[0001] The present invention relates to functional fluid compositions containing a two-component
ester additive thereby providing to functional fluid or power transmitting oleaginous
compositions, such as hydraulic fluids or automatic transmission fluids (ATF),useful
friction modification properties.
[0002] More particularly, the invention relates to the use of mono- and di-esters of thio-bis
alkanols and alkenyl succinic acid or anhydrides in combination with phosphite esters
which are especially effective as friction modifier additives for tractor hydraulic
fluids.
[0003] U.S. Patent 4,344,853 discloses that the esters of thio-bis-alkanols and alkenyl
succinic acid or anhydride do have useful friction properties. These are the same
materials which form one component of the two-component system of the present invention.
[0004] In accordance with the present invention, there are provided mineral oil compositions
useful as power transmission shift fluids containing a two-component additive in an
amount effective to improve the friction characteristics of said composition, the
first component being (i) a succinate mono- or di- ester, or mixture thereof, formed
by the reaction of (a) thio-bis-alkanols of the formula:

wherein Rand R' each independently may be hydrogen, methyl or ethyl, x may be 1-4,
a, b, c, and d each independently may be 1-3; with (b) 1 to 2 moles, per mole of the
thio-bis-alkanol; of an aliphatic hydrocarbon-substituted succinic acid or anhydride
or mixtures thereof wherein the aliphatic hydrocarbon group contains from 12 to 50
carbon atoms and the second component being (ii) a phosphite diester of the formula
(R"O)
2P(:0)H where R" is an alkyl or alkenyl group of 6 to 20 carbon atoms.
[0005] As used herein with respect to said first component, the.term "monoester" or "hemiester"
refers to product made from equimolar proportions of said thio-bis-alkanol and a succinic
acid or anhydride, that is, one free hydroxyl group remains; while the term "di-ester"
refers to those products wherein each hydroxyl group of the thio-bis-alkanol is esterified
with a hydrocarbyl-substituted or polyolefin-substituted succinic acid or anhydride.
In either case, a succinic acid moiety remains, i.e., a -C(O)OH group.
[0006] The relative amounts of the first and second components are such that the ratio in
parts by weight of the succinate ester first component to phosphite diester second
component is from about 2:1 to 1:2, preferably 1:1.
[0007] The hydrocarbyl-succinic acids or anhydrides for preparing the first component are
per se known in the art and the commonly used anhydride may be represented by the
formula:

wherein R''' is a C
12-C_go aliphatic hydrocarbon group, such as an alkyl, alkenyl, isoalkyl, isoalkenyl
or cycloalkyl hydrocarbyl group. Oligomers containing 12 to 50 carbon atoms are also
suitable as the aliphatic hydrocarbyl group, such as oligomers of C
2-C
5 monoolefins, such as isobutene.
[0008] The aliphatic hydrocarbyl group may be an unsubstituted hydrocarbon group or it may
contain substituents such as chlorine, bromine, sulfur, phosphorous, nitrogen or oxygen
which will not affect the utility of the final mono-or di- ester product. A preferred
substituent is sulfur as. exemplified by 2-octadecylthio succinic anhydride.
[0009] The thio-bis-alkanol useful in forming the succinate ester first component includes
those ester-forming diol compounds of the formula:

wherein R and R' each independently may be hydrogen, methyl or ethyl, x may be 1-4,
a, b, c and d each independently may be 1-3. If b or d are greater than 1, then the
formula is meant to express ethoxylated derivatives of such alcohols.
[0010] Preferred embodiments are those thio-bis-alkanols within the foregoing formula herein
a, b, c and d are each 1 or 2 and R is H or CH
3. Specific compounds include 2,2'-dithiodiethanol 2,2'-thiodiethanol, di (2-hydroxypropyl)
disulfide and 3,3'-thiodipropanol.
[0011] Formation of these mono and di-esters proceeds by reacting the appropriate quantities
of anhydride (or acid) and thio-bis-alkanol with or without an inert organic solvent
diluent and heating and stirring the mixture at about 50 to 150°C until esterification
of the anhydride is complete. Equimolar quantities of each reactant will provide mainly
the mono- (or hemi-) ester and reaction of 2 moles of hydrocarbon substituted succinic
acid or anhydride per mole of thio-bis-alkanol will provide the di-ester material.
Also, products useful in the present invention encompass mixtures of such mono- and
di- esters.
[0012] Insofar as yields are concerned, the reaction of an equimolar ratio of thio-bis-alkanol
and hydrocarbon succinic anhydride will provide a product containing about 80% mono-ester
and about 20% di-ester. The di-ester is produced in somewhat higher yields, about
90% of the product being di-ester and about 10% mono-ester when the mole ratio of
succinic anhydride to thio-bis-alkanol is 2:1. The di- ester compounds exibit generally
better-friction properties.
[0013] In the case of a di-ester compound, it is suitable to use succinic anhydrides having
less than C
12 hydrocarbon substituent so long as the total number of carbon atoms of the hydrocarbon
substituents on the succinic moiety of the ester compounds is at least C
12 since oil solubility of the finished compound is the important property.
[0014] The second component of the friction modifier additive of the present invention is
a phosphite diester of the formula (R"0)
2 P(:0)H where R may be an alkyl or alkenyl group having about 6 to 20 carbon atoms
and preferably about 12 to 18 carbon atoms. Particularly preferred is dioleyl phosphite.
These phosphite ester compounds are, per se, well known in the art, and may be prepared
by conventional techniques. Examples of all other suitable phosphite di- esters are
distearyl phosphite, di-2-ethylhexyl phosphite, dicyclodecyl phosphite as well as
phosphite diesters of mixed fatty alcohols, such as cetyl, stearyl and oleyl alcohols,
or tallow alcohols (C
16-C
18 fatty alcohols).
[0015] The particularly preferred embodiment of the present invention is a two component
system composed of about equal parts by weight of 2,2'-thiodiethylbis (octadecenyl-
succinic acid ester) as the first component and dioleyl phosphite as the second component.
[0016] The two-component system of the present invention has been found to exhibit a synergistic
effect upon friction characteristics compared with either component used separately
at equivalent additive concentration levels. The additive system of this invention
is especially useful in functional fluids such as tractor hydraulic fluids which use
oil-immersed brakes and power takeoff clutches running in a common oil supply with
the transmission. Frictional characteristics of the fluid are important to meet the
demands of noiseless braking and power takeoff clutch capacity to provide effective
frictional coupling of two or more unconnected surfaces that are immersed or in contact
with the functional fluid.
[0017] The compositions of the present invention will contain the two-component additive
in amounts effective to provide the desirable properties of friction modification
or retention to the power transmitting fluid. Generally there will be present 0.05
to 2 wt% of the two component additive based on the total weight of the composition,
preferably there is employed about 0.1 to 1-5 wt% of the two-component additive in
the hydrocarbon mineral oil fluid, such as a tractor hydraulic fluid which is the
preferred composition.
[0018] Power transmission shift fluids are those functional fluid compositions such as automatic
transmission fluids, power steering and brake fluids, hydraulic fluids and such compositions
contain a number of conventional additives providing their normal attendant functions
and are typically blended into the mineral oil base in the following ranges:

[0019] Typical base oils for hydraulic and other power transmission shift fluids include
a wide variety of light hydrocarbon mineral oils, such as, naphthenic base, paraffin
base and mixtures thereof, having a lubricating viscosity range of about 34 to 45
SUS (Saybolt Universal Seconds) at 38o
C.
[0020] The invention is further illustrated by the following examples which are not to be
considered as limitative of its scope. Hydraulic fluids used in the following examples
were formulated in accordance with the components and concentrations noted above and
are referred to as Base Fluid.
EXAMPLE
[0021] To samples of a Base Fluid useful as a tractor hydraulic fluid was added 1% by weight
of friction modifier additives A, B and C listed below to provide three separate fluids:
Additive A: Dioleyl Phosphite
Additive B: 2,2'-thiodiethylbis (octadecenyl succinic acid ester)
Additive C: A mixture of 50% by weight A and 50% by weight B
[0022] The friction characteristics of the three fluids were evaluated using the SAE #2
friction machine which evaluates torque transfer and reports the valuers which is
the change in torque in lb.ft.as a function of time. The results were:

[0023] Lower values for ΔS in this test, i.e less than about 10, indicate improvement in
frictional properties; the two-component system of the invention exhibits a synergistic
effect when compared with the same components used separately at the same 1 wt% concentration
level in the same Base Fluid.
1. A power transmission shift fluid composition comprising a mineral oil base containing
a two-component additive in an amount effective to improve the friction characteristics
of the fluid composition, the first component being (i) a succinate ester formed by
the reaction of:
(a) a thio bis-alkanol of the formula:

wherein R and R' each independently may be hydrogen, methyl or ethyl, x may be 1-4,
and a, b, c, d, each may be independently 1-3, with (b) 1 to 2 moles, per mole of
the thio-bis-alkanol, or an aliphatic hydrocarbon-substituted succinic acid or anhydride
wherein the aliphatic hydrocarbon group contains from 12 to 50 carbon atoms, and the
second component being (ii) a phosphite diester of the formula (R"0)2 P(O)H where R' is an alkyl or alkenyl group of 6 to 20 carbon atoms.
2. The composition of claim 1 wherein there is present 0.05 to 2.0 weight percent
of said two-component additive and the weight ratio of said first component to said
second component is about 1:2 to 2:1.
3. A composition according to claim 1 wherein the first component is formed by the
reaction of 1 mole of said hydrocarbon succinic acid or anhydride per mole of said
thio-bis-alkanol.
4. A composition according to claim 1 wherein the first component is formed by the
reaction of 2 moles of said hydrocarbon succinic acid or anhydride per mole of said
thio-bis-alkanol.
5. A composition according to claim cl wherein said R' of said second component has
12 to 18 carbon atoms.
6. A composition according to claim 2 wherein said composition is a tractor fluid
composition.
7. A composition according to claim 6 wherein said first component is 2,2'-thiodiethylbis(octadecenyl-
succinic acid ester-) and said second component is dioleyl phosphite.
8. The use to improve the friction characteristics of a mineral oil of a two-component
additive comprising:
(i) a succinate ester formed by the reaction of:
(a) a thio bis-alkanol of the formula:

wherein R and R' each independently may be hydrogen, methyl or ethyl, x may be 1-4,
and a, b, c, d, each may be independently 1-3, with (b) 1 to 2 moles, per mole of
the thio-bis-alkanol, or an aliphatic hydrocarbon-substituted succinic acid or anhydride
wherein the aliphatic hydrocarbon group contains from 12 to 50 carbon atoms, and the
second component being (ii) a phosphite diester of the formula (R"0)2 P(O)H where R' is an alkyl or alkenyl group of 6 to 20 carbon atoms.