[0001] This invention relates to lubricant compositions, and more especially to lubricant
compositions which can be used as hydraulic fluids.
[0002] Lubricant compositions normally contain a variety of additives incorporated to improve
the performance of the lubricant in the environment in which it is to be used. Such
additives often contain transition metals. As is well known, there is now a general
need, for environmental reasons, to reduce the use of transition metals which are
frequently toxic. For example, lubricants used as hydraulic fluids often contain,
as an anti-wear additive, a zinc dialkyl dithiophosphate (a so-called "ZDDP"). It
is desirable to be able to provide hydraulic fluids which are zinc free. This is especially
true where the hydraulic fluid is to be used in agriculture or arboriculture where
spillage of the fluid onto cultivated land may occur and cause pollution of the land
and of any drainage or river system connected with it.
[0003] It is also desirable on practical grounds to be able to provide an additive system
which is suitable for use in all types of hydraulic fluid irrespective of the particular
equipment in which it will be used. A universal anti-wear (UAW) additive system for
use in such hydraulic fluids must be capable of providing fluids capable of meeting
the specifications of the leading hydraulic pump manufacturers, e.g. the Haglunds-Denison
HFO specification and the Vickers Vane pump specification. It is a further requirement
for such fluids that they must meet higher than load stage 10 performance in the FZG
test described in more detail below.
[0004] Hydraulic fluids incorporating ZDDPs do not always give the required performance
in the FZG test.
[0005] There is therefore a need for a metal-free universal anti-wear additive system suitable
for use in lubricant compositions to be used in, for example, piston and screw compressors,
industrial gear systems, and, more particularly, in hydraulic fluids.
[0006] According to the present invention, a lubricant composition comprises (a) a metal-free
anti-wear or load carrying additive containing sulphur and/or phosphorus, and (b)
a corrosion inhibitor in the form of an amino succinate ester of formula

in which R₁ and R₂ are each alkyl of 1 to 30, preferably 1 to 12, carbon atoms, R₃,
R₄ and R₅ are each hydrogen or alkyl of 1 to 4 carbon atoms, and R₆ and R₇ are each
hydrogen, alkyl of 1 to 30 carbon atoms, or an acyl group derived from a saturated
or unsaturated carboxylic acid of up to 30 carbon atoms, at least one of R
6 and R₇ being a said acyl group. Preferably R₁ and R₂ are each alkyl of 3 to 6 carbon
atoms, e.g. isobutyl, R₃, R₄ and R₅ are each hydrogen, and R₆ and R₇ are each alkyl
of 15 to 20 carbon atoms or an acyl radical derived from a saturated or unsaturated
dicarboxylic acid containing 4 to 10 carbon atoms, e.g. octadecyl, octadecenyl, or
3-carboxy-1-oxo-2propenyl. An especially preferred component (b) is aspartic acid,
N-(3-carboxy-1-oxo-2-propenyl)-N-octadecyl-bis(2-methylpropyl)ester.
[0007] The metal free, and preferably ashless, anti-wear or load carrying additive may be
any one of a wide range of sulphur- and/or phosphorus-containing additives, for example
a mono- and/or di-hydrocarbyl phosphate or phosphite wherein the hydrocarbyl radical
is alkyl of up to 12 carbon atoms, e.g. n-butyl, iso-butyl, n-amyl, n-octyl, 2-ethylhexyl
or n-dodecyl, or a mixture thereof, and amine salts of such phosphates and phosphites,
for example with primary amines of 4 to 18 carbon atoms, e.g. n-butylamine, n-octylamine,
tert-octyl primary amine, n-dodecylamine, the commercially available mixture of tertiary
alkyl primary amines such as Primene 81R in which the tertiary alkyl radicals contain
12 to 14 carbon atoms each, n-octadecylamine, oleylamine, and also secondary and tertiary
amines such as di-n-octylamine, and tri-n-octylamine.
[0008] Other metal-free anti-wear or load carrying additives which can be used in the compositions
of the present invention are sulphurized hydrocarbyl phosphites such as mono- and
di-hydrocarbyl thiophosphates wherein the hydrocarbyl radical may be aryl, e.g. phenyl,
alkylaryl, e.g. alkylphenyl in which the alkyl contains up to 12 carbon atoms, arylalkyl,
or aliphatic, e.g. alkyl of up to 12 carbon atoms. Examples of such sulphurized hydrocarbyl
phosphites includes diphenylthiophosphate, dinonylphenyl thiophosphates, di-n-butyl
thiophosphate, di-isobutyl thiophosphate and di-2-ethylhexyl thiophosphate. Amine
salts of such thiophosphates may also be used.
[0009] The anti-wear or load-carrying additive may also be a tri-hydrocarbyl di-thiophosphate
in which each hydrocarbyl group may be, for example, an aromatic, alkylaromatic, cycloaliphatic,
or aliphatic radical as aforesaid, e.g. isopropyl, n-butyl, isobutyl, n-pentyl, n-hexyl,
2-ethylhexyl or n-dodecyl. The hydrocarbyl group may also be an alkenyl or cycloalkyl
radical.
[0010] Other metal free antiwear or load carrying additives which can be used in the invention
are sulphurized alkenes, e.g. sulphurized isobutene, containing, for example 42 to
48% by weight of sulphur or a sulphurized carboxylic acid or ester thereof in which
the acid is, for example a fatty acid such as oleic or linoleic acid, e.g. a sulphurized
vegetable oil or animal fat such as rape seed oil or lard oil.
[0011] Suitable commercially available sulphurised fatty ester materials of this type include
Sulperm 10S (Keil Chemical) and EP oil GE10 (Hornett). These typically contain about
9.5% and about 8.5-9.5% sulphur, respectively.
[0012] Dialkylpolysulphides such as t-nonyl trisulphide or t-dodecyl pentasulphide can also
be used as the anti-wear or load-carrying additive.
[0013] The sulphur or phosphorus containing anti-wear or load carrying additive is advantageously
prepared in the way described in our British Patent Application No. 8829597.7 (continued
under Application No. 8928565.4 and published as GB-A-2226028). These anti-wear or
load-carrying additives are amine salts of phosphorothioic acids of formula:

in which the radicals R are the same or different and each is a substituted or unsubstituted
hydrocarbyl radical of up to 20 carbon atoms and R₁, R₂ and R₃ are each hydrogen or
substituted or unsubstituted hydrocarbyl radicals of up to 22 carbon atoms, not more
than 2 of R₁, R₂ and R₃ being hydrogen. When produced by the process of the aforesaid
application, such salts have a purity of at least 95% and have little reactivity towards
copper, and less than 3% of a phosphite of formula (RO)₂POH in which R is as hereinbefore
defined or amine salt thereof. Preferred such amine salts are those in which R is
alkyl of 3 to 8 carbon atoms or phenyl and each of R₁, R₂ and R₃ is hydrogen or an
alkyl, cycloalkyl or alkenyl radical of 4 to 22 carbon atoms, not more than 2 of R₁,
R₂ and R₃ being hydrogen. Preferably R is phenyl, R₁ and R₂ are hydrogen, and R₃ is
mixed C₁₂-C₁₄ tertiary alkyl.
[0014] Such amine salts are made by forming a mixture of sulphur and the amine in the liquid
state, adding to the mixture a phosphite ester of formula (RO)₂POH in an amount at
least equivalent to the amount of sulphur under conditions such that the sulphur reacts
with the ester but the reaction temperature does not rise above 130°C, and then continuing
the reaction until the solid sulphur has substantially disappeared from the reaction
mixture. The quantity of amine is adjusted if necessary so that the total quantity
of amine is at least equivalent to the quantity of the phosphite ester.
[0015] Compatible mixtures of such anti-wear or load-carrying additives can, of course,
also be used.
[0016] The proportions of components (a) and (b) in the lubricant compositions of the invention
are preferably from 0.05 to 3%, preferably 0,1% to 1.5%, of the antiwear or load carrying
additive and from 0.002% to 0.5%, preferably 0.05 to 0.25%, by weight of the corrosion
inhibitor, such percentages being by weight based on the total weight of the lubricant
composition.
[0017] The lubricant composition may include as the base fluid any mineral or non-mineral
oil suitable for use as a lubricant, or more especially as a hydraulic fluid. Such
base stocks include paraffinic lubricating oil base stocks of mineral origin, synthetic
oils such as polyalphaolefins, e.g. hydrogenated polydecene, synthetic lubricant esters,
such as dialkyl adipates and azelates (in which the alkyl groups typically have 1
to 20 carbon atoms each, e.g. dioctyl azelate, dinonyl adipate, or di-2-ethyl-hexylazelate)
and oils of biological origin including more particularly lubricant vegetable oils
such as rape seed oil, jojoba oil, cotton seed oil, peanut oil or palm oil.
[0018] It is a particular advantage of the invention that the combination of components
(a) and (b) as set out above is compatible with a variety of oils of natural, especially
vegetable, origin suitable for use as hydraulic fluids. Such natural oils are biodegradable,
and in consequence the present invention makes it possible to provide an effective
hydraulic fluid based on a biodegradable base stock such as rape seed oil or jojoba
oil and incorporating additives which are free from heavy metals.
[0019] When it is to be used in an acidic environment, it can be desirable to incorporate
in a lubricant composition of the present invention a third component, viz. (c) an
alkaline earth metal alkylbenzene sulphonate, alkylnaphthalene sulphonate, petroleum
sulphonate, alkylphenate, alkyl sulphurized phenate, or alkylsalicylate. This material
is usually overbased and may also be sulphurized. A sulphurized overbased calcium
alkylphenate in which the alkyl group is paranonyl, or a calcium dinonylnaphthalene-sulphonate
is preferably used. The proportion of such additional additive is usually in the range
0.005 to 0.50% based on the total weight of the composition. Such compositions are
not ashless, but they do not contain heavy metals and thus achieve one of the major
objectives of the present invention.
[0020] The lubricant compositions of the present invention may incorporate other additives
conventionally used in lubricants, for example:
(i) Additional corrosion inhibitors, e.g. amine salts of carboxylic acids such as
octylamine octanoate, condensation products of dodecenyl succinic acid or anhydride
and a fatty acid such as oleic acid with a polyamine, e.g. a polyalkylene polyamine
such as triethylenetetramine, and half esters of alkenyl succinic acids in which the
alkenyl radical contains 8 to 24 carbon atoms with alcohols such as polyglycols.
(ii) Ashless dispersants, especially those made by reaction of a polyolefin maleic
anhydride reaction product with a polyalkylene polyamine such as triethylene tetramine
or tetraethylene pentamine. In such dispersants, the polyolefin is typically polyisobutene
having a number average molecular weight of 900 to 1200.
In some circumstances, it may be advantageous to boronate such ashless dispersants.
While boron is non-metal, it is ash-forming and its use in the compositions of the
invention is not preferred.
(iii) Antioxidants including, for example, phenolic antioxidants such as 2,6-di-tert-butylphenol,
2,6-di-tert-butyl-4-methylphenol, and 4,4′(-methylenebis(2,6-di-tertbutyl-phenol),
sulphurized phenolic antioxidants such as 4,4′-thiobis(6-tert-butyl-o-cresol) and
aromatic amines such as di(nonylphenyl)amine and octylated phenyl-alphanaphthylamine.
Mixtures of phenolic antioxidants and aromatic amine antioxidants (e.g. ETHYLR Antioxidant 728 and/or 733 with Naugalube 438L) are preferred.
(iv) Copper deactivators, e.g. benzotriazole and its derivatives, thiadiazoles and
their derivatives, or tricresyl phosphite.
(v) Demulsifying agents, more particularly, surfactants which are preferably ashless,
e.g. non-ionic surfactants such as polyglycols.
(vi) Viscosity index improvers, e.g. poly(alkylmethacrylates) and olefin copolymers
such as ethylene/propylene and styrene/isoprene copolymers, and dispersant viscosity
index improvers such as copolymers of an alkylmethacrylate with N-vinylpyrrolidone
and olefin copolymers grafted with nitrogen-containing monomers such as diallylformamide.
(vii) Pour point depressants such as poly(alkyl-methacrylates).
(viii) Anti-foam agents, e.g. products based on silicones and poly(alkylacrylates).
[0021] All such additional ingredients must of course be compatible with components (a)
and (b) but, subject to this, they are used in the usual proportions.
[0022] The compositions of the invention are conveniently supplied to the formulator of
the finished lubricant composition in the form of an additive concentrate comprising
the components (a) and (b) as aforesaid, alone or preferably with a relatively small
amount of suitable base oil to facilitate handling, and optionally with one or more
of the additional ingredients mentioned above. In such concentrates the amounts of
components (a) and (b) are proportioned such that when the concentrate is blended
into a base fluid to provide a finished lubricant composition in which the concentration
of component (a) is from 0.05 to 3% by weight and preferably from 0.1 to 1.5% by weight
based on the total weight of the lubricant composition, the concentration of component
(b) is from 0.002 to 0.5% by weight and preferably from 0.05 to 0.25 by weight based
on the total weight of the lubricant composition. Thus the ratio of (a) to (b) in
such concentrates is preferably 30: 1 to 0.4: 1. The proportion of component (b) in
the concentrate is preferably from 0.1 to 50% by weight, especially 0.1 to 10%, and
most commonly 1 to 5% by weight of the concentrate.
[0023] The following Examples illustrate the invention.
EXEMPLE 1
[0024] Hydraulic fluid blends were prepared using as the base stock an ISO 46 mineral base
oil having a kinematic viscosity range at 40°C of from 41.4 to 50.6 cSt. The additives
incorporated were as stated below Tables I and II which follow. Each blend was evaluated
for clarity and by the IP 135B corrosion test. The latter test involved stirring a
mixture of 300 ml of the hydraulic fluid with 30 ml of artificial sea water at a temperature
of 60°C with a steel cylinder immersed in the mixture. The test was run in duplicate
for 24 hours with each blend and the immersed steel specimens were then examined for
signs of rusting. For a pass, no rust must be visible on the specimen.
[0025] The blends were also examined by the FZG test (IP334/79). In this test two steel
spur gears were rotated together with oil dip lubrication for a series of 15 minute
stages. The relative torque between the gears was increased by a fixed amount after
each stage and the gears were run together for a given period after which they were
examined for wear or damage. The result of the test is quoted in terms of the final
pass stage and the first fail stage. To be satisfactory, the pass stage must be higher
than 10.
[0026] The following Tables I and II set out the compositions of the hydraulic fluids tested
and the results obtained with each. Blend 4, 5, 6, 7 and 10 are in accordance with
the present invention. The other blends are for comparison.

Component A1 was the Primene 81R salt of diphenylthiophosphate. Component A2 was a
blend of 36% di-t-nonyl polysulphide and 64% sulphurised fatty ester
Component B was aspartic acid, N-(3 carboxy-2-oxo-2-propenyl)N-octadecyl-bis(2-methylpropyl)ester.
Corrosion Inhibitor D was a condensation product of dodecenyl succinic acid and oleic
acid with a polyethylene polyamine
Corrosion Inhibitor E was octylamine octanoate.
Corrosion Inhibitor F was a modified imidazoline (Monamulse CI)
Blends 1-6 contained the same levels of conventional antioxidant, copper deactivator
and demulse aid.
Blends 2 and 5 additionally contained a boronated polyisobutenyl succinimide ashless
dispersant in conventional amount. In blend 6, component A1 was prepared in the way
described in GB-A-2226028.

Components A1, A2, B, D and F were as in Table I.
Detergent C1 was an overbased calcium sulphurised nonylphenate.
Detergent C2 was calcium dinonyl naphthalene sulphonate Corrosion Inhibitor G was
butanedioic acid, sulpho-1,4-tridecyl ester, sodium salt.
Blends 7, 8 and 9 contained the same levels of conventional antioxidant, copper deactivator,
VI improver and demulse aid.
Blend 10 similar to blends 7 to 9 but contained a boronated polybutenyl succinimide
ashless dispersant in conventional amount and no VI improver.
EXEMPLE 2
[0027] A blend 11 was prepared having the same composition as blend 6 described in Example
1 except that the base oil was rape seed oil. The results in the FZG test, the IP135B
test, and the clarity of the blend were the same as those obtained with blend 6.
EXEMPLE 3
[0028] A blend 12 was prepared having the same composition as blend 6 described in Example
1 except that component A1 was used at a concentration of 0.11 weight percent, and
component A2 was composed entirely of the sulphurised fatty ester (Sulperm 10S). Blend
12 produced the same FZG, IP135B, and clarity results as blend 6. In performance testing,
blend 12 met the requirements of the Haglunds-Denison HFO specification, the Cincinnati
Milacron P68, P69 and P70 specifications, and the Vickers vane pump specification.
EXEMPLE 4
[0029] A blend 13 was prepared by blending the additive components of blend 12 described
in Example 3 in the same concentrations as blend 12 with rape seed oil. Blend 13 gave
the same FZG, IP135B, and clarity results as blend 11 described in Example 2. In further
testing blend 13 was found to satisfy the pump test requirements of the Haglunds-Denison
HFO specification, as well as the Cincinnati Milacron thermal stability test procedure
"A". In this latter test procedure, a copper rod and an iron rod are kept in contact
with each other under the surface of 200 milliliters of test oil in a beaker for 7
days at a constant temperature of 135°C. On completion of the test it was found that
passing ratings were achieved relative to sludge formation, iron rod performance and
weight change of the copper rod.
1. A lubricant composition comprising (a) a metal-free anti-wear or load-carrying additive
containing sulphur and/or phosphorus and (b) a corrosion inhibitor in the form of
an amino succinate ester of formula

in which R₁ and R₂ are each alkyl of 1 to 30 carbon atoms, R₃, R₄ and R₅ are each
hydrogen or alkyl of 1 to 4 carbon atoms, and R₆ and R₇ are each hydrogen, alkyl of
1 to 30 carbon atoms, or an acyl group derived from a saturated or unsaturated carboxylic
acid of up to 30 carbon atoms, at least one of R₆ and R₇ being a said acyl group.
2. A lubricant composition according to claim 1 in which, in the said amino succinate
ester, R₁ and R₂ are each alkyl of 3 to 6 carbon atoms, R₃, R₄ and R₅ are each hydrogen,
and R₆ and R₇ are each alkyl of 15 to 20 carbon atoms or an acyl radical derived from
a saturated or unsaturated dicarboxylic acid containing 4 to 10 carbon atoms.
3. A lubricant composition according to claim 1 wherein the corrosion inhibitor is aspartic
acid, N-(3-carboxy-1-oxo-2-propenyl)-N-octadecyl-bis(2-methylpropyl) ester.
4. A lubricant composition according to any one of claims 1 to 3 wherein the metal-free
anti-wear or load-carrying additive is a mono- and/or di-hydrocarbyl phosphate or
phosphite wherein the hydrocarbyl radical is alkyl of up to 12 carbon atoms or an
amine salt of such a phosphite or phosphate or a mixture thereof.
5. A lubricant composition according to any one of claims 1 to 3 wherein the metal-free
anti-wear or load-carrying additive is a mono- or di-hydrocarbyl thiophosphate wherein
the hydrocarbyl radical is aryl, alkylaryl, arylalkyl, or alkyl, or an amine salt
thereof.
6. A lubricant composition according to claim 5 wherein the said thiophosphate is diphenylthiophosphate,
dinonylphenyl thiophosphate, di-n-butyl thiophosphate, di-isobutyl thiophosphate,
di-2-ethylhexyl thiophosphate or a mixture thereof.
7. A lubricant composition according to any one of claims 1 to 3 wherein the metal free
anti-wear or load-carrying additive is a tri-hydrocarbyl dithiophosphate in which
each hydrocarbyl group is an aromatic, alkylaromatic or aliphatic radical.
8. A lubricant composition according to any one of claims 1 to 3 wherein the anti-wear
or load-carrying additive comprises an amine salt of a phosphorothioic acid of formula:

in which the radicals R are the same or different and each is a substituted or unsubstituted
hydrocarbyl radical of up to 20 carbon atoms and R₁, R₂ and R₃ are each hydrogen or
a substituted or unsubstituted hydrocarbyl radical of up to 22 carbon atoms, not more
than 2 of R₁, R₂ and R₃ being hydrogen.
9. A lubricant composition according to claim 8 wherein R is alkyl of 3 to 8 carbon atoms
or phenyl and each of R₁, R₂ and R₃ is hydrogen or an alkyl, cycloalkyl or alkenyl
radical of 4 to 22 carbon atoms each, not more than two of R₁, R₂ and R₃ being hydrogen.
10. A lubricant composition according to any one of claims 1 to 3 wherein the anti-wear
or load-carrying additive comprises a combination of (i) at least one metal-free anti-wear
or load-carrying additive containing phosphorus and (ii) at least one metal-free anti-wear
or load-carrying additive containing sulphur.
11. A lubricant composition according to any one of claims 1 to 3 wherein the anti-wear
or load-carrying additive comprises a combination of (i) an amine salt of a phosphorothioic
acid of formula:

in which the radicals R are the same or different and each is a substituted or unsubstituted
hydrocarbyl radical of up to 20 carbon atoms and R₁, R₂ and R₃ are each hydrogen or
a substituted or unsubstituted hydrocarbyl radical of up to 22 carbon atoms, not more
than two of R₁, R₂ and R₃ being hydrogen; and (ii) a sulphurised fatty acid ester.
12. A lubricant composition according any one of claims 1 to 3 wherein the anti-wear or
load-carrying additive comprises a combination of (i) an amine salt of a phosphorothioic
acid of formula:

in which the radicals R are phenyl, R₁ and R₂ are hydrogen and R₃ is mixed C₁₂-C₁₄
tertiary alkyl; (ii) a sulphurized fatty acid ester and (iii) a dialkyl polysulfide.
13. A lubricant composition according to any one of the preceding claims wherein the lubricant
base stock is a paraffinic lubricating oil base stock of mineral origin, a synthetic
polyalphaolefin, a synthetic lubricant ester or an oil of biological origin.
14. A lubricant composition according to claim 13 in which the base stock is a biodegradable
vegetable oil.
15. A lubricant composition according to claim 14 in which the vegetable oil is a rape
seed oil.
16. A lubricant composition according to any one of the preceding claims which contains
also an alkaline earth metal alkylbenzene sulphonate, alkaline earth metal alkylnaphthalene
sulphonate, alkaline earth metal petroleum sulphonate, alkaline earth metal alkylphenate,
alkaline earth metal alkyl sulphurized phenate or alkaline earth metal alkylsalicylate.
17. A lubricant composition according to claim 16 in which the proportion of the said
alkaline earth metal salt is in the range 0.005 to 0.50% based on the total weight
of the lubricant composition.
18. A lubricant composition according to any one of the preceding claims containing 0.05
to 3% by weight of the said anti-wear or load-carrying additive and from 0.002% to
0.5% by weight of the said corrosion inhibitor.
19. A lubricant composition according to claim 18 containing 0.1 to 1.5% by weight of
the anti-wear or load-carrying additive and from 0.05 to 0.25% by weight of the corrosion
inhibitor.
20. A lubricant composition according to any one of the preceding claims containing in
addition one or more additional corrosion inhibitors, ashless dispersants, antioxidants,
copper deactivators, demulsifying agents, viscosity index improvers, pour-point depressants,
and/or anti-foam agents.
21. A lubricant composition according to any one of claims 1 to 20 for use as a hydraulic
fluid.
22. An additive concentrate comprising (a) at least one metal-free anti-wear or load-carrying
additive containing sulphur and/or phosphorus and (b) a corrosion inhibitor in the
form of an amino succinate ester of formula

in which each of R₁ and R₂ is alkyl of 1 to 30 carbon atoms; each of R₃, R₄ and R₅
is selected from hydrogen and alkyl of 1 to 4 carbon atoms; and each of R₆ and R₇
is selected from hydrogen, alkyl of 1 to 30 carbon atoms, and an acyl group derived
from a saturated or unsaturated carboxylic acid of up to 30 carbon atoms, at least
one of R₆ and R₇ being a said acyl group.
23. An additive concentrate according to claim 22 wherein the anti-wear or load-carrying
additive is as defined in any one of claims 4 to 12.
24. An additive concentrate according to claim 22 or 23 wherein the corrosion inhibitor
is aspartic acid, N-(3-carboxy-1-oxo-2-propenyl)-N-octadecyl-bis(2-methylpropyl) ester.