Background of the Invention
Field of the Invention
[0001] The present invention is directed to a novel composition that is useful as a lubricant
additive. In particular, the present invention relates to a lubricant additive composition
that is characterized by antiwear and friction retention properties while providing
reduced phosphorus levels. More particularly, the invention relates to formulation
of a so-called universal or mixed fleet lubricant oil additive composition (i.e. one
that will result in a lubricant meeting the requirements of both heavy duty and passenger
car engine tests) which has reduced phosphorus and which comprises zinc dialkyldithiophosphate
having both primary and secondary character in combination with a succinimide dispersant.
Description of the Prior Art
[0002] Internal combustion engines, both gasoline and diesel, have many moving metal parts
wherein metal slides against metal, resulting in metal wear. Since wear is a continuing
problem that is associated with moving parts that contact one another, lubricants
are used to provide a reduction in such wear. However, high rates of wear are found
in internal combustion engines in crankcase bearings and on piston ring and cylinder
wall surfaces of internal combustion engines. Relatively high rates of wear can take
place in heavy duty engines, such as marine diesel engines, and engines employed in
military vehicles.
[0003] Lubricating oils, particularly mineral oils, deteriorate under heavy loads and as
a result of oxidation during their use in internal combustion engines to form products,
some of which are corrosive and some of which agglomerate to form sludge-like deposits
and varnish-like deposits. Such sludge-like material occurs when the crankcase lubricant
is subjected to alternate hot and cold environments, which are present in ordinary
stop-and-go driving. Sludge is a complex mixture of fuel combustion products, unburned
fuel, carbon, lead anti-knock residues, and water and, if not maintained in fine suspension
in the lubricating oil, will deposit on engine parts. Such deposits are deleterious
to engine performance.
[0004] Various additives and additive formulations have been added to lubricating oils to
minimize deterioration and to enhance performance. Such materials, as neutral and
over-based metal long chain alkyl substituted sulfonates, phenates, salicylates,
and phosphonates and thiophosphonates have been added as detergents and/or detergent-dispersants.
Materials, such as polymers and/or copolymers containing a carboxylate ester function
and one or more polar functions, N-substituted long chain alkenyl succinimides, high-molecular
weight amides and polyamides, high-molecular weight esters and polyesters, and amine
salts of high-molecular weight organic acids, have been added as ashless dispersants
to disperse the cold sludge formed under stop-and-go driving conditions. Materials,
such as metal dithiophosphates, metal dithiocarbamates, sulfurized terpenes, and
phosphosulfurized terpenes, have been added as corrosion inhibitors. In addition,
one or more additives are incorporated often into the lubricant composition to furnish
or to enhance antiwear and friction retention properties of that composition. Examples
of art describing such lubricating oil compositions are discussed hereinbelow.
[0005] In U.S. Patent 3,532,626, Rowe discloses lubricating oil compositions that contain
a small amount of a mixture of a metal salt of an O,O-diorgano-phosphorodithioate
and a boroaryl compound in synergistic proportions. An example of such mixture is
a mixture of zinc, O,O-diisopropylphosphorodithioate and 9-hydroxy-9,10 boroxarophenanthrene.
The amount of the mixture is sufficient to improve antiwear properties of the compositions.
[0006] In U.S. Patent 3,533,945, Vogel discloses the improvement of the lubricating properties
of a lubricating oil by incorporating therein a boron-containing ester that is a combined
boron esteralkenyl succinic acid ester of a polyhydric alcohol that is prepared by
the process comprising the reaction of a polyhydroxy compound with a succinic acid-producing
compound and a boron reactant. Vogel discloses that such boron-containing esters are
useful, inter alia, as corrosion-inhibiting agents, extreme pressure agents, antiwear
agents, and detergents.
[0007] In U.S. Patent 3,544,465, Braid discloses lubricant compositions containing esters
of O,O-diorgano-S-(2-hydroxyalkyl) phosphorodithioates, which are antioxidants and
corrosion inhibitors.
[0008] In U.S. Patent 4,557,844, Horodysky discloses the use of certain boron-, phosphorus-,
and nitrogen-containing reaction products as antioxidants and antifriction agents
in lubricants and fuels.
[0009] In U.S. Patent 4,534,873, Clark discloses a friction-reducing additive for use in
lubricating oils. The additive comprises a hydrocarbon oil of lubricating viscosity,
an extreme pressure antiwear agent, an alkaline material, such as an overbased calcium
sulfonate, a viscosity index improving agent, and optionally an antifoam agent and
an antioxidant agent. Clark teaches that the antiwear agent comprises a mixture of
an oil dispersion of solid, inorganic film-forming potassium borate, antimony dialkylphosphorodithioate,
and a liquid chlorinated paraffin.
[0010] In U.S. Patent 4,431,552, Salentine discloses a lubricating oil composition having
improved wear properties, which composition comprises an oil of lubricating viscosity
having dispersed therein a hydrated alkali-metal borate extreme-pressure agent and
an effective amount of a mixture of a non-sulfur-containing phosphate, a monothiophosphate,
and a dithiophosphate, the mixture of phosphate, monothiophosphate, and dithiophosphate
being in the ratio of 0.90-10:0.90-1.10:0.47-0.67.
[0011] In U.S. Patent 4,368,129, Hyrodysky, et al., disclose a lubricating oil conposition
comprising an oil of lubricating viscosity and a minor amount of a multifunctional
additive consisting of the metal salt of a partially borated, partially phosphosulfurized
hydroxyl-containing ester derived from a polyol, e.g., a zinc salt of borated, partially
phosphosulfurized glycerol monooleate. The additive is an effective friction-reducing,
antioxidant, and copper strip passivating additive in lubricants.
[0012] Occasionally, certain additives will deleteriously affect the ability of certain
other additives to perform their normal function. For example, overbased Group II
metal hydrocarbyl sulfonates are effective detergents or dispersants and normal metal
salts of dihydrocarbyldithiophosphoric acids are suitable antiwear additives. However,
when these two additives appear in the same lubricating oil, the presence of an overbased
Group II hydrocarbyl sulfonate will tend to deleteriously affect the effectiveness
of the normal metal salts of the dihydrocarbyldithiophosphoric acids to provide sufficient
wear protection in the internal combustion engine which employs that particular lubricating
oil as its lubricant. In U.S. Patent 4,483,775, Yamaguchi discusses this problem and
suggests that the detrimental effect of the overbased calcium hydrocarbyl sulfonates
on the wear of metal parts in the internal combustion engine can be overcome by adding
to the lubricating oil containing these materials an effective amount of a complex
prepared by reacting an insoluble metal salt of a diisopropyl dithiophosphoric acid
with an oil-soluble alkenyl or alkyl mono- or bis-succinimide in specific amounts.
[0013] In U.S. Patent 4,483,775, Yamaguchi also points out that there is another problem
that is associated with the use of phosphorus-containing additives in lubricating
oils. The phosphorus can have a deleterious effect upon the catalysts that are employed
in the emissions control systems of internal combustion engines of automobiles. Hence,
if the overbased metal hydrocarbyl sulfonates tend to offset the effectiveness of
the metal dihydrocarbyldithiophosphates, additional amounts of the metal dihydrocarbyldithiophosphates
must be employed and such increased amounts of these additives will introduce additional
amounts of phosphorus into the lubricating oil. While the effectiveness of the metal
dihydrocarbyldithiophosphates relative to its antiwear performance is improved, the
side result will be a reduced life for the catalytic converter system of the automobile.
Consequently, the automobile manufacturers are interested in finding ways of minimizing
the amount of the metal dihydrocarbyldithiophosphates in the lubricating oils without
deleteriously affecting the antiwear performance provided by the lubricating oil.
[0014] It is generally desirable to formulate an additive composition which is suitable
for use in so-called universal or mixed fleet oils. Such an oil, by definition, is
one which is capable of passing a rigorous battery of engine tests which measure the
performance of the oil for both passenger car and heavy duty (i.e. diesel) applications.
However, given the harmful effect on passenger car catalytic converters of phosphorus
(which is typically introduced into the oil via the anti-wear agent zinc dialkyldithiophosphate)
it would be particularly advantageous if an additive composition suitable for a universal
oil could be formulated with reduced levels of phosphorus.
[0015] Prior to the present invention, efforts to formulate a low phosphorus universal
oil were unsuccessful primarily because of the difficulty encountered in balancing
the often conflicting passing requirements of the various engine tests which the industry
has established for passenger car and heavy duty oils. For example, heavy duty oils
require a TBN of greater than about 8. However, because the detergent additives typically
employed to impart TBN (i.e. overbased Group II metal hydrocarbyl sulfonates) tend
to reduce the effectiveness of zinc dialkyldithiophosphates (ZDDP) wear inhibiting
agents, a higher level of ZDDP--and thus a higher level of phosphorus--is required
to pass the wear tests for passenger and heavy duty oils. To complicate matters, heavy
duty oils must pass certain friction tests which measure the degree to which the oil
impairs friction retention in the clutch, but as the phosphorus level (i.e. as the
zinc dialkyldithiphosphate) is increased to accomodate wear performance, passing
these friction tests becomes increasingly difficult. Our work prior to the present
invention determined that the minimum phosphorus level in a universal oil that would
accommodate the industry's TBN, wear and friction requirements for a universal oil
is about 0.1 wt %. Reducing the phosphorus level to below about 0.1 wt % (i.e. by
reducing ZDDP wear inhibitor) resulted in failing engine wear tests.
[0016] In light of the preceeding discussion, a general object of the invention is to provide
an additive composition which affords passing wear protection for a universal oil
at reduced phosphorus levels. Other objects will appear hereinafter.
Summary of the Invention
[0017] We have now found that the objects of the present invention are provided for in an
additive composition for addition to a oil of lubricating viscosity suitable for use
in both passenger cars and heavy duty vehicles, comprising: (a) zinc dialkyldithiophosphate
having both primary and secondary character such that the primary to secondary ratio
is about 1:1 to about 5:1, said mixed primary/secondary zinc dialkyldithiophosphate
being present in an amount such that a lubricating oil containing an effective amount
of the additive composition has a phosphorus content of not greater than about .1
wt. %; (b) a succinimide dispersant; and (c) a total base number (TBN) such that a
lubricating oil containing an effective amount of said additive composition has a
TBN of at least 8. Preferably, the molar ratio of primary to seconary alkyl groups
in the zinc dialkyldithiophosphate (hereafter occasionaly referred to as "ZDDP")
is within the range of about 1.7:1 to about 3.5:1 and preferably about 1.7:1 to about
4.5:1. The preferred amount of succinimide dispersant in the additive composition
is such that will provide at least .5 wt % of the succinimide in the finished oil
and most preferably about .5 to about 3.5 wt. %. The preferred phosphorus level in
the additive composition is such as will provide a phosphorus level of about .06 wt.%
to about .09 wt %. The preferred TBN of the additive is such as will provide a TBN
in the finished oil within the range of about 8-12 and preferably about 9-11. It should
be noted that all dispersant amounts are expressed in temrs of active dispersant absent
any diluent, except, however, in the examples where dispersant amounts are expressed
in terms of a 40% active material containing added diluent.
[0018] In a preferred embodiment, the additive composition of the present invention has
a boron content sufficient to provide a boron level in the finished oil of within
the range of about 100 ppm(wt) to about 600 ppm and preferably in the range of 150
ppm to 450 ppm.
[0019] Among the advantages of the invention is the ability to reduce the level of phosphorus
required in an additive composition for a mixed fleet oil despite the requirement
of high TBN in such oils, which is necessary for passing heavy duty engine cleanliness
tests, while at the same time obtaining passing wear performance. Reducing the phosphorus
in the oil composition benefits the catalytic converter in passenger cars. Unexpectedly,
the succinimide dispersant required in the present invention is critical in accomplishing
the reduction in phosphorus for the following reasons: In accordance with the present
invention, increasing the secondary character of the ZDDP makes it possible to reduce
the overall amount of ZDDP (and thus the total phosphorus required in the additive
and resulting oil) without giving up passing wear performance. However, in an additive
composition having sufficient TBN to provide TBN of at least 8 in the finished oil
and having a total phosphorus (as provided by primary ZDDP) to provide at least about
.1 percent phosphorus in the finished oil, the combined effect of lowering the total
phosphorus and simultaneously increasing the secondary character of the ZDDP, while
acceptable from the standpoint of retaining engine wear performance, results in failing
performance on the friction requirements applicable to heavy duty oils (i.e. the
Allison C-3 and Caterpiller TO2 tests). This probelm was not entirely unexpected
insofar as it is known that increasing the amount of secondary ZDDP will result in
a debit in terms of frictional characteristics of the oil. Thus, reduction in the
total amount of ZDDP coupled with an increase in the secondary character of the ZDDP,
was not by itself an acceptable route to reduced phosphorus in an additive suitable
for a universal oil, given the resulting debit in friction peformance in the heavy
duty tests. Surprisingly, in accordance with the present invention, it is only with
addition of the succinimide dispersant that friction tests were passed. At the present
time, the mechanism for this phenomenon is not well understood, however, without
limitation, it is believed that the succinimide interacts in some manner with the
secondary ZDDP so as to counteract the deleterious effects of the secondary ZDDP on
the frictional performance of the additive composition.
Detailed Description and Preferred Embodiments
[0020] The additive composition of the present invention must comprise (a) zinc dialkyldithiophosphate
having both primary and secondary character such that the primary to secondary ratio
(expressed in moles) is within the range of from about 1:1 to about 5:1, and (b) succinimide
dispersant. Also, the total amount of phosphorus in the additive, as provided by
the ZDDP, must be such that the amount of phosphorus present in a lubricating oil
containing an effective amount of the additive is not greater than about .1% by weight
of the lubricating oil, and the TBN of the additive composition must be such that
a lubricating oil containing an effective amount of the additive composition will
have a TBN of at least 8. An effective amount of the additive composition of the present
invention means a treat level in the lubricant which will allow the oil to pass both
heavy duty and passenger car tests.
[0021] Of course, other components optionally may be present in the additive composition.
For example, there may also be present rust inhibitors, oxidation inhibitors, and
one or more detergents, such as normal or overbased sulfurized metal phenates or metal
sulfonates.
[0022] The required zinc dialkyldithiophosphate having both primary and secondary character
for use in the present invention functions as a corrosion and wear inhibitor. Typically,
zinc dialkyldithiophosphate is prepared by forming a dithiophosphoric acid via a reaction
of a phenol or an alcohol with phosphorus pentasulfide and subsequently neutralizing
the dithiophosphoric acid with a zinc compound, such as zinc oxide. Such preparation
is well known in the art and is presented, for example, in U.S. Patent 2,261,047 and
U.S. Patent 4,483,775. This type of dialkyldithiophosphate can be identified by the
alcohol that is employed in its preparation. If a primary alcohol is employed, the
product is referred to as a primary zinc dialkyldithiophosphate. On the other hand,
if the alcohol is a secondary alcohol, the zinc dialkyldithiophosphate is identified
as a secondary zinc dialkyldithiophosphate. Suitable primary alcohols for use in
the preparation of the primary zinc dialkyldithiophosphate are n-butyl alcohol, n-octyl
alcohol, isoamyl alcohol, isooctyl alcohol, and isobutyl alcohol. Suitable secondary
alcohols are isopropyl alcohol, methyl isobutyl carbinol, 2-amyl alcohol, and 2-butyl
alcohol. If a mixture of primary and secondary alcohols is used, the resulting ZDDP
is a hydrid having both primary and secondary character. In the present invention
the term "zinc dialkyldithiophosphate having both primary and secondary character"
includes any of the following: (a) a zinc dialkyldithiophosphate preparation obtained
by mixing a desired amount of primary zinc dialkyldithiophosphate with a desired amount
of secondary zinc dialkyldithiophosphate; (b) a zinc dialkyldithiophosphate which
results from employing a mixture of primary and secondary alcohols in the preparation
of the zinc dialkyldithiophosphate; and (c) a zinc dialkyldithiophosphate obtained
by mixing a primary or a secondary zinc dialkyldithiophosphate with a zinc dialkyldithiophosphate
meeting the definition of (b). Also, in the present invention the terminology "ratio
of primary to secondary," or "primary to secondary ratio," means the molar ratio of
primary alkyl groups to secondary alkyl groups in the zinc dialkyldithiophosphate.
[0023] In the case of the additive composition of the present invention, the primary to
secondary ratio in the zinc dialkyldithiophosphate is within the range of about 1:1
to about 5:1, preferably, within the range of about 1.7:1 to about 3.5:1, and more
preferably, within the range of about 1.7:1 to about 2.5:1.
[0024] The total amount of the mixed primary/secondary dialkyldithiophosphates should be
an amount that will provide a phosphorus content in the lubricating oil composition
not greater than 0.1 wt%, based upon the weight of the lubricating oil composition.
Preferably, the zinc dialkyldithiophosphate should be present in a total amount that
will provide a phosphorus content in the lubricating oil composition that falls within
the range of about 0.06 wt% to about 0.09 wt%, and most preferably within the range
of about 0.06 wt% to about 0.08 wt%, based upon the weight of the lubricating oil
composition.
[0025] The prescribed 1°:2° molar ratio in the ZDDP used in the present invention is important
when one considers the object of maintaining the phosphorus content in the additive
composition at such a level that a finished oil containing an effective amount of
the composition has a phosphorus content of not greater than about .1 wt % of the
finished oil. If the total phosphorus is decreased, then in accordance with the present
invention, passing wear can be maintained by increasing the 2° character of the ZDDP.
Such an adjustment appears practicable where the phosphorus (in terms of the finished
oil) is between about .06 and about 0.1 wt percent. Other things being equal, as the
total phosphorus decreases, increasing the secondary character of the ZDDP provides
less and less of an effect in terms of counteracting the loss in wear protection
brought about by the reduction in phosphorus. The prescribed ratios of 1° to 2°character
are based upon this fact, and the desirability of using the minimum amount of 2° character
in the ZDDP to maintain wear protection (given the deleterious effect of the the 2°
ZDDP on friction performance). Within the prescribed ratio of 1°:2° character in
the ZDDP (i.e. about 1:1 to about 5:1) the ratio will increase as the total phosphorus
(in terms of the oil) approaches about .1 wt%, and will decrease as the phosphorus
level approaches about .06 wt.%. At a 1°:2° ratio of greater than about 5:1, the presence
of 2° character affords little if any ability to decrease the total phosphorus below
about .1 wt percent of the finished oil. At the lower limit of 1°:2° of about 1:1,
it becomes increasingly difficult to further reduce the total phosphorus, and still
pass wear tests regardless how much 2° character is present in the ZDDP.
[0026] A second required component of the additive composition of the present invention
is a succinimide dispersant. Such succinimide is an N-substituted long chain-alkenyl
succinimide. Typically, the alkenyl radical is derived from liquid polyisobutenes
containing from 50 to 200 carbon atoms. Such a succinimide is an oil-soluble nitrogen
containing composition. The preparation of succinimide dispersants is known in the
art. Among such art are U.S. Patents 3,172,892; 3,272,746; and 3,219,666. The disclosures
of these patents are incorporated herein by reference. For example, an acylated nitrogen
intermediate compound is formed by reacting a substantially aliphatic olefin polymer-substituted
succinic-acid producing compount having at least about 50 aliphatic carbon atoms
in the polymer substituent with at least about one half equivalent of an amine for
each equivalent of acid-producing compound used, said reaction being carried out
at a temperature within the range of about 80°C to about 250°C. The amine is selected
from a group consisting of alkylene amines, hydroxysubstituted alkylene amines, and
polyalkylene polyamines.
[0027] The polymer substituent of the succinic acid-producing compound is derived conveniently
from a polymer of isobutene. Typically, the polyisobutene has an average molecular
weight that is within the range of about 700 to about 5,000. Suitable amines are alkylene
amines, alkylene diamines having the structure NH₂-R-NH₂, wherein R is an alkylene
group having from 2 to 24 carbon atoms, and the so-called polyalkyleneamines, sometimes
referred to as alkylene polyamines or polyalkylene polyamines, which generally have
the structure H₂N--(R--NH)
nH, where R is an aliphatic hydrocarbon group containing about 2 to about 4 carbon
atoms and n is an integer from 1 to 10. Representative amines include methylene amines,
ethylene amines, butylene amines, propylene amines, pentalene amines, ethylene diamine,
triethylene tetraamine, propylene diamine, decamethylene diamine, octamethylene diamine,
di(heptamethylene)triamine, tripropylene tetramine, tetraethylene pentamene, trimethylene
diamine, pentaethylene hexamine, di(trimethylene)triamine, etc. A preferred polyalkylene
polyamine is tetraethylene pentamine (TEPA).
[0028] Preferably the succinimide dispersant is present in the additive composition of the
present invention in an amount sufficient to provide a lubricating oil containing
an effective amount of the additive composition at least about .5 wt, % by weight
of the lubricating oil. While a preferred range is about .5 to about 3.5 the maximum
amount of succinimide is an economic consideration and is not critical in the present
invention. However the requirement of at least .5 wt% is critical insofar as lesser
amounts fail to provide the desired advantage of passing frictional tests, in particular
the Allison C-3, when phosphorus levels of less than .1 by weight of the lube oil,
in combination with the 1°/2° ratios discussed above, are employed.
[0029] In addition to the requirements stated above, the additive composition of the present
invention comprises sufficient TBN such that a universal oil comprising an effective
treat level of said additive composition is provided with a TBN of at least 8, preferably,
within the range of about 9 to about 11, and more preferably, about 10.
[0030] Examples of components that are suitable for providing the required TBN in the additive
composition of the present invention are overbased metal sulfonates and over based
phenates. The sulfonates are normal or basic metal salts of petroleum ("mahogany")
sulfonic acids and long chain alkyl substitued benzene sulfonic acids. The phenates
are normal or basic salts of alkylphenols, alkylphenol sulfisides, and alkylphenol-aldehyde
condensation products. A normal metal salt of an acid is a salt which contains the
stoichiometric amount of metal required for the neutralization of the acidic group
or groups present in the acid. A basic salt or overbased salt is a salt which contains
more metal than is required to stoichiometrically neutralize the acidic group or
groups present. While both normal and overbased sulfonates and phenates provide detergent
properties for lubricating oil compositions, the overbased or superbasic or hyperbasic
salts provide unusually high detergent power and, consequently, have a much greater
capacity to neutralize acidic contaminants than do the normal sulfonates and phenates.
Typically an overbased sulfonate is prepared by mixing a promoter, catalyst or solvent
with a normal sulfonate and a larger excess of metallic base, followed by heating,
carbonation and filtration. Carbonation of the reaction mass is accomplished conveniently
with carbon dioxide and is employed to increase the amount of metal base colloidally
dispersed as metal carbonate in the filtered product. Phenols, trioacids, of phosphorus,
alcoholates, alcohols, ketones, and alkanolamines can be used as promoters for catalysts.
Typical metallic bases are basic compounds of alkaline earth metals, such as calcium,
barium, or magnesium. Overbased metal sulfonates are discussed thoroughly in the prior
art. Examples of such art are: United Kingdom Patent Application GB 2,082,619A and
U.S. Patents 2,865,956; 2,956,018; 2,671,430; 3,779,920; 3,907,691; 4,137,184; 4,261,840;
and 4,326,972.
[0031] The overbased metal phenates are presented in the prior art. Typical examples of
the prior art are U.S. Patents 2,680,096; 3,036,917; 3,178,368; 3,194,761; 3,437,595;
3,464,910; 3,779,920; and 4,518,807.
[0032] In a preferred embodiment of the present invention the reduced-phosphorus additive
composition further comprises boron sufficient to provide within the range of from
about 100 to about 600 ppm(wt.) boron in the finished oil containing the additive
composition of the invention. Optionally, the additive composition may contain an
additional dispersant comprising at least on member of the group consisting of Mannich
and succinate ester-amide (SEA) dispersant in an amount sufficient to provide preferably
up to about 5 wt% of the second dispersant in the finished oil.
[0033] The succinate ester-amide dispersant can be prepared in accordance with techniques
which have been disclosed in the art (See for example U.S. Patent No. 4,426,305) by
reacting an aliphatic hydrocarbon substituted succinic acid anhydride with an oxyalkylated
amine.
[0034] The long chain aliphatic hydrocarbon-substituted succinic acid compound that is
used in the preparation of the second dispersant can be obtained by reacting an ethylenically
unsaturated dicarboxylic acid compound (acid or anhydride), such as maleic acid, maleic
anhydride, or fumeric acid, with a suitable olefin or halogenated olefin at a temperature
within the range of about 100°C to 300°C. An alkenyl or alkyl substituted succinic
acid or anhydride is produced. The unsaturated groups in the alkenyl group can be
removed by standard hydrogenated techniques. The olefins or halosubstitued olefins
contain from about 8 to about 500 carbon atoms, or more, and can include homopolymers
and copolymers of monoolefins, such as ethylene, propylene, 1-butene, isobutene, and
the like. However, any of the techniques known in the art can be employed to produce
this long chain succinic acid compound.
[0035] The oxyalkylated amine suitable for reaction with the above described long chain
aliphatic hydrocarbon succinic acid compound can be prepared in accordance with known
methods by reacting an alkylene oxide with an amine having primary or secondary amine
groups. Suitable amines are alkylene diamines having the structure NH₂-R-NH₂, wherein
R is an alkylene group having from 2 to 24 carbon atoms, such as ethylene, 1, 2-propylene,
trimethylene, hexamethylene, dodecamethylene, tetracosene, etc. Also suitable are
the so-called polyalkyleneamines, sometimes referred to as alkylene polyamines or
polyalkylene polyamines. These generally have the structure H₂N--(R-NH)
nH, where R is an aliphatic hydrocarbon group containing about 2 to about 4 carbon
atoms and n is an integer from 1 to 6. Representative examples include ethylenediamine,
1,2-propylenediamine, 1,2-butylenediamine, 1,3-propanediamine, diethylenetriamine,
triethylenetetramine, tetraethylene pentamine (TEPA), etc.
[0036] Suitable hydroxyalkylating reactants include halohydrins and vicinal epoxies (olefin
oxides) having from 2 to 4 carbon atoms in the alkylating agent, such as ethylene
oxide, 1, 2-propylene oxide, 1, 2-butylene oxide, 2-chloro-1, ethanol, 2-chloro-1-propanol,
3-bromo-1-prophanol, and 4-chloro-butanol. The hydroxyalkylating agents can be used
in a concentration of about 2.0 to 6 moles per mole of amine, and hydroxyalkylation
can be carried out under conventional conditions, i.e., by reaction at 50°C to 300°C
for a period of time within the range of 1 to 10 hours.
[0037] Subsequently, the long chain aliphatic succinic acid compound is reacted with the
N-substituted hydroxy alkyl diamine under conditions that are normally employed in
the art and at a temperature within the range of about 0°C to about 250°C. A solvent,
such as benzene, toluene, naphtha, lube oil, xylene, and normal hexane, can be used
to facilitate the control reaction.
[0038] As stated above, the optional second dispersant may also be a Mannich dispersant.
Mannich dispersants made from hydrocarbon substituted phenols, formaldehyde and amines
are well known in the patent literature. See U.S. Patent Nos. 3,413,347; 3,725,277;
3,368,972; 3,798,165; 3,697,574, and 4,426,305. These patents are incorporated by
reference.
[0039] The optional second dispersant (Mannich or SEA) can be present in the lubricating
oil composition in an amount within the range of about 0 wt % to about 5 wt%, preferably,
within the range of about 0 wt% to about 3 wt%.
[0040] As stated above, the additive composition of the present invention preferably contains
boron in an amount such that a lubricating oil containing an effective amount of the
additive composition, will have a boron content within the range of about 100 ppm(wt)
to about 600 ppm(wt) boron. The preferred boron level is about 150 to about 450 ppm(wt)
in the finished oil. The presence of boron is preferred for the protection of fluorinated
elastomer hydrocarbon seals, and also enhances the anti-wear properties of the additive
composition, especially where TBN is supplied by high-based calcium sulfonate. The
latter is known to deleteriously effect the wear protection afforded by zinc dialkyldithiophosphate.
Provided a sufficiently low ratio of calcium to magnesium high base sulfonate is present
in the additive formulation of the present invention, the presence of boron may not
be required. However in the additive formulation of the present invention, boron is
preferably present in an amount sufficient to provide about 150 ppm(wt) to about
450 ppm(wt) in the finished oil.
[0041] Boron may be introduced into the additive composition in accordance with conventional
techniques. For example, A boron compound, such as boron oxide, boron dihalides (boron
trifluoride, boron tribromide, boron tricholoride), boron acids, such as tetraboric
acid and metaboric acid, and simple esters of the boron acids, can be reacted with
the succinimide, SEA or Mannich dispersants discussed above at a temperature within
the range of about 50°C to about 250°C, preferably from about 100°C to about 170°C,
with a sufficient concentration of boron compound to yield a boronated dispersant
product containing at least 0.15% by weight boron (excluding lube oil). The boron
compound can be reacted in a ratio within the range of about 0.1 to 10 moles of boron
compound for equivalent of dispersant compound. The reaction can be carried out in
the presence of diluent or solvent. Alternatively, a portion of the succinimide, Mannich
or SEA dispersant intended for the additive composition of the invention may be segregated
and heated with a boronating agent to introduce a higher level of boron than would
be desired in the final dispersant. This overboronated product can then be blended
back into the unboronated dispersant to achieve the desired level of boron.
[0042] The additive composition of the present invention may contain other additive components,
such as viscosity index improvers, pour point depressants, and antioxidants.
[0043] The additive composition of the present invention comprises a mixture of several
additive components, some of which are mandatory and some of which are optional. This
blend or mixture is prepared easily by introducing one or more of the components into
another component. It is not critical that a particular component be added to another
particular component, i.e., there is no particular sequence which must be used when
adding the various components in preparing the blend. As noted hereinabove, the blend
is a composition that will provide antiwear and friction retention properties to the
lubricating oil to which it is added while minimizing the phosphorus level in that
particular lubricating oil composition.
[0044] The additive composition of the present invention can be added to a petroleum oil
or synethetic oil of lubricating viscosity to provide antiwear and friction retention
properties while minimizing the amount of phosphorus in the resulting lubricating
oil composition. The additive composition of the present invention is quite suitable
for addition to a lubricant that is being employed in heavy duty vehicles, such as
those used in military operations. Lubricating oil compositions containing the additive
composition of the present invention provide suitable anti-wear and friction retention
properties. In addition, they contain only a limited amount of phosphorus and, consequently,
minimize the phosphorus content in the engine and thus extend the life of the catalyst
in the catalytic converter of the automobile. Typically, the additive composition
of the present invention will be present in the lubricating oil composition in an
amount that is within the range of about 9 wt% to about 12 wt%, based upon the weight
of the lubricating oil composition. More particularly, the additive composition is
present in the lubricating oil composition in an amount that is within the range
of about 10% to about 11 wt%, based upon the weight of the lubricating oil composition.
[0045] The scope of the present invention includes concentrates of the additive composition.
Such concentrates are made up of about 90 wt% to about 10 wt% of an oil having lubricating
viscosity. The concentrates contain the additive composition plus a suitable diluent.
Typical diluents are inert diluents, preferably an oil of lubricating viscosity, so
that the concentrate may be mixed conveniently with the lubricating oil that will
make up the desired lubricating oil composition. Lubricating oils that are suitable
as diluents typically will have viscosities that are within the range of about 35
Saybolt Universal Seconds (SUS) at 100°F (38°C) to about 1,000 SUS at 100°F (38°C).
While any oil of lubricating viscosity can be used as the diluent for the concentrate
of the present invention, suitably, the oil of lubricating viscosity in the lubricating
oil composition can be employed as the diluent in the concentrate.
[0046] Lubricating oils that are suitable for use in the lubricating oil compositions and
concentrates of the present invention are oils of lubricating viscosity and are either
petroleum oils or synthetic oils. The petroleum oils can be paraffinic, naphthenic,
or even halogen-substituted hydrocarbons. Typical synthetic oils are those comprising
synthetic esters, diester, ethers, polyolefins, or combinations thereof. These oils
of lubricating viscosity will have viscosities that fall in the range of about 50
SUS to about 5,000 SUS at 100°F (38°C), preferably viscosities in the range of about
50 SUS to about 2,000 SUS at 100°F (38°C), and more preferably, viscosities in the
range of about 80 SUS to about 1,000 SUS at 100°F (38°C).
[0047] Thus, in accordance with the present invention, there is also provided a lubricating
oil composition, which lubricating oil composition comprises a major portion of an
oil having lubricating viscosity in combination with a minor portion of an additive
composition as described above.
[0048] The following examples are being presented for the purpose of illustration only and
are not intended to limit the scope of the present invention.
Example I
[0049] A preferred embodiment of the lubricating oil additive composition of the present
invention was prepared. This embodiment had the composition presented hereinbelow
in Table I. This additive was then introduced into a Mid-East base stock. The resulting
lubricating oil composition had an SAE grade of 15W-40. The additive composition
made up 10.3 wt% of the lubricating oil composition, which had a TBN of about 10.
The lubricating oil composition also contained 4.1 wt% Viscoplex 2-50 viscosity index
improver obtained from Rohm-Darmstadt. The concentration of each of the components
of the additive composition in the lubricating oil composition is also provided in
Table I. The additive composition contained 1,700 ppm(wt) boron, while the SAE 15W-40
oil, identified hereinafter as Sample No. 1, contained 180 ppm(wt) boron. Furthermore,
Sample No. 1 contained 784 ppm(wt) phosphorus. The molar ratio of primary to secondary
in the zinc dialkyldithiophosphate was 4.4

[0050] The SAE 15W-40 oil, Sample No. 1, was subjected to various standard tests, which
included the Sequence IID Test to evaluate antitrust properties; the Sequence IIID
Test to evaluate oxidation inhibition, oil consumption, and wear; the Sequence V-D
Test to evaluate engine cleanliness and wear; the CRC L-38 Test to evaluate non-ferrous
bearing corrosion and shear stability; the Caterpillar 1G2 Test to evaluate diesel
piston cleanliness; the Caterpillar TO-2 Test to evaluate power shift transmission
friction retention; the Detroit Diesel 6V-53T Test to evaluate piston deposits and
wear; the Detroit Diesel Allison C-3/Friction Test to evaluate transmission friction
retention; and the Detroit Diesel Allison C-3/Seals Test to evaluate seal compatibility.
The results of these tests are presented hereinbelow in Table II.

[0051] SAE 15W-40 Oil Sample No. 1, which contained a preferred embodiment of the additive
composition of the present invention, met all performance criteria of the tests.
It is particularly noteworthy that acceptable wear protection was provided in the
Sequence IIID and V-D Tests while acceptable performance was provided in the Caterpillar
TO-2 and Allison C-3 Tests. Sample No. 1 is a preferred embodiment of the lubricating
oil composition of the present invention.
Example II
[0052] Two other SAE 15W-40 oil formulations, which contained similar additive compositions,
except for different amounts of the high-base magnesium sulfate rust inhibitor, were
tested in a Sequence IID Test for rust inhibition response. These two oil formulations
are identified hereinafter as Sample No. 2 and Sample No. 3. The results of these
tests are presented hereinafter in Table III.

[0053] These results demonstrate that a concentration of 1.10 wt% of this high-base magnesium
sulfonate rust inhibitor was needed in the lubricating oil composition to provide
acceptable Sequence IID performance.
Example III
[0054] Three SAE 15W-40 oil formulations were compared for their oxidation inhibition responses
when subjected to the Sequence IIID Test. Sample No. 1 was the formulation presented
in Table I hereinabove. Sample No. 4 had a similar composition, but the alkyl diarylamine
oxidation inhibitor was replaced by a sulfurized oxidation inhibitor. In Sample No.
5, a North Sea base stock (less stable than the Mid-East stock) was employed. The
results are presented hereinbelow in Table IV.

[0055] Neither Sample No. 4 nor Sample No. 5 provided acceptable Sequence IIID oxidation
inhibition. Additional oxidation inhibitors would be required to obtain acceptable
performance.
[0056] In each sample, the mixture of primary zinc dialkyldithiophosphate and secondary
zinc dialkyldithiophosphate provided acceptable wear protection.
Example IV
[0057] The amount of borated succinimide dispersant was varied in additive compositions
similar to that which was used in the Sample No. 1. Each of the oil compositions containing
one of these additive compositions was subjected to a Sequence V-D Test to obtain
the gasoline engine cleanliness response for that formulation. The results are presented
hereinbelow in Table V.

[0058] When the amount of the dispersant was reduced, poorer Sequence V-D sludge protection
resulted. However, acceptable wear protection was obtained in each test.
Example V
[0059] In this example, the preferred embodiments of the lubricating oil composition of
the present invention, Sample No. 1 and Sample No. 6, were compared for diesel cleanliness
to Sample No. 9, a similar additive composition but with a different detergent, and
Sample No. 4, a similar additive composition but with a different oxidation inhibitor.
The different detergent was a low base calcium sulfonate. The different oxidation
inhibitor was a sulfurized oxidation inhibitor. The test method employed was the Caterpillar
1G2 Test. The results are presented hereinbelow in Table VI.

[0060] Samples Nos. 1 and 6, embodiments of the lubricating oil composition of the present
invention, passed the specification for top groove fill; however, Sample No. 6 did
not provide an acceptable value for weighted total demerits. On the other hand, the
latter sample provided a small top groove fill. Each of the other two samples furnished
acceptable diesel engine cleanliness response.
Example VI
[0061] This example demonstrates the applicability of the additive composition of the present
invention to a single-grade lubricant. Sample No. 10 employed an SAE 30 weight lubricating
oil derived from the Mid-East base stock obtained from the British Petroleum Company.
An Acryloid 150 pour point depressant obtained from Rohm & Haas was also a component
of Sample No. 10. This sample was subjected to a Sequence V-D Test. The results are
presented hereinbelow in Table VII. Also shown in Table VII are the results obtained
with Sample No. 1, which is a multigrade oil containing a preferred embodiment of
the additive composition of the present invention.

[0062] These results shown an acceptable Sequence V-D performance for the single grade
lubricating oil.
Example VII
[0063] Another embodiment of a lubricating oil composition of the present invention, Sample
No. 11, was prepared and subjected to a Sequence V-D Test and a Caterpiller 1G2 Test.
Results of these tests are presented hereinbelow in Table VIII. Sample No. 11 contained
795 ppm(wt) phosphorus and 190 ppm(wt) boron. The results obtained with Sample No.
1 are also provided in Table VIII. Each of these samples was a 15W-40 lubricating
oil composition and each contained an embodiment of the additive composition of the
present invention. Sample No. 1 contained Viscoplex 2-50, obtained from Rohm Darmstadt.
Viscoplex 1-50 is a dispersant polymethacrylate viscosity index improver. Sample No.
11 contained ECA 6911, obtained from Paramins, a division of Exxon Corporation, as
a viscosity index improver.

[0064] Each of these embodiments of the lubricating oil composition of the present invention
provided acceptable Sequence V-D test performance and Caterpillar 1G2 test performance.
Example VIII
[0065] Two additive compositions were prepared and were added to a Mid-East base stock to
provide 15W-40 grade lubricating oil compositions. One additive composition was an
embodiment of the present invention and, when added to the base oil, resulted in lubricating
oil Sample No. 12. The other was a prior art additive composition and resulted in
lubricating oil Sample No. 13. The primary to secondary molar ratio in the zinc dialkyldithiophosphate
for Sample No. 12 was 1.7. Samples 13, 14 and 15 contained only primary zinc dialkyldithiophosphate.
[0066] Each lubricating oil composition was evaluated in Sequence 1IID, Sequence V-D, and
Kombi Tests for wear performance and in Caterpillar TO-2 and Detroit Diesel Allison
C-3 (15-1 plates) Tests for friction performance. The results of these tests are presented
hereinafter in Table IX.

[0067] The SEA dispersant was prepared from propoxylated hexamethylenediamine and Indopol
H-1500 polybutenes obtained from Amoco Chemicals Corporation. The succinimide dispersant
was also prepared using Indopol H-1500 polybutenes.
[0068] These results demonstrate the superior wear performance and friction performance
provided by the lubricating oil composition containing the embodiment of the additive
composition of the present invention, i.e., Sample No. 12. When compared to Sample
No. 13, its wear performance was equivalent to that of Sample No. 13 in the Sequence
1IID Test and better than that of Sample No. 13 in the Sequence V-D Test and the Kombi
Test. Furthermore, the friction performance of Sample No. 12 was equal to that of
Sample No. 13 in the Caterpillar TO-2 Test and better than that of Sample No. 13 in
the Detroit Diesel Allison C-3 Test.
[0069] While the embodiment of the additive composition employed in Sample No. 12 contained
both polyisobutenyl succinimide dispersant and the succinate ester-amide dispersant,
use of the latter is optional in the additive composition of the present invention.
Example IX
[0070] Additional lubricating oil formulations were prepared and tested for their friction
performances in the Detroit Diesel Allison C-3 Test. The lubricating oil was a 15W-40
grade material derived from a high-sulfur Mid-East base stock. The results are presented
hereinbelow in Table X.

[0071] Samples Nos. 14, 15 and 17 contained the additive composition of the present invention.
Of these, only Sample No. 17 provided unacceptable friction performance.
Example X
[0072] Additional lubricating oil formulations containing embodiments of the additive composition
of the present invention were prepared and tested for wear performance in the Sequence
IIID and Sequence V-D Tests and for friction performance in the Detroit Diesel Allison
C-3 Friction Test. The results of these tests are presented hereinbelow in Table
XI. The molar ratio of 1°:2° in the zinc dialkyldithiophosphate to phosphorus from
secondary zinc dialkyldithiophosphate is about 3.9.

[0073] The results of these tests show that the additive composition of the present invention
provides acceptable wear performance and friction performance at substantially lower
phosphorus levels and boron levels. In these tests, the Sequence V-D Test wear passes
consistently. The Sequence IIID Test wear was obtained for two of the lubricating
oil compositions and acceptable in each case. The Detroit Diesel Allison C-3 friction
performance was obtained for Sample No. 21 and was found acceptable.
[0074] The results of the above examples indicate that the additive compositions of the
present invention are effective in wear control while simultaneously accommodating
friction response. The lubricating oils containing them, i.e., the lubricating oils
of the present invention, provide acceptable wear performance and friction performance
while minimizing the amount of phosphorus in the engine emission system.
[0075] As used herein 1° denotes primary and 2° denotes secondary.
1. An additive composition for addition to an oil of lubricating viscosity suitable
for passenger car and heavy duty use comprising: (a) zinc dialkyldithiophosphate having
both primary and secondary character such that the primary to secondary ratio is about
1:1 about 5:1, said mixed primary/secondary zinc dialkyldithiophosphate being present
in the additive composition in amount such that a lubricating oil containing an effective
amount of said additive composition has a phosphorus content of not greater than 0.1
wt %; (b) a succinimide dispersant; and (c) a total base number (TBN) such that a
lubricating oil containing an effective amount of said additive composition has a
TBN of at least 8.
2. An additive composition according to Claim 1, wherein the succinimide is present
in the additive composition in such amount that a lubricating oil containing an effective
amount of said additive composition will comprise at least about 0.5 wt % succinimide.
3. An additive composition according to Claim 1 or Claim 2, wherein said mixed primary/secondary
zinc dialkyldithiophosphate is present in the additive composition in amount such
that a lubricating oil containing an effective amount of said additive composition
has a phosphorus content within the range of about 0.06 to about 0.09%.
4. An additive composition according to Claim 3 wherein said mixed primary/secondary
zinc dialkyldithiophosphate is present in the additive composition in amount such
that a lubricating oil containing an effective amount of said additive composition
has a phosphorus content within the range of about 0.07 to about 0.08%.
5. An additive composition according to any preceding claim having a boron content
such that a lubricating oil containing an effective amount of said additive composition
has a boron content within the range of about 100 to about 600 ppm by weight of the
oil.
6. An additive composition according to Claim 5 wherein the boron content is within
the range of about 150 to about 350 ppm.
7. An additive composition according to any preceding claim further comprising a dispersant
which comprises at least one member selected from succinate ester amide dispersants
and Mannich dispersants.
8. An additive composition according to any preceding claim which comprises one or
more basic compounds selected from overbased Group I and Group II metal phenates and
overbased Group I and Group II metal sulfonates.
9. An additive composition according to any preceding claim having a TBN such that
a lubricating oil containing an effective amount of said additive composition has
a TBN which is within the range of from about 9 to about 12.
10. An additive composition according to any preceding claim wherein said succinimide
is the reaction product of a polyalkylene polyamine and a long chain alkyl substituted
succinic acid or anhydride.
11. An additive composition according to Claim 10 wherein the polyalkylene polyamine
is TEPA.
12. An additive composition according to Claim 1 having a TBN, phosphorus and boron
content such that a lubricating oil containing an effective amount of the additive
composition has a TBN of about 9-11, a phosphorus content of about 0.06 to about 0.09
wt %, and a boron content of about 150 to 450 ppm (wt), said additive further comprising
a succinate ester amide dispersant.
13. An additive composition for addition to a lubricating oil, comprising (a) at least
one zinc dialkyldithiophosphate and (b) a succinimide dispersant wherein the total
base number (TBN) of the composition is of a value such that a lubricating oil containing
an effective amount of said additive composition has a TBN of at least 8, characterised
in that component (a) has both primary and secondary character such that the primary/secondary
ratio is about 1:1 to about 5:1 and is present in an amount such that a lubricating
oil containing an effective amount of said additive composition has a phosphorus content
of not greater than 0.1 wt %.
14. A lubricating oil composition comprising a major portion of a base oil of lubricating
viscosity in combination with a minor portion of an additive composition as claimed
in any of Claims 1 to 13.
15. A lubricating oil composition having a major portion of a base oil of lubricating
viscosity in combination with a minor portion of an additive composition, the latter
comprising (a) zinc dialkyldithiophosphate having both primary and secondary character
such that the primary to secondary ratio is about 1:1 to about 5:1, said zinc dialkyldithiophosphate
being present in the additive composition in and amount such that a lubricating oil
containing an effective amount of the additive composition has a phosphorus content
of not greater than about 0.1 wt %; (b) a succinimide dispersant; and (c) a total
base number (TBN) such that a lubricating oil containing an effective amount of said
additive composition has a TBN of at least 8.
16. A lubricating oil composition according to Claim 15 wherein said succinimide is
present in said additive composition in an amount sufficient to provide at least 0.5
wt % succinimide in said lubricating oil composition.
17. A lubricating oil composition according to Claim 15 or Claim 16 comprising a boron
content of about 100 to about 600 ppm (wt).
18. A lubricating oil composition according to Claim 17 comprising a boron content
within the range of about 150 ppm (wt) to about 400 ppm (wt).
19. A lubricating oil composition according to any of Claims 15 to 18 wherein said
additive composition further comprises a succinate ester amide dispersant, a Mannich
Dispersant or mixture thereof.
20. A lubricating oil composition comprising a base oil of lubricating viscosity,
an effective amount of (a) at least one zinc dialkyldithiophosphate and (b) a succinimide
dispersant and having a TBN of at least 8, characterised in that component (a) has
both primary and secondary character such that the primary/secondary ratio is about
1:1 to about 1:5 and is present in an amount providing a phosphorus content not greater
than 0.1 wt %.