[0001] The present invention relates to a process of producing copolymers and in particular
to a process of producing copolymers of 6-hydroxybutyric acid and β-hydroxyvaleric
acids. Hereinafter poly β-hydroxybutyric acid is referred to as PHB and poly &-hydroxyvaleric
acid is referred to as PHV. Thus the present invention relates to the production of
PHB/PHV copolymers.
[0002] PHB is a thermoplastic polyester comprising repeat units of the formula:

which is accumulated by many micro-organisms, particularly bacteria, for example of
the genera Alcaligenes, Athiorhodium, Azotobacter, Bacillus, Nocardia, Pseudomonas,
Rhizobium and Spirillium, as an energy reserve material.
[0003] Poly 3-hydroxybutyric acid is conveniently prepared by cultivating the micro-organism
in an aqueous medium on a suitable substrate, such as a carbohydrate or methanol,
as an energy and carbon source. The substrate must, of course, be one that is assimilable
by the micro-organism. In order to promote accumulation of the polymer, at least part
of the cultivation is preferably conducted under conditions wherein there is a limitation
of a nutrient that is essential for growth of the micro-organism but which is not
required for polymer accumulation. Examples of suitable processes are described in
EP-A-15669 and 46344 and USP 4336334 and 4433053.
[0004] United States Patent 4477654 discloses that PHB/PHV copolymers can be made by cultivating
certain microorganisms such as Alcaligenes eutrophus using certain organic acids,
for example propionic acid, or derivatives thereof such as salts or esters, as at
least part of the substrate during at least part of the polymer accumulating stage
of the cultivation.
[0005] PHB/PHV copolymers have a variety of uses in many fields of industry, for example
see the article in Chemical Week, 28 August 1985, page 55 and in Manufacturing Chemist,
October 1985, page 64.
[0006] Alcaligenes eutrophus does not normally utilise alcohols such as ethanol, see "The
Prokaryotes" Chapter 70, p 882, ed M P Starr et al, published by Springer Verlag (1981).
However by mutation and/or selection procedures it is possible to obtain ethanol utilising
mutants or variants.
[0007] We have found that such ethanol utilising variants are also capable of assimilating
other primary alcohols, e.g. propan-l-ol and, when cultivated on a substrate containing
a primary alcohol having an odd number of carbon atoms, other than methanol, under
conditions conducive to polymer accumulation, accumulate PHB/PHV copolymers.
[0008] Accordingly the present invention provides a process for producing a PHB/PHV copolymer
comprising cultivating an alcohol-utilising Alcaligenes eutrophus strain, that is
capable of accumulating poly(β-hydroxybutyrate), under such conditions that the micro-organism
accumulates at least 10% by weight of copolymer, wherein, for at least part of the
time when the micro-organism is cultivated under the copolymer-accumulating conditions,
the substrate comprises at least one primary alcohol, other than methanol, having
an odd number of carbon atoms.
[0009] Alcohol utilising strains of Alcaligenes eutrophus that can be used include the strain
CBS 388.76 whose production is disclosed in USP 4138291 and strain NCIB 12080 which
was deposited with the National Collection of Industrial Bacteria, Aberdeen on 2 May
1985. The latter strain can be obtained from a glucose-utilising strain for example
NCIB 11599 (deposited with the National Collection of Industrial Bacteria on 18 August
1980) that does not utilise ethanol, by cultivating the strain, for example NCIB 11599,
in continuous culture under oxygen limitation on glucose as substrate and then, transferring
to carbon limitation on a substrate containing a mixture of glucose and ethanol with
progressive increase in the proportion of ethanol, relative to glucose, in the substrate
until the substrate was wholly ethanol.
[0010] In general ethanol-utilising strains of Alcaligenes eutrophus are obtained by inducing
the enzyme ethanol dehydrogenase. This is conveniently performed by limitation of
the oxygen supply. Once the enzyme is induced exposure to ethanol in a continuous
culture results in selection of an ethanol-utilising strain. The oxygen availability
can be gradually increased to facilitate this selection.
[0011] When Alcaligenes eutrophus is aerobically cultured on a suitable substrate, i.e.
a source of energy and carbon, reproduction occurs until one or more of the essential
requirements for reproduction is exhausted. This reproduction of the micro-organism
is hereinafter referred to as growth. Upon exhaustion of an essential growth requirement;
further growth occurs only to a very limited extent, if at all, but, providing the
substrate is not exhausted, a β-hydroxybutyrate polymer may be accumulated by the
micro-organism.
[0012] With some micro-organisms, even in the absence of a polymer inducing constraint such
as a limitation on one or more of the essential growth requirements, polymer may also
be accumulated while growth of the micro-organism is taking place: however, except
in the case of micro-organisms that produce polymer constitutively, the amount of
polymer so accumulated is generally small and typically is less than about 10% by
weight of the cells produced. Although there can be a rise of polymer accumulation
to about 30% by weight just before complete exhaustion. Thus when grown in batch culture,
the micro-organisms that do not produce polymer constitutively, will grow, with little
or no polymer accumulation, until one or more of the essential requirements for growth
becomes nearly exhausted or exhausted, and then the micro-organism synthesises polymer.
In order to produce copolymers it is necessary to use the alcohol containing an odd
number of carbon atoms as at least part of the substrate present during the period
when copolymer is accumulated.
[0013] When the cultivation conditions are such that copolymer is not being accumulated
to any significant extent, i.e. where the conditions are such that the amount of copolymer
accumulated is less than 10% by weight of the micro-organism cell dry weight, the
odd numbered carbon atom alcohol will often be metabolised by the micro-organism by
alternative pathways that do not give rise to copolymer: consequently in such cases
copolymers will generally not be produced. Metabolism by such other pathways may also
occur when using micro-organisms that accumulate copolymer constitutively.
[0014] Hence we prefer, even when using constitutive polymer-accumulating micro-organisms,
to cause the copolymer to be accumulated by cultivation of the micro-organism under
conditions wherein the amount of one or more of the essential requirements for growth,
but not polymer accumulation, is limited. Even when cultivating the micro-organism
under conditions where there is a restriction of an essential requirement for growth,
so that copolymer is accumulated by the micro-organism, some of the alcohol having
an odd number of carbon atoms may be metabolised by pathways leading to acetyl CoA
or intermediates of the TCA cycle. This enables the micro-organism to synthesise β-ydroxybutyrate
units for incorporation into the copolymer-as well as the β-hydroxyvalerate units,
even if the alcohol containing the odd number of carbon atoms is the sole substrate
during the polymer accumulation stage.
[0015] In order to produce copolymers, the substrate, during at least part of the period
copolymer is being accumulated, contains a primary alcohol, other than methanol, containing
an odd number of carbon atoms. The alcohol is preferably heptan-1-ol, pentan-1-ol,
or particularly, propan-I-ol. Mixtures of such alcohols may be employed. The alcohol,
or alcohols, having an odd number of carbon atoms may be used in admixture with another
substrate assimilable by the micro-organism for example ethanol or a carbohydrate
such as glucose.
[0016] In order to obtain a significant proportion of hydroxyvalerate units in the copolymer
it is preferred that the amount of combined carbon in the substrate as the alcohol
or alcohols having an odd number of carbon atoms is at least 2%, preferably at least
10%, by weight of the total combined carbon in the substrate present during the period
when the cultivation conditions are such that copolymer is being accumulated by the
micro-organism. Preferably the alcohol of alcohols having an odd number of carbon
atoms form at least 25% by weight of the substrate employed during the copolymer accumulation
stage.
[0017] As indicated above, it is preferred, even when using a micro-organism that produces
copolymer constitutively, to conduct the period of cultivation of the micro-organism
when copolymer is being accumulated under conditions of limitation of a nutrient required
for growth but not for copolymer accumulation.
[0018] In addition to the substrate and oxygen (which is generally supplied by injecting
air into the aqueous medium in the fermenter), various nutrient salts are required
to enable the micro-organism to grow. Thus sources of the following elements in assimilable
form, normally as water soluble salts, are generally required: nitrogen, phosphorus,
sulphur, potassium, sodium, magnesium, calcium, and iron, together with traces of
elements such as manganese, zinc and copper. While it may be possible to induce copolymer
accumulation by restricting the supply of oxygen to the fermenter, it is preferred
to restrict the amount of one or more of the nutrient salts. The most practical elements
to limit are nitrogen, phosphorus, oxygen, or, less preferably, magnesium, sulphur
or potassium. Of these it is most preferred to restrict the amount of nitrogen (which
is conveniently supplied as an ammonium salt). The amount of assimilable nitrogen
required is about 8 - 15X by weight of the desired weight of calls less accumulated
copolymer.
[0019] The fermentation is preferably conducted so that the dry weight of the copolymer-containing
cells is at least 5 g per litre of aqueous medium. Hence if, for example, it is desired
to produce 10 g per litre of polymer-containing cells having a copolymer content of
40X by-weight, the amount of the essential nutrient fed to the fermenter that is used
to limit the amount of cell growth must be that required to support the growth of
6 g per litre of cells containing no copolymer: thus, if nitrogen is employed as the
growth limiting nutrient, since the nitrogen content of copolymer free bacterial cells
is about 8 - 15% by weight, the amount of assimilable nitrogen required would be between
about 0.5 and 0.9 g per litre, e.g. about 0.6 to 1.2 g of ammonium ions per litre.
[0020] The fermentation may be conducted under the conditions e.g. pH, temperature, and
degree of aeration (unless oxygen is utilised as the limiting nutrient) conventionally
used for Alcaligenes eutrophus micro-organisms. Likewise the amounts of nutrient salts
(other than the growth limiting nutrient whose amount may be determined following
the considerations outlined hereinbefore) employed may be those normally used for
growth of the micro-organism.
[0021] The micro-organism is preferably grown to a certain desired weight by cultivation
in the presence of sufficient of the nutrient required for growth that is to be restricted
in the copolymer accumulation stage on a readily metabolisable substrate, such as
a carbohydrate, and then cultivated under conditions of growth requirement restriction
to cause the copolymer accumulation. In some cases the substrate for at least part,
and in some cases all, of the growth stage may be the alcohol having an odd number
of carbon atoms.
[0022] The fermentation may be performed as a batch fermentation in which case copolymer
accumulation will occur as the amount of the nutrient that is required for growth
but not for copolymer accumulation becomes depleted. Alternatively the fermentation
may be conducted as a continuous process wherein aqueous medium containing the bacterial
cells is removed, continuously or intermittently, from the fermentation vessel at
a rate corresponding to the rate of addition of fresh aqueous medium and substrate
thereto. It is preferred that the amount of the nutrient that is restricted that is
fed to the fermentation vessel is such that the aqueous medium removed from the vessel
contains little or none of that nutrient, and the aqueous medium removed from the
vessel is then fed to a second fermentation vessel, operated either in batch or, preferably,
continuous fashion wherein copolymer accumulation is caused to take place by continuing
the aerobic cultivation with the addition of a fresh quantity of substrate comprising
the comonomer component. While additional quantities of substrate and nutrient salts
may be added in this further fermentation step, since further growth is generally
not desired, little or no further quantity of the nutrient utilised to limit growth
should be added. It will however be appreciated that the aqueous medium fed to the
further fermenter or fermenters from the first fermenter may contain some residual
quantity of the limiting nutrient and/or the addition of a further small quantity
thereof may be desireable for efficient operation.
[0023] Alternatively the fermentation may be conducted as a single stage continuous process.
In order to achieve copolymer accumulation by means of nutrient limitation the residence
time of the medium in the fermenter is made sufficiently long to allow the micro-organism
to grow and exhaust the limiting nutrient supplied to the fermenter and to allow the
micro-organism then to accumulate the copolymer.
[0024] In either a batch process, or continuous processes as described above, the alcohol
having an odd number of carbon atoms is used as part, or all, of the substrate during
the copolymer accumulation stage occurring upon exhaustion of the nutrient required
for growth.
[0025] The fermentation is preferably conducted so that the amount of accumulated copolymer
comprises about 30 to 80X by weight of the bacterial cells.
[0026] The copolymer, which generally has a molecular weight above 50,000 (weight average)
and has the D(-) configuration, may be extracted from the micro-organism cells by
a variety of techniques, for example those described in EP-A-15123.
[0027] The invention is illustrated by the following examples.
Description of Alcaligenes eutrophus NCIB 12080
Morphology
[0028] Growth on CMHO 75% agar, 5 hours at 30°C. Gram negative motile rods of approximate
size 0.8 pm x 6 pm. Evidence of intra cellular granules. No spore formation. Under
a phase contrast microscope occasional sub- polar flagella were noted. Colonial morphology
(Lab 8 Nutrient Agar) - the organism is in the form of round, regular, opaque, smooth,
white, convex colonies. After 3 days the diameter was about 2 mm. A pale brown pigmentation
developed with increasing age.
Temperature
[0029] At 5°C no growth. At 37°C growth. At 45°C growth.
[0030] Gram staining (30°C)
[0031] Catalase + Kovacs Oxidase + 0-F glucose very weakly oxidative Pyocyanin - Fluorescence
- L-Arginine CSU - Betaine CSU - Glucose CSU + Lactate CSU + Acetate CSU + CSU arabinose
- Meso-inositol - xylose - gas glucose - ONPG - Arginine Møller - Lysine Møller -
Ornithine Møller - NO
3- to NO
2 - N0
3 to N
2 + at 37°C DNA ase - Gel stab. - Gel plate - Casein - Starch - Lecithin egg - Lipase
egg - NH
3 weakly positive Indole -
[0032] H
2S - Tween 80 + Urease + No growth exhibited on methanol at 5 or 14 days. Growth exhibited
on propan-l-ol at 3 days. Resistant to penicillin G and streptomycin; sensitive to
chloramphenicol, tetracycline, polymyxin B and novobiocin (weakly).
EXAMPLE 1
[0033] Alcaligenes eutrophus variant NCIB 12080 was grown by continuous aerobic cultivation
at pH 6.8 and 34°C in a 5 litre fermenter with a working volume of about 4 litres
at a dilution rate (reciprocal of residence time) of 0.1 hr
1. The aqueous medium employed had the following composition, per litre of de-ionised
water:

[0034] Iron and nitrogen were also continuously supplied, as aqueous solutions containing
11.5 g/1 of nitrogen as ammonium hydroxide and 2 g/1 ferrous sulphate heptahydrate
acidified with sulphuric acid respectively, at such rates that the nitrogen and iron
contents of the medium fed to the fermenter were 1040 mg/l and 7 mg/l respectively.
[0035] Ethanol and propan-1-ol were supplied at a rate of 12.1 and 12.6 g/l respectively.
[0036] pH was controlled at 6.8 by the automatic addition of a 9:1 v/v mixture of 4 M potassium
hydroxide and 4 M sodium hydroxide.
[0037] After 5 days steady state fermentation the cell dry weight of the effluent from the
fermenter was 16.14 g.l and the cells contained 47X by weight of an PHB/PHV copolymer
containing about 20 mol % PHV units and having a melting point of 133°C (as determined
by differential scanning calorimetry).
EXAMPLE 2
Example 1 was repeated with the following changes
[0038]

[0039] After 5 days continuous steady state fermentation the cell dry weight was 12.02 g/1
and the cells contained 38% by weight of a polymeric product. The polymeric product
contained a higher overall PHV content than the polymer of Example 1 but was a complex
product, exhibiting three distinct melting point peaks at 92.4
0C, 110°C and 171°C. This is probably indicative that the polymer is a blend of a β-hydroxybutyrate
homopolymer and one or more PHB/PHV copolymers.
EXAMPLE 3
[0040] Alcaligenes eutrophus NCIB 12080 was grown in a fed- batch technique under aerobic
cultivation conditions at pH 6.8 and 34°C in a 5 litre fermenter. NCIB 12080 culture
(80 ml) was inoculated into aqueous medium (3.4 1) of the following composition, per
litre of de-ionised water:

[0041] The pH was controlled at 6.8 by the automatic addition of 50% vol/vol ammonium hydroxide
solution.
[0042] After 10.5 hours the culture became carbon limited and a premixed feed of ethanol
(335 gl
-1) and propan-l-ol (52 gl
-1) was introduced to the fermenter. Overall 620 mls of mixed feed was added to the
fermenter over 33 hours so that there was an average rate of addition of ethanol of
2 gl
-1 hr
-1.
[0043] The final cell dry weight was 33 gl
-1 and the cells contained 71% by weight of PHB/PHV polymer containing about 10% mol
% hydroxyvalerate units. This had a melting point of 158
0C as determined by differential scanning calorimetry.
1..A process for producing a PHB/PHV copolymer comprising cultivating an alcohol-utilising
Alcaligenes eutrophus strain, that is capable of accumulating poly β-hydroxybutyric
acid, on a substrate under such conditions that the micro-organism accumulates at
least 10% by weight of copolymer, wherein for at least part of the time when the micro-organism
is cultivated under the copolymer-accumulating conditions, the substrate comprises
at least one primary alcohol, other than methanol, having an odd number of carbon
atoms.
2. A process according to claim 1 wherein the primary alcohol is propan-1-ol.
3. A process according to either claim 1 or claim 2 wherein the primary alcohol provides
a carbon content of at least 10% by weight of the total carbon content of the substrate
present during the copolymer accumulation.
4. A process according to claim 3 wherein the primary alcohol provides a carbon content
of at least 25% by weight of the total carbon content of the substrate present during
the copolymer accumulation.
5. A process according to any one of claims 1 to 4 wherein the alcohol-utilising Alcaligenes
eutrophus strain is Alcaligenes eutrophus CBS 388.76 or Alcaligenes eutrophus NCIB
12080.
6. A process according to any one of claims 1 to 5, which comprises in a first stage
culturing the alcohol-utilising Alcaligenes eutrophus strain on an assimilable carbon
source in an aqueous medium comprising sufficient of an assimilable nitrogen source
to support a concentration of at least 5 gl-1 of non-copolymer cell material and in a subsequent second stage containing culturing
under conditions of nitrogen starvation.
7. Alcaligenes eutrophus NCIB 12080 or a mutant thereof.
8. A process for preparing Alcaligenes eutrophus NCIB . 12080 or a mutant thereof
which comprises cultivating a glucose-utilising strain of Alcaligenes eutrophus under
oxygen limitation, and subsequently under carbon limitation on a substrate comprising
glucose and a progressively increasing proportion of'ethanol.
1. A process for producing a PHB/PHV copolymer comprising cultivating an alcohol-utilising
Alcaligenes eutrophus strain, that is capable of accumulating poly p-hydroxybutyric
acid, on a substrate under such conditions that the micro-organism accumulates at
least 10% by weight of copolymer, wherein for at least part of the time when the micro-organism
is cultivated under the copolymer-accumulating conditions, the substrate comprises
at least one primary alcohol, other than methanol, having an odd number of carbon
atoms.
2. A process according to claim 1 wherein the primary alcohol is propan-1-ol.
3. A process according to either claim 1 or claim 2 wherein the primary alcohol provides
a carbon content of at least 10% by weight of the total carbon content of the substrate
present during the copolymer accumulation.
4. A process according to claim 3 wherein the primary alcohol provides a carbon content
of at least 25% by weight of the total carbon content of the substrate present during
the copolymer accumulation.
5. A process according to any one of claims 1 to 4 wherein the alcohol-utilising Alcaligenes
eutrophus strain is Alcaligenes eutrophus CBS 388.76 or Alcaligenes eutrophus NCIB
12080.
6. A process according to any one of claims 1 to 5, which comprises in a first stage
culturing the alcohol-utilising Alcaligenes eutrophus strain on an assimilable carbon
source in an aqueous medium comprising sufficient of an assimilable nitrogen source
to support a concentration of at least 5 gl-1 of non-copolymer cell material and in a subsequent second stage containing culturing
under conditions of nitrogen starvation.
7. A process for preparing Alcaligenes eutrophus NCIB 12080 or a mutant thereof which
comprises cultivating a glucose-utilising strain of Alcaligenes eutrophus under oxygen
limitation, and subsequently under carbon limitation on a substrate comprising glucose
and a progressively increasing proportion of ethanol.