BACKGROUND OF THE INVENTION
[0001] There have been a number of devices and sealing means used to seal the tubes and
the shells in tube and shell heat exchangers so that fluid flowing in either medium
would not intermingle.
[0002] Typically, brazing, welding or roller-expansion has been used to seal the tube to
tube sheet joints and tube sheet to shell joints in a typical shell and tube heat
exchanger. The disadvantages of these sealing methods are: 1) that the individual
tubes cannot be easily removed, 2) the shell side cannot be cleaned mechanically,
and 3) any use of plastic baffles in the shell would melt during brazing, or welding.
[0003] Other methods have been used to compression seal the tubes to the tube sheet, joints
and the tube sheets to the shell joints in a typical shell and tube heat exchanger.
There were several disadvantages to previous methods of compression sealing. One method
required the compressing tube sheet to be welded to the shell. This prevented access
to the internal shell area for cleaning or replacement of tube support baffles and
allowed tubes to be replaced only singly and by very complicated procedures. Several
methods required the presence of internal welded lugs or tube sheet end stops which
complicated the removal of tube support assemblies and prevented the use of conventional
tube support baffles. Another method required the presence of removable pressure-transfer
devices in place of welded lugs and these components obstructed flow in and out of
shell and tube nozzles causing wasted energy due to excessive pressure losses. Further
methods required the use of four tube sealing gaskets and eight tube sheets per heat
exchanger assembly, which caused several problems: (a) more costly assemblies due
to the larger number of components, (b) the multiple components occupied space which
reduced the effective tube length available for heat transfer. A final method required
the use of very close tolerance components to effectively seal the cut-ends of the
shell component.
SUMMARY OF THE INVENTION
[0004] The invention herein relates to a sealing method for sealing typical shell and tube
heat exchangers so that fluid flowing in either medium would not be intermingled.
The sealing means uses only components which are external to the heat exchanger shell
to mechanically compress a series of expandable rubber type gaskets and metal tube
sheets and thereby simultaneously seal 1) the tube to the tube sheet joints and 2)
the tube sheet to the shell joints in a typical shell and tube heat exchanger.
[0005] Thus, it is an object of this invention to use a seal in a shell and tube heat exchanger
having no mechanical components specifically mechanical stops or pressure-transfer
devices, internal to the shell.
[0006] It is a further object of the invention to provide a sealing means for shell and
tube heat exchangers which sealing means uses standard ring-type gaskets to seal the
shell flanges, and full-face gaskets to seal both tube and shell joints and wherein
the individual tubes within the shell and tube heat exchanger can be easily removed
for cleaning or replacement.
[0007] A further object of the invention is to provide a shell and tube heat exchange sealing
means wherein the shell side of said shell and tube heat exchanger can be mechanically
cleaned.
[0008] A further object of the sealing means of this invention is to allow removal from
the shell, the complete assembly of all tubes with all the support baffles and baffle
spacers.
[0009] A still further object of this invention is to provide a gasket compression sealing
means for shell and tube heat exchangers wherein the material used for the tubes does
not have to be limited to those which can be brazed. A still further object is to
provide a sealing means wherein baffles used within the shell and tube heat exchanger
to direct the flow of the shell-side fluid could be made of plastic, which otherwise
would melt during brazing when using the prior art designs.
[0010] To better understand the invention there are shown provided three Figures. Figure
1 is an isometric cut-away view of the sealing means on a typical shell and tube heat
exchanger.
[0011] Figure 2 shows a cross-sectional view of the sealing means, which also incorporates
a clamp ring gasket retaining assembly.
[0012] Figure 3 shows an isometric view of the clamp ring gasket retaining assembly of the
sealing means.
[0013] Referring now to Figure 1, there is shown a typical shell and tube heat exchanger
1 consisting of a shell 2 and a plurality of tubes 3 located within the shell, preferably
in a symmetrical or evenly- spaced pattern within the shell 2. Any fluid flowing within
the tubes 3 enters the tubes or leaves the tubes through a conduit tube side connection
31. Fluid flowing counter to the fluid within the tubes and outside the tubes but
within the shell 2 enters or leaves the shell and tube heat exchanger 1 through the
annulus conduit connection 30. Only one side or one end of the typical shell and tube
heat exchanger is shown in Figure 1, but our sealing means would similarly apply to
the other end of the shell and tube heat exchanger which is not shown.
[0014] There is provided a flange portion 4 on the end of the shell 2. This flange portion
is usually welded onto the end of the shell and is an annulus type flange having a
typical overlap. Adjacent the flange 4 is a flange gasket 5. The flange gasket merely
fits around the face of flange 4 and has an annular clear central portion so that
the tubes 3 can pass therethrough.
[0015] Adjacent the flange gasket 5 is a tube sheet 6. The tube sheet is made of any metal
typically steel, brass, or stainless steel or can be made of other non-compressible
materials such as plastics or reinforced plastics. The tube sheet 6 is of a preferably
circular design and has individual holes 50 therethrough corresponding to and in alignment
with the individual tubes 3, which holes are of a slightly larger diameter than the
outer diameter of the tubes 3 so that the tube-ends can pass through the holes, and
the tube sheets can exert a maximum clamping force to compress the gasket to a maximum
to prevent tube seal leaks.
[0016] Adjacent the metal tube sheet 6 is a full-face gasket 7. This gasket is circular
and is solid-faced except for individual holes 51 and 15 therein, which holes again
line up with the tubes 3 and bolt holes for flanges 4 and tube sheets 8. The diameter
of these holes 51 is slightly smaller than the outside diameter of the tubes in order
to maximize the gasket clamping force when compressing the full-face gasket 7 over
the smooth ends of the tubes 3.
[0017] Next to the gasket 7 is another metal tube sheet 8 with holes 52 and 15 therein,
similar to those described for the metal tube sheet 6.
[0018] Located inside shell 2 is the primary tube bundle assembly composed of tubes 53,
segmental support baffles 54 and baffle spacer rods 55. It can be readily seen that
this entire assembly of 53, 54, and 55 components can be removed from shell 2 after
the flanges, gaskets, tube sheets, and outer shell 32 are removed, since there are
no lugs internal to shell 2 to prevent removal.
[0019] Adjacent the metal tube sheet 8 rests flange gasket 9 which fits against the annular
circular flange 10. Flange gasket 9 is similar to flange gasket 5 previously described.
The entire series of flange gaskets and metal tube sheets are then adjacent to flange
10 which is located at the end of extension shell 32.
[0020] Extension shell 32 is an extension or continuation of shell 2 and is fitted with
a tube side connection 31 through which fluid flowing within the tubes enters or leaves.
Extension shell 32 is also preferably fitted with flange 33 on its other closure end
(when contrasted with flange 10) so that the extension shell 32 of the shell 2 can
be sealed off from the outside atmosphere. This is accomplished by having end closure
flange 33 part of the extension shell 32 and having adjacent flange 33, an annular
flange gasket 34 similar to gaskets 5 and 9 and finally having an end plate or end
closure 35 sealing the end of the extension shell 32 of the shell and tube heat exchanger
1.
[0021] As can be seen in Figure 1 when one draws flange 10 and flange 4 closer together
to thus compress the two flange gaskets 3 and 9 and the center or full-faced gasket
7, the compression will cause gasket 7 to expand radially inward and thus seal each
tube from the fluid within the shell 2 but outside the tubes 3. The metal tube sheets
8 and 6 in conjunction with flanges 10 and 4 compress the rubberlike flange gaskets
9, 5 and 7 to form a seal between both the tube and tube sheets, and the inner and
outer shells to atmosphere.
[0022] The flange gaskets 9 and 5 and the main center gasket 7 in addition to flange gasket
34 can be made of any sealable and flexible material particularly rubber or any type
of elastomeric material which would not tend to corrode or decompose in the presence
of the fluid used in the shell and tube heat exchangers.
[0023] The tube sheets 6, 8 and blind or end flange 35 are made of non-compressible material
and preferably of metal such as steel, brass or stainless steel. The entire sealing
means is compressed by any means but particularly by the use of bolts 40 which fit
through holes 11 in the flange 4 and correspondingly fit through singly aligned holes
12 in flange gasket 5, holes 13 in the tube sheet 6, holes 14 in the center gasket
7, holes 15 in the tube sheet 8, holes 16 in the flange gasket 9 and finally holes
17 in the flange 10. Once the bolt extends through the holes 10 in flange 17, nuts
41 can be screwed onto the threaded portion 42 of bolts 40 and the entire ensemble
tightened to thus force the flanges and tube sheets to compress the flange gaskets
5 and 9 and main center gasket 7 and thus effectively seal the shell and tube heat
exchanger.
[0024] Similarly, the end of the extension shell 32 can be sealed from the atmosphere by
means of compressing the end closure 35 to flange 33 to thus compress the flange gasket
34.
[0025] This will permit the mechanical cleaning of the interior of tubes without removing
or disturbing the tube compression seals or any external piping connections. Typically
bolts 43 can be inserted through holes 38 in flange 33 and correspondingly slipped
through aligned holes 37 in flange gasket 34 and extend through holes 36 in end closure
35. Also, the bolts can go in reverse order. Typically one would screw nut 44 on the
threaded portion of bolt 43 and tighten the entire outer sealing means. The holes
through which the bolts pass can be equally spaced around the entire annulus of the
flanges which extend above the outer diameter of the shell 2 or shell extension 32.
Typically there would be about 20 holes of about 1/2 inch diameter on a flange being
on an 8 inch diameter shell.
[0026] Also there is shown in Figures 2 and 3 a clamping structure to prevent outward expansion
of gaskets. Thus, this illustrates the relationship between inner shell 2, extension
shell 32, flange bolts 40, ring gaskets 5 and 9, metal tube sheets 6 and 8, gasket
7 and tubes 3. Also there is shown a preferred variation of outer clamp ring 45 with
clamp ring flange 46 and clamp ring bolt 47. Thus, Figures 2 and 3 illustrate an arrangement
or functional relationship that exists for the outer clamp ring which provides an
entrapment to prevent outward radial expansion of gaskets when assembly clamp bolts
40 are tightened. This assures that proper compression forces are exerted on the internal
tubes 3 by the expanding full gasket 7 to allow use of the described invention for
application to higher internal pressure duties. Indeed, this component can be employed
to increase the range of application to higher internal design pressures than that
possible with some older designs wherein standard-non-clamp ringed versions were limited
to lower pressure duty. By tightening bolt 47, the clamp ring flanges 46 move closer
together, making the ring tighten to a smaller diameter which then braces the outer
edges of the gasket(s) 5, 7 and 9 to prevent their outward expansion when subsequently
tightening bolts 40 to perform the heretofore described sealing of tubes and shell.
[0027] While the circular flange 45 tube sheets 6 and 8 and gaskets 5, 7 and 9 arrangement
described is preferred, an alternate logically-arranged assembly of gaskets, flanges
and tube sheets is visualized which are identical in arrangement of assembled components,
but having an outer periphery of square, hexagonal or other non-circular configuration,
while retaining preferably circular-shaped internal holes, shell and extension shell
configuration. Also, somewhat non-circular tubes and gasket holes can be utilized
effectively with this design concept. In this optional configuration, one might envision
and accomplish certain advantages of reduced manufacture- ing cost or reduced material
scrap ratios when fabricating multiples of components such as flanges, gaskets or
tube sheets by conventional high speed manufacturing methods.
[0028] While the outer shell end closure 35, gasket 34 and bolts 43 of Figure 1 represent
the preferred mechanical arrangement to allow the most ideal accessibility for maintenance
and repair or reassembly of all internal components, an alternate variation, potentially
lower cost and/or more leak-free concept employing a welded end cap to completely
close the outer end of the extension shell 32 may be employed to perform the required
closure of the outer end of the extension shell 32, eliminating the need for flange
33, gasket 34, bolts 43,nuts 44 and utilizing an end-plate or end closure without
holes, merely welded all around the periphery thereof to the shell 32. However, this
will preclude the ability to clean the interior of tubes, unless inlet and piping
connections are dismantled and compression seal bolts removed.
[0029] The above description refers to an illustration of the invention and is not intended
to be a limitation thereof. Those skilled in the art would realize that other embodiments
falling within this invention are possible and these embodiments are intended to be
claimed by Applicants.
1. A shell and tube heat exchanger sealing means comprising an extension shell and
inner shell for sealing the tubes from the inner shell of a shell and tube heat exchanger
so that fluid flowing within the tubes and within the shell cannot mix which comprises
the use of flanged gasket sealing means being compressed between two shell flanges
and two tube sheets on the shell portion of the shell and tube heat exchanger and
two tube sheets and use of a full-face gasket sealing means to seal the tubes from
the inner shell of said heat exchanger and wherein said flange gasket sealing means
and full-face gasket sealing means are compressed and radially expanded between said
tube sheets and said shell flanges to seal the tubes from the inner shell and also
the shell from the outside atmosphere.
2. The shell and tube heat exchanger sealing means of Claim 1 wherein the compression
is supplied by bolts inserted through the flanges, tube sheets and sealing means to
compress the flange gasket and compress and radially expand the full-face gasket so
that said gaskets effectively seal the tubes from the inner shell of the shell and
tube heat exchanger.
3. The sealing means of Claims 1 and 2 which additionally includes on the extension
shell(s), an end closure flange gasket, solid full-face plate end closure and flange
portion of the closure end of the shell extension of the shell and tube heat exchanger
whereby the flange gasket is compressed between the flange plate and the full-face
plate end closure at the end of the extension shell.
4. The shell and tube sealing means of Claim 3 wherein compression is applied by bolts
and nuts.
5. The shell and tube sealing means of Claims 1 and 2 wherein the tube sealing gasket
is contained around its periphery by a retaining structure to prevent outward expansions
of the tube sealing gaskets.
6. The shell and tube sealing means of Claim 5 wherein the peripheral gasket retaining
ring is mechanically adjustable in peripheral length and diameter.
7. The shell and tube heat exchanger of Claims 1 and 3 wherein the gaskets are made
of elastomeric material.
8. The shell and tube heat exchanger sealing means of Claim 1 wherein the tube sheets
are made of a non-compressible metal or rigid synthetic materials.
9. The shell and tube heat exchanger sealing means of Claim 1 wherein the gaskets,
flanges and tube sheets are circular.
10. The shell and tube heat exchanger sealing means of Claim 1 wherein the gaskets,
flanges and tube sheets are non-circular.
11. The shell and tube heat exchanger sealing means of Claim 5 wherein the gaskets,
flanges, tube sheets and peripheral retaining structure is noncircular.
12. The shell and tube heat exchanger sealing means of Claim 1 wherein the tube ends
and tube gasket holes are non-circular.