from about 5% to about 10% by weight of dry solids in the mixture. It
has been discovered that such cross-linked starches are well retained and that when
used at the preferred use levels less than about 20% of the starch added is lost from
the paper in the sheet-forming process if a polyelectrolyte is added to the mixture
following the addition of the starch. The surprising finding is that such polyelectrolytes,
which have been used previously for the retention of mineral pigment in the paper,
are effective in promoting the retention of the cross-linked starches. Such polyelectrolytes
may be used at a level of about 0.01% to about 1%, preferably at a level of about
0.025% to about 0.1% by weight of the dry weight of furnish. The polyelectrolyte is
added to the pulp at a point in the process after the cross-- linked starch has been
added.
[0028] The polyelectrolytes employed in the process of this invention may be those employed
by paper makers as flocculating agents or as aids to improve the retention of pigments
in the paper. They may be either anionic or cationic. Examples of those which are
suitable are the acrylamlde-based copolymers sold by the Hercules Corporation, Wilmington,
Delaware, under the Reten trademark; those sold by the Nalco Chemical Company, 0ak
Brook, Illinois, under the Nalco trademark; and those sold by the Betz Laboratories,
Trevose, Pennsylvania, under the Betz trademark.
[0029] The best polyelectrolyte for use in a particular paper-making system is determined
by the following method:
In a Britt Dynamic Drainage Jar, distributed by Paper Research Materials Co., 770
James St., Apt. 1206, Syracuse, N.Y. 13203, is placed 500 ml of prepared furnish.
The mixture is agitated at 700-800 rpm for 15 seconds before the required amount of
polyelectrolyte is introduced. The mixture is agitated for an additional 10 seconds
before the clamp is opened and 100 ml of filtrate is collected. The filtrate, diluted
if necessary, is placed in an electro- photometer and per cent transmission is determined
at 425 mu. The polyelectrolyte which gives the highest transmission in this test is
the best .polyelectrolyte for use in the particular system' tested.
[0030] In a separate embodiment of this invention, it has been discovered that the starches
of this invention may be sprayed onto the wet web in the paper-making process. Papers
produced by this method exhibit excellent surface properties comparable with those
of surface-sized papers. This process also avoids the necessity for a separate surface
sizing step with the attendant addition of moisture and the necessity of further drying
of the product.
[0031] The following examples further illustrate the practice of this invention. It should
be understood, however, that the invention is not limited to the examples given below.
EXAMPLE I
[0032] Cross-linked starches were prepared using 400, 800 and 1600 micromoles of phosphorous
oxychloride per mole of commercial corn starch. Paper handsheets were prepared incorporating
these cross-linked starches by the following procedure. The starch was cooked by heating
a stirred 5% slurry in water for 15 minutes at 95-100°C. The starch slurry was added
to the paper pulp prepared from a 50/50 bleached hardwood/softwood kraft pulp. The
pulp also contained alum in the ratio of 2% by weight of the dried pulp. There was
added 0.1%, based on total solids weight, of a polyelectrolyte, Reten 421. The pH
of the pulp slurry was adjusted to 4.5 with sulfuric acid before the starch was added.
The dilute pulp slurry containing approximately 3% by weight solids was used to make
paper handsheets using a Williams sheet machine for a series of 4 sheets formed continuously,
pressed and dried. Blank sheets were prepared using the same pulp-alum composition
without the addition of any starch. Bursting strength (Mullen points), critical wax
pick and K & N ink holdout tests were measured by TAPPI (Technical Association of
the Pulp and Paper Industry, 360 Lexington Avenue, New York, New York 10017) Methods
T403ts-63, T459su-65, UM413, respectively. The data are summarized in Table I.
[0033] This Example shows that the addition of a cooked, cross-linked starch to paper pulp
improves the dry strength, wax pick and ink holdout of the paper.

EXAMPLE II
[0034] The procedure of Example I was repeated using the cross-linking agent at a level
chosen to give starch with a CSV in the preferred range. The cross-linking agents
used were epichlorohydrin, sodium trimetaphosphate, and phosphorous oxychloride. The
starches were used at the 10% level as in Example I. Results are given in Table II.
[0035] This Example shows that various cross-linking agents are equally effective in producing
cross-linked starches which improve the properties of paper.

EXAMPLE III
[0036] Tests were run on a pilot paper machine using a pulp furnish that was 50% bleached
hardwood kraft and 50% bleached softwood kraft mixture beaten to a 450 ml Canadian
standard freeness. Fortified rosin size (1%) and alum (2%) were added to the pulp
in the beater. Starch was cooked in water using batches of 9.1 kg starch and 143 kg
water. The cooked starch and pulp were mixed together in the machine chest at a 2%
by dry weight of furnish consistency. The paper machine was run at a speed of 27.4
m/min using 72.6 kg/hr of pulp to make 66.6 g/m
2 basis weight paper. A 0.75% aqueous solution of Reten 421, an anionic polyelectrolyte,
was added at a standpipe just prior to the fan pump. Addition was made at such a rate
as to give a concentration of the polyelectrolyte of 0.05% by dry weight of the total
solids. All paper was calendered three nips on the paper machine calender stack.
[0037] A surface-sized control paper was made using an 0.07 degree of substitution, 80-fluidity
hydroxyethyl starch, applied as a surface size. This was cooked at 15% commercial
moisture basis solids and diluted to 10% solids for size press application. There
was 4% pickup of this starch on the paper. Results of the experiments are given in
Table III.
[0038] The IGT Printability Test was performed according to TAPPI Method T499su-64. The
porosity and smoothness tests were performed according to TAPPI Methods T460m-49 and
479sm-48, respectively, and employed the Gurley-Hill S-P-S Tester, manufactured by
Gurley Testing Instruments, Troy, New York. The amount of starch retained in the paper
is determined as follows:
Prepare CaCl2 solution by dissolving 540 g of CaCl2 · 2H2O in water and dilute to 1 liter. Adjust the specific gravity to 1.30 aL 16°C with
water. Adjust the pH to 1.8 with glacial acetic acid.
Prepare a U02(C2H302)2 solution by dissolving 10 g of UO2(C2H3O2)2·2H2O in 80 ml water and 20 ml glacial acetic acid. Do not heat above 60°C. Dilute with
100 ml of the CaCl2 solution.
[0039] Weigh accurately a 2-g sample of paper cut into pieces approximately 1 cm square.
Macerate in 10 ml water in a 250-ml beaker. Add 60 ml CaCl
2 solution and boil vigorously for 30 minutes with occasional stirring. Add water as
needed to maintain a constant liquid level. Transfer quantitatively the cool mixture
into a 100-ml Kohlrausch flask containing 10
ml of U0
2(C
2H
30
2)
2 solution. Dilute to volume with CaCl
2 solution. Filter by gravity through an 18.5-cm retentive paper into a dry flask, discarding
the first portion of filtrate. Determine the optical rotation of the sample in a 2-dcm
polarimeter tube.

Where: 203 = specific rotation of pure corn starch
[0040] This example shows that the cooked cross-linked starches of this invention when added
to the paper pulp give paper with properties as good as or better than those of surface
sized paper. They also show that the starches of this invention are well retained
within the paper when they are added to the pulp with a polyelectrolyte.

EXAMPLE IV
[0041] Handsheets were prepared using 50% bleached hardwood kraft and 50% bleached softwood
kraft pulp. A POC1
3 cross-linked starch with a CSV of 14 was added at a level of 7% by dry weight of
the starch pulp mixture. The furnish also contained 1% by weight dry basis of rosin
and 2% by weight dry basis of alum plus a small amount of a polyelectrolyte added
in dilute solution. Starch retention and handsheet properties are given in Table IV.
[0042] These results show that both anionic and cationic polyelectrolytes increase the retention
in paper of the starches of this invention. Paper prepared with these additives has
superior surface properties as.measured by critical wax pick to those of paper prepared
without these additives.

EXAMPLE V
[0043] Paper handsheets were prepared from a pulp furnish containing 50% bleached hardwood
kraft and 50% bleached softwood kraft. A 0.25% dispersion of starch in water was sprayed
on the wet handsheet web while it was still on the wire. Sufficient material was sprayed
on the paper to give a total addition of 2% starch by weight on a dry solids basis.
Properties of the dried sheets are given in Table V.
[0044] These results show that the cross-linked starch of this invention, when sprayed on
a paper web, imparts superior surface properties to the finished paper as measured
by the critical wax pick.

1. An improved process for the manufacture of paper which comprises the steps of:
(a) adding an aqueous suspension of a cooked, cross-linked starch having a cooked
swollen volume of from about 4 ml/g to about 25 ml/g to an aqueous suspension of cellulosic
pulp;
(b) adding a polyelectrolyte to the starch-pulp mixture; and
(c) forming paper from said mixture of pulp, starch and polyelectrolyte.
2. The process of claim 1 wherein said cross-linked starch comprises from about 1%
to about 20% by weight of the starch-pulp mixture on a dry solids basis.
3. The process of claim 1 wherein at least about 80% by weight of the cross-linked
starch added to the pulp is retained in the paper.
4. The process of claim 1 wherein said polyelectrolyte comprises from about 0.01%
to about 1% by weight of said pulp, starch and polyelectrolyte mixture on a dry solids
basis.
5. The process of claim 1 wherein said polyelectrolyte comprises an anionic or cationic
acrylamide based copolymer.
6. A wet-end paper additive composition which comprises:
(a) an aqueous suspension of a cooked, cross-linked starch having a cooked swollen
volume from about 4 ml/g to about 25 ml/g; and
(b) a polyelectrolyte.
7. The composition of claim 10 wherein the poly- electrolyte comprises an anionic
or cationic acrylamide based copolymer.
8. A paper of improved surface properties which comprises cellulosic fiber, a cooked,
cross-linked starch having a cooked swollen volume of from about 4 ml/g to about 25
ml/g and a polyelectrolyte.
9. An improved process for the manufacture of paper which comprises spraying an aqueous
suspension of a cooked, cross-linked starch having a cooked swollen volume of from
about 4 ml/g to about 25 ml/g onto the wet web in the paper-forming process and drying
such web.
10. The process of claim 9 wherein the amount of cooked, cross-linked starch added
to the wet web is about 2% by weight of the dry basis weight of the furnish.