[0001] This invention broadly relates to the field of surface treated inorganic compounds.
More particularly, the invention relates to the provision of compositions suitable
for use as a papermaking filler material wherein an inorganic base filler material
is surface treated with a substance which enhances the performance of the filler in
the papermaking process. The invention also relates to a method for improving the
papermaking process, especially by reducing the requirement for sizing material and
for improving the characteristics of paper produced according to the process.
[0002] Adequate internal sizing of alkaline papers is an important issue for most papermakers.
Early development of cellulose reactive sizing agents resulted in poor control of
sizing with excessive amounts of sizing agent used, resulting in increased wet-end
deposits, press picking, and in coefficient of friction problems with the paper surface.
Problems still occur, mainly due to the overuse of sizing materials. The problems
are caused by high surface area materials (e.g., filler and fines) found in the wet-end,
which adsorb the size and render it ineffective.
[0003] The purpose of internal sizing is to impart resistance to liquid penetration to the
sheet. Internal sizing, along with sheet porosity (which is controlled at the size
press), controls ink penetration in printing and writing papers, along with binder
migration in coating basestock. The sizing of alkaline papers with cellulose reactive
sizing agents or "synthetic sizes" has been established for more than 30 years. Two
synthetic sizes presently in commercial use, alkyl ketene dimer (AKD) and alkenyl
succinic anhydride (ASA), impart sizing to the sheet by means of a chemical reaction
(covalent bonding) with the hydroxyl groups of cellulose fiber.
[0004] All commonly used untreated fillers (e.g., clay, titanium dioxide, calcium carbonate)
are known to have a detrimental effect on sizing. Studies of alkaline papers filled
with various types of calcium carbonate have revealed strong inverse correlations
between filler specific surface area and internal sizing values in the sheet measured
by the Hercules size test (HST). In circumstances where increasing the filler content
would be advantageous, associated sizing problems have occurred affecting sheet quality,
machine performance, and runnability.
[0005] Specially modified precipitated calcium carbonate (PCC) fillers, which can be synthesized
at an on-site PCC plant, have been developed to make the sizing of filled sheets more
economical and efficient. Laboratory results have shown that by using a chemically
modified PCC filler, which has been surface treated with a cationic polymer, the amount
of sizing agent can be reduced by one-half while improving other properties as well.
[0006] It has been discovered that the addition of certain cationic resin materials to papermaking
filler materials such as calcium carbonate, either ground natural calcium carbonate
from limestone, or precipitated, greatly enhances the performance of the filler material
and results in a paper requiring the addition of substantially less wet end sizing
agent, and having excellent opacity and tensile strength properties.
[0007] Fig. 1 is a plot of Hercules size measurement versus filler content for handsheets
containing modified and unmodified fillers.
[0008] Fig. 2 is a plot of water pick-up as measured by the Cobb size test versus filler
content for handsheets containing modified and unmodified fillers.
[0009] Fig. 3 is a plot of Hercules size measurement versus filler content for handsheets
containing modified filler at various levels of polymer treatment.
[0010] Fig. 4 is a plot of Hercules size measurement versus filler content for handsheets
containing modified and unmodified fillers at different sizing levels.
[0011] Fig. 5 is a plot of sheet opacity versus filler content for handsheets containing
modified and unmodified fillers.
[0012] Fig. 6 is a plot of sheet opacity versus sheet tensile strength for handsheets containing
modified and unmodified fillers.
[0013] Fig. 7 is a plot of sheet brightness versus filler content for handsheets containing
modified and unmodified fillers.
[0014] Fig. 8 is a plot of Hercules size measurement versus filler content for sheets containing
modified and unmodified fillers made on a pilot papermachine.
[0015] Fig. 9 is a plot of water pick-up as measured by the Cobb size test versus filler
content for sheets containing modified and unmodified fillers made on a pilot papermachine.
[0016] Fig. 10 is a plot of corrected sheet opacity versus filler content for sheets containing
modified and ummodified fillers made on a pilot papermachine.
[0017] Fig. 11 shows comparative microscopic photographs illustrating distribution of filler
material for sheets containing modified and unmodified fillers made on a pilot papermachine.
[0018] Fig. 12 represents a three-dimensional plot of Hercules size measurement versus treatment
temperature and percent cationic polymer treatment level at an 8% filler level in
the handsheets.
[0019] Fig. 13 represents a three-dimensional plot of Hercules size measurement versus treatment
temperature and percent cationic polymer treatment level at an 16% filler level in
the handsheets.
[0020] Fig. 14 represents a three-dimensional plot of Hercules size measurement versus treatment
temperature and percent cationic polymer treatment level at an 24% filler level in
the handsheets.
[0021] The cationic polymers found to be most effective for surface treating the papermaking
filler materials are dimers of the general formula:

where R is a hydrocarbon group selected from the group consisting of alkyl with at
least 8 carbon atoms, cycloalkyl with at least 6 carbon atoms, aryl, aralkyl and alkaryl.
Specific dimers are octyl-, decyl-, dodecyl-, tetradecyl-, hexadecyl-, octadecyl-,
eikosyl-, dokosyl-, tetrakosyl-, phenyl-, benzyl-beta-naphthyl-, and cyclohexyl- dimer.
Other utilizable dimers are dimers produced from mining acids, naphthenic acid, delta-9,10-decylenic
acid, delta-9,10 dodecylenic acid, palmitoline acid, olein acid, ricine olein acid,
linoleate, linoleic acid, and olestearic acid, as well as dimers manufactured from
natural fatty acid mixtures, such as are obtained from cocoanut oil, babassu oil,
palm seed oil, palm oil, olive oil, peanut oil, rape seed oil, beef suet and lard,
and mixtures of the above.
[0022] The polymer is made cationic as a result of treating the dimer with a polyamino-amide
and/or polyamine polymer reacted with an epoxidized halohydrin compound, such as epichlorohydrin,
thereby forming tertiary and quaternary amine groups on the dimer surface. It is preferred
that the cationic charge on the dimer be derived primarily from quaternary amine groups.
A polymer material of this type is manufactured by and is commercially available from
Hercules, Inc., Wilmington, DE, under the tradename Hercon.
[0023] It has been discovered that the use of from about 0.1% to about 10.0% by weight of
the cationic polymer material on a filler significantly enhances filler performance
in terms of a reduction in the requirement for the addition of wet end sizing agent
and an improvement in the optical and physical properties, particularly opacity, Z-directional
filler distribution and tensile strength, of the resulting paper in which the filler
is utilized.
[0024] For the case of utilizing clay as a filler material, it has been discovered that
surface treatment of the filler with from about 1.0 to about 2.0 weight percent of
a cationic polymer material of the aforesaid type is effective in producing a filler
clay having a substantially reduced sizing demand.
[0025] It has also been discovered that surface treatment of a PCC filler material with
from about 0.25 to about 2.0 weight percent of a cationic polymer material of the
aforesaid type is effective in producing a filler having a substantially reduced sizing
demand.
[0026] Other filler materials, such as titanium dioxide, talc and silica/silicate pigments,
which if used untreated have a detrimental effect on sizing, are utilizable when treated
with a cationic polymer material of the aforesaid type according to the present invention.
[0027] For all types of fillers, it has been discovered that the amount of cationic polymer
required to be added to the filler material-containing slurry is directly correlated
with the surface area of the filler material.
[0028] It has further been discovered that the temperature at which the filler material
is treated with the cationic polymer is also a significant parameter in determining
the extent to which the sizing demand of the polymer-treated filler is reduced.
[0029] Generally, treatment of the aqueous slurry containing the filler material with the
cationic polymer is done at a temperature of from about 5 to 70°C. The preferred treatment
temperature range is from about 20 to 30°C, and the most preferred treatment temperature
is at about 25°C.
[0030] It has still further been discovered that the pH of the aqueous slurry containing
the filler material has an effect on treatment. The slurry should not be at a pH greater
than 10 at the time of the treatment. The filler material treated with the cationic
polymer should also subsequently be stored at a pH not greater than 10 to prevent
decomposition of the cationic polymer coating which occurs at pH's greater than about
10.
[0031] The nature and scope of the present invention may be more fully understood in view
of the following non-limiting examples, which demonstrate the effectiveness of cationic
polymer modified filler materials.
Example 1
Preparation and Comparative Testing of Handsheets Containing Modified and Unmodified
Fillers
[0032] Comparative Formax (Noble and Wood) handsheets (60 g/m² or 40 lbs./3300 ft²) were
prepared from a furnish consisting of 75% bleached hardwood and 25% bleached softwood
Kraft pulps beaten to 400 Canadian Standard Freeness (CSF) at pH 7.0 in distilled
water. A high molecular weight, medium charge density, cationic polyacrylamide (PAM)
retention aid was used at 0.05%. Synthetic sizing agents (AKD or ASA) were added at
levels from 0.10% to 0.30%. Several fillers were used, including various polymer-modified
PCC fillers to test the effect of the polymer treatment against unmodified PCC and
fine ground limestone (FGL). The fillers were added to the furnish at 20% solids to
achieve 8%, 16%, 24% and 40% filler in the finished sheets. In addition, a blank,
containing no filler was prepared and tested. Distilled water was used throughout
the handsheet process. The sheets were conditioned at 50% RH and 23°C and tested for
grammage, percent filler, HST, Cobb size, opacity, brightness, caliper, tensile, and
porosity. Scattering coefficients were determined using the appropriate reflectance
values and Kubelka-Munk equations. Elemental mapping of the filler distribution in
the sheet, both in the XY plane and in the Z-directional plane, was performed using
a scanning electron microscope (SEM) with elemental analysis capabilities.
[0033] Sizing values (HST and Cobb) for sheets filled with the modified PCC fillers were
significantly improved, with higher levels of polymer on the PCC providing significantly
better sizing at all loading levels greater than 10% versus a low sizing demand filler
(e.g., FGL) (Figs. 1, 2, and 3). Comparable sheets can be made using one-third less
sizing agent when a 0.5 percent by weight cationic polymer-treated PCC filler was
used (Fig.4), and as the graph reveals, even less sizing agent was needed using a
1.0 percent by weight cationic polymer-treated PCC filler. Table I also shows the
efficiency of polymer treatment of the filler.

[0034] A secondary benefit derived from the modified fillers was an increase of one-half
point in opacity without a subsequent loss in tensile strength or sheet brightness
(Figs. 5, 6, and 7). The increased opacity without loss of strength or brightness
appears to be predominately due to the substantial increase in the cationic charge
of the modified filler particles. Increasing the cationic charge on the particles
makes them adsorb more uniformly on the fiber surface and less between fiber crossings.
Scanning electron micrographs revealed better distribution of the filler in the sheet
for the modified PCC fillers which supports improved optical performance. Table II
shows the relationship between the filler's specific surface area and polymer treatment
level on sizing values.

[0035] At higher surface area, more polymer is needed to cover the surface and provide improved
sizing. Unexpectedly, as the filler level is increased in the sheet, the sizing values
continue to rise for all but the highest surface area filler. This indicates that
by the method of treatment of this invention, increased sizing is maintainable through
the use of higher filler levels in the sheet. This condition cannot be achieved by
the use of untreated fillers.
Example 2
Evaluation of Modified PCC Fillers for Retention and Drainage.
[0036] A vacuum drainage jar apparatus was used to measure the retention and drainage characteristics
of the fillers under conditions similar to an actual high-speed paper-machine. The
furnish was the same as used in Example 1 with the retention aid level evaluated at
0.05%. The fillers were added so that a content of 16% +/- 1.0% would be retained
in the final pad. The stock (0.5% consistency) was agitated in a three vane jar at
750 rpm. Automatic control placed the contents of the jar under a vacuum of 10 kPa
during initial drainage followed by 5 seconds of high vacuum (50 kPa). The pad which
formed was weighed and then dried and reweighed to yield percent sheet dryness values
(these numbers predict the ease at which water is removed from the sheet). Percent
filler retention was calculated from the amount of calcium carbonate in the fiber
pad via X-ray fluorescence and the known amount added to the stock.
[0037] Improved papermachine runnability can be measured in many ways. Improved drainage
on the wire along with increased sheet dryness off the couch provides the paper-maker
with the opportunity to increase machine speed (increase production rate) and/or decrease
steam consumption at the dryers (increased profitability). Improved filler retention
without the need to use excessive amounts of retention aid enhances sheet quality
which includes formation. This also leads to better runnability and economics from
a cleaner wet end system. Retention and drainage results, shown in Table III, using
a vacuum drainage jar revealed improved first pass filler retention for the modified
PCC fillers.

[0038] Sheet dryness values were also improved over the untreated PCC filler, indicating
better drainage. The experiments were conducted under precise and well-controlled
conditions in the laboratory, however these results are transferable to a papermachine
leading to better wet end control with improved runnability, as is shown in Examples
3 and 4, following.
Example 3
Comparative Testing of Furnishes Incorporating Both Modified and Unmodified Fillers
on Actual Pilot Papermachine.
[0039] A pilot machine run was conducted utilizing a pilot scale papermachine. A 60 g/m²
(40 lbs./3300 ft²) sheet was produced using the same furnish composition as in Examples
1 and 2. The same cationic retention aid was utilized at 0.0125% and an AKD sizing
agent was added at 0.15%. Various calcium carbonate fillers (i.e., untreated commercial
PCC, untreated commercial FGL, 0.5 and 1.0 percent by weight cationic polymer-modified
PCC's) were added to achieve levels of 8%, 16%, and 24% filler in the sheet.
[0040] The paper was tested for the same properties as in Example 1.
[0041] The fillers were characterized with respect to particle size by gravity sedimentation
analysis using a Micromeritics Sedigraph 5000D. Specific surface area was determined
by the use of BET nitrogen adsorption analysis. Dry brightness was measured using
a Hunter LabScan. Particle charge (zeta potential) was determined using doppler laser
light scattering technique from a Coulter DELSA 440. Filler properties are listed
in Table IV.

[0042] Results from the pilot papermachine corroborated the results from the handsheet work.
Sizing values shown in Figs. 8 and 9 reveal the improved sizing performance for the
modified PCC fillers. Since the Hercules size test (HST) was not sensitive enough
to distinguish between sizing differences at the low end, the Cobb test was used to
better ascertain their performance. The Cobb sizing test results show the characteristic
increase in water pick-up for the commercial fillers (i.e., FGL and PCC) with increasing
filler loading. This increase is virtually eliminated when utilizing the modified
PCC fillers. In addition, 1.0 percent by weight cationic polymer-modified PCC filler
provides essentially the same resistance to water pick-up at all filler loading levels
as the unfilled sheet using the equivalent amount of sizing agent. Print quality evaluated
through microscopic analysis of half-tone dots shows a marked improvement in ink hold-out
in sheets using the modified PCC fillers.
[0043] There was a one-half point improvement in opacity, corroborating laboratory results
(Fig. 10). Calcium elemental mapping of the filler distribution in the sheet (Fig.
11) revealed better distribution, especially in the Z-directional plane, for the modified
PCC fillers.
Example 4
Comparative Testing of Furnishes Incorporating Both Modified and Unmodified Fillers
on a Production Papermachine.
[0044] A mill trial was conducted utilizing a Fourdrinier papermachine running at 2000 fpm.
A 60 g/m (40 lbs/-3300 ft) high opacity sheet was run with and without a modified
PCC filler as part of the furnish composition. The modified PCC filler was treated
with 1.5 percent by weight of cationic polymer. An anionic retention aid was utilized
along with an ASA sizing agent. Both additives were held constant throughout the trial.
Handbox and white-water tray samples were obtained throughout the trial and analyzed
for first pass filler retention and total retention. These results are shown in Table
V.

[0045] Significant improvement in both filler retention and total retention were realized.
Z-directional distribution of the modified filler through the sheet was also greatly
improved. Better distribution of the filler means less two-sidedness, better dimensional
stability and better printability of the paper with less associated whitening and
dusting (Table V). Paper samples were tested and revealed a 263% improvement in sizing
(i.e. 40 sec. vs. 11 sec.) and equivalent opacity with 4.5% less PCC (i.e. 15.0% vs.
15.7%) and 25% less TiO₂ (0.6% vs 0.8%). A 9% improvement in tensile strength was
also realized. These results are shown in Table VI.

[0046] Loss of sizing, referred to as "fugitive sizing", was evaluated after 5 weeks (35
days). The results are shown in Table VII.

[0047] The samples showed a minimum loss of sizing compared to typical commercially filled
sheets. The surface coefficient of friction of the sheets was also evaluated. The
surface coefficient of friction of the sheets is an important measure of the runnability
of the paper through high-speed reprographic equipment. The results of this evaluation
are shown in Table VIII.

Contact: felt-to-wire side
[0048] The polymer-modified PCC-filled sheets showed a better coefficient of friction of
the sheet surface than the unmodified sheets.
Example 5
Effect of Filler Treatment Temperature on Sizing Demand Reduction at Various Levels
of Cationic Polymer Treatment and Filler Loading
[0049] A handsheet study was performed to evaluate the effect of filler treatment temperature,
that is, the temperature at which the cationic polymer is applied to the filler material,
on reduction in the sizing demand in the handsheets utilizing the cationic polymer-treated
filler. Treatment was at temperatures in the range of from 25-65°C. Treatment was
performed at levels of from 0 to 1.25 weight percent of cationic polymer. The cationic
polymer used was an alkyl ketene dimer, Hercon-85 (Hercules, Inc., Wilmington, DE).
The filler was a precipitated calcium carbonate (PCC) (Albacar HO, Pfizer, Inc., New
York). Filler loading in the handsheets was at several levels, of from 8 to 24 weight
percent of treated filler.
[0050] Twenty separate surface treatments were performed using four treatment levels (0.5,
0.75, 1.0 and 1.25 wt %) and five treatment temperatures (25, 35, 45, 55 and 65°C),
along with an untreated control sample, as shown in Table IX.

[0051] All treatments were performed using 10 minutes of low-shear mixing time per sample.
Elevated temperatures were maintained for approximately 4 hours before samples were
allowed to cool.
[0052] Comparative Formax (Noble and Wood) handsheets (60 g/m² or 40 lbs./3300 ft²) were
prepared from a furnish blend consisting of 75% bleached hardwood and 25% bleached
softwood Kraft pulps beaten to a consistency of 0.3125% and a Canadian Standard Freeness
(CSF) of 400 ±25 at pH 7.0 in distilled water. Additional wet end additives included
an alkyl ketene dimer size (Hercon-75, Hercules, Inc., Wilmington, DE) in an amount
of 0.25 wt. % (5 lb/ton of paper) and a cationic polycacrylamide retention aid (Percol-175)
in an amount of 0.05 at % (1 lb/ton of paper). All sheets were conditioned and tested
at standard TAPPI conditions of 50% relative humidity and 23°C.
[0054] The results show that HST values are directly proportional to filler treatment level,
that is, the higher the treatment level, the higher the HST response, and inversely
proportional to treatment temperature, that is, the higher the slurry treatment temperature,
the lower the HST response. Thus, the highest sizing values (greatest sizing demand
reduction) occurred at high treatment level and low treatment temperature, while low
treatment level and high treatment temperature resulted in poorer size reduction performance.
The magnitude of the effect varied considerably, however, with filler level in the
handsheets. This is shown in Figures 12, 13 and 14. In Fig. 12, at an 8% filler level,
the effect of both treatment level and treatment temperature on HST is minimal, with
HST values ranging from a low of 193 seconds to a high of 237 seconds. In Fig. 13,
at a 16% filler level, the effect is more noticeable, with HST values ranging from
35 seconds to 392 seconds. Finally, as is seen in Fig. 14, at a 24% filler level,
a significant effect is seen, with HST values ranging from 2 to 313 seconds and a
very steep transition occurring from lower to higher treatment levels and higher to
lower treatment temperature. Treatment level is, however, a more sensitive variable
than treatment temperature since a small change in treatment level produces a more
drastic HST shift than does a small change in temperature.
1. A composition characterized by a papermaking filler material, selected from the group
consisting of finely ground natural calcium carbonate from limestone, precipitated
calcium carbonate, clay, titanium dioxide, talc, silica/silicate pigments, and combinations
of the above, which has been surface treated with from about 0.1 to about 10.0 weight
percent of a cationic polymer, based on the dry weight of filler material, wherein
the cationic polymer is a dimer of the general formula

where R is a hydrocarbon group selected from the group consisting of alkyl with from
8 to 20 carbon atoms, cycloalkyl with at least 6 carbon atoms, aryl, aralkyl and alkaryl,
the dimer having been made cationic by treatment with at least one of a polyamino-amide
and a polyamine polymer reacted with an epoxidized halohydrin compound to form tertiary
and quaternary amine groups on the dimer surface.
2. The composition according to claim 1 further characterized by the dimer being selected
from the group consisting of octyl-, decyl-, dodecyl-, tetradecyl-, hexadecyl-, octadecyl-,
eikosyl-, dokosyl-, tetrakosyl-, phenyl-, benzyl-beta-naphthyl-, and cyclohexyl- dimers,
dimers produced from mining acids, naphthenic acid, delta-9,10-decylenic acid, delta-9,10-dodecylenic
acid, palmitoline acid, olein acid, ricine olein acid, linoleate, linoleic acid, and
olestearic acid, and dimers manufactured from natural fatty acid mixtures, such as
are obtained from cocoanut oil, babassu oil, palm seed oil, palm oil, olive oil, peanut
oil, rape seed oil, beef suet and lard, and mixtures of the above.
3. The composition according to claim 1 further characterized by the epoxidized halohydrin
being epichlorohydrin.
4. A process for the preparation of a papermaking filler material surface treated with
a cationic polymer, said process being characterized by adding from about 0.1 to about
10.0 weight percent of a cationic polymer, which is a dimer of the general formula

where R is a hydrocarbon group selected from the group consisting of alkyl with a
least 8 carbons atoms, cycloalkyl with at least 6 carbon atoms, aryl, aralkyl and
alkaryl, which has been made cationic by treatment with at least one of a polyamino-amide
and a polyamine polymer reacted with an epoxidized halohydrin compound to form tertiary
and quaternary amine groups on the dimer surface, to a filler slurry containing from
about 1% to about 76% solids, while maintaining the slurry under agitation at a temperature
of from about 5°C to about 70°C, and at a pH less than about 10, in order to improve
filler performance.
5. The process according to claim 4 wherein the amount of polymer added to the slurry
is directly correlated with the surface area of the filler material.
6. A method for improving papermaking by accomplishing at least one of the results of
reducing the amount of sizing required, maintaining the sizing content over time,
improving the handling properties of a formed paper web, including water release,
improving the physical properties of the resulting paper, including filler retention,
filler distribution, tensile strength, and surface coefficient of friction, and improving
the optical properties of the resulting paper, including brightness, opacity, and
pigment scattering coefficient, the method being characterized by adding from about
5 to about 50 weight percent of a filler material which has been surface-treated with
from about 0.1 to about 10.0 weight percent, based on the dry weight of filler material,
of a cationic polymer, which is a dimer of the general formula

where R is a hydrocarbon group selected from the group consisting of alkyl with at
least 8 carbon atoms, cycloalkyl with at least 6 carbon atoms, aryl, aralkyl and alkaryl,
which has been made cationic by treatment with at least one of a polyamino-amide and
a polyamine polymer reacted with an epoxidized halohydrin compound to form tertiary
and quaternary amine groups on the dimer surface to a papermaking furnish.