[0001] This invention relates to grease compositions comprising oil, hydroxy-containing
soap thickener and borated aI- koxylated alcohols and optionally, phosphorus and sulfur
moieties.
[0002] Borated alkoxylated alcohols have been used in commercial lubricant formulations
to provide improvements in lubricating properties. This is known from U.S. Patent
3,711.411, which describes hydraulic fluids containing such products.
[0003] It is known also that borated esters and related borates can be used in other areas.
For example, U.S. Patent 3,740,358 describes a phenol-aldehyde foamable compositions
containing boron compounds, for example a material formed by reacting boric acid or
boric oxide with an aliphatic hydroxyl-containing compound. However, no effort has
been made hitherto to employ borated alkoxylated alcohols in combination with a metal
hydroxy-containing soap thickeners in grease compositions.
[0004] In accordance with the invention, there is provided a grease composition containing
a major proportion of a grease and a minor amount of a compound prepared by reacting
an alkoxylated alcohol or mixtures of such alcohols having the formula
[0005] RO(R
tO)
xH in which R is a hydrocarbyl group containing from 7 to 30 carbon atoms, preferably
9 to 18 carbon atoms, R is a hydrocarbylene group containing from 2 to 4 carbon atoms
and x has a value from 1 to 10, with a boron compound selected from boric acid, boric
oxide, metaborate and alkyl borate of the formula
[0006] (R20)y B(OH)
z in which y is 1, 2 or 3, z is 0, 1 or 2, the sum of y and z is 3, and the or each
R
2 is an alkyl group containing from 1 to 6 carbon atoms, characterized in that the
grease contains a thickener comprising a hydroxy-containing soap. Such compositions
have been found to possess substantially higher dropping points compared to compositions
thickened with other thickeners. The presence of phosphorus and sulfur moieties provides
an even higher dropping point
[0007] Preferably the alkoxylated alcohol is overborated, that is to say the borated product
contains more than a stoichiometric amount of boron.
[0008] The hydrocarbyl group can be a cyclic or a straight or branched chain hydrocarbon
group and can contain one or more unsaturated sites. The hydrocarbyl group is preferably
an alkyl group, for example octyl, nonyl, decyl, dodecyl, isotridecyl, tetradecyl,
pentadecyl, heptadecyl and octadecyl. Other possible hydrocarbyl groups include propylcyclohexyl,
butylcyclohexyl, oleyl, stearyl, isostearyl, coco and mixtures thereof as well as
similar groups. It may be preferable to use alkoxylated alcohols that have been prepared
using a mixture of alcohols. The hydrocarbyl group can also be an aryl group, in which
the aryl nucleus has 6 to 14 carbon atoms. The hydrocarbylene group is preferably
an alkylene group, for example ethylene, propylene and butylene.
[0009] The alkoxylated alcohols are themselves well known, as are methods for preparing
them. In general, they can be made by reacting, in the presence of a catalyst, an
alcohol with an epoxide such as ethylene oxide or propylene oxide.
[0010] Boration of the alkoxylated alcohols is accomplished with the boron compound described
above. The reaction can be carried out in the presence of a solvent and, in general,
any relatively non-polar, unreactive solvent can be used, including benzene, toluene,
xylene and 1,4-dioxane. Mixtures of such solvents can also be used. Reaction temperatures
of from about 90 to about 280°C can be used. Reaction times can be from 1 to 24 hours
or more. Up to a stoichiometric amount of boric acid or alkyl borate is preferably
used to yield a product containing from about 0.1 to about 10% of boron. At least
5 to 10% of the available hydroxyl groups on the alcohol can be borated to derive
substantial beneficial effect.
[0011] Conversely, a stoichiometric excess of boric acid (more than an equivalent amount
of berating agent compared to alcohol hydroxyl groups) can also be used resulting
in a product containing an even greater amount of boron.
[0012] The alkoxylated alcohols can also be borated with an alkyl borate such as mono-,
di- or trimethyl borate, mono-, di- or triethyl borate, mono-, di- or tripropyl borate,
mono-, di- or tributyl borate, mono-, di- or triaryl borate or mono-, di- or trihexyl
borate, often in the presence of boric acid.
[0013] Preferred reaction temperatures for boration with boric acid are from about 110 to
about 200°C and with the borate from about 160 to about 240°C. The temperature chosen
will depend for the most part on the particular reactants and on whether or not a
solvent is used. In carrying out this reaction, it is preferable that quantities of
reactants are chosen such that the molar ratio of alkox- ytated alcohol to boron compound
is from about 6:1 to about 1:6, preferably from about 3:1 to about 2:1. As stated
above, the alkoxylated alcohol can be reacted with an excess of the borating species
to form a borate ester containing from about 0.1% by weight of boron to as much as
10% or more of boron.
[0014] While atmospheric pressure is generally preferred, the reaction can be carried out
under a pressure of up to 500 kPa.
[0015] A particular class of thickening agents is used to make the grease compositions of
the invention. The thickening agents are those containing at least a portion of alkali
metal or alkaline earth metal or amine soaps of hydroxyl-containing fatty acids, fatty
glycerides and fatty esters having from 12 to about 30 carbon atoms per molecule.
The metals are typified by sodium, lithium, calcium and barium with lithium being
the preferred metal. Preferred acids and fatty materials are 12-hydroxystearic acid
and glycerides and esters containing 12-hydroxystearates, 14-hydroxystearic acid,
16-hydroxystearic acid and 6-hydroxystearic acid.
[0016] These thickeners need not constitute the total amount of thickeners in the grease
compositions. Significant benefit can be attained using as little as about 15% by
weight of these thickeners, based on the total thickeners. A complementary amount,
that is up to about 85% by weight, of a wide variety of other thickening agents can
be used in the grease compositions of the invention. Included among the other useful
thickening agents are alkali metal and alkaline earth metal soaps of methyl-12-hydroxystearate,
diesters of C. to C,, dicarboxylic acids and tall oil fatty acids. Other alkali or
alkaline earth metal fatty acids containing from 12 to 30 carbon atoms and no free
hydroxyl groups may be used. These include soaps of stearic and oleic acids.
[0017] Other thickening agents include salt and saft-soap complexes as calcium stearate-acetate
(U.S. Patent 2,197,263), barium stearate acetate (U.S. Patent 2,564,561), calcium,
stearate-caprylate-acetate complexes (U.S. Patent 2,999,065), calcium caprylate-acetate
(U.S. Patent 2,999,066), and calcium sails and soaps of low-, intermediate- and high-molecular
weight acids and of nut oil acids. These thickening agents can be produced in open
kettles, pressurized vessels or continuous manufacturing units. All of these production
methods are commonly used for greases and have the necessary supporting equipment
to process the grease during and after manufacture of the thickener.
[0018] Another group of thickening agents comprises substituted ureas, phthalocyamines,
indanthrene, pigments such as perylimides, pyromellitdiimides, and ammeline, as well
as certain hydrophobic clays. These thickening agents can be prepared from clays which
are initially hydrophilic in character, but which have been converted into a hydrophobic
[0019]

in which R
3 is a hydrocarbyl group containing 3 to 18 carbon atoms, M is a metal or non-metal,
n is the valence of M and each Z is oxygen or sulfur with at least one Z being sulfur.
[0020] In this compound, R
3 is preferably an alkyl group and may be a propyl, butyl, pentyl, hexyl, octyl, decyl,
dodecyl, tetradecyl or octadecyl group, but also includes those derived from isopropanol,
butanol, isobutanol, sec-butanol, 4-methyl-2-pentanol, 2-ethylhexanol, oleyl alcohol,
and mixtures thereof. Further included are alkaryl groups such as butylphenyl, oclylphenyl,
nonylphenyl and dodecylphenyl groups.
[0021] The metals covered by M include those in Groups lA, lB, IIA, IB, IIB, VIB and VIII
of the Periodic Table. Some that may be mentioned are lithium, sodium, calcium, barium,
zinc, cadmium, silver, molybdenum and gold. Non-metallic ions include organic groups
derived from vinyl esters such as vinyl acetate, vinyl ethers such as butyl vinyl
ether and epoxides such as propylene oxide and 1,2-epoxydodecane. Non-metallic ions
also include compounds derived from hydrocarbyJamines such as alkylamines, tertiaryalkylamines,
alkyldiamines or arylamines, as well as those derived from oleylamine, N-oleyl-1,3-propylenediamine,
imidazolines and oxazolines.
[0022] The phosphorus and sulfur moieties can also be supplied from the combination of two
or more separate compounds, such as the combination of (1) a dihydrocarbyl phosphite
having 2 to 10 carbon atoms in each hydrocarbyl group or mixtures of phosphites and
(2) a sulfide such as sulfurized isobutylene, dibenzyl disulfide, sulfurized terpenes
and sulfurized jojoba oil. The phosphites embrace the dibutyl, dihexyl, droctyl, didecyl
and similar phosphites. Hydrocarbyl phosphate esters containing 4 to 20 carbon atoms
in each hydrocarbyl group, can also be used. These include esters such as tributyl
phosphate, tridecyl phosphate, tricresyl phosphate and mixtures thereof. Mono- and
dihydrocarbyl esters are also useful.
[0023] In accordance with the invention, the total thickener will contain at least about
15% by weight of a metal or non-metal hydroxy-containing soap and the grease will
contain from about 3% to a6out 20% by weight of total thickener based on the grease
composition.
[0024] The grease composition also contains from about 0.01% to about 10% by weight, preferably
from about 0.1% to about 2%, of a borated alkoxylated alcohol which has been prepared
by reacting an alkoxylated alcohol with preferably at least an equimolar amount of
boron compound.
[0025] The composition may also contain from 0.01% to about 10% by weight, preferably from
0.2% to 2% by weight of phosphorus- and sulfur-containing compounds or a mixture of
two or more compounds which together supply condition by the introduction of long-chain
hydrocarbon radicals into the surface of the clay particles prior to their use as
a component of a grease composition, for example by being subjected to a preliminary
treatment with an organic cationic surface active agent, such as an onium compound.
Typical onium compounds are tetraalkylammonium chlorides, such as dimethyl dioctadecyl
ammonium chloride, dimethyl dibenzyl ammonium chloride and mixtures thereof.
[0026] An optional component of the grease compositions are phosphorus and sulfur moieties.
Both of these can be present in the same molecule, such as in a metal or non-metal
phosphorodithioate of the formula the phosphorus and sulfur moieties. If separate
compounds are used, an amount of the mixture equivalent to the required concentration
is used to supply desired amounts of phosphorus and sulfur.
[0027] It has been found that grease compositions according to the invention containing
both the hydroxy-containing thickeners and the borated alkoxylated alcohols, have
dropping points consistently and unexpectedly higher than those of greases derived
from the same grease vehicles and the same borated alkoxylated alcohols, but with
different thickeners, for example non-hydroxy-containing thickeners.
[0028] In general, the borated alkoxylated alcohols and the phosphorus and sulfur moieties
may be employed in any amount which is effective for imparting the desired degree
of friction reduction, antiwear activity, antioxidant activity, high temperature stability
or antirust activity. In many applications, however, the borated alkoxylated alcohol
and the phosphorus- and/or sulfur-containing compound(s) are effectively employed
in combined amounts of from about 0.02% to about 20% by weight, and preferably from
about 0.2% to about 4% by weight, based on the total composition.
[0029] The grease compositions of the invention can be made from either mineral oil or synthetic
oil, or mixtures thereof. In general, mineral oils, both paraffinic, naphthenic and
mixtures thereof, may be of any suitable lubricating viscosity range, as for example,
from about 45 SSU at 38°C to about 6000 SSU at 38°C, and preferably from about 50
to about 250 SSU at 99°C. These oils may have viscosity indexes ranging to about 100
or higher. Viscosity indexes from about 70 to about 95 are preferred. The average
molecular weights of these oils may range from about 250 to about 800. In making the
grease, the lubricating oil from which it is prepared is generally employed in an
amount sufficient to balance the total grease composition, after accounting for the
desired quantity of the thickening agent and other additive components.
[0030] When synthetic oils are used in preference to mineral oils, various materials may
be utilized. Typical synthetic vehicles include polyisobutylene, poiybutenes, hydrogenated
polydecenes, polypropylene glycol, polyethylene glycol, trimethylol propane esters,
neopentyl and pentaerythritol esters, di(2-ethylhexyl) sebacate, di(2-ethylhexyl)
adipate, dibutyl phthalate, fluorocarbons, silicate esters, silanes, esters of phosphorus-containing
acids, liquid ureas, ferrocene derivatives, hydrogenated synthetic oils, chain-type
poly- phenyts, siloxanes and silicones (polysiloxanes), alkylsubstituted diphenyl
ethers typified by a butyl-substituted bis(p-phenoxy phenyl) ether, phenoxy phenytethers.
Other additives providing antirust, antioxidant antiwear/EP, anticorrosion, and other
desired properties can be used with the greases of this invention.
[0031] The grease compositions according to the invention possess the advantages of increased
dropping point and improved grease consistency properties and exhibit antirust characteristics
and potential ant
ifatigue, antiwear and antioxidant benefits unavailable in any known grease. The grease
compositions of the invention have the additional advantage that they can be manufactured
simply by mixing additive quantities of the alkoxylated alcohol borates to the fully
formed soap grease after completion of saponification.
[0032] The following Examples illustrated the invention.
EXAMPLE 1
BORATED ALCOHOL ETHOXYLATE
[0033] 175g of commercial C" to C
15 alkanol triethoxylate having an average molecular weight of 338, containing approximately
3.0 ethytene oxide groups per molecule and having a hydroxyl number of 166, was charged
to a 500 ml glass reactor equipped with agitator. Dean-Stark tube and slow nitrogen
purge of vapor space. Approximately
13g of boric acid and about 50g of toluene were added and the reaction mixture was
heated to 160°C and maintained for a period of 6 hours until azeotropic distillation
of water ceased. Approximately 120g of water was collected. Solvent was removed by
vacuum distillation and the product was fiftered through diatomaceous earth to yield
a clear, light-colored, oil-soluble fluid.
EXAMPLE 2
BORATED ALCOHOL ETHOXYLATE
[0034] Approximately 27
4g of commercial C, to C
11 alcohol ethoxylate containing approximately 2.6 moles of ethylene oxide per molecule,
having a molecular weight of approximately 274 and a hydroxyl number of 205, was charged
to a 1000 ml reactor equipped as described in Example 1. Approximately 22g of boric
acid and about 50g of toluene solvent were added. The reaction mixture was heated
to
195°C and maintained for a period of 4 hours until azeotropic distillation of water
ceased. The toluene was removed by vacuum distillation and the product was filtered
over diatomaceous earth to yield a clear, light-colored, oil-soluble liquid.
EXAMPLE 3
[0035] A lithium hydroxystearate grease thickener was prepared by saponification of a mixture
containing 12-hydroxystearic acid (8% by weight) and the glyceride thereof (9% by
weight) with lithium hydroxide in a mineral oil vehicle at about 177°C in a closed
vessel. After depres- suring and dehydrating the thickener in an open kettle, sufficient
mineral oil was added to reduce the thickener content to about 9.0%. After cooling
to about 99°C, a typical grease additive package, consisting of an amine antioxidant,
phenolic antioxidant, 1.5% zinc dithiophosphate derived from mixed C, secondary and
C, primary alcohols, sulfur-containing metal deactivator and nitrogen containing antirust
additives, was added.
EXAMPLE 4
[0036] Two percent by weight of the reaction product of Example 1 was added at 110 to 115°C,
with vigorous stirring, to the base grease of Example 3.
EXAMPLE 5
[0037] Two percent by weight of the reaction product of Example 2 was added at 110 to 115°C,
with vigorous stirring, to the base grease of Example 3.
[0038] The base grease of Example 3 and the compositions of Examples 4 and 5 were tested
for dropping point characteristics in accordance with ASTM D2265. The results are
summarized in the Table below. For comparison, the dropping points of the following
compositions were determined also.
EXAMPLE 6
[0039] A base grease similar to that of Example 3 but thickened with the lithium soap of
a 50/50 by weight mixture of stearic and palmitic acids.
EXAMPLE 7
[0040] A 50/50 by weight mixture of the base grease of Example 3 and the base grease of
Example 6.
EXAMPLE 8
[0041] The base grease of Example 6 plus 2% by weight of the borated ethoxylate of Example
1.

1. A grease composition comprising a major amount of a grease and from 0.01 to 10%
by weight based on the total composition, of the reaction product of an alkoxylated
alcohol of the formula RO(R1O)xH in which R is a hydrocarbyl group containing from 7 to 30 carbon atoms, R' is a
hydrocarbylene group containing from 2 to 4 carbon atoms and x has a value from 1
to 10, with a boron compound selected from boric acid, boric oxide, metaborate and
alkyl borate of the formula (R2O)yB(OH)z in which y is 1, 2 or 3, z is 0, 1 or 2, the sum of y and z is 3, and the or each
R2 is an alkyl group having 1 to 6 carbon atoms, characterized in that the grease also
comprises a thickener containing at least 15% by weight of a hydroxy-containing soap
thickener.
2. A composition according to Claim 1, additionally containing from 0.01 to 10% by
weight, based on the total composition, of a phosphorus and sulfur compound or a mixture
of phosphorus-containing and sulfur-containing compounds to supply equivalent amounts
of phosphorus and sulfur.
3. A composition according to Claim 1 or Claim 2, wherein the thickener is an alkali
metal soap, alkaline earth metal soap or amine soap of a hydroxy-containing fatty
acid, fatty glyceride or fatty ester containing 12 to 30 carbon atoms.
4. A composition according to Claim 3, wherein the soap is a sodium, lithium, calcium
or barium soap.
5. A composition according to Claim 3, wherein the thickener is derived from 12-hydroxystearic
acid, 14-hydroxystearic acid, 16-hydroxystearic acid, 6-hydroxystearic acid or ester
or glyceride thereof.
6. A composition according to any one of Claims 1 to 5, wherein the grease vehicle
is a mineral oil.
7. A composition according to any one of Claims 1 to 5, wherein the grease vehicle
is a synthetic oil.
8. A composition according to any one of Claims 1 to 5, wherein the grease vehicle
is a mixture of mineral and synthetic oils.