REFERENCE TO RELATED APPLICATION
[0001] This application is a continuation-in-part of U.S. Patent Application Serial No.
360,615 filed on March 22, 1982.
BACKGROUND OF THE INVENTION
Field of the Invention
[0002] This invention relates generally to the printing of moving webs, and is concerned
in particular with improved paper printing and coating processes employing, in the
most favorable embodiments, pigmented water based foamable ink or coating compositions.
Description of the Prior Art
[0003] The invention is especially useful in, but not limited to, rotogravure printing.
Since its inception in the late 1800's, rotogravure printing has been carried out
primarily with solvent based inks. The solvents are toxic and highly flammable, and
consequently printing plant personnel are exposed continuously to potentially serious
health, fire and explosion hazards. As a result, in spite of the implementation of
elaborate and expensive protective measures such as for example solvent recovery and
air pollution abatement systems, electrically grounded presses, shielded electric
motors, etc., insurance costs have remained extremely high. Moreover, because solvents
are extracted from petroleum, their costs have increased dramatically during the last
decade, as has the cost of the energy consumed by the dryers required to dry the solvent
inks after printing.
[0004] Some attempts have been made at avoiding these problems by employing water based
inks. However, water based inks have a tendency to oversaturate the paper web. Moreover,
water has a latent heat of vaporization five times that of hydrocarbon solvents, thus
requiring five times as much energy to evaporate. For these reasons, the use of water
based inks has not been widespread. Another attempted solution is disclosed in U.S.
Patent No. 2,971,458 (Kumins, et al,) which suggests replacing solvent based inks
with foamed water based inks applied directly to the web surface. To accomplish this
direct foam application, Kumins stresses the importance of maintaining the size of
the foam bubbles as nearly uniform as possible with the bubbles being considerably
smaller than the finest engraved cells in the printing cylinder. While not specifically
stated in Kumins, it would appear that these teachings are based on the theory that
all of the engraved cells must be filled with or at least contain some foam bubbles
in order to insure that the foam bubbles are applied to the web surface in the desired
printing pattern.
[0005] It must be appreciated, however, that in rotogravure paper printing and coating,
where for example the gravure cylinder has been electronically engraved by use of
a Helio-Klischograph, cell depths range from a minimum of 2-3 microns to a maximum
of about 40 microns. Elaborate and expensive equipment would be required to generate
foam with microscopic bubble sizes considerably smaller than the smallest of such
cells, and even with such equipment, it appears extremly doubtful that the Kumins
teachings could be followed consistently on a commercial scale. Thus, foamed water
based inks have never been employed successfully in commercial rotary gravure paper
printing operations. This in spite of the substantial safety and cost advantages that
could have been realized by eliminating the industry's continued reliance on solvent
based inks.
Summary of the invention
[0006] The present invention lies, in part, in the surprising discovery that quite contrary
to Kumins' teachings, the relative size and uniformity of the foam bubbles is not
a dominant factor in the successful application of pigmented water based foamed ink
in a rotary gravure printing process. Rather than attempting to fill cells with small
foam bubbles, the present invention relies on an initial distribution of a layer of
relatively large foam bubbles over the surface of an engraved cylinder, followed by
a conversion of the bubbles through doctoring into discrete membranes spanning each
of the cells, with the surface areas or "lands" of the cylinder between the cells
as well as the cell interiors underlying the membranes being substantially free of
ink. The membranes then may be transferred directly onto the surface of a web by simply
pressing the web against the doctored gravure cylinder by means of an impression roller.
Alternatively, in other processes such as flexographic printing, coating, etc., the
membranes may be transferred onto the surfaces of one or more intermediate rolls before
finally being applied to the web surface.
[0007] Thus it will be seen that in contrast to prior art procedures as exemplified by the
Kumins patent, where foam bubbles are applied directly to the web, in the present
invention the web is not exposed to foam bubbles. Rather, the foam bubbles are converted
into discrete membranes which are transferred either directly from the gravure cylinder-onto
the web surface, or indirectly onto the web surface via intermediate transfer rolls.
[0008] The aforesaid conversion of bubbles into discrete membranes of ink, or other coating
compositions, is accomplished reliably and consistently with foam bubbles which may
vary in size, but which are, on the average, substantially larger than the average
size cell (measured as cell depth) of a typical gravure cylinder. Thus it is unnecessary
to resort to the use of elaborate and expensive foam generating equipment. Test results
to date have indicated that printing in accordance with the present invention yields
results at least equivalent to and in most cases superior to those achieved with conventional
solvent ink printing processes, with a dramatically reduced consumption of ink in
the order of approximately 50 percent. Moreover, because of the relatively small amount
of ink being transferred from the gravure cylinder onto the paper web, drying takes
place nearly instantaneously in ambient air, thus substantially minimizing the need
to employ dryers.
[0009] The dimensional characteristics of the aforesaid membranes are largely independent
of the volumetric characteristics of the cells, except that for a given surface tension,
membrane thickness will vary in proportion to the open cell area. In any event, however,
the membranes will deliver a smaller amount of pigment and liquid vehicle to the substrate
being printed as compared with prior art solvent or water based foam systems, which
rely on a loading of the cell in order to achieve effective printing.
[0010] When dealing with porous paper products of the type commonly employed in high-volume
printing, this reduction in the amount of liquid vehicle is advantageous in that it
results in a lesser penetration into the paper. The pigment deposition is thus more
localized at the paper surface, as compared to prior art systems where the increased
amounts of liquid vehicle carry the pigment deeper into the paper. Thus, when printed
in accordance with the present invention, paper will exhibit a distinct reduction
in "show through" i.e., the visibility of a printed image from the non-printed side
of the paper. Moreover, although less pigment is being transferred onto the paper,
because its deposition is more localized at the surface, the resulting image will
be darker or exhibit a more vivid color as compared to the prior art processes where
pigment is in effect "lost" by being carried more deeply into the paper. To the printer,
the present invention's more efficient deposition of ink translates into extraordinary
savings in ink costs. Moreover, because the present invention is characterized by
a lesser penetration of the liquid vehicle, the printer can employ less expensive
papers without resulting show through, thus further reducing the cost of printing.
[0011] The present invention also makes it possible to apply opacity-contributing or hold-out
coatings. These will upgrade the printing and/or aesthetic qualities of the paper.
Most importantly, it has been discovered that the extremely quick-drying characteristic
of the coatings makes it possible to achieve such coatingson-line, e.g. with a coating
process preceding the printing process. The surface-segregation of the coating materials
might also facilitate the manufacture of thin two-sided sheet products wherein the
sides are to have substantially different, even incompatible, properties.
[0012] Thus, one side can bear an acidic coating while the other side can carry a basic
coating. Similarly, very thin sheets may be prepared having an electro resistive face
coat and an electro conductive back coat without unacceptable contamination of one
coating by the other.
[0013] As previously indicated, the more efficient transfer of pigment in accordance with
the present invention produces higher color intensity for a given gravure cell area
as compared with the prior art processes. Thus, to achieve a given intensity, it becomes
possible to decrease cell areas (and cell depths), with a corresponding increase in
land areas. This translates into longer wear characteristics for the gravure rolls,
again with concomitant savings in operating costs.
[0014] Another advantage of the present ivention is the drastic reduction of "web breaks"
which have previously been associated with paper weakened by excessive liquid absorption.
This is true despite the fact that, as a general rule, aqueous systems more readily
wet most inexpensive, cellulosic substrates.
[0015] Still another advantage of the present invention relates to the Helio-Klischograph
process of engraving gravure cylinders. One of the concerns with this process has
been the difficulty of obtaining sufficient cell volume to match the cell volumes
obtained by earlier etching techniques. This problem is essentially eliminated with
the present invention, since cell volume does not contribute to the efficiency of
the printing operation. Rather, it is open cell area that is important, and this can
be achieved easily by the Helio-Klischograph process by employing a diamond stylus
with a more obtuse cutting angle.
[0016] The preferred formulations from which the foam is generated include pseudo-plastic
or thixotropic additives. It is preferred that such formulations be foamed to an expanded
volume of from about 3 to 20 times the volume of the liquid composition. High-stability
foams of the prior art are not the most desirable. Rather, foams which have 25% drainage
times of less than three hours are preferred. Those having 25% drainage times (NFPA
STD 11, 1978 p. 11-98) of well below one hour are entirely acceptable. Moreover, the
best compositions are those in which the drainage liquid is not formed by material
drained out of bubble films; instead, it is preferred that the liquid be largely derived
from breaking bubbles.
[0017] Thus, it has been found to be particularly desirable to utilize foam compositions
which do not dry out before the foam bubbles break and drain. Such foams can be obtained
if one avoids excessively foam-stabilized formulae. A particular advantage of such
foams is that they can be readily reworked, without any substantial reformulating,
simply by refoaming.
` Thus, the printer may utilize his material efficiently and minimize waste disposal
problems.
[0018] These and other objects and advantages of the present invention will become more
apparent as the description proceeds with the aid of the accompanying drawings.
BRIEF DESCRIPTION OF THE DRAWINGS
[0019]
Figure 1 is a diagrammatic view of a rotgravure printing apparatus employed in the
practice of the present invention;
Figure 2 is a perspecitve view of a portion of a gravure cylinder which has been electronically
engraved with a Helio-Klischograph, and showing a range of cell sizes which have been
magnified substantially for the purposes of illustration;
Figures 3-6 are substantially magnified sectional views taken along the line X-X of
Figure 2 showing in a diagrammatic manner the progressive steps entailed in carrying
our a rotogravure printing process in accordance with the present invention; and
Figure 7 is a schematic diagram of a flexographic coating procedure in accordance
with the present invention.
DETAILED DESCRIPTION OF INVENTION
[0020] Referring initially to Figure 1, a rotgravure printing apparatus is shown comprising
a gravure cylinder 10 rotatably mounted within the confines of an open-top fountain
12. The engraved surface of the gravure cylinder is partially submerged in a body
14 of pigmented water based foamed ink. The gravure cylinder is rotated in the clockwise
direciton, and its submerged surface is brushed continouously by a rotating cylindrical
brush 16 submerged in the foam body 14 and also driven in the clockwise direction.
A doctor blade 18 wipes the surface of gravure cylinder 10 prior to its arriving at
a printing nip 20 defined between the gravure cylinder 10 and an impression roll 22.
A paper web 24 is fed from a supply roll 26 through the printing nip 20 and then over
a roll 28 on the way to a conventional cutting and folding apparatus (not shown).
[0021] The fountain 12 is connected via a supply line 30 to a foam generating unit 32 which
operates on demand to foam a water based liquid ink or coating composition being supplied
thereto. In order to compensate for the pressure build-up in the foam body 14 beneath
the doctor blade 18 resulting from the continuous high speed rotation of the gravure
cylinder 10 and cylinder brush 16, foam may be continuously recirculated via suction
line 34, pump 36 and delivery line 38 back to the opposite side of the gravure cylinder
where freshly generated foam is also being delivered via line 30.
[0022] Portions of the above-described apparatus are conventional and well known to those
skilled in the art. whereas other portions are considered novel and are the subject
of a separate patent application assigned to the same assignee as that of the present
invention.
[0023] In the example herein chosen for purposes of disclosure, the surface of the gravure
cylinder 10 has been engraved by a Helio-Klischograph, which as is well known to those
skilled in the art, utilizes an electronically controlled diamond stylus (not shown)
to cut out inverted pyramidal shaped cells of the type shown in Figures 2-6. The cells
are spaced one from the other by lands "L" whose dimensions vary depending on the
depths and center-to-center spacing of the cells. Open cell area (as viewed in plan)
is a function of cell depth, i.e., the greater the depth to which the stylus is allowed
to penetrate, the greater the open cell area.
[0024] Conventional engraving with a Helio-Klischograph will yield cells ranging in depth
(shown at "X" in Figure 3) from a minimum of 2-3 microns to a maximum of about 40
microns. Diagonal dimensions for the open areas of such cells (shown at "Y" in Figure
2) will range from a minimum of 40 microns to a maximum of about 200 microns. and
the lands "L" will have a minimum size of about 10 microns.
[0025] Some examples of foamable ink formulations utilized in the process of the invention
are listed below. The following designations are used in these formulations:
PP: A thixotropic or pseudoplastic contributing additive; 50% by weight Kelco K8A13
(heteropolysaccharride-7) slurried in 150% by weight Butyl Carbitoloobtained from Union Carbide Corp.
Pigment 1123: 100% Sunsperse Yellow YFD-1123 (35% solids) by Sun Chemical Corp.
Foamer: high-expansion foam concentrate called "High Expansion Foam" and obtained
from National Foam Systems, Inc.
PJC-55: 25%.H2O/50% NH4OH/25% Joncryl 678
Surfactant L-7129: A silicone surfactant available from Union Carbide Corp.
F-122: 35% carbon block pigment/5.6 Nitrile resin (Atromax-Vinitone)/59.4% water
Resin 678: an alkali-soluble styrene acrylic acid copolymer sold under the designation
Joncryl 678 by S. C. Johnson & Sons Co.

[0026] Ethylene glycol was added as a foam conditioner and the amount of pseudoplastic material
was increased to 0.20%. Although the foam lacked consistency, the formula was applied
successfully to a paper web. No change in color intensity was noted after a run of
1-1/2 hours. No indication of growth was noticed.
EXAMPLE B
[0027] 1% silicone surfactant (L-7129) was added to the formula of Example A. The addition
of the surfactant resulted in a uniform foam. The formula was successfully applied
to a paper web. No change in color intensity or growth in one hour.

EXAMPLE C
[0028] The formula of example A was modified by increasing the weight percent of the resin
from 11.0% to 20.0% and correspondingly decreasing the water content from 54.8% to
45.8%. This formula was successfully applied to a paper web. No change in color intensity
was noted.
EXAMPLE D
[0029] The formula of Example C was modified by adding 1% silicone surfactant (L-7129).
This formula was successfully applied to paper web. The foam had the following characteristics:

No change in color intensity and very little foam growth.
EXAMPLE E
[0030]

EXAMPLE F
[0031]

The perfluorocarboxylic acid has the formula:

where N=5-12.
[0032] The perfluorocarboxylic acid was added to enhance the surface tension of the foam.
The formula successfully coated a transfer roll in a flexographic process.
[0033] The above liquid formulations were mixed by the foam generating equipment 32 with
a pressurized gas such as air at the above specified expansion ratios, without attendant
mechanical agitation. The resulting foams had non-uniform bubble sizes (determined
by bubble diameter) ranging from about 5 to 100,000 microns. Thus, the median bubble
size was larger than the maximum cell depth of the gravure cyliner, and observations
of experimental runs indicated that median bubble size was substantially larger that
the median maximum lateral dimension of the open cell areas.
[0034] Turning now to Figures 3-6, the condition of the gravure cylinder surface immediately
after its passage through the printing nip 20 and prior to its re-entry into the foam
body 14 is shown in Figure 3. The entire cylinder surface, including the differently
sized open cells 40a - 40e and the lands L therebetween is substantially free of ink.
[0035] Figure 4 shows the condition of the gravure cylinder surface after it has entered
the foam body and has been exposed to the brushing action of roll 16, but prior to
its being wiped by the doctor blade 18. At this stage, the cylinder surface is coated
with foamed ink in the form of randomly distributed bubbles 42 which as mentioned
above, vary in size, with the minimum bubble diameter being larger than the maximum
cell depth, and with the median bubble size being larger than the median maximum lateral
dimension of the open cell areas.
[0036] Figure 5 shows the condition of the gravure cylinder surface immediately after it
has been wiped by the doctor blade 18 but prior to its entry into the printing nip
20. It will be seen that the bubble coating shown in Figure 4 has been converted by
doctoring into discrete extremely thin membranes 44 covering or spanning the cells
40a - 40e. The above-stated relationship between the bubble size and cell depth is
believed to contribute to this result by insuring that a major percentage of the bubbles
are only partially received in the cells and thus are exposed to the wiping action
of the doctor blade. The lands L between the cells, and the interior cell portions
underlying the membranes are free of ink, or at least substantially so.
[0037] Figure 6 shows the condition of the gravure cylinder surface as it passes through
the printing nip 20 where it is brought into contact with the paper web 24. At this
stage, the thin membranes 44 are picked up by the web, leaving the cylinder surface
free of ink in the condition shown in Figure 3.
[0038] Experimental runs with the process of this invention have yielded excellent results
comparable in every way to those achieved with conventional solvent inks. Surprisingly,
these results have been achieved with foams of relatively large bubble size, in direct
contravention to the teachings of the prior art.
[0039] While the process of the present invention has been described in connection with
cylinders engraved by a Helio-Klischograph, it will be understood that other types
of engraved cylinders, i.e., those engraved by chemical or other mechanical means,
also can be employed with equivalent results.
[0040] As shown in Figure 7, the process of the present invention also may be employed in
flexographic printing. Here, an engraved anilox cylinder 50 is partially submerged
in and rotated through a body 52 of foamed ink, the latter having been generated and
delivered in accordance with previously described techniques. A'rotating submerged
brush 54 again is employed to achieve appropriate distribution of foam over the surface
of the anilox cylinder. The foamed ink coating is then doctored as at 56 to convert
the same to the previously described membranes spanning the engraved cells. Rather
than being applied directly to a web, however, the membranes are then transferred
to and deposited on the surface of a rotating intermediate rubber transfer roll 58..
From here, the membrane deposits are transferred to the raised areas of a flexographic
printing plate 60. Finally, the membrane deposits are applied to the surface of a
moving web 62 which is pressed against the printing plate by an impression roll 64.
[0041] It will thus be seen that in a broad sense, the present invention consists of a printing
or coating process employing a water-based foamable composition. The formulation is
foamed and applied to the surface of gravure or anilox cylinders, with the foam bubbles
being randomly sized and significantly larger on average as compared to the average
cell size of the cylinders. The cylinder surfaces are then doctored to convert the
foam bubbles into thin discrete membranes which span or overlie the open cells, leaving
the cell interiors underlying the membranes as well as the lands separating the cells
substantially free of ink or coating deposits. The membranes are then transferred,
either directly or indirectly, onto the surface of a moving web.
1. A process for applying a water-based liquid composition containing dissolved or
suspended solids to a moving web comprising the steps of:
a) foaming said composition;
b) applying a coating of the foamed composition to a cylinder having an array of mutually
spaced open cells on the surface thereof;
c) converting the coating of the foamed composition to-a-discrete liquid composition
membranes spanning said cells, with the cell volumes beneath said membranes as well
as the land areas between said cells being substantially free of said composition;
d) transferring said liquid composition membranes to the surface of said web and immobilizing
said solids on the surface of said web as a residue formed of said solids.
2. A process as defined in claim 1 wherein said web is a paper substrate and wherein
said solids comprise printing inks selectively distributed over said substrate.
3. A process as defined in claim 1 wherein said substrate is paper, wherein said membranes
are first transferred to a transfer roll on which they are applied as a continuous
coating, then transfered to said paper, and wherein said solids comprise means to
modify surface properties of said paper surface.
4. A process as defined in claims 1,2 or 3, wherein the transferring of said liquid
membranes takes place immediately after conversion of said foam to said liquid membranes.
5. A printing process as defined in claim 1 wherein the transferring of said liquid
membranes from said cylinder surface to said web comprises the subsidiary steps of:
a) a first transferring of said liquid membrane to a transfer roll system, said transfer
roll system comprising means to convert said liquid membranes to a continuous film;
and,
b) a second transfer of portions of said film to a printing plate followed by a final
transfer of said film portions from said printing plate to a surface of said web.
6. A process as defined in claim 5 wherein said printing roll is a flexographic printing
roll.
7. A process as defined in claim 5 wherein said moving web is a paper sheet.
8. A process as defined in claims 1, 2 or 3 wherein said foamed composition has a
density of from about 6 to about 16 Ibs./ft.3.
9. A process as defined in claims 1, 2 or 3 wherein said foamed composition is characterized
by non-uniform foam bubbles having a median size (measured as bubble diameter) larger
than the median maximum lateral dimensions of said cells.
10. A process as defined in claims 1,2 or 3 wherein said foam is characterized by
such instability on drainage, that the foam will break down and yield a drainage liquid
that is suitable for direct recycling into said process.
11. A process as defined inclaims 1,2 or 2 wherein the 25% drainage time of said foamed
composition is less than about 4.0 hours.
12. A process as defined by claims 1, 2 or 3 wherein the liquid composition from which
said foam is formed a pseudoplastic liquid.
13. A process as defined in claims 1,2 or 3 wherein said foamed composition is formed
of a pseudoplastic liquid composition and is characterized by a density of less than
about 16.0 Ibs./ft.3 and is such that upon drainage, foam bubbles will break to yield a drainage liquid
that is suitable for direct recycling into said process.
14. A process as defined in claims 1,2 or 3 wherein said quarter-drainage time of
said foam is less than about three hours, and the drainage liquid is a pseudoplastic
liquid which may be refoamed to a foam of a density of less than about 16 lbs./ft.3 for recyling into said process.
15. A rotary gravure printing process employing a water-based liquid ink composition,
said process comprising:
a) foaming said liquid ink composition;
b) applying a coating of said foamed ink composition to the surface of a rotating
gravure cylinder, the surface of said cylinder having an array of differently sized
open cells spaced one from the other;
c) doctoring the surface of said cylinder to convert said coating into discrete membranes
spanning said cells, with the surface areas of said cylinder between said cells as
well as the cell interiors underlying said membranes being substantially free of ink;
and
d) transferring said membranes onto the surface of a web by pressing said web against
said cylinder.
16. The printing process of claim 15 wherein said foamed ink composition has a median
bubble size (measured as bubble diameter) which is larger than the maximum depth of
said cells.
17. The printing process of claims 15 or 16 wherein said cells have depths ranging
from about 2 to 40 microns, and wherein said foam has a median bubble size (measured
as bubble diameter) larger than 40 microns.
18. The printing process of claim 15 wherein said foamed ink composition has a bubble
size (measured as bubble diameter) ranging from about 5 to 100,000 microns, wherein
the maximum cell depth is about 40 microns, and wherein the maximum lateral dimension
of the open cell areas when viewed in-plan ranges from a minimum of 40 microns to
a maximum of about 200 microns.
19. The printing process of claim 15 wherein the application of said coating to the
surface of said cylinder is achieved by partially submerging and rotating said surface
in a body of said foamed ink composition.
20. The printing process of claim 19 wherein the surface of said cylinder is mechanically
brushed while submerged in said body.
21. A rotary gravure printing process,' comprising :
a) generating water based foamed ink composition having a non-uniform bubble size
(measured as bubble diameter ranging from about 5 to 100,000 microns;
b) applying a coating of said foamed ink composition to the surface of a rotating
gravure cylinder, the surface of said cylinder having an array of differently sized
open cells spaced one from the other, said cells having depths ranging from about
2 to 40 microns, and having maximum lateral dimensions when viewed in plan ranging
from about 40 to 200 microns;
c) doctoring the surface of said cylinder to convert said coating into descrete membranes
spanning said cells, with the surface areas of said cylinder between said cells as
well as the cell interiors underlying said membranes being substantially free of ink;
and
d) transferring said membranes onto the surface of a web by pressing said web against
said cylinder.