[0001] This invention relates to phenol/aldehyde-based polyols and to rigid cellular compositions
derived from these polyols. Specifically it deals with modified benzylic ether-containing
resole polyols and the rapid curing, low combustibility, low friability, closed cell,
rigid cellular plastic compositions obtained by reaction of the polyols with polyisocyanates.
[0002] Simple phenolic foams obtained by the thermal and acid catalyzed polymerization of
resole resins or of novolac resins with added aldehydic compounds are old in the art.
Such foams are noted particularly for their excellent fire resistance. However, they
also possess the properties of punking, extreme friability, and being opened-cell
which make them ill-suited for insulation or any use where the foam must be handled
or support weight. There is a long- established desire to use such phenolic resins
in cellular polyurethane or polyisocyanurate formations with the hope of improving
strength, insulation, and punking properties while retaining the inherent low combustibility
of phenolic foams.
[0003] In the art of phenol/aldehyde condensates, it is known that the properties and structures
of the products vary, primarily dependent on the phenol/aldehyde mole ratio and the
type of catalysis used for the condensation. Alkaline catalysis (alkaline hydroxide,
organic amines) with aldehyde in excess results in products known as "resoles" having
the following idealized formula:

Resole where X is H or -CH OH and n = 0, 1, 2, 3, or higher.
[0004] The hydroxymethyl ring substituents of the above "resole" are highly reactive toward
unsubstituted ortho or para phenolic ring positions. Thus, such condensates can be
easily cross-linked to form infusible solids by heating or acidifying. Acid catalysis
is not normally used in the preparation of resoles since cross-linking leading to
gelation can easily occur.
[0005] When the phenol is used in molar excess, the product has little or no hydroxymethyl
substitution as shown in the following idealized formula:

Novalac where X is hydrogen and n = 0, 1, 2, 3, or higher.
[0006] Such products are called "novolacs" and, lacking the reactive hydroxymethyl substituent,
can be prepared under acid catalysis to benefit from a faster rate of formation. In
all phenol/aldehyde condensates (novolacs and resoles) small quantities of starting
materials and intermediates are present.
[0007] A British study (Fraser, et al, J. Appl. Chem. 7 689 (1957) showed that electropositive
divalent metal ions which also catalyze the phenol/aldehyde condensation, cause
(1) the substitution on the phenol ring to occur predominantly in the ortho rather
than the para position and
(2) results in the formation of a high percentage of benzylic ether linkage in addition
to some methylene linkages between phenol rings. This is illustrated in the following
formula:

high ortho benzylic ether-containing resin
where R is -CH20CH2- or a mixture of -CH2-OCH2- and -CH2-
X is H
y is H or -CH20H
and n = 1, 2, 3, or higher.
[0008] The differences between these three types of phenol/aldehyde condensates is demonstrated
in their conversion to highly cross-linked infusible phenolic polymers. Resoles, containing
an abundance of reactive hydroxymethyl groups and available unsubstituted ring positions,
react when heated alone. Novolac, having no significant amount of hydroxymethyl groups,
must be heated with an aldehyde source (hexamethylene tetraamine or paraformaldehyde)
to undergo cross-linking reaction. The benzylic ether-containing resin will cross-link
at a slow rate as the benzylic ether linkage decomposes (at 150°C and higher temperature)
to form methylene bridges and liberate formaldehyde which serves to cross-link the
resin. Thus, the stuructural differences between novolacs, resoles, and benzyl ether-containing
resins are reflected in and explain the known differences in chemical behavior of
these different phenol/aldehyde condensates.
[0009] The use of benzylic ether-containing resins in the preparation of polyurethanes has
been disclosed in Japanese Patent 1973-43,097 (to Hatashi Chemical Industries) and
U. S. Patent 3,948,824 (to Robins). The benzylic ether resoles use by Robins were
prepared according to U. S. 3,485,797. While these patents represented novel improvements
over the then existing art, the polyurethane foams obtained by the teaching of these
patents have been found both in our laboratories and by others to be deficient in
one or more properties (see Example 2 hereinafter; U. S. 4,293,658; and Schafer, et
al, J. Cellular Plastics 1978 p. 147). The polyurethane foams obtained were slow to
cure and friable. To achieve desirable strength and friability properties required
post-curing of the foams at elevated temperatures.
[0010] In Great Britain 2,033,413, modified resoles are etherified with aliphatic polyols
(under acid conditions) and the products are used to prepare polyurethane or polyisocyanurate
foams. However, these phenol-formaldehyde derived resins yielded polyurethanes with
poor inherent flammability properties. To obtain suitable flame retardant foams required
the use of chlorophenol as the phenolic reactant and/or added phosphate-type flame
retardant in the foam formulation.
[0011] A seemingly related group of patents have recently issued to Vasishth et al and been
assigned to Cor Tech Research Ltd. (U. S. 4,235,989; 4,219,634; 4,184,032; 4,140,845).
Although the patents disclose and teach the preparation of benzyl ether-containing
resins in the presence of methanol, the processes and products differ from the present
invention in several important respects. The patents teach the use of aqueous formaldehyde
plus added water such that the condensation is carried out in an aqueous system until
the resin precipitates as a second phase. Second, the reaction is carried out at a
lower temperature, from 90°C to "approximately 100°C" (reflux). Finally, infrared
and NMR spectroscopy reported in the patents did not reveal any "reacted" methanol
and the resins were not used as "polyols" in polyurethane formation.
[0012] This invention is a class of modified benzyl ether-containing resole polyols obtained
by a process comprising reacting at 100°C to 130°C (a) a phenol which is free of ortho
substituents, (b) a molar excess relative to the phenol of a nonaqeous aldehyde having
the formula RCHO where R is hydrogen, an alkyl group of 1 to 6 carbon atoms, or a
halogenated alkyl group of 1 to 3 carbon atoms, and (c) less than fifty mole percent
relative to the phenol of an aliphatic hydroxyl compound having a functionality of
1 to 4, 1 to 12 carbon atoms, and 0 to 5 ether oxygen atoms in the presence of a catalytic
amount of a metal derivative selected from the group consisting of (i) carboxylate
salts of divalent ions of Mn, Zn, Cd, Mg, Co, Ni, Fe, Pb, Ca, Ba, and (di C -C alkyltin)
where the carboxylate ions each contains 1 to 20 carbon atoms, and (ii) (C
nH
2n+1)
4 TiO
4 where n is an integer of 3 to 8. These polyols are believed to have the following
formula:
where n is 1, 2, 3, or a higher integer;
x is H, halogen, C1-C12 alkyl or a mixture thereof;
y is a mixture of hydrogen and -CH2OA ;
A is a mixture of hydrogen and a radical or mixture of radicals resulting from removal
of a hydroxyl group from an aliphatic hydroxyl compound or mixture of compounds having
1 to 4 hydroxyl groups, 1 to 12 carbon atoms and 0 to 5 ether oxygen atoms;
R is -CH20CH2- or a mixture of -CH20CH2- and -CH2- with the ratio of -CH2OCH2- groups to -CH2- groups being greater than 1; and
wherein the amount of substituent radical A is at least 5 mole percent but less than
35 mole percent of the phenol rings present.
[0013] The polyols are especially suited for reaction with organic polyisocyanates to yield
low combustibility, low friability, closed-cell, rigid cellular plastics. The polyurethane
foams are rapid curing and do not require post curing to achieve excellent physical
properties.
[0014] The modified benzyl ether-containing resole polyols of this invention are prepared
by the metal salt or titanate ester catalyzed reaction of a phenol with a molar excess
of a nonaqueous aldehyde and a modifying amount of a mono- or polyhydroxyl compound.
[0015] The general procedure for the production of these polyols is to charge the phenol,
nonaqueous aldehyde, catalyst, and modifying hydroxyl compound to a stirred reactor
fitted with a condenser system which is suitable for either reflux or distillate removal.
The stirred mixture is heated rapidly to about 100°C to 105°C at which point a slight
exotherm occurs. The mixture is maintained at 110°C to 115°C for several hours under
slow reflux. The reaction temperature is then increased to approximately 120°C and
the distillate (essentially water) removed. After the desired amount of water, which
is indicative of the desired degree of phenol/aldehyde/hydroxyl compound condensation,
is collected, the mixture is cooled to about 60°C and stripped at reduced pressure
to further reduce the water content to less than three, preferably less than one weight
percent of the polyol. No effort is made to neutralize or remove residual catalyst
which remains in the product.
[0016] The desired phenol/aldehyde condensate is one possessing hydroxymethyl substituents
and, therefore, use of a molar excess of aldehyde is indicated. The useful mole ratio
is from 1.1 mole to 2.25 moles of aldehyde per mole of phenol. When the mole ratio
falls below 0.9, the condensate becomes more "novolac" in structure (lacking hydroxymethyl
substituents) and as the mole ratio approaches three, more para substitution and/or
cross-linking occurs. The preferred mole ratios of aldehyde to phenol range from 1.2
to 1.8.
[0017] The amount of modifying hydroxyl compound used is governed by the amount required
to achieve improvement in the normal high friability and opened cell structure of
phenolic foams and limited by the amount which would obviate the fire resistance of
the phenolic structure. Below about one mole percent of hydroxyl compound based on
the amount of phenol used, the hydroxyl compound is ineffective in improving strength
and friability properties. Above 50 mole percent on the same basis, the hydroxyl compound
causes the loss of the inherent fire retardancy of the phenolic structure. Thus, a
useful range of hydroxyl compound is 1 to 50 mole percent of the phenol compound used.
The preferred range is 10 to 25 mole percent.
[0018] Metal derivatives are effective as catalysts at concentration of 0.01 to 0.10 weight
percent metal based on the total change. The preferred catalyst level is 0.04 to 0.07
weight percent metal.
[0019] No solvent is needed for this reaction. Although certain solvents can be used as
entrainment agents to facilitate the removal of water, we have found this to be unnecessary.
Water is easily removed essentially as it forms simply by maintaining the reaction
mixture at or above a temperature of 120°C.
[0020] Phenols which are suitable for use in the preparation of these products are those
which are unsubstituted in the ortho positions but which may be substutituted in the
meta or para positions with halogen, C
1 to C
12 alkyl, or halogen-substituted alkyl of 1 to 6 carbon atoms. Examples of such phenols
are phenol, p-cresol, p-tertiarybutylphenol, p-chlorophenol, p-bromophenol, p-trifluoromethylphenol,
p-(2,3-dibromopropyl)phenol; 3,5-xylenol; 3,5-dichlrophenol, p-dodecylphenol, p-trichloromethylphenol,
p-nonylphenol, as well as mixtures of any of the foregoing. The preferred phenolic
reactant is phenol itself or phenol mixed with a minor amount of the aforementioned
substituted phenols.
[0021] Aldehydes which are suitable for use in the preparation of the polyols of this invention
are aliphatic or halogenated aliphatic aldehydes having the formula RCHO where R is
hydrogen or alkyl of 1 to 6 carbon atoms, optionally halogenated. Examples of such
aldehydes are formaldehyde, acetaldehyde, pivaldehyde, hexanal, chloral, and 2,3-dibromopropanal.
The preferred aldehyde is formaldehyde. Preferably the aldehyde is used in a nonaqueous
state such as.paraformaldehyde, trioxane, paraldehyde, or chloral.
[0022] The modifying hydroxyl compound suitable for use in the preparation of the polyols
of this invention are aliphatic monols, diols, triols, or tetrols having 1 to 12 carbon
atoms and 0 to 5 ether oxygen atoms or mixtures thereof. Examples of such hydroxyl
compounds are methanol, ethanol, butanol, ethylene glycol, diethylene glycol, propylene
glycol, trimethylene glycol, 1,4-butanediol, 2,3-butanediol, 1,3-butanediol, 1,12-dodecanediol,
1,2,5-hexanetriol, trimethylolpropane, pentaerythritol, tripropylene glycol, tetrapropylene
glycol, hexaethylene glycol. The preferred class of hydroxyl compounds are the diols,
especially 1,4-butanediol and diethylene glycol.
[0023] The catalyst used in the preparation of the modified benzylic ether-containing resole
polyols of this invention is selected from derivatives of certain metals. These are
the C
l-C
20 carboxylic acid salts of the group of divalent metal ions consisting of those of
Mg, Ca, Mn, Fe, Co, Ni, Zn, Cd, Ba, and Pb (with or without added PbO); C
1-C
20 carboxylic acid salts of divalent (dialkyltin) where the alkyl groups each contain
1 to 5 carbon atoms; and alkyl (3 to 8 carbon atoms) ortho titanates. Examples of
suitable catalysts include lead naphthenate (with or without added PbO), zinc neodecanoate,
cobalt naphthenate, tetrabutyl titanate, tetraoctyl titanate, manganese valerate,
ferrous lactate, cadmium acetate, zinc benzoate, zinc acetate, dibutyltin dilaurate,
dimethyltin diactate, lead butyrate. The preferred catalysts are zinc neodecanoate,
lead naphthenate, and dibutyltin dilaurate. The catalyst used in the polyol preparation
is not removed or neutralized and remains in the product.
[0024] The modified benzyl ether-containing resole polyols prepared with the above indicated
preferred materials have viscosities of less than 1,500,000 cps at 25°C and generally
in the range of 5000 to 650,000 cps at 25°C. The hydroxyl number values of the products,
determined by the phenyl isocyanate method, generally range from 375 to 675, mostly
in the 500 to 600 range.
[0025] The rigid cellular compositions derived from these novel polyols are made by state
of the art techniques and are "phenolic" containing polymers with superior properties
requiring no special treatment or equipment for their manufacture. Thus like any ordinary
polyol, they can be reacted with organic polyisocyanates in the presence of the usual
urethane catalysts using water or volatile organic blowing agents along with surfactants,
plasticizers, fillers, or other additives. Reaction is achieved by intensely mixing
the ingredients for a brief period and allowing the mixture to react. The products
cure rapidly at room temperature without application of heat. Similarly the polyols
can be used in the manufacture of urethane-modified polyisocyanurate foams by using
a large molar excess ("high index") of polyisocyanate, a blowing agent, a surfactant,
and an isocyanurate catalyst such as potassium acetate or tris(dimethylaminopropyl)hexahydrotriazine.
[0026] Suitable polyisocyanates for manufacture of these novel rigid cellular plastics are
any organic di- or higher functionality isocyanate which is reactive with Zerewitinoff
type hydrogen atoms. Examples of such isocyanates are hexamethylene diisocyanate,
1,3- or 1,4-cyclohexane diisocyanate, 3-isocyanatomethyl-3,5,5-trimethylcyclohexane
isocyanate, 2,2'-, 2,4'-, or 4,4'-dicyclohexylmethane diisocyanate, 1,3- or l,4-bis(isocyanatomethyl)cyclohexane,
m- or p-xylylene diisocyanate, 2,4- or 2,6-toluene diisocyanate, 2
- or 4-methyl-l,3-cyclohexane diisocyanate, 1,3,5-tris(6-isocyanatohexyl)isocyanurate,
N,N',N"-tris(6-isocyanato- hexyl)biuret, 2,2'-, 2,4'- or 4,4'-diphenylmethane diisocyanate,
2,2'-, 2,4'- or 4,4'-diphenyl diisocyanate, 3,3'-dimethyl-2,2'-, 2,4'- or 4,4'-diphenylmethane
diisocyanate, bis(4-isocyanatophenyl) ether or sulfide, polyphenyl polymethylene polyisocyanate,
or mixtures of any of the aforementioned isocyanates. Aromatic polyisocyanates are
preferred and in particular the mixture of diphenylmethane diisocyanate isomers with
polyphenyl polymethylene polyisocyanates ("crude MDI") is the isocyanate of choice.
[0027] The catalysts used for polyurethane formation are those known in the art and consist
of tertiary amines, metal salts, or mixtures thereof. Examples of such suitable catalylic
compounds are triethylamine, dimethylaminoethanol, N,N,N',N'-tetraethylethylenediamine,
N,N,N',N'-tetramethyl-1,3-butanediamine, bis(dimethylaminoethyl)ether, N,N-dimethyl-3-dimethylaminopropionamide,
l,4-diazo[2.2.2]-bicyclooctane, N-methyl- or ethylmorpholine, stannous oleate, stannous
2-ethylhexanoate, dibutyltin dilaurate, dibutyltin dilauryl mercaptide, dibutyltin
diacetate, lead naphthenate, zinc stearate, or mixtures thereof. Amine catalysts are
preferred and the most preferred catalyst is diazabicyclooctane.
[0028] Blowing agents suitable for use in the preparation of these polyurethanes foams are
water (which reacts with the isocyanate to form carbon dioxide) and volatile low boiling
organic compounds. Examples of such compounds are alkanes such as pentane or hexane,
oxygenated compounds such as methyl formate, halogenated aliphatic compounds such
as fluorotrichloromethane or methylene dichloride. The preferred blowing agents are
water, methylene dichloride, fluorotrichloromethane (Refrigerant 11), or mixtures
thereof.
[0029] Suitable surfactants to serve as emulsifying agents or cell stabilizers in the manufacture
of these polyurethane foams are alkylarylsulfonates such as sodium didecylbenzenesulfonate,
alkali metal or ammonium salts of alcohol sulfates such as potassium lauryl sulfate
or ammonium salt of sulfated castor oil, oxyethylated fatty alcohols or acids such
as oxyethylated tetradecanol containing 63 percent oxyethylene by weight, or silicone
surfactants such as polyalkylsiloxane-polyoxyalkylene block copolymers. The preferred
surfactants are the silicone surfactants.
[0030] Plasticizers such as tris(chloroethyl) phosphate or didecylphthalate may be incorporated
into the foam if desired.
[0031] Chain extenders such as low molecular weight diols may be used in quanity of less
than 10 percent by weight of the polyol. Such low molecular weight diols can also
serve to reduce the polyol viscosity for use in machine foaming.
[0032] The foams obtained by the practice of this invention are rapid curing, rigid, closed-cell
polyurethanes which show good strength and flammability properties.
[0033] The following examples show the preferred embodiments of this invention in greater
detail. In the examples, all parts given are by weight unless otherwise specified.
The test results reported are based on the following ASTM tests:
Tumb. Friab. = tumbling friability test (C421)
Butler Chimney = combustion test (D3014)
K Factor = thermal insulation test (CS18)
10% Comp. Strength = force for 10% compression (D1621)
NBS Smoke = maximum smoke density (E662)
[0034] Materials used in foam formulations were:
DC-193 - a polyoxyalkylene-polydialkyl- siloxane block copolymer sold by Dow Corning
Company
F-llA - stabilized fluorotrichloromethane - a refrigerant sold by DuPont Company
PAPI 135 - a polymethylene polyphenylene polyisocyanate/diphenylmethane diisocyanate
mixture (functionality of 2.7) sold by Upjohn Company
DABCO R8020 - a tertiary amine catalyst con sisting of 20 percent diazabicyclooctane
and 80 percent dimethylaminoethanol sold by Air Products and Chemicals Company, Houdry
Division
POLYCAT 8 - N,N-dimethylcyclohexylamine sold by Abbott Laboratories, Chemicals Division
LUPRANATE M20 - a polymethylene polyphenylene polyisocyanate/diphenylmethane diisocyanate
mixture (functionality of 2.7) sold by BASF Wyandotte Corporation
Example 1
[0035] Phenol (634.24 parts), 91 percent paratormaldehyde (364.5 parts), 30 parts of 1,4-butanediol,
0.39 parts of PbO, and 0.88 parts of lead naphthenate solution (24 percent Pb) were
charged to a reactor fitted with a mechanical stirrer, thermometer, and a reflux condenser/takeoff
assembly. The stirred mixture was heated at 110°C to 116°C for 2 hours with total
relux and then the distillate was taken off while the mixture was heated to 126°C
to 128°C. When the major portion of the water of reaction had been removed at atmospheric
pressure, the pressure was reduced to remove residual water. The stripped resin polyol
had a hydroxyl number of 575 mg KOH/g and a water content of 0.5 percent.
Comparative Example A
[0036] Following the process of U. S. 3,485,797 - Example 1, a state of the art benzylic
ether-containing resole polyol was prepared. The charge of reactants was the same
as in the above Example 1 except that no butanediol was charged. The preparation was
carried out in the same equipment used in Example 1, and the reaction conditions were
the same. The stripped resin polyol obtained had a hydroxyl number of 593 and a water
content of 1.1 percent.
Example 2
[0037] The products of the two prior examples were compared in polyurethane behavior by
conventional hand foaming methods. This comparison is summarized in Table I which
shows the formulation used and the properties of the foams obtained. It is readily
apparent that the foam prepared from the polyol of the present invention (Foam 1)
is superior to those (Foams Al and A2) prepared from a polyol of the prior art in
friability, flammability, and insulating (closed-cell) properties.
Examples 3 and 4
[0038] The preparation of benzylic ether resole polyols modified with different levels of
1,4-butanediol and using a different catalyst (zinc neodecanoate -16 percent Zn) is
summarized in Table II. The reaction conditions used in these preparations are otherwise
the same as described in Example 1. Table II also shows the properties of the polyurethane
foam derived from the polyols. It can be readily seen that in comparison with Example
1, the use of higher quantities of butanediol is also effective in reducing friability
and improving insulating properties. Note that at the higher level of butanediol (32
mole percent of the phenol) the fire retardance is less than at lower levels.

Example 5-11
[0039] The usefulness of this invention over a wide range of formaldehyde-phenol ratios
is demonstrated in the series of experiments summarized in Table III. A mixture of
phenol (83.0 mole percent) and p-nonylphenol (2.7 mole percent) containing 1,4-butanediol
(14.3 mole percent) was reacted in the presence of lead naphthenate catalyst in the
manner described above with varied quantities of paraformaldehyde. The properties
of the polyols and the polyurethane. foams derived therefrom are shown. Throughout
the range of formaldehyde-phenol ratios tested, the use of butanediol as a reactant
resulted in polyols which yielded polyurethane foams with excellent strength, insulating
(low K-factor), and flamability properties. The latter values are slightly reduced
due to the nonylphenol used in making the polyol.
Examples 12-19
[0040] To demonstrate the variety of low molecular weight hydroxyl compounds which can be
used to modify benzylic- ether containing resole polyols, the procedure of Example
1 5 was repeated with different added hydroxyl compounds and varied catalysts as shown
in Table IV. The added hydroxyl compounds were used in an amount ranging from 9.7
mole percent (triethylene glycol) to 19.0 mole percent (1,2-propanediol) based on
the phenol used. Each of these
10 modifiers yield a resole polyol having an acceptable viscosity and hydroxy number.
Each resole polyol was used (Table V) to prepare a polyurethane foam with good friability,
flamability, and insulating properties.
Examples 20 and 21
[0041] The use of monohydroxyl compounds is shown in Examples 20 and 21, summarized in Table
VI. The procedures and apparatus used were the same as that described in Example 1
except for the differences in reactants charged which is shown in the table. It should
be noted that while the methanol charged in Example 20 is much higher (45 mole percent)
than that used with other hydroxyl compounds, the effective concentration in the liquid
reaction mixture is much smaller due to the volatility of the methanol. Analysis of
such products (NMR and infrared spectroscopy) showed that only about one-fourth of
the charged methanol reacted with the phenol/aldehyde condensate.

Examples 22-26
[0042] The use of varied quantities of substituted- phenols is demonstrated in Examples
22 through 26 which are summaried in Table VII. The procedure followed is the same
as that used in Example 1 except for differences in charge given in the Table.
Examples 27-33
[0043] The use of various catalysts for the preparation of the modified resole polyols of
this invention are shown in Examples 27 through 33 which are summarized in Table VIII.
Also shown are the properties of the polyurethane foams obtained from these polyols
in the manner previously described using crude MDI (PAPS 135) at an index of 120.

Example 34
Analytical Comparison with Prior Art Products
[0044] In Example 2, the performance comparison was made between the product of this invention
and that of U. S. 3,485,797. Since the latter product is made without added diol,
a product produced by the process of this invention was carefully examined to determine
the fate of diol used in the manufacture.
[0045] Phenol, paraformaldehyde (1.6 moles CH
20/mole of phenol), and 1,4-butanediol (16 mole percent of phenol) were reacted in
the presence of 0.24 percent of lead naphthenate solution (24 percent Pb) by heating
the mixture at 110°C to 117°C for 3 hours under total reflux and then withdrawing
the distillate. Over a 3 hour and 35 minute period while the temperature of this reaction
mixture rose to 129°C, a total of 185.5 g of water was collected. Over the next 30
minutes, the pressure was reduced to strip off residual volatiles from the product.
The final conditions were a . product temperature of 95°C and a pressure of <1 mm
Hg. The weight of strippings collected was 59.2 g and the product weighted 1427.7
g. Thus, 1667.4 g out of a total charge of 1668 g_was recovered in the three fractions.
[0046] Examination of the three fractions by a gas-liquid chromatographic procedure which
had a butanediol detection limit of 0.02 percent (using spiked standards) showed no
free butanediol in any of the fractions. Thus, all of the butanediol had reacted.
Proton NMR spectra of
i. number of similarly produced resole polyols (using varied catalysts) showed clearly
the presence of reacted butanediol moiety. Other structural features of the modified
resole polyols shown by proton and
C13 NMR spectroscopy were predominent dibenzyl ether bridging compared to methylene
bridging, low methylol phenol (mono cyclic) content, and predominently ortho ring
substitution.
Comparative Example B
[0047] Following the procedures of Example 1 and Example 3 of Great Britain 2,033,413, two
phenolic resin polyols were prepared.
[0048] The first of these was the reaction of a 1.7 mole ratio of paraformaldehyde and phenol
in the presence of a molar quantity (based on phenol) of diethylene glycol using potassium
hydroxide catalysis followed by further reaction under acid conditions. The second
preparation was a repeat of the first except for the use of a slightly lower (1.5)
formaldehyde-phenol ratio and the use of 50 mole percent diethylene glycol and 50
mole percent glycerine (both based on phenol). The first product had a viscosity of
560 cps at 25°C while the second product had a viscosity of 170 cps at 25°C.
[0049] Preparation of polyurethane foams from these two resins proved difficult. Using the
formulations given in the reference, the first resin gave a foam which shrank while
attempts to foam the second resin were unsuccessful.
[0050] An attempt was made to analyze the first resin by proton NMR. However, the resin
contained such a high level of unreacted diethylene glycol that the diethylene glycol
resonance obscured the spectrum in a critical region and little information on the
resin structure could be obtained.
[0051] The preparation of the diethylene glycol modified resin was repeated except that
the amount of glycol used was reduced from 44 percent of the charge (in the first
preparation) to 9 percent (typical of the level used in the present invention). This
resulted in a reduction in the amount of free glycol and gave a product having a viscosity
of 3400 cps at 25°C.
[0052] Proton and C
13 NMR examination of the latter product showed the presence of unreacted diethylene
glycol and no evidence for any reacted glycol as well as the absence of any dibenzyl
ether, methylene bridging in both ortho and para positions of the phenol ring, high
level of methylol phenol, and a very low multiple ring (>2) content. Thus, the product
of Great Britain 2,033,413 not only contains a considerable amount of unreacted glycol
but the basic structure and composition of the resin is different from the products
of the present invention.
1. A modified benzyl ether-containing resole polyol obtained by a process comprising
reacting at 100°C to 130°C
(a) a phenol which is free of ortho substituents,
(b) a molar excess relative to the phenol of a nonaqueous aldehyde having the formula
RCHO where R is hydrogen, an alkyl group of 1 to 6 carbon atoms, or a halogenated
alkyl group of 1 to 3 carbon atoms, and
(c) less than fifty mole percent relative to the phenol of an aliphatic hydroxyl compound
having a functionality of 1 to 4, 1 to 12 carbon atoms, and 0 to 5 ether oxygen atoms,
in the presence of a catalytic amount of a metal derivative selected from the group
consisting of (i) carboxylate salts of divalent ions of Mn, Zn, Cd, Mg, Co, Ni, Fe,
Pb, Ca,. Ba,
and di(C1-C5 alkyl)tin where the carboxylate ions each contains 1 to 20 carbon atoms, and (ii)
(CnH2n+1)4 Ti04 where n is an integer of 3 to 8.
2. The modified benzyl ether-containing resold polyol of claim 1 wherein the polyol
is produced using an aldehyde-phenol mole ratio of 1.1 to 2.25, an amount of modifying
polyol equal to 5 to 35 mole percent of the phenol.
3. The product of claim 2 wherein the catalyst is selected from the group consisting
of lead naphthenate, zinc neodecanoate, and dibutyltin dilaurate.
4. The product of claim 3 wherein the phenol is a mixture of phenol and 0 to 20 weight
percent of a p-alkylphenol where the alkyl group contains 1 to 12 carbon atoms, the
nonaqueous aldehyde is paraformaldehyde used in a ratio of 1.5 to 1.75 moles formaldehyde
per mole of total phenol and the modifying polyol is 1,4-butanediol used in an amount
equal to 10 to 20 mole percent of the total phenol.
5. The product of claim 4 wherein the formal- dehyde/phenol mole ratio is 1.6:1 and
the amount of 1,4-butanediol is 16 mole percent of the phenol.
6. The rigid cellular composition obtained by the process comprising reacting the
product of claim 1 with an organic polyisocyanate, a polymerization catalyst, and
a blowing agent.
7. The rigid polyurethane foam obtained by the process comprising reacting the product
of claim 3 with polymethylene polyphenylene polyisocyanate, a polyurethane; catalyst,
and a blowing agent.
8. The rigid polyurethane foam obtained by the process comprising reacting the product
of claim 5 with polymehtylene polyphenylene polyisocyanate, a polyurethane catalyst,
and a blowing agent selected from the group consisting of water, low boiling halocarbons
such as fluorotrichloromethane or methylene chloride, or mixtures thereof.
9. A modified benzyl ether-containing resole polyol having a viscosity of 5000 to
650,000 cps at 25°C and a hydroxyl number of 375 to 675 and comprising compounds having
the following formula:
where n is 1, 2, 3, or a higher integer;
X is H, halogen, Cl-C12 alkyl, or a mixture thererof;
y is a mixture of hydrogen and -CH2OA;
A is a mixture of hydrogen and a radical or mixture of radicals resulting from removal
of a hydroxyl group from an aliphatic hydroxyl compound having 1 to 12 carbon atoms
and 0 to 5 ether oxygen atoms and a hydroxyl functionality of 1 to 4;
R is -CH2OCH2- or a mixture of -CH2OCH2- and -CH2- with the ratio of -CH2OCH2 groups to -CH2- groups being greater than 1; and
wherein the amount of substituent radical A is at least 5 mole percent but less than
35 mole percent of the phenol rings present.
10. The product of claim 9 wherein the substituent radical, A, is derived from a diol
having 2 to 12 carbon atoms and 0 to 5 ether oxygen atoms.
11. The product of claim 10 wherein the diol is 1,4-butanediol or diethylene glycol.
12. The product of claim 11 wherein the diol is used in an amount of 10 to 20 mole
percent of the phenol.