Background of the Invention
Field of the Invention
[0001] The present invention relates to a fixation device for a spinal column. In particular,
the present invention relates to a fastener for connecting a member which extends
between vertebrae to one of the vertebrae.
Description of the Prior Art
[0002] Surgically implantable fixation devices for connecting vertebrae of a deformed or
degenerated spinal column are known. U.S. Patent No. 4,648,388 discloses one such
fixation device for interconnecting at least a pair of vertebrae of a spinal column.
The fixation device includes an elongate rod connected with the vertebrae. A screw
is threaded into a vertebra and has a portion extending from the vertebra. A clamp
is placed on the portion of the screw extending from the vertebra. The clamp has a
contractable opening for receiving a portion of the rod. A nut is threaded onto the
screw against the clamp to contract the opening of the clamp around the portion of
the rod. Friction and/or a mechanical interlock between the clamp and the portion
of the rod prevents movement of the rod relative to the clamp and screw and, thus,
the vertebra.
[0003] German Patent No. 26 49 042 discloses a screw having a threaded portion for connection
with a vertebra. The screw has an intermediate portion fixed to the threaded portion
and a pair of legs extending from the intermediate portion. The intermediate portion
and pair of legs define a cavity in the screw for receiving a portion of a threaded
rod. A pair of nuts are threaded onto the rod and engage the screw from axially opposite
directions. The nuts are tightened against the screws to block movement of the rod
relative to the screw.
Summary of the Invention
[0004] The present invention is directed to a spinal column fixation device including a
fastener and a connecting member in the form of an elongate rod. The fastener includes
a screw having a threaded portion for connection with a vertebra of the spinal column
and a bight portion fixed to the threaded portion of the screw. A pair of spaced apart
and resiliently deflectable legs extend from the bight portion. The pair of legs and
the bight portion have surfaces which define a cavity in the screw for receiving a
portion of the rod. A cap has a cavity for receiving the pair of legs of the screw
and is retained on the pair of legs to block relative movement between the rod and
the screw.
[0005] A respective projection extends transversely from each one of the pair of legs in
opposite directions. The projections are received in the cavity in the cap to block
movement of the cap relative to the screw in a direction transverse to the direction
in which the rod extends. The cavity in the cap has a width slightly smaller than
the width between the outermost extent of the projections to deflect the pair of legs
relatively toward one another when the projections are received in the cavity in the
cap. Deflection of the legs toward one another clamps the rod between the pair of
legs and the bight portion. The cap also has a recess extending from the cavity for
receiving an end portion of one of the pair of legs to block movement of the cap relative
to the screw in a direction substantially parallel to the longitudinal central axis
of the rod.
[0006] In another embodiment of the present invention, the rod has a first portion with
a cross section taken in a plane extending perpendicular to the longitudinal central
axis of the rod of a first width. The rod also has a second portion with a cross section
taken in a plane extending perpendicular to the longitudinal central axis of the rod
of a second width which is greater than the first width. A surface of the screw projects
into a recess defined by the first portion of the rod and engages the second portion
of the rod to block movement of the rod relative to the screw in a direction substantially
parallel to the longitudinal central axis of the rod.
Brief Description of the Drawings
[0007] Further features of the present invention will become apparent to those skilled in
the art to which the present invention relates from reading the following specification
with reference to the accompanying drawings, in which:
Fig. 1 is a view of a pair of fixation devices according to the present invention
connected to a portion of a spinal column;
Fig. 2 is a view of one of the fixation devices of Fig. 1 connected to the portion
of the spinal column, taken approximately along line 2-2 in Fig. 1;
Fig. 3 is an enlarged cross sectional view of the fixation devices of Fig. 1 connected
to a vertebra, taken approximately along line 3-3 in Fig. 1;
Fig. 4 is an enlarged exploded cross sectional view of a portion of one of the fixation
devices of Fig. 3;
Fig. 5 is a view of a cap of the fixation device of Fig. 4, taken approximately along
line 5-5 in Fig. 4;
Fig. 6 is a side view of the fixation device of Fig. 4, taken approximately along
line 6-6 in Fig. 4;
Fig. 7 is a view similar to Fig. 4 illustrating the parts in different positions;
Fig. 8 is a view of a fixation device according to another embodiment of the present
invention;
Fig. 9 is a view of a rod of the fixation device of Fig. 8;
Fig. 10 is an enlarged exploded view of the fixation device of Fig. 8, taken approximately
along line 10-10 in Fig. 8; and
Fig. 11 is a cross sectional view of a screw of the fixation device of Fig. 10, taken
approximately along line 11-11 in Fig. 10.
Description of Preferred Embodiments
[0008] A pair of surgically implantable fixation devices 20 (Fig. 1) connect together vertebrae
V of a human spinal column S and maintain the vertebrae in a spaced relationship.
Each fixation device 20 includes an elongate rod 22 and a plurality of fasteners 24
connecting the rod with the vertebrae V. It will be apparent that the rod 22 may be
of that different lengths and that different numbers of fasteners 24 may be used to
connect together more or less than the four vertebrae V which are connected together
in Figs. 1 and 2.
[0009] In a first embodiment of the present invention, each rod 22 has a longitudinal central
axis A (Fig. 4) and a generally circular cross section which is relatively constant
for the length of the rod. The ends 32 (Figs. 1 and 2) of the rod 22 are hemispherical.
The rod 22 is made of a material which is compatible with human tissue, such as surgical
grade titanium or stainless steel. The rod 22 is relatively rigid but is bendable
to conform to a desired curvature of the spinal column S, as illustrated in Fig. 2.
The length of each rod 22 is selected to be sufficiently long enough to span the distance
of the desired number of vertebrae V to be connected together.
[0010] Each fastener 24 connects the rod 22 with one of the vertebrae V. Each fastener 24
includes a screw 42 (Figs. 3 and 4) and a cap 44. The screw 42 is made of a material
that is compatible with human tissue such as surgical grade stainless steel. The screw
42 includes a threaded portion 52 for threaded connection with a pedicle P of a vertebra
V, as illustrated in Fig. 3. One axial end portion 54 of the threaded portion 52 is
pointed. When the screw 42 is rotated about its longitudinal central axis B in an
opening in the vertebra V, the threaded portion 52 advances the screw 42 into the
vertebra, as is known. The screw 42 may be rotated about its longitudinal central
axis B by a known open end wrench (not shown).
[0011] The screw 42 also includes a head 62 which extends from and is fixed to the other
axial end of the threaded portion 52. The head 62 includes a bight portion 64 located
adjacent the threaded portion 52. A pair of resilient deflectable legs 66, 68, (Fig.
4) extend from the bight portion 64 of the screw 42 in a direction generally parallel
to the longitudinal central axis B (Fig. 3) of the screw. However, it will be apparent
that the screw 42 can be formed so the legs 66, 68 extend at an angle relative to
the longitudinal central axis of the screw.
[0012] A cavity 82 (Fig. 4) is formed in the screw 42 between the bight portion 64 and facing
surfaces 86, 88 of the pair of legs 66, 68, respectively. A portion of the rod 22
is receivable in the cavity 82 in the screw 42, as illustrated in Fig. 4. The cavity
82 in the screw 42 has a width 92 which is substantially equal to the diameter 94
of the cross section of the rod 22 taken in a plane extending perpendicular to the
longitudinal central axis A of the rod. The portion of the rod 22 received in the
cavity 82, thus, engages the bight portion 64 and the facing surfaces 86, 88 of the
pair of legs 66, 88.
[0013] A projection 96, 98 extends transversely outwardly from each one of a pair of legs
66, 68, respectively. The projections 96, 98 extend in a direction away from one another.
Each projection 96, 98 has a cam surface 102 located adjacent the end of the screw
42. Each projection 96, 98 also has a retaining surface 104 facing in a direction
away from the cam surface 102. Each projection 96, 98 extends substantially the entire
length 112 of the head 62 of the screw 42, as illustrated in Fig. 6.
[0014] The cap 44 is retained on the screw 42 to keep the rod 22 within the cavity 82 of
the screw. The cap 44 has a generally C-shaped cross section, as illustrated in Fig.
4, and is deflectable to the configuration illustrated in Fig. 7. The cap 44 is made
from a material which is compatible with human tissue, such as a surgical grade stainless
steel. The length 132 (Fig. 6) of the cap 44 is greater than the length 112 of the
head 62 of the screw 42. An interior surface 142 (Fig. 4) of the cap 44 defines a
cavity 144 in the cap. The pair of legs 66, 68 on the screw 42 are receivable in the
cavity 144 in the cap 44.
[0015] The cap 44 is manually forced onto the pair of legs 66, 68 of the screw 42 toward
the bight portion 64 of the screw in the direction indicated by the arrow 156 (Fig.
7). The cap 44 may be held manually when it is forced onto the screw or may be held
by a suitable tool (not shown). The cap 44 has a pair of angled end surfaces 152 located
at the entrance to the cavity 144 in the cap. Each angled end surface 152 engages
a respective cam surface 102 of the projections 96, 98 as is illustrated in Fig. 7,
to deflect the pair of legs 66, 68 of the screw 42 toward one another and end portions
154 of the cap 44 away from one another and to expand the opening to the cavity 144
so the cap can receive the pair of legs.
[0016] As the cap 44 is forced further onto the pair of legs 66, 68 of the screw 42, from
the position illustrated in Fig. 7 to the position illustrated in Fig. 3, the retaining
surfaces 104 of the projections 96, 98 enter the cavity 144 in the cap. The retaining
surfaces 104 engage surfaces 158 of the cavity 144 adjacent the opening to the cavity
144. During movement of the cap 44 from the position illustrated in Fig. 7 to the
position illustrated in Fig. 3, the pair of legs 66, 68 resiliently deflect away from
one another and the end portions 154 of the cap resiliently deflect toward one another.
The retaining surfaces 104 engage the surfaces 158 of the cavity 144 to resist removal
of the cap 44 from the legs 66, 68 of the screw 42 in a direction substantially parallel
to the direction the legs extend. The cap 44, thus, retains the rod 22 within the
cavity 82 in the screw 42 to block the rod from moving relative to the screw in a
direction transverse to the longitudinal central axis A of the rod.
[0017] The width 162 (Fig. 4) of the cavity 144 in the cap 44 is slightly smaller than the
width 164 across the outermost extent of the projections 96, 98. Thus, the pair of
legs 66, 68 are maintained slightly deflected toward one another, as illustrated in
Fig. 3, from the free state of their initial position illustrated in Fig. 4. The slight
deflection of the pair of legs 66, 68 presses the rod 22 against the bight portion
64 of the screw 42. Thus, the head 62 of the screw 42 clamps about the portion of
the rod 22 received in the cavity 82 in the screw 42. Friction between the head 62
of the screw 42 and the rod 22 prevents rotation of the rod in the cavity 82 of the
screw and axial movement of the rod relative to the screw in a direction substantially
parallel to the longitudinal central axis A of the rod.
[0018] The cap 44 has a pair of elongate recesses 172 (Figs. 4-7) extending into the cap
44 from the cavity 144. The length of the recesses 172 is less than the length 132
(Fig. 6) of the cap 44 and slightly greater than the length 112 of the head 62 of
the screw 42. The recesses 172 are centered lengthwise in the cap 44, as viewed in
Figs. 5 and 6. An end portion 174 (Figs. 4, 6 and 7) of each of the pair of legs 66,
68 of the screw 42 is receivable in a respective recess 172 in the cap 44. End surfaces
182 of the end portions 174 of the legs 66, 68 are engageable with end surfaces 184
of the recesses 172 to block movement of the cap 44 relative to the screw 42 in a
direction substantially parallel to the longitudinal central axis A of the rod 22
when the rod is received in the cavity 82 in the screw.
[0019] In a second embodiment of the present invention, a fixation device 202 (Fig. 8) includes
a modified rod 212 receivable in a cavity 214 (Fig. 10) in a modified screw 216. The
fixation device 202 (Fig. 8) connects together vertebrae of a spinal column to maintain
the vertebrae in a spaced relationship. A cap 222, which is identical to the cap 44
described above for the first embodiment, is receivable on the screw 216. The fixation
device 202 provides increased resistance to movement of the rod 212 relative to the
screw 216 in a direction substantially parallel to the axis C of the rod.
[0020] The rod 212 has an undulating exterior surface, as viewed in Figs. 8 and 9. The rod
212 has a first portion 232 with a circular cross section of a first diameter 234
taken in a plane perpendicular to the longitudinal central axis C of the rod. The
rod 212 has a second portion 242 with a circular cross section taken in a plane perpendicular
to the longitudinal central axis C of the rod of a second diameter 244. The second
diameter 244 is greater than the first diameter 234. The rod 212 is made up of a plurality
of identical sections having the first portion 232 and the second portion 242 alternating
and extending axially in both directions. The first portion 232, thus, defines a recess
in the rod 212 extending axially between adjacent second portions 242. The rod 212
is relatively rigid but is bendable to conform to a desired curvature of a spinal
column.
[0021] The screw 216, illustrated in Figs. 10 and 11, is similar to the screw 22 described
above but has been modified so that a bight portion 252 of the screw 216 has a convex
surface 262 partially defining the cavity 214. The convex surface 262 projects outwardly
from the bight portion 252 of the screw 216 into the cavity 214. The convex surface
262 is receivable in the recess in the rod 212 defined by the first portion 232, as
illustrated in Fig. 11.
[0022] When the cap 222 is received on the screw 216, the clamping action of legs 272, 274
of the screw around the rod 212 is similar to the clamping described above between
the rod 22 and screw 42 of the first embodiment. This clamping prevents the rod 212
from moving relative to the screw 216 in a direction transverse to the longitudinal
central axis C of the rod. The convex surface 262 extending into the recess in the
rod 212 defined by the first portion 232 is engageable with a second portion 242 of
the rod to block relative movement between the rod 212 and the screw 216 in a direction
substantially parallel to the longitudinal central axis C of the rod. The convex surface
262 extending into the recess in the rod 212 defined by the first portion 232, thus,
acts in addition to the clamping force of the legs 272, 274 around the periphery of
the rod 212 to provide positive blocking of movement of the rod in a direction parallel
to the axis C of the rod relative to the screw 216. The convex surface 262 extending
into the recess in the rod 212 defined by the first portion 232 also reduces the criticality
of the clamping force that the legs 272, 274 have to exert against the rod to block
movement of the rod in a direction along its longitudinal central axis C.
[0023] The portions 232, 242 are blended into one another by a blend radius 282 extending
axially between the adjacent portions. This serves to reduce any stress risers which
could result from sudden changes in the diameters 234, 244 of the rod 212. It will
be understood that the diameters 234, 244 of the rod illustrated in Fig. 8 are exaggerated
for example purposes. In actual use, the diameters 234, 244 of the rod 212 preferably
differ only 1 to 2 millimeters. For example, the diameter 234 may be five millimeters
and the diameter 244 may be seven millimeters, or the diameter 234 may be six millimeters
and the diameter 244 may be seven millimeters if a stronger rod is required.
[0024] From the above description of a preferred embodiment of the invention, those skilled
in the art will perceive improvements, changes and modifications. Such improvements,
changes and modifications within the skill of the art are intended to be covered by
the appended claims.
1. An apparatus comprising:
a screw including a threaded portion for connection with a vertebra of a spinal column,
a bight portion fixed to said threaded portion and a pair of spaced apart resiliently
deflectable legs extending from said bight portion, said pair of legs and said bight
portion having surfaces defining a cavity in said screw;
a rod including a portion receivable in the cavity in said screw;
a cap receivable on said pair of legs of said screw; and
means for retaining said cap on said screw to block movement of said rod from the
cavity in said screw.
2. The apparatus set forth in claim 1 further including means for deflecting at least
one of said pair of legs to clamp said portion of said rod between said pair of legs
and said bight portion to block relative movement between said rod and said screw.
3. The apparatus set forth in claim 1 wherein said rod includes a first portion with
a cross section in a plane extending perpendicular to the longitudinal central axis
of said rod of a first width and a second portion with a cross section in a plane
extending perpendicular to the longitudinal central axis of said rod of a second width
greater than said first width, said first portion is receivable in the cavity in said
screw and defines a recess in said rod and said rectaining means further includes
a projection on said screw extending into the cavity in said screw and into the recess
in said rod for engaging said second portion of said rod to block movement of said
rod relative to said screw in a direction substantially parallel to the longitudinal
central axis of said rod.
4. An apparatus comprising:
a screw including a threaded portion for connection with a vertebra, a bight portion
fixed to said threaded portion and a pair of spaced apart resiliently deflectable
legs extending from said bight portion, said pair of legs and said bight portion having
surfaces defining a cavity in said screw;
a rod including a portion receivable in the cavity in said screw; and
means for deflecting at least one of said pair of legs to clamp said portion of said
rod between said pair of legs and said bight portion to block relative movement between
said rod and said screw.
5. The apparatus set forth in claim 4 wherein said deflecting means includes a cap
having surface means defining a cavity in said cap for receiving said pair of legs
and a pair of projections, each of said projections extending transversely from a
respective one of said pair of legs in a direction away from one another, said surface
means defining the cavity in said cap having a width less than the width between the
outermost extent of said projections for pressing said pair of legs relatively toward
one another when said projections are received in the cavity in said cap.
6. A fastener comprising:
a screw including a threaded portion for connection with a vertebra, a bight portion
fixed to said threaded portion and a pair of spaced apart resiliently deflectable
legs extending from said bight portion, said pair of legs and said bight portion having
surfaces defining a cavity in said screw for receiving a portion of a member for interconnecting
at least two vertebrae; and
means for deflecting at least one of said pair of legs to clamp said portion of the
member between said pair of legs and said bight portion to block movement of the member
relative to said screw.
7. The fastener set forth in claim 6 wherein said deflecting means includes a cap
having surface means defining a cavity in said cap for receiving said pair of legs
and a pair of projections, each of said projections extending transversely from a
respective one of said pair of legs in a direction away from one another, said surface
means defining the cavity in said cap having a width less than the width between the
outermost extents of said projections for pressing said pair of legs relatively toward
one another when said projections are received in the cavity in said cap.
8. The fastener set forth in claim 7 wherein each of said projections includes a cam
surface and said cap includes surfaces for engaging a respective one of said cam surfaces
to expand said cap over said projections and deflect said pair of legs relatively
toward one another from an initial free state position as said cap is moved to a first
position relatively toward said bight portion of said screw, said projections being
received in the cavity in said cap when said cap is moved to a second position from
the first position in a direction further toward said bight portion of said screw
to block movement of said cap relative to said screw in a direction substantially
parallel to the direction in which said pair of legs extend.
9. An apparatus comprising:
an elongate rod including a first portion having a cross section taken in a plane
extending perpendicular to the longitudinal central axis of said rod of a first width
and a second portion axially adjacent said first portion and having a cross section
taken in a plane extending perpendicular to the longitudinal central axis of said
rod of a second width greater than said first width so said first portion defines
a recess in said rod;
a screw including a threaded portion for connection with a vertebra and a head fixed
to said threaded portion, said head including surface means defining a cavity for
receiving said first portion of said rod;
means for blocking movement of said first portion of said rod relative to said head
of said screw in a direction transverse to the longitudinal central axis of said rod
when said rod is received in said cavity in said screw; and
a portion of said surface means defining the cavity in said head of said screw being
extendable into the recess in said rod and being engageable with said second portion
of said rod to block movement of said rod relative to said fastener in a direction
parallel to the longitudinal central axis of said rod.
10. The apparatus set forth in claim 9 wherein said blocking means includes a cap
having surface means defining a cavity in said cap for receiving a portion of said
head of said screw and means for retaining said cap on said head of said screw.
11. The apparatus set forth in claim 9 further including means for deflecting a portion
of said head of said screw to clamp said first portion of said rod to block movement
of said rod relative to said screw.
12. An elongate rod connectable with first and second vertebrae for maintaining a
predetermined relationship between the vertebrae, in which a screw connects said rod
with one of the vertebrae and has a cavity for receiving a portion of said rod, said
rod comprising:
a first body portion including a circular cross section of a first diameter taken
in a plane extending perpendicular to the longitudinal central axis of said rod;
a second body portion located on an axially adjacent side of said first body portion
and including a circular cross section taken in a plane extending perpendicular to
the longitudinal central axis of said rod of a second diameter which is greater than
said first diameter;
said first body portion defining a recess and being receivable in the cavity of the
screw; and
said second body portion being engageable with a surface on the screw to block movement
of said rod relative to the screw in one direction parallel to the longitudinal central
axis of said rod.
13. A fastener for connection with a connecting member having a first portion defining
a recess in the connecting member and having a cross section of a width less than
the width of a second portion adjacent the first portion, said fastener comprising:
a screw including a threaded portion for connection with a vertebra, a bight portion
fixed to said threaded portion, and a pair of spaced apart resiliently deflectable
legs extending from said bight portion, said pair of legs and said bight portion having
surfaces defining a cavity in said screw for receiving the first portion of the connecting
member;
a cap receivable on said pair of legs and including means for retaining said cap on
said pair of legs to block movement of the connecting member from the cavity in said
screw in a direction transverse to the longitudinal central axis of the cavity in
said screw; and
one of said surfaces defining the cavity in said screw for projecting into the recess
in the connecting member to block movement of the connecting member relative to said
screw in a direction substantially parallel to the longitudinal central axis of the
cavity in said screw.
14. The fastener set forth in claim 13 wherein said retaining means includes a projection
extending transversely from each of said pair of legs in a direction away from one
another and wherein said cap includes surface means defining a cavity for receiving
said pair of legs therein, said surface means defining the cavity in said cap having
a width less than the width between the outermost extents of said projections for
pressing said pair of legs relatively toward one another to clamp a portion of said
screw about said rod when said projections are received in the cavity in said cap.