[0001] The present invention relates to a liquid water-based composition useful as a lubricating
and refrigerating liquid in the plastic processing of metals, which comprises, as
a basic ingredient, a perfluoropolyethereal compound. The composition according to
the invention is suitable in particular for rolling, dishing, drawing, pressing of
metals in general, of ferrous and non-ferrous types such as steel, copper, aluminium
and alloys thereof.
[0002] The use of liquids acting as lubricants in metal processing processes is well known.
Such liquids, which generally consist of hydrocarbon oils with various additives for
improving the performances thereof under severe operative conditions (high pressures,
high temperatures), exhibit the drawback of being inflammable.
[0003] Recently, the use of aqueous emulsion with components having lubricating properties
has been suggested. Such products are practically unaffected by the drawback of being
inflammable under the operating conditions, and also satisfactorily fulfil the task
of cooling the materials being processed. Lubricating compositions of this type are
described for example in EP-A-0,048,216 (Alusuisse) CA-A-987,655 (Exxon), US-A-4,585,565
(Alcoa) and US-A-4,618,441 (Alcoa). Although many compositions in the form of aqueous
emulsions have been suggested, it has been found that it is very difficult to prepare
a composition which exhibits excellent performances as regards lubrication and cooling,
a low friction coefficient (in order to achieve high reduction ratios) and which,
furthermore, is endowed with good lubricating properties at high pressures and at
the same time is free from various drawbacks such as instability of the emulsion which
can lead to separation under the operating conditions.
[0004] The known compositions always require specific additives depending on the fields
of use, in order to attain good values for the specific properties which are of major
interest for the expected use.
[0005] A new metal processing composition according to the invention is an aqueous composition
comprising from 1 to 40% by weight of a perfluoropolyethereal compound having an average
molecular weight of at least 400 with end groups of the perfluoropolyethereal chain
consisting of perfluoroalkyls and/or of functional groups.
[0006] The composition of the invention, besides exerting an excellent lubricating action,
which allowas a large reduction of thickness in a single run or pass in the rolling
process, also effect an efficacious cooling of the material being processed by virtue
of the high water content of the composition. The water content is at least 60% by
weight and is preferably at least 80% by weight.
[0007] Furthermore, the compositions do not leave harmful product residues on the processed
material, in a few cases it being possible to avoid a subsequent washing or rinsing.
The compositions according to the invention possess a high chemical stability and,
if they are in the form of microemulsions, an unlimited physical stability. In addition,
the residues remaining after evaporation of the water are non-inflammable.
[0008] An essential component of the lubricating-refrigerating compositions according to
the invention is a perfluoropolyether (PFPE) having an average molecular weight of
at least 400 and preferably not higher than 5,000, with end groups of the perfluoropolyethereal
chain of neutral type (perfluoroalkyl groups) and/or of polar functional type. The
perfluoropolyethereal compound may be present in the aqueous composition either in
the form of solution when the average molecular weight does not exceed 1,000 and the
end groups are particularly hydrophilic(carboxylic groups), or in the form of microemulsions
when the molecular weight exceeds 1,000 or alternatively when the average molecular
weight is low and the end groups are neutral (perfluoroalkyl groups). The term "microemulsion"
designates a liquid, macroscopically single-phase composition, which is limpid (transparent)
or slightly opalescent (translucent), optically isotropic, indefinitely stable in
a defined temperature range comprising the temperature at which said composition is
used.
[0009] The microemulsions of both neutral and functional perfluoropolyether are prepared
according to the ealier patent application EP-A-0,250,766.
[0010] Perfluoropolyethereal compounds which are particularly suitable as basic components
of the aqueous composition of the present invention are the ones having a carboxylic
end group suitably salified with organic or inorganic bases, in particular with ammonia
or triethanolamine.
[0011] The amount of total perfluoropolyethereal compounds in the lubricating composition
according to the invention ranges from 1% to 40% by weight, preferably from 2% to
20%.
[0012] The perfluoropolyethers suited to form the lubricating compositions which are the
object of the present invention are in particular the ones which have an average molecular
weight from 400 to 5,000 and preferably from 600 to 2,000, and belong in particular
to one or more of the following classes:
1)

with a random distribution of the perfluorooxyalkylene units, wherein Rf and Rf, like or different from each other, are -CF3-, -C2Fs, -C3F7, or -COOH, -CF2COOH, and m, n, p have such values as to meet the aforesaid average molecular weight
requirements;
2) RfO(CF2CF2O)n(CF2O)mR'f with a random distribution of the perfluorooxyalkylene units, wherein Rf and R'f like or different from each other, are -CF3 or -C2F5, or -COOH, -CF2COOH and m and n have such values as to meet the abovesaid requirements;
3)

with a random distribution of the perfluorooxyalkylene units,wherein Rf and R'f like or different from each other, are -CF3, -C2Fs or -C3F7, or one of the above-indicated carboxylic radicals, and m, n, p, q have such values
as to meet the abovesaid requirements;
4)

wherein Rf or R'f like or different from each other, are -C2Fs or -C3F7 or one of the above-indicated carboxylic radicals, and n has such a value as to meet
the abovesaid requirements;
5) RfO(CF2CF2O)nR'f wherein Rf and R'f, like or different from each other, are -CF3, -C2Fs, or one of the above-indicated carboxylic radicals, and n has such a value as to
meet the abovesaid requirements;
6) RfO(CX2CF2CF2O)nR'f wherein Rf and R'f, like or different from each other, are -CF3 or -C2F5 or -C3F7 or one of the above-indicated carboxylic radicals, X is F or H, n having such a value
as to meet the abovesaid requirements;
7)

wherein X is F or CF3, R is F or CI or Br or I, R', like or different from R, is also F or CI or Br or
I, Y is a -COOH group or a perfluoroalkyl group,
T is a perfluoroalkyl group containing one or two atoms of CI or Br or I; in particular
it may be Alog CF
2-, Alog

where Alo
g is CI or Br or I, n ranges from 1 to 15, the m/n ratio ranging from 0.01 to 0.5.
[0013] Perfluoropolyethers of class 1) are commercially available under the trademarks Fomblin
RY or Galden
R . and those of class 2) are commercially available under the trademark Fomblin
RZ, all being produced by Montedison.
[0014] Products of class 4), which are available on the market are the Krytox
R (du Pont). Products of class 5) are described in US-A-4,523,039 or in J. Am. Chem.
Soc. 1985, 107, 1197-1201.
[0015] Products of class 6) are described in EP-A-0,148,482 in the name of Daikin.
[0016] The products of class 3) are prepared according to US-A-3,665,041. The products of
class 7) are described in italian patent applications Nos. 20,406 A/88 and 20,407
A/88 in the name of the present applicant.
[0017] A second inessential but still very useful ingredient, in particular in order to
increase the stability of the aqueous microemulsion when it contains non functional
(neutral) PFPE, is a hydrogenated aliphatic alcohol, in particular isopropanol, or
a fluorinated alcohol such as perfluoropolyether with end group -OH and a low molecular
weight (≤ 450).
[0018] The alcohol amount in the aqueous composition may be as much as 20% by weight, but
usually it does not exceed 10%. Useful compositions are described in previously cited
EP-A-0,250,766.
[0019] The lubricating composition according to the invention may furthermore contain small
amounts of conventional additives such as components endowed with anticorrosive or
antiwear properties, surfactants, EP additives, etc depending on the specific use
they are intended for.
[0020] The formulations of a few lubricating compositions according to the invention are
indicated in the following examples, which are given for mrerely illustrative purposes.
In Example 13 (Rolling and PSCT tests), alloys and mechanical characteristic thereof
are disclosed eg in "Registration records of International alloy designation. Chemical
Composition Limits for wrought aluminium and wrought alloy". Aluminium Association
- Dusseldorf, Washington.
Example 1
[0021] Composition:
23.0g of a monocarboxylic acid with perfluoropolyethereal structure belonging to class
1, having an average equivlent weight equal to 668,
- 7.8 ml of an ammonia aqueous solution at 10% by weight of ammonia;
- 53 ml of isopropyl alcohol;
- 384 ml of bidistilled water.
The sample contained 4.6% by weight of fluorinated substances and had a viscosity
equal to 1.16 cst at 40 C and an almost neutral pH (product reference: LR.1).
Example 2
[0022] Composition:
- 9.4g of ammonium salt of the monocarboxylic acid with perfluoropolyethereal structure
belonging to class 1, having an average equivalent weight equal to 636;
- 1.3 g of a monofunctional alcohol having perfluoropolyethereal structure belonging
to class 1, having an average equivalent weight equal to 600;
- 0.2 g of triethanolamine sebacate dissolved in 4.2 g of normal-butyl alcohol;
- 2.7 g of the PFPE having perfluoropolyethereal end groups belonging to class 1 and
having an average molecular weight equal to 650 ;
- 82.2 g of bidistilled water.
The resulting 0/W microemulsion contained 13.5% by weight of fluorinated substances
and contained 0.2% of triethanolamine sebacate (product reference: 6/87).
Example 3
[0023] Composition:
- 17.17 g of a monocarboxylic acid with perfluoropolyethereal structure belonging
to class 1, having an average equivalent weight equal to 441;
- 8.8 ml of an ammonia aqueous solution at 10% by weight of NH3;
- 284 ml of bidistilled water.
The solution contained 5.05% by weight of fluorinated substances and had a viscosity
of 0.75 cst at 40
* C; the pH was equal to 8.2 (product reference: LR.3).
Example 4
[0024] Composition:
- 150.4 g of a monocarboxylic acid with perfluoropolyethereal structure belonging
to class 1, having an average equivalent weight equal to 443 and a narrow molecular
weight distribution;
- 52.1 g of an ammonia solution at 10% by weight of ammonia;
- 10.8 g of a perfluoropolyether having an average molecualr weight equal to about
1,200;
- 32.4 g of a fluorinated alcohol having a perfluoropolyethereal structure and a molecular
weight equal to 678;
- 23.0 g of isopropyl alcohol;
- 293.1 ml of bidistilled water.
The resulting microemulsion contained 6.5% by weight of fluorinated substances and
had a pH equal to 4.4 (product reference: LR.17).
Example 5
[0025] Composition:
- 18.39 g of a monocarboxylic acid having perfluoropolyethereal structure belonging
to class 7, having a chlorofluoroalkyl end group for each molecule and having an average
equivalent weight of about 850 and a wide distribution of the molecular weights;
- 6.44 g of an aqueous ammonia solution at 10% by weight of NH3;
- 338 g of bidistilled water.
The obtained solution contained 5.1% by weight of chlorofluorinated substances and
had a pH equal to 8.3 (product reference: LR.15).
Example 6
[0026] Composition:
- 19.8 g of a perfluoropolyether belonging to class 1 having carboxylic end groups
and an average molecular weight equal to 4170;
- 14.6 g of isopropyl alcohol;
- 2.2 g of monocarboxylic acid having perfluoropolyethereal structure, belonging to
class 1, having an average equivalent weight of 668;
- 63.4 g of aqueous phase containing the ammonia which is necessary to salify the
carboxylic groups. The O/W microemulsion obtained by mixing the above-listed components
was a fluid, clear between 25. and 75. C, containing a viscosity of 38 cst at 40 C
(product reference: LR.A).
Example 7
[0027] Composition:
- 5.3 g of a functionalized perfluoropolyether belonging to class 1, having carboxylic
end groups and an average molecular weight equal to 2080;
- 19.2 g of isopropyl alcohol;
- 75.5 g of an aqueous solution containing the ammonia which is necessary to salify
the carboxylic groups. The O/W microemulsion obtained by mixing the abovesaid components
was a fluid, limpid between 25° and 50 C, containing 5.3% by weight of fluorinated
substances and having a viscosity of 2.25 cst at 40°C (product reference: LR.C).
Example 8
[0028] Composition:
- 25.2 g of a monocarboxylic acid having perfluoropolyethereal structure, belonging
to class 1, having an average equivalent weight equal to 668 and a wide distribution
of the molecular weights;
- 9.1 ml of an aqueous ammonia solution at 10% by weight of ammonia;
1.4 ml of a perfluoropolyether having perfluoroalkyl end groups, belonging to class
1 and having an average molecular weight equal to 650;
- 28 ml of isopropanol;
- 280 ml of bidistilled water.
[0029] The sample was stable in the whole temperature range taken into examination, contained
8.2% by weight of fluorinated substances and had a viscosity of 1.2 cst at 40 C, the
pH being equal to 8 (product reference: LR.5).
Example 9
[0030] Composition:
- 55.0g of a monocarboxylic acid having perfluoropolyethereal structure belonging
to class 7, having a chlorofluoralkyl end group per molecule and having an average
equivalent weight of about 478 and a wide molecular weight distribution;
- 62.14 g of triethanolamine;
- 10.14 g of bidistilled water.
[0031] The resulting solution contained 4.86% by weight of chlorofluorinated substances
and had a pH equal to 8.36 (product reference: LR.15 TEA).
Example 10
[0032] Composition:
- 26.18 g of ammonium salt of the acid belonging to class 1, having an average equivalent
weight equal to 441;
- 1.4g of a perfluoropolyether of class 1, having perfluoroalkyl end groups and an
average molecular weight of about 650;
- 5.6 ml of isopropyl alcohol;
- 293 ml of bidistilled water.
[0033] The system was limpid in the whole temperature range. It contained 8.8% by weight
of fluorinated substances and had a viscosity of 0.85 cst at 40 C; it was brought
to a pH = 8 by adding thereto 0.15 ml of an ammonia solution at 10% by weight of ammonia
(product reference: LR.7).
Example 11
[0034] Composition:
- 35.1 g of a monocarboxylic acid of perfluoropolyethereal structure belonging to
class 1, having an average equivalent weight equal to 668 and a wide distribution
of the molecular weights;
- 54 g of a monocarboxylic acid of perfluoropolyethereal structure belonging to class
1, having an average equivalent weight equal to 443 and a narrow distribution of the
molecular weights;
- 11.3 g of ammonia solution at 10%;
- 2.8 g of a perfluoropolyether of class 1, having perfluoroalkyl end groups and an
average molecular weight of about 1,200;
- 23.6 g of isopropyl alcohol;
- 300 ml of bidistilled water.
[0035] The microemulsion so obtained was stable in the whole temperature range. It contained
11.4% by weight of fluorinated substances and had a pH equal to 7.4. (Product reference:
LR.9).
[0036] The following examples describe the preparation of additive-containing microemulsions.
Example 12
[0037] Composition:
- 108.0 g of a monocarboxylic acid with perfluoropolyethereal structure belonging
to class 1, having an average equivalent weight equal to 668;
- 1.8 g of a monocarboxylic acid with perfluoropolyethereal structure belonging to
class 1, having an average equivalent weight equal to 443 and a narrow distribution
of the molecular weights;
- 33.7 g of ammonia solution at 10%;
- 33.4 g of perfluoropolyether having an average molecular weight of about 1,200;
- 23.6 g of a solution of triethanolamine sebacate in isopropanol, at 10.2% by weight;
- 3.1 g of isopropanol;
- 240 ml of bidistilled water.
The resulting 0/W microemulsion contained 32.3% by weight of fluorinated substances
and 0.6% by weight of triethanolamine sebacate, and had a pH equal to 7.6 (product
reference: LR.10).
Example 13
90.3 g of the sample described in the preceding example 12 was diluted with 250 ml
of water.
[0038] The resulting 0/W microemulsion contained 8.6% by weight of fluorinated substances
and 0.2% by weight of triethanolamine sebacate, the pH being equal to 5.3 (product
reference: LR.11).
[0039] The utilization characteristics of the lubricating compositions according to the
invention, with reference to specific applications, are illustrated in detailed hereinafter.
Rolling
[0040] The lubricating compositions under examination were subjected to the "Plane Strain
Compression Test" (paper 2015 by R.D. Guminski and J. Willis - Journal of the Institute
of Metals, 1959-60, vol 88). The Plane Strain Compression Test is an improvement of
the BISRA Compression Test (see The Rolling of Metals by L.R. Underwood, pages 116-119
- Chapman and Hall - London 1952) and is well indicative of the thickness reduction
capacity of the lubricants in the cold-rolling of aluminium: the data determined in
the plane strain compression test are well in correlation to the behaviour in use
exhibited by the lubricating mixtures. Further literature sources on the P.S.C.T.,
which extend the validity of the test also to steel, are : Kubie and Delamare - Journal
of Lubrication Technology, pages 538-551 - 1982, vol 104).
[0041] The test carried out according to Guminski/Willis was the following : A 50x2.52x150
mm strip of aluminium alloy 3003 - H22 was subjected, after wetting with the lubricant,
to 5 successive compressions between two vertical plates measuring 75x6.20 mm in a
press mounted in a traction/compression machine, the whole in accordance with the
indication given by Guminski and Willis, with the exception that the applicated load
was of 6,800 kg in order to make the test more selective.
[0042] The fluids of the present invention can be applicated to the metal surface according
to conventional methods such as immersion, spraying, and by means of jets, brushes,
wiping, rollers or the like.
[0043] In the following examples, the composition was applied by brush.
[0044] The results are reported in the following Table 1.

[0045] Determination of the friction coefficient by means of the Plane Strain Compression
Test (PSCT), as is described by Kubie and Delamare in the above-cited literature.
Also this test, which provides the friction coefficient values, permits to evaluate
the reduction ratios obtainable in the rolling process.
[0046] Metal test-piece (20x300 mm sheet thickness: about 0.6 mm), applicated load: 10,000
kg:
a) steel at 0.03% of C and 1% of Hn, annealed;
b) Al/Hg alloy 5052 0, annealed. The test-pieces were degreased by means of acetone
before being tested.
[0047] Tested lubricants:
a) composition of example 1 (LR.1);
b) composition of example 5 (LR. 15);
c) composition example 7 (LR.C) ;
d) composition of example 9 (LR. 15 TEA);
e) rolling oil for the steel referred to as Q.27, a commercial product having the
following composition:

f) emulsion of preceding product Q.27 at 10% by weight of water;
g) palm oil;
h) product which is an aqueous emulsion at 4% by weight of the following oily composition:

[0048] The tests on steel were carried out with a load corresponding to a thickness reduction
of about 30%; the tests on AI alloy were conducted at a pressure corresponding to
a thickness reduction of about 60%. The results are indicated in Tables 2 and 3.

Dishing
[0049] Dishing is the process by means of which a metal plate is subjected to permanent
plastic deformation by buckling between two surfaces (die and punch).
[0050] The lubricant must have good EP characteristics (high pressures), i.e. it must secure
the sliding between two metal surfaces (sheet iron to be deformed and dies) under
a high pressure, and that is achieved by lubricants which do not exhibit any film
rupture under such conditions. In general different lubricants are utilized at present,
depending on the type of dishing to be carried out and on the materials to be worked;
the lubricants may be a mineral oil with various additives, as well as soap baths,
emulsions, waxes, greases, fluoride and phosphate baths, chloroparaffins, polymeric
resins, graphite or MoS
2 in oil etc.
[0051] The PFPE-based aqueous compositions according to the present invention are suited
also as lubricants for the dishing process.
[0052] The use of these compositions in this type of application is novel. The compositions
are suited to the dishing of metals as they permit a dishing ratio comparable to the
ones obtainable with whole oils based on hydrocarbons, while remarkably reducing the
necessity to degrease the sheets for the subsequent processing steps.
[0053] The compositions of the invention may further contain minor amounts of additives
for particular operative conditions if necessary. Such additives may be for instance
corrosion inhibitors, antistatic agents, surfactants or slippage agents.
Examples
[0054] The fluids of the invention were subjected to the Erichsen test (UN 8341) on steel
PE P04, (UNI).
[0055] The fluids of the present invention are applicable to the metal surface by means
of conventional methods such as dipping, spraying, wiping, by brushes, roller or the
like. The results, which are reported on the following table 4, indicate the depth
of penetration, in tenths of mm, of the punch into a sheet-steel having a roughness
of 0.8 microns.

Lubricating properties of the fluids according to the invention
[0056] For the fluids utilized in several plastic processings of metals, good EP characteristics
may be required.
[0057] In order to determine the EP characteristics of the microemulsions and aqueous solutions
of perfluoropolyethers and derivatives thereof, "Shell 4 balls" tests (IP 239/79)
were carried out.
[0058] The "Shell 4 balls" tests were always carried out using balls made of steel UNI 100
Cr
6.
Examples
[0059] The fluids according to the invention were subjected to the "Shell 4 balls" test
(IP 239/79 ASTM D2783). The results are indicated in the following table.

1. A metal processing composition which is an aqueous composition characterised by
containing from 1 to 40% by weight of a perfluoropolyethereal compound having an average
molecular weight of at least 400 with end groups of the perfluoropolyethereal chain
consisting of perfluoroalkyls and/or of functional groups.
2. A composition according to claim 1 in which the perfluoropolyether has carboxylic
end groups which are salified, preferably with ammonia or triethanolamine.
3. A composition according to claim 1 or claim 2 which is in the form of a microemulsion.
4. A composition according to any preceding claim in which the the perfluorpolyether
has an average molecular weight in the range from 400 to 5,000, preferably 600 to
2,000.
5. A method according to claim 1 in which the perfluoropolyether is selected from
the following classes:
1)

with a random distribution of the perfluorooxyalkylene units, wherein Rf and R'f like or different from each other, are -CF3-, -C2Fs, -C3F7, or -COOH, -CF2COOH, and m, n, p have such values as to meet the aforesaid average molecular weight
requirements;
2) RfO(CF2CF2O)n(CF2O)mR'f, with a random distribution of the perfluorooxyalkylene units, wherein Rf and R'f, like or different from each other, are -CF3 or -C2Fs, or -COOH, -CF2COOH and m and n have such values as to meet the abovesaid requirements;
3)

with a random distribution of the perfluorooxyalkylene units,wherein Rf and R'f, like or different from each other, are -CF3, -C2Fs or -C3F7, or one of the above-indicated carboxylic radicals, and m, n, p, q have such values
as to meet the abovesaid requirements;
4)

wherein R, or R'f, like or different from each other, are -C2Fs or -C3F7 or one of the above-indicated carboxylic radicals, and n has such a value as to meet
the abovesaid requirements;
5) RfO(CF2CF2O)nR'f wherein Rf and R'f, like or different from each other, are -CF3, -C2Fs, or one of the above-indicated carboxylic radicals, and n has such a value as to
meet the abovesaid requirements;
6) RfO(CX2CF2CF2O)nR'f wherein Rf and R'f, like or different from each other, are -CF3 or -C2F5 or -C3F7 or one of the above-indicated carboxylic radicals, X is F or H, n having such a value
as to meet the abovesaid requirements;
7)

wherein X is F or CF3, R is F or CI or Br or I, R', like or different from R, is also F or CI or Br or
I,
Y is a -COOH group or a perfluoroalkyl group,
T is a perfluoroalkyl group containing one or two atoms of CI or Br or I; in particular
it may be Alog CF2-, Alog

where Alog is CI or Br or I,
n ranges from 1 to 15, the m/n ratio ranging from 0.01 to 0.5.
6. Use of perfluoropolyethereal compound having an average molecular weight of at
least 400 with end groups of the perfluoropolyethereal chain consisting of perfluoroalkyls
and/or of functional groups in an aqueous composition which is a lubricating/refrigerating
liquid in the cold plastic processing of metals.
7. Use according to claim 6 in which the processing includes rolling, dishing and/or
drawing.
8. Use according to claim 6 or 7 in which the composition is as defined in any of
claims 2 to 5.
9. A process for treatment of metals by cold plastic processing using an aqueous lubricating/refrigerating
composition characterised in that the composition contains from 1 to 40% by weight
of a perfluoropolyethereal compound having an average molecular weight of at least
400 with end groups of the perfluoropolyethereal chain consisting of perfluoroalkyls
and/or of functional groups.
10. A process according to claim 9 in which the composition is as defined in any of
claims 2 to 5.