3ackground of the Prior Art
[0001] This invention relates to novel and useful improvements in :hemica1 compositions
that impart tarnish and corrosion resistance to metal articles and, in particular,
relates to compositions of natter and methods for their application for treating aluminum
containers to render them stain and corrosion resistant.
[0002] As is known, when metal surfaces are exposed to hot aqueous solutions, especially
aluminum surfaces, for extended periods of time there is a marked tendency for such
surfaces to tarnish to a brown or black coloration. Apparently, this coloration is
a refractive effect of the light as it passes through amorphous platelets of generally
hydrated aluminum oxides that deposit and build up on the surface of the metal. This
problem becomes acute in certain industries. For example, it has been the general
practice in breweries to pasteurize alcoholic beverages such as ale, stout and beer
in metal containers and this is generally done by subjecting the cans to hot water
baths or sprays in the range of about 140°F to about 170°F. In subjecting metal containers
to hot water there is a marked tendency for the metal surface, especially aluminum,
to stain upon exposure and this is especially noted on the bottom portions of the
containers. In practice, the severest problem of staining or discoloration is encountered
during pasteurizing of the package as no organic coating is applied to the container
bottom to protect it from corrosion and if left untreated, it will discolor during
pasteurization, turning brownish. While seemingly this effect does not harm the contents
thereof, it makes the product unappealing in its appearance to the consumer. Heretofore
it has been a practice in the art to apply a so-called conversion coating to metal
containers in order to suppress or passivate such metal and to prevent tarnishing
as well as to promote the adhesion of inner lacquers and outer coatings of ink, paints
and the like.
[0003] Various corrosion inhibitors have been used commercially such as inorganic ions including
chromates and phosphates and are referred to as conversion coatings. Generally, the
surface to be treated is subjected to an aqueous solution containing such ions. It
is believed that these inorganic ions or heavy metal ions have the ability to bond
or adhere in the form of insoluble oxides which resist tarnishing and corrosion of
the metal surface. In general, the conversion coating solution is prepared and sprayed
at some elevated temperature for a short period of time. After treating the metal
surface with the solution, the surface is thoroughly rinsed with water to remove unreacted
coating solution. However, in spite of the advantages of these corrosion inhibiting
solutions, these inorganic ions have come under increasing scruti- nization by environmental
groups and governmental agencies with the result that there has been an increasing
demand for compositions that do not have these detrimental heavy metal ions.
Brief Summary of the Invention
[0004] It is accordingly an object of the present invention to provide a composition of
matter that offers stain and tarnish resistance to metal substrates, the composition
of matter having absent therefrom any heavy metal ions.
[0005] It is another principal object of the instant invention to provide a method of passivating
metallic surfaces to render such surfaces stain and corrosion resistant by means of
aqueous solutions having small but effective concentrations of ingredients which are
not detrimental to the environment.
[0006] It is still another object of the subject invention to provide means for protecting
surfaces of aluminum and aluminum base stock against tarnish and corrosion and at
the same time enhancing the same for receiving other coatings thereon.
[0007] Still a further object of this invention is that it provides aqueous coating solutions
which are free of toxic materials and which are capable of forming on an aluminum
surface a uniformly clear and colorless coating.
[0008] It is still a further object of this invention to provide novel compositions of matter
that protect surfaces of aluminum from blackening or other discoloration when exposed
to hot or boiling water, especially during pasteurization processes associated with
aluminum containers.
[0009] These and other objects of the invention will become more readily apparent from a
review and study of the specification, including the examples and claims herein.
[0010] Briefly, in accordance with this invention, a solution for surface treating a metal
to render the surface thereof tarnish and corrosion resistant is described and claimed,
said solution comprising an alkali metal silicate and a water-soluble organic polymer
having displaceable hydrogens or displaced hydrogens. The instant invention also relates
to treating aluminum surfaces, the surfaces being protected against tarnish and corrosion
by applying a solution comprising alkali metal silicates, a water-soluble organic
polymer having displaceable hydrogens or displaced hydrogens and water.
[0011] Metal surfaces treated by the process of this invention remain stain and corrosion
resistant over a long period of time and do not have to be futher treated or coated.
Furthermore, the compositions herein do not present toxic materials and do not have
any disposal problems. Thus, the subject compositions are free of chromium ions and
of the chromium subgroup of the Periodic Table and also materials such as ferricyanide
and ferrocyanide.
Description of the Invention
[0012] The particular group of silicates that have been found to be effective herein are
those aqueous silicates such as sodium, potassium or lithium, or mixtures of such
silicates. These silicates are known generally as water glasses and are usually aqueous
solutions containing numerous varieties of alkali metal silicates, e.g.,

and may be represented generally as

where M is sodium, potassium or lithium and x is an integer, generally between 1 and
10.
[0013] In general these aqueous silicate solutions have a specific gravity range from about
1.3 to about 1.6 and comprise about 23 to about 48 percent by weight of the alkali
metal silicate. Effective silica to metal oxide weight ratios range from about 1.87
to about 10.0.
[0014] The useful polymers of the subject invention are organic, polymeric substances having
displaceable or displaced hydrogens and are generally derived by polymerization of
at least one monoolefinic compound through an aliphatic unsaturated group to yield
a water-soluble synthetic polymer having a structure substantially free of cross-linkage.
In general, the polymers herein are those water-soluble polymers having a linear polymeric
structure of carbon or carbon with some other atom such as oxygen and contain in a
pendent side chain a hydrophilic group from the class consisting of hydroxyl, carboxylic
acids, carboxylic acid amides, sulfonic acids and phosphoric acids. It will be appreciated
that in its broadest aspect the aforementioned polymers fall into two classes, 1)
those consisting of polymeric organic substances which in an queous medium will form
organic anions having a substantial number of negative charges distributed at a multiplicity
of positions In the polymer, and (2) those consisting of polymeric organic substances
which in an aqueous medium will not form ions but nonetheless contain a sufficient
number of hydrophilic groups to be vater-soluble. The first class of polymers may
be referred to as anionic organic polymers and the second class may be called non-ionic-organic
polymers.
[0015] Very small concentrations of the ingredients herein defined have been found effecitve
for improving the corrosion resistance. The synthetic organic polymers containing
only carboxylic acid, sulfonic acid, phosphoric acid, as well as the salts thereof
in a side chain are anionic and those that contain hydroxy and carboxylic acid amide
in the side chain are non-ionic. Natural carbohydrates have been found effective herein
and included the highly branched polymers of acacia gum. The invention herein contemplates
polymers that contain either the anionic or non-ionic groups as well as mixtures thereof.
[0016] The composition herein may be readily formulated in an aqueous media. The organic
and inorganic ingredients may be mixed in any order into water. Preferably, the compositions
are prepared by mixing the components in a given amount of water with constant stirring
within ambient temperatures until the ingredients go fully into solution.
[0017] The preferred range for both the alkali metal silicates and soluble polymers should
be between about 0.05 and about 5 weight percent. At its most preferred embodiment
a mixture of the alkali metal silicate and soluble polymer should be present at about
3 weight percent based on the total weight of the solution. Lower concentrations do
not produce an appreciable improvement in corrosion characteristics, and higher concentrations
do not increase these characteristics, generally, any further. To these compositions
may be readily added other various ingredients that are compatible with the system.
Such ingredients include wetting agents, dyes, pigments and germacides. The compositions
herein described and claimed may be readily applied by various conventional means
known to the art and including di
.pping, spraying, immersion, and roll-on techniques. It is believed that the compositions
herein can be readily applied most economically and effectively by spraying.
[0018] The following tabulation gives Examples comprising compositions as defined herein
that were prepared with the amount indicated in grams per liter for the ingredients.
To each of Examples 8-20 were added about 0.01 grams of a commercial wetting agent,
Triton X-100. Each formulation was placed in contact with an aluminum coupon for about
two (2) minutes, at the temperature indicated and thereafter rinsed and dried. The
thus-treated coupons were thereafter submerged for fifteen (15) minutes at about 75°C.,
in a standard solution comprising an aqueous solution of 220 ppm NaNCO
3 and 83 ppm NaCL. The processing conditions of temperature, contact time, and contact
method are interdependent. In general, application of the compositions herein is conventionally
by spray technique and, considering normal plant operations, the temperature of the
solutiori will normally be from 30 to 90°C., preferably about 35 to about 60°C., and
the contact time will be between about 15 and 90 seconds and usually less than 70
seconds. Two commercial formulations were also tested as indicated in the table. The
ratings in the respective columns represent the amount of discoloration for each example.
[0019] It will be appreciated that is has been found in accordance with the present invention
that aqueous coating solutions containing an alkali metal silicate and a water-soluble
organic polymer of the anionic, non-ionic type or mixtures thereof are effective in
protecting aluminum surfaces. The corrosion resis
- tant properties of the coating formed by applications of such solutions within the
scope of the present invention include the ability of the coating to withstand blackening
or other discoloration when subjected to boiling water for a period of time of at
least two minutes or longer.
[0020] The particular compositions of the present invention can be used to protect pure
aluminum or alloys of aluminum, for example, aluminum alloys containing minor amounts
of metals such as, for example, magnesium, manganese, copper and silicon. Presently,
two of the most common alloys used in the aluminum container industry are aluminum
alloys 3003 and 3004.
[0021] After the coating compositions are applied the surfaces may be dried by conventional
means such as an oven having forced circulation of hot air. After the coating has
dried it can be readily subjected to lacquering or to decorative operations which
can include applying to the surfaces inks, paints or other resin coating. With the
methods and compositions of this invention very excellent adhesion of these decorative
finishes is realized.
[0022] A large number of water-soluble polymers of both the anionic and non-ionic type may
be readily employed. Illustrative of the non-ionic polymers are poly(vinyl alcohol),
poly(acrylamide) and a number of organic polymeric coagulants of vegetable and cellulosic
origin including Gum Arabic. Illustrative of the anionic types are poly(acrylic-co-acrylate),
poly(acrylic acid), poly(maleic anhydride-co-methylvinyl ether), poly(styrene sulfonic
acid), sodium poly(acrylate), sodium poly(methacrylate), poly(itaconic- co-vinyl acetate)
and the like.
[0023] By poly(acrylic-co-acrylate) is meant those copolymers of acrylic acid, methacrylic
acid, methyl methacrylate, methylacrylate and derivatives thereof.

[0024] There has been disclosed herein a method of and a composition for treating aluminum
metal surfaces, and in particular those metal surfaces that are subjected to hot water
solutions and the like, especially in pasteurization processes for aluminum can bodies.
In view of the specifications, those skilled in the art may have many modifications
which fall within the true spirit and scope of this invention. It is intended that
all such modifications be within the scope of the appended claim.
1. A solution for surface treating a metal to render the surface thereof tarnish and
corrosion resistant, said solution comprising an alkali metal silicate and a water-soluble
organic polymer having displaceable hydrogens or displaced hydrogens.
2. A solution as recited in Claim wherein said alkali metal silicate is selected from
the group consisting of sodium silicate, potassium silicate and lithium silicate.
3. A solution as recited in Claim wherein-the displaceable hydrogens are derived from
hydroxyls, carboxylic acids, amides, sulfonic acids, and phosphoric acids.
4. A solution as recited in Claim 1 wherein the ratio of metal silicate to organic
polymer is between about 1:1 to 4:1 by weight.
5. An aqueous solution for the surface treatment of aluminum and aluminum base metals
to reduce tarnish of the surface thereof, said aqueous solutions comprising water,
an alkali metal silicate, and a water-soluble organic polymer having displaceable
hydrogens derived from amides, sulfonic acids, phosphoric acids, carboxylic acids
and hydroxyls.
6. An aqueous solution as recited in Claim 5 wherein the alkali metal silicate is
selected from the group consisting of sodium silicate, potassium silicate and lithium
silicate.
7. An aqueous solution as recited in Claim 5 wherein the silicate is present in a
concentration of between about 0.1 and about 8 weight percent and the polymer between
about 0.05 and about 6 weight percent.
8. An aqueous solution as recited in Cla-im 5 wherein the ratio of silicate to polymer
is between about 1:1 to about 4:1 by weight.
9. An aqueous solution as recited in Claim 5 wherein the water-soluble polymers are
selected from the group consisting of anionic and non-ionic organic polymers.
10. A composition for resisting tarnish on aluminum surface during exposure to hot
water baths, said composition comprising about 0.01 to about 10 weight percent of
a water-soluble portion containing about 10 to about 95 weight percent of an alkali
metal silicate and about 5 to about 90 weight percent of an organic polymer selected
from the group consisting of non-ionic and anionic organic polymers, and about 90
to about 99.99 weight percent water.
11. A composition as recited in Claim 10 wherein the composition comprises about 0.01
to about 5 weight percent of the water-soluble portion and about 95 to about 99.99
weight percent water.
12. A composition as recited in Claim 10 wherein the water-soluble portion is a polymer
selected from the group consisting of poly(acrylic-co-acrylate), poly(vinyl alcohol),
poly(acrylic acid), carbohydrates, poly(acrylamide), poly(maleic anhydride-co-methylvinyl
ether), and poly(styrene sulfonic acid).
13. A composition as recited in Claim 10 wherein the alkali metal silicate is present
in an amount between about 60 and about 70 weight percent and the organic polymer
is present in an amount between about 30 and about 40 weight percent.
14. A composition as recited in Claim 13 wherein the water-soluble portion is a polymer
selected from the group consisting of poly(acrylic-co-acrylate), poly(vinyl alcohol),
poly(acrylic acid), carbohydrates, poly(acrylamide), poly(maleic anhydride-co-methylvinyl
ether), and poly(styrene sulfonic acid).
15. A method of treating an aluminum surface to impart tarnish resistance thereto
by the steps of contacting said surface to a solution comprising about 0.01 to about
10 weight percent of a water-soluble portion containing about 10 to about 95 weight
percent of an alkali metal silicate and about 5 to about 90 weight percent of an organic
polymer selected from the group consisting of anionic organic polymers and non-ionic
organic polymers, and about 90 to about 99.99 weight percent water and thereafter
washing away said solution.
16. A method of treating an aluminum surface to impart tarnish resistance thereto
by the steps of contacting for at least 10 seconds at a temperature of at least about
40°C., said aluminum surface with a composition comprising about 0.01 to about 10
weight percent of a water-soluble portion containing about 10 to about 95 weight percent
of an alkali metal silicate and about 5to about 90 weight percent of an organic polymer
selected from the group consisting of poly(acrylic-co-acrylate), poly(vinyl alcohol),
poly(acrylic acid), carbohydrates, poly(acrylamide), poly(maleic anhydride-co-methylvinyl
ether) and poly(styrene sulfonic acid), and about 90 to 99.99 weight percent water,
and thereafter rinsing said aluminum surface.
17. A method as recited in Claim 16 wherein the composition comprises about 0.01 to
about 5 weight percent of the water-soluble portion and about 95 to about 99.99 weight
percent water.
18. A method as recited in Claim 16 wherein the alkali metal silicate is present in
an amount between about 60 and about 70 weight percent and the organic polymer is
present in an amount between about 30 to about 40 weight percent.
19. A method as recited in Claim 16 wherein the aluminum surface is contacted with
the composition for about one minute.
20. A method as recited in Claim 16 wherein the aluminum surface is exposed to the
composition at a temperature greater than about 60°C.