[0001] This invention relates in general to electrophotography and in particular to a novel
low field electrophotographic process. More specifically, this invention relates to
a low field electrophotographic process employing a photoconductive insulating element
which exhibits high quantum efficiency at low voltage.
[0002] Photoconductive elements comprise a conducting support bearing a layer of a photoconductive
material which is insulating in the dark but which becomes conductive upon exposure
to radiation. A common technique for forming images with such elements is to uniformly
electrostatically charge the surface of the element and then imagewise expose it to
radiation. In areas where the photoconductive layer is irradiated, mobile charge carriers
are generated which migrate to the surface of the element and there dissipate the
surface charge. This leaves behind a charge pattern in nonirradiated areas, referred
to as a latent electrostatic image. This latent electrostatic image can then be developed,
either on the surface on which it is formed, or on another surface to which it has
been transferred, by application of a liquid or dry developer composition which contains
electroscopic marking particles. These particles are selectively attracted to and
deposit in the charged areas or are repelled by the charged areas and selectively
deposited in the uncharged areas. The pattern of marking particles can be fixed to
the surface on which they are deposited or they can be transferred to another surface
and fixed there.
[0003] Photoconductive elements can comprise a single active layer, containing the photoconductive
material, or they can comprise multiple active layers. Elements with multiple active
layers (sometimes referred to as multi-active elements) have at least one charge-generating
layer and at least one charge-transport layer. The charge-generating layer responds
to radiation by generating mobile charge carriers and the charge-transport layer facilitates
migration of the charge carriers to the surface of the element, where they dissipate
the uniform electrostatic charge in light-struck areas and form the latent electrostatic
image.
[0004] The photoreceptor properties that determine the radiation necessary to form the latent
image are the quantum efficiency, the thickness, the dielectric constant, and the
existence of trapping. In the simplest case, where trapping can be neglected, the
exposure can be expressed as:

where E is the exposure in ergs/cm
2 ε the relative dielectric constant, L the thickness in cm, e the electronic charge
in esu, the wavelength in nm, the quantum efficiency, k a constant equal to
5.2
X 10 -
13 and ΔV the voltage difference between the image and background area, V
i - V
b. The quantum efficiency, which cannot exceed unity, represents the fraction of incident
photons that are absorbed and result in free electron-hole pairs.
[0005] For electrophotographic processes known heretofore, △V is typically 400-500 V. Assuming
typical values of ε = 3.0,ε = 500 nm, and L = 10
-3 cm, the above equation predicts an exposure energy of 11.8 to 14.7 ergs/cm
2. This assumes that there is no trapping and is based on the absorbed radiation. In
practice, the radiation is not completely absorbed, and the exposure is correspondingly
larger. Thus, most photoreceptors require exposures in the range of 20-100 ergs/cm
2 to form an electrostatic image. These are equivalent to ASA ratings between 0.1 and
0.02. In contrast, the exposure required to form a latent image in conventional silver
halide photography is in the range of 10
-2 to 10
-1 ergs/cm
2, or less, and, accordingly, the radiation sensitivity of electrophotography is less
than that of conventional silver halide photography by a factor of at least
103.
[0006] While increases in electrophotographic sensitivity can be realized by increases in
thickness or quantum efficiency, these effects are limited. Increases in photoreceptor
thickness tend to result in trapping, which gives rise to a sharp decrease in sensitivity.
Since the quantum efficiency cannot exceed unity, increases in efficiency are limited.
For the example discussed in the preceeding paragraph, the maximum increase in sensitivity
would be a factor of about 5. In practice, absorption and reflection losses, photogeneration
efficiencies of less than unity, etc., would limit the increase to probably no more
than a factor of about 3. Consequently, if the sensitivity is to be significantly
increased, the magnitude of the voltage difference between the image and background
areas must be reduced. Moreover, if the sensitivity is to be increased without a concurrent
increase in electrostatic noise, the magnitude of V
b must also be reduced, since a reduction in ΔV without a corresponding reduction in
V
b results in a very low signal to noise (S/N) ratio.
[0007] A reduction in both AV and V
b requires that the photoreceptor be initially charged to very low voltages, e.g.,
V = 10 volts. However, with photoconductive elements of both the single-active-layer
and multiple-active layer types, the quantum efficiency typically decreases sharply
with decreasing voltage. [See D. M. Pai and R. C. Enck, Phys. Rev. 11, 5163, (1975);
P. J. Melz, J. Chem. Phys. 57, 1694, (1972); and P. M. Borsenberger and D. C. Hoesterey,
J. Appl. Phys. 51, 4248 (1980)]. As a result, electrophotographic processes typically
employ a high initial voltage, such as 500 volts, and electrostatic latent image formation
typically requires exposures of the order of 20 to 100 ergs/cm
2.
[0008] Thus, the problem of this invention is to provide a high speed electrophotographic
process which exhibits minimal electrical noise. The solution to this problem is a
novel electrophotographic process in which a photoconductive insulating element is
uniformly electrostatically charged and image-wise exposed to activating radiation
to thereby form a latent electrostatic image on the surface thereof, characterized
in that said element (1) comprises:
(a) an electrically-conductive support,
(b) a barrier layer overlying the support,
and (c) a photoconductive stratum overlying the barrier layer which comprises a layer
of intrinsic hydrogenated amorphous silicon in electrical contact with a layer of
doped hydrogenated amorphous silicon and in which the doped layer is very thin in
relation to the thickness of the intrinsic layer,
and (2) is uniformly electrostatically charged to a surface voltage in the range of
from 5 to 50 volts.
[0009] The term "activating radiation" as used herein is defined as electromagnetic radiation
which is capable of generating electron-hole pairs in the photoconductive insulating
element upon exposure thereof.
[0010] Use of a very low initial voltage in the process of this invention, that is a voltage
in the range of 5 to 50 volts, in combination with use of an amorphous silicon element
of the particular structure described herein has been unexpectedly found to provide
the desired characteristics of very high electrophotographic sensitivity without excessive
electrical noise. The low V
b and lowAV which characterize the process are rendered feasible by the unique electrophotographic
properties of the aforesaid element, which provides high quantum efficiency at low
voltage.
[0011] The invention is hereinafter described in detail with reference to the accompanying
drawings in which:
FIGURE 1 is a logarithmic plot of quantum efficiency versus electric field for a photoconductive
insulating element that is useful in the process of this invention and for a control
element.
FIGURE 2 is a V-logE plot for the test element and control element of FIGURE 1.
[0012] The preparation of thin films of amorphous silicon, hereinafter referred to as ∝-Si,
by the glow discharge decomposition of silane gas, SiH
4, has been known for a number of years. (See, for example, R. C. Chittick, J. H. Alexander
and H. F. Sterling, J. Electrochem. Soc., 116, 77, 1969 and R. C. Chittick, J. N-Cryst.
Solids, 3, 255, 1970). It is also known that the degree of conductivity and conductivity
type of these thin films can be varied by doping with suitable elements in a manner
analogous to that observed in crystalline semiconductors. (See, for example, W. E.
Spear and P. G. LeComber, Solid State Commun., 17, 1193, 1975). Furthermore, it is
widely recognized that the presence of atomic hydrogen plays a major role in the electrical
and optical properties of these materials (see, for example, M. H. Brodsky, Thin Solid
Films, 50, 57, 1978) and thus there is widespread current interest in the properties
and uses of thin films of so-called "hydrogenated amorphous silicon," hereinafter
referred to as ∝-Si(H) .
[0013] The field of electrophotography is one in which there is extensive current interest
in the utilization of thin films of ∝-Si(H). To date, the art has disclosed a wide
variety of photoconductive insulating elements, comprising thin films of intrinsic
and/or doped ∝-Si(H) , which are adapted for use in electrophotographic processes.
(As used herein, the term "a doped
/-Si(H) layer" refers to a layer of hydrogenated amorphous silicon that has been doped
with one or more elements to a degree sufficient to render it either n-type or p-type).
Included among the many patents describing photoconductive insulating elements containing
layers of intrinsic and/or doped /-Si(H) are the following:
Kempter, U. S. patent 4,225,222, issued September 30, 1980.
[0014] Hirai et al, U. S. patent 4,265,991, issued May 5, 1981.
[0015] Fukuda et al, U.S. patent 4,359,512, issued November 16, 1982.
[0016] Shimizu et al, U. S. patent 4,359,514, issued November 16, 1982.
[0017] Ishioka et al', U. S. patent 4,377,628, issued March 22, 1983.
[0018] Shimizu et al, U. S. patent 4,403,026, issued September 6, 1983.
[0019] Shimizu et al, U. S. patent 4,409,308, issued October 11, 1983.
[0020] Kanbe et al, U. S. patent 4,443,529, issued April 17, 1984.
[0021] Nakagawa et al, U. S. patent 4,461,819, issued July 24, 1984.
[0022] As hereinabove described, the present invention makes use of a particular type of
photoconductive insulating element, characterized by the presence of both doped and
intrinsic layers of ∝-Si(H), in an electrophotographic process in which the element
is electrostatically charged to a low surface voltage, that is a voltage in the range
of from 5 to 50 volts. More specifically, the photoconductive insulating element utilized
in the electrophotographic process of this invention comprises:
(a) an electrically-conductive support, by which is meant a support material which
is itself electrically conductive or which is comprised of an electrically-insulating
material coated with an electrically-conductive layer,
(b) a barrier layer overlying the support, by which is meant a layer which serves
to prevent the migration of charge-carriers from the support into the photoconductive
layers of the element,
and (c) a photoconductive stratum overlying the barrier layer which comprises a layer
of intrinsic α-Si(H) in electrical contact with a layer of doped α-Si(H) and in which
the doped layer is very thin in relation to the thickness of the intrinsic layer.
[0023] It is critical to the invention that the photoconductive stratum comprise both an
intrinsic α-Si(H) layer and a doped α-Si(H) layer, since use of an intrinsic α-Si(H)
layer alone would not be an effective means of generating the necessary charge carriers
when employing a low surface voltage; while use of a doped (Dz-Si(H) layer alone would
result in too high a dark conductivity for the element to be useful in the low field
process of this invention. It is also very important that the doped layer be very
much thinner than the intrinsic layer, since, if this were not the case, the dark
conductivity would be excessively high for use in the low field process of this invention.
[0024] It is also critical to the invention that the element be electrostatically charged
to a very low surface voltage, that is a voltage in the range of from 5 to 50 volts.
Only by the use of such a low voltage is it possible to achieve very high electrophotographic
sensitivity -- a sensitivity which is so high that the element can be reasonably characterized
as a camera-speed material -- without the generation of excessive electrical noise.
It is this use of very low voltage which specifically distinguishes the process of
this invention from conventional electrophotographic processes which utilize much
higher voltages.
[0025] Photoconductive insulating elements, whether of the single-active-layer or multiple-active-layer
types, typically exhibit a quantum efficiency at low voltage which is much less than
they exhibit at high voltage. However, the photoconductive insulating elements described
herein exhibit a quantum efficiency at low voltage which is substantially the same
as that at high voltage. It is this characteristic which renders them especially suitable
for use in the novel low field electrophotographic process of this invention.
[0026] The elements employed in the process of this invention utilize an electrically-conductive
support, and such support can be either an electrically-conductive material or a composite
material comprised of an electrically-insulating substrate coated with one or more
conductive layers. The electrically-conductive support should be a relatively rigid
material and preferably one that has a thermal expansion coefficient that is fairly
close to that of a layer of α-Si(H). Particularly useful materials include aluminum,
steel, and glass that has been coated with a suitable conductive coating. Preferably,
the support is fabricated in a drum or tube configuration, since such configurations
are most appropriate for use with a relatively brittle and fragile material such as
«G-Si(H).
[0027] A particularly important feature of the photoconductive insulating element employed
in the process of this invention is the barrier layer. It serves to prevent the injection
of charge carriers from the substrate into the photoconductive stratum. Specifically,
it prevents the injection of holes from the substrate when the photoreceptor is charged
to a negative potential, and it prevents the injection of electrons from the substrate
when the photoreceptor is charged to a positive potential. Either positive or negative
charging can, of course, be used in the process of this invention, as desired. Inclusion
of a barrier layer in the element is necessary in order for the element to provide
adequate charge acceptance.
[0028] A number of materials are known to be useful to form a barrier layer in an amorphous
silicon photoconductive insulating element. For example, useful materials include
oxides such as silicon oxide (SiO) or aluminum oxide (A1203). Preferably, the barrier
layer is a layer of α-Si(H) which has been heavily doped with a suitable doping agent.
The term "heavily doped", as used herein, is intended to mean a concentration of doping
agent of at least 100 ppm.
[0029] The term "a photoconductive stratum" is used herein to refer to the combination of
an intrinsic α-Si(H) layer and a doped α-Si(H) layer in electrical contact therewith.
Since the essential requirement is merely that the activating radiation be incident
upon the doped layer, the particular order of these layers in the photoconductive
stratum is not ordinarily critical. For example, the doped layer can be the outermost
layer and the exposure can be from the front side of the element, or the order of
the doped and intrinsic layers can be reversed and the exposure can be from the rear
side.
[0030] The layer of intrinsic α -Si(H) can be formed by processes which are well known in
the art. Most commonly, the process employed is a gas phase reaction, known as plasma-induced
dissociation, using a silane (for example SiH
4) as the starting material. The hydrogen content of the intrinsic α-Si(H) layer can
be varied over a broad range to provide particular characteristics as desired. Generally,
the hydrogen content is in the range of 1 to 50 percent and preferably in the range
of 5 to 25 percent (the content of hydrogen being defined in atomic percentage).
[0031] The layer of doped α-Si(H) can be formed in the same manner as the layer of intrinsic
α-Si(H), except that one or more doping elements are utilized in the layer-forming
process in an amount sufficient to render the layer n-type or p-type. (Doping elements
can also be used in the formation of the intrinsic layer since a layer of hydrogenated
amorphous silicon, as typically prepared by the plasma-induced dissociation of SiH
4, is slightly n-type and a slight degree of p-doping is typically employed to render
it intrinsic.) The hydrogen concentration in the doped layer can be in the same general
range as in the intrinsic layer.
[0032] Many different doping agents are known in the art to be of utility in advantageously
modifying the characteristics of a layer of α-Si(H). Included among such doping agents
are the elements of Group VA of the Periodic Table, namely N, P, As, Sb and Bi, which
provide an n-type layer -- that is, one which exhibits a preference for conduction
of negative charge carriers (electrons) -- and the elements of Group IIIA of the Periodic
Table, namely B, A1, Ga, In and T1, which provide a p-type layer -- that is one which
exhibits a preference for conduction of positive charge carriers (holes). The preferred
doping agent for forming an n-type layer is phosphorus, and it is conveniently utilized
in the plasma-induced dissociation in the form of phosphine gas (PH
3). The preferred doping agent for forming a p-type layer is boron, and it is conveniently
utilized in the plasma-induced dissociation in the form of diborane gas (B2H6).
[0033] The concentration of doping agent employed in forming the doped «-Si(H) layer can
be varied over a very broad range. Typically, the doping agent is employed in an amount
of up to 1,000 ppm in the gaseous composition used to form the doped layer, and preferably
in an amount of 15 to 150 ppm. When a doped /-Si(H) layer is utilized as the barrier
layer in the element, it is typically a heavily doped layer, for example, a layer
formed from a composition containing 500 to 5,000 ppm of the doping agent.
[0034] The thickness of the various layers making up the photoconductive insulating elements
employed in the process of this invention can be varied widely. The barrier layer
will typically have a thickness in the range of from 0.01 to 5 microns, and preferably
in the range of from 0.05 to 1 micron. The intrinsic α-Si(H) layer will typically
have a thickness in the range of from 1 to 50 microns, and preferably in the range
of from 3 to 30 microns. The doped α-Si(H) layer will typically have a thickness in
the range of from 0.01 to 0.2 microns, and preferably in the range of from 0.02 to
0.1 microns.
[0035] The doped α-Si(H) layer must be sufficiently thin to provide the element with a high
degree of dark resistivity, generally a dark resistivity of at least 10
11 ohm-cm, and most typically in the range of 10
11 to 10
14 ohm-
cm. While the exact ratio of the thickness of the doped layer to the thickness of the
intrinsic layer is not critical, the doped layer is typically very thin in relation
to the thickness of the intrinsic layer. It is preferred that the ratio of the thickness
of the doped α-Si(H) layer to the thickness of the intrinsic α-Si(H) layer be less
than 0.01 and particularly preferred that it be in the range of from 0.001 to 0.005.
[0036] As previously indicated, the preferred doping agent for forming an n-type layer is
phosphorus, and the preferred doping agent for forming a p-type layer is boron. These
agents are preferably utilized in the doped layer at a concentration of 15 to 150
ppm.
[0037] The amount of doping agent utilized needs to be carefully controlled to achieve optimum
results. For example, an amount of doping agent which is too low will result in an
undesirably low quantum efficiency, while an amount of doping agent that is too great
will result in an excessively high dark conductivity.
[0038] In addition to the essential layers described hereinabove, the photoconductive insulating
elements employed in the process of this invention can contain certain optional layers.
For example, they can contain anti-reflection layers to reduce reflection and thereby
increase efficiency. Silicon nitride is a particularly useful material for forming
an anti-reflection layer, and is advantageously employed at a thickness of 0.1 to
0.5 microns.
[0039] In the process of this invention, the photoconductive insulating element is electrostatically
charged to a surface voltage of 5 to 50 volts, and most preferably of 10 to 20 volts.
Charging to this low voltage provides the basis for a very high speed electrophotographic
process. The process is also advantageous in that the element has an extremely fast
response time, exhibits sensitometry which is essentially temperature independent,
and can be readily adapted to provide panchromatic sensitivity through appropriate
control of the hydrogen content.
[0040] The invention is further illustrated by the following example of its practice.
[0041] A photoconductive insulating element was prepared with the following layers arranged
in the indicated order:
(1) a glass substrate,
(2) a vacuum-deposited layer of aluminum,
(3) a barrier layer consisting of a 0.15 micron thick layer of SiO,
(4) a 10 micron thick layer of intrinsic α-Si(H),
and (5) a 0.03 micron thick layer of α-Si(H) which had been doped with phosphorus
by incorporating phosphine gas at a concentration of 100 ppm in the silane composition
used to form the layer.
[0042] Using a positive surface potential and exposure to activating radiation at a wavelength
of 400 nm, the quantum efficiency was determined in relation to the magnitude of the
surface potential. (The quantum efficiency is defined as the ratio of the decrease
in the surface charge density to the absorbed photon flux, assuming the charge density
is related to the surface voltage by the geometrical capacitance). The results are
shown in Figure 1, which also provides the results for an otherwise identical control
element which did not have the doped α-Si(H) layer. In the figure, which is a logarithmic
plot of quantum efficiency (φ) versus electric field, the results for the test element
of the invention are shown by open circles, while those for the control element are
shown by solid circles. As shown in Figure 1, the quantum efficiency of the control
element decreased substantially with decreasing surface voltage, while the quantum
efficiency of the test element was substantially independent of surface voltage over
a wide range of voltages. With both the control and test elements, the quantum efficiency
at high voltage was unity.
[0043] As demonstrated by Figure 1, the thin layer of doped α-Si(H) is a critical component
of the photoconductive insulating elements which are useful in the process of this
invention, as this layer strongly reduces the field dependence of the photogeneration
efficiency and thereby gives rise to the high sensitivity that is observed at low
fields.
[0044] The exposure dependence of the surface voltage for the control and test elements
described above, with an initial potential of 10 volts, is shown in Figure 2. In obtaining
these data, the exposure wavelength was 400 nm, the exposure duration was 160 microseconds,
and the voltage was sampled 0.5 seconds after the cessation of exposure. As shown
by Figure 2, the control element exhibited discharge from V to V
o/2 with an exposure of 0.29 ergs/cm , corresponding to an ASA rating of about 12,
while the test element required only 0.11 ergs/cm
2, corresponding to an ASA rating of about 30.