[0001] The present invention relates to apparatus and methods for monitoring one or more
parameters of the blood of a living organism.
[0002] Certain constituents in the blood affect the absorption of light at various wavelengths
by the blood. For example, oxygen in the blood binds to hemoglobin to form oxyhemoglobin.
Oxyhemoglobin absorbs light more strongly in the infrared region than in the red region,
whereas hemoglobin exhibits the reverse behavior. Therefore, highly oxygenated blood
with a high concentration of oxyhemoglobin and a low concentration of hemoglobin will
tend to have a high ratio of optical transmissivity in the red region to optical transmissivity
in the infrared region. The ratio of transmissivities of the blood at red and infrared
wavelengths can be employed as a measure of oxygen saturation.
[0003] This principle has been used heretofore in oximeters for monitoring oxygen saturation
of the blood in the body of a living organism, as, for example, in patients undergoing
surgery. As disclosed in United States Patent 4,407,290, oximeters for this purpose
may include red light and infrared light emitting diodes together with a photodetector.
The diodes and photodetector typically are incorporated in a probe arranged to fit
on a body structure such as an earlobe or a fingertip, so that light from the diodes
is transmitted through the body structure to the photodetector. The infrared and red
light emitting diodes are switched on and off in alternating sequence at a switching
frequency far greater than the pulse frequency. The signal produced by the photodetector
includes alternating portions representing red and infrared light passing through
the body structure. These alternating portions are segregated by sampling devices
operating in synchronism with the red/infrared switching, so as to provide separate
signals on separate channels representing the red and infrared light transmission
of the body structure. After amplification and low-pass filtering to remove signal
components at or above the switching frequency, each of the separate signals represents
a plot of optical transmissivity of the body structure at a particular wavelength
versus time.
[0004] Because the volume of blood in the body structure varies with the pulsatile flow
of blood in the body, each such signal includes an AC component caused only by optical
absorption by the blood and varying at the pulse frequency or heart rate of the organism.
Each such signal also includes an invariant or DC component related to other absorption,
such as absorption by tissues other than blood in the body structure. According to
well known mathematical formulae, set forth in said United States patent 4,407,290,
the oxygen saturation in the blood can be derived from the magnitudes of the AC and
DC components of these signals.
[0005] As also set forth in the '290 patent, the same general arrangement can be employed
to monitor constituents of the blood other than oxygen such as carbon dioxide, carbon
monoxide (as carboxyhemoglobin) and/or blood glucose, provided that the other constituents
have some effect on the optical properties of the blood.
[0006] Measurement apparatus and methods of this type have been widely adopted in the medical
profession. However, such apparatus and methods have been subject to interference
from ambient light falling on the photodetector. The signal processing devices used
to recover the AC and DC components after amplification of the photodetector signal
have been provided with circuits for cancelling signal components caused by ambient
light. Generally, these circuits operate by obtaining a "dark current" signal representing
the amplified photodetector signal during intervals when both of the light emitting
diodes are off and hence all of the light falling on the photodetector represents
ambient light. The dark current signal value can be used to cancel the ambient light
component in signals representing infrared and red light.
[0007] This approach provides only a partial solution to the ambient light interference
problem. The dark current cancellation circuitry adds complexity and cost to the apparatus.
Moreover, the ambient light ordinarily flickers at about twice the local power line
frequency (100 or 120 Hz), thus introducing a substantial component at these frequencies
into the photodetector signal. The low-pass filters must be arranged to suppress these
flicker components while passing the AC component at the pulse frequency and also
maintaining acceptable limits on phase distortion of the filtered signals. The low-pass
filters therefore may require expensive hand-matched components to achieve proper
performance.
[0008] Moreover, the ambient light signals may saturate the initial or front end amplifier
connected to the photodetector. Thus, the signals caused by ambient light may cause
the front end amplifier to exceed its maximum rated output, resulting in unpredictable
fluctuations in the amplifier output. To prevent saturation of the front end amplifier,
its gain may be limited, but this in turn requires higher gain in subsequent stages,
more amplification stages or both. Baffles have been used to reduce the amount of
ambient light reaching the photodetector and thus prevent saturation. These baffles
add further complexity and cost, and are only partially effective.
[0009] In addition, interference from sources other than ambient light can saturate the
front end amplifier or create spurious signals. In particular, electromagnetic fields
from electrosurgical devices or the like may create substantial signals in the photodetector
or its leads through capacitive or inductive coupling. The shielding used to protect
the photodetector and leads from such interference adds further cost, complexity and
bulk.
[0010] Accordingly, there have been significant unmet needs heretofore for still further
improvements in blood constituent monitoring apparatus such as medical oximeters.
[0011] It is an aim of the present invention to provide apparatus and methods which address
these needs.
[0012] According to one aspect of the present invention apparatus for monitoring a parameter
of the blood within a body structure is characterised by:
(a) illumination means for emitting light at at least one wavelength and directing
the emitted light through said body structure;
(b) photodetector means for detecting light from said illumination means transmitted
through said body structure and producing at least one photodetector signal representing
the intensity of said detected light;
(c) carrier frequency means for varying the amplitude of the light emitted by said
illumination means at at least one carrier frequency whereby said at least one photodetector
signal will include at least one component at said at least one carrier frequency
bearing information relating to the optical transmissivity of said body structure
at said at least one wavelength;
(d) modification means for modifying said at least one photodetector signal to increase
the ratio of said at least one carrier frequency component relative to other components
and thereby provide at least one modified signal;
(e) amplification means for amplifying each said modified signal to provide at least
one amplified signal; and
(f) interpretation means for determining said parameter of the blood in said body
structure from said at least one amplified signal.
[0013] According to a further aspect of the present invention a method of monitoring a parameter
of the blood within a body structure is characterised by the steps of:
(a) emitting light at at least one wavelength while varying the amplitude of the emitted
light at at least one carrier frequency and directing the emitted light through the
body structure;
(b) detecting light transmitted through the body structure and producing at least
one photodetector signal representative of the detected light and having at least
one component at each said carrier frequency;
(c) modifying said at least one photodetector signal to increase the ratio of said
at least one carrier frequency component to other components and thereby provide at
least one modified signal;
(d) amplifying said at least one modified signal to provide at least one amplified
signal; and
(e) determining said parameter from said at least one amplified signal.
[0014] The apparatus according to said one aspect of the present invention includes illumination
means for emitting light, preferably at a plurality of wavelengths and directing the
emitted light through a body structure. Photodetector means are provided for receiving
light transmitted from the illumination means through the body structure and producing
a photodetector signal representing the intensity of the transmitted light. The illumination
means and photodetector means may include, respectively, light emitting diodes and
a photoconductor such as a photodiode.
[0015] Carrier frequency means are provided for varying the intensity of the light emitted
by the illumination means at a carrier frequency. The carrier frequency desirably
is far above the pulse frequency of the patient and far above the flicker frequency
of the ambient illumination. Because the light emitted by the illumination means and
transmitted through the body varies at the carrier frequency, the photodetector signal
will also vary at the carrier frequency. The component of the photodetector signal
at the carrier frequency will represent light transmitted through the body structure
and hence will bear information relating to the optical absorptivity or transmissivity
of the body structure at each wavelength emitted by the light emitting means.
[0016] Most preferably, modification means are provided for modifying the photodetector
signal to increase the ratio of carrier frequency component to other components and
thereby provide a modified signal. The modification means preferably attenuates the
other components, and may also boost the carrier frequency component. The modification
means desirably includes a passive resonant circuit having a resonant frequency substantially
matched to the carrier frequency.
[0017] Amplification means are provided for amplifying the modified signal and interpretation
means are provided for determining a parameter of the blood in the body structure
from the amplified signal. The parameter so determined may be the level of a constituent
such as oxygen in the blood. The amplification means may include a generally conventional
front end amplifier having an input node connected to an output node of the photodetector,
whereas the resonant circuit of the modification means may include a capacitor and
an inductor connected to the input node of the amplifier so as to shunt signal components
at frequencies other than the carrier frequency away from the input node. In some
embodiments according to this aspect of the present invention, the interpretation
means includes means for separating components of the amplified signal to form separate
signals representing the optical transmissivity of the body structure at the different
wavelengths, and means for recovering the DC and AC components of these signals to
thereby determine the level of the blood constituent.
[0018] Photodetector signal components caused by ambient light may be substantially suppressed
by the modification means without ever reaching the amplification means or front end
amplifier. The front end amplifier therefore is substantially immune to saturation
caused by ambient light. The gain of the front end amplifier need not be restricted
to avoid such saturation. Requirements for shielding the photodetector from ambient
light can be significantly relaxed. Therefore, the probe or photodetector mounting
may be simpler, more compact and more convenient. The dark current subtraction or
cancellation circuits are not required in the interpretation means, leading to further
simplification and cost savings. Because ambient light signals are substantially blocked
by the modification means, the low-pass filters in the interpretation means need not
be arranged to block ambient light flicker components. The low-pass filters therefore
can be simpler than those previously employed.
[0019] The modification means or passive resonant circuitry also blocks spurious signals
caused by electromagnetic interference. Thus, preferred apparatus according to this
aspect of the invention can function effectively even in the presence of relatively
"noisy" interfering equipment such as electrosurgical devices. Also, the requirements
for electromagnetic interference shielding of the photodetector and associated leads
can be significantly relaxed.
[0020] The carrier frequency means may be arranged to vary the amplitude of the light of
all of the different wavelengths emitted by the illumination means at a single carrier
frequency, and the modification means may include resonant circuitry having a single
resonant frequency substantially equal to this carrier frequency. In this arrangement,
the apparatus may include timing means for actuating the illumination means to emit
light of each wavelength at different times according to a predetermined time division
schedule. Thus, bursts of light of the different wavelengths may follow one another
in alternating sequence at a predetermined switching frequency lower than the carrier
frequency but higher than the pulse frequency of the subject. The interpretation means
may include means for sampling the amplified signal at the times associated with the
different wavelengths and directing the sampled signals accordingly into different
signal processing channels. In systems of this nature, the resonant circuit preferably
is at least critically damped, and more preferably somewhat overdamped. Therefore,
the resonant circuit comes to steady state oscillation at the carrier frequency quickly
during each burst of light, allowing use of a relatively high switching frequency.
[0021] According to the broadest concepts of the present invention, more than one carrier
frequency may be employed. The modification means may be arranged to enhance photodetector
signal components of all of these frequencies while suppressing components at other
frequencies. Different carrier frequencies may be employed for light of different
wavelengths. Light of plural wavelengths may be emitted simultaneously. Preferably,
light of all of the different wavelengths is emitted continuously. In this arrangement,
the photodetector signal may include components at different carrier frequencies representing
transmissivity of the body structure at different wavelengths. The modification means
may include separate resonant circuits, each resonant at the carrier frequency associated
with a different wavelength. The photodetector signal is fed to these resonant circuits,
and the separate modified signal output by each resonant circuit is supplied to a
separate signal channel via a separate front end amplifier. Thus, the modification
means or resonant circuits in this arrangement serve to separate the signal components
associated with the different wavelengths of light as well as to provide the other
advantages noted above. In this arrangement, the need for switching, timing and sampling
circuitry associated with the time division multiplexing arrangement is eliminated.
[0022] Further aspects of the present invention include methods of monitoring blood constituents.
In preferred methods according to this aspect of the invention, light at a plurality
of wavelengths is emitted and passed through a body structure, the intensity of the
emitted light being varied at a carrier frequency as discussed above. The light passing
through the body structure is detected to provide a photodetector signal having a
carrier frequency component bearing information relating to the optical transmissivity
of the body structure at the plural wavelengths. The photodetector signal is modified
so as to selectively increase the ratio of the carrier frequency component to other
components. The modified signal is amplified and the level of the blood constituent
is determined from the amplified signal. Methods according to this aspect of the present
invention provide advantages similar to those discussed above in connection with the
apparatus.
[0023] Embodiments of the invention will now be described, by way of example, with reference
to the Figures of the accompanying diagrammatic drawings in which:-
Figure 1 is a schematic, partial block diagram of apparatus in accordance with one
embodiment of the invention.
Figures 2A through 2F are a schematic depictions of certain wave forms occurring during
operation of the apparatus depicted in Figure 1, all on the same time scale.
Figures 3A and 3B are depictions of other waveforms occurring during operation of
the apparatus depicted in Fig. 1 on a time scale different from that of Figs. 2A-2F.
Figure 4 is a fragmentary schematic view of apparatus according to a further embodiment
of the invention.
[0024] Apparatus according to one embodiment of the present invention includes a probe 10
incorporating a clip 12 adapted to mount on a body structure such as finger tip 16.
A light source including a red light emitting diode or "LED" 18 and infrared LED 20
is mounted to clip 12. A photodiode 22, which in this case is a photoconductive diode
is also mounted to clip 12. Clip 12 is arranged so that light from LED's 18 and 20
is directed through the body structure or fingertip 16 towards photodetector 22.
[0025] A carrier frequency generator 24 is connected to red LED drive 23 and to infrared
LED drive 25, which in turn are connected to LED's 18 and 20 respectively. Generator
24 is arranged to supply power varying in accordance with a square waveform having
a predetermined carrier frequency, in this case 19.2 kHz. A master timing unit 28
is arranged to generate a two state square switching wave having a frequency of 300
Hz, or exactly 1/64 of the carrier frequency supplied by carrier frequency generator
24. Timing unit 28 is arranged to actuate a high speed switch 26 and to provide an
actuating signal through switch 26 alternately to red LED drive 23 or to infrared
LED drive 25 in accordance with the switching wave. Each drive provides power to the
associated LED only while that drive receives the actuating signal through switch
26. While each drive is active, it supplies power to the associated LED varying in
accordance with the carrier frequency waveform. Thus, red drive 23 and LED 18 are
actuated during one-half of the switching waveform whereas infrared drive 25 and LED
20 are actuated during the other half. Carrier frequency generator 24 is also connected
to timing unit 28 so that the 19.2 kHz carrier frequency waveform is synchronized
with the 300 Hz switching waveform. A cycle of the carrier frequency waveform commences
simultaneously with the start of each cycle of the switching waveform.
[0026] As drives 23 and 25 and LED's 18 and 20 respond to the driving power from carrier
frequency generator 24 in alternating sequence according to the switching waveform
from timing unit 28, the LED's will produce alternating bursts of red and infrared
light as shown in Fig. 2A and 2B respectively. Curve 30 shows the intensity of red
light I
R emitted by LED 18, whereas curve 32 shows the intensity of infrared light I
IR emitted by LED 20 on the same time scale. As indicated, bursts 86 of red light alternate
with bursts 88 of infrared light, there being one burst of red light and one burst
of infrared light within each cycle of the switching waveform. The bursts follow in
close sequence, so that a burst of infrared light follows immediately after each burst
of red light, and vice versa. Each burst occupies one-half of the 300 Hz switching
cycle. Thus, each burst lasts for 1/600 second. Within each burst, the intensity of
light varies in accordance with the carrier frequency waveform. As the switching frequency
of 300 Hz is exactly 1/64 of the carrier frequency, each burst includes 32 cycles
of the carrier frequency waveform.
[0027] Photodiode 22 has an input node 36 and an output node 38. Input node 36 is connected
to a DC voltage bias source 42 so that the photodiode is reverse biased. As the conductance
G of photodiode 22 in this reverse bias mode varies with the intensity of light falling
on the diode, the voltage at output node 38 will also tend to vary in accordance with
the amount of light falling on the diode. Output node 38 is connected to the input
node 44 of a front end amplifier 46. An inductor 48, capacitor 50 and resistor 52
are connected in parallel with one another between output node 38 and ground so that
the inductor, capacitor and resistor cooperatively define a damped inductive/capacitive
passive resonant circuit 47 in parallel with the input node of the amplifier.
[0028] The output of amplifier 46 is connected to the input of an intermediate amplifier
54, the output of intermediate amplifier 54 in turn being connected to a pair of signal
sampling units 56 and 58. Sampling units 56 and 58 are controlled by timing unit 28
so that each sampling unit samples the amplified signal at predetermined times during
the switching waveform as further discussed hereinbelow. The samples taken by unit
56 are fed to signal processing channel 60. Channel 60 includes a low-pass filter
62 having a top cutoff frequency of about 10 Hz. The filter is arranged to pass signals
below this frequency and to substantially reject signals above this frequency. The
top cutoff frequency of filter 62 is well below the 300 Hz switching frequency and
hence far below the 19.2 KHz carrier frequency. The output of low-pass filter 62 is
connected to an analog to digital converter 70, and also to the input of a high pass
filter 66. High pass filter 66 is arranged to attenuate frequencies below about 0.5
Hz and to pass frequencies above about 0.5 Hz. The 0.5 Hz value represents the "corner"
frequency of the high pass filter, i.e., the frequency at which the filter provides
3 db attenuation. Frequencies below 0.5 Hz are attenuated to a greater degree. The
output of high pass filter 66 is connected to the input of an amplifier 63 referred
to herein as a "channel amplifier." The output of channel amplifier 63 is connected
to a low pass filter 65 having a corner or 3 db attenuation frequency of 10 Hz. Low
pass filter 65 in turn is connected to sample and hold device 64, and device 64 is
connected to a further analog to digital converter 68. Converters 68 and 70 are connected
to a microprocessor 72.
[0029] The output of sampling unit 58 is connected to a second signal processing channel
74. Processing channel 74 is substantially identical to processing channel 60. Thus,
channel 74 incorporates a low pass filter 76, high-pass filter 80, channel amplifier
77, low pass filter 81, sample and hold device 78, and analog to digital converters
82 and 84. Each of these components is substantially identical to the corresponding
component of first channel 60.
[0030] Microprocessor 72 is arranged to compute the oxygen saturation of the blood in fingertip
16 based upon the data input to the microprocessor via the information supplied through
the signal channels 60 and 74 as further described hereinbelow. Microprocessor 72
is connected to a display device 79 such as a numeric readout, printer or the like
for displaying the computed oxygen saturation. Microprocessor 72 is also arranged
to control sample and hold devices 64 and 78. The microprocessor is also arranged
to adjust the power output level of each LED drives 23 and 25, to vary the gain of
intermediate amplifier 54 and also to vary the gain of each channel amplifier 63 and
77 as discussed below.
[0031] In a method according to one embodiment of the present invention, the timing unit
28, carrier generator 24, switch 26, drives 23 and 25 and diodes 18 and 20 are actuated
as described above to produce the aforementioned alternating bursts of red and infrared
light 86 and 88, varying within each burst at the 19.2 KHz carrier frequency as illustrated
by curves 30 and 32 (Figs. 2A and 2B). The light from diodes 18 and 20 passing through
fingertip 16 is attenuated by the tissues in fingertip 16, including the blood present
in the blood vessels within the fingertip. As the amount of blood within the fingertip
and hence the length of the light path through the blood vessels vary with the patent's
pulse cycle, the attenuation of light by the fingertip will also vary in accordance
with the pulse cycle. However, this variation occurs at the frequency of the pulse
which is below about 5 Hz (300 pulses/min.), and hence far below the 300 Hz switching
frequency. Accordingly, the attenuation of the red and the infrared light passing
through the fingertip may be regarded as substantially constant during each cycle
of the switching waveform or during each burst of red or infrared light.
[0032] The intensity I
Incident (Fig. 2C) of the light impinging on photodetector 22, as shown by curve 90 (Fig.
2C) will include an ambient component I
Ambient and a transmitted component I
Trans. The transmitted component I
Trans represents red or infrared light transmitted from the diodes 18 or 20 to photodetector
22. The magnitude of I
Trans will, of course, depend upon the attenuation caused by the fingertip. Also, I
Trans will vary in accordance with the output I
Red or I
IR of whichever LED is operating. Therefore, I
Trans and I
Incident will vary in accordance with the 19.2 KHz carrier frequency waveform.
[0033] In the condition illustrated by Figure 2C, the attenuation of red light by the fingertip
is relatively mild, whereas attenuation of infrared light is more severe. Therefore,
during each red burst 86 (Fig. 2A) the magnitude I
Trans of the transmitted light, and hence the magnitude of the carrier frequency variation
in the incident light will be relatively large. During each infrared burst 88 (Fig.
2B) the magnitude I
Trans of the transmitted light and the magnitude of the carrier frequency variation in
the incident light will be relatively small. For practical purposes, the response
time of photodiode 22 can be taken as zero or instantaneous. The conductance G
diode of diode 22 thus varies according to substantially the same curve 90 as does the
intensity of the incident light. The amplitude of the variations in the conductance
G
diode of photodiode 22 at the carrier frequency therefore represents the transmissivity
of the fingertip 16 for the particular wavelength being employed. During each red
burst 86, the amplitude of these variations in curve 90 represents the transmissivity
of the fingertip in the red region, whereas during each infrared burst 88 this amplitude
represents the transmissivity in the infrared region. Stated another way, the output
from diode 22 appearing at output node 38 has a component at the carrier frequency,
and the amplitude of that component indicates the transmissivity at the red or infrared
frequency.
[0034] The values of inductor 48, capacitor 50 and damping resistor 52 are selected so that
the resonant frequency of the circuit incorporating these elements is substantially
equal to the carrier frequency, i.e., about 19.2 kHz. Therefore, the resonant circuit
tends to reinforce the component of the photodetector signal at the carrier frequency
and to attenuate any component of the photodetector signal at frequencies other than
the carrier frequency. DC or 100-120 Hz components caused by ambient lighting and
other low frequency components in the photodetector signal will be directed away from
the input node 44 of amplifier 46 to ground via inductor 48. Components at frequencies
above the carrier frequency, such as the high frequency components of electromagnetic
interference and the like will be shunted away from the amplifier to ground via capacitor
50.
[0035] Resonant circuit 47 does not respond instantaneously to changes in the photodetector
output signal or changes in the conductance of the diode. Rather, after the start
of each burst the resonant circuit comes to equilibrium gradually. As indicated by
curve 94, the voltage at the input node 44, and hence the output voltage of front
end amplifier 46 and the output voltage of intermediate amplifier 54 as well, all
vary according to a sinusoidal waveform at the carrier frequency. Although the same
curve 94 is used in Fig. 2D as indicating all of these voltages, the output voltages
of the amplifiers have the same waveform but greater amplitudes than the voltage at
input node 44. The amplitudes of all of these voltages show a characteristic rising
and falling pattern. Towards the end of each burst 86 or 88, the amplitudes of the
carrier frequency variations in these voltages are substantially constant, whereas
at the beginning of each burst these amplitudes are in transition. During the early
portion of burst 88, the amplitudes of amplifier input and output voltages are gradually
decaying to the steady state values which prevail at the end of the same burst. During
the next succeeding red burst 96, the amplifier input and output voltages gradually
increase once again to new steady state value. The value of damping resistor 52 is
selected so that the amplifier input and output voltages stabilize at their steady
state values during the first half of each burst, i.e., after about sixteen cycles
of the carrier frequency waveform or about 1/1200 sec. The amplitudes of the amplifier
signals during the first half of each burst are indeterminate values, whereas steady
state values during the last half of each burst are directly related to the amplitude
of the transmitted light waveform 90 for the burst.
[0036] The output signal from amplifier 54 passes to the sampling units 56 and 58. Sampling
unit 56 is associated with the red light wavelength. That is, timing unit 28 controls
sampling unit 56 so that this unit samples the amplitude of the amplified signal V₅₄
during a predetermined interval 98 (Fig. 2E) within each red burst 86 (Fig. 2A). Each
sampling interval 98 is delayed by a predetermined delay time 100 following the start
of the associated red burst 86, so that each sampling interval 98 corresponds to the
second half of the burst. Each sampling interval 98 thus corresponds to the last sixteen
oscillations of the carrier frequency waveform within each red burst. Delay time 100
thus is sufficient for resonant circuit 47 to establish substantially steady state
oscillations. During each sampling interval 98, unit 56 is actuated by timing unit
28 to sample the amplified signal V₅₄ in synchronism with the carrier frequency waveform,
at times corresponding to the peaks of the sinusoidal amplified voltage V₅₄. Thus
a plurality of individual voltage samples 99 are obtained during each sampling interval
98. Sampling unit 58 is likewise actuated by timing unit 28 to sample the amplitude
of amplified signal V₅₄ during intervals 102 corresponding to the last half of each
infrared burst 88. Each such interval 102 is delayed after the start of the associated
infrared burst by an appropriate delay time 104, also corresponding to one-half the
duration of the burst. Sampling unit 58 likewise obtains a plurality of individual
samples 101 during each sampling interval 102.
[0037] The output of sampling unit 56 will be a series of voltage spikes corresponding to
the transmissivity of the fingertip for red light, whereas the output from sampling
unit 58 will be a series of voltage spikes corresponding to the transmissivity of
the fingertip for infrared light. Low-pass filter 62 smooths the outputs from sampling
unit 56 to provide a substantially continuously varying signal 106 (Fig. 3A) representing
the transmissivity of the fingertip in the red region. Signal 106 is depicted in Figure
3A on a greatly compressed time scale relative to the time scale employed in Figs.
2A-2F. The oscillations in signal 106 correspond to the patient's pulse cycle, i.e.,
below 5 Hz and typically about 1-2 Hz. Thus, the samples 99 taken by red wavelength
sampling unit 56 during each sampling interval 98 correspond to a single point on
curve 106. Low-pass filter 76 smoothes the discrete sample outputs from sampling unit
58 into a substantially similar continuous signal 107 (Fig. 3B) representing the transmissivity
of the fingertip in the infrared region.
[0038] The continuous signal 106 from filter 62 is fed to analog to digital converter 70.
A digital representation of this signal is passed to microprocessor 72. As shown in
Fig. 3A, the AC component of signal 106 is small compared to the DC component of this
signal. Therefore, each signal from converter 70 approximates the true DC value. Further,
microprocessor 72 performs a digital low pass filtering or averaging on the representations
captured over a predetermined time so as to derive a more accurate value of the DC
component of transmissivity at the red wavelength.
[0039] The signal from low pass filter 62 is also delivered to high pass filter 66. The
high pass filter blocks the DC component, and delivers only the AC component to channel
amplifier 63. After amplification, the AC component is treated by low pass filter
65 to remove residual noise and/or carrier frequency components, and then sampled
by sample and hold unit 64. Microprocessor 72 actuates unit 64 to sample the treated
AC component at a sampling frequency of about 25-30 Hz. This sampling frequency is
substantially faster than the maximum pulse frequency of about 5 Hz, but substantially
slower than the switching frequency of 300 Hz. The sampled values are converted to
digital representations by converter 68 and supplied to the microprocessor. From this
succession of sampled values, the microprocessor computes the AC component of signal
106 and hence the AC component of the red-wavelength transmissivity.
[0040] In exactly the same way, the infrared signal channel 74 and microprocessor 72 cooperate
to determine the DC and AC components of the infrared transmissivity. All of these
values are substantially free of "dark current" or spurious DC components caused by
ambient light falling on detector 22, and hence no DC restoration or dark current
subtraction circuitry is required.
[0041] The microprocessor continually adjusts the power level of LED drives 23 and 25 and
the gains of amplifiers 54, 63 and 77 to keep the signal supplied to each analog to
digital converter within the operating range of the converter. For example, if the
values of the DC component received through converter 70 approach the upper bound
of the converter's range, the microprocessor will reduce the power level applied by
red LED drive 23. If the value of the red AC component drops below the operating range
of converter 68, the microprocessor will increase the gain of channel amplifier 63,
and so on. The microprocessor keeps track of these adjustments, and applies appropriate
multipliers to the values received from the analog to digital converters so as to
compensate for these adjustments. For example, when the gain of amplifier 63 is increased,
the microprocessor applies a correspondingly smaller multiplier to the values received
from converter 68. In this way, the microprocessor can determine the true values of
the AC and DC transmissivity components.
[0042] Microprocessor 72 is arranged to calculate the oxygen saturation of the blood within
fingertip 16 according to the formula:
Oxygen Saturation = AR² + BR + C
WHERE:

AC
R and DC
R are the AC and DC components, respectively, of the red transmissivity signal;
AC
IR and DC
IR are the AC and DC components respectively of the infrared transmissivity signal;
and
A, B and C are constants determined by empirical curve fitting in design of the system,
against the results of standard blood oxygen determinations.
[0043] The oxygen saturation calculated by microprocessor 72 is displayed on display unit
79. As will be appreciated, apparatus in accordance with the present invention may
also include other well known features commonly found in oximeters as, for example,
testing devices for checking operation of the system and devices for deriving information
concerning the presence or absence of a pulse and the pulse rate from one or both
of the pulsatile signals provided by channel amplifiers 63 and 77. For example, the
microprocessor can be programmed to detect peaks in the AC component of the red transmissivity
signal supplied by amplifier 63 by monitoring the sequence of digital representations
delivered through analog to digital converter 68. The pulse rate can be determined
from the times between successive peaks, whereas the presence or absence of a pulse
can be deduced from the occurrence or non-occurrence of peaks having at least a predetermined
magnitude. As used in this disclosure, the term "parameter of the blood" includes
information regarding the pulse as well as information regarding the level of a constituent
such as oxygen in the blood. Where the only parameter of the blood to be monitored
is the pulse, only one wavelength need be employed. Apparatus for this purpose may
include only one LED for one wavelength, and may also include only one signal processing
channel and only one LED drive.
[0044] The carrier frequency or frequencies utilized in systems according to this aspect
of the invention should desirably be well above the fundamental flicker frequencies
of the ambient lighting and yet below the principal electromagnetic interference frequencies
emitted by electrosurgery equipment and other equipment expected to be used with the
oximeter. Carrier frequencies in the range of about 4 kHz to about 30 kHz are preferred,
carrier frequencies between about 12 and about 24 kHz being more preferred.
[0045] Substantially the same method can be employed to monitor blood constituents other
than oxygen saturation, provided that variations in the constituent to be measured
cause variations in the optical transmissivity of the blood at different wavelengths.
The above noted formula can be generalized to constituents other than oxygen saturation
and to measurement of more than one constituent using more than two different wavelengths
as set forth in the aforementioned U.S. patent 4,407,290, the disclosure of which
is hereby incorporated by reference herein. As also disclosed in the '290 patent,
DC normalization techniques may be employed.
[0046] Figure 4 illustrates a portion of further apparatus according to the invention. In
this apparatus, front end amplifier 46′ has positive and negative input terminals.
The resonant circuit 47′ again includes an inductor 48′, capacitor 50′ and damping
resistor 52′. However, in this embodiment, the resonant circuit is connected in parallel
with the photodetector or photodiode 22′ across the positive and negative input terminals
of the amplifier. Photodiode 22′ is not biased, and operates in a photoamperic mode
at frequencies other than the carrier frequency. At the carrier frequency the photodiode
operates in the photovoltaic mode and the resulting voltage is amplified by amplifier
46′. In this arrangement as well, the inductor 48′ and capacitor 50′ serve to attenuate
signal components from diode 22′ at frequencies other than the carrier frequency.
Damping resistor 52′ may include a discrete resistor, the input impedance of amplifier
46 or both.
[0047] In the embodiments discussed above, the carrier frequency signal, and hence the curves
of amplitude versus time for power applied to the LED's and for light emitted by the
LED's, have square waveforms. Square waveforms are easy to generate with simple circuitry
incorporated in typical digital devices. A square waveform, however, includes significant
components at frequencies other than the fundamental frequency of the waveform. Therefore,
the square waveforms of the power applied to the LED's and the light emitted by the
LED's include significant components at harmonics of the carrier frequency. These
harmonic components are effectively blocked by the resonant circuit and hence contribute
nothing to the useful carrier frequency signal delivered to the front end amplifier
46. However, these harmonic components are included in the total power dissipated
in in the LED's and also contribute to the power radiated as light from the LED's
into the patient's body.
[0048] The total power which can be applied to the LED's may be limited by the heat dissipation
capacity of the LED's. Also, the power applied to the LED's may be limited by the
need to limit light radiation into the patient's body, as where the patient is a neonate
or other individual whose skin is extraordinarily sensitive.
[0049] Where limits on the power applied to the LED's pose a problem, this problem can be
alleviated by using a carrier frequency waveform which better approximates a sinusoid.
Thus, the carrier frequency waveform and the waveforms of the power applied to the
LED's and the light emitted by the LED's may be sinusoidal, which essentially eliminates
the useless components at the harmonics included in the square waveform. Alternately,
these waveforms may be triangular. The triangular waveform has a significantly lower
content of harmonics than does the square waveform. Conventional waveform generation
circuitry, well known to those skilled in the art, may be used to generate either
the sinusoidal or triangular waveforms, and such conventional circuitry can be incorporated
in the carrier frequency generator or in the LED drives. Alternately, the harmonics
incorporated in a square or other waveform generated by the LED drives can be blocked
by an inductive-capacitive resonant circuit interposed between each LED drive and
the associated LED. Preferably, any such additional resonant circuit would be damped.
[0050] In the embodiments discussed above, bursts of red and infrared light are provided
in alternating sequence with each burst following immediately after the preceding
burst to provide substantially continuous illumination. In a further embodiment, the
timing means may be arranged to deactivate both the red and infrared LED's so as to
provide dark intervals interspersed in the sequence of red and infrared bursts. Appropriate
means may be provided for sampling the signal from passive resonant circuit 47 (Fig.
1) as by sampling the amplified signals from intermediate amplifier 54. Desirably,
any such dark interval sampling is delayed until after lapse of a suitable delay time
from the start of the dark interval. The delay tine is selected so that the resonant
circuit comes substantially to equilibrium before the dark interval samples are taken.
In this equilibrium condition, the modified photodetector signal provided by the resonant
circuit consists entirely of interference components within the pass band of the resonant
circuit. The microprocessor may be arranged to test the sampled signals and provide
an error message on the display unit if the sampled signals during the dark intervals
exceed a predetermined threshold. This error condition will occur in the presence
of interference, such as radio frequency interference from electrosurgical devices
at the carrier frequency. The dark intervals need not be provided on every cycle of
the switching waveform. Rather, the time between successive dark intervals need only
be short enough to provide the error signal promptly when interference occurs.
[0051] As numerous variations and combinations of the features described above can be utilized
without departing from the present invention, the foregoing description of the preferred
embodiments should be taken by way of illustration rather than by way of limitation
of the invention as set forth in the claims.
1. Apparatus for monitoring a parameter of the blood within a body structure 16
characterised by:
(a) illumination means 18, 20 for emitting light at at least one wavelength and directing
the emitted light through said body structure 16;
(b) photodetector means 22 for detecting light from said illumination means 18, 20
transmitted through said body structure 16 and producing at least one photodetector
signal representing the intensity of said detected light;
(c) carrier frequency means 24 for varying the amplitude of the light emitted by said
illumination means 18, 20 at at least one carrier frequency whereby said at least
one photodetector signal will include at least one component at said at least one
carrier frequency bearing information relating to the optical transmissivity of said
body structure 16 at said at least one wavelength;
(d) modification means 47 for modifying said at least one photodetector signal to
increase the ratio of said at least one carrier frequency component relative to other
components and thereby provide at least one modified signal;
(e) amplification means 46 for amplifying each said modified signal to provide at
least one amplified signal; and
(f) interpretation means 56, 58; 62, 76 for determining said parameter of the blood
in said body structure from said at least one amplified signal.
2. Apparatus as claimed in claim 1 characterised in that said modification means 47 includes means for attenuating components other than said
at least one carrier frequency component in each said photodetector signal.
3. Apparatus as claimed in Claim 1 characterised in that said modification means includes at least one passive resonant circuit 47 having
a resonant frequency substantially equal to each said carrier frequency.
4. Apparatus as claimed in claim 3, characterised in that said illumination means 18, 20 includes means for emitting light at a plurality of
wavelengths and said interpretation means 56, 58; 62, 76 includes means for determining
the level of a constituent of the blood.
5. Apparatus as claimed in Claim 4 characterised in that said carrier frequency means 24 includes means for varying the amplitude of light
at all of said plurality of wavelengths emitted by said illumination means 18, 20
at a single carrier frequency, said modification means 47 includes a single passive
resonant circuit having a resonant frequency substantially equal to said single carrier
frequency, said amplification means 46 includes means for amplifying said modified
signal from said single resonant circuit to provide a single amplified signal.
6. Apparatus as claimed in Claim 5 characterised by timing means 28 for actuating said illumination means 18, 20 to emit light of each
of said plurality of wavelengths at different times according to a predetermined time
division schedule so that different times are associated with different wavelengths,
said interpretation means 56, 58; 62, 76 including means for recovering information
relating to the optical transmissivity of said body structure 16 at each said wavelength
from those portions of said amplified signal occurring during the times associated
with that wavelength.
7. Apparatus as claimed in claim 6 characterised in that said single resonant circuit 47 is damped.
8. Apparatus as claimed in Claim 7 characterised in that said timing means 28 includes means for providing bursts of light having said different
wavelengths in alternating sequence at a predetermined switching frequency lower than
said carrier frequency and wherein said interpretation means includes means for rejecting
portions of said amplified signal occurring during the first portion of each such
burst.
9 Apparatus as claimed in claim 8 characterised in that said timing means 28 is arranged to provide said bursts in immediate succession so
that a burst of one wavelength follows immediately after a burst of another wavelength.
10. Apparatus as claimed in Claim 9 characterised in that said means for rejecting includes means 56, 58 for sampling said amplified signal
during each said burst from said illumination mens 18, 20 only after a predetermined
delay time has elapsed after the start of the burst, to provide a sampled signal,
said interpretation means including means for recovering said information from said
sampled signal.
11. Apparatus as claimed in claim 10 characterised in that said means for recovering information from said sampled signal includes separate
signal processing channels 60, 74 associated with each of said wavelengths, said sampling
means 56, 58 including means for directing samples of said amplified signal taken
during each said burst to the channel 60, 74 associated with the wavelength of such
burst.
12. Apparatus as claimed in claim 11 characterised in that said sampling means 56, 58 includes separate means for sampling said amplified signal
during bursts of each said wavelength.
13. Apparatus as claimed in claim 11 characterised in that each said signal processing channel 60, 74 includes low-pass filter means 65, 81
for eliminating components at and above said switching frequency from the sampled
signal in such channel to provide a filtered signal.
14. Apparatus as claimed in claim 13 characterised in that said interpretation means includes means for capturing the DC and AC components in
said filtered signal in each said channel 60, 74 and interpreting said DC and AC components
as the DC and AC components respectively, of the transmissivity of said body structure
associated with that channel.
15. Apparatus as claimed in claim 3, characterised in that said photodetector means 22 includes a photoelectric element having an output node
38 connected to said amplification means 46 and said at least one passive resonant
circuit 47 includes an inductor 48 and a capacitor 50 connected in parallel to said
output node 38.
16. Apparatus as claimed in claim 15 characterised in that said photoelectric element includes a photoconductive diode.
17. Apparatus as claimed in claim 16 characterised by bias means for supplying a bias voltage to said photoconductor.
18. A method of monitoring a parameter of the blood within a body structure
characterised by the steps of:
(a) emitting light at at least one wavelength while varying the amplitude of the emitted
light at at least one carrier frequency and directing the emitted light through the
body structure;
(b) detecting light transmitted through the body structure and producing at least
one photodetector signal representative of the detected light and having at least
one component at each said carrier frequency;
(c) modifying said at least one photodetector signal to increase the ratio of said
at least one carrier frequency component to other components and thereby provide at
least one modified signal;
(d) amplifying said at least one modified signal to provide at least one amplified
signal; and
(e) determining said parameter from said at least one amplified signal.
19. A method as claimed in claim 18 characterised by said step of modifying said at least one photodetector signal includes the step of
attenuating components in each said photodetector signal at frequencies other than
said at least one carrier frequency.
20. A method as claimed in claim 18 characterised in that said amplifying step includes the step of passing said photodetector signal to an
input node of an amplifier, and said attenuating step includes the step of maintaining
a passive circuit resonant at said at least one carrier frequency in parallel with
said amplifier input node.
21. A method as claimed in claim 18 characterised in that said parameter is the level of a constituent in the blood and said light emitting
step includes the step of emitting light at a plurality of wavelengths.