BACKGROUND OF THE INVENTION
[0001] This invention relates to imaging systems, and, more particularly, to receiving element
useful in thermal imaging systems.
[0002] Processes wherein images can be formed by causing a heat-sensitive material to become
tacky or fluid in image areas upon imagewise application of heat and then developed
by adhering an imaging powder to the tacky image areas are known. An example of such
a process is described in U.S. Patent 3,941,596.
[0003] Thermal print heads can be used to tackify or fluidize the beat-sensitive material
to form the latent image. A simple thermal print head comprises at least one resistance
element between two conductors. The thermal print head may also comprise an array
of resistance elements. Thus, for example, there may be a 5 by 7 element array on
the print head. Additionally, the print head may be fixed or moveable with respect
to the surface to be
[0004] The latent image pattern is formed by contacting the resiseance element to the heat-sensitive
material, providing electric current to the element for a ti e sufficient to heat
the element and raise its temperature to a level sufficient to melt the material in
the area of contact, discontinuing the electric current to the element, and relocating
the element with respect to the material. The steps of contacting, heating and relocating
are repeated until a sufficient number of melted dot-like areas have been provided
to define the desired latent liquid image. When the print head has only a single element,
he steps necessary to form the latent image must be repeated frequently before an
image has been defined. When the print head comprises an array (or matrix) of elements,
the steps necessary to form the latent image formation need be repeated fewer times.
[0005] A serious problem frequently encountered with thermal print heads is fouling thereof
with the heat-sensitive material of the image receiving surface. Generally, the print
head is placed in direct contact with the heat-sensitive material. If even a small
amount of material from the heat-sensitive coating transfers to the print head and
forms a deposit thereon, resolution or image density, or both, is drastically reduced.
In many cases, the thermal print heads are not readily accessible for easy cleaning.
Some manufacturers of thermal printers recommend passing coarse bond paper through
the printer to abrade the deposits from the print head. It is desirable to increase
the interval between recommended cleanings of thermal print heads in order to save
time and improve resolution.
SUMMARY OF THE INVENTION
[0006] The image receiving medium of the present invention comprises a substrate, e.g.,
a sheet, bearing on at least one major surface thereof a coating of heat-sensitive
material comprising (a) aterial capable of existing in a supercooled state after melting
and subsequent cooling, (b) et least one anti-fouling agent selected from the group
consisting of wax s, silicas, aetal silicates, and mixtures thereof, and (c) optionally,
a binder.
[0007] Upon being imagewise heated with a thermal print head, a sheet bearing the aforementioned
heat-sensitive coating material becomes tacky in the image areas. Particles of imaging
powder can be adhered to these tackified areas. Optionally, the resulting images can
be simultaneously or subsequently fixed.
[0008] The advantage of the heat-sensitive coating described is that the thermal print head
will avoid being fouled with residue from the coating material, thus assuring formation
of images having high resolution for extended periods of use, without the necessity
for frequent cleaning of the print head.
DETAILED DESCRIPTION
[0009] The material capable of existing in a supercooled state after melting and subsequent
cooling, hereinafter referred to as supercooling material, must have a melting temperature
about 10°C above ambient temperature. Ambient temperature, as used herein, refers
to the temperature of the environment wherein the imaging process is conducted (e.g.,
room temperature of about 19°C to 20°C). The material of the coating must also form
a supercooled melt when cooled to a temperature below its melting tenperature, i.e.
these materials exist, at least temporarily, as fluid metastable liquids after being
melted and then cooled below their melting temperatures. When the latent image has
been formed, it should wet the surface of the substrate. Moreover, the image must
remain fluid and in place until it is contacted with (i.e., developed by) the dry
imaging powder. Alternatively, it ay be allowed to cool belcw its melting point to
form a supercooled melt before the image areas are developed. Because the supercooled
liquid has not reg ined its solid state, the material retains sufficient memery in
the imaged areas to be developed and fixed. Once the material regains its solid state
in the imaged areas, the latent image ceases to exist as a distinct area.
[0010] Preferably, the supercooling material melts within the approximate range of 40°C
to 140°C. Due to the lack in the available chemical literature of adequate data for
defining the supercooling materials useful in the practice of the invention, definitive
test procedures have been established, one which will now be described.
[0011] The melting point or melting range of the supercooling material is determined, for
the purposes of this invention, by placing a small amount of the material in povler
form on a glass microscope slide, covering the sample with a cover glass, heating
the material on a microscope having a hot stage which is provided with temperature
measuring means, and observing the temperature at which the particles melt and fuse.
[0012] A test for determining if a material is a supercooling material suitable for this
invention is conveniently accomplished using the same sample as for the melting point
test. A Leitz hot stage microscope having an electrically heated stage which may be
cooled by circulation of cold water is used for both determinations. After the stage
has been heated above the melting point of the sample, it is cooled and the temperature
noted at which crystallization or solidification occurs. Both heating and cooling
may be accomplished at somewhat higher rates of temperature change than are ordinarily
specified where more precise measurements are required. "aterials which when thus
treated remain liquid to a temperature well below their melting points, e.g., at least
about 60°C below their melting points, have been found to be effective as supercooling
materials for this invention; materials which crystallize or solidify at or near their
melting points ssbould not be used for making powder-retaining latent imaces in accordance
with this invention. Some materials solidify to a glassy rather than a visibly crystalline
state, a condition which is easily determined by applying moderate pressure on the
cover glass with a spatula; glassy droplets retain their shape, whereas the liquid
droplets flow or rapidly crystallize. A more elaborate test for determination of supercooling
materials suitable for this invention is described in U.S. Patent 3,360,367, incorporated
herein by reference.
[0013] A number of supercooling materials are useful in the coatings of the invention. Repr
sentative examples of these materials include dicyclohexyl phthalate, diphenyl phthalate,
triphenyl phosphate, dimethyl fumurate, benzotriazole, 2,4-dihydroxy benzophenone,
tribenzylamine, benzil, vanillin, and phthalophenone. Another useful material of this
type is "Santicizer 9", a mixture of ortho- and para-toluene sulfonamides commercially
available from the Monsanto Chemical Company. Mixtures of these materials are also
useful. The supercooling material can also consist of two or more materials that are
not supercooling by themselves, but are combinable to form a supercooling material.
[0014] The anti-fouling agent can be selected from the following classes of materials:
A. Waxes
B. Silicas
C. Metal silicates
D. Mixtures of waxes with silicas or metal silicates or both.
[0015] As used herein, the term "anti-fouling agent' means a material, i.e., a chemical
compound or mixture of chemical compounds, that is added to the heat-sensitive composition
that inhibits or prevents foreign substances from being deposited on the thermal print
head. The waxes, silicas, and metal silicates that are useful as anti-fouling agents
in the composition of this invention have at times been referred to as lubricants
and antiblocking agents.
[0016] Waxes that are suitable for the composition of the present invention include aliphatic
alcohols having at least le carbon atoms, fatty acids having at least 12 carbon atoms,
fatty amides having at least 12 carbon atoms, fatty acid esters having at least 12
carbon atoms, symmetrical ketones derived from fatty acids having at least 12 carbon
atoms, metal salts of fatty acids having at least 12 carbon atoms, and fluorocarbon
polymers.
[0017] Aliphatic alcohols that are suitable for the compositions of this invention can be
represented by the formula

wherein R
1 represents a saturated or unsaturated hydrocarbon radical, e.g. alkyl,
[0018] alkenyl, having 9 to 21 carbon atoms. Representative examples of such suitable aliphatic
alcohols include cetyl, stearyl, lauryl, myristyl, and mixtures thereof.
[0019] Fatty acids that are suitable for the compositions of this invention can be represented
by the formula

wherein R
2 represents a saturated or unsaturated hydrocarbon radical, e.g. alkyl, alkenyl, having
11 to 21 carbon atoms. Representative examples of such fatty acids include palmitic,
stearic, lauric, myristic, and mixtures thereof.
[0020] Fatty amides that are suitable for the compositions of this invention can be represented
by the formula

wherein
R2 is as defined above, and
[0021] X represents

or H. Representative examples of such fatty amides include stearamide, lauramide,
oleamide, ethylene-bis-stearamide and mixtures thereof.
[0022] Fatty acid esters that are suitable for the compositions of this invention can be
represented by the formula

wherein
R2 is as defined above, and
R3 represents a saturated or unsaturated hydrocarbon radical, e.g., alkyl, alkenyl,
having 1 to 22 carbon atoms, said hydrocarbon radical being unsubstituted or substituted
with hydroxy group.
[0023] Representative examples of such suitable fatty acid esters include glyceryl stearates,
e.g. glyceryl monostearate and diethylene glycol monostearate, glycol stearates, cetyl
palmitate, stearyl stearate, n-butyl stearate, n-octyl stearate.
[0024] Symmetrical ketones that are suitable for the composition of this invention can be
represented by the formula

wherein R
2 is as defined above. wherein R
2 is as defined above.
[0025] Representative examples of symmetrical ketones derived fre fatty acids that are useful
in compositions of this invention include stearone and laurone.
[0026] Metal salts of fatty acids that are suitable for the compositions of this invention
can be represented by the formula

wherein M represents a metal atom,
n represents an integer from 1 to 3, inclusive, and
R2 is as defined above. Metal salts of fatty acids that are suitable for the composition
of the present invention include octoates, laurates, palmitates, and stearates of
aluminum, lead, cadmium, barium, calcium, lithium, magnesium, and zinc. The metal
stearates are most preferred. Blends of metal salts of fatty acids, e.g. zinc stearate,
and fatty acids, e.g. stearic acid, are also useful as anti-fouling agents in the
composition of the present invention.
[0027] One or more of the hydrogen atoms of the hydrocarbon radicals
Rl, R
2, R
3 can be replaced with other atoms, e.g., halide, or groups of atoms, e.g. hydroxyl,
so long as said atoms or groups of atoms do not adversely affect the anti-fouling
characteristics of the wax anti-fouling agent.
[0028] Fluorocarbon polymers that are suitable for the composition of the present invention
include polymeric tetrafluoroethylene.
[0029] Silicas and metal silicates can be used as the anti-fouling agent in the composition
of the present invention. Representative examples of these anti-fouling agents include
silica gel, fumed silica, precipitated silica, clay, kaolin, and talc.
[0030] Silicas and metal silicates can be blended with waxes such as metal salts of fatty
acids, e.g. metal stearates, fluorocarbon polymers, e.g., polytetrafluoroethylene,
fatty amides, e.g, stearamide, and the like, to improve their anti-fouling action.
[0031] Binders can also be included in the heat-sensitive composition of the image receiving
element. The heat-sensitive composition would tend to flake off under certain conditions
in the absence of binders. Representative examples of organic polymeric binders suitable
for this invention include water soluble binders such as polyvinyl alcohol, polyvinyl
pyrrolidone, hydroxyethyl cellulose, and organic solvent soluble binders such as cellulose
acetate, ethyl cellulose, and polyvinyl chloride.
[0032] Substrates suitable for use in the invention can be selected from any dry, solid
material that is compatible with the coating of normally solid, non-tacky material.
Examples of materials suitable for the substrate include polymeric films, etal foils,
and paper. The preferred substrate is paper.
[0033] The range of concentration of each ingredient in the heat-sensitive coating material
has been found to be important. If too little anti-fouling agent is employed, the
thermal print heads will become fouled relatively rapidly. If too much anti-fouling
agent is employed, the optical density of the toned image will be too low. The ranges
of concentration of each ingredient is also dependent upon the nature of anti-fouling
agent employed. When waxes are used as the anti-fouling agent, the concentration ranges
for essential ingredients of the heat-sensitive coating material are as follows:

When silicas or metal silicates are used as the anti-fouling agent, the concentration
ranges for essential ingredients of the heat-sensitive material are as follows:

[0034] When silicas or metal silicates or both are used in combination with waxes as the
anti-fouling agent, the concentration ranges for essential ingredients of the heat-sensitive
material are the same as when silicas alone or metal silicates alone are used as the
anti-fouling agent.
[0035] The coating material can be applied to the surface of a substrate by a variety of
techniques, including both solvent coating and dry coating. For example, the heat-sensitive
coating material can be dissolved or dispersed in an appropriate solvent (e.g., acetone,
or water), the solution or dispersion applied to the substrate, and the solvent allowed
to evaporate. The previously dissolved or dispersed solid material is then allowed
to crystallize. Evaporation of the solvent can be accelerated, if desired, by heating
the coated substrate. However, care should be taken to insure that the substrate does
not curl or otherwise suffer adverse effects as a result of the heating. Additionally,
crystallization of the dissolved or dispersed solid material can be Bccelerated by
seeding the coated substrate with like solid material.
[0036] Dry coating techniques can also be utilized. The solid form of the heat-sensitive
coating material can be brushed or rubbed onto the substrate. Preferably, the solid
form of the material is either in the form of a powder or in a form in which it can
readily be converted to a powder. The dry ccating technique is an efficient means
for applying the material to the substrate. Materials applied by the dry coating technique
do not soak into the substrate as they do with solvent coating techniques. This is
beneficial since it reduces the amount of coating material applied to the substrate
while continuing to provide as good an image as that when the coating material is
applied by a solvent coating technique. Furthermore, when a plain paper substrate
is coated by the dry coating iechnique, the resultant sheet appears indistinguishable
from an uncoated paper sheet and can be used immediately after coating.
[0037] The exact amount of the coating material on the substrate can vary. There should
be sufficient coating material to form a latent image but not so much material that
the thermal printing means is adversely affected, the article becomes too dielectric,
or gives a greasy feel or appearance. A sufficient amount of coating material must
be used so that once the latent image has been formed, there will be sufficient adhesion
between it and the imaging powder to overcome the triboelectric or magnetic forces,
or both, holding the imaging powder to the development roll.
[0038] It has been found that from about 0.1 to 5 g/m
2 provides excellent results. When solvent coating is utilized, the substrate preferably
bears from 0.1 to 2 g/m
2 of the material, more preferably from about 0.1 to 1.2 g/m
2, and most preferably from about 0.2 to 1.0 g/m
2 of the material. These relatively small amounts of coating material are sufficient
to provide latent images that can be developed and essentially permanently fixed to
the substrate.
[0039] When dry coating techniques are employed, the particulate material is substantially
absorbed onto the substrate surface. When the substrate is paper, the material becomes
attached to the surface of the paper fibers.
[0040] The imaged area must provide sufficient adhesion to the dry imaging powder. The imaged
area may react with the imaging powder; it may form a solution with the powder; it
ray wet the powder; or it may either absorb or be adsorbed by the powder. Whatever
the interaction between the powder and the imaged area is, the imaged area must hold
the powder until the powder is fixed to the substrate.
[0041] Coatings were evaluated by printing a solid bar (26 inches long) with the thermal
print head in the EMT 9140 Facsimile Machine (3M Company). The latent image was then
developed with the toner station of a VQC compact copier (3M Company) and toner powder
described in U.S. Patent No. 3,925,219, Example 1. The toner particles ranged in size
from 10 to 45 micrometers.
[0042] The printer utilized a 100 styli/inch thick film print head manufactured by Rolm
Corporation.
[0043] Print head residue was evaluated by visually inspecting the head under 5X magnification
and rated according to the following criteria:
None - No visible residue
Trace - Small specks of coating adhering to print head
Light - Small amount of residue forming continuous coating on portion of print head,
but not interfering with head contact to paper
Medium - Residue forms continuous coating over approximately half of the print head
Heavy - Large amount of residue on and behind print head and interfering with head
contact to paper and heat transfer.
[0044] Image density after development was measured with a MacBeth TR 924 densitometer in
reflection mode.
EXAMPLES 1-8
[0045] Coating material formulations are set forth in Table I. In the following table the
amounts are in parts by weight.

[0046] The phthalates ard cellulosic binders were dissolved in acetone. The wax ant;-fauling
agents were dispersed into the phthalate/binder/acetone solution using an ultrasonic
bath. The filler anti-fouling agents were dis ersed into the phthalate/binder/acetone
solution using a homogenizer. The dispersions were coated on paper with a 1/2 inch
dia eter #8 wire wound rod and air dried, yielding a dry coat weight of 0.28 to 0
36 g/ft
2.
[0047] Each coated sheet was evaluated and the results are shown in Table II.

[0048] When no anti-fouling agent was present in the heat-sentitive material, print head
residue ranged from light to heavy. When at least one anti-fouling agent was included
in the heat-sensitive material, print head residue ranged from none to trace.
EXAMPLE 9
[0049] This example demonstrates the effect of coating weight on priethead residue.
[0050] The following formulation was used to prepare test samples:

[0051] Samples of the formulation were coated on paper at coating weights ranging from 0.26
g/m
2 to 0.95 g/m
2. Coating weight was varied by using different Mayor rods. The results of the printhead
residue evaluation are shown in Table III.
[0052]

[0053] From Table III, it can be seen that a dry coating weight of 0.62 g/m
2 provided optimum optical density value with no print head residue.
EXAMPLES 10-16
[0054] These examples demonstrate the effect of different waxes in combination with metal
silicate (aluminum silicate) in the coating composition.
[0055] The following formulations were used for the examples. In the following table, the
amounts are in parts by weight.

[0056] Each coating was evaluated and the results are shown in Table V.

[0057] Various modifications and alterations of this invention will become apparent to those
skilled in the art without departing from the scope and spirit of this invention,
and it should be understood that this invention is not to be unduly limited to the
illustrative embodiments set forth herein.
1. Image receiving element comprising a substrate bearing on at least one major surface
thereof a coating comprising (a) material capable of existing in a supercooled state
after melting and subsequent cooling and (b) at least one anti-fouling agent selected
from the group consisting of waxes, silicas, metal silicates, and mixtures thereof.
2. The element of claim 1 further comprising a binder.
3. The element of claim 1 wherein said anti-fouling agent comprises a wax.
4. The element of claim 2 wherein said anti-fouling agent comprises a wax.
5. The element of claim 3 wherein said anti-fouling agent is selected from the group
consisting of aliphatic alcohols, fatty acids, fatty amides, fatty acid esters, and
symmetrical ketones derived from fatty acids.
6. The element of claim 5 wherein said anti-fouling agent is represented by the formula

wherein R
1 represents a saturated or unsaturated hydrocarbon radical having 9 to 21 carbon atoms.
7. The element of claim 5 wherein said anti-fouling agent is represented by the formula

wherein R
2 represents a saturated or unsaturated hydrocarbon radical having 11 to 21 carbon
atoms.
8. The element of claim 5 wherein said anti-fouling agent is represented by the formula

wherein R
2 represents a saturated or unsaturated hydrocarbon radical having 11 to 21 carbon
atoms, and X represents

or H.
9. The element of claim 5 wherein said anti-fouling agent is represented by the formula

wherein R
2 represents a saturated or ansaturated hydrocarbon radical having 11 to 21 carbon
atoms,
R3 epresents a hydrocarbon radical having 1 to 21 carbon atoms.
10. The element of claim
5 wherein said anti-fouling agent is represented by the formula

wherein R
2 represents a saturated or unsaturated hydrocarbon radical having 11 to 21 carbon
atoms.
11. The element of claim 3 wherein said anti-fouling agent is a metal salt of a fatty
acid.
12. The element of claim 11 wherein said anti-fouling agent is represented by the
formula

wherein R
2 represents a saturated or unsaturated hydrocarbon radical having 11 to 21 carbon
atoms,
n represents an intecer from 1 to 3, inclusive,
M represents a metal atom.
13. The element of claim 3 wherein said anti-fouling agent is a fluorochemical wax.
14. The element of claim 1 wherein said material capable of existing in a supercooled
state after melting and subsequent cooling comprises 55 weight percent to 99 weight
percent of the coating, said wax comprises 1 weight percent to 16 weight percent of
the coating, and said binder comprises up to 40 weight percent of the coating.
15. The element of claim 2 wherein said material capable of existing in a supercooled
state after melting and subsequent cooling comprises 55 weight percent to 99 weight
percent of the coating, said wax comprises 1 weight percent to 16 weight percent of
the coating, and said binder comprises up to 40 weight percent of the coating.
16. The element of claim 1 wherein said anti-fouling agent comprises a silica or metal
silicate.
17. The element of claim 16 wherein said material capable of existing in a supercooled
state after melting and subsequent cooling comprises 50 weight percent to 95 weight
percent of the coating, said anti-fouling agent comprises 5 weight percent to 40 weight
percent of the coating, and said binder comprises 3 weight percent to 40 weight percent
of the coating.
18. The element of claim 1 wherein said anti-fouling agent comprises a mixture of
a wax and either a silica or a metal silicate.
19. The element of claim 2 wherein said anti-fouling agent comorises a mixture of
a wax and either a silica or a metal silicate.
20. The element of claim 18 wherein said material capable of existing in a supercooled
state after melting and subsequent cooling comprises 50 weight percent to 95 weight
percent of the coating, said anti-fouling agents comprises 5 weight percent to 40
weight percent of the coating, and said binder comprises 3 weight percent to 40 weight
percent of the coating.
21. The element of claim 19 wherein said material capable of existing in a supercooled
state after melting and subsequent cooling comprises 50 weight percent to 95 weight
percent of the coating, said anti-fouling agents comprises 5 weight percent to 40
weight percent of the coating, and said binder comprises 3 weight percent to 40 weight
percent of the coating.