[0001] The invention relates to a fiber lubricant, a fatty acid ester of an alkoxylated
phenol derivative, which has effective thermal and oxidative stability, non-volatility,
product stability and, in a preferred embodiment, emulsification properties and which
when applied to a fiber, as a fiber lubricant formulation, exhibits effective viscosity
and lubricity.
[0002] Traditionally, a fiber lubricant formulation consists of a base material, or lubricant,
such as mineral oil, alkyl esters of fatty acids or vegetable oils; emulsifiers that
allow the lubricant to be applied from a water solution; antistatic agents; antioxidants;
bacteriocides; friction modifiers; and buffering agents.
[0003] A fiber lubricant is critical to the conversion of nylon or polyester fiber into
useful yarn for textile manufacturing. The fiber lubricant has several functions.
One function is to control friction. The fiber lubricant may protect the newly spun
fiber from fusion or breakage by controlling the yarn-to-metal friction at frictional
contact points between the yarn and machine guides, rollers, draw plates, heater plate
and texturing false twist spindles or friction discs. The lubricant also functions
to provide yarn cohesion giving strength to the yarn by holding the yarn bundled together
and by allowing the yarn to build up an acceptable package at the end of processing.
Static electricity that is formed as the yarn rapidly moves through the processing
equipment would also be controlled. The lubricant must also protect machine surfaces
from wear.
[0004] U.S. 4,165,405 discloses fiber lubricants based upon fatty esters of heteric polyoxyalkylated
alcohols wherein mononuclear, monofunctional initiators are alkoxylated and then esterified.
U.S 4,127,490 relates to lubricating fibers with a major amount of lubricant and a
minor amount of a stabilizer, said stabilizer being the reaction product of one mole
of dicyclopentadiene and at least one mole of p-cresol, further reacted with at least
one-half mole of isobutylene. U.S. 4,134,841 relates to a fiber lubricant which is
a composition comprising a non- hindered polyphenyl stabilizer and a polyether lubricant.
U.S. 4,252,528 relates to a spin finish for synthetic fibers of a thermally stable
lubricant and a surfactant derived from an ethylene oxide-propylene oxide block copolymer
adduct of an alkylated phenol. U.S. 3,578,594 relates to a fiber treating composition
ccnsisting essentially of about 90 percent to about 25 percent by weight of at least
one ester of an ethoxylated aliphatic alcohol and about 10 percent to about 75 percent
by weight of at least one ester of an ethoxylated arylphenol. The examples relate
to a-methyl benzyl phenol or bis α-methyl benzyl phenol as the aryl phenol. A problem
of the prior art fiber lubricants mentioned above is that they are not disclosed as
being capable of being used alone or in a water emulsion as a fiber lubricant formulation.
None of the above references discloses the use as a fiber lubricant of the products
of applicants' invention, nor do they suggest the use of applicants' product alone
or as a water emulsion.
[0005] A purpose of the invention was to provide a fiber lubricant which may be used by
itself in pure form as a fiber lubricant formulation. Another purpose of the invention
was to provide a self-emulsifiable fiber lubricant for use as a fiber lubricant formulation.
[0006] A fiber lubricant has been discovered having effective thermal and oxidative stability,
non-volatility, product stability, and, in a preferred embodiment, emulsification
properties, and which when applied to a fiber, as a fiber lubricant formulation, exhibits
effective viscosity and lubricity. The fiber lubricant is useful as a fiber lubricant
formulation in pure application to polyester or nylon fiber during a drawing and texturing
operation. The fiber lubricant formulation is used in a process of lubricating synthetic
fibers which comprises applying the fiber lubricant to the fiber in an amount between
0.05 percent by weight and 5 percent by weight, based on the weight of the lubricated
fiber. The fiber lubricant comprises a compound selected from the group consisting
of

wherein A is an oxyalkylene radical having 2 carbon atoms to 4 carbon atoms or mixtures
thereof, R is hydrogen or acyl containing from 8 carbon atoms to 22 carbon atoms,
R' is alkyl containing from 1 carbon atom to 10 carbon atoms, R'' is alkyl containing
from 1 carbon atom to 22 carbon atoms, R''' is alkyl containing from 4 carbon atoms
to 8 carbon atoms and R'''' is R" or R''', X is an alkylidene radical containing from
1 carbon atom to 3 carbon atoms and n is an integer such that the molecular weight
of the compound is between 500 and 2500 and,with the proviso that either R'' or R'''
is ortho to the oxygen in formula III. In preferred embodiments the oxyalkylene radical
is oxyethylene or a mixture of oxyethylene and up to 50 percent by weight of an oxyalkylene
radical having 3 carbon atoms to 4 carbon atoms and provides effective hydrophilicity
to the compound to enable it to self emulsify in water.
[0007] The lubricants of the present invention are prepared from three essential ingredients,
i.e., certain phenol derivatives, alkylene oxides and fatty acids.
[0008] Useful as the phenol derivatives are compounds selected from the group consisting
of the following formulas:

wherein X, R', R'', R''' and R'''' are as described above. Examples of X are alkylidene
radicals such as methylene, ethylene and propylidene. Examples of R' and R'' are methyl
and isobutyl. Examples of R''' and R'''' are butyl and octyl. Preferably used as the
phenol derivative of formula V is a compound wherein X is

as the phenol derivative of formula VI is a compound wherein x is

as the phenol derivative of formula VII is a compound wherein R'' is C
4H
9-, R''' is C
8H
17- and R'''' is C
8H
17- or C
4H
9- or a compound wherein R'' is C
4H
9-, R''' is C
4H
9- and R'''' is CH
3- and as the phenol derivative of formula VIII is a compound wherein X is

R' is CH
3- and
R" is C
4H
9-.
[0009] Useful as alkylene oxides, from which the oxyalkylene radical derives, are alkylene
oxides containing 2 carbon atoms to 4 carbon atoms such as ethylene oxide, propylene
oxide and butylene oxide. Useful in a preferred embodiment is ethylene oxide or a
mixture of ethylene oxide and other alkylene oxides which when used in a mixture with
ethylene oxide impart a hydrophilicity effective to self emulsify the compound. In
lieu of the other alkylene oxides, other 3 or 4-carbon cyclic ethers such as tetrahydrofuran,
oxetane, and methyl oxetane may be used. Preferaby used are mixtures of ethylene oxide
and propylene oxide.
[0010] The oxyalkylene is present in the fiber lubricant in an amount, as represented by
n, such that the molecular weight of the compound is between 500 and 2500. Preferably
used is a block of between 5 and 20 moles, such as 5, 10 or 15 moles of ethylene oxide
per mole of phenol derivative. Also preferably used is a heteric mixture of about
70 percent by weight oxyethylene and about 30 percent by weight oxypropylene.
[0011] Useful as fatty acids are those containing between 8 carbon atoms and 22 carbon atoms,
preferably between 16 and 20 carbon atoms and more preferably 18 carbon atoms, such
as isostearic acid.
[0012] The phenol derivative is ethoxylated by adding the phenol derivative and a basic
catalyst to an autoclave evacuated to a vacuum and pressurized with nitrogen and equipped
with temperature, pressure and vacuum controls, and thereafter heated. The alkylene
oxide is added at a constant rate until all the oxide is added. The reaction then
proceeds at a temperature between 90°C and 130°C until a constant pressure is observed.
Esterification is then accomplished by adding approximately equal molar amounts of
fatty acid and alkoxylated phenol derivative. Acid catalysts, such as methane sulfonic
acid and hypophosphorus acid are added and the esterification reaction is allowed
to proceed at a constant temperature, such as 165°C under a nitrogen blanket.
[0013] The lubricants of this invention are applied to the fiber in an amount between 0.05
percent by weight and 5 percent by weight, based on the weight of the lubricated fiber.
[0014] The lubricity of the products of this invention on synthetic yarns may be determined
using any reasonable method. One useful test method measures the lubricity, in units
of the coefficient of friction, of nylon filaments having fiber lubricants applied
to them at a concentration of about 1 percent lubricant by weight of filament by the
procedure of the following two paragraphs.
[0015] A stable aqueous emulsion of the lubricant is prepared. This emulsion is applied
to the yarn, such as nylon or polyester, using an apparatus in which the yarn is passed
at a controlled speed through a continually replenished drop of finished solution
or dispersion of specified concentration. A suitable apparatus is the ATLAS yarn finish
applicator sold by the Precision Machine and Development Company of Wilmington, Delaware.
The lubricant dispersion is metered to the continually replenished drop of solution
using a syringe pump. Tne yarn is fed over an adjustable canter roller which functions
to space the yarn over a drying drum used to remove water. The yarn is finally passed
over a winding tube and subsequently conditioned for 16 to 24 hours at 65 percent
relative humidity and 70°F before being tested.
[0016] The coefficient of friction (f) may be determined on any suitable machine, such as
a Rothschild F Meter utilizing 0.313 inch diameter ceramic (Al Si Mg) and satin chrome
friction pins that has friction surface at a yarn contact angle of 180°. The yarn
speed is varied, such as at 50, 100, 150, 200, and 250 meters per minute. The yarn
tension may be varied such as at 4 or 6 grams on the input side as determined by tensiometers
by the Rothschild F meter. The (f) values are determined directly by reading the chart
produced by the Rothschild F meter.
[0017] Viscosity may be determined by any standard procedure, such as using a Brookfield
viscometer or Ubelohde tube following ASTM D444 71/79 or D2161-79. The viscosity of
the fiber lubricants of this invention have a controlled viscosity range, from 500
to 1500 Saybolt universal seconds. A viscosity below this range is detrimental to
processing the fibers and a viscosity above this range causes excessive add-on to
the fibers.
[0018] Thermal and oxidative stability as well as non-volatility of the fiber lubricant
may be tested by a number of suitable procedures such as the hot plate test, the circulating
air oven test, dynamic thermogravimetric analysis and isothermal thermogravimetric
analysis. The hot plate test proceeds by placing metal cups, 3 for each example, on
a heater and maintaining the temperature at 240°C for 24 hours. At intervals of time,
the weight loss for each of the 3 samples is determined and averaged and the quality
of residue determined. The hot plate test is representative of thermal stability as
measured by the results at 240°C for 24 hours and of oxidative stability by the quality
of the residue. The circulating air oven test proceeds as in the hot plate test except
the hot plate and samples are placed in a circulating air oven. The thermogravimetric
analyses proceed as follows: the dynamic thermogravimetric analysis measures the temperature
in degrees centigrade at which a specific percentage by weight, such as 1 percent
by weight and 10 percent by weight, of the sample is lost in a test atmosphere, such
as air or nitrogen, while heating the sample at a constant heating rate, such as 20
degrees per minute; and the isothermal thermogravimetric analysis measures the percent
by weight loss of the sample at a constant temperature, such as 210°C, for a specific
time interval, such as 40 minutes, while the. sample is continuously weighed.
[0019] The product stability of the fiber lubricant may be tested by any suitable method.
The ability of the product of the invention to be storage stable is excellent.
[0020] The emulsification properties of the fiber lubricant may be tested by preparing a
mixture containing 10 parts of fiber lubricant, 20 parts of mineral oil and 70 parts
of water. The mixture is shaken vigorously and allowed to stand for 24 hours. If separation
of the emulsion does not occur, the emulsion is considered stable.
[0021] The products of a preferred embodiment of the invention are self emulsifiable with
water and do not require additives to make an emulsion.
[0022] Additional additives may, however, be added to the fiber lubricants in preparing
fiber lubricant formulations. These additives are described in U.S. 4,134,841.
[0023] The following examples will further illustrate the various aspects of the invention.
Where not otherwise specified throughout the specification and claims, temperatures
are in degrees Centigrade, and parts, percentages and proportions are by weight.
Example 1
[0024] To an autoclave equipped with temperature, pressure, and vacuum controls was added
780 parts of butylated, styrenated cresol (WINGSTAY
* V - Goodyear Company) and 8 parts of 45 percent potassium hydroxide solution. The
autoclave was heated to 125°C after evacuating to a vacuum of less than 10 millimeters
mercury and then pressurizing to 34 lbs./square inch with nitrogen. Ethylene oxide
was added at a rate of 250 parts/hour until 1921 parts were added. When constant pressure
was observed, the catalyst was removed by deionization and the mixture was further
stripped to remove volatiles. This ethoxylate, Example lA, had a hydroxyl number of
66.2 and a viscosity of 883 Saybolt universal seconds at 100°F.
[0025] To a 2 liter flask having temperature control, stirrer and distillation apparatus
were added 891 parts of the above ethoxylate. Next, 279.1 parts of isostearic acid,
4.12 parts of methanesulfonic acid, (70 percent), and 4.0 parts of hypophosphorous
acid were added. The temperature was held at a constant 165°C in a nitrogen atmosphere
until the esterification reaction was complete. After catalyst removal, the product
of Example 1 of this invention, the isostearate ester of ethoxylated butylated styrenated
cresol, a specific product containing compounds of formula IV above, was obtained
having a hydroxyl number of 4.4, an acid number of 1.56 and a viscosity of 781 Saybolt
universal seconds at 100°F.
Comparison Examples A, B, C and D
[0026] A is a polyoxypropylene block adduct of a polyoxyethylene adduct of ethylene glycol
of approximate average molecular weight of the hydrophobe of 1000 and an oxyethylene
content of about 50 percent by weight.
[0027] B is a polyoxyethylene block adduct of a polyoxypropylene adduct of propylene glycol
of approximate average molecular weight of the hydrophobe of 950 and an cxyethylene
content of about 50 percent by weight.
[0028] C is a heteric ethylene oxide propylene oxide adduct of a C12-C15 fatty alcohol,
having an overall approximate average molecular weight of 1280 and containing about
50 percent ethylene oxide.
[0029] D is a polyoxyethylene block adduct of a polyoxypropylene adduct of bisphenol A of
approximate average overall molecular weight of 8350 and an oxyethylene content of
about 80 percent by weight.
[0030] Lubricity, heat stability and emulsion properties were obtained as follows: An aqueous
emulsion of the lubricant of Example 1 was prepared. This emulsion was applied to
yarn using an Atlas yarn finish applicator. The coefficient of friction (f) was determined
on a Rothschild F meter utilizing 0.313 inch diameter ceramic (Al Si Mag) and satin
chrome friction pins as the friction surface at a yarn contact angle of 180°. The
ASTM procedure Standard Test Method for Coefficient Friction, Yarn to Metal Designation
03108-76 was generally followed. The lubricity results, using 40/12 denier nylon 6
yarn, are shown in Table I for the products of Example 1 and comparison Example A.

[0031] Thermal and oxidative stability of the products of Example 1 and comparisons B and
C, using a hot plate set at 240°C and 3 gram samples, are shown in Table II.

[0032] Heat stability results for the products of Example 1 and Comparison Example C, using
a circulating air oven set at 210°C and 3 gram samples, are shown in Table III.

[0033] Heat stability results for the product of Example 1 of the invention using thermogravimetric
analysis and isothermal percent weight loss are shown in Table IV.

[0034] Stable emulsions, made with the product of Example 1, and water and with the product
of Example 1, water and other materials'are shown in Table V.
Examples 2-20
[0035] Examples 3-10 and 14-19 were prepared using the procedure to prepare Example 1A.
Examples 2, 11
-13 and 20 were prepared using the procedure for preparing the product of Example 1.
EO is ethylene oxide, PO is propylene oxide, product Y
1 is a commercial product of formula V wherein X is

(WINGSTAY® S - Goodyear Company), product Y
2 is a commercial product of formula VII wherein R" is C
4H
9-, R''' is C
8H
17- and R'''' is either C
4H
9- or C
8H
17-(WINGSTAY® T - Goodyear Company) and product Y
3 is a commercial product of formula VI wherein X is

and R" is C
4H
9- (WINGSTAY® C - Goodyear Company).
[0036] The products are as follows:

[0037] The physical properties of the fiber lubricants of Examples 2-20 are shown below
in Table VI.

[0038] Thermal properties of heat resistant lubricants of the invention and comparison Example
B, determined in an aluminum pan test on a hot plate set at 240°C are shown in Table
VII.

[0039] Thermal properties of heat resistant lubricants of the invention and comparison examples
B and D as determined in . an aluminum pan in an air circulating oven at 210°C are
shown below in Table VIII.

[0040] The embodiments of the invention in which an exclusive priviledge or property is
claimed are defined as follows: