[0001] This invention relates to a process for producing a layer of transparent electrically
conductive zinc oxide on a substrate in which process a precursor for the zinc oxide
is thermally decomposed. The invention also relates to an improved layer of transparent
electrically conductive zinc oxide which can be produced by the process. Such layers
are alternatively called "thin films".
[0002] Electrically conductive zinc oxide is a non-stoichiometric oxide of zinc in which
the atomic ratio of zinc to oxygen is other than 1:1, usually being 1:0.7 to 0.97.
The conductivity of the oxide may be improved by adding dopants such as indium, aluminium
or terbium in amounts of from for example 0.05 to 0.6at% (atomic %). Layers of non
stoichiometric zinc oxide find uses in the reflection of heat, the protection of materials
from ultraviolet light, the detection of oxidising or reducing gases and the dissipation
of static electricity, in luminescent devices, display devices, transparent heating
elements, transducers, thermionic convertors and as optical wave guides and active
or passive elements in photovoltaic or photo-electrochemical cells. Most of these
uses require the layer of zinc oxide to extend over a large area and to be free from
major variations in optical, electrical and/or structural properties.
[0003] Layers of non-stoichiometric zinc oxide on substrates have been produced by processes
such as chemical vapour deposition, vacuum deposition or sputtering but engineering
limitations make such processes unsuitable for the deposition of zinc oxide over large
areas of substrate. The processes are also slow and expensive to perform. An alternative
process in which a precursor for zinc oxide is pyrolysed was described by Major et
al in "Thin Solid Films" volume 108 pages 333 to 340, 1983. Major et al spray an alcoholic
aqueous solution of zinc acetate and indium chloride onto a hot glass substrate where
heat conducted from the substrate causes the alcoholic aqueous solvent to evaporate
leaving a residue which pyrolyses to produce a layer of non stoichiometric zinc oxide
doped with indium. Attempts to produce large areas of zinc oxide result in layers
which show unacceptably wide variations in optical, electrical and structural properties
so that the process has only been used to produce small areas (less than 70mm by 25mm)
of zinc oxide. Even then, the layers produced show major variations in thickness.
For example a layer intended to have a thickness of 0.2µm can show variations of ±
0.1µm. The process is also slow to perform taking as long as 45 minutes or more to
produce a layer of 0.2µm nominal thickness.
[0004] An object of this invention is to provide an improved process for producing a layer
of transparent electrically conductive zinc oxide on a substrate and especially a
process suitable for use over larger areas of substrate. Another object is to provide
an improved zinc oxide. Objects of refinements of the invention include the provision
of a process which is quicker to perform and the provision of layers of transparent
conductive zinc oxide which have less variation in thickness and/or improved optical,
electrical or structural properties.
[0005] Accordingly this invention provides a process for providing a layer of transparent
electrically conductive zinc oxide on a substrate in which a solution (in a preferably
polar solvent) of a thermally decomposable precursor for the zinc oxide is converted
to droplets, the droplets are heated to evaporate the solvent and the substrate is
heated to a temperature high enough to decompose the precursor wherein the process
also comprises
a) subjecting the droplets to radiant heating to evaporate the solvent without the
solvent coming into contact with the substrate or the zinc oxide layer and to leave
a particulate residue and
b) causing the residue to contact the heated substrate or layer of zinc oxide being
produced on the substrate.
[0006] It is probable that zincic material from the residue sublimes and adsorbs onto the
surface of the substrate or the layer of zinc oxide and undergoes surface diffusion
and pyrolysis leading to the nucleation of a growing layer of zinc oxide.
[0007] Such use of radiant heating to evaporate the solvent before it reaches the substrate
or layer of zinc oxide has been found to permit the achievement of a much more uniform
temperature in the substrate, in the residue and in the layer of zinc oxide as it
grows on the substrate. This in turn allows the layer to be produced over much larger
areas of substrates, for example areas of over 100mm by 100mm.
[0008] Temperature uniformity at the surface of the substrate or zinc oxide layer and in
sublimed material close to the substrate is further enhanced by using radiant heating
to heat the substrate thereby ensuring a rapid and steady transfer of heat. This is
important in promoting a highly uniform pyrolysis of the precursor and growth of the
layer. In particular it promotes nucleation of the crystalline structure of the growing
layer. The temperature of the substrate is preferably from 350 to 450°C.
[0009] The preferred method for converting the solution into droplets is to expel the solution
under pressure through an aperture. Generally a solution pressure of from 15 to 35
bar is suitable and a convenient aperture comprises an elliptical orifice having a
major diameter of from 50 to 200µm. Preferably the orifice is located about 200 to
400mm above the substrate.
[0010] It is also preferred to use a stream of non-oxidising (preferably inert) carrier
gas to assist in conveying the droplets from the aperture towards the substrate. This
is conveniently arranged by causing the carrier gas under a positive pressure (preferably
0.5 to 2 bar above atmospheric) to issue from a gas outlet or series of outlets located
around the aperture so that the droplets are exposed to a curtain of carrier gas as
soon as they emerge from the aperture. The stream of carrier gas merges with the stream
of droplets causing a reduction in their size and a reduction in the number of collisions
between droplets. The use of the carrier gas therefore creates a finer and more uniform
stream of droplets which in turn leads to a finer residue and a more uniform growth
of the layer. The stream of carrier gas can also be used to control the speed of the
droplet stream. The preferred carrier gas is nitrogen.
[0011] The stream of droplets may be heated by passing the stream between a pair of optical
heating elements. The elements may be a pair of commercially available tungsten halogen
heating tubes of 500 to 1500 watts positioned horizontally each at about 40 to 140mm
either side of the stream.
[0012] Preferred precursors have a melting point of from 120 to 350°C (especially 220 to
300°C) and of course they must be soluble in a (preferably polar) solvent. The concentration
of the precursor is preferably 0.05 to 0.2 molar. The preferred precursor is zinc
acetate but zinc chloride may be used. A pyrolisable soluble salt of a dopant may
be added to the solution, for example indium chloride, aluminium nitrate or terbium
chloride. Generally indium is the preferred dopant.
[0013] The polar solvent preferably has a boiling point of from 60 to 115°C at 1 bar and
may be for example water or an alcohol such as methanol or isopropanol. Mixtures of
water and alcohol are preferred because they have been found to control the oxidation
of the residue and thereby improve conductivity. The mixture is preferably made by
mixing one volume of water with from 2 to 4 volumes of alcohol. It is preferred to
acidify an alcoholic solvent slightly to achieve for example a pH of about 4 to 6.
[0014] It is preferred to impart a trochoidal motion to the substrate in order to optimise
the uniformity of thickness of the layer of zinc oxide. Generally the substrate is
subjected to a reciprocating movement of amplitude 50 to 150mm on which is superimposed
an eccentric rotational motion having a radius of eccentricity of from 15 to 50mm.
[0015] An important feature of the process of this invention is the large number of variables
which can be adjusted to control the process. Variables which can be adjusted are
the flow rate of the solution to the aperture, the intensity of the heating applied
to the droplets or to the substrate and also material close to the substrate, the
distance between the substrate and the aperture from which the droplets emerge, the
pressure of the solution and hence the rate at which droplets emerge from the aperture,
the pressure of the carrier gas and hence the speed of the stream of droplets, the
concentration of the precursor in the solvent and the composition of the solvent and
hence its volatility. These factors are easily adjusted to ensure that solvent evaporates
in transit from the aperture towards the substrate and before it contacts the substrate
or zinc oxide layer. They can also be adjusted to optimise the growth rate of the
layer. Usually a layer of 2.0µm thick can be grown in less than 20 minutes with a
variation in thickness over an area of 100mm by 100mm of less than 0.05µm.
[0016] The electrical properties of the layers (especially undoped layers) may be improved
further by annealing under a non-oxidising atmosphere. For example annealing may be
carried out by heating the layer to a temperature of from 390 to 500°C (preferably
390 to 430°C) for a period of up to 20 minutes. Annealing is preferably performed
for at least 5 minutes but little advantage has been gained by annealing for more
than 15 minutes. Annealing does not significantly affect the structural properties
or optical properties in the visible wavelengths but transmission of infra red wavelengths
was reduced.
[0017] The process of this invention can be used to produce a layer of non stoichiometric
zinc oxide having a crystalline structure which grows in a direction preferred for
the achievement of improved optical and electrical properties and which probably arises
because of nucleation of the growing layer by material diffusing in the layer. Accordingly
this invention provides supported on the surface of a substrate a layer of transparent
electrically conductive zinc oxide having a crystallite structure in which the ratio
of zinc to oxygen atoms is from 1:0.8 to 1:0.97, in which the zinc oxide has a characteristically
hexagonal structure and in which the crystallites are ordered such that their (0002)
planes lie predominantly parallel to the surface of the substrate which is to say
that their "c" axes are perpendicular to that surface. It has been found that the
presence of dopant in the zinc oxide does not significantly affect the hexagonal structure
but changes the preferred orientation such that the (1120) planes of the crystallites
lie predominantly parallel to the surface of the substrate which is to say their "c"
axes are inclined at 20°C from the normal to the substrate. A predominant orientation
of the (0002) or (1120) planes can be detected using reflection high energy electron
diffraction (RHEED). The predominantly orientated structure produces a diffraction
pattern consisting of a plurality of concentric semicircles each defined by several
discontinuous arcs whereas the unorientated structure produces similarly concentric
semicirles but each is defined by one continuous arc. RHEED may be performed according
to the method described by G J Russell in "Progress in Crystal Growth and Characterisation",
volume 5, 1985 pages 291 to 391, the contents of which are herein incorporated by
reference. Layers up to 1.6 µm in thickness usually have optical transmissions for
visible light (wavelenth 450 to 630nm) of over 85% and transmissions of up to 90%
are often achievable in thicknesses of 0.39 to 1µm with reflection factors for the
same spectral range of only 2 to 5%.
[0018] Layers 1.0µm thick and doped with 2 at % indium were obtained with resistivities
of 5 x 10⁻³ ohm.cm or better and sheet resistances of under 300 ohm/square. These
could be further improved by annealing to values as low as 1 x 10⁻³ ohm.cm and 30
ohm/square using optimised conditions. Annealed undoped layers tend to have resistivities
of 10⁻¹ to 10⁻² ohm.cm and sheet resistances of from 200 to 300 ohm/square at thicknesses
of 1.0µm.
[0019] The invention is further illustrated by the following preferred embodiment described
with reference to the drawings in which
Figure 1 is a diagrammatic representation of apparatus suitable for performing a process
according to this invention and Figure 2 is an underneath plan view of the nozzle
arrangement in the apparatus.
[0020] Figure 1 shows a nozzle 1 comprising a conical orifice 2 whose sides are inclined
35° to the vertical. Orifice 2 is elliptical in cross-section as shown in Figure 2
and the major internal diameter of the ellipse at the base of nozzle is 80µm. Nozzle
1 is located within a chamber 3 which defines an annular outlet 4 surrounding orifice
2. The clearance between nozzle 1 and chamber 3 is 3mm.
[0021] A solution of precursor for zinc oxide is conveyed under pressure into nozzle 1 by
pipe 5 whereupon the pressure gradient across orifice 2 converts the solution into
droplets 6a and expels them towards glass substrate 8 located 300mm below nozzle 1.
The flow rate of solution along pipe 5 can be adjusted by means of a valve 7. Non-oxidising
gas is pumped under positive pressure through pipe 9 into chamber 3 whence it issues
(as indicated by arrows A) via outlet 4 forming a curtain around the droplets 6a.
Gas from the curtain merges with the stream of droplets 6a and reduces their size
to form smaller droplets 6b. Droplets 6b pass through beams of radiant heat indicated
by arrows B which heats them directly and very rapidly. The beams are emitted by opposed
commercial 750 watt tungsten-halogen heating tubes 11, each 150mm long and positioned
horizontally 150mm from the centre of the stream of droplets. The process variables
(especially the solution flow rate) are adjusted to ensure that the solvent content
of the droplets evaporates before reaching substrate 8 leaving a shower of fine particles
of residue 12 to fall towards substrate 8 thereby avoiding any localised chilling
caused by solvent evaporating from a solid surface.
[0022] Substrate 8 is supported on a transparent ceramics domestic cooker hob 13 which is
subjected to trochoidal motion in a horizontal plane to improve the uniformity of
the deposition. The troichoidal motion consists of a reciprocating motion having an
amplitude of 100mm on which is superimposed an eccentric rotational motion having
a radius of eccentricity of 30mm. Substrate 8 and hob 13 are heated directly and rapidly
by radiant heat (indicated by arrows C) from an array of four 450 watt domestic tungsten
halogen heating lamps 14. A layer of transparent electrically conductive zinc oxide
15 grows on glass substrate 7 and as it grows, it too is heated directly and rapidly
by lamp 14.
[0023] The invention is further illustrated by Examples 1 and 2.
EXAMPLE 1
[0024] A precursor solution was made by forming a 0.1M solution of zinc acetate in a mixture
of alcohol and water made by mixing 3 volumes of isopropyl alcohol with 7 volume of
water. The pH of the solution was adjusted to 5 by adding acetic acid.
[0025] A glass substrate was placed on the ceramics hob of the apparatus shown in Figure
1 and then both substrate and hob were heated to 390°C. During performance of the
process the temperature of the substrate was monitored and maintained at a steady
390°C. When the substrate had reached a steady temperature, nitrogen gas under a pressure
of 1.5 bar was pumped into the chamber followed by delivery of the precursor solution
to the nozzle under a steady pressure of 21 bar. The solution was then converted to
droplets by its passage through the orifice and the flow rate of the solution was
adjusted using the valve so as to ensure that the solvent in the droplets evaporated
before reaching the substrate so as to create a particulate residue and also to ensure
that the residue sublimed just before reaching the substrate. The flow rate was adjusted
within the range 25 to 30ml/min. A nucleated layer 100mm by 100mm and 0.39µm thick
of transparent electrically conductive zinc oxide was grown on the substrate to which
it was found to adhere well.
[0026] The layer was next annealed by heating it to a temperature of 400°C for 15 minutes
in an atmosphere of equal partial pressures of hydrogen and nitrogen. On cooling,
the layer was found to have a hexagonal crystalline structure with (0002) planes predominantly
orientated parallel to the surface of the substrate. The layer had an optical transmission
to visible light of 90%, a reflectance of up to 6%, a resistivity of 10⁻² ohm.cm,
a sheet resistance of 300 ohm/square, a free electron carrier concentration of 10¹⁹/cm³
and an electron mobility value of 30cm²/V sec.
EXAMPLE 2
[0027] The procedure of Example 1 was repeated except that the precursor solution also contained
enough indium chloride to produce a zinc oxide containing 2 at.% of indium as a dopant.
[0028] A layer was obtained which had a thickness of 1.6µm and had the hexagonal structure
but with (1120) planes predominantly parallel to the surface of the substrate. Again
the optical transmission was 90% with a reflectance of about 8%. Before annealing
the resistivity of the layer was 10² ohm.cm, the sheet resistance was 100ohm/square,
the free electron carrier concentration was 10²⁰/cm and the mobility was from 1 to
2 cm²/V sec. After annealing, resistivity fell to 5 x 10⁻⁴ ohm.cm, sheet resistance
to 30 ohm/square whilst mobility rose to over 10cm²/Vsec. Carrier concentration did
not change significantly.
[0029] Layers produced according to Examples 1 and 2 could be applied to areas of 100mm
by 100mm with variations in thickness of less than ±0.05µm and to areas of 150mm by
150mm with variations of less than ± 0.1µm. They adhered well to glass and had abrasion
resistance comparable with that of other transparent conductive oxide layers.
1. A process for providing a layer (15) of transparent electrically conductive zinc
oxide on a substrate (8) in which a solution of a thermally decomposable precursor
for the zinc oxide is converted to droplets (6a 6b), the droplets (6b) are heated
to evaporate the solvent and the substrate is heated to a temperature high enough
to decompose the precursor wherein the process also comprises
a) subjecting the droplets to radiant heating (10) to evaporate the solvent without
the solvent coming into contact with the substrate or the zinc oxide layer and to
leave a particulate residue (12) and
b) causing the residue to contact the heated substrate or layer of zinc oxide being
produced on the substrate.
2. A process according to Claim 1 wherein the heating is sufficient to cause the residue
to sublime before it reaches the surface of the substrate or layer of zinc oxide.
3. A process according to Claim 1 wherein the substrate is heated by means of radiant
heating (14).
4. A process according to Claim 3 wherein the substrate is heated to 350 to 450°C.
5. A process according to any one of the preceding Claims wherein the solution is
converted to droplets by expulsion under pressure through an aperture (2).
6. A process according to Claim 5 wherein a stream of a non oxidising carrier gas
is caused to issue from at least one outlet (4) located around the aperture and is
allowed to merge with the droplets expelled from the aperture.
7. A process according to any one of the preceding Claims in which the layer of zinc
oxide produced is subjected to an annealing process by heating the layer to 390 to
500°C for at least 5 minutes under a non-oxidising atmosphere.
8. A process according to Claim 7 wherein the non-oxidising atmosphere comprises a
mixture of hydrogen and nitrogen.
9. Supported on the surface of a substrate (8), a layer (15) of transparent electrically
conductive zinc oxide having a crystallite structure in which the ratio of zinc to
oxygen atoms is from 1:08 to 1:0.97 and in which the zinc oxide has a characteristically
hexagonal crystalline structure and in which the crystallites are ordered such that
their (0002) planes lie predominantly parallel to the surface of the substrate.
10. Supported on the surface of a substrate (8) a layer (15) of transparent electrically
conductive doped zinc oxide having a crystallite structure in which the ratio of zinc
to oxygen atoms is from 1:08 to 1:0.97, in which the dopant comprises 0.05 to 0.6
at % of indium, aluminium or terbium, in which the zinc oxide has a characteristically
hexagonal crystalline structure and in which the crystallites are ordered such that
their (1120) lie predominantly parallel to the surface of the substrate.