TECHNICAL FIELD
[0001] This invention relates to a process for gas carburization of ferrous metals and in
particular to a process wherein a furnace atmosphere is created by injecting an oxygenated
hydrocarbon into said furnace during the period of rapid carburization followed by
control of the atmosphere during the later stages of carburization by reducing the
rate of injection of oxygenated hydrocarbon while maintaining volumetric flow through
the furnace by injecting a nonreactive gas along with said oxygenated hydrocarbon.
Carbon potential of the furnace atmosphere is maintained during the carburizing cycle
by the addition of controlled amounts of enriching or hydrocarbon carburizing agents
to the mixture.
BACKGROUND OF PRIOR ART
[0002] Carburization is the conventional process for case hardening of steel. In gas carburizing
the steel is exposed to an atmosphere which contains components capable of transferring
carbon to the surace of the metal from which it diffuses into the body of the part.
A variety of atmospheres have been employed but the most commonly used one is the
so-called endothermic (endo) atmosphere derived by partial combustion of natural gas
in air. It is usually necessary to add a relatively small quantity of another constituent,
usually natural gas, to the atmosphere to raise the carbon potential.
[0003] A thorough discussion of the Prior Art can be found in the section entitled "Furnace
Atmospheres and Carbon Control" found at pages 67 through 92, and that portion of
the section entitled "Case Hardening of Steel" appearing at pages 93 through 128 of
Volume 2 of the Metals Handbook published in 1964 by the American Society for Metals,
Metals Park, Ohio. This particular volume of the Metals Handbook is entitled "Heat
Treating Cleaning and Finishing. At pages 90 through 91 of the Metals Handbook, Volume
2, there is a discussion of determination of carbon potential of a furnace atmosphere
pertinent to the invention set forth below.
[0004] U.S. Patent 4,049,472 also summarizes the prior art, the specification of which is
herein incorporated by reference. The steel objects to be carburized are exposed at
an elevated temperature, usually in the- range of about 1600°F (871°C), until carbon
penetration to a desired depth has been achieved. The metal can then be cooled to
room temperature by various known methods such as furnace, air, and media quench to
develop the desired physical properties and case hardness in the finished article.
The basic endothermic atmosphere produced by the incomplete combustion of natural
gas in air consists of approximately 40% N
2, 40% H
21 and 20% CO. The reaction by which carbon is generally believed to be deposited on
the surface of the steel is represented by the following equation(l).
[0005]

[0006] The water produced in equation (1) immediately reacts partially with more CO according
to the well-known water gas shift reaction (2).

[0007] Equations (1) and (2) may be added together to yield reaction (3).

[0008] Thus, the net result of carburization by the endothermic atmosphere is the decomposition
of nascent carbon on the surface of the metal and concurrent formation of an equivalent
amount of C0
2 or H
20. These two substances, C0
2 and H
20, cause the reversal of reactions (1) and (3), and if allowed to accumulate would
quickly bring the carburization process to a halt. The purpose of the added hydrocarbon
mentioned above is to remove the H
20 and C0
2 and regenerate more active reactive gases according to reactions (4a) and (4b).

[0009] Another method of generating a carburizing atmosphere which has been developed relatively
recently, involves decomposition of methanol, either alone or in combination with
nitrogen, according to equation (5).

[0010] It will be noted that the ratio of H
2 to CO is 2 to 1, the same as that produced in the endothermic atmosphere by partial
combustion of natural gas. By choice of appropriate quantities of nitrogen and.methanol
it is possible to generate a synthetic atmosphere which is essentially identical in
composition to that produced by the partial combustion of natural gas. The advantages
of using such a synthetic atmosphere are several fold. First, the need for an expensive
and elaborate endo gas system is eliminated. The endo gas generator requires continuing
maintenance and attention of an operator and furthermore it cannot be turned on and
off at will.
[0011] Once it is running it is necessary to keep it in operation even though the demand
for the endothermic atmosphere may vary from maximum load to zero, thus the endo gas,
and the natural gas required to produce it are wasted during periods of low demand.
The use of nitrogen and methanol on the other hand requires only those storage facilities
adequate for liquid or gaseous nitrogen and liquid methanol until they are needed.
Furthermore, the nitrogen and methanol can both be injected as such directly into.the
furnace without the need for a separate gas generator. The methanol is immediately
cracked by the high temperatures encountered in the furnace. A further advantage of
the methanol-nitrogen system is that the methanol is uniform in composition while
natural gas contains, in addition to methane, widely varying amounts of ethane, propane
and other higher hydrocarbons which affect the stoichiometry of the partial combustion
reaction and may give rise to atmospheres of substantially varying composition which
in turn leads to erratic and poorly controlled behavior of the carburization process
itself.
[0012] It has been shown by others, for example in U.S. Patent 4,145,232, that methanol
and nitrogen may be used to provide a carrier gas having essentially the same composition
as endothermic gas. Others have shown, for example U.S. Patent 3,201,290, that pure
methanol may be used to provide a carrier gas comprised essentially of only CO and
H2.- A number of advantages are claimed for the latter atmosphere. First the carbon
availability (the quality of carbon available for reaction per unit volume of atmosphere)
is greater by a factor of 67% in the pure methanol-derived atmosphere than it is in
the endothermic gas composition. This greater availability results in more uniform
carburization of the workpiece since there is less liklihood of the atmosphere being
depleted of carbon in regions where gas circulation is poor, for example in blind
spots where several workpieces may obstruct the free flow of atmosphere in the furnace.
A further advantage of the pure methanol-based atmosphere is that the kinetics of
the carbon transfer are greatly enhanced. The rate at which carbon can be transferred
is given by the following equation:

The rate of carbon transfer from a gas consisting of two-thirds H
2, and one-third CO, is almost 2.8 times that of the endothermic atmosphere which contains
only 40% H
2 and 20% CO. Thus, it is possible to achieve more rapid carburization and lowered
cycle time by the use of the pure methanol carrier gas.
[0013] However, a pure methanol-based atmosphere is inherently more expensive both in terms
of monetary value and the energy required to produce it, than is an atmosphere derived
in part from methanol. For example, total energy requirement to produce 100 SCF of
base gas nitrogen at 1700°F (927°C) is 37,200 BTU's, while to produce the same volume
of a base gas consisting of two-thirds H
2 and one-third CO by decomposition of methanol 61,800 BTU's are required. These requirements
include the energy necessary to heat the gas from ambient temperature to 1700°F (927°C),
and in the case of nitrogen, the energy required to separate nitrogen from the air
while in the case of methanol, the energy equivalent of the raw material to produce
the methanol and the energy required in its synthesis and decomposition. The energy
required to produce 100 SCF equivalent of synthetic endo gas from methanol and nitrogen
is 51,900 BTU.
[0014] Thus it is evident that although the atmosphere derived from pure methanol is advantageous
in insuring that carburization proceeds uniformly and at a rapid rate, it is more
expensive and consumes more energy than does an atmosphere derived from a combination
of methanol and nitrogen. The more rapid carburization achieved with the pure methanol
atmosphere is desirable since it results in a shorter cycle time to achieve a given
case depth, and thereby lowers the amount of energy lost through the furnace walls.
However, this gain in energy conservation is to some extent offset by the higher thermal
conductivity of the pure methanol-derived atmosphere as compared to the synthetic
endo atmosphere because of the greater hydrogen content of the former. It is estimated
that this increased hydrogen concentration results in a heat loss rate ranging from
about 9% to about 14% greater for the all-methanol derived atmosphere.
BRIEF SUMMARY OF THE INVENTION
[0015] It has been found that the use of an oxygenated hydrocarbon containing carbon, hydrogen,
and oxygen having from 1 to 3 carbon atoms, no more than one carbon to carbon bond
and a carbon to oxygen ratio of from 1 to 2 selected from the group consisting of
alcohols, aldehydes, ethers, esters and mixtures thereof, and in particular the pure
methanol-derived atmosphere during the first part of a carburization cycle provides
the advantage of initially high carburization rate which is manifested in a reduced
total cycle time. But it has also been found that after a period of time, part of
the expensive methanol may be replaced by less expensive nitrogen without an accompanying
increase in the time necessary to achieve a given case depth. Thus, the advantage
of both types of atmospheres may be combined in a single process with a resultant
lowering of the overall energy requirement. Carbon potential of the atmosphere is
maintained during carburization by addition of controlled amount of enriching or hydrocarbon
agents (e.g. methane) to the furnace.
DETAILED DESCRIPTION OF THE INVENTION
[0016] In the conventional endo process, a carrier gas mixture is obtained by catalytic
partial oxidation of hydrocarbons (e.g. natural gas) resulting in a mixture which
consists mainly of 20% CO, 40% H
2 and 40% N
2' Hydrocarbons (e.g. excess natural gas) are usually added to provide the carbon required.
The carbon potential, which determines the degree of carburization, is controlled
by monitoring either the C0
2 or the H
20 concentration in the furnace gas. Theoretically, the proper control parameters are
Pco
2/Pco
2 and PcoPH
2/PH
2o, but since Pco and PH
2 are kept virtually constant, one component control by Pco
2 or PH
20 is possible.
[0017] Instead of generating the carrier gas catalytically, it may also be generated by
thermal cracking of mixtures of nitrogen and oxygenated hydrocarbons (e.g. methanol).
All carbon-hydrogen-oxygen compounds containing up to 3 carbon atoms, but with no
more than one carbon to carbon bond, and having a carbon to oxygen ratio of from 1
to 2 and a boiling point not greater than 100°C including alcohols, aldehydes, ethers,
and esters are candidates for the atmosphere. Methanol is the preferred oxygenated
hydrocarbon for this process however ethanol, acetaldehyde dimethylether, methyl formate
and methylacetate have been shown to produce high CO and H
2 levels. So far efforts have been directed to imitating the composition of the endo
gas mixture only, in order to achieve comparable results at temperature. This makes
it possible to use exactly the same carbon control mechanism as used with the endo
system, (i.e. conventional one component carbon control).
[0018] The present invention is directed toward improving the results obtained by the endothermic
process, but at the same time at maintaining its simple carbon control mechanism.
Better results are obtained by increasing the carbon transfer rate. This is achieved
by higher CO and H
2 concentrations which enhance the rate of the main carbon transfer reaction:
[0019]

[0020] Since most of the carbon is needed during the first part of the carburizing cycle
when the rate of diffusion is very high due to a very steep carbon gradient, improvement
can only be achieved during this period. In the later part of the cycle, the diffusion
rate becomes so slow that improving the carbon transfer rate by higher CO and H
2 concentrations does not make any difference. Therefore, the present invention resides
in maintaining CO and H
2 concentrations higher than endo composition in the first-part of the cycle in order
to speed up carbon transfer and to reduce CO and H
2 concentrations in the later part of the cycle to endo composition which will enable
the use of conventional one component control.
[0021] Higher CO and H
2 levels may be obtained by reducing the nitrogen content in a nitrogen-oxygenated
hydrocarbon mixture to be thermally cracked.
[0022] For the tests summarized in Table I below, a closed batch heat treating furnace having
a volume of 8 cu. ft. (0.227 cu. m) was used. The furnace was equipped with a circulating
fan and thermostatically controlled electric heater. Provision was made for introduction
of nitrogen gas and methanol liquid, the latter as a spray. The furnace was vented
through a small pipe leading to a flare stack. There was also provision for admitting
enriching gas (e.g. natural gas) to the furnace.
[0023] The exit line was fitted with a sampling device and analytical means which permitted
measurement of the concentration of carbon monoxide and carbon dioxide in the exit
stream. The carbon potential of the exit gas was calculated according to well-known
chemical equilibrium equations and the amount of the enriching gas admitted to the
furnace was varied so as to maintain a desired carbon potential (CP) in the furnace.
An increase in enriching gas (e.g. natural gas) flow resulted in an increase in carbon
potential while a decrease in enriching gas resulted in an corresponding decrease
in carbon potential.
[0024] In each of the tests the furnace was loaded with approximately 15 lb. of 1010 steel
rivets, purged with nitrogen, and brought up to a final temperature of 1700°F (927°C).
Nitrogen and/or methanol was passed into the furnace at a combined rate corresponding
to about 3-5 standard volume changes per hour of the furnace atmosphere.
[0025] Three different basic atmospheres were used separately or in combination in the various
tests. The first of these, called the 100% atmosphere, was generated by the introduction
of methanol alone to the furnace, and the furnace atmosphere consisted of a mixture
of approximately 2/3 hydrogen and 1/3 carbon monoxide. The second atmosphere, known
as the Endo atmosphere, was derived from a combination of two parts nitrogen and one
part methanol vapor by volume, and had a final composition of approximately 40% nitrogen,
40% hydrogen and 20% carbon monoxide. The third atmosphere, known as the 10% atmosphere,
was generated by passing a mixture consisting of approximately 10% methanol and 90%
nitrogen into the furnace. Its composition was approximately 75% nitrogen, 16.7% hydrogen
and 8.3% carbon monoxide.
[0026] In the several tests, natural gas was introduced at different times and concentrations,
but the final segment of each test always involved control of the natural gas introduction
so as to maintain a targeted carbon potential in the furnace.
[0027] Each test involved a total time cycle of three hours including a heat recovery period
after loading of thirty minutes. At the end of this time, the rivets were discharged
from the furnace, quenched and subjected to metallurgical testing to determine the
case depth and hardness. The effectiveness of carbon potential control was determined
by the analysis of a shimstock sample which had been placed in the furnace along with
the rivets.
[0028] In examples I-1 through I-5 natural gas was introduced at an initial rate corresponding
to approximately 10% of that of the total gas flow, and was adjusted so as to give
a target carbon potential of 1.0% when the furnace load had come to the final temperature
of 1700°F (927°C). In the first three runs, the 100%, Endo, and 10% atmospheres were
employed throughout the entire cycle. The decline in capability of effecting carbon
transfer as the nitrogen content of the atmosphere is increased is evident from the
case depth data. The Endo atmosphere is only about 87% as effective overall as is
the 100% atmosphere, while the 10% atmosphere is only 64% as effective as the 100%
atmosphere.
[0029] In tests, I-4 and 1-5 the 100% atmosphere was employed for the first one hour of
operation but then was replaced by Endo and 10% atmospheres, respectively. In test
1-4, a combination of 100% and Endo atmospheres was almost as effective (96%) as the
100% atmosphere alone. In test I-5, the combination of 100% and 10% atmospheres was
almost as effective (84%) as the Endo atmosphere alone.
[0030] Tests I-6 and 1-7 indicate that under the conditions of these tests (10% natural
gas during warmup) little is accomplished after the first 1.5 hours of operation with
the 100% atmosphere. However, this is not the most energy efficient mode of operation.
[0031]

[0032] Table II shows a pair of tests in which natural gas was introduced at a rate of 10%
of the total flow for the first 1.5 hours of operation and then was adjusted to yield
a carbon potential of 1.1%. In test II-I, the 100% base atmosphere was employed throughout
the test while in test II-2 the Endo atmosphere was employed throughout the test.
Again the Endo atmosphere is somewhat less effective (93%) than the 100% atmosphere.
The final case depth in both tests is somewhat greater than in the first series of
tests. This is probably due both to the longer time during which a high level of natural
gas flow was maintained and the slightly higher target carbon potential employed.

[0033] Table III presents a series of tests in which an essentially 100% methanol atmosphere
was maintained until the furnace temperature had reached 1600°F (871°C). At this time,
natural gas was admitted at a rate such that a carbon potential of 1.1 was maintained.

[0034] Tests III-3 and III-4 indicate that the degree of carburization which can be achieved
with a combination of 100% and Endo atmospheres is virtually equal to that which is
achieved with the 100% atmosphere alone.
[0035] The results obtained in the tests shown in Table III-are in all cases superior to
the corresponding results shown in Tables I and II where methane was introduced at
a high level at the initial part of the cycle. It is believed that in the Table I
and II tests, soot deposition which inhibited carburization took place. In the Table
III series of tests the surface remained clean because carbon potentials capable of
depositing soot were never reached. No advantage is realized by introducing natural
gas until the work has approached the final carburizing temperature. Introduction
of natural gas prior to this time results not only in wastage but also in sooting
which inhibits further carburization.
[0036] The degree to which the methanol is diluted by nitrogen may also be varied. In tests
III-1 thru III-4 (Table III) dilution to about endo gas composition was found desirable.
In Tests 1-4 and 1-5 Table I dilution to below endo gas composition was found desirable.
In Tests 1-4 and 1-5 (Table I) dilution to below endo composition after only one hour
of exposure to the 100% atmosphere lead to lower case depth, but in tests 1-6 and
1-7 (Table I) the 10% atmosphere was as effective as the endo atmosphere after 1.5
hours exposure to the 100% atmosphere.
[0037] The exact time and degree of dilution depends upon the carbon level desired at the
surface of the workpiece, the case depth, and temperature at which carburization is
carried out. In general, greater case depths and the correspondingly longer times
involved, permit greater dilution of the atmosphere. With longer times and greater
case depths, the rate of diffusion of carbon from the surface declines and an atmosphere
capable of effecting rapid carbon transfer is not needed.
[0038] For practical purposes, dilution to less than about 10% H
2 and 5% CO is undesirable since it is necessary to provide enough reactive gas to
ensure scavenging of the small amount of oxygen which may leak , into a conventional
heat treating furnace. However, in all cases the use of an atmosphere based entirely
on methanol at the beginning of the cycle, followed by dilution with nitrogen during
later stages will be found advantageous in reducing the length of the cycle while
simultaneously conserving energy. A further refinement of the process involves step-wise
increasing dilution of the atmosphere as the cycle progresses so that the rate of
carbon transfer to the surface is matched with the rate of carbon diffusion away from
the surface.
[0039] Although the examples of the present inventions were taken from tests where the oxygenated
hydrocarbon was sprayed into the furnace in liquid form it can also be vaporized and
injected into the furnace separately or with the nitrogen.
[0040] According to the present invention gaseous ammonia can be added to the atmosphere
to achieve carbonitriding of ferrous metal parts.
STATEMENT OF INDUSTRIAL APPLICATION
[0041] Processes according to the present invention can be used in place of existing gas
carburizing processes in batch type furnaces and with proper furnace control in continuous
furnaces. Existing furnaces can be readily adapted to the present invention without
altering systems used to measure carbon potential and with only minor furnace additions
to accomodate the hydrocarbon and gas sources.
[0042] Having thus described our invention, what is desired to be secured by Letters Patent
of the United States, is set out in the appended claims.
1. A method of carburizing a ferrous article comprising the steps of:
a. charging the articles to be treated into a furnace maintained at a temperature
in excess of 1500°F (816°C);
b. injecting into the furnace an oxygenated hydrocarbon containing up to three carbon
atoms, having a carbon to oxygen ratio of from 1 to 2 and a boiling point no greater
than 100°C, said oxygenated hydrocarbon selected from the group consisting of alcohols,
aldehydes, esters, ethers and mixtures thereof to react and form a carburizing atmosphere
in said furnace;
c. establishing and maintaining a rate of injection of said oxygenated hydrocarbon
and adding an enriching gas to maintain a carbon potential of between 0.8 and 1.1%
in said furnace atmosphere for at least that portion of the total carburizing process
where rapid carburizing occurs;
d. subsequently reducing the rate of oxygenated hydrocarbon injection while maintaining
a total injection rate by injecting nitrogen into said furnace to maintain said furnace
atmosphere at a carbon potential similar to that for a conventional carburizing atmosphere
and for a period of time to complete carburization of said articles to the desired
case depth; and.
e. discharging said articles from said furnace and cooling at a rate determined by
the desired physical properties of said article.
2. A method according to Claim 1 wherein said furnace is maintained at a temperature
of between 1550°F (816°C) and 1900°F (1038°C).
3. A method according to Claim 1 wherein said oxygenated hydrocarbon is selected from
the group consisting of methanol, ethanol, acetaldehyde, dimethylether, methyl formate,
methlacetate and mixtures thereof.
4. A method according to Claim 1 wherein said oxygenated hydrocarbon is methanol.
5. A method according to Claim 1 wherein said oxygenated hydrocarbon is ethanol.
6. A method according to Claim 1 wherein said oxygenated hydrocarbon is acetaldehyde.
7. A method according to Claim 1 wherein said oxygenated hydrocarbon is dimethylether.
8. A method according to Claim 1 wherein said oxygenated hydrocarbon is methyl formate.
9. A method according to Claim 1 wherein said oxygenated hydrocarbon is methylacetate.
10. A method according to Claim 1 wherein prior to charging said furnace the liquid
equivalent of from three to five volume charges per hour of oxygenated hydrocarbon
is sprayed into said furnace to condition said furnace atmosphere resulting from previous
carburizing runs.
11. A method according to Claim 1 wherein said reduced rate of injection of oxygenated
hydrocarbon is accomplished by injecting a ratio of from 2 to 1 to 10 to 1 nitrogen
to oxygenated hydrocarbon to a total volume flow equal to the volume of oxygenated
hydrocarbon injected in said preceding step.
12. A method according to Claim 10 wherein said ratio of nitrogen to oxygenated hydrocarbon
is 2 to 1.
13. A method of carburizing a ferrous article comprising the steps of:
a. charging the articles to be treated into a furnace maintained at a temperature
of between 1500°F (816°C) and 1900°F (1043°C);
b. injecting into the furnace an oxygenated hydrocarbon selected from the group consisting
essentially of methanol, ethanol, acetaldehyde, dimethylether, methyl formate, methylacetate
and mixtures thereof to react and form a carburizing atmosphere in said furnace;
c. establishing and maintaing a rate of injection of said oxygenated hydrocarbon and
adding thereto an enriching gas to maintain a carbon potential of between 0.8 and
1.1% in said furnace atmosphere for at least that portion of the total carburizing
process where rapid carburizing occurs;
d. subsequently reducing the rate of oxygenated hydrocarbon injection while maintaining
a total injection rate by injecting nitrogen into said furnace to maintain said furnace
atmosphere at a carbon potential in said furnace similar to that for a conventional
carburizing atmosphere and for a period of time to complete carburization of said
articles to the desired case depth; and
e. discharging said articles from said furnace and cooling at a rate determined by
the desired physical properties of said article.
14. A method according to Claim 13 wherein said oxygenated hydrocarbon is methanol.
15. A method according to Claim 13 wherein prior to charging said furnace the liquid
equivalent of from three to five volume changes per hour of oxygenated hydrocarbon
is sprayed into said furnace to condition said furnace atmosphere resulting from previous
carburizing runs.
16. A method according to Claim 13 wherein said rapid carburization is effected by
injection of said oxygenated hydrocarbons to maintain a furnace atmosphere of about
two-thirds hydrogen and one-third carbon monoxide by volume.
17. A method according to Claim 13 wherein said reduced rate of injection of oxygenated
hydrocarbon is accomplished by injecting a ratio of from 2 to 1 to 10 to 1 nitrogen
to oxygenated hydrocarbon to a total volume flow equal to the volume of oxygenated
hydrocarbon injected in said preceding step.
18. A method according to Claim 17 wherein said raio of nitrogen to oxygenated hydrocarbon
is 2 to 1.
19. A method according to Claim 17 wherein said ratio of nitrogen to oxygenated hydrocarbon
is 9 to 1.
20. A method of carburizing a ferrous article comprising the steps of:
a. charging the articles to be treated into a furnace maintained at a temperature
in excess of 1500°F (816°);
b. injecting methanol into the furnace to react and form a carburizing atmosphere
in said furnace;
c. establishing and maintaining a rate of injection of said oxygenated hydrocarbon
to maintain a carbon potential of between 0.8 and 1.1% in said furnace atmosphere
for at least that portion of the total carburizing process where rapid carburizing
occurs;
d. subsequently reducing the rate of oxygenated hydrocarbon injection while maintaining
a total injection rate by injecting nitrogen into said furnace to maintain said furnace
atmosphere at a carbon potential in said furnace similar to that for a conventional
carburizing atmosphere and for a period of time to complete carburization of said
articles to the desired case depth; and
e: discharging said articles from said furnace and cooling at a rate determined by
the desired physical properties of said article.
21. A method according to Claim 20 wherein said furnace is maintained at a temperature
of between 1550°F (816°C) and 1900°F (1043°C).
22. A method according to Claim 20 where gaseous ammonia is also added to the furnace
in order to carbonitride the parts.