[0001] This invention relates to paper sizing compositions, method for making such compositions,
processes for sizing paper products using these compositions and products which have
been sized with the compositions. More particularly, this invention relates to aqueous
paper sizing compositions, methods for their manufacture, processes for their use
and sized products made by use of the compositions, the compositions being in the
form of rosin dispersions.
[0002] Rosin comprises a complex mixture of cyclic terpene carboxylic acids and is relatively
insoluble in water. In order to be usable in the form of aqueous sizing compositions,
rosin must either be taken into solution (as a rosin soap) or dispersed as fine droplets
in water (as a rosin dispersion). Rosin soap solutions comprise systems in which the
rosin acid functionality has been almost completely neutralised with a base, which
enables the insoluble rosin acids to be taken into solution. In practice, the degree
of neutralisation employed is usually of the order of 90% of the available acidity,
the unsaponified acid components remaining and any neutral components present in the
rosin being held in the soap structure. Rosin dispersions comprise fine particles
of rosin and also include a stabiliser which acts to prevent destabilisation of the
dispersion. The stabiliser is commonly a surface-active agent (which may be a soap,
in particular a rosin soap, a protective colloid or a mixture of the two). Where a
rosin soap is employed, the dispersion may be formed by neutralising from about 1%
to about 10% of the total rosin acids present.
[0003] It has been now been found that rosin dispersions which have not been reported previously
nor, it is believed, even formed can be made and are very suitable for use as paper
sizing compositions.
[0004] The ability of urea and various chemically-modified derivatives of urea to act as
precursors for ammonia or ammonium salts or to serve as useful ingredients in conjunction
with ammonia and ammonium salts in rosin soap sizing compositions has been described
in the art. For example, US-A-4022634 and US-A-4093779 describe sizing compositions
comprising a rosin soap and a reaction product of urea with an acid selected from
sulphamic acid, phosphoric acid, trichloracetic acid, nitric acid, sulphuric acid,
hydrochloric acid, stearic acid and acetic acid. US-A-4141750 describes similar compositions,
in which urea has been reacted with a Lewis acid, such as paratoluene-sulphonic acid.
US-A-4025354 describes sizing compositions which comprise a rosin soap and a chemically-modified
urea, the preferred form of which is the product obtained by reacting urea with sulphamic
acid. US-A-4437894 describes sizing compositions which comprise a rosin soap and the
product obtained by reacting urea with formic acid. US-A-4605445 describes sizing
compositions which comprise rosin, a soap and urea.
[0005] It has been discovered that the addition of ammonia or an ammonium salt or a precursor
thereof to rosin dispersion sizing compositions is advantageous. In particular it
has not only been found that the addition of these compounds is beneficial because
they exhibit a degree of sizing activity when present in such dispersion sizing systems,
but also because, surprisingly, the dispersions are stabilised by their addition rather
than being destabilised as might have been expected. According to one aspect of the
invention, therefore, a paper sizing composition which comprises an aqueous rosin
dispersion is provided and is characterised in that it also contains ammonia or an
ammonium salt or a precursor thereof.
[0006] Rosin is a solid resinous material which occurs naturally in the oleoresin of pine
trees. It is obtained from one of three main sources, namely the oleoresin exudate
of living pine trees, the oleoresin contained in the aged stumps of pine trees and
from the tall oil produced as a by-product in the kraft paper industry. In addition
to cyclic terpene carboxylic acids, rosin also includes a small amount of non-acidic
components.
[0007] A major constituent of rosin is abietic acid, which is a tricyclic doubly-unsaturated
mono-carboxylic acid. Abietic acid undergoes Diels-Alder addition reactions with dienophiles.
Rosin may therefore be reacted with dienophilic carboxylic acids and their derivatives,
such as maleic acid, maleic anhydride and fumaric acid, and so forms tetracyclic polycarboxylic
acids. This reaction between rosin and dienophiles is commonly termed "fortification"
and the reaction product is commonly termed a "fortified" rosin. Fortified rosin dispersions
are used as sizing compositions in the paper sizing industry. Rosin dispersions according
to the present invention may be based either upon rosin or a fortified rosin or a
mixture of the two. It is also possible to employ fortified rosins which have been
treated with formaldehyde in order to enhance their stability. Esterified or disproportionated
rosins may also be used in the compositions of this invention. Esterified rosins are
rosins which have been reacted with an alcohol, preferably a polyol such as glycerol.
Disproportionated rosins are rosins which have been treated by a catalytic process
in order to improve their stability to oxidation. Mixtures of any of these types of
rosin may be used in the compositions of this invention.
[0008] The preferred rosin for use in the composition of this invention are fortified rosins.
The preferred fortified rosins are those wherein the rosin has been reacted with an
amount of a dienophile in the range from 5% to 50% by weight and generally about 10%
by weight of the weight of the rosin. The most preferred type of rosin is fortified
tall oil rosin.
[0009] The rosin dispersions according to the invention preferably comprise from 2.5% to
8.0% by weight of a soap, which is preferably a rosin acid soap, based upon the total
weight of solids in the dispersion. The rosin acid soap may be prepared by saponification
of a rosin acid or a fortified rosin acid with an organic or an inorganic base. Alternatively,
the soap may be formed in situ by the neutralisation of a part of the total acidity
of the rosin, again using either an organic or an inorganic base. Preferably, such
procedures involve the neutralisation of an amount in the range from 1% to 10% and,
more preferably from 3% to 6%, of the total acidity of the rosin acids.
[0010] The rosin dispersions may be formulated using any of the conventional techniques
and ingredients known in the art. In particular, the dispersions may comprise one
or more stabilisers in addition to the ammonia or ammonium salt or precursor thereof.
A variety of surface-active agents or emulsifiers may be used to stabilise the dispersions,
either in admixture with one another or with other known emulsifying agents or in
conjunction with other known auxiliary stabilising agents. A preferred class of auxiliary
stabilising agents are the protective colloids, such as casein, and compositions comprising
rosin, ammonia or an ammonium salt or precursor thereof, a stabiliser and a protective
colloid form a preferred aspect of this invention.
[0011] Anionic, nonionic, cationic or amphoteric surfactants may be utilised as stabilisers
in the dispersions of this invention. In general, anionic or nonionic surfactants
are preferred.
[0012] Examples of surface-active agents or surfactants which find use in the compositions
of this invention include:
(i) salt of sulphonic acids having the general formula:

where R′ represents a hydrocarbon residue having from 4-18 carbon atoms, m is an
integer having a value of 1 or 2, n is an integer having a value of 4 to 25, X represents
a hydrogen atom or a hydroxyl group and M represents a monovalent cation;
(ii) salts of sulphuric acid half esters having the general formula:

wherein R² represents a hydrogen atom or an alkyl group having from 1 to 4 carbon
atoms, A represents a straight-chain or branch-chain alkylene group having 2 or 3
carbon atoms, p is an integer having a value of from 4 to 25 and Q is a monovalent
cation, including all such compounds described in US-A-4309388;
(iii) alkyl-benzene sulphonates wherein the alkyl substituent comprises from 8 to
24 carbon atoms, including all such compounds described in US-A-4157982;
(iv) sulphosuccinate half esters of fortified rosin having the formula:

wherein R is a fortified rosin acid tricarboxylate group, m has an average value
of from 1.5 to 3 and n has an average value from 4.5 to 25, including all such compounds
described in EP-A-1=9794-
(v) compounds having one or other of the formulae:

wherein R represents an alkyl group containing from 4 to 18 carbon atoms, R′ represents
an alkyl or alkenyl group containing from 4 to 18 carbon atoms and n is an integer
having a value from 4 to 25, including all those described in US-A-4199367;
(vi) sulphosuccinate salts of ethylene oxide condensates having the general formula:

wherein R represents an alkyl group containing from 4 to 18 carbon atoms and n is
an integer having a value of from 4 to 25, including all those compounds described
in US-A-4203776.
(vii) organic phosphate esters having one or other of the general formulae:

and mixtures thereof, wherein R represents an alkyl, alkyl-phenol, alkenyl or alkaryl
group containing form 5 to 20 carbon atoms, n has a value of from 5 to 20 and X represents
a monovalent inorganic or organic cation or hydrogen.
[0013] Cationic resin dispersant systems may also be used to stabilise the rosin dispersions
of this invention. Examples of suitable materials include water-soluble polyaminopolyamide/epichlorohydrin
resins, water-soluble alkylene-polyamine/epichlorohydrin resins and poly(diallylamine)/ephichlorohydrin
resins.
[0014] Although ammonia or ammonium salts may be employed in the compositions of this invention,
it is preferable to employ a precursor thereof, such as urea, a chemically-modified
urea or a precursor thereof. Examples of compounds which are especially useful in
the compositions of this invention include urea, thiourea, biuret, melamine, water-soluble
urea/formaldehyde and melamine/formaldehyde resins and acid and Lewis acid derivatives
of urea, especially those reaction products obtained by reacting urea with an acid
selected from sulphamic acid, phosphoric acid, trichloroacetic acid, nitric acid,
sulphuric acid, hydrochloric acid, stearic acid and acetic acid, as described in US-A-4022634
and US-A-4093779, the reaction products of urea with a Lewis acid, such as a p-toluene
sulphonic acid, as described in US-A-4141750, the reaction products of urea and sulphamic
acid, as described in US-A-4025354 and the products obtained by the reaction of urea
and formic acid, as described in US-A-4437894.
[0015] The preferred sources of ammonia or ammonium salt for use in the compositions of
the present invention are the products obtained by the reaction of urea with sulphamic
acid, including all those products which are described in US-A-4025354. These modified
ureas may be produced by combining urea with sulphamic acid and water. Ideally, the
parts by weight of water equal the parts by weight of urea plus sulphamic acid, although
the urea may be treated with the sulphamic acid in conjunction with more water or
with little or no water. The urea-sulphamic acid solution may be heated to a temperature
which causes a change in the pH, for example a rise in the pH at least to about 7.5.
[0016] When little or no water is used, the temperature affecting the pH may be higher.
In one preferred embodiment, however, a 50% water-50% urea/sulphamic acid solution
is used, and it has been found that a temperature of about 212° to 235°F, (100°-113°C)
preferably about 215° to 230°F, increases the pH at least up to about 7.9. Generally,
the solution boils at the temperature which changes the pH and heating should be continued
until after boiling has stopped in order to effect an irreversible pH change. Although
the pH range is an important measurement of reaction completion, a more important
consideration is the acidity of the first stage product measured as parts of water
(ppm). When the sulphamic acid is heated with the urea, undetermined reactions occur
which not only raise the pH to a basic value, but also effect the acidity of the solution.
The desired minimum acidity is at least 1,000 ppm, with a preferred minimum of 4,300
ppm. The actual amount of sulphamic acid most desirably employed is probably at least
0.1% by weight of the urea, with preferred amounts ranging from 0.2% to 8.0%, by weight.
The maximum amount of sulphamic acid needed is generally 15% or, at most, 20% by weight
of the urea, to achieve the desired results. It has been found that 5% sulphamic acid
produces an acidity of about 86,000 ppm with a pH in the range from 7.9 to 8.3, when
processed in a 50% water/50% urea plus sulphamic acid solution. Accordingly, sulphamic
acid at 0.25% by weight of urea produces a first stage product with an acidity of
4,300 ppm. As indicated, the amount of sulphamic acid added to the solution is not
as important as its resulting acidity in defining the first stage product of the size
compositions of this embodiment.
[0017] The proportion of ammonia or ammonia salt (or in the preferred embodiment the precursor
thereof) to rosin or fortified rosin is desirably in the range from 5% to 60% and
preferably from 10% to 35% by weight.
[0018] The dispersions of the invention will normally be formulated as relatively concentrated
compositions, which are either diluted prior to their use in a sizing process or can
be added in a concentrated form depending upon the conditions. In general, the dispersions
advantageously comprise concentrates which contain from 20% to 60% and more desirably
and usually from 30% to 45% by weight of the combined weight of the rosin and the
ammonia, ammonium salt or precursor thereof.
[0019] The compositions of the invention may be employed as internal sizes or as surface
sizes. Their use as an internal size forms a preferred aspect of the present invention.
Internal sizing processes comprise the dilution of the concentrated composition with
water and the addition of the diluted composition to a pulp suspension. A flocculant
such as, preferably, papermakers alum, aluminium sulphate or polyaluminium chloride
may be added to the pulp suspension prior to, simultaneously with or subsequent to
the size composition. The amount of size composition employed is generally in the
range from 0.1% to 5.0% by weight of solids based on the weight of fibres in the pulp
slurry. The compositions of the present invention may be prepared using the phase
inversion process.
[0020] The rosin, preferably a fortified rosin, optionally treated with paraformaldehyde
in the presence of paratoluene-sulphonic acid to inhibit crystallisation, and optionally
one which has been at least partially saponified with concentrated sodium or potassium
hydroxide or with a volatile base such as ammonia, may be melted and the stabilising
agent or mixture of stabilising agents may then be added as a concentrated (e.g. 50%
by weight solids) aqueous solution. Sufficient water is stirred in to form a creamy
water-in-oil emulsion (e.g. 20% to 40% based on the weight of rosin). On dilution
with water, the emulsion inverts to provide a stable oil-in-water emulsion, typically
having a solids content in the range from 20% by weight up to the maximum achievable
oil-in-water concentration (often about 80% by weight solids) and preferably from
30% to 50% by weight solids. The rosin content of the emulsion or dispersion usually
includes at least 90% of unsaponified rosin acids. The emulsions may then be blended
with an aqueous solution of ammonia, ammonium salt or a precursor thereof.
[0021] The emulsions may be used for sizing paper, including alumed paper. The emulsions
may contain at least one biocide, such as bactericides, slimicides and/or fungicides,
and/or diluents, such as wax.
[0022] The invention is illustrated by the following non-limitative Examples:

[0023] The fortified rosin at 160°C was cooled to 100°C and the caustic potash was added
in a minimum of water. A concentrated solution of the casein and borax was added and
the mass immediately inverted. This was mixed for 5 minutes and diluted with water
to a solids content of 50% by weight.
[0024] The final product was mixed with modified urea solution prepared by heating a solution
of urea and sulphamic acid to its boiling point and cooling the product.
[0025] The rosin emulsion and modified urea solution were mixed in such a proportion that
25% of fortified rosin had been replaced by the modified urea.
Example 2
[0026] Laboratory handsheets were prepared from bleached sulphite pulp beaten to a Schopper-Reigler
value of 40 at 2% consistency. The pulp was treated with known quantities of the preferred
size or a known industry standard dispersion size (ROSCOL A & W LTD.) and a standard
level of aluminium sulphate, the pH was adjusted to 4.9-5.0 and sheets were made on
a standard sheet former, pressed and dried by passing around a photographic drier
set at 100°C.
[0027] After conditioning overnight, the sheets were tested for sizing by the Cobb test.
As the figures for Cobb value are grams of water picked up per square metre of sheet
under the test conditions, a lower value represents improved sizing. The following
results were obtained:

[0028] The extended product shows an improved sizing performance although the level of active
content (rosin) is lower than the standard.
Example 3
[0029] Stability of the rosin dispersions was tested by an accelerated sedimentation test,
which subjects the product to high gravitational force for a set time and measures
the extent of deposition. This is a test which has long been used and correlates well
with storage under normal conditions. The extent of sedimentation reflects the extent
of deposition likely to occur if the emulsion is stored normally for three months.

1. A paper sizing composition comprising an aqueous rosin dispersion, characterised
in that the composition also contains an ammonium salt or a precursor thereof.
2. A composition according to claim 1, wherein the dispersion comprises rosin, fortified
rosins, formaldehyde-treated rosins, esterified rosins, disproportionated rosins or
mixtures thereof.
3. A composition according to claim 2, wherein the dispersion comprises a fortified
rosin in which the rosin has been reacted with an amount of dienophile in the range
from 5% to 50% by weight of the weight of the rosin.
4. A composition according to claim 2 or 3, wherein the dispersion comprises fortified
tall oil rosin or gum rosin.
5. A composition according to claim 2 or 3, wherein one or more stabilisers selected
from soaps, surface-active agents, emulsifiers and protective colloids is/are included.
6. A composition according to claim 5, wherein an amount in the range from 2.5% to
8.0% by weight of a rosin acid soap or other soap, based upon the total weight of
solids in the dispersion, is present.
7. A composition according to claim 6, wherein the soap is a rosin acid soap and is
formed in situ by the neutralization of a part of the total activity of the rosin
acids.
8. A composition according to claim 7, wherein the rosin acid soap is formed by neutralizing
1% to 10% of the total acidity of the rosin acids.
9. A composition according to any of claims 5 to 8, wherein casein is included as
a stabiliser.
10. A composition according to any of claims 5 to 9, wherein one or more stabilisers
selected from anionic, nonionic, cationic and amphoteric surfactants is/are included.
11. A composition according to any preceding claim, wherein an ammonium salt or ammonium
salt precursor selected from urea, chemically-modified ureas and precursors thereof
is included.
12. A composition according to claim 11, which includes at least one of urea, thiourea,
biuret, melamine, water-soluble urea/formaldehyde and melamine/formaldehyde resins
and urea derivatives obtained by reacting urea with acids and Lewis acids is included.
13. A composition according to claim 12, which includes the reaction product of urea
and sulphamic acid, with or without water.
14. A composition according to claim 13, wherein the reaction product is made by heating
urea and sulphamic acid to a temperature at which a change in pH occurs.
15. A composition according to any preceding claim, wherein the proportion of ammonium
salt or precursor thereof to the rosin in the aqueous dispersion is in the range from
5% to 60% by weight.
16. A composition according to claim 15, wherein the amount is in the range from 10%
to 35% by weight.
17. A composition according to any preceding claim, which is in the form of a concentrate
suitable for dilution prior to use and containing 25% to 60% by weight of the rosin
and the ammonium salt or precursor thereof combined.
18. A composition according to claim 17, which contains 30% to 50% by weight of the
rosin and the ammonium salt or precursor thereof.
19. A composition according to any preceding claim, wherein at least one bactericide,
slimicide, fungicide or other biocide and/or at least one wax or other diluent is
included.
20. A method of making a paper sizing composition which comprises an aqueous dispersion
of rosin made by melting the rosin, adding at least one stabiliser, agitating the
mixture in the presence of an amount of water suitable for the formation of a water-in-oil
emulsion and diluting the emulsion with water to cause it to invert to a stable oil-in-water
dispersion, characterised in that the dispersion is blended with an ammonium salt
or a precursor thereof.
21. A method according to claim 20, wherein the dispersion comprises a fortified rosin
in which the dienophile is in the range from 5% to 50% by weight of the weight of
the rosin.
22. A method according to claim 21, wherein the dispersion is made from rosin which
has been reacted with an amount of dienophile of about 10% by weight of the rosin.
23. A method according to any of claims 20 to 22, wherein an amount in the range from
2.5% to 8.0% by weight of a rosin acid or other soap, based upon the total weight
of solids in the dispersion, is present.
24. A method according to claim 23, wherein the soap is a rosin acid soap and is formed
in situ by the neutralization of a part of the total activity of the rosin acids.
25. A method according to claim 24, wherein the rosin soap is formed by neutralizing
from 3% to 6% of the total acidity fo the rosin acids.
26. A method according to any of claims 20 to 25, wherein an ammonium salt precursor
selected from urea, chemically-modified ureas and precursors thereof is included.
27. A method according to claim 26, wherein the reaction product of urea and sulphamic
acid is added to the dispersion.
28. A method according to claim 27, wherein the reaction product is made by heating
urea and sulphamic acid to a temperature at which a change in pH occurs.
29. A composition according to claim 28, wherein a 50% water-50% urea/sulphamic acid
solution is heated to a temperature in the range from 100°C to 113°C (212° to 235°F)
for a time sufficient to cause an increase in pH at least to about 7.9.
30. A composition according to claim 29, wherein the heating is carried out so that
the solution boils and is continued until boiling stops and a pH change is thereby
effected.
31. A composition according to claim 29 or 30, wherein the reaction is carried out
for a time sufficient to reduce the acidity of the first stage product obtained to
not less than 1,000 ppm.
32. A method according to any of claims 20 to 31, wherein the proportion of the ammonium
salt or precursor thereof to the rosin in the aqueous dispersion is in the range form
5% to 60% by weight.
33. A process for the manufacture of a sized paper product, wherein a paper sizing
composition is added to a pulp suspension, if required after dilution with water,
a flocculant is added to the pulp suspension before, during or after addition of the
sizing composition and a paper product is made therefrom, characterised in that the
paper sizing composition is a composition as defined in any of claims 1 to 19 or made
by a method according to any of claims 20 to 32.
34. A process according to claim 33, wherein the sizing composition is employed in
the range from 0.1% to 5.0% by weight of solids based upon the weight of fibres in
the pulp.
35. A process for the manufacture of a sized paper product, wherein a paper sizing
composition is employed as a surface size, characterised in that the paper sizing
composition is a composition as defined in any of claims 1 to 19 or made by a method
according to any of claims 20 to 32.
36. A paper product, when made by a process according to any of claims 33 to 35.