[0001] This invention relates to improved oil soluble dispersant additives useful in fuel
and lubricating compositions, and to concentrates containing said additives.
[0002] The technology of ashless dispersants has matured considerably since it was first
commercialized thirty years ago. Many improvements over the original prototypes are
described in the literature involving specific molecular weights of the polymer backbone.
degrees of functionalization of the polymer types of polar groups, and a variety of
finishing steps and process improvements which impart certain desirable properties
to candidate dispersants.
[0003] As the product technologies evolved, so, too, did the performance requirements. Gasoline
and diesel engines were required to operate under more severe conditions, sludge and
varnish handling specifications became more stringent. and the dispersants needed
to be compatible with an increasing variety of low molecular weight additives, in
concentrates which are used to formulate lubricating oils.
[0004] To meet these challenges, improved dispersant products are continually sought. However.
the development of improved dispersants is greatly complicated by the tendency of
any change in one property to cause undesirable effects in another. For example, increasing
the concentration of polar groups attached to the polymer to enhance dispersancy in
gasoline engines can result in poorer performance in diesel engines and more vigorous
attack on elastomeric engine seals. Raising the polymer molecular weight to get enhanced
oil solubility can cause the concentration of polar groups to dip below the minimum
needed to provide efficient dispersancy for all the sludge and varnish precursors.
Increasing the number of functional polymer groups to compensate for this problem
can yield severe compatibility problems with high base number colloidal detergents
and other conventional additives, leading to unstable viscosities and phase separation.
[0005] We herein describe a small window within the PIBSAPAM framework which defines the
dispersant compositions which could simultaneously exhibit superb The window is defined
by an equation and limits which describe for the first time the required balance of
polymer size and distribution, and functional group concentration and basicity which
could attain the above-described goals.
SUMMARY OF THE INVENTION
[0006] The present invention is directed to improved oil soluble dispersant materials which
comprise members selected from the group consisting of oil soluble salts, amides,
imides, oxazolines, or mixtures thereof, of polyolefin-substituted mono and dicarboxylic
acids or their anhydrides, wherein the polyolefin is characterized by a number average
molecular weight of from about 1,500 to 2.500 and a molecular weight distribution
of less than about 3.0, and wherein the dispersant material contains within its structure
an average of from 0.7 to 1.3 mono- or dicarboxylic acid producing moieties (preferably
acid or anhydride moieties) per polyolefin molecule. and wherein the dispersant material
contains from 0.5 to 4 equivalents of free secondary amine groups per equivalent of
the mono-or dicarboxylic acid producing moieties per molecule, with the proviso that
the dispersant material is further characterized by a Z factor of from 4.000 to 6,000
(preferably from 4.200 to 5,800), wherein the Z factor is determined by the expression
(I):

wherein [N] is the total nitrogen content of the dispersant material expressed in
wt°o (normalized to a solution containing 50 wt% active dispersant material, viz.
functionalized polymer) and M
n is the polyolefin number average molecular weight.
[0007] The materials of the invention are different from the prior art because of their
effectiveness and their ability to simultaneously provide enhanced dispersancy required
for modern-day gasoline and diesel performance, with minimum viscosity interactions
and compatibility problems (e.g., with high base number colloids and the low molecular
weight surface active agents normally present in commercial additive concentrates.
In fuels, the additives serve to minimize the degree of carburetor and fuel injector
fouling from deposits. In addition, the additives of this invention possess superior
viscometric stability.
[0008] Therefore, the present invention is also directed to novel processes for preparing
the dispersant materials of this invention.
DETAILED DESCRIPTION OF THE INVENTION
PREPARATION OF LONG CHAIN HYDROCARBYL SUBSTITUTED REACTANT
[0009] The dispersant materials of this invention are prepared by reacting at least one
polyamine with a polyolefin-substituted acid, anhydride or ester material. The polymer-substituted
mono- or dicarboxylic acid material, i.e., acid, anhydride or acid ester used in this
invention, includes the reaction product of a long chain hydrocarbon polyolefin with
a monounsaturated carboxylic reactant comprising at least one member selected from
the group consisting of (i) monounsaturated C
4 to C,
10 dicarboxylic acid (preferably wherein (a) the carboxyl groups are vicinyl, (i.e.
located on adjacent carbon atoms) and (b) at least one, preferably both, of said adjacent
carbon atoms are part of said mono unsaturation); (ii) derivatives of (i) such as
anhydrides or C
1 to C
5 alcohol derived mono- or di-esters of (i); (iii) monounsaturated C
3 to C
10 monocarboxylic acids wherein the carbon-carbon double bond is conjugated to the carboxy
group, i.e, of the structure

and (iv) derivatives of (iii) such as C
1 to Cs alcohol derived monoesters of (iii). Upon reaction with the polymer, the monounsaturation
of the monounsaturated carboxylic reactant becomes saturated. Thus, for example, maleic
anhydride becomes a polymer substituted succinic anhydride, and acrylic acid becomes
a polymer substituted propionic acid.
[0010] Typically, from about 0.7 to about 2.0 (e.g., 0.8 to 1.6), preferably from about
1.0 to about 1.4, and most preferably from about 1.1 to about 1.3 moles of said monounsaturated
carboxylic reactant are charged to the reactor per mole of polymer charged.
[0011] Normally, not all of the polymer reacts with the monounsaturated carboxylic reactant
and the reaction mixture will contain non-acid substituted polymer. The polymer-substituted
mono- or dicarboxylic acid material (also referred to herein as "functionalized" polymer
or polyolefin), non-acid substituted polyolefin, and any other polymeric by-products,
e.g. chlorinated polyolefin, (also referred to herein as "unfunctionalized" polymer)
are collectively referred to herein as "product residue" or "product mixture". The
non-acid substituted polymer is typically not removed from the reaction mixture (because
such removal is difficult and would be commercially infeasible) and the product mixture,
stripped of any monounsaturated carboxylic reactant is employed for further reaction
with the amine or alcohol as described hereinafter to make the dispersant.
[0012] Characterization of the average number of moles of monounsaturated carboxylic reactant
which have reacted per mole of polymer charged to the reaction (whether it has undergone
reaction or not) is defined herein as functionality. Said functionality is based upon
(i) determination of the saponification number of the resulting product mixture using
potassium hydroxide; and (ii) the number average molecular weight of the polymer charged,
using techniques well known in the art. Functionality is defined solely with reference
to the resulting product mixture. Although the amount of said reacted polymer contained
in the resulting product mixture can be subsequently modified, i.e. increased or decreased
by techniques known in the art, such modifications do not alter functionality as defined
above. The terms "polymer substituted monocarboxylic acid material" and "polymer substituted
dicarboxylic acid material" as used herein are intended to refer to the product mixture
whether it has undergone such modification or not.
[0013] To provide the improved dispersants of the present invention, the functionality of
the polymer substituted mono- and dicarboxylic acid material must be from about 0.7
to 1.3, preferably from about 0.8 to 1.2, and most preferably from about 0.9 to 1.1.
[0014] Exemplary of such monounsaturated carboxylic reactants are fumaric acid, itaconic
acid, maleic acid, maleic anhydride, chloromaleic acid, chloromaleic anhydride, acrylic
acid, methacrylic acid, crotonic acid, cinnamic acid, and lower alkyl (e.g., Ct to
C
L alkyl) acid esters of the foregoing, e.g., methyl maleate, ethyl fumarate, methyl
fumarate, etc.
[0015] Preferred olefin polymers for reaction with the monounsaturated carboxylic reactants
are polymers comprising a major molar amount of C
2 to C
10, e.g. C
2 to C; monoolefin. Such olefins include ethylene, propylene, butylene, isobutylene,
pentene, octene-1, styrene, etc. The polymers can be homopolymers such as polyisobutylene,
as well as copolymers of two or more of such olefins such as copolymers of: ethylene
and propylene; butylene and isobutylene; propylene and isobutylene; etc. Mixtures
of polymers prepared by polymerization of mixtures of isobutylene, butene-1 and butene-2,
e.g.. polyisobutylene wherein up to about 40% of the monomer units are derived from
butene-1 and butene-2. is an exemplary, and preferred, olefin polymer. Other copolymers
include those in which a minor molar amount of the copolymer monomers, e.g., 1 to
10 mole %, is a C
4 to C
18 non-conjugated diolefin, e.g.. a copolymer of isobutylene and butadiene; or a copolymer
of ethylene, propylene and 1,4-hexadiene; etc.
[0016] In some cases, the olefin polymer may be completely saturated, for example an ethylene-propylene
copolymer made by a Ziegler-Natta synthesis using hydrogen as a moderator to control
molecular weight.
[0017] The olefin polymers used must have number average molecular weights within the range
of from about 1,500 to 2,500, preferably from about 1,600 to 2,400. more preferably
between about 1,800 and about 2,300. Particularly useful olefin polymers have number
average molecular weights within the range of about 1,500 and about 2.500 with approximately
one terminal double bond per polymer chain. An especially useful starting material
for highly potent dispersant additives useful in accordance with this invention is
polyisobutylene, wherein up to about 40% of the monomer units are derived from butene-1
and or butene-2. The number average molecular weight for such polymers can be determined
by several known techniques. A convenient method for such determination is by gel
permeation chromatography (GPC) which additionally provides molecular weight distribution
information, see W. W. Yau, J.J. Kirkland and D.D. Bly. "Modern Size Exclusion Liquid
Chromatography", John Wiley and Sons, New York, 1979.
[0018] The olefin polymers will generally have a molecular weight distribution (the ratio
of the weight average molecular weight to number average molecular weight, i.e. M
W, M
n of less than 3.0. preferably from about 1.4 to about 2.7, and more preferably from
about 1.2 to 2.4.
[0019] The polymer can be reacted with the mono-unsaturated carboxylic reactant by a variety
of methods. For example, the polymer can be first halogenated, chlorinated or brominated
to about 1 to 8 wt.%. preferably 3 to 7 wt. % chlorine. or bromine, based on the weight
of polymer, by passing the chlorine or bromine through the polymer at a temperature
of 20 to 160 C, preferably 60 to 140 C. e.g. 110 to 130 C. for about 0.5 to 10, preferably
1 to 7 hours. The halogenated polymer may then be reacted with sufficient monounsaturated
carboxylic reactant at 100 to 250 C, usually about 180 to 235 °C, for about 0.5 to
10, e.g. 3 to 8 hours, so the product obtained will contain the desired number of
moles of the monounsaturated carboxylic reactant per mole of the halogenated polymer.
Processes of this general type are taught in U.S. Patents 3,087,436: 3.172,892; 3,272,746
and others. Alternatively, the polymer and the monounsaturated carboxylic reactant
are mixed and heated while adding chlorine to the hot material. Processes of this
type are disclosed in U.S. Patents 3,215.707; 3,231,587; 3,912,764; 4,110,349; 4,234,435;
and in U.K. 1,440.219.
[0020] Alternately, the polymer and the monounsaturated carboxylic reactant can be contacted
at elevated temperature to cause a thermal "ene" reaction to take place. Thermal "ene"
reactions have been heretofore described in U.S. Patents 3,361.673 and 3,401,118,
the disclosures of which are hereby incorporated by reference in their entirety.
[0021] Preferably, the polymers used in this invention contain less than 5 wt%, more preferably
less than 2 wt%, and most preferably less than 1 wt% of a polymer fraction comprising
polymer molecules having a molecular weight of less than about 300, as determined
by high temperature gel premeation chromatography employing the corresponding polymer
calibration curve. Such preferred polymers have been found to permit the preparation
of reaction products, particularly when employing maleic anhydride as the unsaturated
acid reactant, with decreased sediment. In the event the polymer produced as described
above contains greater than about 5 wt% of such a low molecular weight polymer fraction,
the polymer can be first treated by conventional means to remove the low molecular
weight fraction to the desired level prior to initiating the ene reaction, and preferably
prior to contacting the polymer with the selected unsaturated carboxylic reactant(s).
For example. the polymer can be heated, preferably with inert gas (e.g., nitrogen)
stripping, at elevated temperature under a reduced pressure to volatilize the low
molecular weight polymer components which can then be removed from the heat treatment
vessel. The precise temperature, pressure and time for such heat treatment can vary
widely depending on such factors as as the polymer number average molecular weight,
the amount of the low molecular weight fraction to be removed. the particular monomers
employed and other factors. Generally, a temperature of from about 60 to 100 C and
a pressure of from about 0.1 to 0.9 atmospheres and a time of from about 0.5 to 20
hours (e.g., 2 to 8 hours) will be sufficient.
[0022] In this process, the selected polymer and monounsaturated carboxylic reactant and
halogen (e.g.. chlorine gas), where employed, are contacted for a time and under conditions
effective to form the desired polymer substituted mono- or dicarboxylic acid material.
Generally, the polymer and monounsaturated carboxylic reactant will be contacted in
a unsaturated carboxylic reactant to polymer mole ratio usually from about 0.7:1 to
2:1, and preferably from about 1:1 to 1.3:1, at an elevated temperature, generally
from about 120 to 260 C, preferably from about 160 to 240°C. The mole ratio of halogen
to monounsaturated carboxylic reactant charged will also vary and will generally range
from about 0.5:1 to 4:1, and more typically from about 0.7:1 to 2:1 (e.g., from about
0.9 to 1.4:1). The reaction will be generally carried out, with stirring for a time
of from about 1 to 20 hours, preferably from about 2 to 6 hours.
[0023] By the use of halogen, about 65 to 95 wt. % of the polyolefin, e.g. polyisobutylene
will normally react with the monounsaturated carboxylic acid reactant. Upon carrying
out a thermal reaction without the use of halogen or a catalyst, then usually only
about 50 to 75 wt. % of the polyisobutylene will react. Chlorination helps increase
the reactivity. For convenience, the aforesaid functionality ratios of mono- or dicarboxylic
acid producing units to polyolefin, e.g., 0.7 to 1.3, etc. are based upon the total
amount of polyolefin, that is, the total of both the reacted and unreacted polyolefin.
used to make the product.
[0024] The reaction is preferably conducted in the substantial absence of 0
2 and water (to avoid competing side reactions), and to this end can be conducted in
an atmosphere of dry N
2 gas or other gas inert under the reaction conditions. The reactants can be charged
separately or together as a mixture to the reaction zone, and the reaction can be
carried out continuously, semi-continuously or batchwise. Although not generally necessary,
the reaction can be carried out in the presence of a liquid diluent or solvent, e.g.,
a hydrocarbon diluent such as mineral lubricating oil, toluene, xylene, dichlorobenzene
and the like. The polymer substituted mono- or dicarboxylic acid material thus formed
can be recovered from the liquid reaction mixture, e.g., after stripping the reaction
mixture, if desired, with an inert gas such as N
2 to remove unreacted unsaturated carboxylic reactant.
[0025] If desired, a catalyst or promoter for reaction of the olefin polymer and monounsaturated
carboxylic reactant (whether the olefin polymer and monounsaturated carboxylic reactant
are contacted in the presence or absence of halogen (e.g., chlorine)) can be employed
in the reaction zone. Such catalyst of promoters include alkoxides of Ti, Zr, V and
AI, and nickel salts (e.g., Ni acetoacetonate and Ni iodide) which catalysts or promoters
will be generally employed in an amount of from about 1 to 5,000 ppm by weight, based
on the mass of the reaction medium.
NITROGEN-CONTAINING COMPOUNDS
[0026] As described above, the dispersant additives of the present invention are prepared
by contacting a polyamine with a long chain hydrocarbyl-substituted mono-or dicarboxylic
acid material. The polyamines contain at least two (e.g., from 2 to 20), preferably
at least 3 (e.g. from 3 to 15), and most preferably from 3 to 8, reactive nitrogen
moieties (that is, the total of the nitrogen-bonded H atoms) per molecule of the nitrogen-containing
compound. The polyamines preferably comprise linked polyamines prepared by contacting
a polyfunctional reactant with a nitrogen-containing compound containing at least
two (e.g., from 2 to 20), preferably at least 3 (e.g. from 3 to 15), and most preferably
from 3 to 8, reactive nitrogen moieties (that is, the total of the nitrogen-bonded
H atoms) per molecule of the nitrogen-containing compound. The nitrogen-containing
compound will generally comprise at least one member selected from the group consisting
of organic primary monoamines and organic polyamines containing at least one primary
amine group or at least two secondary amine groups per molecule. Generally, the organic
amines will contain from about 2 to 60, preferably 2 to 40 (e.g. 3 to 20), total carbon
atoms and about 2 to 12, preferably 3 to 12, and most preferably from 3 to 8 (e.g.,
5 to 9) total nitrogen atoms in the molecule. These amines may be hydrocarbyl amines
or may be hydrocarbyl amines including other groups, e.g, hydroxy groups, alkoxy groups,
amide groups, nitriles, imidazoline groups. and the like. Hydroxy amines with 1 to
6 hydroxy groups, preferably 1 to 3 hydroxy groups are particularly useful. Preferred
amines are aliphatic saturated amines, including those of the general formulas:

wherein R, R', R" and R are independently selected from the group consisting of hydrogen;
C
1 to C
25 straight or branched chain alkyl radicals; C, to C
12 alkoxy C
2 to C
6 alkylene radicals; C
2 to C
1 hydroxy amino alkylene radicals; and C· to C
12 alkylamino C
2 to C
6 alkylene radicals; and wherein R can additionally comprise a moiety of the formula:

wherein R is as defined above, and wherein s and s can be the same or a different
number of from 2 to 6. preferably 2 to 4; and t and t can be the same or different
and are numbers of from 0 to 10. preferably 2 to 7, and most preferably about 3 to
7, with the proviso that the sum of t and t is not greater than 15. To assure a facile
reaction, it is preferred that R, R', R , R"', s, s , t and t be selected in a manner
sufficient to provide the compounds of Formulas I and II with typically at least one
primary or secondary amine group. preferably at least two primary or secondary amine
groups. This can be achieved by selecting at least one of said R, R', R or R groups
to be hydrogen or by letting t in Formula II be at least one when R is H or when the
III moiety possesses a secondary amino group.
[0027] Non-limiting examples of suitable organic amine compounds include: 1.2-diaminoethane;
1.3-diaminopropane: 1.4-diaminobutane; 1.6-diaminohexane: polyethylene amines such
as diethylene triamme; triethylene tetra; tetraethylene pentamine; polypropylene amines
such as 1,2-propylene diamine; di-(1.2-propylene)triamIne; di-(1.3-propylene)triamine;
N,N-dimethyl-1,3-diaminopropane; N.N-di-(2-aminoethyl) ethylene diamine: N,N-di(2-hydroxyethyl)-1,3-propylene
diamine; 3-dodecyloxypropylamine: N-dodecyl-1.3-propane diamine ; tns hydroxymethylaminomethane
(THAM); diisopropanol amine; diethanol amine: triethanol amine; mono-, di-, and tri-tallow
amines; amino morpholines such as N-(3-aminopropyl)-morpholine; and mixtures thereof.
[0028] Other useful amine compounds include: alicyclic diamines such as 1,4-di(aminomethyl)
cyclohexane. and heterocyclic nitrogen compounds such as imidazolines, and N-aminoalkyl
piperazines of the general formula (IV):

wherein p
1 and p
2 are the same or different and are each integers of from 1 to 4. and n
1, n
2 and n
3 are the same or different and are each integers of from 1 to 3. Non-limiting examples
of such amines include 2-pentadecyl imidazoline: N-(2-aminoethyl) piperazine; etc.
[0029] Commercial mixtures of amine compounds may advantageously be used. For example. one
process for preparing alkylene amines involves the reaction of an involves the reaction
of an alkylene dihalide (such as ethylene dichloride or propylene dichloride) with
ammonia, which results in a complex mixture of alkylene amines wherein pairs of nitrogens
are joined by alkylene groups, forming such compounds as diethylene triamine, triethylenetetra,
tetraethylene pentamine and isomeric piperazines. Low cost poly(ethyleneamines) compounds
averaging about 5 to 7 nitrogen atoms per molecule are available commercially under
trade names such as "Polyamine H", "Polyamine 400", "Dow Polyamine E-100", etc.
[0030] Useful amines also include polyoxyalkylene polyamines such as those of the formulae:
NH
2-alkylene(̵O-alkylene)̵
mNH
2 (V) where m has a value of about 3 to 70 and preferably 10 to 35; and R(̵alkylene(̵O-alkylene)̵
pNH
2)̵
a (VI) where "n" has a value of about 1 to 40 with the provision that the sum of all
the n's is from about 3 to about 70 and preferably from about 6 to about 35. and R
is a polyvalent saturated hydrocarbon radical of up to ten carbon atoms wherein the
number of substituents on the R group is represented by the value of "p", which is
a number of from 3 to 6. The alkylene groups in either formula (V) or (VI) may be
straight or branched chains containing about 2 to 7, and preferably about 2 to 4 carbon
atoms.
[0031] The polyoxyalkylene polyamines of formulas (V) or (VI) above, preferably polyoxyalkylene
diamines and polyoxyalkylene triamines, may have average molecular weights ranging
from about 200 to about 4000 and preferably from about 400 to about 2000. The preferred
polyoxyalkylene polyoxyalkylene polyamines include the polyoxyethylene and polyoxypropylene
diamines and the polyoxypropylene triamines having average molecular weights ranging
from about 200 to 2000. The polyoxyalkylene polyamines are commercially available
and may be obtained, for example, from the Jefferson Chemical Company, Inc. under
the trade name "Jeffamines D-230, D-400, D-1000, D-2000, T-403", etc.
[0032] Additional amines useful in the present invention are described in U.S. Patent 3,445,441,
the disclosure of which is hereby incorporated by reference in its entirety.
[0033] Most preferred as the nitrogen-containing compound are members selected from the
group consisting of organic diprimary amines having from 2 to 12 carbon atoms and
from 2 to 8 nitrogen atoms per molecule. Examples of such preferred organic diprimary
amines are ethylene diamine, propylene diamine, diethylene triamine, dipropylene triamine,
triethylene tetraamine, tripropylene tetraamine, tetraethylene pentaamine, tetrapropylene
pentaamine, polyhexamethylene diamine, phenyl diamine.
POLYFUNCTIONAL REACTANT
[0034] Polyfunctional reactants useful in this invention comprise compounds containing at
least 2 (e.g., from 2 to 4) functional groups per molecule which are reactive with
-NH- groups under the selected reaction conditions, and which when reacted with the
selected nitrogen-containing compound serves to link two or more such N-compounds,
to form a linked polyamine containing within its structure, on average, (i) at least
two unreacted primary or secondary amine groups, and preferably also (ii) at least
two nitrogen-containing moieties derived from said nitrogen-containing compound per
moiety of said polyfunctional reactant
[0035] The linked polyamine can be illustrated by the generalized structure:
A' - Link - (A")t1 wherein A, and A are each the same or different and are nitrogen-containing moieties
corresponding to the nitrogen-containing compound, "Link" is the reacted polyfunctional
reactant, and "t, is an integer of at least 1 (e.g., from 1 to 3). Preferably, A and
A each contain at least one unreacted primary amine group, and preferably t1 is 1 or 2. It will be understood that the reaction mixtures containing the linked
polyamine will also generally contain as by-products other addition adducts, such
as adducts of the structure:
A' - Link - A" - (Link - A")t2 wherein A, "Link" and A are as defined above, and "t2 is an integer of at least 1. Similarly, when a trifunctional reactant is employed,
by-product adducts of the following structure can be present:

and the like. Polyfunctional reactants useful in this invention include compounds
having the formula (VII):

wherein W' and W2 are the same or different and are 0 or S, X and Y are the same or different and are
preferably each groups which are reactive with a -NH- group (i.e., with primary or
secondary amine groups), T is a substituted or unsubstituted hydrocarbon moiety, "a"
is 0 or 1, "b" is 0 or 1, and "c" is an integer of at least 1, with the provisos that
c = 1 when a = 0 and that b = 1 when a = 1.
[0036] The X and Y functional groups are the same or different and include reactive groups
selected from the group consisting of: halide, -OR
4, -SR
4, -N(R
4)(R
S). -Z'C(O)OR
4, -C(O)R
4, -(R
3)C=C(R
1)(R
2), -Z'-epoxy, -Z'- nitrile, -Z'-cyano, -Z'-thiocyano, -Z'-isothiocyano, and -Z'-isocyano,
wherein R', R
2, R
3, R
4 and R
5 are the same or different and are H or substituted or unsubstituted hydrocarbyl and
wherein Z' is C
1 to C
20 (preferably C' to C
10) bivalent hydrocarbylene (preferably alkylene or arylene). If a = b = 1, and T contains
at least one >C = C< group, X and Y can together further comprise -0- or -S-, to provide
as reactants a class of ethylenically unsaturated and aromatic anhydrides and sulfo-anhydrides.
wherein R', R
2, R
3, R
4 and R
5 .are the same or different and are H or substituted or unsubstituted hydrocarbyl.
If a = b = 1, and T contains at least one >C = C< group, X and Y can together further
comprise -0-, to provide as reactants a class of ethylenically unsaturated and aromatic
anhydrides.
[0037] When R', R
2, R
3, R
4 or R
5 are hydrocarbyl, these groups can comprise alkyl, cycloalkyl. aryl, alkaryl. aralkyl
or heterocyclic, which can be substituted with groups which are substantially inert
to any component of the reaction mixture under conditions selected for preparation
of the amido-amine. Such substituent groups include hydroxy, halide (e.g., Cl, Fl,
I. Br), -SH and alkylthio. When one or more of R' through R
5 are alkyl, such alkyl groups can be straight or branched chain, and will generally
contain from 1 to 20. more usually from 1 to 10, and preferably from 1 to 4, carbon
atoms. Illustrative of such alkyl groups are methyl, ethyl, propyl, butyl. pentyl.
hexyl, heptyl, octyl, nonyl, decyl, dodecyl, tridecyl, hexadecyl. octadecyl and the
like. When one or more of R' through R
5 are aryl, the aryl group will generally contain from 6 to 10 carbon atoms (e.g.,
phenyl, naphthyl).
[0038] When one or more of R' through R
5 are alkaryl, the alkaryl group will generally contain from about 7 to 20 carbon atoms,
and preferably from 7 to 12 carbon atoms. Illustrative of such alkaryl groups are
tolyl. methylphenyl, o-ethyltolyl, and m-hexyltolyl. When one or more of R' through
R
5 are aralkyl. the aryl component generally consists of phenyl or (C, to C
6) alkyl-substituted phenol and the alkyl component generally contains from 1 to 12
carbon atoms, and preferably from 1 to 6 carbon atoms. Examples of such aralkyl groups
are benzyl, o-ethylbenzyl, and 4-isobutylbenzyl. When one or more of R' and R
5 are cycloalkyl, the cycloalkyl group will generally contain from 3 to 12 carbon atoms,
and preferably from 3 to 6 carbon atoms. Illustrative of such cycloalkyl groups are
cyclopropyl, cyclobutyl, cyclohexyl. cyclooctyl. and cyclododecyl. When one or more
of R' through R
5 are heterocyclic. the heterocyclic group generally consists of a compound having
at least one ring of 6 to 12 members in which on one more nng carbon atoms is replaced
by oxygen or nitrogen. Examples of such heterocyclic groups are furyl, pyranyl, pyridyl,
piperidyl, dioxanyl, tetrahydrofuryl, pyrazinyl and 1,4-oxazinyl.
[0039] T is a polyvalent organic radical whose valence is equal to c + 1, wherein "c" is
an integer of at least 1, preferably 1 to 3. Ordinarily T will not contain more than
20 carbon atoms and preferably not more than 10 carbon atoms. T can therefore include
divalent groups such as as saturated and unsaturated hydrocarbylene (e.g., alkylene,
alkenylene, arylene, and the like). When T is substituted, it can contain 1 or more
substituents selected from the class consisting of halo, lower alkoxy, lower alkyl
mercapto, nitro. lower alkyl and oxo. It also may contain interrupting groups such
as -0-, -S-, -S(0)-, -S(0)
z-. -NH-, -C(0) and the like.
[0040] Examples of polyfunctional reactants of formula VII wherein X is (R
1)(R
2)C=C(R
3)-, a =
b = 0 and c = 1 are difunctional reactants comprising alpha, beta-ethylenically unsaturated
compounds selected from the group consisting of compounds of the formula:

wherein W' is sulfur or oxygen, Y is as defined above, and is preferably -OR
4, -SR
4, or -NR
4(R
5), wherein R
1, R
2, R
3, R
4 and R
5 are as defined above.
[0041] The alpha, beta-ethylenically unsaturated carboxylate compounds employed herein have
the following formula:

wherein R', R
2. R
3, and R
4 are the same of different and are hydrogen or substituted or unsubstituted hydrocarbyl
as defined above. Examples of such alpha, beta-ethylenically unsaturated carboxylate
compounds of formula IX are acrylic acid. methacrylic acid, the methyl, ethyl, isopropyl,
n-butyl. and isobutyl esters of acrylic and methacrylic acids, 2-butenoic acid, 2-hexenoic
acid, 2-decenoic acid. 3-methyl-2- heptenoic acid, 3-methyl-2-butenoic acids 3-phenyl-2-propenoic
acid, 3-cyclohexyl-2-buteno
lc acid, 2-methyl-2-butenoic acid, 2-propyl-2-propenoic acid, 2-isopropyl-2-hexenoic
acid, 2,3-dimethyl-2-butenoic acid, 3-cyclohexyl-2-methyl-2-pentenoic acid, 2-propenoic
acid, methyl 2-propenoate, methyl 2-methyl 2-propenoate, methyl 2-butenoate, ethyl
2-hexenoate, isopropyl 2-decenoate, phenyl 2-pentenoate, tertiary butyl 2-propenoate,
octadecyl 2-propenoate, dodecyl 2-decenoate, cyclopropyl 2,3-dimethyl-2-butenoate,
methyl 3-phenyl-2-propenoate, and the like.
[0042] The alpha, beta-ethylenically unsaturated reactants of formula IX wherein -OR
4 is instead -R
4 are aldehydes and ketones of the formula:

wherein R
1, R
2, R
3, and R
4 are the same or different and are hydrogen or substituted or unsubstituted hydrocarbyl
as defined above. Examples of such alpha, beta-ethylenically unsaturated aldehydes
and ketones of formula IXa are:
H2C = CH-C(O)-CH3
H2C = CH-C(O)-C2H5
H2 C = CH-C(O)-C3 H7
H2C=CH-C(0)-C(CH3)3
H2C=CH-C(O)-C5H11
H2C = C(CH3)-C(O)-CH(CH3)2
H2C=C(CH3)-C(O)-C2H5
H(CH3)C = CH-C(0)-CH3
H(CH3)C = CH-C(O)-CH(CH3)2
H(CH3)C = CH-C(O)-C2H5
H(CH3)C=CH-C(O)-C3H7
H(C2 H5)C = CH-C(O)-C(CH3)3
H(CH3)C=CH-C(O)-C5H11
(CH3)(C2H5)C = C(CH3)-C(O)-CH3
H(CH3)C = C(CH3 )-C(0)-C2 H5
[0043] The alpha, beta-ethylenically unsaturated carboxylate thioester compounds employed
herein have the following formula:

wherein R
1, R
2, R
3, and R
4 are the same or different and are hydrogen or substituted or unsubstituted hydrocarbyl
as defined above. Examples of such alpha, beta-ethylenically unsaturated carboxylate
thioesters of formula X are methylmercapto 2-butenoate, ethylmercapto 2-hexenoate,
isopropylmercapto 2- decenoate, phenylmercapto 2-pentenoate, tertiary butylmercapto
2-propenoate, octa decylmercapto 2-propenoate, dodecylmercapto 2-decenoate, cyclopropylmercapto
2,3-dimethyl-2-butenoate, methylmercapto 3-phenyl-2-propenoate, methylmercapto 2-propenoate,
methylmercapto 2-methyl-2-propenoate, and the like.
[0044] The alpha, beta-ethylenically unsaturated carboxyamide compounds employed herein
have the following formula:

wherein R', R
2, R
3, R
4 and R
5 are the same or different and are hydrogen or substituted or unsubstituted hydrocarbyl
as defined above. Examples of alpha, beta-ethylenically unsaturated carboxyamides
of formula XI are 2-butenamide, 2-hexenamide, 2-decenamide, 3-methyl-2-heptenamide,
3-methyl-2-butenamide, 3-phenyl-2-propenamide, 3-cyclohexyl-2-butenamide, 2-methyl-2-butenamide,
2-propyl-2-propenamide, 2-isopropyl-2-hexenamide, 2,3-dimethyl-2-butenamide, 3-cyclohexyl-2-methyl-2-pentenamide,
N-methyl 2-butenamide, N,N-diethyl 2-hexenamide, N-isopropyl 2-decenamide, N-phenyl
2-pentenamide, N-tertiary butyl 2-propenamide, N-octadecyl 2-propenamide, N,N-didodecyl
2-decenamide, N-cyclopropyl 2,3-dimethyl-2-butenamide, N-methyl 3-phenyl-2-propenamide,
2-propenamide, 2-methyl-2-propenamide, 2-ethyl-2-propenamide and the like.
[0045] - The alpha, beta-ethylenically unsaturated thiocarboxylate compounds employed herein
have the following formula:

wherein R
1, R
2, R
3 and R
4 are the same or different and are hydrogen or substituted or unsubstituted hydrocarbyl
as defined above. Examples of alpha, beta-ethylenically unsaturated thiocarboxylate
compounds of formula XII are 2-butenthioic acid, 2-hexenthioic acid, 2-decenthioic
acid. 3-methyl-2-heptenthioic acid, 3-methyl-2-butenthioic acid, 3-phenyl-2-propenthioic
acid, 3-cyclohexyl-2-butenthioic acid, 2-methyl-2-butenthioic acid, 2-propyl-2-propenthioic
acid, 2-isopropyl-2-hexenthioic acid, 2,3-dimethyl-2-butenthioic acid, 3-cyclohexyl-2-methyl-2-pententhioic
acid, 2-propenthioic acid, methyl 2-propenthioate. methyl 2-methyl 2-propenthioate,
methyl 2-butenthioate, ethyl 2-hexenthioate, isopropyl 2-decenthioate. phenyl 2-pententhioate,
tertiary butyl 2-propenthioate, octadecyl 2-propenthioate, dodecyl 2-decenthioate.
cyclopropyl 2,3-dimethyl-2-butenthioate, methyl 3-phenyl-2-propenthioate, and the
like.
[0046] The alpha, beta-ethylenically unsaturated dithioic acid and acid ester compounds
employed herein have the following formula:

wherein R
1, R
2, R
3, and R
4 are the same or different and are hydrogen or substituted or unsubstituted hydrocarbyl
as defined above. Examples of alpha, beta-ethylenically unsaturated dithioic acids
and acid esters of formula XIII are 2-butendithioic acid, 2-hexendithioic acid, 2-decendithioic
acid, 3-methyl-2- heptendithioic acid. 3-methyl-2-butendithioic acid, 3-phenyl-2-propendithioic
acid. 3-cyclohexyl-2-butendithioic acid, 2-methyl-2-butendithioic acid, 2-propyl-2-propendithioic
acid, 2-isopropyl-2-hexendithioic acid. 2,3-dimethyl-2-butendithioic acid. 3-cyclohexyl-2-methyl-2-pentendithioic
acid, 2-propendithioic acid, methyl 2-propendithioate, methyl 2-methyl 2-propendithioate,
methyl 2-butendithioate, ethyl 2-hexendithioate, isopropyl 2-decendithioate, phenyl
2-pentendithioate, tertiary butyl 2-propendithioate. octadecyl-2-propendithioate,
dodecyl 2-decendithioate, cyclopropyl-2,3-dimethyl-2-butendithioate, methyl 3-phenyl-2-propendithioate,
and the like.
[0047] The alpha, beta-ethylenically unsaturated thiocarboxyamide compounds employed herein
have the following formula:

wherein R
1, R
2, R
3. R
4 and R
5 are the same or different and are hydrogen or substituted or unsubstituted hydrocarbyl
as defined above. Examples of alpha, beta-ethylenically unsaturated thiocarboxyamides
of formula XIV are 2-butenthioamide, 2-hexenthioamide, 2-decenthioamide, 3-methyl-2-heptenthioamide.
3-methyl-2-butenthioamide, 3-phenyl-2-propenthioamide, 3-cyclohexyl-2-butenthioamide,
2-methyl-2-butenthioamide, 2-propyl-2-propenthioamide, 2-isopropyl-2-hexenthioamide,
2,3-dimethyl-2-butenthioamide, 3-cyclohexyl-2-methyl-2-pententhioamide, N-methyl 2-butenthioamide,
N,N-diethyl 2-hexenthioamide, N-isopropyl 2-decenthioamide, N-phenyl 2-pententhioamide,
N-tertiary butyl 2-propenthioamide, N-octadecyl 2-propenthioamide, N,N-didodecyl 2-decenthioamide,
N-cyclopropyl 2,3-dimethyi-2-butenthioamide, N-methyl 3-phenyl-2-propenthioamide,
2-propenthioamide, 2-methyl-2-propenthioamide, 2-ethyl-2-propenthioamide and the like.
[0048] Exemplary of polyfunctional reactants of formula VII wherein a = c = 1 are compounds
of the formula (XV):

wherein W
1, W
2, X, Y and T are as defined above. Preferred members of this class of reactants are
compounds of the formula (XVI):

wherein X and Y are as defined above and wherein T' is substituted or unsubstituted
divalent C
1 to C
20 - (preferably, C
1 to C
10) alkylene or alkenylene, e.g -C
2H
5-, -(CH
2)
3-, -(CH
2)
4-, -CH=CH-, -C(CH
2)-CH
2-, and the like, or C
6 to C
20 (preferably, C
6 to C
14) divalent substituted or unsubstituted arylene such as phenylene, naphthylene, bisphenylene,
-phenyl-0-phenyl- and the like. Illustrative of difunctional reactants of formula
XVI are:
H2C = CH-C(O)-CH-C(O)-OCH3
H2C = CH-C(O)-C2H4-C(O)-OCH3
H2C = CH-C(O)-CH-C(O)-CH = CH2
H2C = CH-C(O)-C2H4-C(O)-CH = CH2
H2C = CH-C(O)-C2H4-C(O)-OC2H5
H2C = CH-C(O)-C3H6-C(O)-CL
H2C = CH-C(O)-C2H4-C(O)-SH
H2C = CH-C(O)-C5 H. 0-C(O)-SCH3
H2C = C(CH3)-C(O)-C2H4-C(O)-OCH3
H2C = C(CH3)-C(O)-C2H4-C(O)-OC2H5
H2C = CH-C(0)-CH-C(0)-CH3
H2C = CH-C(O)-C2H4-C(O)-CH3
H2C = CH-C(O)-C2H4-C(O)-C2H5
H(CH3)C = CH-C(O)-CH2-C(O)-OCH3
H(CH3)C = CH-C(O)-C2 H4-C(O)-OCH3
H(CH3)C = CH-C(O)-CH2-C(O)-CH = CH2
H(CH3)C = CH-C(O)-C2H4-C(O)-CH = CH2
H(CH3)C = CH-C(O)-C2 H4-C(O)-OC2 Hs
H(CH3)C = CH-C(O)-C3 H6-C(O)-Cl
H(C2 H5)C = CH-C(O)-C2 H4-C(O)-SH
H(CH3)C = CH-C(O)-C5 H10-C(O)-SCH3
(CH3)(C2H5)C=C(CH3)-C(O)-C2H4-C(O)-OCH3
H(CH3)C=C(CH3)-C(O)-C2H4-C(O)-OC2H5
H(CH3)C = CH-C(O)-CH2-C(O)-CH3
H(CH3)C = CH-C(O)-C2H4-C(O)-CH3
H(CH3)C = CH-C(O)-C2 H4-C(O)-C2 H5
Cl-C(O)-CH2-C(O)-OCH3
Cl-C(O)-C2H4-C(O)-OCH3
CH30-C(0)-CH2-C(0)-OCH3
CH3 O-C(O)-C2 H4-C(O)-OCH3
CH3S-C(O)-CH2-C(O)-SCH3
CH3S-C(O)-C2H4-C(O)-SCH3
CH30-C(0)-CH2-C(0)-SCH3
CH3 S-C(O)-C2 H4-C(O)-SC2 H5
Cl-C(O)-C2H4-C(O)-OC2 H5
Cl-C(O)-C3H6-C(O)-OH
Cl-C(O)-C2H4-C(O)-SH
Cl-C(O)-C5 H1 O-C(O)-SCH3 Cl-C(O)-C2H4-C(O)-OCH3
Cl-C(O)-C2 H4-C(O)-OC2 H5
Cl-C(O)-CH2-C(O)-CH3
Cl-C(O)-C2 H4-C(O)-CH3
Cl-C(O)-C2H4-C(O)-C2H5
CH3 O-C(O)-CH2-C(O)-OH
CH3O-C(O)-C2 H4C(O)-OH
CH3O-C(O)-C2 H4-C(O)-SH
CH2O-C(O)-C3H6-C(O)-Cl
C2 Hs O-C(O)-C2 H4-C(O)-SH
CH3O-C(O)-C5H10-C(O)-SCH3 CH3S-C(O)-CH2-C(O)-OCH3
CH3-C(O)-CH2-C(O)-OH
CH3-C(O)-C2H4-C(O)-OH
CH3-C(O)-C2H4-C(O)-SH
[0049] Exemplary of reactants of formula VII wherein a = b = c = 1, W' and W
2 are 0, T contains a >C=C< group and wherein X and Y together comprise -0- or -S-
are:

chloromaleic anhydride, and the like.
[0050] Exemplary of polyfunctional reactants of formula VII wherein a = b = 1 and c > 1
are compounds of the formula (XVII):

wherein W
1, W
2, X, Y, T and "c" are as defined above.
[0051] Illustrative of compounds of formula XVII above are:
H2C = CH-C(O)-CH2-[C(O)-OCH3]2
H2C=CH-C(O)-C2H3-[C(O)-OCH3]2
H2C = CH-C(O)-ARYL-(C(O)-OCH3]2
H2C = CH-C(O)-ARYL-[C(O)-OCH3 ]2
H2C = CH-C(O)-C2H3-[C(O)-OC2H5]2
C2C = CH-C(O)-NAPTHYL-[C(O)-OCH3]2
C2C = CH-C(0)-NAPHTHYL-[C(0)-OCH3]2
H2C = CH-C(O)-C2H3-[C(O)-OC2H5]2
H2C = CH-C(O)-C3H5-[C(O)-Cl]2
H2C = CH-[C(O)-C2H3-[C(O)-SH]2
H2C = CH-C(O)-Cs H9-[C(O)-SCH3]2
H2C = C(CH3)-C(O)-C2H3-[C(O)-OCH3]2
H2 C = C(CH3)-C(O)-C2 H3-[C(O)-OC2 H5]2
H2C = CH-C(O)-CH2-[C(O)-CH3]2
H2C = CH-C(O)-C2H3-[C(O)-CH3]2
H2C = CH-C(O)-ARYL-[C(O)-CH3]2
H(CH3)C=CH-C(O)-CH-[C(O)-OCH3]2
H(CH3)C=CH-C(O)-C2H3-[C(O)-OCH3]2
H(CH3)C = CH-C(O)-C2H3-[C(O)-OC2H5]2
H(CH3)C = CH-C(O)-C3H5-[C(O)-Cl]2
H(C2H5)C = CH-C(O)-C2H3-[C(O)-SH]2
H(CH3)C = CH-C(O)-C5H9[C(O)-SCH3]2
(CH3)(C2H5)C = C(CH3)-C(O)-C2H3-[C(O)-OCH3]2
H(CH3)C = C(CH3)-C(0)-C2 H3[C(O)-OC2H5]2
H(CH3)C = CH-C(O)-CH-[C(O)-CH3]2
H(CH3)C=CH-C(O)-C2H3-[C(O)-CH3]2
H(CH3)C = CH-C(O)-C2 H3-[C(O)-C2 Hs ]2
Cl-C(O)-CH-[C(O)-OCH3]2
Cl-C(O)-C2H3-[C(O)-OCH3]2
Cl-C(O)-C2H3-[C(O)-OC2H5]2
Cl-C(O)-C3H5-[C(O)-OH]2
Cl-C(O)-C2H3-[C(O)-SH]2
Cl-C(O)-C5H9-[C(O)-SCH3]2
Cl-C(O)-C2H3-[C(O)-OCH3]2
Cl-C(O)-C2H3-[C(O)-OC2H5]2
Cl-C(O)-CH-[C(O)-CH3]2
Cl-C(O)-C2H3-[C(O)-CH3]2
Cl-C(O)-C2H3-[C(O)-C2H5]2
CH3O-C(O)-CH-[C(O)-OH]2
CH3O-C(O)-C2H3-[C(O)-OH]2
CH3O-C(O)-C2H3-[C(O)-SH]2
CH3O-C(O)-C3H5-[C(O)-Cl]2
C2H5O-C(O)-C2H3-[C(O)-SH]2
CH3O-C(O)-C5H9-[C(O)-SCH3]2
CH3 S-C(O)-CH-[C(O)-OCH3]2
CH3-C(O)-CH-[C(O)-OH]2
CH3-C(O)-C2H3-[C(O)-OH]2
CH3-C(O)-C2H3-[C(O)-SH]2
Exemplary of the polyfunctional reactants of formula VII wherein a = 0 and b = c =
1 are bisfunctional compounds of the formula (XIX):

wherein W
1, W
2, X and Y are as defined above.
[0052] Illustrative of compounds of formula XIX above are:
C2C = CH-C(O)-C(O)-OCH3
C2C = CH-C(O)-C(O)-OCH3
H2C = CH-C(O)-C(O)-OC2H5
H2C = CH-C(O)-C(O)-Cl
H2C = CH-C(O)-C(O)-SH
H2C = CH-C(O)-C(O)-SCH3
H2C = C(CH3)-C(O)-C(O)-OCH3
H2C = C(CH3)-C(O)-C(O)-OC2H5
C2C = CH-C(O)-C(O)-CH3
C2C = CH-C(O)-C(O)-CH3
H2C=CH-C(O)-C(O)-C2H5
H(CH3)C = CH-C(O)-C(O)-OCH3
H(CH3)C = CH-C(O)-C(O)-OCH3
H(CH3)C = CH-C(O)-C(O)-OC2 H5
H(CH3)C=CH-C(O)-C(O)-Cl
H(C2 H5)C = CH-C(O)-C(O)-SH
H(CH3)C = CH-C(O)-C(O)-SCH3
(CH3)(C2H5)C=C(CH3)-C(O)-C(O)-OCH3
H(CH3)C = C(CH3)-C(O)-C(O)-OC2H5
H(CH3)C=CH-C(O)-C(O)-CH3
H(CH3)C = CH-C(O)-C(O)-CH3
H(CH3)C = CH-C(O)-C(O)-C2 Hs
CI-C(0)-C(O)-OCH3
Cl-C(O)-C(O)-OCH3
Cl-C(O)-C(O)-OC2H5
Cl-C(O)-C(O)-OH
Cl-C(O)-C(O)-SH
CI-C(0)-C(0)-SCH3
Cl-C(O)-C(O)-OCH3
Cl-C(O)-C(O)-OC2H5
CI-C(O)-C(0)-CH3
Cl-C(O)-C(O)-CH3
Cl-C(O)-C(O)-C2H5
CH3O-C(O)-C(O)-OH
C2Hs-C(O)-C(O)-OH
CH30-C(0)-C(0)-SH
CH3O-C(O)-C(O)-Cl
C2H5O-C(O)-C(O)-SH
CH30-C(0)-C(0)-SCH3
CH3O-C(O)-C(O)-OCH3
CH3-C(O)-C(O)-OH
C2H5-C(O)-C(O)-OH
CH30-C(0)-C(0)-SH
[0053] Also useful as polyfunctional reactants in the present invention are compounds of
the formula (XX):

wherein R' and W' are as defined above, and wherein "d1 and "d2" are each integers
of from 1 to 10; compounds of the formula (XXI):

wherein R', R
2. and R
3 are the same or different and are hydrogen or substituted or unsubstituted hydrocarbyl
as defined above, and wherein Y" comprises a reactive functional group selected from
the group consisting of: halide, -OR
4, -SR
4, -N(R
4)(R
5), -Z
1C(O)OR
4 and -(R
3)C=C(R
1)(R
2), wherein R
4 is H or substituted or unsubstituted hydrocarbyl as defined above, and compounds
of the formula (XXla):

wherein R', R
2, and R
3 are the same or different and are hydrogen or substituted or unsubstituted hydrocarbyl
as defined above.
[0054] Examples of such compounds of formula XX are:
CH3OC(O)C2H4SCH2-ANHY
CH30C(0)CH2SCH2-ANHY
CH3OC(O)C3H6SCH2-ANHY
CH30C(0)C(CH3)2SCH2-ANHY
CH3OC(O)CH(CH3)SCH2-ANHY
C2H5OC(O)C2H4SCH2-ANHY
C2H5OC(O)CH2SCH2-ANHY
C2H5 OC(O)C3 H6 SCH2-ANHY C2H5OC(O)C(CH3)2SCH2-ANHY C2H5OC(O)CH(CH3)SCH2-ANHY wherein ANHY is the moiety:

[0055] Examples of such compounds of formula XXI are:
H2C=CH-S(O)2-OCH3
H2C=CH-S(O)2-OCH3
H2C=CH-S(O)2-OC2H5
H2C=CH-S(O)2-Cl
H2C=CH-S(O)2-SH
H2C = CH-S(0)2-SCH3
H2C=C(CH3)-S(0)2-OCH3
H2C=C(CH3)-S(O)2-OC2H5
H2C=CH-S(O)2-OCH(CH3)2
H(CH3)C = CH-S(O)2-OCH3
H(CH3)C = CH-S(O)2-OCH3
H(CH3)C=CH-S(O)2-OC2H5
H(CH3)C = CH-S(O)2-Cl
H(C2H5)C = CH-S(O)2-SH
H(CH3)C=CH-S(O)2-SCH3
(CH3)(C2H5)C=C(CH3)-S(O)2-OCH3
H(CH3)C = C(CH3)-S(O)2-OC2H5
[0056] Examples of such compounds of formula XXla are:
H2C=CH-CN
H2C=C(CH3)-CN
H(CH3)C=CH-CN
H(C2H5)C=CH-CN
H(CH3)C = C(CH3)-CN
(CH3)(C2H5)C=C(CH3)-CN
[0057] Also useful as polyfunctional reactants in the present invention are compounds containing
two or more epoxy groups and compounds containing two or more anhydride groups, such
as compounds of the structures:
EPOXY - (CH2)x - EPOXY
ANHY - (CHz)x - ANHY
EPOXY - Ar - EPOXY
ANHY - Ar - ANHY
wherein EPOXY is the oxirane group - CH - CH2, O
[0058] ANHY is an anhydride groups "x'" is an integerof from 1 to 20 (preferalbly from 2
to 10), and "Ar" is bivalent arylene which may be substituted or unsubstituted (e.g.,
alkyl-substituted).
[0059] Also useful as polyfunctional reactants in the practice of the present invention
are compounds of the formula (XXIb):

R
1, R
2, R
3, "a" and Z' are as defined above. "n is an integer of from 1 to 3, and wherein D'
is H, hydrocarbyl (e.g.. C
1 to C
10 alkyl) or hydrocarboxyl (e.g., C
1 to C
10 alkoxy). Illustrative of compounds of formula XXIb wherein D' is C. to C
10 alkoxy are:

and the like. Such lactone esters form linked polyamines by ring-opening of the lactone
to form an amide linkage with one -NH- group of a first amine molecule, and by elimination
of the corresponding alcohol (e.g. CH
30H) to form a second amide linkage with -NH- group of a second amine molecules Illustrative
of linked polyamine products are:

and the like.
[0060] When D
1 in formula XXIb is H or hydrocarbyl, the corresponding lactone aldehyde and ketones
form linked polyamines by ring opening of the lactone to form an amide linkage with
one -NH- group of a first amine molecule, and by forming an enamine group (-C=N-)
by reaction of the second carbonyl group with a primary amine group of a second amine
molecule. Such linking reactions are illustrated by the following:

[0061] The use of exemplary polyfunctional reactants with a nitrogen-compound is illustrated
in the following Table wherein the nitrogen-compound comprises:
NH2(C2H4NH)xC2H4NH2
wherein x is an integer of from 0 to 8, and wherein "Alkamine-"is the moiety -C2H4(NHC2H4)xNH2, and wherein the reactants are contacted in a 2:1 molar ratio of nitrogen-compound
to polyfunctional reactant.


[0062] Also useful as polyfunctional reactants herein are mixtures of an aldehyde and at
least one of hydroxy- substituted aromatic compounds, SH-substituted aromatic compounds,
mercaptans, and bis-secondary amine terminated compounds, which can be admixed with
nitrogen-containing compounds for linking of the latter by Mannich Base condensation.
Such Mannich condensation products generally are prepared by condensing about 1 mole
of an optionally hydrocarbyl-substituted, hydroxy aromatic compound with about 1 to
2.5 moles of an aldehyde such as formaldehyde or paraformaldehyde and about 0.5 to
2 moles of the nitrogen-containing compound, using the condensation conditions as
disclosed, e.g., in U.S. Patents 3,442,808; 3,649,229; and 3,798,165 (the disclosures
which are hereby incorporated by reference in their entirety).
[0063] The optionally substituted hydroxy aromatic compounds used in the preparation of
the Mannich base products include those compounds having the formula R
2'
y - Ar - (OH)
z wherein Ar represents

wherein q is 1 or 2, R
2' is a hydrocarbon, R
2: is a hydrocarbon or substituted hydrocarbon radical having from 1 to about 3 carbon
atoms or a halogen radical such as the bromide or chloride radical, y is an integer
from 0 to 2, x is an integer from 0 to 2, and z is an integer from 1 to 2.
[0064] Illustrative of such Ar groups are phenylene, biphenylene, naphthylene and the like.
[0065] The hydrocarbon R
21 substituents are C
1-C
20 hydrocarbyl, e.g., alkyl.
[0066] Representative hydrocarbyl substituted hydroxy aromatic compounds contemplated for
use in the present invention include, but are not limited to, 2-propyl phenol, 3-propyl
phenol, 4-propyl phenol, 2-butyl phenol, 3-isobutyl phenol, 4-isobutyl phenol, 4-isobutyl-2-chlorophenol,
4-isobutyl-2-methylphenol, and the like.
[0067] Suitable hydrocarbyl-substitued polyhydroxy aromatic compounds include catechols,
resorcinols, and hydroquinones, e.g., 4-isobutyl-1,2-dihydroxybenzene, 3-propyl-1,2-dihydroxybenzene,
5-isobutyl-1,3-dihydroxybenzene, 4-amyl-1,3-dihydroxybenzene, and the like.
[0068] Suitable hydrocarbyl-substituted naphthols include 1-isobutyl-5-hydroxynaphthalene,
1-propyl-3-hydroxynaphthalene and the like.
[0069] The use of exemplary Mannich Base condensations to link nitrogen-containing compounds
can be illustrated as follows, wherein "alkamine-" is as defined above and wherein
the Mannich Base reactants are charged in the ratio of 2 moles of the amine: NH
2-Alkamine-NH
2, 2 moles of CH
20, and 1 mole of linking reactant:

[0070] Also useful as polyfunctional reactants are mercaptan compounds of the formula:

wherein X, W', and T are as defined above, wherein the X group is thermally reactive
with a -NH- group of a nitrogen-containing compound and -SH can be reacted with an
aldehyde and the nitrogen-containing compound in a Mannich Base condensation as described
above. Exemplary of polyfunctional reactants of formula XXIc are:
H2C=CH-C(O)-CH2SH
H2C = CH-C(O)-CH2H4·SH
H2C = CH-C(O)-C3 H6-SH
H2C=CH-C(O)-C5H10-SH
H(CH3)C = CH-C(O)-CH2-SH
H(CH3)C = CH-C(O)-C2 H4-SH
H(CH3)C=CH-C(O)-C3H6-SH
H(CH3)C = CH-C(O)-C5 H1o-SH
Cl-C(O)-CH2-SH
Cl-C(O)-C2H4-SH
Cl-C(O)-C3H6-SH
Cl-C(O)-C5H10-SH
CH3O-C(O)-CH2-SH
CH3O-C(O)-C2H4-SH
CH3O-C(O)-C3H6-SH
CH3O-C(O)-C5H10-SH
CH3S-C(O)-CH2-C(O)-SH
HS-C(0)-CH2-C(0)-SH
[0071] Also useful as polyfunctional reactants are monoethylenically unsaturated imides,
such as

and the like, which can undergo linking of one -NH- group through a Michael condensation
of the >C=C< bond, and a Mannich condensation of the imide N, aldehyde and a second
-NH-group, of the nitrogen-containing compound. Examples of such linked products are:

and the like.
[0072] Preferred compounds for reaction with the nit rogen-containing compound in accordance
with this invention are lower alkyl esters of acrylic and lower alkyl alpha-substituted
acrylic acid. Illustrative of such preferred compounds are compounds of the formula:

where R
3 is hydrogen or a C, to C; alkyl group, such as methyl, and R
4 is hydrogen or a C
1 to C
4 alkyl group, capable of being removed so as to form an amido group, for example,
methyl, ethyl, propyl, isopropyl, butyl, sec-butyl, tert-butyl, aryl, hexyl, etc.
e.g., propyl acrylate and propyl methacrylate. In the most preferred embodiments these
compounds are acrylic and methacrylic esters such as methyl or ethyl acrylate, methyl
or ethyl methacrylate.
[0073] The polyfunctional reactants useful in this invention are known materials and can
be prepared by conventional methods known to those skilled in the art, which need
not be decribed herein.
PREPARATION OF THE LINKED POLYAMINE
[0074] The selected nitrogen-containing compound and polyfunctional reactant are contacted
in a first reaction mixture in an amount and under conditions sufficient to react
at least a portion of the functional groups of the latter with at least a portion
of the reactive nitrogen moieties in the first nitrogen-containing compound to form
a linked polyamine characterized by having at least two, (e.g., 2 to 20), preferably
at least 3 (e.g., 3 to 18), nitrogen-containing moieties derived from the nitrogen-containing
compound per linking moiety derived from the polyfunctional reactant and (ii) at least
two (e.g., 2 to 6; preferably 2 to 4) unreacted primary or secondary amine groups
per molecule.
[0075] In preparing the linked polyamine, it is preferred that the moles of the polyfunctional
reactant be employed in an amount of from about 0.1 to 1.0, preferably from about
0.1 to 0.5, moles per equivalent of the reactive nitrogen moieties in the nitrogen-containing
compound (that is, the sum of the nitrogen-bonded H atoms in the first nitrogen-containing
compound).
[0076] The polyfunctional reactant and nitrogen compound can be contacted in any order but
are preferably admixed by introducing the polyfunctional reactant into the liquid
reaction mixture containing the nitrogen compound.
[0077] The conditions of the temperature and pressure employed for employed for contacting
of the first nitrogen-containing compound and the polyfunctional reactant can vary
widely. Lower temperatures (e.g., 25 C) can be used, although longer reaction times
may be required. Temperatures up to.the decomposition points of reactants and products
can be employed. In practice, one generally carries out the reaction by heating the
reactants below 100°C, such as 80-90 C, for a suitable period of time, such as a few
hours. Where the first adduct was formed using an acrylic-type ester is employed,
the progress of the reaction can be judged by the removal of the alcohol in forming
the amide. During the early part of the reaction alcohol is removed quite readily
below 100°C in the case of low boiling alcohols such as methanol or ethanol. As the
reaction slows, the temperature is raised to push the reaction to completion and the
temperature may be raised to 150°C toward the end of the reaction. Removal of alcohol
is a convenient method of judging the progress and completion of the reaction which
is generally continued until no more alcohol is evolved. Based on removal of alcohol,
the yields are generally stoichiometric. In more difficult reactions, yields of at
least 95% are generally obtained.
[0078] Similarly, it will be understood that the reaction of a polyamine with a first adduct
prepared using an ethylenically unsaturated carboxylate thioester of formula IX liberates
the corresponding HSR
4 compound (e.g., H
2S when R
4 is hydrogen) as a by-product, and the reaction of a polyamine with a first adduct
prepared using an ethylenically unsaturated carboxyamide of formula X liberates the
corresponding HNR
4- (R
S) compound (e.g., ammonia when R4. and R
5 are each hydrogen) as by-product in forming the second adduct.
[0079] The reaction time involved can vary widely depending on a wide variety of factors.
For example, there is a relationship between time and temperature. In general, lower
temperature demands longer times. Usually, reaction times of from about 2 to 30 hours,
such as 5 to 25 hours, and preferably 3 to 10 hours will be employed.
[0080] Although one can employ a solvent, the reaction can be run without the use of any
solvent. It is preferred to avoid the use of an aqueous solvent such as water. However,
taking into consideration the effect of solvent on the reaction, where desired, any
suitable solvent can be employed, whether organic or inorganic, polar or non-polar.
Suitable solvents include alkanols (e.g., C
1 to C
6 alkanols such as methanol, isopropanol, ethanol and the like), ethers, xylene, benzene,
toluene, tretrahydrofuran, methlyene chloride, chloroform, chlorobenzene, and the
like.
[0081] The resulting product mixture is then preferably treated, as by stripping or sparging
(with, e.g, nitrogen gas) (e.g., from about 20 to about 100° C) optionally under vacuum
to remove any volatile reaction by-products and unreacted reactants.
[0082] When the selected polyfunctional reactant comprises an alpha, beta-unsaturated compound
of formula VII wherein W
1 is oxygen, the resulting first adduct reaction product contains at least one amido
linkage (-C-(0)N<) and such materials are herein termed "amido-amines." Similarly,
when the selected alpha, beta-unsaturated compound of formula VII comprises a compound
wherein W is sulfur, the resulting reaction product with the polyamine contains thioamide
linkage (-C(S)N<) and these materials are herein termed "thioamido-amines." For convenience,
the following discussion is directed to the preparation and use of amido-amines, although
it will be understood that such discussion is also applicable to the thioamido-amines.
[0083] Th ese amido-amine adducts so formed are characterized by both amido and amino groups.
In their simplest embodiments they may be represented by units of the following idealized
formula:

wherein the R's. which may be the same or different, are hydrogen or a substituted
group. such as a hydrocarbon group, for example, alkyl, alkenyl, alkynyl, aryl, etc.,
and A is a moiety of the polyamine which. for example, may be aryl. cycloalkyl, alkyl,
etc., and n is an integer such as 1-10 or greater. The amido-amine adducts preferably
contain an average of from 1 to 3 amido groups per molecule of the amido-amine adduct.
[0084] Preferably, however, the amido-amines of this invention are not cross-linked to any
substantial degree. and more preferably are substantially linear.
[0085] The reaction of the polyfunctional reactants of formula VII with a nitrogen-containing
compound can be illustrated as follows:

[0086] It will be recognized from the above that the selective reaction of the nitrogen-containing
compound with an alpha, beta-ethylenically unsaturated compound of formula VII results
in the addition of a portion of the reactive nitrogen equivalents across the double
bond of these polyfunctional reactants, and by addition of a second reactive nitrogen
equivalent to form an amide linkage, with elimination of the -Y group.
PREPARATION OF THE DISPERSANT
[0087] The selected polyamine is readily reacted with the selected polymer substituted mono-
or dicarboxylic acid material, e.g. polyisobutylene-substituted succinic anhydride,
by heating an oil solution containing 5 to 95 wt. % of the polymer substituted mono-
or dicarboxylic acid material to about 100 to 175 C.. preferably 125 to 160° C., generally
for 1 to 10, e.g. 2 to 6 hours until the desired amount of water is removed. The heating
is preferably carried out to favor formation of imides and/or amides, rather than
salts. Generally from 1 to 5, preferably from about 1.5 to 3 moles of mono- or dicarboxylic
acid moiety content (e.g., grafted maleic anhydride or grafted acrylic acid content)
is used per reactive nitrogen equivalent of the second adduct.
[0088] Preferably, the polymer substituted mono- or dicarboxylic acid producing material
and amido-amine will be contacted for a time and under conditions sufficient to react
substantially all of the primary nitrogens in the second adduct reactant. The progress
of this reaction can be followed by infra-red analysis.
[0089] The dispersant-forming reaction can be conducted in a polar or non-polar solvent
(e.g., xylene, toluene, benzene and the like), and is preferably conducted in the
presence of a mineral or synthetic lubricating oil.
[0090] The weight percent secondary amine in the dispersant material can be readily determined.
For example, a dispersant material sample can be titrated with 2,4-pentanedione to
determine its primary amine content, and a separate sample can be titrated with phenyl
isocyanate to form thiourea groups with all primary and secondary amines in the second
sample, which can then be acidified with HCI to form salts with the tertiary amine
groups, thereby identifying the tertiary amine groups in the dispersant. After determining
the total nitrogen content of the the dispersant, the sum of the wt% primary and tertiary
nitrogens can be subtracted from the total nitrogen content, to provide the desired
wt% secondary nitrogen information.
[0091] The nitrogen-containing dispersant materials of the instant invention as described
above can be post-treated by contacting said nitrogen-containing dispersant materials
with one or more post-treating reagents selected from the group consisting of carbon
disulfide, sulfur, sulfur chlorides, alkenyl cyanides, aldehydes, ketones, urea, thio-urea,
guanidine, dicyanodiamide, hydrocarbyl phosphates, hydrocarbyl phosphites, hydrocarbyl
thiophosphates, hydrocarbyl thiophosphites, phosphorus sulfides, phosphorus oxides,
phosphoric acid, hydrocarbyl thiocyanates, hydrocarbyl isocyanates, hydrocarbyl isothiocyantes,
epoxides, episulfides, formaldehyde or formaldehyde-producing compounds plus phenols,
and sulfur plus phenols, and C, to C
30 hydrocarbyl substituted succinic acids and anhydrides (e.g., succinic anhydride,
dodecyl succinic anhydride and the like), fumaric acid, itaconic acid, maleic acid,
maleic anhydride, chloromaleic acid, chloromaleic anhydride, acrylic acid, methacrylic
acid, crotonic acid, cinnamic acid, and lower alkyl (e.g., C, to C
4 alkyl) acid esters of the foregoing, e.g., methyl maleate, ethyl fumarate, methyl
fumarate, and the like.
[0092] Since post-treating processes involving the use of these post-treating reagents is
known insofar as application to high molecular weight nitrogen containing dispersants
of the prior art, further descriptions of these processes herein is unnecessary. In
order to apply the prior art processes to the compositions of this invention, all
that is necessary is that reaction conditions, ratio of reactants, and the like as
described in the prior art, be applied to the novel compositions of this invention.
The following U.S. patents are expressly incorporated herein by reference for their
disclosure of post-treating processes and post-treating reagents applicable to the
compositions of this invention: U.S. Pat. Nos. 3,087,936: 3,200,107; 3,254,025; 3,256,185;
3,278,550; 3,281,428; 3,282,955; 3,284,410; 3,338,832, 3,344,069; 3,366,569; 3,373,111;
3,367,943; 3,403,102; 3,428,561; 3,502,677; 3,513,093; 3,533.945; 3,541,012; 3,639,242;
3,708,522; 3,859,318; 3,865,813; 3,470,098; 3,369,021; 3,184,411; 3,185,645; 3,245,908;
3.245,909; 3,245,910; 3,573,205; 3,692,681; 3,749,695; 3,865,740; 3,954,639; 3,458,530;
3,390,086; 3,367,943; 3,185,704, 3,551,466; 3,415,750; 3,312,619; 3,280,034; 3,718,663;
3,652,616; UK Pat. No. 1,085.903; UK Pat. No. 1,162,436; U.S. Pat. No. 3,558,743.
[0093] The nitrogen containing dispersant materials of this invention can also be treated
with polymerizable lactones (such as epsilon-caprolactone) to form dispersant adducts
having the moiety -[C(0)(CH
2)
zO]
mH, wherein z is a number of from 4 to 8 (e.g., 5 to 7) and m has an average value
of from about 0 to 100 (e.g., 0.2 to 20). The dispersants of this invention can be
post-treated with a C
5 to C
s lactone, (e.g., C
6 to C
9 lactone, such as epsilon-caprolactone) by heating a mixture of the dispersant material
and lactone in a reaction vessel in the absence of a solvent at a temperature of about
50°C to about 200°C, more preferably from about 75 C to about 180 C, and most preferably
from about 90 C to about 160° C, for a sufficient period of time to effect reaction.
Optionally, a solvent for the lactone, dispersant material and
/or the resulting adduct may be employed to control viscosity and/or the reaction rates.
[0094] In one preferred embodiment, the Cs to Cg lactone, e.g., epsilon-caprolactone, is
reacted with a dispersant material in a 1:1 mole ratio of lactone to dispersant material.
In practice, the ratio of lactone to dispersant material may vary considerably as
a means of controlling the length of the sequence of the lactone units in the adduct.
For examples the mole ratio of the lactone to the dispersant material may vary from
about 10:1 to about 0.1:1, more preferably from about 5:1 to about 0.2:1, and most
preferably from about 2:1 to about 0.4:1. It is preferable to maintain the average
degree of polymerization of the lactone monomer below about 100, with a degree of
polymerization on the order of from about 0.2 to about 50 being preferred, and from
about 0.2 to about 20 being more preferred. For optimum dispersant performance, sequences
of from about 1 to about 5 lactone units in a row are preferred.
[0095] Catalysts useful in the promotion of the lactone-dispersant material reactions are
selected from the group consisting of stannous octanoate, stannous hexanoate, tetrabutyl
titanate, a variety of organic based acid catalysts and amine catalysts, as described
on page 266, and forward, in a book chapter authored by R.D. Lundberg and E. F. Cox.
entitled "Kinetics and Mechanisms of Polymerization: Ring Opening Polymerization",
edited by Frisch and Reegen, published by Marcel Dekker in 1969. wherein stannous
octanoate is an especially preferred catalyst. The catalyst is added to the reaction
mixture at a concentration level of about 50 to about 10,000 parts per weight of catalyst
per one million parts of the total reaction mixture.
[0096] The reactions of such lactones with dispersant materials containing nitrogen or ester
groups is more completely described in GB-A-2197312. EP-A-0263703, EP-A-0263704, GB-A-2211849,
GB-A-2201678. EP-A-0263706, EP-A-0263702 and EP-A-0336664.
[0097] The nitrogen-containing dispersant materials of this invention can also be post-treated
by reaction with an alkyl acetoacetate or alkyl thioacetate of the formula:

wherein X
a is 0 or S, R
b is H or R
a, and R
2 is in each instance in which it appears independently selected from the group consisting
of substituted and unsubstituted alkyl or aryl (preferably alkyl of 1 to 6 carbon
atoms, e.g., methyl, ethyl, etc.) to form an amino compound N-substituted by at least
one tautomeric substituent of the formula:

wherein R
9 is as defined above.
[0098] The reaction is preferably effected at a temperature sufficiently high so as to substantially
minimize the production of the enaminone and produce, instead, the keto-enol tautomer.
Temperatures of at least about 150°C are preferred to meet this goal although proper
choice of temperature depends on many factors, including reactants, concentration.
reaction solvent choice, etc. Temperatures of from about 120' C to 220°C, preferably
from about 150°C to 180° C will generally be used. The reaction of the nitrogen-containing
dispersant material and the alkyl acetonate and the alkyl thioacetate will liberate
the corresponding HOR
b and HSR
b by-products, respectively. Preferably, such by-products are substantially removed,
as by distilltion or stripping with an inert gas (such as N
2), prior to use of the thus prepared dispersant adduct. Such distillation and stripping
steps are conveniently performed at elevated temperature. e.g., at the selected reaction
temperature (for example, at 150°C or higher). A neutral diluent such as mineral oil
may be used for the reaction.
[0099] The amount of alkyl aceto-acetate and or alkyl thioacetate reactants used can vary
widely, and is preferably selected so as to avoid substantial excesses of these reactants.
Generally, these reactants are used in a reactant:amine nitrogen-equivalent molar
ratio of from about 0.1 to 1:1, and preferably from about 0.5 to 1:1, wherein the
moles of amine nitrogen-equivalent is the moles of secondary nitrogens plus twice
the moles of primary nitrogens in the nitrogen-containing dispersant material (e.g.,
polyisobutenyl succinimide) which is thus contacted with the alkylacetonate or alkyl
thioacetate. The reaction should also be conducted in the substantial absence of strong
acids (e.g., mineral acids, such as HCI, HB
2, H
2SO
4, H
3PO
3 and the like, and sulfonic acids, such as para-toluene sulfonic acids) to avoid the
undesired side-reactions and decrease in yield to the adducts of this invention.
[0100] The reactions of such alkyl acetoacetates and thioacetoacetates with nitrogen-containing
dispersant materials is more completely described in EP-A-0295789.
[0101] Further aspects of the present invention reside in the formation of metal complexes
of the novel dispersant additives prepared in accordance with this invention. Suitable
metal complexes may be formed in accordance with known techniques of employing a reactive
metal ion species during or after the formation of the present dispersant materials.
Complex forming metal reactants include the metal nitrates, thiocyanates, halides,
carboxylates, phosphates, thio-phosphates, sulfates, and borates of transition metals
such as iron, cobalt, nickel, copper, chromium, manganese, molybdenum, tungsten, ruthenium,
palladium, platinum, cadmium, lead, silver, mercury, antimony and the like. Prior
art disclosures of these complexing reactions may be also found in U.S. Patents 3,306.908
and Re. 26,433, the disclosures of which are hereby incorporated by reference in their
entirety.
[0102] The processes of these incorporated patents, as applied to the compositions of this
invention, and the post-treated compositions thus produced constitute a further aspect
of this invention.
[0103] The dispersant-forming reaction can be conducted in a polar or non-polar solvent
(e.g., xylene, toluene, benzene and the like), and is preferably conducted in the
presence of a mineral or synthetic lubricating oil.
[0104] The nitrogen containing dispersants can be further treated by boration as generally
taught in U.S. Patent Nos. 3,087,936 and 3,254,025 (incorporated herein by reference
thereto). This is readily accomplished by treating the selected acyl nitrogen dispersant
with a boron compound selected from the class consisting of boron oxide, boron halides,
boron acids and esters of boron acids in an amount to provide from about 0.1 atomic
proportion of boron for each mole of said acylated nitrogen composition to about 20
atomic proportions of boron for each atomic proportion of nitrogen of said acylated
nitrogen composition. Usefully the dispersants of the inventive combination contain
from about 0.05 to 2.0 wt. %, e.g. 0.05 to 0.7 wt. % boron based on the total weight
of said borated acyl nitrogen compound. The boron, which appears to be in the product
as dehydrated boric acid polymers (primarily (HB0
2)
3), is believed to attach to the dispersant imides and diimides as amine salts, e.g.,
the metaborate salt of said diimide.
[0105] Treating is readily carried out by adding from about 0.05 to 4, e.g. 1 to 3 wt. %
(based on the weight of said acyl nitrogen compound) of said boron compound, preferably
boric acid which is most usually added as a slurry to said acyl nitrogen compound
and heating with stirring at from about 135" C. to 190, e.g. 140-170°C., for from
1 to 5 hours followed by nitrogen stripping at said temperature ranges. Or, the boron
treatment can be carried out by adding boric acid to the hot reaction mixture of the
monocarboxylic acid material and amine while removing water.
[0106] The ashless dispersants of this invention can be used alone or in admixture with
other dispersants such as esters derived from the aforesaid long chain hydrocarbon
substituted dicarboxylic acid material and from hydroxy compounds such as monohydric
and polyhydric alcohols or aromatic compounds such as phenols and naphthols, etc.
The polyhydric alcohols are the most preferred hydroxy compound and preferably contain
from 2 to about 10 hydroxy radicals, for example, ethylene glycol, diethylene glycol,
triethylene glycol, tetraethylene glycol, dipropylene glycol, and other alkylene glycols
in which the alkylene radical contains from 2 to about 8 carbon atoms. Other useful
polyhydric alcohols include glycerol, mono-oleate of glycerol, monostearate of glycerol,
monomethyl ether of glycerol, pentaerythritol, dipentaerythritol, and mixtures thereof.
[0107] The ester dispersant may also be derived from unsaturated alcohols such as allyl
alcohol, cinnamyl alcohol, propargyl alcohol, 1-cyclohexane-3-ol, and oleyl alcohol.
Still other classes of the alcohols capable of yielding the esters of this invention
comprise the ether-alcohols and amino-alcohols including, for example, the oxy-alkylene,
oxy-arylene-, amino-alkylene-, and amino-arylene-substituted alcohols having one or
more oxy-alkylene, amino-alkylene or amino-arylene oxy-arylene radicals. They are
exemplified by Cellosolve, Carbitol, N,N,N',N'-tetrahydroxy-trimethylene di-amine,
and ether-alcohols having up to about 150 oxy-alkylene radicals in which the alkylene
radical contains from 1 to about 8 carbon atoms.
[0108] The ester dispersant may be di-esters of succinic acids or acidic esters, i.e., partially
esterified succinic acids; as well as partially esterified polyhydric alcohols or
phenols, i.e., esters having free alcohols or phenolic hydroxyl radicals. Mixtures
of the above illustrated esters likewise are contemplated within the scope of this
invention.
[0109] The ester dispersant may be prepared by one of several known methods as illustrated
for example in U.S. Patent 3,381,022. The ester dispersants may also be borated, similar
to the nitrogen containing dispersants, as described above.
[0110] Hydroxyamines which can be reacted with the aforesaid long chain hydrocarbon substituted
dicarboxylic acid materials to form dispersants include 2-amino-t-butanoi, 2-amino-2-methyl-1-propanol,
p-(beta- hydroxyethyl)-aniline, 2-amino-1-propanol, 3-amino-l-propanoi, 2-amino-2-methyl-1,
3-propane-diol, 2-amino-2-ethyl-1, 3-propanediol, N-(beta-hydroxy-propyl)-N -(beta-aminoethyl)-piperazine,
tris(hydroxymethyl) amino-methane (also known as trismethylolaminomethane), 2-amino-t-butanoi,
ethanolamine, beta-(beta- hydroxyethoxy)ethylamine, and the like. Mixtures of these
or similar amines can also be employed. The above description of nucleophilic reactants
suitable for reaction with the hydrocarbyl substituted dicarboxylic acid or anhydride
includes amines, alcohols, and compounds of mixed amine and hydroxy containing reactive
functional groups, i.e., amino-alcohols.
[0111] The tris(hydroxymethyl) amino methane (THAM) can be reacted with the aforesaid acid
material to form amides, imides or ester type additives as taught by U.K. 984,409,
or to form oxazoline compounds and borated oxazoline compounds as described, for example,
in U.S. 4,102,798; 4,116,876 and 4,113,639.
[0112] Other dispersants which can be employed in admixture with the novel dispersants of
this invention are those derived from the aforesaid long chain hydrocarbyl substituted
dicarboxylic acid material and the aforesaid amines, such as polyalkylene polyamines,
e.g., long chain hydrocarbyl substituted succinimides.
[0113] Exemplary of such other dispersants are those described in EP-A-0307132.
[0114] A preferred group of ashless dispersants are those derived from polyisobutylene substituted
with succinic anhydride groups and reacted with linked polyamines containing on average
at least 6 (e.g.. from 6 to 30), reactive nitrogen moieties and from 2 to 4 primary
amine groups per molecule, formed by reacting polyethylene amines, e.g., tetraethylene
pentamine, pentaethylene hexamine, polyoxyethylene and polyoxypropylene amines, e.g.,
polyoxypropylene diamine, trismethylolaminomethane and pentaerythritol, and combinations
thereof. with a branched first adduct prepared by reacting ammonia or a diprimary
amine having from 2 to 4 total nitrogen atoms and from 2 to 12 carbon atoms per molecule
with an acrylate-type compound of formula (IX) above, and most preferably with an
acrylate-type reactant selected from the group consisting of lower alkyl alky-acrylates
(e.g., methyl, ethyl, iso-propyl, propyl. iso-butyl. n-butyl, tert-butyl, etc., esters
of methacrylic acid. acrylic acid, and the like).
[0115] The dispersants of the present invention can be incorporated into a lubricating oil
(or a fuel in any convenient way. Thus. these mixtures can be added directly to the
lubricating oil (or fuel) by dispersing or dissolving the same in the lubricating
oil (or fuel) at the desired level of concentration of the dispersant. Such blending
into the additional lubricating oil (or fuel) can occur at room temperature or elevated
temperatures. Alternatively, the dispersants can be blended with a suitable oil-soluble
solvent diluent (such as benzene, xylene, toluene, lubricating base oils and petroleum
distillates, including the various normally liquid fuels described in detail below)
to form a concentrate, and then blending the concentrate with a lubricating oil (or
fuel) to obtain the final formulation. Such dispersant concentrates will typically
contain (on an active ingredient (A.I.) basis) from about 3 to about 45 wt.%, and
preferably from about 10 to about 35 wt.%, dispersant additive, and typically from
about 30 to 90 wt. %, preferably from about 40 to 60 wt.%. base oil, based on the
concentrate weight.
OLEAGINOUS COMPOSITIONS
[0116] The additive mixtures of the present invention possess very good dispersant properties
as measured herein in a wide variety of environments. Accordingly, the additive mixtures
are used by incorporation and dissolution into an oleaginous material such as fuels
and lubricating oils. When the additive mixtures of this invention are used in normally
liquid petroleum fuels such as middle distillates boiling from about 65° to 430 °C.
including kerosene, diesel fuels, home heating fuel oil, jet fuels, etc., a concentration
of the additives in the fuel in the range of typically from about 0.001 to about 0.5,
and preferably 0.005 to about 0.15 weight percent, based on the total weight of the
composition, will usually be employed. The properties of such fuels are well known
as illustrated, for example, by ASTM Specifications D #396-73 (Fuel Oils) and D #439-73
(Gasolines) available from the American Society for Testing Materials ("ASTM"), 1916
Race Street. Philadelphia. Pennsylvania 19103.
[0117] The fuel compositions of this invention can contain, in addition to the products
of this invention, other additives which are well known to those of skill in the art.
These can include anti-knock agents such as tetraalkyl lead compounds, lead scavengers
such as haloalkanes, deposit preventers or modifiers such as triaryl phosphates, dyes,
cetane improvers, anitoxidants such as 2,6-ditertiary-butyl-4-methylphenol, rust inhibitors,
bacteriostatic agents, gum inhibitors, metal deactivators, upper cylinder lubricants
and the like.
[0118] The additive mixtures of the present invention find their primary utility in lubricating
oil compositions which employ a base oil in which the additives re dissolved or dispersed.
Such base oils may be natural or synthetic. Base oils suitable for use in preparing
the lubricating oil compositions of the present invention include those conventionally
employed as crankcase lubricating oils for spark-ignited and compression- ignited
internal combustion engines, such as automobile and truck engines, marine and railroad
diesel engines, and the like. Advantageous results are also achieved by employing
the additive mixtures of the present invention in base oils conventionally employed
in and or adapted for use as power transmitting fluids, universal tractor fluids and
hydraulic fluids, heavy duty hydraulic fluids, power steering fluids and the like.
Gear lubricants, industrial oils, pump oils and other lubricating oil compositions
can also benefit from the incorporation therein of the additive mixtures of the present
invention.
[0119] These lubricating oil formulations conventionally contain several different types
of additives that will supply the characteristics that are required in the formulations.
Among these types of additives are included viscosity index improvers, antioxidants,
corrosion inhibitors, detergents, dispersants. pour point depressants. antiwear agents,
friction modifiers, etc. as described in U. S. Patent 4,797.219, the disclosure of
which is hereby incorporated by reference in its entirety. Some of these numerous
additives can provide a multiplicity of effects, e.g. a dispersant-oxidation inhibitor.
This approach is well known and need not be further elaborated herein.
[0120] In the preparation of lubricating oil formulations it is common practice to introduce
the additives in the form of 10 to 80 wt. %, e.g., 20 to 80 wt. % active ingredient
concentrates in hydrocarbon oil, e.g. mineral lubricating oil, or other suitable solvent.
Usually these concentrates may be diluted with 3 to 100, e.g., 5 to 40 parts by weight
of lubricating oil, per part by weight of the additive package, in forming finished
lubricants, e.g. crankcase motor oils. The purpose of concentrates, of course, is
to make the handling of the various materials less difficult and awkward as well as
to facilitate solution or dispersion in the final blend. Thus, a dispersant would
be usually employed in the form of a 40 to 50 wt. % concentrate, for example, in a
lubricating oil fraction.
[0121] The ashless dispersants of the present invention will be generally used in admixture
with a lube oil basestock, comprising an oil of lubricating viscosity. including natural
and synthetic lubricating oils and mixtures thereof.
[0122] Natural oils include animal 3J!s and vegetable oils (e.g., castor, lard oil) liquid
petroleum oils and hydrorefined, solvent-treated or acid-treated mineral lubricating
oils of the paraffinic, naphthenic and mixed paraffinic-naphthenic types. Oils of
lubricating viscosity derived from coal or shale are also useful base oils.
[0123] Alkylene oxide polymers and interpolymers and derivatives thereof where the terminal
hydroxyl groups have been modified by esterification, etherification. etc., constitute
another class of known synthetic lubricating oils. These are exemplified by polyoxyalkylene
polymers prepared by polymerization of ethylene oxide or propylene oxide, the alkyl
and aryl ethers of these polyoxyalkylene polymers (e.g., methyl-poly isopropylene
glycol ether having an average molecular weight of 1000, diphenyl ether of poly-ethylene
glycol having a molecular weight of 500-1000, diethyl ether of polypropylene glycol
having a molecular weight of 1000-1500) ; and mono- and polycarboxylic esters thereof,
for example, the acetic acid esters, mixed Ca-Cs fatty acid esters and C,
3 Oxo acid diester of tetraethylene glycol.
[0124] Another suitable class of synthetic lubricating oils comprises the esters of dicarboxylic
acids (e.g., phthalic acid, succinic acid, alkyl succinic acids and alkenyl succinic
acids, maleic acid, azelaic acid, suberic acid, sebasic acid, fumaric acid, adipic
acid, linoleic acid dimer, malonic acid, alkylmalonic acids, alkenyl malonic acids)
with a variety of alcohols (e.g., butyl alcohol, hexyl alcohol, dodecyl alcohol, 2-ethylhexyl
alcohol, ethylene glycol, diethylene glycol monoether, propylene glycol). Specific
examples of these esters include dibutyl adipate, di(2-ethylhexyl)sebacate, di-n-hexyl
fumarate, dioctyl sebacate, diisooctyl azelate, diisodecyl azelate, dioctyl phthalate,
didecyl phthalate, dieicosyl sebacate, the 2-ethylhexyl diester of linoleic acid dimer,
and the complex ester formed by reacting one mole of sebacic acid with two moles of
tetraethylene glycol and two moles of 2-ethylhexanoic acid.
[0125] Esters useful as synthetic oils also include those made from C
s to C, monocarboxylic acids and polyols and polyol ethers such as neopentyl glycol,
trimethylolpropane, pentaerythritol, dipentaerythritol and tripentaerythritol.
[0126] Silicon-based oils such as the polyalkyl-, polyaryl-, polyalkoxy-, or polyaryloxysiloxane
oils and silicate oils comprise another useful class of synthetic lubricants; they
include tetraethyl silicate, tetraisopropyl silicate, tetra-(2-ethylhexyl)silicate,
tetra-(4-methyl-2-ethylhexyl)silicate, tetra-(p-tert-butylphenyl)silicate, hexa-(4-methyl-2-pentoxy)disiloxane,
poly(methyl)siloxanes and poly(methylphenyl)siloxanes. Other synthetic lubricating
oils include liquid esters of phosphorus-containing acids (e.g., tricresyl phosphate,
trioctyl phosphate, diethyl ester of decylphosphonic acid) and polymeric tetrahydrofurans.
[0127] Unrefined, refined and rerefined oils can be used in the lubricants of the present
invention. Unrefined oils are those obtained directly from a natural or synthetic
source without further purification treatment. For example, a shale oil obtained directly
from retorting operations, a petroleum oil obtained directly from distillation or
ester oil obtained directly from an esterification process and used without further
treatment would be an unrefined oil. Refined oils are similar to the unrefined oils
except they have been further treated in one or more purification steps to improve
one or more properties. Many such purification techniques, such as distillation, solvent
extraction, acid or base extraction, filtration and percolation are known to those
skilled in the art. Rerefined oils are obtained by processes similar to those used
to obtain refined oils applied to refined oils which have been already used in service.
Such rerefined oils are also known as reclaimed or reprocessed oils and often are
additionally processed by techniques for removal of spent additives and oil breakdown
products.
[0128] Compositions when containing these conventional additives are typically blended into
the base oil in amounts effective to provide their normal attendant function. Representative
effective amounts of such additives (as the respective active ingredients) in the
fully formulated oil are illustrated as follows:

[0129] When other additives are employed. it may be desirable, although not necessary. to
prepare additive concentrates comprising concentrated solutions or dispersions of
the novel dispersants of this invention (In concentrate amounts hereinabove described),
together with one or more of said other additives (said concentrate when constituting
an additive mixture being referred to herein as an additive-package) whereby several
additives can be added simultaneously to the base oil to form the lubricating oil
composition. Dissolution of the additive concentrate into the lubricating oil may
be facilitated by solvents and by mixing accompanied with mild heating, but this is
not essential. The concentrate or additive-package will typically be formulated to
contain the additives in proper amounts to provide the desired concentration in the
final formulation when the additive-package is combined with a predetermined amount
of base lubricant. Thus. the dispersants of the present invention can be added to
small amounts of base oil or other compatible solvents along with other desirable
additives to form additive-packages containing active ingredients in collective amounts
of typically from about 2.5 to about 90%, and preferably from about 15 to about 75
00. and most preferably from about 25 to about 60% by weight additives in the appropriate
proportions with the remainder being base oil.
[0130] The final formulations may employ typically about 10 wt. % of the additive-package
with the remainder being base oil.
[0131] All of said weight percents expressed herein (unless otherwise indicated) are based
on active ingredient (A.I.) content of the additive, and or upon the total weight
of any additive-package, or formulation which will be the sum of the A.I. weight of
each additive plus the weight of total oil or diluent.
[0132] The principles, preferred embodiments, and modes of operation of the present invention
have been described in the foregoing specification. The invention which is intended
to be protected herein, however. is not to be construed as limited to the particular
forms disclosed. since these are to be regarded as illustrative rather than restrictive.
Variations and changes may be made by those skilled in the art without departing from
the spirit of the invention.