BACKGROUND OF THE INVENTORY
[0001] This invention relates to fluid compositions useful especially for transmitting energy
in mechanical systems and, more particularly, to water-based compositions useful in
transmitting hydraulic energy having enhanced lubricity and anti-wear properties.
[0002] Water-based hydraulic fluids are well known and have been used commercially for a
number of years especially in applications where fire resistance is desired.. One
commonly used class of
' such water-based fluids, as disclosed, for example, in U.S. Patent No. 2,602,780
to Zisman et al. and U.S. Patent No. 2,768,141 to Langer et al., contain water soluble
glycols or glycol ethers for low temperature protection and a high molecular weight
polymeric thickener such as water soluble poly(alkylene oxide) polymers for viscosity
control. Such compositions also contain a variety of additives in "packages" that
are added to enhance lubrication, corrosion protection, and other performance characteristics
necessary for hydraulic devices and lubricants.
[0003] Water based hydraulic fluids commonly have high noninflammability, good temperature
stability, and a -relatively low cost, but generally have poorer anti-wear characteristics
than petroleum-based fluids. Fluids used in energy transmission systems must possess
sufficient lubricity and mechanical stability to enable them to be used in the self-lubricated
pumps, valves etc. employed in commercial hydraulic systems. Good lubricating properties,
especially good lubricity and film strength, are particularly important in reducing
the wear of moving components of hydraulic systems where the clearance between frictional
surfaces may be very small and pressures may be very high.
[0004] Heretofore, various attempts have been made to improve the lubricating properties
and/or poor anti-wear properties of these fluids including, for example, modifying
the poly(alkylene oxide) polymers generally added as viscosity control agents; incorporating
additives such as conventional oil improvers, E.P. agents, corrosion inhibitors, and
sequestering agents; and incorporating special water soluble additives such as the
oxyalkyleneadducts of polyamides disclosed in U.S. Patent No. 3,992,312 to Genjida
et al. However, none of these methods have been found to be completely effective,
particularly where anti-wear resistance under high pressure conditions is desired,
and the development of water-based fluids that would meet these requirements would
be highly desirable. Moreover, it would also be desirable to provide energy transmitting
fluids that contain more water than the 50 percent to which such known fluids are
generally limited in commercial applications.
SUMMARY OF INVENTION
[0005] In accordance with the present invention there is provided a water-based energy transmitting
and lubricating fluid having enhanced anti-wear properties which comprises an aqueous
composition having a 10
-6 m
2/s viscosity of at least about 10 centistokes at 40'C which contains up to about 80
percent by weight of water and has incorporated therein at least 0.1 percent by weight
of an acidic lubricity agent and an amount of an anti-wear additive which is effective
in enhancing the anti-wear characteristics of said composition, said anti-wear additive
comprising the combination of a hydroxyl substituted aromatic acid component and a
nitroaromatic compound component. Compositions of the invention may also contain from
0 to about 50 percent by weight of a water soluble glycol or glycol ether having 2
to about 14 carbon atoms used as a freezing point depressant and from about 5 to about
50 percent by weight of a water-soluble polymeric viscosity control agent.
[0006] Also provided in accordance-with the present invention is a method for enhancing
the anti-wear properties of water-based energy transmitting fluids containing an acidic
lubricity agent which comprises incorporating in said water-based energy transmitting
fluid an anti-wear additive comprising the combination of a hydroxyl substituted aromatic
acid component and a nitroaromatic compound component in an amount which is effective
in enhancing the anti-wear characteristics of said fluid compositions.
[0007] It has been found that the particular combination of anti-wear additive components
herein disclosed is efficient in enhancing the anti-wear and lubricity properies of
water-based energy transmitting compositions which also contain conventional acidic
lubricity agents and makes possible the preparation of such compositions with as much
as 80 percent by weight of water, a significantly greater amount of water than may
be used in water-based compositions heretofore employed as energy transmission fluids.
- DESCRIPTION OF THE INVENTION
[0008] In accordance with the present invention, the water-based energy transmitting fluid
is an aqueous composition having a viscosity of at least 10 10
-6 m
2/s centistokes at 40
*C which contains up to 80 percent by weight of water and a conventional acidic lubricity
agent to which has been added an anti-wear and lubricity additive which is the combination
of a hydroxyl substituted aromatic acid component and a nitroaromatic
compound component.
[0009] The acidic lubricity agents suitable for use in compositions of the invention are
well known materials which are conventionally used as lubricity improvers in water-based
hydraulic and the like fluids. Such suitable acidic materials include, for example,
saturated and unsaturated aliphatic carboxylic and polycarboxylic acids having at
least 6 carbon atoms such as caproic acid, caprylic acid, pelargonic acid, capric
acid, lauric acid, myristic acid, palmitic acid, stearic acid, oleic acid, linolic
acid, undecanoic acid, oxalic. acid, malonic acid, succinic acid, glutaric acid, adipic
acid, maleic acid, fumaric acid, glutaconic acid, butenetricarboxylic acid; aromatic
carboxylic acids such as benzoic acid, dimethylbenzoic acid, phthalic acid, terephthalic
acid, isophthalic acid and trimellitic acid; alkali metal or organic amine salts of
said aliphatic and aromated carboxylic acids such as morpholine; polymerized fatty
acids (dimer acids); oxycarboxylic acids such as malic and tartaric acid; and lecto-dicarboxylic
acids such as acetonedicarboxylic acid.
[0010] As a general rule, the acidic lubricity agent may be present in an amount between
about 0.1 and 10 percent by weight and are conventionally used in an amount between
about 0.5 and 2 percent by weight of the water-hased composition, but greater amounts
of said agent may be employed if desired for particular applications.
[0011] An essential component of the compositions of the invention is an anti-wear additive
which is the combination of a hydroxyl substituted aromatic acid component and a nitroaromatic
compound component.
[0012] Nitroaromatic compounds which are suitable for use as an anti-wear additive component
in compositions of the invention are mononuclear aromatic compounds having at least
one substituent nitro group. Such suitable nitroaromatic compounds are the nitro-substituted
aromatic acids and compounds such as nitroaromatic salts, esters, and the like, that,
in situ; effect the formation of the acid anion. Exemplary suitable nitroaromatic
compounds are 3- nitrobenzoic acid, 4- nitrophthalic acid, 4- nitroisophthalic acid,
3,5- dinitrobenzoic acid, p-nitrocinnamic acid, and the like, and alkali metal, amine,
or ammonium salts thereof.
[0013] Hydroxyl substituted aromatic acids which are suitable for use in combination with
said nitroaromatic compounds are the mononuclear hydroxyl-substituted aromatic acids
such as, for example, salicylic acid, and dihydroxy substituted benzoic acid and the
bridged dimer of hydroxyl-substituted aromatic carboxylic acids of the general formula:

or

wherein X is a sulfur atom or a chemically stable group selected from lower alkylene,
sulfonyl, and amino groups, and Y and Y' may be the same or different, and are a hydrogen
atom, hydroxyl group, amino group, alkyl group, or sulfonyl group.
[0014] Exemplary suitable bridged dimer acids are methylene or sulfur bridged, hydroxyl-substituted
aromatic carboxylic acids such as 5,5' methylenedisalicylic acid, pamoic acid, and
thiodisalicylic acid. The compound may be present in the composition as a salt such
as an alkali metal, amine, or ammonium salt.
[0015] In compositions of this invention, it is essential that both a nitroaromatic compound
and a hydroxyl substituted acid be present in order to prepare water-based compositions
that exhibit enhanced anti-wear and lubricity properties. As a general rule, the combination
of anti-wear additive components hereinabove described should be present in a combined
amount sufficient to impart the desired degree of anti-wear properties and lubricity
to the composition, depending upon the operating conditions and service requirement
for a particular application. The amount of the combination of anti-wear additive
components that should be present will be called herein an "effective amount," which
is defined as being the minimum amount required to achieve the anti-wear properties
and lubricity required for a particular application. While the amount of each of the
anti-wear additive components and the "effective amount" of the combination thereof
may vary somewhat depending on the application, the amount of each of the additive
components present should be at least about 0.0025 gram-moles per liter (generally
aboutO.003 weight percent) and preferably from about 0.01 to about 0.50 or even more,
gram-moles per liter of aqueous composition (generally between about 0.01 to about
10 percent by weight). The relative proportions of and the maximum amount of each
of the additive components and the combination thereof that should be present is not
critical, with economic factors generally determining the use of amounts greatly in
excess of that actually required.
[0016] The water-based compositions of the invention 10
-6 m /s should have a viscosity of at least 10 centistokes at 40
*C and may contain up to about 80 percent by weight of water. In general, the viscosity
of the aqueous composition of the invention may vary depending upon the energy transmission
application for which it is intended and the temperature range over which it will
be used. For example, energy transmitting fluids such as hydraulic fluids may have
viscosities in the range of 10
-6 m2/
s about 25 to 150 centistokes at 40°C, and preferably-in the range of about 30 to 85
centistokes, and lubricating fluids may be used with similar viscosity requirements.
While it is desirable to be able to provide an energy transmitting fluid which contains
the greatest amount of water in order to provide fire resistance characteristics,
it is also important that such fluid have a viscosity range that is capable of operating
in existing equipment, as well as providing adequate boundary lubrication and lubrication
for mechanical components. Accordingly, the water content of the compositions of the
inuention may vary in the range of from about 20 percent to about 80 percent, and
preferably from about 30 percent to about 70 percent by weight.
[0017] To achieve the range of viscosities that may be desired for a particular application
and wherein the water content of such compositions may be varied over a broad range,
a water-soluble polymeric viscosity control and/or thickening agent is generally employed
in an amount that
' ranges from about 5 percent to 50 percent, and preferably from about 10 to 20 percent
by weight of the composition. Water-soluble polymers that are suitable for use as
viscosity control agents in the compositions of the invention are poly(alkylene oxide)
polymers. Such polymers are known compounds which, even though of high molecular weight,
are water-soluble. In general, these polymers will contain oxyethylene groups or both
oxyethylene groups and higher oxyalkylene groups such as oxypropylene and oxybutylene
groups either in random or block distribution in their molecules, and will have average
molecular weights from 400 to about 40,000, or even higher. The amount of oxyethylene
groups in the molecule is such that the poly(alkylene oxide) polymers are soluble
in water at ordinary temperatures, and the amount of oxypropylene or higher oxyalkylene
groups is such that the poly(alkylene oxide) remains liquid at ordinary temperatures
u
p to an average. molecular weight of 40,000 and higher or may melt at temperatures
below about 60
.C. The oxypropylene/ oxyethylene ratio may vary from zero to about unity. These poly(alkylene
oxide) polymers may be made by processes well known in the art by reacting ethylene
oxides or mixtures of ethylene oxide and propylene oxide or higher alkylene oxide
with a compound having at least one active hydrogen atom up to as many as six such
active hydrogen atoms including, for example, water, monohydroxylic alcohols such
as ethanol and propanol, dihydroxylic alcohols such as ethylene glycol, trihydroxylic
alcohols such as glycerine and trimethylopropane, tertahydroxylic alcohols such as
pentaerythritol, hexahydroxylic alcohols such as sorbitol, and mono- or poly- functional
amines such as butylamine and ethylene diamine. The poly(alkylene oxide) products
of such reaction will have linear or branched oxyethylene or oxyethylene-higher oxyalkylene
chains and such chains will terminate with hydroxyl groups. Some or all of these hydroxyl
groups may be etherified by reaction with a dialkyl sulfate such as diethyl sulfate.
[0018] Another known class of water-soluble polymers that are suitable as thickeners or
viscosity control agents are the polymer adducts of alkyl phenols and alkylene oxides
such as, for example, the ethylene oxide/propylene oxide adducts of alkyl phenol disclosed
in U.S. Patent No. 2,768,141 to Langer et al. and the ethoxylated dinonyl phenol disclosed
in U.S. Patent No. 3,379,644 to Katzenstein.
[0019] Also suitable as viscosity control agents are the water-soluble polyalkyl methacrylates
disclosed, for example, in U.S. Patent No. 3,352,783 to McCord which generally results
from the polymerization of alkyl methacrylates in which the alkyl groups can have
an average of from about 3 to 10 carbon atoms. The urethane polymers such as disclosed
in U.S. Patent No. 3,352,783 are other suitable water-soluble polymers for use as
a viscosity control agent.
[0020] Other suitable water-soluble polymers are, for example, polyamide esters such as
disclosed in U.S. Patent No. 3,341,573 to Shibe and polyamide alkoxylates such as
disclosed in U.S. Patent No. 3,992,312 to Genjida et al.
[0021] In accordance with the present invention, preferred embodiments of the compositions
of the invention may also contain a water-soluble freezing point depressant. The water-soluble
freezing point depressants conventionally employed are glycols or glycol ethers having
2 to about 14 carbon atoms such as ethylene glycol, diethylene glycol, triethylene
glycol, ethylene glycol ethers such.as the ethyl, methyl, propyl and butyl ethers
thereof, and similar ethers of diethylene and triethylene glycol. In general, it is
preferred to use the simpler polyols as represented by ethylene glycol, propylene
glycol, butylene glycol, glycerine, and diethylene glycol. As the basis of the energy
transmitting fluid of the invention, it is preferable to use proportions of said glycols
or glycol ethers which will give, in combination with water, the low temperature servicability
desired.
[0022] The energy transmission fluids of this invention may also contain other components
conventionally used in water-based fluids such as corrosion, oxidation, and foam inhibitors,
pH conditioners, dyes, sequestering agents and the like which may be used in small
amounts from about 0.01 to about 5 to 10 percent by weight of the composition. Exemplary
of such materials that may. be used are corrosion inhibitors including monoethanolamine,
monoisopropanolamine, diethanolamine, triethanolamine, ethylenedieamine, dimethylethanolamine,
diethylenetriamine, cyclohexylamine, morpholine, 1,4-bis (2-aminoethyl)pyperadine,
2-heptadecyl-l-(2-hydroxyethyl)imidazoline, derivatives thereof such as alkaline oxide
adducts, alkali metal salts of carboxylic acids and the like: pH conditioners including
organic amines as mentioned as corrosion inhibitors and alkali metal hydroxides; antioxidants
including benzotriazole, mercaptobenzoimidazole, and mercaptobenzothiazole; foam inhibitors
including silicones of the emulsion type; dyes including basic dyes and acid dyes;
and sequestering agents such as aminocarboxylic acids and derivates thereof including
ethylenediamotetraacetic acid, diethylenetriaminepentaacetic acid, sodium or copper
salts thereof, and oxycarboxylic acids and derivates thereof such as tartaric acid
and sodium gluconate.
[0023] In preparing the water-based compositions of the invention, each of the components
used may be added in any order of addition, or combinations of some of them may be
prepared prior to incorporating in the composition. In general, each of the components
to be used should be water-soluble or previously made into a water-soluble form such
as the alkali metal or ammonium salts thereof, or should be capable of being solubilized
in situ.
[0024] In accordance with the present invention, there is also provided a method whereby
the anti-wear and lubricity characteristics of a water-based energy transmission fluid
may be enhanced by adding to an aqueous composition having a viscosity of at least
10 10
-6 m
2/s centistokes at 40°C which contains up to about 80 percent by weight of water and
has incorporated therein an acidic lubricity agent as hereinabove described, an anti-wear
additive which comprises the combination of nitroaromatic compound component and a
hydroxyl substituted aromatic acid in an "effective amount" to enhance the anti-wear
and lubricity properties thereof. Such additive components may be in the alkali metal
or ammonium salt solubilized form thereof or in a form that is solubilized in situ.
[0025] In an alternate embodiment, in the event that the water-base fluid composition to
be treated does not contain an acidic lubricity agent as herein described, such component
may be added to the fluid when the anti-wear additive components are added.
[0026] The invention will become more clear when considered together with the following
examples, which are set forth as being merely illustrative of the invention and which
are not intended, in any manner, to be limitative thereof. Unless otherwise indicated,
all parts and percentages are by weight.
Examnle 1
[0027] Measurement of the wear and lubricating properties of the water-based energy transmitting
compositions of this invention, as well as the compositions used for comparison purposes
are performed on a hydraulic fluid test stand as described in ASTM D-2882-74 "Vam
Pump Testing of Petroleum Hydraulic Fluids". The operational conditions for the tests
are as follows:

[0028] The apparatus and procedure described above are used to'evaluate the wear of metal
pump cam ring and vanes using various water-based compositions of this invention in
comparison with a composition prepared without the anti-wear additive of the invention.
The proportion of ingredients used in preparing the compositions evaluated in this
Example are summarized below:

[0029] The polymeric thickener used in the compositions of this Example is a water-soluble
product available under the trademark designation UCON 75-H-380,000 from Union Carbide
Corporation. The copper wear additive is available commercially under the trademark
designation REOMET 41 from Ciba-Geigy Corp.
[0030] The results of the wear tests are summarized in

[0031] It is apparent from the data shown that the lubricity (anti-wear) properties at high
pressures of compositions B to D is vastly superior to the lubricity of composition
A-which did not contain the anti-wear additive of the invention.
ExamDle 2
[0032] The apparatus and procedure described in Example 1 is used to evaluate the lubricity
(anti-wear properties) of water-based compositions containing the anti-wear additive
of the invention and these are compared with compositions prepared with one or the
other of the anti-wear additive components but not with the combination thereof. The
proportions of ingredients used and the lubricity test results are summarized in Table
II. The polymeric thickener of Example 1 was used in the compositions of this Example.
[0033] It is apparent from the data in Table II that compositions A and B which contain
the anti-wear additive of the invention exhibit greatly superior wear resistance properties
than composition C which did not contain any anti-wear additive components and Compositions
D and E, which did not contain the combination of anti-wear additive components.

Example 3
[0034] Using the apparatus and procedure described in Example 1, the lubricity (anti-wear)
properties of a series of fluid compositions containing various amounts of water are
evaluated. The proportion of ingredients in each of the compositions and wear data
obtained with each of the compositions is summarized in Table III.

Example 4
[0035] Using the apparatus and procedure of Example 1, the lubricity of a series of water-based
fluid compositions using various types of acidic lubricity agents and anti-wear additive
components are evaluated. The proportion of ingredients used in each of the compositions
and pump-wear test results are summarized in Table IV. The Polymeric Thickener of
Example 1 is used in the compositions of this Example.
[0036] It is apparent from the results shown that each of the compositions evaluated exhibited
enhanced anti-wear properties though Composition E prepared with lauric acid as the
acid lubricity agent exhibits somewhat higher wear.

1. A water-based energy transmitting fluid having enhanced anti-wear properties which
comprises an aqueous composition having a viscosity of at least 10 10-6 m2/s centistokes at 40°C which contains up to about 80 percent by weight of water, at
least 0.1 percent by weight of an acidic lubricity agent and an effective amount of
an anti-wear additive which comprises the combination of a hydroxyl substituted aromatic
acid component and a nitroaromatic compound component.
2. The water-based fluid of claim 1 which contains at least about 20 percent by weight
of water.
3. The water-based fluid of claim 1 wherein said anti-wear additive comprises the
combination of at least 0.0025 gram-moles/liter of said hydroxyl substituted aromatic
acid component and at least 0.0025 gram-moles/liter of said nitroaromatic compound
component.
4. The.water-based fluid of claim 1 wherein said nitroaromatic compound component
is a nitro . substituted mononuclear aromatic acid.
5. The water-based fluid of claim 1 wherein said hydroxyl substituted aromatic acid
component is a mononuclear hydroxyl-substituted aromatic acid or a bridged dimer of
a hydroxyl-substituted aromatic carboxylic acid.
6. The water-based fluid of claim 1 wherein said acidic lubricity agent is a member
selected from the group consisting of saturated and unsaturated aliphatic carboxylic
and polycarboxylic acids having at least 6 carbon atoms, aromatic carboxylic acids
and alkali metal or organic amine salts of said aliphatic and aromatic acids.
7. The water-based fluid of claim 1 wherein said aqueous composition comprises up
to about 50 percent by weight of a glycol or glycol ether having 2 to about 14 carbon
atoms.
8. The water-based fluid of claim 1 wherein said aqueous composition comprises a water-soluble
polymeric viscosity control agent in an amount from about 5 percent to-50 percent
by weight.
9. The method of enhancing the anti-wear and lubricity properties of a water-based
energy transmitting fluid containing an acidic lubricity agent which comprises incorporating
in said water-based fluid an effective amount of an anti-wear additive comprising
the combination of a hydroxyl substituted aromatic acid component and a nitroaromatic
compound component.