[0001] The invention is concerned with a novel group of compositions. It more particularly
relates to a grease composition comprising oil, hydroxy-containing soap thickener
and borated hydroxy-containing esters and optionally containing phosphorus and sulfur
moities.
[0002] Alcohols are well known for their lubricity properties when formulated into lubricating
oils and for their water scavenging characteristics when blended into fuels. The use
of vicinal hydroxyl-containing alkyl carboxylates such as gylcerol monoolerate have
also found widespread use as lubricity additives. U.S. 2,788,326 discloses some of
the esters suitable for the present invention, such as gylcerol monooleate, as minor
components of lubricating oil compositions. U.S. 3,235,498 discloses the same ester
as an additive to other oils. U.S. 2,443,578 teaches esters wherein the free hydroxyl
is found in the acid portion, as for example, in tartaric acid.
[0003] U.S. Patent Nos. 2,798,083, 2,820,014, 3,115,519, 3,282,917 and 3,309,318, as well
as an article by R. R. Barnes et al entitied "Synthetic Ester Lubricants" in Lubrication
Engineering, August, 1975, pp 454-457, teach lubricants prepared by polyhydric alcohols
and acid containing no hydroxyl other than those associated with the acid function.
[0004] In accordance with the invention, there is provided an improved grease composition
containing a major proportion of a grease and a minor amount of a compound prepared
by reacting a hydrocarbyl ester of the formula

wherein R and R are hydrocarbyl groups, or hydroxyhydrocarbyl groups, containing 1
to 40 carbon atoms, preferably 8 to 20 carbon atoms, at least one of R or R being
a hydroxyhydrocaruyl group, and n is 1 to 5, with a boron compound which may be a
metaborate or similar boron source, boric acid, boric oxide or an alkyl borate of
the formula

wherein x is 1 to 3, y is 0 to 2, their sum being 3, and R is an alkyl group containing
from 1 to 6 carbon atoms, the improvement comprising employing at least 15% by weight
of a hydroxy-containing soap thickener to prepare the grease. The presence of phosphorus
and sulfur moieties provides an even higher dropping point. Hydrocarbyl and hydroxyhydrocarbyl
include alkyl, aryl, aralkyl, alkaryl and cycloalkyl groups. Preferably the ester
is overborated, meaning the presence in the product of more than a stoichiometric
amount of boron.
[0005] The esters may contain from 1 to 5 hydroxy groups in the molecule. They may all be
attached to either R or R or they may be attached to R and R in varying proportions.
Further, the hydroxy groups can be at any position or positions along the chain of
R or R
l. It will be understood that the esters contain at least one free hydroxy group prior
to reaction with the boron compound.
[0006] The disclosed esters can be made by methods well known in the art. In general, they
are made by reacting the desired acid or acyl halide and alcohol at temperatures and
for times one skilled in the art can easily select. To give an ester having a free
hydroxy group, either in R or R
1, reactant proportions are chosen accordingly, as one skilled in the art will understand.
Suitable hydroxy-containing esters prior to boration include trimethylolpropane monooleate,
trimethylolpropane dioleate, trimethylolpropane monostearate, trimethylolpropane distearate,
trimethylolpropane monopelargonate, trimethylolpropane monooleate monopelargonate,
pentaerylthritol monooleate, pentaerythritol dioleate, pentaerythritol trioleate,
pentaerythritol monoisostearate, pentaerythritol monooleate monopelargonate, pentaerythritol
monoisostearate, monopelargonate or monohexanoate, pentaerythritol tripelargonate,
glycerol monooleate, glycerol dioleate, glycerol monostearate, glycerol monoricinoleate,
glycerol monoisostearate, glycerol monopelargonate, glycerol monohexadecanoate, sorbitan
monooleate, sorbitan dioleate, sorbitan monostearate, sorbitan distearate, sorbitan
monopelargonate, dipentaerythritol monooleate, dipentaerylthritol monooleate, dipentaerythritol
dioleate, dipentaerythritol trioleate, ethyleneglycol monooleate, ethyleneglycol monostearate,
ethyleneglycol monoisostearate, diethyleneglycol monooleate, diethyleneglycol monopelargonate,
diethyleneglycol monoisostearate and triethyleneglycol monoleate, methyl hydroxystearate
and ethyl hydroxystearate, or mixtures of the above.
[0007] The borated esters of the invention can be made by reacting an ester as defined above
with a boron compound, such as boric oxide, a metaborate, boric acid, an alkyl borate
or mixtures thereof. The resulting products are primarily borate esters, but other
possible products present are the products of reaction between ester dimers, or higher
oligomers, and a boron compound to form the corresponding borate esters.
[0008] As noted hereinabove, the boron compound used is boric acid, boric oxide or an alkyl
borate, preferably boric acid. The alkyl borates include the mono-, di- and trialkyl
borates, such as the mono-, di- and trimethyl borates, mono-, di- and triethyl borates,
mono-, di- and tripropyl borates, mono-, di- and tributyl borates, mono-, di- and
tripentyl borates and mono-, di- and trihexyl borates.
[0009] The reaction to form the borate ester can be carried out at from 80°C to 260°C, preferably
from 110°C to 180°C. The temperature chosen will depend for the most part on the particular
reactants and on whether or not a solvent is used. Reaction pressures can be vacuum,
atmospheric, or positive pressure. In carrying out this reaction, it is preferable
that quantities of reactants be chosen such that the molar ratio of ester to boron
compound be from 1 to 4, preferably from 1 to 2, or more preferably, of about 1. The
ester may be reacted with an excess of the borating species to form a borate ester
containing from 0.1% by weight of boron to more than 10% of boron.
[0010] While atmospheric pressure is generally preferred, the reaction can be advantageously
run at from 1 to 5 atmospheres. Furthermore, where conditions warrant it, a solvent
may be used. In general, any relatively non-polar, unreactive solvent can be used,
including benzene, toluene, xylene and 1,4-dioxane. Other hydrocarbon and alcoholic
soluents, which include propanol, butanol, and hexamethyleneglycol can be used. Mixtures
of alcoholic and hydrocarbon solvents can be used also.
[0011] The reaction time is not critical. Thus, any phase of the process can be carried
out in from 1 to 20 hours.
[0012] A narrow class of thickening agents is used to make the grease of this invention.
The thickening agents contain at least a portion of alkali metal, alkaline earth metal
or amine soaps of hydroxyl-containing fatty acids, fatty glycerides and fatty esters
having from 12 to 30 carbon atoms per molecule. The metals are typified by sodium,
lithium, calcium and barium. Preferred is lithium. Preferred members among these acids
and fatty materials are 12-hydroxystearic acid and glycerides containing 12-hydroxystearates,
14-hydroxystearic acid, 16-hydroxystearic acid and 6-hydroxystearic acid.
[0013] The entire amount of thickener need not be derived from the aforementioned members.
Significant benefit can be attained using as little thereof as 15% by weight of the
total thickener. A complementary amount, such as up to 85% by weight of a wide variety
of thickening agents, can be used in the grease of this invention. Included among
the other useful thickening agents are alkali and alkaline earth metal soaps of methyl-12-hydroxystearate,
diesters of a C
4 to C
12 dicarboxylic acid and tall oil fatty acids. Other alkali or alkaline earth metal
fatty acids containing from 12 to 30 carbon atoms and no free hydroxyl may be used.
These include soaps of stearic and oleic acids.
[0014] Manufacture of the thickening agents can be done in a variety of grease-making equipment
such as open kettles at reduced, atmospheric, or positive pressures; higher pressure
reaction chambers which may be operated as high as 180 psig; or continuous manufacturing
equipment. The temperature range from the bulk grease under manufacture may range
from 15°C (60°F) to 238°C (460°F).
[0015] Other thickening agents include salt and salt-soap complexes as calcium stearate-acetate
(U.S. Patent No. 2,197,263), barium stearate acetate (U.S. Patent No. 2,564,561),
calcium, stearate-caprylate-acetate complexes (U.S. Patent No. 2,999,065), calcium
caprylate-acetate (U.S. Patent No. 2,999,066), and calcium salts and soaps of low-,
intermediate- and high-molecular weight acids and of nut oil acids.
[0016] Another group of thickening agents comprises substituted ureas, phthalocyamines,
indanthrene, pigments such as perylimides, pyromellitdiimides, and ammeline, as well
as certain hydrophobic clays. These thickening agents can be prepared from clays which
are initially hydrophilic in character, but which have been converted into a hydrophobic
condition by the introduction of long-chain hydrocarbon radicals into the surface
of the clay prior to their use as a component of a grease composition, as, for example,
by being subjected to a preliminary treatment with an organic cationic surface active
agent, such as an onium compound. Typical onium compounds are tetraalkylammonium chlorides,
such as dimethyl dioctadecyl ammonium chloride, dimethyl dibenzyl ammonium chloride
and mixtures thereof. This method of conversion is well known to those skilled in
the art.
[0017] The third member(s) that may be present in the grease composition are the phosphorus
and sulfur moieties. Both of these can be present in the same molecule, such as in
a metal or non-metal phosphorodithioate of the formula

wherein R
3 is a hydrocarbyl group containing 3 to 18 carbon atoms, M is preferably a metal,
but may be a non-metal, such as one of those mentioned hereinbelow, n is the valence
of M and Z is oxygen or sulfur, at least one Z being sulfur.
[0018] In this compound, R
3 is preferably an alkyl group and may be a propyl, butyl, pentyl, hexyl, octyl, decyl,
dodecyl, tetradecyl or octadecyl group, including those derived from isopropanol,
propanol, butanol, isobutanol, sec-butanol, 4-methyl-2-pentanol, 2-ethylhexanol, oleyl
alcohol, and mixtures thereof. Further included are alkaryl groups such as butylphenyl,
octylphenyl, nonylphenyl and dodecylphenyl groups.
[0019] The metals embraced by M include those in Groups IA, IIA, IIB and VIII of the Periodic
Table. Some that may be mentioned are lithium, sodium, calcium, zinc, cadmium, silver,
gold and molybdenum. Non-metallic ions include organic groups derived from vinyl esters
such as vinyl acetate, vinyl ethers such as butyl vinyl ether and epoxides such as
propylene oxide and 1,2-epoxydodecane. The non-metallic ions may also be derived from
nitrogenous compounds such as those derived from hydrocarbyl amines and diamines,
including oleylamine and N-oleyl-l,3-propylenediamine and such as the imidazolines
and oxazolines.
[0020] The phosphorus and sulfur can also be supplied from the combination of two separate
compounds, such as the combination of (1) a dihydrocarbyl phosphite having 2 to 10
carbon atoms in each hydrocarbyl group or mixtures of phosphites and (2) a sulfide
such as sulfurized isobutylene, dibenzyl disulfide, sulfurized terpenes,
phosphorodithionyl disulfide and sulfurized jojoba oil. The phosphites include the
dibutyl, dihexyl, dioctyl, didecyl and similar phosphites. Phosphate esters containing
4 to 20 carbon atoms in each hydrocarbyl group, such as tributyl phosphate, tridecyl
phosphate, tricresyl phosphate and mixtures of such phosphates, can also be used.
[0021] "In summary, it is essential to the practice of this invention, in which greases
having improved dropping points are obtained, that at least the first two of the above-mentioned
ingredients be formulated into the composition. Thus, first, with respect to the preparation
of the grease, the thickener will have at least 15% by weight of a metal or non-metal
hydroxyl-containing soap therein, the total thickener being from 3% to 20% by weight
of the grease composition. Secondly, there will be added to the grease from 0.01%
to 10% by weight, preferably 0.1% to 2%, of a borated ester, in which such ester has
been reacted with preferably at least an equimolar amount of boron compoiund; and,
thirdly, the composition may have therein from 0.01% to 10% by weight, preferably
from 0.2% to 2% by weight, of phosphorus-and sulfur-containing compounds or a mixture
of two or more compounds which separately supply the phosphorus and sulfur moieties.
If separate compounds are used, an amount of the mixture equivalent to the above concentration
levels is used to supply desired amounts of phosphorus and sulfur.
[0022] It was noted that, when the hydroxy-containing thickener was used with the borated
ester, the dropping point of the grease was consistently unexpectedly higher than
with a grease from the same grease vehicle and the same borated ester, but with a
different thickener, such as a non-hydroxy-containing thickener. Thus, the broad invention
is to a grease composition comprising the two components mentioned.
[0023] In general, the reaction products of the present invention may be employed in any
amount which is effective for imparting the desired degree of friction reduction,
antiwear activity, antioxidant activity, high temperature stability or antirust activity.
In many applications, however, the borated esters and the phosphorus- and/or sulfur-containing
compound(s) are effectively employed in combined amounts from 0.02% to 20% by weight,
and preferably from 0.2% to 4% of the total weight of the composition.
[0024] The greases of the present invention can be made from either a mineral oil or a synthetic
oil, or mixtures thereof. In general, mineral oils, both paraffinic, naphthenic and
mixtures thereof, may be of any suitable lubricating viscosity range, as for example,
from 45 SSU at 37.8°C to 6000 SSU at 37.8°C, and preferably from 50 to 250 SSU at
99°C. These oils may have viscosity indexes ranging to 100 or higher. Viscosity indexes
from 70 to 95 are preferred. The average molecular weights of these oils may range
from 250 to 800. In making the grease, the lubricating oil from which it is prepared
is generally employed in an amount sufficient to balance the total grease composition,
after accounting for the desired quantity of the thickening agent, and other additive
components to be included in the grease formulation.
[0025] In instances where synthetic oils are desired, in preference to mineral oils, various
compounds of this type may be successfully utilized. Typical synthetic vehicles include
polyisobutylene, polybutenes, hydrogenated polydecenes, polypropylene glycol, polyethylene
glycol, trimethylol propane esters, neopentyl and pentaerythritol esters, di(2-ethylhexyl)
sebacate, di(2-ethylhexyl) adipate, dibutyl phthalate, fluorocarbons, silicate esters,
silanes, esters of phosphorus-containing acids, liquid ureas, ferrocene derivatives,
hydrogenated synthetic oils, chain-type polyphenyls, siloxanes and silicones (polysiloxanes),
alkyl-substituted diphenyl ethers typified by a butyl-substituted bis(p-phenoxy phenyl)
ether, phenoxy phenylethers.
[0026] The metallic soap grease compositions containing one or more of the borated hydroxy-containing
ester and, optionally, one or more of the sulfur and phosphorus combinations described
herein provide advantages in increased dropping point, improved grease consistency
properties, antirust characteristics and potential antifatigue, antiwear and antioxidant
benefits unavailable in any of the prior greases now known. The grease composition
of this invention is unique in that it can be preferably manufactured by the admixture
of additive quantities of the alcohol borates to the fully formed soap grease after
completion of saponification.
[0027] The following Examples will present illustrations of the invention.
EXAMPLE 1
[0028] Glycerol monooleate (115 g), consisting of a mixture of about 60% of glycerol monooleate
and about 40% of glycerol dioleate, xylene (38 g) and butanol (122 g) were charged
to a reactor equipped with a heater, an agitator and a condenser. The reactor contents
were heated to 50°C, and boric acid (100 g) was charged to the ester and solvent.
The reaction mixture was heated to 204°C and was held there for about 3 hours until
water evolution ceased. The reactor contents were cooled to 155°C and vacuum (to less
than 2 mm of Hg) was applied to remove the solvents. The crude product was further
cooled to 105°C and it was then filtered through diatomaceous earth to yield a viscous,
amber liquid.
EXAMPLE 2
[0029] Same as Example 1, except that the following ratios by weight were used to give an
excess of boron:
7.55 pounds glycerol monooleate/pound boric acid
1.13 pounds butanol/pound boric acid
0.17 pound xylene/pound boric acid
EXAMPLE 3
[0030] A lithium hydroxystearate grease thickener was prepared by saponification of a mixture
containing 12-hydroxystearic acid (8%) and the glyceride thereof (9%) with lithium
hydroxide in a mineral oil vehicle at 177°C in a closed contactor. After depressuring
and dehydration of the thickener in an open kettle, sufficient mineral oil was added
to reduce the thickener content to 9.0%. After cooling to 99°C, a typical grease additive
package, consisting of an amine antioxidant, phenolic antioxident, metallic dithiophospate,
sulfur-containing metal deactivator and nitrogen containing antirust additives, was
added. This produced a base grease for evaluating the effect of borated hydroxyl-containing
esters on grease dropping point and other properties.
EXAMPLE 4
[0031] To the grease of Example 3 was added 2 wt. % of the borated glycerol monooleate of
Example 1. The addition was accomplished in a laboratory grease blender from 110°C
to 116°C.
EXAMPLE 5
[0032] Same as Example 4, except that 2 wt. % of the borated glycerol monooleate of Example
2 was used.
EXAMPLE 6
[0033] Prepared like the grease of Example 3, except that the mineral oil was thickened
with the lithium soap of a 50/50 (wt) mixture of stearic and palmitic acids.
[0034] The results, obtained using the ASTM D-2265-78 Test, are summarized in Table I.

[0035] Example 8 clearly shows no dropping point improvement when the borated ester is added
to a non-hydroxy-containing carboxylate soap thickened grease.
1. An improved grease composition comprising a major proportion of a grease, from
0.01% to 10% by weight of a reaction product made by reacting an ester of the formula

wherein n is 1 to 5 and R and R are hydrocarbyl or hydroxyhydrocarbyl groups containing
1 to 20 carbon atoms, at least one of R and R being a hydroxyhydrocarbyl group, with
a boron compound, and at least 15% by weight of a hydroxy-containing soap thickener.
2. The composition of Claim 1 additionally containing from 0.01% to 10% by weight
of a phosphorus and sulfur compound or a mixture of phosphorus-containing and sulfur-containing
compounds to supply an equivalent amount of phosphorus and sulfur.
3. The composition of Claim 1 wherein the thickener is an alkali metal, alkaline earth
metal or amine soap of a hydroxy-containing fatty acid, fatty glyceride or fatty ester
containing 12 to 30 carbon atoms.
4. The composition of Claim 3 wherein the metal is sodium, lithium, calcium or barium.
5. The composition of Claim 3 wherein the thickener is derived from 12-hydroxystearic
acid, 14-hydroxystearic acid, 16-hydroxystearic acid, 6-hydroxystearic acid or the
glyceride or ester thereof.
6. The composition of Claim 1 wherein R is an alkyl, aryl, aralkyl, alkaryl or cycloalkyl
group or a hydroxy-substituted member thereof.
7. The composition of Claim 6 wherein the ester is trimethylolpropane monooleate,
trimethylolpropane dioleate, trimethylolpropane monostearate, trimethylolpropane distearate,
trimethylolpropane monopelargonate, trimethylolpropane monooleate monopelargonate,
pentaerylthritol monooleate, pentaerythritol dioleate, pentaerythritol trioleate,
pentaerythritol monoisostearate, pentaerythritol monooleate monopelargonate, pentaerythritol
monoisostearate, monopelargonate or monohexanoate, pentaerythritol tripelargonate,
glycerol monooleate, glycerol dioleate, glycerol monostearate, glycerol monoricinoleate,
glycerol monoisostearate, glycerol monopelargonate, glycerol monohexadecanoate, sorbitan
monooleate, sorbitan dioleate, sorbitan monostearate, sorbitan distearate, sorbitan
monopelargonate, dipentaerythritol monooleate, dipentaerylthritol monooleate, dipentaerythritol
dioleate, dipentaerythritol trioleate, ethyleneglycol monooleate, ethyleneglycol monostearate,
ethyleneglycol monoisostearate, diethyleneglycol monooleate, diethyleneglycol monopelargonate,
diethyleneglycol monoisostearate and triethyleneglycol moonleate, methyl hydroxystearate
or ethyl hydroxystearate.
8. The composition of Claim 1 wherein the boron compound is selected from the group
consisting of a metaborate, boric acid, boric acid, mono-, di- and trimethyl borate,
mono-, di- and triethyl borate, mono-, di- and tripropyl borate, mono-, di- and tributyl
borate, mono-, di- and tripentyl borate and mono-, di- and trihexyl borate.
9. The composition of Claim 2 wherein the phosphorus and sulfur moieties are supplied
by a phosphorothioate of the formula

wherein R is a hydrocarbyl group containing 3 to 18 carbon atoms, M is a metal or
non-metal, n is the valence of M and Z is oxygen or sulfur, at least one of which
is sulfur.
10. The composition of Claim 9 wherein R3 is an alkyl or alkaryl group.
11. The composition of Claim 10 wherein R3 is a propyl, butyl, pentyl, hexyl, octyl, dodecyl, tetradecyl, octadecyl, butylphenyl,
octylphenyl, nonylphenyl, dodecylphenyl or oleyl group or mixtures thereof.
12. The composition of Claim 11 wherein R is derived from isopropanol, butanol, isobutanol,
sec-butanol, 4-methyl-2-pentanol, 2-ethylhexanol or mixtures thereof.
13. The composition of Claim 9 wherein M is a metal from Group IA, IIA, IIB or VIII
of the Periodic Table.
14. The composition of Claim 13 wherein the metal is lithium, sodium, molybdenum,
calcium, zinc, cadmium, silver or gold.
15. The composition of Claim 9 wherein M is derived from vinyl acetate, butyl vinyl
ether, propylene oxide, 1,2-epoxydodecane or nitrogenous compounds.
16. The composition of Claim 1 wherein the phosphorus and sulfur moieties are supplied
by a combination of (1) a dihydrocarbyl phosphite having 2 to 6 carbon atoms in each
hydrocarbyl group, mixtures of such phosphites, or a phosphate ester having 4 to 20
carbon atoms in each hydrocarbyl group and (2) a sulfide selected from sulfurized
isobutylene, dibenzyl disulfide, sulfurized terpenes, phosphorodithionyl disulfide
and sulfurized jojoba oil.
17. The composition of Claim 16 wherein the phosphite is a dibutyl, dihexyl, dioctyl
or didecyl phosphite or mixtures thereof.
18. The composition of Claim 16 wherein the phosphate ester is a tributyl, tridecyl
or tricresyl phosphate or mixtures thereof.
19. The composition of Claim 1 wherein the ester is glycerol monooleate, the boron
compound is boric acid, the thickener is lithium 12-hydroxystearate and the phosphorus
and sulfur moieties are from zinc dialkyl phosphorodithioate, where alkyl is a mixture
of alkyls containing 3 to 6 carbon atoms.
20. The composition of Claim 1 wherein the grease vehicle is a mineral oil, a synthetic
oil or a mixture thereof.
21. A method of improving the dropping point of a grease composition comprising a
major proportion of a grease and from 0.01% to 10% by weight of a reaction product
made by reacting an ester of the formula

wherein n is 1 to 5 and R and R are hydrocarbyl or hydroxyhydrocarbyl groups, with
a boron compound, the method comprising thickening the grease with a thickener containing
at least 15% by weight of a hydroxy-containing thickener.
22. The method of Claim 21 in which the grease additionally contains from 0.01% to
10% by weight of a phosphorus and sulfur compound or a mixture of phosphorus-containing
and sulfur-containing compounds to supply an equivalent amount of phosphorus and sulfur.
23. The composition of Claim 1 wherein the boron compound is selected from a metaborate,
boric acid, boric oxide and an alkyl borate of the formula

wherein x is 1 to 3 and y is 0 to 2, their sum being 3, and R
2 is an alkyl group having 1 to 6 carbon atoms.