FIELD OF THE INVENTION
[0001] The invention relates to indolyl ethylene compounds, their production, and record
systems using them.
FIRST ASPECT OF INVENTION
[0002] More particularly in one aspect this invention relates to bis-indolyl ethylenes,
methods for their production and their use to give intense colors when reacted with
an electron accepting coreactant material. More specifically, this aspect relates
to methods for the production of such chromogenic compounds and novel pressure-sensitive
or heat-sensitive mark-forming record systems incorporating such compounds. As used
in mark-forming systems, marking in desired areas on support webs or sheets may be
accomplished by effecting selective localized reactive contact between the chromogenic
material and the electron-accepting material on or in such web or sheet, such material
being brought thereto by transfer or originally there in situ. The selective reactive
contact forms colored images in the intended image marking areas.
[0003] In related art
several divinyl phthalide chromogenic compounds (C1) [(C) L¹,L²=substituted phenyl]
(read as Compound C1 arrived at by referring to formula C wherein L¹ and L² are as
stated) have been prepared by the condensation of ethylenes (A1) [(A) L¹,L²=substituted
phenyl] with phthalic anhydrides (B1) [(B) Each Halogen is independently Cl or Br]
in acetic anhydride (Sheldon Farber, U.S. Patent Nos. 4,020,056, 4,022,771, 4,107,428,
4,119,776;)

[0004] Substituted ethylenes (A1) or their precursors (D1) [(D) L¹,L²=substituted phenyl]
were prepared by the reaction of methylmagnesium bromide (also known as methyl Grignard
reagent) with ketones (E1) [(E) L¹,L² substituted phenyl]. The use of a Grignard reaction
to prepare (A1) imposes severe restrictions on the scaleup synthesis of (A1) and consequently
on the manufacture of divinyl phthalides (C1).
[0005] In another synthetic approach, the alcohol (D1) was obtained by reacting the ethane
(F1) [(F) L¹,L²=substituted phenyl] with lead peroxide in either nitric acid or formic
acid; and the substituted ethylene (A) was obtained from (D1) by dehydration [Yamada
Kagaku, Japan Kokai 1988-8360, filed June 30, 1986].
[0006] When indole was heated with acetic anhydride containing 10% acetic acid a bis-(indolyl)ethylene
(A2) [(A) L¹,L²=acetylindole-3-yl] Apparently was obtained as a by-product in 5-10%
yield (J. E. Saxton, J. Chem. Soc., 3592 (1952)].
[0007] Substituted (2- and 1,2-) indoles when reacted with acetyl cyanide in the presence
of hydrogen chloride yielded 1-cyano-1,1-di(3-indolyl)ethanes (G) and apparently some
of these products may be converted to bis-(indolyl)ethylenes (H) by heating them under
vacuum either alone or with soda lime. In some cases, dependent on certain select
substituents M and W, (G) may yield some (H) type compounds on refluxing with aqueous-ethanolic
10% potassium hydroxide [A. K. Kiang and F. G. Mann, J. Chem., Soc., 594 (1953)].

[0008] Bis-(indolyl)ethylene (H1) [(H) M=H and W=Me] was speculated to be a product (m.p.
203°C) from the reaction of 2-methylindole with ethyl acetate and sodium ethoxide.
No other data were given to substantiate the structure [A. Angeli and G. Marchetti,
Atti. Accad. Lincei,
16 (II), 179 (1970)].
[0009] In another report (W. Borsche and H. Groth, Annalen,
549, 238 (1941)], 2-methylindole when boiled with acetyl chloride formed a product that
on treatment with alkali gave a pseudobase, (C₂₀H₁₈N₂, pale rose, m.p. 208°C). The
pseudobase was suggested to be 1-(2-methylindole-3-yl)-1-(2-methyl-3-indolidene)ethane
(H2). Again, insufficient data precludes the substantiation of this structure. Furthermore,
similar structure was proposed for the pseudobase obtained by substituting 2-phenylindole
for 2-methylindole.

SUMMARY OF PRESENT ASPECT
[0010] A novel method for producing bis-(indolyl)ethylenes and novel bis-(indolyl)ethylene
compounds are described along with record systems incorporating such compounds.
[0011] In the process bis-(indolyl)ethylenes of the following general formula are prepared:

wherein each L¹ and L² is the same or different and is each independently selected
from indole moieties (J1) through (J4) (L¹ need not be the same as L²),
wherein Z is hydrogen, alkyl (C₁-C₈), substituted or unsubstituted aryl, aralkyl,
aroxyalkyl, alkoxyalkyl and halogen,

wherein in (J1) through (J4) above, each of R⁵, R⁶, R¹³, R¹⁴, R²¹, R²², R²⁹ and R³⁰
need not be the same and is each independently selected from hydrogen, alkyl (C₁-C₈),
cycloalkyl, aroxyalkyl, alkoxyalkyl and substituted or unsubstituted aryl, such as
phenyl, naphthyl, or heterocyclyl.
[0012] Each of R¹, R², R³, R⁴, R⁷, R⁸, R⁹, R¹⁰, R¹¹, R¹², R¹⁵, R¹⁶, R¹⁷, R¹⁸, R¹⁹, R²⁰,
R²³, R²⁴, R²⁵, R²⁶, R²⁷ and R²⁸ need not be the same and is each independently selected
from hydrogen, alkyl (C₁-C₈), cycloalkyl, substituted or unsubstituted aryl, halogen,
alkoxy (C₁-C₈), aroxy, cycloalkoxy, dialkylamino including symmetrical and unsymmetrical
alkyl groups with one to eight carbon, alkylcycloalkylamino, dicycloalkylamino,

[0013] The bis( indolyl)ethylenes (I) are formed by three major routes. The first route
uses the corresponding indoles, acid anhydride (such as (ZCH₂CO)₂O, Z as defined elsewhere)
and Lewis Acid such as zinc chloride or other electron acceptor preferably in approximately
1:1:0.5 molar ratios respectively in a suitable solvent. The second route uses the
corresponding indoles with acid chloride (such as ZCH₂COCl, Z as defined earlier)
preferably in approximately 1:(0.15-2.0) molar amounts at temperatures (15-75
oC) with or without solvent. The third route involves a condensation of a component
selected from (K1) through (K4) with an indole selected from (J1) through (J4) in
the presence of a Vilsmeier reagent (such as phosphoryl chloride, phosgene, oxalyl
chloride, benzoyl chloride, alkanesulfonyl chloride, arenesulfonyl chloride, alkyl
chloroformate and arylchloroformate) with or without solvent. Moreover, the third
route can be used to prepare unsymmetrical indolyl ethylenes (i.e. (I) with different
L¹ and L²).

[0014] In (K1) through (K4) above, each of R⁵, R⁶, R¹³, R¹⁴, R²¹, R²², R²⁹ and R³⁰ need
not be the same and is each independently selected from hydrogen, alkyl (C₁-C₈), cycloalkyl,
aroxyalkyl, alkoxyalkyl, and substituted or unsubstituted aryl, such as phenyl, naphthyl,
or heterocyclyl.
[0015] Each of R¹, R², R³, R⁴, R⁷, R⁸, R⁹, R¹⁰, R¹¹, R¹², R¹⁵, R¹⁶, R¹⁷, R¹⁸, R¹⁹, R²⁰,
R²³, R²⁴, R²⁵, R²⁶, R²⁷ and R²⁸ need not be the same and is each independently selected
from hydrogen, alkyl (C₁-C₈), cycloalkyl, substituted or unsubstituted aryl, halogen,
alkoxy (C₁-C₈), aroxy, cycloalkoxy, dialkylamino including symmetrical and unsymmetrical
alkyl groups with one to eight carbon, alkylcycloalkylamino, dicycloalkylamino,

Z is hydrogen, alkyl (C₁-C₈), substituted or unsubstituted aryl, aralkyl, aroxyalkyl,
alkoxyalkyl and halogen.
DETAILED DESCRIPTION OF PRESENT ASPECT
[0016] Teaches three processes for the preparation of chromogenic compounds which in color
form have absorbance in the visible region of the spectrum at approximately 400-700
nm and thus are eligible for use in pressure-sensitive and thermal recording systems.
Compounds which are chromogenic and absorptive in the visible region of the spectrum
have commercial utility by being capable, when imaged, of being detected by optical
reading machines.
[0017] More particularly, describes novel pressure-sensitive and thermal record systems
and a method for the preparation of substantially colorless but colorable chromogenic
compounds eligible for use in pressure-sensitive recording and thermal recording systems.
Advantageously recording systems utilizing these compounds can be read by optical
reading machines, particularly those capable of reading for the wavelength range of
400-700 nm.
[0018] The colorable chromogenic compounds can be combined with other chromogenic materials
covering other or wider spectral ranges and can be used in pressure-sensitive and
thermal recording systems to provide images which absorb over wider ranges of the
electromagnetic spectrum. The commercial significance is that a larger assortment
of available optical readers can thus be effectively useful with such imaged record
systems.
[0019] The chromogenic compounds also find use in photosensitive printing material, typewriter
ribbons, inks and the like.
[0020] Specifically the process relates to the preparation of bis-(indolyl)ethylenes. These
compounds are substantially colorless or slightly colored solids but can be converted
to colored forms upon reactive contact with an electron accepting material. The compounds
in imaged or colored form are typically visibly colored and can be detected by conventional
optical readers capable of detecting in the wavelength range of 400-700 nm.
[0021] In the process bis(indolyl)ethylenes of the following general formula are prepared:

wherein each L¹ and L² is the same or different and each is independently selected
from indole moieties (J1) through (J4) (L¹ need not be the same as L²),
wherein Z is hydrogen, alkyl [(C₁-C₈), substituted or unsubstituted aryl, aralkyl,
aroxyalkyl, alkoxyalkyl and halogen,

wherein in (J1) through (J4) above, each of R⁵, R⁶, R¹³, R¹⁴, R²¹, R²², R²⁹ and R³⁰
need not be the same and is independently selected from hydrogen, alkyl (C₁-C₈), cycloalkyl,
aroxyalkyl), alkoxyalkyl, and substituted or unsubstituted aryl, such as phenyl, naphthyl,
or heterocyclyl.
[0022] Each of R¹, R², R³, R⁴, R⁷, R⁸, R⁹, R¹⁰, R¹¹, R¹², R¹⁵, R¹⁶, R¹⁷, R¹⁸, R¹⁹, R²⁰,
R²³, R²⁴, R²⁵, R²⁶, R²⁷ and R²⁸ need not be the same and is each independently selected
from hydrogen, alkyl (C₁-C₈), cycloalkyl, substituted or unsubstituted aryl, halogen,
alkoxy (C₁-C₈), aroxy, cycloalkoxy, dialkylamino including symmetrical and unsymmetrical
alkyl groups with one to eight carbon, alkylcycloalkylamino, dicycloalkylamino,

[0023] It is advantageous for clarity of discussion to also establish the following subgroup
of formula I compound for the special case when L₁ and L₂ are simultaneously (J1).
Higher precision is then advantageous to draw clear demarcation between the invention
and the art. Thus, for L₁ and L₂ being simultaneously (J1) the following subgroup
is established. (For clarity note that "simultaneously (J1)" contemplates allowing
each (J1) the full panoply of variables available for J1, thus L₁ and L₂ when both
are (J1) however need not be precisely identical in that the R¹ through R⁶ variables
can differ.)
[0024] The above-referenced subgroup is as follows:
[0025] Chromogenic bis(indolyl)ethylene of the formula

wherein Z¹ is hydrogen, alkyl (C₁-C₈) substituted or unsubstituted aryl, aralkyl,
aroxyalkyl, alkoxyalkyl and halogen;
wherein X¹ and X² need not be the same and is each independently selected from alkyl
(C₁-C₈), cycloalkyl, aroxyalkyl, alkoxyalkyl substituted aryl and unsubstituted aryl;
wherein Y¹ and Y² need not be the same and is each independently selected from alkyl
(C₁-C₈), and unsubstituted aryl;
with the proviso that X¹, X², Y¹ and Y² are not all simultaneously unsubstituted aryl;
with the proviso that Y¹ and Y² are not simultaneously unsubstituted aryl when X¹
and X² are both methyl.
[0026] With the above subgroup established it is convenient as to the formula I compounds
to attach the proviso that when L¹ and L² are simultaneously (J1), that R¹, R², R³
and R⁴ are not all hydrogen simultaneously. Said proviso does not apply as to the
three methods disclosed to produce the formula I compounds or the record materials,
in that the method and record material aspect of the invention is of broader scope
and applicability than just the specific new compounds (Formula I and the above subgroup)
recited herein.
[0027] According to the first process , the bis-(indolyl)ethylenes, (I) for example, are
prepared by condensing the indoles (J1) through (J4) with acid anhydride ((ZCH₂CO)₂O]
in the presence of compounds belonging to:
Carboxylic Acids (e.g. Acetic Acid); or
Sulfonic Acids (e.g. p-Toluenesulfonic Acid); or
Acid Chlorides (e.g. Benzoyl Chloride); or
Lewis Acids (e.g. Zinc Chloride, Boron Trifluoride)
in solvents, preferably organic, or more preferably the halogenated organic solvents
such as 1,2-dichloroethane and chlorobenzene and the like.
[0028] Specifically, the indole (J5) was refluxed with zinc chloride and acetic anhydride
in 1,2-dichloroethane. After one hour, the starting material had disappeared and the
reaction mixture contained the bis-(indolyl)ethylene (II) [(I) L¹=L²=1-ethyl-2-methyl-3-indolyl,
Z=H] as the major product; and (K5) as the minor product. Further studies on this
reaction revealed that the yield of (I1) depended on the relative molar amounts of
indole (J5), acetic anhydride and zinc chloride. The results of these studies are
summarized in Table 1.
Table 1
Entry |
Indole (J1) (Mole) |
Acetic Anhydride (Mole) |
Zinc Chloride (Mole) |
Yield (I1) (%) |
1 |
0.10 |
0.05 |
0.10 |
Incomplete Reaction |
2 |
0.10 |
0.10 |
0.10 |
47.0 |
3 |
0.10 |
0.10 |
0.15 |
59.0 |
4 |
0.10 |
0.10 |
0.05 |
60.0 |
Reaction Conditions: Solvent, 1,2-dichloroethane; reflux 2 hours. |
[0029] From Table I, it seems that equimolar amounts of indole (J5) and acetic anhydride
are preferred for complete reaction and that half the molar amount of zinc chloride
is sufficient to carry out the reaction (of Entry 4). Using these reactions, several
bis-(indolyl)ethylenes (I) were prepared and some examples are included in Table 3.
[0030] In the second process, bis-(indolyl)ethylenes (I) are prepared by reacting the indoles
(J1) through (J4) with acid chloride (ZCH₂COCl) with or without solvent in the temperature
range 15-75°C.
[0031] This process was studied in detail using the indole (J5) and acetyl chloride (CH₃COCl)
by varying the reaction conditions and the results are summarized in Table 2.
Table 2
Entry |
Acetylchloride (Mole) |
Solvent |
Temperature (oC) |
Time (Hours) |
Yield (I1) (%) |
1 |
0.015 |
(CH₃CO)₂O |
50-52 |
14 |
88.0 |
2 |
0.025 |
(CH₃CO)₂O |
50-52 |
8 |
96.0 |
3 |
0.05 |
(CH₃CO)₂O |
15-20* |
24 |
49.0 |
4 |
0.05 |
(CH₃CO)₂O |
50-52 |
7 |
95.0 |
5 |
0.10 |
(CH₃CO)₂O |
50-52 |
3 |
95.0 |
6 |
0.12 |
ClCH₂CH₂Cl |
45-50 |
30 |
78.0 |
7 |
0.06 |
ClCH₂CH₂Cl |
65-75 |
48 |
41.0 |
8 |
0.10 |
Toluene |
15-20* |
20 |
86.0 |
9 |
0.12 |
Toluene |
50-55 |
20 |
35.0 |
10 |
0.10 |
Diglyme |
15-20* |
20 |
65.0 |
11 |
0.12 |
None |
15-20* |
20 |
76.0 |
12 |
0.20 |
None |
15-20* |
20 |
76.0 |
Amount of (J5) used, 0.1 mole. |
*Room temperature. |
Solvent (15 ml). |
For a sample procedure, see Example 3. |
[0032] From Table 2, it seems that acetic anhydride is the best solvent for the reaction
and that varying amounts of acetyl chloride (0.015-0.1 mole) (entries 2, 4 and 5)
can be used with variable reaction times at 50-52
oC to get very good yields of (I1). The reaction time is inversely proportional to
the acetyl chloride concentration. Several bis-(indolyl)ethylenes (I) were prepared
using this process and some examples are included in Table 3.
[0033] In the third process for the production of bis-(indolyl)ethylenes, the acylindoles
(K1) through (K4) are condensed with indoles (J1) through (J4) using Vilsmeier reagents
(such as phosphoryl chloride, phosgene, oxalyl chloride, benzoyl chloride, alkane
or arenesulfonylchloride and alkyl or arylchloroformate) with or without solvent.
This process is very versatile because symmetrical as well as unsymmetrical indolyl
ethylenes can be produced.
[0034] This condensation reaction was studied in detail using the acetylindole (KS) and
the indole (J6) using phosphoryl chloride as a condensing agent in 1,2-dichloroethane
as solvent. A solution of acetylindole (K5) in 1,2-dichloroethane was cooled in an
ice/salt bath and phosphoryl chloride was added slowly, keeping the temperature of
the reaction mixture between 0 and 5
oC during the addition. This low temperature was preferred during the initial stages
of this reaction to minimize the formation of unwanted byproducts. After 30 minutes
stirring while the reacton mixture warmed to room temperature, indole (J6) in 1,2-dichloroethane
was added. The reaction mixture was stirred overnight at room temperature and gas
chromatographic analysis indicated that the condensation, though not complete, had
taken place. The condensation reaction was driven to completion by refluxing the reaction
mixture for one hour. The product, unsymmetrical indolylethene [Table 3, Entry 22],
was isolated in good yield (74%, Example 11).
[0036] In the above table:-
i) the symbol 0̸ is for phenyl
ii) the colour shown with the melting point is that of the compound as prepared
iii) the third and fourth columns give the print colour it develops. In these columns:-
a) "resin" is zincated phenol-formaldehyde resin colour developer
b) "clay" is acid washed montmorillonite clay colour developer
[0037] All of these processes discussed so far for the production of bis-(indolyl)ethylenes
(I) are very conducive to scale-up.
[0038] In forming pressure sensitive or heat sensitive mark forming record systems with
the bis-(indolyl)ethylenes , the eligible acidic, or electron acceptor materials include,
but are not limited to, acid clay substances such as attapulgite, bentonite and montmorillonite
and treated clays such as silton clay as disclosed in U.S. Patent Nos. 3,622,364 and
3,753,761, phenols and diphenols as disclosed in U.S. Patent No. 3,539,375, aromatic
carboxylic acids such as salicylic acid, metal salts of aromatic carboxylic acids
as disclosed in U.S. Patent No. 4,022,936 and acidic polymeric material such as phenol-formaldehyde
polymers as disclosed in U.S. Patent No. 3,672,935 and oil-soluble metal salts of
phenol-formaldehyde polymers as disclosed in U.S. Patent No. 3,732,120. The compounds
of this invention are useful as color formers in recording materials such as, for
example, pressure-sensitive copying paper, thermally-responsive record material, electro
heat-sensitive recording paper and thermal ink.
[0039] Pressure-sensitive copying paper systems provide a marking system and can be assembled
by disposing on and/or within sheet support material unreacted mark-forming components
and a liquid solvent in which one or both of the mark-forming components is soluble,
said liquid solvent being present in so much form that it is maintained isolated by
a pressure-rupturable barrier from at least one of the mark-forming components until
application of pressure causes a breach of the barrier in the area delineated by the
pressure pattern. The mark-forming components are thereby brought into reactive contact,
producing a distinctive mark.
[0040] The pressure-rupturable barrier, which maintains the mark-forming components in isolation,
preferably comprises microcapsules containing liquid solvent solution. The microencapsulation
process utilized can be chosen from the many known in the art. Well known methods
are disclosed in U.S. Patent Nos. 2,800,457; 3,041,289; 3,533,958; 3,755,190; 4,001,140
and 4,100,103. Any of these and other methods are suitable for encapsulating the liquid
solvent containing the chromogenic compounds of this invention.
[0041] The chromogenic compounds are particularly useful in pressure-sensitive copying paper
systems which incorporate a marking liquid comprising a vehicle in which is dissolved
a complement of several colorless chromogenic compounds each exhibiting its own distinctive
color on reaction with an eligible acidic record material sensitizing substance. Such
marking liquids are disclosed in U.S. Patent No. 3,525,630.
[0042] Thermally-responsive record material systems provide a marking system of color-forming
components which relies upon melting or subliming one or more of the components to
achieve reactive, color-producing contact. The record material includes a substrate
or support material which is generally in sheet form. The components of the color-forming
system are in a substantially contiguous relationship, substantially homogeneously
distributed throughout a coated layer material deposited on the substrate. In manufacturing
the record material, a coating composition is prepared which includes a fine dispersion
of the components of the color-forming system, polymeric binder material, surface
active agents and other additives in an aqueous coating medium.
[0043] The chromogenic compounds are useful in thermally-responsive record material systems
either as single chromogenic compounds or in mixtures with other chromogenic compounds.
Examples of such systems are given in U.S. Patent Nos. 3,539,375 and 4,181,771.
[0044] Thermally-responsive record material systems are well known in the art and are described
in many patents, for example U.S. Patent Nos. 3,539,375; 3,674,535; 3,746,675; 4,151,748;
4,181,771; and 4,246,318 which are hereby incorporated by reference. In these systems,
basic chromogenic material and acidic color developer material are contained in a
coating on a substrate which, when heated to a suitable temperature, melts or softens
to permit said materials to react, thereby producing a colored mark.
[0045] In the field of thermally-responsive record material, thermal sensitivity (response)
is defined as the temperature at which a thermally-responsive record material produces
a colored image of satisfactory intensity (density). Background is defined as the
amount of coloration of a thermally-responsive record material before imaging and/or
in the unimaged areas of an imaged material. The ability to maintain the thermal sensitivity
of a thermally-responsive record material while reducing the background coloration
is a much sought after and very valuable feature.
[0046] One of the uses for thermally-responsive record material which is enjoying increasing
importance is facsimile reproduction. Alternative terms for facsimile are telecopying
and remote copying. In the facsimile system, images transmitted electronically are
reproduced as hard copy. One of the important requirements for thermally-responsive
record material to be used in facsimile equipment is that it have good (low coloration)
background properties.
[0047] Increases in the sensitivity of thermally-responsive record material have been achieved
through the incorporation of a phenylhydroxynaphthoate compound or a hydroxyanilide
compound in the color-forming composition along with the chromogenic material and
developer material as disclosed in U.S. Patent No. 4,470,057 or U.S. Patent No. 4,535,347,
respectively, by Kenneth D. Glanz. Such sensitizer materials can be advantageously
used in combination with the present invention.
[0048] The record material includes a substrate or support material which is generally in
sheet form. For purposes of this invention, sheets also mean webs, ribbons, tapes,
belts, films, cards and the like. Sheets denote articles having two large surface
dimensions and a comparatively small thickness dimension. The substrate or support
material can be opaque, transparent or translucent and could, itself, be colored or
not. The material can be fibrous including, for example, paper and filamentous synthetic
materials. It can be a film including, for example, cellophane and synthetic polymeric
sheets cast, extruded, or otherwise formed. The gist of this invention resides in
the color-forming composition coated on the substrate. The kind or type of substrate
material is not critical.
[0049] Although not required to practice and demonstrate the beneficial properties , the
inclusion of certain sensitizing materials in the color-forming system provides a
further improvement in properties, especially increases in sensitivity. Materials
such as phenyl-1-hydroxy-2-naphthoate, stearamide, 1,2-diphenoxyethane and p-hydroxyoctadecananilide
are useful as such sensitizing materials.
[0050] The components of the color-forming system are in a contiguous relationship, substantially
homogeneously distributed throughout the color-forming system, preferably in the form
of a coated layer deposited on the substrate. In manufacturing the record material,
a coating composition is prepared which includes a fine dispersion of the components
of the color-forming system, polymeric binder material, surface active agents and
other additives in an aqueous coating medium. The composition can additionally contain
inert pigments, such as clay, talc, aluminum hydroxide, calcined kaolin clay and calcium
carbonate; synthetic pigments, such as urea-formaldehyde resin pigments; natural waxes
such as carnauba wax; synthetic waxes; lubricants such as zinc stearate; wetting agents
and defoamers.
[0051] The color-forming system components are substantially insoluble in the dispersion
vehicle (preferably water) and are ground to an individual average particle size of
between about 1 micron to 10 microns, preferably about 1 to 3 microns. The polymeric
binder material is substantially vehicle soluble, although latexes are also eligible
in some instances. Preferred water-soluble binders include polyvinyl alcohol, hydroxy
ethylcellulose, methylcellulose, hydroxypropylmethylcellulose, starch, modified starches,
gelatin and the like. Eligible latex materials include polyacrylates, polyvinylacetates,
polystyrene, and the like. The polymeric binder is used to protect the coated materials
from brushing and handling forces occasioned by storage and use of the thermal sheets.
Binder should be present in an amount to afford such protection and in an amount less
than will interfere with achieving reactive contact between color-forming reactive
materials.
[0052] Coating weights can effectively be about 3 to about 9 grams per square meter (gsm)
and preferably about 5 to about 6 gsm. The practical amount of color-forming materials
is controlled by economic considerations, functional parameters and desired handling
characteristics of the coated sheets.
BRIEF DESCRIPTION OF THE DRAWINGS, PRESENT ASPECT
[0053] In the drawings Figs. 1 and 2 are the reflectance spectra of respectively 1,1-bis(1-ethyl-2-methylindole-3-yl)ethylene
on resin-coated and "Silton" (Trade Mark) - coated paper, and Figs. 3 and 4 correspondingly
the spectra of 1-(1-β-methoxyethyl-2-methyl-indole-3-yl)-1-(1-ethyl-2-methylindole-3-yl)
ethylene. The resin is a zincated phenol-formaldehyde resin colour developer and the
"Silton" an acid washed montmorillonite clay colour developer.
DESCRIPTION OF THE PREFERRED EMBODIMENTS OF THE PRESENT ASPECT
[0054] In the following examples, general procedures for preparing certain bis(indolyl)ethylenes
of formula (I) are described; the examples are not intended to be exhaustive and the
moieties, as previously defined, are all eligible for use in any combination in preparing
the compounds. Unless otherwise noted, all measurements, percentages and parts are
by weight.
[0055] Satisfactory spectroscopic data were obtained for the new compounds synthesized.
Example 1
Preparation of 1,1-bis(1-ethyl-2-methylindole-3-yl) ethylene
[Table 3, Entry 1]
[0056] 1-ethyl-2-methylindole (16.0 g, 0.1 mole) and finely powdered zinc chloride (7.0
g, 0.05 mole) were placed in a 250 ml round bottom flask equipped with a dropping
funnel, magnetic stirrer and a reflux condenser carrying a drying tube. 1,2-dichloroethane
(50 ml) was added, followed by acetic anhydride (10.2 g, 0.1 mole) in 1,2-dichloroethane
(30 ml). Then, the reaction mixture was refluxed with stirring. After one hour, GC
analysis of the reaction mixture indicated that almost all the starting indole had
been used up. The reaction mixture was cooled to room temperature; treated with water
(150 ml) to remove most of the zinc salts; the organic layer separated, washed with
10% aqueous sodium hydroxide and brine; dried over anhydrous magnesium sulfate; filtered
and the filtrate concentrated under reduced pressure. The residue was dissolved in
methanol and cooled in an ice bath. The precipitated solid was isolated and recrystallized
from toluene/methanol. Yield (1st crop):10.3 g (60%), M.P. :179-181
oC.
[0057] The calculated analysis for C₂₄H₂₆N₂, the title compound, is C, 84.17%; H, 7.65%;
and N, 8.18%. Found on analysis: C, 83.08%; H, 7.68%; and N, 7.88%.
Example 2
Preparation of 1,1-bis(1-ethyl-2-methylindole-3-yl)ethylene
[Table 3, Entry 1]
[0058] A mixture of 1-ethyl-2-methylindole (15.9 g, 0.1 mole) and acetyl chloride (9.4 g,
0.12 mole) was stirred at room temperature for 20 hours. Then, water (100 ml) was
added to the reaction mixture and the resulting grains were filtered and dried. The
dried product was recrystallized from toluene/methanol. Yield: 13.0 g (77.0%). M.P.:183-185
oC. IR (KBr) spectrum was identical to that of the product in Example 1.
Example 3
Preparation of 1,1-bis(1-ethyl-2-methylindole-3-yl)ethylene
[Table 3, Entry 2]
[0059] A mixture of 1-ethyl-2-methylindole (15.9 g, 0.1 mole), acetyl chloride (2.0 g, 0.025
mole) and acetic anhydride (15 ml) was stirred at 50-52°C for 8 hours. Then, the reaction
mixture was cooled to room temperature and poured into ice, water and sodium hydroxide
(10%, 50 ml). After stirring for 20 minutes, the precipitated solid was filtered off,
washed with water, refluxed with methanol for 1 hour and cooled. The solid was filtered,
washed with methanol and dried. Yield of the product: 16.5g (96%), pale yellow powder,
m.p.: 179-182
oC. IR(KBr) spectrum was identical to that of the product in Example 1.
Example 4
Preparation of 1,1-bis(1-ethyl-2-methylindole-3-yl)-2-phenylethylene
[Table 3, Entry 9]
[0060] A mixture of 1-ethyl-2-methylindole (159.0 g, 1 mole), phenacetyl chloride (185.4
g, 1.2 moles) and 1,2-dichloroethane (500 ml) was stirred at 45-50
oC for 20 hours. Then, the reaction mixture was cooled to room temperature and stirred
with ice, water and sodium hydroxide (10%, 600 ml) for 20 minutes. The organic layer
was separated, washed with water, dried and concentrated. The residue was refluxed
with methanol (1 liter) for 1 hour and cooled. The solid precipitated, was filtered
off, washed twice with methanol and dried. Yield of the product: 157 g (75%), white
powder, m.p.: 157-159
oC.
[0061] The calculated analysis for C₃₀H₃₀N₂, the title compound, is C, 86.07%; H, 7.24%;
and N, 6.69%. Found on analysis: C, 86.31%; H, 7.08; and N, 6.65%.
Example 5
Preparation of 1,1-bis(1-ethyl-2-phenylindole-3-yl)-ethylene
[Table 3, Entry 10]
[0062] A mixture of 1-ethyl-2-phenylindole (110.5 g, 0.5 mole) acetyl chloride (78.5 g,
1 mole) and 1,2-dichloroethane (200 ml) was stirred at 50-55
oC for 20 hours. After cooling to room temperature, the reaction mixture was stirred
vigorously with ice, water and sodium hydroxide (10%, 500 ml) for 20 minutes. The
organic layer was separated, washed with water, dried and concentrated. The residue
was refluxed with methanol (300 ml) and cooled. The resulting solid mass was filtered
off, dried and pulverized. The pulverized product was refluxed with isopropanol (30
ml) for 1 hour, cooled, filtered and the residue washed with methanol (200 ml) and
dried. Yield of the product: 104 g (89%), pale brown powder, m.p.: 165-167°C.
[0063] The calculated analysis for C₃₄H₃₀N₂, the title compound, is C, 87.50%; H, 6.49;
and N, 6.00%. Found on analysis: C, 87.72%; H, 6.55%; and N, 6.00%.
Example 6
Preparation of 1,1-bis(1-n-octyl-2-phenylindole-3-yl)ethylene
[Table 3, Entry 12]
[0064] A mixture of 1-n-octyl-2-phenylindole (122.0 g, 0.4 mole) and acetyl chloride (37.7
g, 0.48 mole) was stirred at 50-55
oC( for 18 hours. TLC analysis of the reaction mixture showed the presence of starting
indole. The reaction mixture was stirred with more acetyl chloride (15.7 g, 0.2 mole)
for 24 hours. Then, water (3 liters) was added to the reaction mixture, followed by
extraction with toluene (300 ml). The toluene extract was washed twice with hot water,
dried over anhydrous sodium sulfate, filtered and the filtrate concentrated. The residue
was chromatographed on alumina with toluene as eluent. The desired fractions were
collected, combined and concentrated under reduced pressure. Yield: 115 g (45%) Pale
Brown Oil.
[0065] The calculated analysis for C₄₆H₅₄N₂, the title compound, is C, 87.00%; H, 8.59%;
and N, 4.41%. Found on analysis: C, 87.10%; H, 8.58%; and N, 4.18%.
Example 7
Preparation of 1,1-bis(2,5-dimethyl-1-ethylindole-3-yl)ethylene
[Table 3, Entry 13]
[0066] A mixture of 2,5-dimethyl-1-ethylindole (95.2 g, 0.55 mole) and acetyl chloride (86.4
g, 1.1 moles) was stirred at room temperature for 20 hours. Then, the reaction mixture
was poured into ice, water and sodium hydroxide (10%, 300 ml) and stirred vigorously
for 20 minutes. The precipitated solid was filtered off, washed with water, refluxed
with methanol (500 ml) for 1 hour and cooled. The solid was filtered, washed with
methanol and dried. Yield of the product: 94.0 g (92%), pale grey powder, m.p.: 125-127
oC.
[0067] The calculated analysis for C₂₆H₃₀N₂₁ the title compound, is C, 84.26%; H,8.18%;
and N, 7.56%. Found on analysis: C, 84.11%; H, 8.36%; and N, 7.53%.
Example 8
Preparation of 1,1-bis(2,7-dimethyl-1-ethylindole-3-yl)ethylene
[Table 3, Entry 17]
[0068] A mixture of 2,7-dimethyl-1-ethylindole (65.7 g, 0.38 mole) and acetyl chloride (59.7
g, 0.76 mole) was stirred at room temperature for 20 hours. Then, the reaction mixture
was added to ice, water and sodium hydroxide (10%, 300 ml) and stirred for 20 minutes.
The solid precipitated was worked-up as in Example 6. Yield of the product: 63.0 g
(90%), grey powder, m.p.: 160-161
oC.
[0069] The calculated analysis for C₂₆H₃₀N₂₁ the title compound, is C, 84.26%; H, 8.18%;
and N, 7.56%. Found on analysis: C, 84.50%; H, 8.02%; and N, 7.58%.
Example 9
Preparation of 3-acetyl-1-ethyl- 2-methylindole
(K5)
[0070] Phosphoryl chloride (33.7 g, 21.0 ml, 0.22 mole) was added dropwise to vigorously
stirred N,N-dimethylacetamide (19.2 g, 20.5 ml, 0.22 mole) cooled in an ice/salt bath,
keeping the temperature of the reaction mixture between 10 and 20
oC during the addition. Then, the reaction mixture was stirred for 30 minutes as it
warmed to room temperature. 1,2-dichloroethane (50 ml) was added to the reaction mixture,
cooled in an ice/salt bath and followed by the addition of 1-ethyl-2-methylindole
(32.0g, 0.20 mole) in 1,2-dichloroethane (30 ml.) while the reaction mixture was kept
at 5
oC. The reaction mixture was then refluxed for one hour, cooled to room temperature,
stirred with aqueous sodium hydroxide (10%) and the organic layer was separated. The
organic layer was washed with aqueous sodium hydroxide (10%) and then with brine (2x),
dried and filtered, and the filtrate concentrated. The residue was chromatographed
on silica gel using toluene:acetone::4:1 as eluent. The fractions containing the product
were collected, combined and concentrated. The residue was recrystallized from toluene/petroleum
ether. Yield: - 33.5 g (83%), pale yellow solid, m.p.:-90-92°C.
[0071] The calculated analysis for C₁₃H₁₅NO, the title compound, is C, 77.58%; H, 7.51%;
N, 6.96%; and 0, 7.95%. Found on analysis: C, 77.71%; H, 7.45%; and N, 6.94%.
Example 10
Preparation of 1-(1-ethyl-2-methylindole-3-yl)-1-(1-ethyl-2-methyl-6,7-benzoindole-3-yl)-ethylene. (Table 3, Entry 21].
[0072] Phosphoryl chloride (1.6 g, 0.01 mole) was added slowly to a well-stirred solution
of 3-acetyl-1-ethyl-2-methylindole (2.2g, 0.011 mole) in 1,2-dichloroethane (10 ml)
cooled in an ice/salt bath. Stirring was continued for one hour as the reaction mixture
warmed to room temperature. Then, 1-ethyl-2-methyl-6,7-benzoindole (2.1 g, 0.01 mole)
was added and the reaction mixture was refluxed for one hour, cooled to room temperature,
treated with aqueous sodium hydroxide (10%, 30 ml); the organic layer was separated,
washed with water, dried and concentrated. The residue was chromatographed on silica
gel using toluene as eluent. Fractions containing the product were collected, combined
and concentrated. The residue was recrystallized from isopropanol. Yield: 3.1 g (80%),
yellow solid, m.p.:-138-140
oC.
[0073] The calculated analysis for C₂₈H₂₈N₂, the title compound, is C, 85.67%; H, 7.19%;
and N, 7.14%. Found on analysis: C, 85.81%; H, 7.26%; and N, 7.19%.
Example 11
Preparation of 1-(1-ethyl-2-methylindole-3-yl)-1(1-β-methoxyethyl-2-methylindole-3-yl)-ethylene. [Table 3, Entry 22]
[0074] 3-acetyl-1-ethyl-2-methylindole (4.4 g, 0.022 mole) was dissolved in 1,2-dichloroethane
(30 ml) and the solution was cooled in an ice/salt bath. Phosphoryl chloride (3.1
g, 0.02 mole) was added and the reaction mixture was stirred for 30 minutes as it
warmed to room temperature. Then, 1-(β-methoxyethyl)-2-methylindole (3.8 g, 0.02 mole)
in 1,2-dichloroethane (10 ml) was added and the reaction mixture was stirred overnight
at room temperature. After refluxing for one hour, the reaction mixture was cooled;
poured into ice, water and sodium hydroxide (10%, 100 ml); stirred for 20 minutes
and the organic layer separated. The organic layer was washed with water, dried and
concentrated under reduced pressure. The residue was chromatographed on silica gel
using toluene as eluent. The fractions containing the product were collected, combined
and concentrated. The residue was recrystallized from toluene/methanol. Yield: 5.5g
(74%), pale yellow solid, m.p.:-123-125
oC.
[0075] The calculated analysis for C₂₅H₂₈N₂O, the title compound, is C, 80.61%; H, 7.58%;
N, 7.52%; and O, 4.29%. Found on analysis: C, 80.82%; H, 7.65%; and N, 7.50%.
Example 12
Example of Pressure-Sensitive Record Material
[0076] Formulations and techniques for the preparation of carbonless copy paper are well
known in the art, for example, as disclosed in U.S. Patent Nos. 3,627,581; 3,775,424;
and 3,853,869 incorporated herein by reference. CF sheets used with the CB sheets
to form a manifold assembly are well known in the art. Substrate sheets containing
oil-soluble metal salts of phenol-formaldehyde novolak resins of the type disclosed
in U.S. Patent Nos. 3,675,935; 3,732,120; and 3,737,410 are exemplary thereof. A typical
example of a suitable acidic resin is a zinc modified, oil-soluble phenol-formaldehyde
resin such as the zinc salt of a para-octylphenol-formaldehyde resin or the zinc
salt of a para-phenylphenol-formaldehyde resin.
Color former solution: |
|
Parts |
bis indolylethylene ex. (1,1-bis(1-ethyl-2-methyl-3-indolyl)ethylene |
5.6 |
C₁₀-C₁₅ alkylbenzene ex. Alkylate 215 |
130.0 |
(ethylphenyl)phenylmethane |
70.0 |
[0077] The color former solution is emulsified into a mixture of 35 parts of 10% EMA 31
[ethylene-maleic anhydride copolymer with a molecular weight range of 75,000 to 90,000
(Monsanto)] in water, 32 parts of 20% EMA 1103 [ethylene maleic anhydride copolymer
with a molecular weight range of 5,000 to 7,000 (Monsanto)] in water, 133 parts water,
10 parts urea, and 1 part resorcinol, adjusted to pH 3.5. Following emulsification
29 parts 37% formaldehyde is added and the mixture placed in a 55
oC water bath with stirring. After two hours, with stirring maintained, the temperature
of the water bath is allowed to equilibrate with ambient temperature. The capsules
are used to prepare a paper coating slurry.
|
Parts Wet |
Parts Dry |
capsule slurry |
80 |
40 |
wheat starch granules |
10 |
10 |
etherified corn starch binder ex. Penford 230, 10% (Penwick and Ford Ltd.) |
40 |
4 |
water |
100 |
-- |
[0078] The slurries are applied to a paper base and drawn down with a No. 12 wire wound
coating rod and the coatings dried. The resulting CB coatings are coupled with a sheet
comprising a zinc-modified phenolic resin as disclosed in U.S. Patent Nos. 3,732,120
and 3,737,410. Upon pressure contact, a visible image forms corresponding to the localized
contact. Dyes can be versatilely mixed for color customization.
Example 13
Example of Heat-Sensitive Record Material
[0079] The coating is prepared by milling the components in an aqueous solution of the binder
until a particle size of between 1 and 10 microns is achieved. The milling is accomplished
in an attritor, small media mill, or other suitable dispensing vehicle. The desired
average particle size is 1 to 3 microns.
[0080] Separate dispersions of chromogenic compound, acidic developer material, and sensitizer
are prepared.
Chromogenic Dispersion A |
Parts |
bis-indolylethylene ex. 1,1-bis(2,5-dimethyl-1-ethyl-3-indolyl)ethylene of Example
7 |
39.10 |
binder, 20% polyvinylalcohol in water |
28.12 |
water |
45.00 |
defoamer and dispersing agent ex Nopko NDW (sulfonated castor oil of Nopko Chemical
Co.) |
00.28 |
Surfynol 104 (a ditertiary acetylene glycol surface active agent) |
10.60 |
Acidic Developer Material Dispersion B |
|
acidic developer material ex. 4,4′-isopropylidenediphenol |
13.60 |
binder, 10% polyvinylalochol in water |
24.00 |
water |
42.35 |
defoamer, Nopko NDW |
00.05 |
Surfynol |
00.60 |
Sensitizer Dispersion C (optional) |
|
sensitizer ex. phenyl-1-hydroxy-2-naphthoate or 1,2-diphenoxyethane U.S. 4,531,140 |
13.60 |
binder, 10% polyvinylalcohol in water |
24.00 |
water |
42.35 |
defoamer, Nopko NDW |
00.05 |
Surfynol |
00.60 |
[0081] The above separate dispersions, A, B, and C, can be combined as follows, and optionally
include zinc stearate, 21% dispersion, urea formaldehyde resin, and micronized silica.
[0082] The above dispersions are combined 0.6 parts A, 4.9 parts B, 3.3 parts C, along with
1.4 parts zinc stearate dispersion, 4.3 parts water, 1.9 parts polyvinylalcohol and
0.6 parts urea formaldehyde resin. This mix is applied to paper and dried yielding
a dry coat weight of 5.2 to 5.9 gsm. The resultant paper is sensitive to applied heat
such as via a thermal print head.
SECOND ASPECT OF INVENTION
[0083] In this aspect the invention provides chromogenic di-[bis-(indolyl)ethylenyl]tetrahalophthalides
methods for their production, and use to give intense colors when reacted with an
electron accepting coreactant material. More specifically, this aspect relates to
methods for the production of such chromogenic compounds for use in novel pressure-sensitive
or heat-sensitive mark-forming record systems. As used in mark-forming systems, marking
in desired areas an support webs or sheets may be accomplished by effecting localized
reactive contact between the chromogenic material and the electron-accepting material
on or in such web or sheet, such material being brought thereto by transfer or originally
there in situ, the desired reactive contact forming colored images in the intended
image marking areas.
[0084] In related art, Sheldon Farber, U.S. Patent No. 4,119,776 issued October 10, 1978,
described vinyl phthalide color formers. Several divinyl phthalide chromogenic compounds
(C1) [(C) L¹, L²=substituted phenyl] (read as Compound C1 arrived at by referring
to formula C wherein L¹ and L² are as stated) have been prepared by the condensation
of ethylenes (A1) [(A) L¹, L²=substituted phenyl] with phthalic anhydrides (B) [(B)
Each Halogen is independently C1 or Br] in acetic anhydride.

[0085] Substituted ethylenes (A1) or their precursors (D1) [(D) L¹,L²=substituted phenyl]
were prepared by the reaction of methylmagnesium bromide (also known as methyl Grignard
reagent) with ketones (E1) [(E) L¹,L²=substituted phenyl]. The use of Grignard reaction
to prepare (A1) imposes severe restrictions on the scale up synthesis of (A1) and
consequently on the manufacture of divinyl phthalides (C1).
[0086] In another synthetic approach, the alcohol (D1) was obtained by reacting the ethane
(F1) [(F) L¹,L²=substituted phenyl] with lead peroxide in either nitric acid or formic
acid; and the substituted ethylene (A1) was obtained from (D1) by dehydration [Yamada
Kagaku, Japan Kokai 1988-8360, filed June 30, 1986].
[0087] When indole was heated with acetic anhydride containing 10% acetic acid a bis(indolyl)ethylene
(A2) [(A) L¹,L²=1-acetylindole-3-yl] was obtained as a by-product in 5-10% yield
(J. E. Saxton, J. Chem. Soc., 3592 (1952)].
[0088] Substituted (2- and 1,2-) indoles when reacted with acetyl cyanide in the presence
of hydrogen chloride yielded 1-cyano-1-,1-di(3-indolyl)ethanes (G) and these products
can be converted to bis(indolyl)ethylenes (H) by heating them under vacuum either
alone or with soda lime. In some cases, depending on the substituents M and W, (G)
yields (H) on refluxing with aqueous-ethanolic 10% potassium hydroxide [A. K. Kiang
and F. G. Mann, J. Chem., Soc., 594 (1953)].

[0089] Bis(indolyl)ethylene (H1) [(H) M=H and W=Me] was speculated to be a product, (m.p.
203°C) from the reaction of 2-methylindole with ethyl acetate and sodium ethoxide.
No other data were given to substantiate the structure [A. Angeli and G. Marchetti,
Atti. Accad. Lincei,
16 (II), 179 (1907)].
[0090] In another report (W. Borsche and H. Groth, Annalen,
549, 238 (1941)], 2-methylindole when boiled with acetyl chloride formed a product that
on treatment with alkali gave a pseudobase, (C₂₀H₁₈N₂, pale rose, m.p. 208°C). The
pseudobase was suggested to be 1-(2-methylindole-3-yl)-1-(2-methyl-3-indolidene)ethane
(H2). Again, insufficient data precludes the substantiation of this structure. Furthermore,
similar structure was proposed for the pseudobase obtained by substituting 2-phenylindole
for 2-methylindole.

SUMMARY OF PRESENT ASPECT
[0091] A. Novel symmetrical and unsymmetrical chromogenic di-[bis-(indolyl)ethylenyl]tetrahalophthalides.
Specifically these compounds are chromogenic di-[bis-(indolyl)ethylenyl]tetrahalophthalides
of the formula

wherein each X¹, X², X³, and X⁴ is independently selected from chlorine or bromine;
wherein each of R¹ and R⁷ is independently selected from cycloalkyl (e.g. cyclohexyl,
cyclopentyl, cyclobutyl and cyclopropyl), aralkyl, alkoxyalkyl (e.g. β-methoxyethyl),
aroxyalkyl (e.g. β-phenoxyethyl); wherein each of R² and R⁸ is independently selected
from alkyl (C₁ - C₈) and aryl (substituted or unsubstituted);
wherein each of R³, R⁴, R⁵, R⁶, R⁹, R¹⁰, R¹¹, and R¹² is independently selected from
hydrogen, halogen, alkyl (C₁ - C₈), cycloalkyl, aryl (substituted or unsubstituted),
halogen, alkoxy (C₁ - C₈), aroxy, cycloalkoxy, dialkylamino including symmetrical
and unsymmetrical alkyl (C₁ - C₈), alkylcycloalkylamino, dicycloalkylamino, alkylarylamino,

[0092] B. Novel methods for producing these di-[bis(indolyl)ethylenyl]tetrahalophthalides.
The above formula, for ease of reference, can also be expressed as (C2) [(C) wherein
each Halogen is independently selected from chlorine or bromine; wherein each L namely,
L¹ and L² is the same or different and is each independently selected from indole
moieties (J1). This is read as new compound C2 arrived at by reference to formula
C wherein L¹ and L² are as stated.

[0093] Preparation of di-[bis-(indolyl)ethylenyl]tetrahalophthalides (C2) comprises condensation
of bis(indolyl)ethylenes (A3) [(A) wherein each L¹ and L² is the same or different
and is each independently selected from indole moieties (J1), with tetrahalophthalic
anhydrides (B) in acetic anhydride with or without acetate of Group I or Group II
elements of the periodic table
[0094] The first route uses the corresponding indoles, acetic anhydride and Lewis acid such
as zinc chloride or other electron acceptor preferably in approximately 1:1:0.5 molar
ratios respectively in a suitable solvent The second route uses the corresponding
indoles with acetyl chloride preferably in approximately 1:(0.5-2.0) molar amounts
at temperatures (15-75°C) with or without solvent. The third route involves a condensation
of component (K1) with indole (J1) in the presence of a Vilsmeier reagent (such as
phosphoryl chloride, phosgene, oxalyl chloride, benzoyl chloride, alkanesulfonyl chloride,
arenesulfonyl chloride, alkyl chloroformate and aryl chloroformate) with or without
solvent. This third route can be used to conveniently prepare unsymmetrical indolyl
ethylenes (i.e. (A3) with different L¹ and L²).

wherein R
1′, R
2′, R
3′, R
4′, R
5′, R
6′ of K1 are defined identically as R¹, R², R³, R⁴, R⁵ and R⁶ respectively in formula
L¹, i.e. R
1′ is defined the same as R¹, R
2′ is defined as R², R
3′=R³, R
4′=R⁴, R
5′=R⁵ and R
6′=R⁶.
[0095] The processes disclosed herein are versatile and can be used to prepared di[bis-(indolyl)ethylenyl]tetrahalophthalides
using indoles with broader substitution patterns than simply J1, i.e., can be used
to make compounds broader in scope than (C). In other words, if desired, in the disclosed
processes, K1's substituents R
1′ and R
2′ can be broader than R¹ and/or R² of J1. Thus, R
1′ can additionally, in the disclosed processes, include hydrogen, alkyl (C₁ - C₈),
substituted or unsubstituted aryl, and alkoxy. R
2′ can additionally in the processes include hydrogen.
[0096] Solvents as referred to herein are preferably organic and more preferably the halogenated
organic solvents such as 1,2-dichloroethane and chlorobenzene and the like.
[0097] Di-[bis(indolyl)ethylenyl]tetrahalophthalides (C2) are prepared via two major routes
from bis(indolyl)ethylenes (A3) and tetrahalophthalic anhydrides (B). In the first
route bis(indolyl)ethylene (A3) and tetrahalophthalic anhydride (B) in 2:1 molar ratio
respectively were heated at 100-110°C in acetic anhydride for 2-3 hours. In the case
of acid sensitive bis(indolyl)ethylene, acetate of Group I or Group II elements was
added to the above reaction mixture to improve the yield of (C2). In the second route,
the bis(indolyl)ethylene (A3) is generated in situ from the indole (J1) and acetyl
chloride with or without solvent and then condensed with tetrahalophthalic anhydride
(B) in the presence of acetate of Group I or Group II elements and acetic anhydride
at 100-110°C for 2-3 hours. This procedure, referred to as one-pot two-step synthesis,
has several advantages over the first route; for example, (a) it simplifies the process
for the manufacture of di-[bis-(indolyl)ethylenyl]tetrahalophthalides (C2) by eliminating
the isolation and purification of intermediate bis(indolyl)ethylenes; and (b) unstable
or difficult to isolate bis(indolyl)ethylenes (A3) are condensed in situ with tetrahalophthalic
anhydrides (B) to give (C2) that are difficult to prepare otherwise.
BRIEF DESCRIPTION OF THE DRAWINGS, PRESENT ASPECT
[0099]
Figure 5 is a graph of reflectance (%) from 400 to 1200 nm for the compound shown
in the graph 1 when coated on resin-coated paper:
3,3-bis[1-(1-ethyl-2-methylindole-3-yl)-1-(1-β-methoxyethyl-2-methylindole-3-yl)ethylene-2-yl]-4,5,6,7-tetrachlorophthalide.
Figure 6 is a graph of reflectance of the above compound when coated on silton-coated
paper. Example 2 details the synthesis of this specific compound.
Figure 7 is a graph of reflectance (%) from 400 to 1200 nm for the compound shown
on the graph when coated on resin-coated paper:
3,3-bis[1,1-bis(1-cyclohexyl-2-methylindole-3-yl)ethylene-2-yl]-4,5,6,7-tetrabromophthalide.
Figure 8 is a graph of reflectance of the above compound when coated on silton-coated
paper.
[0100] The resin is a zincated phenol-formaldehyde resin colour developer. The "Silton"
(trade mark) is an acid washed montmorillonite clay colour developer
DETAILED DESCRIPTION OF PRESENT ASPECT
[0101] Teaches a process for the preparation of chromogenic compounds which in color form
have absorbance in the infrared region of the spectrum at approximately 700-1200 nm
and thus are eligible for use in pressure-sensitive and thermal recording systems.
Compounds which are chromogenic and absorptive in the near infrared region of the
spectrum have commercial utility by being capable, when imaged, of being detected
by optical reading machines.
[0102] More particularly, describes novel methods for the preparation of substantially colorless
but colorable chromogenic compounds eligible for use in pressure-sensitive recording
and thermal recording systems. Advantageously recording systems utilizing these compounds
can be read by optical reading machines, particularly those capable of reading for
the infrared wavelength range of 700-1200 nm.
[0103] The colorable chromogenic compounds can be combined with other chromogenic materials
covering other or wider spectral ranges and can be used in pressure-sensitive and
thermal recording systems to provide images which absorb over wider ranges of the
electromagnetic spectrum. The commercial significance is that a larger assortment
of available optical readers can thus be effectively useful with such imaged record
systems.
[0104] The chromogenic compounds also find use in photosensitive printing material, typewriter
ribbons, inks and the like.
[0105] More specifically the process relates to the preparation of chromogenic compounds
having two vinyl linkages. These compounds are substantially colorless or slightly
colored solids but can be converted to colored forms upon reactive contact with an
electron accepting material. The compounds in imaged or colored form are typically
dark colored and are remarkably absorptive of near infrared light such that images
formed of these compounds can be detected by conventional optical readers capable
of detecting in the infrared wavelength range of 700-1200 nm.
[0106] In the above, di-[bis-(indolyl)ethylenyl]tetrahalophthalides (C₂) [(C) wherein each
halogen is independently selected from chlorine or bromine; wherein each L namely,
L¹ and L² is the same or different and is each independently selected from indole
moieties of the formulae (J1)] are prepared. (C2) is understood or read to be compound
(C) as described in the brackets and with reference to the formula set forth below.
[0107] The processes described for the preparation of (C2) are very conducive to scale up.

[0108] J1 = L¹ or L² are as earlier defined herein. The halogen is each independently chlorine
or bromine.
[0109] In forming pressure-sensitive or heat-sensitive mark-forming record systems with
di-[bis-(indolyl)ethylenyl]tetrahalophthalides of the invention, the eligible acidic,
or electron acceptor materials include, but are not limited to, acid clay, substances
such as attapulgite, bentonite and montmorillonite and treated clays such as silton
clay as disclosed in U.S. Patent Nos. 3,622,364 and 3,753,761, phenols and diphenols
as disclosed in U.S. Patent No. 3,539,375, aromatic carboxylic acids such as salicylic
acid, metal salts of aromatic carboxylic acids as disclosed in U.S. Patent No. 4,022,936
and acidic polymeric material such as phenol-formaldehyde polymers as disclosed in
U.S. Patent No. 3,672,935 and oil-soluble metal salts of phenol-formaldehyde polymers
as disclosed in U.S. Patent No. 3,732,120. The compounds of this invention are useful
as color formers in recording materials such as, for example, pressure-sensitive copying
paper, thermally-responsive record material, electro heat-sensitive recording paper
and thermal ink.
[0110] Pressure-sensitive copying paper systems provide a marking system and can be assembled
by disposing on and/or within sheet support material unreacted mark-forming components
and a liquid solvent in which one or both of the mark-forming components is soluble,
said liquid solvent being present in such form that it is maintained isolated by a
pressure-rupturable barrier from at least one of the mark-forming components until
application of pressure causes a breach of the barrier in the area delineated by the
pressure pattern. The mark-forming components are thereby brought into reactive contact,
producing a distinctive mark.
[0111] The pressure-rupturable barrier, which maintains the mark-forming components in isolation,
preferably comprises microcapsules containing liquid solvent solution. The microencapsulation
process utilized can be chosen from the many known in the art. Well known methods
are disclosed in U.S. Patent Nos. 2,800,457; 3,041,289: 3,533,958; 3,755,190; 4,001,140
and 4,100,103. Any of these and other methods are suitable for encapsulating the liquid
solvent containing the chromogenic compounds of this invention.
[0112] The chromogenic compounds are particularly useful in pressure-sensitive copying paper
systems which incorporate a marking liquid comprising a vehicle in which is dissolved
a complement of several colorless chromogenic compounds each exhibiting its own distinctive
color on reaction with an eligible acidic record material sensitizing substance. Such
marking liquids are disclosed in U.S. Patent No. 3,525,630.
[0113] Thermally-responsive record material systems provide a marking system of color forming
components which relies upon melting or subliming one or more of the components to
achieve reactive, color-producing contact. The record material includes a substrate
or support material which is generally in sheet form. Components of the color-forming
system are in a substantially contiguous relationship, preferably substantially homogeneously
distributed throughout a coated layer or layers of material deposited on the substrate.
In manufacturing the record material, a coating composition is preferred which includes
a fine dispersion of the components of the color-forming system, polymeric binder
material, surface active agents and other additives in an aqueous coating medium.
[0114] The chromogenic compounds are useful in thermally-responsive record material systems
either as single chromogenic compounds or in mixtures with other chromogenic compounds.
Examples of such systems are given in U.S. Patent Nos. 3,539,375 and 4,181,771.
[0115] Thermally-responsive record material systems are well known in the art and are described
in many patents, for example U.S. Patent Nos. 3,539,375; 3,674,535; 3,746,675; 4,151,748;
4,181,771; and 4,246,318 which are hereby incorporated by reference. In these systems,
basic chromogenic material and acidic color developer material are contained in a
coating on a substrate which, when heated to a suitable temperature, melts or softens
to permit said materials to react, thereby producing a colored mark.
[0116] In the field of thermally-responsive record material, thermal sensitivity (response)
is defined as the temperature at which a thermally responsive record material produces
a colored image of satisfactory intensity (density). Background is defined as the
amount of coloration of a thermally-responsive record material before imaging and/or
in the unimaged areas of an imaged material. The ability to maintain the thermal sensitivity
of a thermally-responsive record material while reducing the background coloration
is a much sought after and very valuable feature.
[0117] One of the uses for thermally responsive record material which is enjoying increasing
importance is facsimile reproduction. Alternative terms for facsimile are telecopying
and remote copying. In the facsimile system, images transmitted electronically are
reproduced as hard copy. One of the important requirements for thermally-responsive
record material to be used in facsimile equipment is that it have good (low coloration)
background properties.
[0118] Increases in the sensitivity of thermally-responsive record material have been achieved
through the incorporation of a phenylhydroxynaphthoate compound or a hydroxyanilide
compound in the color-forming composition along with the chromogenic material and
developer material as disclosed in U.S. Patent No. 4,470,057 or U.S. Patent No. 4,535,347,
respectively, by Kenneth D. Glanz. Such sensitizer materials can be advantageously
used in combination with the present invention.
[0119] The record material includes a substrate or support material which is generally in
sheet form. For purposes of this invention, sheets also mean webs, ribbons, tapes,
belts, films, cards and the like. Sheets denote articles having two large surface
dimensions and a comparatively small thickness dimension. The substrate or support
material can be opaque, transparent or translucent and could, itself, be colored or
not. The material can be fibrous including, for example, paper and filamentous synthetic
materials. It can be a film including, for example, cellophane and synthetic polymeric
sheets cast, extruded, or otherwise formed. The gist of this invention resides in
the color-forming composition coated on the substrate. The kind or type of substrate
material is not critical.
[0120] Although not required to practice and demonstrate the beneficial properties of the
claimed invention, the inclusion of certain sensitizing materials in the color-forming
system provides a further improvement in properties, especially increases in sensitivity.
Materials such as 1,2-diphenoxyethane, N-acetoacetyl-o-toluidine, para- benzylbipbenyl;
phenyl-1-hydroxy-2-naphthoate, stearamide and p-hydroxyoctadecanilide are useful as
such sensitizing materials. A listing of additional sensitizers can be found in U.S.
Patent No. 4,531,140.
[0121] The components of the color-forming system are in a contiguous relationship, substantially
homogeneously distributed throughout the color-forming system, preferably in the form
of a coated layer deposited on the substrate. In manufacturing the record material,
a coating composition is preferred which includes a fine dispersion of the components
of the color-forming system, polymeric binder material, surface active agents and
other additives in an aqueous coating medium. The composition can additionally contain
inert pigments, such as clay, talc, aluminum hydroxide, calcined kaolin clay and calcium
carbonate; synthetic pigments, such as urea-formaldehyde resin pigments; natural waxes
such as carnauba wax; synthetic waxes; lubricants such as zinc stearate; wetting agents
and defoamers.
[0122] The color-forming system components are substantially insoluble in the dispersion
vehicle (preferably water) and are ground to an individual average particle size of
between about 1 micron to about 10 microns, preferably about 1 to about 3 microns.
The polymeric binder material is substantially vehicle soluble, although latexes are
also eligible in some instances. Preferred water-soluble binders include polyvinyl
alcohol, hydroxyethylcellulose, methylcellulose, hydroxypropylmethylcellulose, starch,
modified starches, gelatin and the like. Eligible latex materials include polyacrylates,
polyvinylacetates, polystyrene, and the like. The polymeric binder is used to protect
the coated materials from brushing and handling forces occasioned by storage and use
of the thermal sheets. Binder should be present in an amount to afford such protection
and in an amount less than will interfere with achieving reactive contact between
color-forming reactive materials.
[0123] Coating weights can effectively be about 3 to about 9 grams per square meter (gsm)
and preferably about 5 to about 6 gsm. The practical amount of color-forming materials
is controlled by economic considerations, functional parameters and desired handling
characteristics of the coated sheets.
DESCRIPTION OF THE PREFERRED EMBODIMENTS, PRESENT ASPECT
[0124] In the following examples, general procedures for preparing certain di-[bis-(indolyl)ethylenyl]tetrahalophthalides
of formula (C2) are described; and the examples are not intended to be exhaustive
and the moieties, as previously defined, are all eligible for use in any combination
in preparing the compounds. Unless otherwise noted, all measurements, percentages
and parts are by weight and in the metric system.
[0125] Satisfactory spectroscopic data were obtained for new compounds synthesized.
Example 1′
One-pot two-step preparation of 3,3-bis[1,1-bis(1-β-methoxyethyl-2-methylindole-3-yl]ethylene-2-yl]-4,5,6,7-tetrachlorophthalide
[Table 1′, Entry 3]
[0127] 1-β-methoxyethyl-2-methylindole (19.0g,0.1 mole) was stirred with acetyl chloride
(16.0g.0.2 mole) at room temperature for 5 hours. Sodium acetate (16.4g,0.2 mole),
acetic anhydride (30 ml) and tetrachlorophthalic anhydride (7.2g,0.025 mole) were
added to the reaction mixture and the reaction mixture was heated at 100°C for two
hours, cooled to room temperature, stirred with excess aqueous sodium hydroxide (10%)
and toluene. After stirring for 30 minutes at 60°C, toluene layer was separated. washed
twice with hot water, dried and concentrated. The residue was warmed with isopropanol
and filtered. The product was purified by column chromatography on silica gel, followed
by recrystallization from chloroform/isopropanol. Yield:- 11.3g(43%), pale yellow
solid, m.p.:- 140-142°C.
[0128] A solution of the product gives a greenish blue color to paper coated with a phenolic
resin, with reflectance minima at 607 and 815 nm; and a blue color to paper coated
with silton clay, with reflectance minima at 610 and 808 nm.
[0129] The calculated analysis for C₆₀H₅₈N₄O₆Cl₄, the title compound, is C,67.16%; H,5.45%;
N,5.22%; and Cl.13.22%. Found on analysis: C,67.17%; H,5.44%; N,5.10%; and Cl,13.19%.
Example 2′
Preparation of 3,3-bis[1-(1-ethyl-2-methylindole-3-yl)-1-(1-β-methoxyethyl-2-methylindole-3-yl)ethylene-2-yl]-4,5,6,7-tetrachlorophthalide
[Table 1′, Entry 9)
[0130] 1-(1-ethyl-2-methylindole-3-yl)-1-(1-β-methoxyethyl-2-methylindole-3-yl)ethylene
(3.7g,0.01 mole) and tetrachlorophthalic anhydride(1.5g,0.005 mole) in acetic anhydride
(15 ml) were heated at 120°C for two hours, cooled down to room temperature and treated
with aqueous sodium hydroxide (100 ml,10%) and toluene (100 ml). After vigorous stirring
for 30 minutes. The toluene layer was separated. washed with hot water, dried and
concentrated under reduced pressure. The residue was purified by chromatography on
silica gel. The product obtained was heated with methanol, allowed to cool to room
temperature and filtered; and, this process was repeated twice. Yield:-2.6g(51%),
brown powder, m.p.:- 213-217°C.
[0131] A solution of the product gives a green color to paper coated with a phenolic resin,
with reflectance minima at 612 and 808 nm; and bluish green color to paper coated
with silton clay, with reflectance minima at 609 and 809 nm.
[0132] The calculated analysis for C₅₈H₅₄N₄O₄C₁₄, the title compound, is C,68.77%; H,5.37%;
N.5.53%; and Cl,14.00%. Found on analysis:-C,68.44%; H,5.15%; N,5.30%; and Cl,14.61%.
[0133] The principles, preferred embodiments and modes of operation of the present invention
have been described in the foregoing specification. The invention which is intended
to be protected herein, however, is not to be construed as limited to the particular
forms disclosed, since these are to be regarded as illustrative rather than restrictive.
Variations and changes can be made by those skilled in the art without departing from
the spirit and scope of the invention as claimed. Further it is to be noted that substituents
are as defined within a given claim; for example the substituents R¹ to R⁶ for formula
J1 in claim 1 and for substituent L¹ in claim 13 are independently defined.
1. Chromogenic compounds of the formula

wherein either L¹ L² and Z are as set out in claim 13, 15 or 17 or each L¹ and L²
is the same or different and is each independently selected from indole moieties (J1)
through (J4), with the proviso that when L¹ and L² are simultaneously (J1), that R¹,
R², R³ and R⁴ are not all hydrogen simultaneously,

and wherein in each of formulae (J1) through (J4) each of R⁵, R⁶, R¹³, R¹⁴, R²¹,
R²², R²⁹, and R³⁰ need not be the same and is each independently selected from hydrogen,
alkyl (C₁-C₈), cycloalkyl, aroxyalkyl, alkoxyalkyl, substituted aryl, and unsubstituted
aryl,
wherein each of R¹, R², R³, R⁴, R⁷, R⁸, R⁹, R¹⁰, R¹¹, R¹², R¹⁵, R¹⁶, R¹⁷, R¹⁸, R¹⁹,
R²⁰, R²³, R²⁴, R²⁵, R²⁶, R²⁷ and R²⁸ need not be the same and is independently selected
from hydrogen, alkyl (C₁-C₈), cycloalkyl, substituted or unsubstituted aryl, halogen,
alkoxy (C₁-C₈), aroxy, cycloalkoxy, dialkylamino including symmetrical and unsymmetrical
alkyl groups with one to eight carbons, alkylcycloalkylamino, dicycloalkylamino, and
the following

and wherein Z is selected from the group consisting of hydrogen, alkyl (C₁-C₈), substituted
or unsubstituted aryl, aralkyl, aroxyalkyl, alkoxyalkyl and halogen.
2. Chromogenic bis-(indolyl)ethylene according to Claim 1 comprising 1,1-bis(2,5-dimethyl-1-ethylindole-3-yl)ethylene
-or-
1,1-bis(2,7-dimethyl-1-ethylindole-3-yl)ethylene
-or-
3. Chromogenic bis(indolyl)ethylene of the formula

wherein Z¹ is hydrogen, alkyl (C₁-C₈), substituted or unsubstituted aryl, aralkyl,
aroxyalkyl, alkoxyalkyl and halogen,
wherein X¹ and X² need not be the same and is each independently selected from alkyl
(C₁-C₈), cycloalkyl, aroxyalkyl, alkoxyalkyl, substituted aryl and unsubstituted aryl,
wherein Y¹ and Y² need not be the same and is each independently selected from alkyl
(C₁-C₈), and unsubstituted aryl,
with the proviso that X¹, X², Y¹ and Y² are not all simultaneously unsubstituted aryl,
with the proviso that Y¹ and Y² are not simultaneously unsubstituted aryl when X¹
and X² are both methyl.
4. Chromogenic bis-(indolyl)ethylene according to Claim 3 comprising

- or -
1,1-bis(1-ethyl-2-methylindole-3-yl)ethylene.
- or -
1,1-bis(1-n-butyl-2-methylindole-3-yl)ethylene.
- or -
1,1-bis(1-n-octyl-2-methylindole-3-yl)ethylene.
- or -
1,1-bis(1-ethyl-2-methylindole-3-yl)-2-phenylethylene.
- or -
5. A process for the manufacture of bis-(indolyl)ethylenes comprising condencing corresponding
indoles with acetic anhydride in the presence of carboxylic acids, sulfonic acids,
acid chlorides, and Lewis acids, in halogenated or other organic solvent.
6, A process for the manufacture of bis-(indolyl)ethylenes comprising reacting corresponding
indoles with acetyl chloride, reaction being carried out at a temperature of from
15-75oC, optionally in the presence of acetic anhydride or other solvent.
7. A method for the manufacture of bis-(indolyl)ethylenes of the formula

wherein each L¹ and L² is the same or different and is each independently selected
from indole moieties (J1) through (J4) as set out in claim 1 (but without the proviso),
said method comprising:
a) reacting indoles corresponding to each respective L¹ and L² with acetic anhydride
in the presence of an acid, selected from carboxylic acid, sulfonic acid, acid chloride,
and Lewis acid, in a halogenated organic or other solvent
- or -
b) reacting indoles corresponding to each respective L¹ and L² with an acid chloride,
optionally in the presence of acetic anyhydride or other solvent
- or -
c) condensing acylindoles (K1) through (K4) below with indoles (J1) through (J4) using
Vilsmeier reagents with or without solvent,

wherein in (K1) through (K4) each of R⁵, R⁶, R¹³, R¹⁴, R²¹, R²², R²⁹ and R³⁰ need
not be the same and is each independently selected from hydrogen, alkyl (C₁-C₈), cycloalkyl,
aroxyalkyl, alkoxyalkyl, substituted aryl, and unsubstituted aryl, such as phenyl,
naphthyl, or heterocyclyl,
each R¹, R², R³, R⁴, R⁷, R⁸, R⁹, R¹⁰, R¹¹, R¹², R¹⁵, R¹⁶, R¹⁷, R¹⁸, R¹⁹, R²⁰, R²³,
R²⁴, R²⁵, R²⁶, R²⁷ and R²⁸ need not be the same and is independently selected from
hydrogen, alkyl (C₁-C₈), cycloalkyl, substituted or unsubstituted aryl, halogen, alkoxy
(C₁-C₈), aroxy, cycloalkoxy, dialkylamino including symmetrical and unsymmetrical
alkyl groups with one to eight carbons, alkylcycloalkylamino, dicycloalkylamino,
and the following

and wherein Z is hydrogen, alkyl (C₁-C₈), substituted or unsubstituted aryl, aralkyl,
aroxyalkyl, alkoxyalkyl and halogen.
8 . The method according to Claim 7 wherein the Vilsmeier reagents are selected from
the group consisting of phosphoryl chloride, phosgene, oxalyl chloride, benzoyl chloride,
alkane sulfonyl chloride, arene sulfonyl chloride, alkylchloroformate, and arylchloroformate.
9. A record material comprising a substrate having coated thereon an electron accepting
developer material and a chromogenic mark forming bis-(indolyl)ethylene of the formula,

wherein each L¹ and L² is the same or different and is each independently selected
from indole moieties of the formulae J1 through J4 as set out in claim 1 (but without
the proviso) and wherein Z is as set out in claim 1.
10. The record material according to Claim 9 wherein the chromogenic bis-(indolyl)ethylene
comprises 1,1-bis(1-ethyl-2-methylindole-3-yl)ethylene.
- or -
1,1-bis(1-n-butyl-2-methylindole-3-yl)ethylene.
- or -
1,1-bis(1-n-octyl-2-methylindole-3-yl)ethylene.
- or -
1,1-bis(1-ethyl-2-methylindole-3-yl)-2-phenylethylene.
- or -
1-(1-ethyl-2-methylindole-3-yl-1-(1-ethyl-2-methyl-6,7-benzoindole-3-yl)ethylene.
- or -
1-(1-ethyl-2-methylindole-3-yl-1-(1-β-methoxyethyl-2-methylindole-3-yl)ethylene.
- or -
1,1-bis(2,5-dimethyl-1-ethylindole-3-yl)ethylene.
- or -
1,1-bis(2,7-dimethyl-1-ethylindole-3-yl)ethylene.
- or -
11. The record material according to Claim 9 wherein the record material is, specifically,
pressure sensitive or heat sensitive.
12. A record material comprising, for reaction with a colour developer, a chromogenic
compound as claimed in any of claims 1 to 4 or as prepared according to the process
of claim 5 or 6 or the method of claim 7 or 8.
13. A chromogenic compound of the formula (I) set out in claim 1 wherein Z is

wherein each X¹, X², X³ and X⁴ is independently selected from chlorine or bromine;
wherein each of R¹ and R⁷ is independently selected from cycloalkyl, aralkyl, alkoxyalkyl,
or aroxyalkyl;
wherein each of R² and R⁸ is independently selected from alkyl (C₁-C₈) or, substituted
or unsubstituted aryl;
wherein each of R³, R⁴, R⁵, R⁶,R⁹, R¹⁰, R¹¹, and R¹² is independently selected from
hydrogen, alkyl (C₁ - C₈), cycloalkyl, substituted or unsubstituted aryl, halogen,
alkoxy (C₁ - C₈), aroxy, cycloalkoxy, dialkylamino including symmetrical and unsymmetrical
alkyl (C₁ - C₈), alkylcycloalkylamino, dicycloalkylamino, alkylarylamino, and the
following
14. A compound according to Claim 13, being the di-[bis-(indolyl)ethylenyl]tetrahalophthalide

- or -
the chromogenic di-[bis-(indolyl)ethylenyl]tetrahalophthalide according to Claim
1 wherein each of R², and R⁸ is alkyl and wherein each of R³, R⁴, R⁵, R⁶, R⁹, R¹⁰,
R¹¹, and R¹² is hydrogen.
15. A chromogenic compound of the formula (I) set out in claim 1 wherein Z, L¹ and
L² are as set out in claim 13 except that
each X¹, X², X³ and X⁴ is independently selected from chlorine or bromine;
when at least one of R³, R⁴, R⁵, R⁶, R⁹, R¹⁰, R¹¹, and R¹² is cycloalkyl, alkylarylamino,

the balance of R³, R⁴, R⁵, R⁶,R⁹, R¹⁰, R¹¹, and R¹² is independently selected from
hydrogen, alkyl (C₁ - C₈), cycloalkyl, substituted or unsubstituted aryl, halogen,
alkoxy (C₁ - C₈), aroxy, cycloalkoxy, dialkylamino having symmetrical and unsymmetrical
alkyl (C₁ - C₈), alkylcycloalkylamino, dicycloalkylamino, or alkylarylamino,
each of R¹, R², R⁷ and R⁸ is independently selected from alkyl (C₁ - C₈) or, substituted
or unsubstituted aryl.
16 . A compound according to Claim 15, being the di-[bis-(indolyl)ethylenyl]tetrahalophthalide

wherein A is C₁ - C₈ alkyl.
- or -
17. A chromogenic compound of the formula I set out in claim 1 wherein Z is

and indole moieties L¹ and L² are

wherein each X¹, X², X³, and X⁴ is independently selected from chlorine or bromine;
wherein each of R¹ and R⁷ is independently selected from alkyl (C₁ - C₈), substituted
or unsubstituted aryl, cycloalkyl, alkoxyalkyl or aroxyalkyl;
wherein each of R² and R⁸ is independently selected from alkyl (C₁ - C₈) or, substituted
or unsubstituted aryl,
wherein each of R³, R⁴, R⁵, R⁶,R⁹, R¹⁰, R¹¹, and R¹² is independently selected from
hydrogen, halogen, alkyl (C₁ - C₈), cycloalkyl, substituted or unsubstituted aryl,
halogen, alkoxy (C₁ - C₈), aroxy, cycloalkoxy, dialkylamino including symmetrical
and unsymmetrical alkyl (C₁ - C₈), alkylcycloalkylamino, dicycloalkylamino, alkylarylamino,
and the following

wherein each L¹ is the same or different;
wherein each L² is the same or different with the proviso however that at least one
L¹ is not identical to at least one L².
18. The compound according to Claim 17, being the unsymmetrical chromogenic di-[bis-(indolyl)ethylenyl]tetrahalophthalide

- or -
the chromogenic di-[bis-(indolyl)ethylenyl]tetrahalophthalide
wherein each R¹ and R⁷ independently is alkyl or alkoxyalkyl;
wherein each R² and R⁸ independently is alkyl;
wherein each of R³, R⁴, R⁵, R⁶, R⁹, R¹⁰, R¹¹, and R¹² is independently selected from
hydrogen, alkoxy, dialkylamino, and the following

wherein at least one L¹ is not identical to at least one L².
- or -
the chromogenic di-[bis-(indolyl)ethylenyl]tetrahalophthalide
wherein each R¹ and R⁷ independently is alkyl or alkoxyalkyl;
wherein each R² and R⁸ independently is alkyl;
wherein each of R³, R⁴, R⁵, R⁶, R⁹, R¹⁰, R¹¹, and R¹² is independently selected from
hydrogen, alkyl, or halogen;
wherein at least one L¹ is not identical to at least one L².
19. A record material comprising, for reaction with a colour developer, a chromogenic
compound according to any of claims 13 to 18.