Technical Field of the Invention
[0001] The present invention relates to decorative coating systems primarily suited for
use in the field of automotive coating. More particularly, this invention concerns
compounds useful for surface modification of micaceous particulates for use in automotive
coating systems based upon water-borne resins, to surface-modified micaceous particulates,
to coating compositions containing such surface-modified micaceous particulates, and
to substrates coated with such coating compositions.
Background of the Invention
[0002] Multi-layer coating systems have been used to coat automotive vehicles for a number
of years, but the early development of these systems necessarily employed systems
based upon organic solvents ("solvent-borne" systems). As environmental concern over
the use of volatile organic solvents has grown and the cost of such solvents has increased,
solvent-borne coating systems have become less desirable. Recent research efforts
in the coatings art have therefore focused on the development of water-borne coating
systems.
[0003] The shift from organic solvents to water for dispersing and applying the resins,
pigments and other components of a coating system has addressed many of the environmental
and cost concerns of solvent-borne systems, but has at the same time introduced problems
peculiar to water-borne coatings. One such problem relates to the use of micaceous
particulates in water-borne coating systems to achieve so-called "metallic" effects
in automotive coatings.
[0004] Metallic effects are generally achieved in automotive coatings by incorporating into
the pigmented base coat composition of a multi-layer coating system of highly reflective,
finely divided particulates. The particulates are generally aluminum flake, mica particles,
or mica particles which have been encapsulated or coated with a metal oxide, typically
iron oxide or titanium dioxide. Distribution of the finely divided reflective particulates
throughout the cured base coat layer produces a metallic sparkle effect which is popular
with the automotive consuming public.
[0005] However, mica particulates and metal oxide encapsulated or coated mica particulates
do not disperse well in water-borne coating systems. This problem affects both the
formulation and storage of the wet coating compositions and the appearance of the
finished coating. In formulating wet coating compositions, often special processing
considerations must be given to insuring the uniform incorporation of micaceous particulates
to avoid aggregation of the particles. The resulting compositions are also frequently
unstable, having short shelf lives. Precipitation of the micaceous particulates from
the wet coating compositions results in hard, dry deposits of micaceous particulates
in the bottom of containers. These deposits cannot usually be stirred back into the
coating formulation, and the batch must be discarded. To counter this latter problem,
it is often necessary to make up water-borne coating compositions just prior to use.
[0006] In base coat layers deposited from water-borne coating compositions containing micaceous
particulates, the desired orientation of the platelet faces generally parallel to
the base coat surface is frequently not optimized. The particles often orient at random
angles which deviate in varying amounts from parallel to the base coat surface. When
the particles have longitudinal dimensions on the order of 50 µm, the particles are
longer than typical base coat layer thicknesses. Particles which are oriented at rakish
angles will thus protrude through the upper surface of the base coat, contributing
to an undesirable generally "fuzzy" appearance to the finished coating. Moreover,
when the particles do orient generally parallel to the base coat surface, there is
often a tendency of the particles to congregate near the bottom surface of the base
coat layer, i.e. the surface nearest the substrate. In these cases, colored pigments
in the base coat layers can hide or mask a fraction of the mica particles, diminishing
to some extent the desired metallic effect of the coating.
[0007] There is thus a need in the coatings art of a means of overcoming these problems
when micaceous particulates are employed in water-borne coatings systems.
Summary of the Invention
[0008] The present invention provides, in one aspect a class of compounds for use in surface
modification of micaceous particulates to improve the dispersibility of such particulates
in water-borne coating compositions. By the term "micaceous particulates" as used
throughout this specification and the appended claims is meant particulate materials
comprising mica, and metal oxide coated or encapsulated micas. The class of surface
modifying compounds of this invention have the general formula

where R¹, R², and R³ may be the same or different and are selected from alkyl of from
one to ten carbon atoms, alkoxyl of from one to ten carbon atoms, alkoxyalkoxyl of
from two to ten carbon atoms, alkanoyloxy of from two to ten carbon atoms, or halogen,
with the proviso that R¹, R², and R³ may not all be alkyl. The group "A" is a divalent
radical selected from straight or branched alkylene of from one to twelve carbon atoms,
phenylene or phenylene substituted with halogen, or alkyl or alkoxyl of from one to
four carbon atoms. The group "X" is a divalent radical selected from either -O- or
-NH-.
[0010] The group R⁴ is

and n is an integer of from zero to 1000 or any range or subranges there between.
The group R⁶ is hydrogen or alkyl of from one to eight carbon atoms, and R⁵ is alkyl
of from one to twenty-two carbon atoms.
[0011] In all of the above formulae, it is to be understood that the carbon free-valence
bond of the isocyanato group of "B" is attached to the group designated "X" and the
free-valence bond of Y is attached to the group designated R⁴.
[0012] As used throughout this specification and the appended claims, the term "alkyl" denotes
a monovalent hydrocarbon radical derived by the removal of a single hydrogen atom
from a branched or unbranched chain saturated hydrocarbon molecule, for example, methyl,
ethyl, propyl,
iso-propyl, etc. The term "alkoxyl" denotes a monovalent radical derived by removal of
the hydroxyl hydrogen from a straight or branched chain alcohol, for example methoxyl,
ethoxyl, etc. The term "alkoxylalkyl" denotes a monovalent radical derived by removal
of a hydrogen atom from an ether, for example groups such as ethoxyethyl (CH₃CH₂-O-CH₂―).
The term "alkoxylalkoxyl" denotes a monovalent radical derived by the removal of the
hydroxyl hydrogen from a diol monoether, for example groups such as CH₃CH₂-O-CH₂-O―.
The term "alkanoyloxy" denotes a monovalent radical derived by removal of the acidic
hydrogen from a straight or branched carboxylic acid as, for example, groups such
as acetyloxy (CH₃COO―). The term "phenylene" denotes a divalent radical derived by
removal of two hydrogen atoms from benzene, and "alkylene" denotes a divalent radical
derived by removal of two hydrogen atoms from a straight or branched chain saturated
hydrocarbon.
[0013] In another embodiment of the present invention, there is provided a surface modified
micaceous material which comprises the product derived from treatment of mica or a
metal oxide encapsulated mica with a compound described above. By the term "treatment"
is meant contacting the mica or metal oxide coated or encapsulated mica with the compound,
with or without a solvent, with or without heating, followed by physical separation
of the mica by a suitable process such as filtration and subsequent heating to complete
the reaction of the surface modifying compound with reactive groups on the surface
of the mica particles.
[0014] Suitable micaceous materials utilizable in this embodiment of the invention are muscovite
(potassium aluminum silicate) or phlogopite (magnesium aluminum silicate) micas or
mixtures thereof or either of these types of mica or their mixtures which have been
surface treated with a metal oxide such as iron oxide or titanium dioxide (anatase
or rutile). In addition, iron oxide coated micas which further contain absorption
colorants in the coating may also be used. Materials of this type include iron oxide
encapsulated micas which contain absorption colorants such as ferric ferrocyanide
(C.I. 77510), and carmine (C.I. 75470).
[0015] These mica or metal oxide coated or encapsulated micas generally have particle sizes
ranging in thickness of from about 0.3 µm to about 0.8 µm with the longest dimension
of most platelets ranging from about 5 µm to about 90 µm. Micaceous particle platelets
having their longest dimension in the range from about 5 µm to about 25 µm have a
higher diffuse reflectance, producing finishes with a soft satin luster. Platelets
having their longest dimension in the range of between about 10 µm to about 50 µm
have high specular reflectance and produce finishes with highest luster. Those platelets
having their longest dimension in the range of from about 10 µm to about 90 µm have
low opacity and produce finishes with the best "sparkle" effect.
[0016] Particulate micas and metal oxide coated or encapsulated particulate micas suitable
for use in producing the surface treated micas of this invention are described in
"Nacreous (Pearlescent) Pigments and Interference Pigments," by L. M. Greenstein in
The Pigment Handbook, Volume 1,
Properties and Economics, Peter A. Lewis, Ed., John Wiley & Sons, New York, 1988, which is incorporated herein
by reference. Micas and metal oxide encapsulated or coated micas are commercially
available from a number of suppliers, including The Mearl Corporation, 41 East 42d
Street, New York, NY 10017 and EM Industries, 5 Skyline Drive, Hawthorne, NY 10532.
[0017] In yet another embodiment of the present invention, there are provided coating compositions
suitable for use as the base coat composition of a multi-layer coating system which
comprise a water-borne film-forming resin, a cross-linking agent, a pigment, and a
particulate micaceous material surface modified by treatment with a compound as described
above. Suitable water-borne film-forming resins and resin dispersions are anionic
polyurethane resins and dispersions and nonionic polyurethane resins and resin dispersions
of the types described in United States patents 4,791,168 and 4,794,147, the contents
of which are incorporated herein by reference. Water-borne film-forming resins and
resin dispersions based upon acrylic monomers including acrylic acid, methacrylic
acid, and alkyl and hydroxyalkyl esters of acrylic and methacrylic acid of the types
described in United States Patents 4,403,085 and 4,518,724 may also be employed in
preparing coating compositions of the present invention.
[0018] In another embodiment of the present invention there are provided substrates coated
with a cured film formed from coating compositions comprising a particulate micaceous
material surface modified by treatment with a compound as described above. Suitable
substrates include metals and plastics.
Detailed Description
[0019] It has been found that micaceous particulates having improved dispersibility in water-borne
coating compositions and better distribution and particle orientation in cured films
desposited from such compositions can be produced by surface modification of the micaceous
materials with a compound in accordance with the present invention. The compounds
are low molecular weight monomers or oligomers having at one end a reactive silyl
functionality which is capable of hydrolyzing in acidic aqueous media to react with
and bond to oxygen functionalities on the surface of mica or metal oxide encapsulated
mica particulates.
[0020] In one sub-generic aspect of this invention, the remainder of the compound comprises
an alkyl or aryl urethane or urea. The urethane or urea portion of the molecule may
derive from a C₁₋₂₂ alcohol or amine, or from a polyether alcohol or polyether amine
containing one to one thousand alkylene oxide units. Preferred compounds of this type
are those containing from about 30 to about 50 alkylene oxide units.
[0021] The compounds of this particular type are prepared, as discussed in detail below,
by reaction of a alkoxylsilyl isocyanate with the desired alcohol or amine to form
the product urethane or urea. Preferably, the alkoxylsilyl isocyanate is reacted with
a polyether alcohol or amine-terminated polyether to provide the product urethane
or urea. The incorporation into the compound of a polyether chain enhances the water-miscibility
of the material, in turn enhancing the water dispersibility of the micaceous materials
which are subsequently treated with the compounds.
[0022] In an alternative sub-generic aspect of the invention, the compounds of this invention
have at one end a hydrolyzable silyl functionality, with the remainer of the molecule
comprising a diisocyanate moiety linked to an alcohol, amine, polyether alcohol, or
amine-terminated polyether. The compounds of this particular type are prepared, as
discussed in detail below, by reaction of a silylamine with a half-blocked diisocyanate
which has been previously reacted with an alcohol, an amine, a polyether alcohol or
an amine-terminated polyether. Diisocyanates which may be used to prepare compounds
of this type include ethylene diisocyanate, 1,3-propylene diisocyanate, 1,4-butylene
diisocyanate, 1,5-pentylene diisocyanate, 1,6-hexylene diisocyanate, 1,2-propylene
diisocyanate, 1,2-butylene diisocyanate, 2,3-butylene diisocyanate, 1,3-butylene diisocyanate,
the cyclopentane diisocyanates, the cyclhexane diisocyanates, 2-methyl-1,5-cyclohexane
diisocyanate, 1,3-
bis-(2-isocyanato-2-propyl)benzene ("TMXDI"), isophorone diisocyanate, phenylene diisocyanate,
2,4-toluene diisocyanate, 2,6-toluene diisocyanate, the biphenyl diisocyanates such
as 4,4'-biphenyl diisocyanate, the diphenylmethane diisocyanates such as 4,4'-
bis-(isocyanatophenyl)methane, and the naphthalene diisocyanates such as 1,4-naphthalene
diisocyanate and 1,5-naphthalene diisocyanate.
[0023] In compounds of this type having a diisocyanate moiety, preferred compounds also
include a poly(alkylene oxide) group of from one to one thousand alkylene oxide units,
preferably about 30 to 50 alkylene oxide units.
[0024] Particular sub-classes of compounds falling within the scope of the present invention
include those having the following structural formulae:

wherein A, R¹, R², R³, and R⁵ are as defined above;

wherein A, R¹, R², R³, and R⁵ are as defined above;

wherein A, n, R¹, R², R³, R⁵, and R⁶ are as defined above;

wherein A, n, R¹, R², R³, R⁵, and R⁶ are as defined above;

wherein A, R¹, R², R³, R⁵, and R⁶ are as defined above, and "diisocyanate moiety"
denotes a divalent radical derived from a diisocyanate compound of the group recited
above by removal of the two isocyanate functionalities;

wherein A, R¹, R², R³, R⁵, R⁶, and "diisocyanate moiety" are as defined above;

wherein A, n, R¹, R², R³, R⁵, R⁶, and "diisocyanate moiety" are as defined above,
and

wherein A, n, R¹, R², R³, R⁵, R⁶, and "diisocyanate moiety" are as defined above.
Compounds of sub-classes III, IV, VII, and VIII, above are preferred, with compounds
of sub-class III being particularly preferred.
General Preparative Methods
Preparation of Compounds of Formula I
[0025] Compounds of formula I, above, are generally prepared by reacting a silylalkyl or
silylaryl isocyanate of the formula

where A, R¹, R², and R³ are as previously defined, with a C₁-C₂₂ alcohol. The reaction
is generally carried out by mixing equimolar amounts of the reactants, optionally,
with a small amount of a condensation catalyst such as dibutyl tin dilaurate, and
heating the mixture for a period of up to about eight hours to effect substantially
complete reaction between the isocyanate and the alcohol. The course of the reaction
is followed by infrared spectroscopic analysis and the reaction is stopped at the
point where the isocyanate absorption band no longer appears in the infrared spectrum
of the reaction mixture. Compounds of formula IX can be generally prepared by reaction
of silyl-substituted amines of formula XI (
vide infra) with carbon monoxide in the presence of palladium chloride catalyst. (See, for
example, Stern and Spector,
J. Org. Chem.,
31: 596 (1966). The silyl-substituted amines are commercially availble, for example
from Petrarch Systems, Bartram Road, Bristol, PA 19007.
[0026] Compounds of the type where R₁, R₂, and R₃ are lower alkoxyl and A is alkylene, are
available from Union Carbide Corp., 270 Park Avenue, New York, NY 10017. A particularly
preferred alkoxylsilylalkyl isocyanate of the type represented by formula IX above
is Union Carbide Y9030.
Preparation of Compounds of Formula II
[0027] Similarly, compounds of formula II above are prepared by reacting the appropriate
silylalkyl or silylaryl isocyanate of formula IX with a C₁-C₂₂ amine. The reaction
is generally carried out by charging the silylalkyl or silylaryl isocyanate to the
reaction vessel and heating to a temperature of between about 40°C to about 80°C,
preferably about 60°C. The amine, which may be either a monoalkylamine or a dialkylamine,
is then added slowly to the reaction vessel contents. Following addition of the amine,
the resulting mixture is held at a temperature of between 40°C and 80°C for a period
of up to one hour, or until the reaction is substantially complete. The course of
the reaction is followed by infrared spectroscopic analysis and the reaction is stopped
at the point where the isocyanate absorption band no longer appears in the infrared
spectrum of the reaction mixture.
Preparation of Compounds of Formula III
[0028] Compounds of formula III above are generally prepared by first reacting the desired
C₁-C₂₂ alcohol (represented by R⁵ in the structural formula) with ethylene oxide or
the desired alkyl-substituted oxirane to produce a poly(alkylene oxide) of formula
X:

R⁶ may be hydrogen or alkyl of from one to eight carbon atoms, with ethylene oxide
and propylene oxide and mixtures thereof being preferred. In the product of this reaction,
n ranges between 1 to about 1000, preferably between about 30 to about 60. The product
is a polyether alcohol, which is terminated at one end by a hydroxyl group and at
the other end by the C₁-C₂₂ alkoxyl group derived from the alcohol used to initiate
the polymerization reaction. Preferred alcohols for initiating the reaction are lower
alkanols of from one to six carbon atoms, most preferably methanol or ethanol. That
is, in compounds of formula X, R⁵ is preferably CH₃- or CH₃CH₂-. Compounds of formula
X, where R⁵ is CH₃- and R⁶ is hydrogen are methoxy poly(ethylene oxide) alcohols and
are generally known in the art as "MPEG's," and are commercially available in a variety
of molecular weight ranges from Union Carbide Corp., 270 Park Avenue, New York, NY
10017.
[0029] The polyether alcohol of formula X is next reacted with the silylalkyl or silylaryl
isocyanate of formula IX above by mixing equimolar amounts of the reactants with,
optionally, a small amount of a condensation catalyst such as dibutyl tin dilaurate,
and heating the mixture for periods of up to about eight hours or until the reaction
is substantially complete. The course of the reaction is followed by infrared spectral
analysis and the reaction is stopped at the point where the isocyanate absorption
band no longer appears in the infrared spectrum of the reaction mixture.
Preparation of Compounds of Formula IV
[0030] Compounds of formula IV are prepared in a manner similar to that described above
for compounds of formula III. An amine-terminated poly(alkylene oxide) of formula
XI is first prepared by a reaction between the desired alcohol of formula R⁵OH and
ethylene oxide or the desired alkylene oxide as described above until the desired
average molecular weight of the polymer is achieved. Then an aziridine (typically
propylene aziridine) is added to the reaction mixture to terminate the growing polymer
chains with an amine functionality.

[0031] The amine-terminated polyether of formula XI is then reacted with the silylalkyl
or silylaryl isocyanate of formula IX above to produce the compounds of formula IV
where n ranges between 1 and about 1000, preferably between about 30 and about 60.
Particularly preferred compounds of formula XI are monoamine-terminated poly(ethylene
oxide), poly(propylene oxide) and mixed poly(ethylene oxide)/ poly(propylene oxide)
polyether amines sold under the tradename Jeffamine® M-600, Jeffamine® M-1000, Jeffamine®
M-2000, and Jeffamine® M-2070 by Texaco Chemical Company, 4800 Fournace Place, P.O.
Box 430, Bellaire, TX 77401. In these commercially available materials, the tradename
number designates the approximate molecular weight of the polyether amine.
[0032] The polyether amine of formula XI is then reacted with the silylalkyl or silylaryl
isocyanate of formula IX above to produce the compounds of formula IV. This reaction
is generally carried out in an inert, aprotic organic solvent at a temperature of
from about 40°C to 60°C for a period sufficient to bring about substantially complete
reaction between the starting materials. As described above, the course of the reaction
is followed by infrared spectral analysis until there is no further indication of
the presence of isocyanate functionality.
Preparation of Compounds of Formula V
[0033] The compounds of formula V above are prepared by first reacting the desired diisocyanate,
compound XII, with the desired C₁-C₂₂ alcohol, R⁵OH to produce a half-blocked isocyanate,
XIII

[0034] This reaction is generally carried out by first dissolving the desired diisocyanate
compound in an inert, aprotic solvent such as dichloromethane and heating to a temperature
of between ambient and about 60°C, preferably about 40°C. An equimolar amount of the
alcohol compound is then slowly added, after which the temperature is maintained at
between ambient and about 60°C overnight, or until the reaction is substantially complete.
The course of the reaction is followed by infrared spectroscopic analysis and is stopped
when there is no further indication of isocyanate group functionality.
[0035] A silylalkyl- or silylarylamine of formula XIV is then added slowly to the reaction
mixture, maintaining the temperature between ambient and about 60°C, preferably about
40°C for about one hour or until infrared spectroscopic analysis indicates the absence
of isocyanate groups, after which the solvent is removed by distillation.

Preparation of Compounds of Formula VI
[0036] The compounds of formula VI above are generally prepared by first reacting the desired
C₁-C₂₂ alkylamine of formula R⁵NH₂ with the desired diisocyanate to form the half-blocked
diisocyanate compound XV.

This reaction is carried out in a suitable low-boiling, inert, aprotic solvent such
as pentane or hexane at a temperature of about -78°C. The diisocyanate compound, XII
is dissolved in the solvent, the mixture is cooled, and an equimolar amount of the
amine, R⁵NH₂, is added slowly. The mixture is allowed to react for a period of about
eight hours or until the reaction is substantially complete. The mixture is allowed
to warm to ambient temperature, and the silylalkyl- or silylarylamine, compound XIV
is added slowly. The ensuing reaction is allowed to proceed until infrared spectroscopic
analysis indicates the absence of isocyanate functionality. The solvent is removed
to recover the compound of formula VI.

Preparation of Compounds of Formula VII
[0037] The compounds of formula VII above are generally prepared by first forming a polyether
alcohol of formula X above and then adding one mole of the polyether alcohol to at
least one mole of the desired diisocyanate of formula XII to form a half-blocked diisocyanate.
The half-blocked diisocyanate is subsequently reacted with the silylalkyl- or silylarylamine
of formula XIV to form the compounds of formula VII above. These reactions are generally
carried out under the conditions described above.
Preparation of Compounds of Formula VIII
[0038] The compounds of formula VIII are generally prepared by first preparing a polyether
amine of formula XI as described above. The polyether amine is next reacted with the
desired diisocyanate to form the half-blocked diisocyanate which is subsequently reacted
with the silylalkyl- or silylaryl amine of formula XIV to form the compounds of sub-formula
VIII. These reactions are generally carried out under the conditions described above.
[0039] The surface modifying compound, prepared according to one or more of the methods
detailed above, is used to modify the surface of a micaceous particulate material.
The surface treatment compound of formulae I through VIII above, or any mixture thereof,
is dissolved in water or a wet (i.e. water-containing) alcohol such as methanol, ethanol,
propanol. Water-containing alcohols are the preferred solvents for this process. The
pH of the mixture is adjusted to about pH 4.5 to about pH 5.5 by the addition of an
organic acid such as acetic acid. The function of the water and acid is to hydrolyze
the alkoxy groups attached to the silicon atom in the surface modification compound.
The amount of water present in the wet alcohol solvents ranges between a minimum amount
effective to bring about such hydrolysis, typically about five percent, to an upper
limit of essentially alcohol-free water. The micaceous particulate material is then
added to the aqueous alcoholic solution of the surface modification compound, and
the mixture slurried for ten to fifteen minutes and then filtered. The filtered material
is dried and cured by heating at about 100°C to about 150°C, preferably at about 110°C
to about 120°C for a period of from about one hour to about twelve hours. The surface
modified micaceous particulate material is then ready for incorporation into a coating
formulation, or may be stored for later use.
[0040] While not adhering to any particular theory to the exclusion of others, it is believed
that the water contained in the alcoholic solvent converts the reactive groups attached
to the silicon atom of the surface modification compound to hydroxyl groups. For this
reason, the three groups R¹, R², and R³, attached to the silicon atom in the surface
modifying compound may not all be alkyl, which are resistant to hydrolysis under these
conditions. While one or two of the substituent groups may be alkyl, it is necessary
that at least one of the substituent groups attached to the silicon atom be alkoxyl,
alkoxylalkoxyl, alkanoyloxy, or halogen.
[0041] The hydroxyl groups which result from hydrolysis of the substituent groups on the
silcon atom then react with hydroxyl groups on the surface of the micaceous particulate
material to form -Si-O-M- bonds where M represents the surface metal on the micaceous
particulate material (for example silicon, iron or titanium). It is believed that
the surface modification which results from the treatment of the micaceous particulate
material with the compounds of the present invention is the direct covalent bonding
of the surface modification compound to the micaceous particles through the -Si-O-M-
bonds which form. However, the exact nature of the interaction of the surface modification
compounds and the micaceous particulate material is not known exactly at the time
of filing of this application. Therefore, throughout this specification and the appended
claims, the terms "surface modification" and "surface modified" will be used to denote
the interaction and resulting composition when micaceous particulates are treated
with the compounds of the present invention of formulae I-VIII above by the method
just described.
[0042] Coating compositions of the present invention are formulated by mixing the surface
modified micaceous particulates of the present invention, along with other components,
into water dispersible base coat compositions which are sprayed or electrostatically
deposited onto metal or plastic substrates such as, for example, automotive vehicle
bodies. As discussed above, a water dispersible film forming resin such as a water
dispersible non-ionic polyurethane resin of the type disclosed in United States Patent
4,794,147, a water dispersible anionic polyurethane resin of the type disclosed in
United States Patent 4,791,168, or a water dispersible acrylic resin of the type disclosed
in United States Patents 4,403,085 and 4,518,724 is mixed with an aminoplast resin,
polyisocyanate, or other suitable cross-linking agent, a suitable grind resin, pigments,
one or more rheology control agents if desired, water, and a small amount of organic
solvent if needed. Other agents may be included such as various fillers, surfactants,
plasticizers, stabilizers, wetting agents, dispersing agents, defoamers, adhesion
promoters, and catalysts in minor amounts.
[0043] The basecoat compositions containing the surface modified micaceous particulates
of the present invention are applied to a metal or plastic substrate in one or more
coats using, for example, an air atomizer (Binks Model 60 spray gun, available from
the Binks manufacturing Corporation, Franklin Park, IL), or by using other convention
spray methods known in the art.
[0044] After being deposited, the basecoat compositions may be flash dried at a temperature
sufficient to remove a portion of the solvent, but below that sufficient to cure the
applied coating, typically temperatures within the range of from room temperature
to about 145°F (63°C). After the first basecoat is deposited, a second basecoat and
subsequent layer of basecoat, if needed or desired, can be deposited over the first
either with or without flash drying. A clear, transparent top coat layer is then subsequently
applied over the last base coat layer. Any known unpigmented or transparently pigmented
coating agent is, in principle, suitable for use as the top coat material.
[0045] After the clear coat is applied over the base coat layer(s), the multi-layer coating
is then baked to cross-link and cure the polymeric materials and to drive the small
amount of residual water and/or solvent from the coating layer(s). This baking step
generally involves the heating of the coated substrate for periods of from about 10
to about 60 minutes and temperatures ranging between about 150°F (66°C) and 300°F
(149°C). The baking step cures the multi-layer coating to a hard, durable film.
[0046] The following representative Examples are provided to enable those skilled in the
art to practice this invention. However, these Examples are merely illustrative and
are not to be read as limiting the scope of the invention as defined by the appended
claims.
Example 1
[0047]

[0048] 3-(Triethoxysilyl)propyl isocyanate (95.1 g, 0.38 mol) was charged to a reaction
vessel fitted with a stirrer and condensor, together with a small amount of dibutyl
tin dilaurate. The mixture was heated to about 118°C and methanol (12.3 g, 0.38 mol)
was slowly added to the reaction vessel contents. The temperature dropped to about
75°C and was maintained at this level during the addition and for a period of about
two hours thereafter. At the end of this time the reaction mixture was cooled and
the product collected for use.
Example 2
[0049]

[0050] 3-(Triethoxysilyl)propyl isocyanate (32.1 g 0.13 mol) was charged to a reaction vessel
fitted with a stirrer and condensor, together with a small amount of dibutyl tin dilaurate.
The mixture was heated to about 105°C and the monomethyl ether of ethylene glycol
(9.9 g, 0.13 mol) was slowly added to the reaction vessel contents. The temperature
was maintained at about 105-110°C during the addition and for a period of about two
hours after addition was complete. At the end of this time the reaction mixture was
cooled and the product collected for use.
Example 3
[0051]

[0052] 3-(Triethoxysilyl)propyl isocyanate (57.8 g, 0.23 mol) was charged to a reaction
vessel fitted with a stirrer and condensor, together with a small amount of dibutyl
tin dilaurate. The mixture was heated to about 107°C and [(2-methoxy)ethoxy]ethanol
("methyl Carbitol," 28.1 g, 0.23 mol) was slowly added to the reaction vessel contents.
The temperature was maintained at about 105-110°C during the addition and for a period
of about two hours after addition was complete. At the end of this time the reaction
mixture was cooled and the product collected for use.
Example 4
[0053]

[0054] 3-(Triethoxysilyl)propyl isocyanate (84.7 g (0.34 mol) was charged to a reaction
vessel fitted with a stirrer and condensor, together with a small amount of dibutyl
tin dilaurate. The mixture was heated to about 85°C and methoxypolyethylene glycol
(119.2 g, 0.34 mol, available as Carbowax MPEG 350 from Union Carbide Corp., 270 Avenue,
New York, NY 10017) was slowly added to the reaction vessel contents. This material
has an average molecular weight of about 350 Daltons. The temperature was raised to
about 120°C and maintained at this level during the addition of the MPEG and for a
period of about two hours after addition was complete. At the end of this time the
reaction mixture was cooled and the product collected for use.
Example 5
[0055]

[0056] This material was prepared using the procedure of Example 2 with 69.7 g (0.28 mol)
of 3-(triethoxysilyl)propyl isocyanate, but substituting 155 g (0.28 mol) of Carbowax®
MPEG 550 (average molecular weight 550 Daltons, available from Union Carbide Corp.,
270 Avenue, New York, NY 10017).
Example 6
[0057]

[0058] This material was prepared using the procedure of Example 2 with 44.6 g (0.18 mol)
of 3-(triethoxysilyl)propyl isocyanate, but substituting 360 g (0.18 mol) of Carbowax®
MPEG 2000 (average molecular weight 2000 Daltons, available from Union Carbide Corp.,
270 Avenue, New York, NY 10017).
Example 7
[0059]

[0060] This material was prepared using the procedure of Example 2 with 18.7 g (0.0.08 mol)
of 3-(triethoxysilyl)propyl isocyanate, but substituting 175.0 g (0.0.08 mol) of a
material having the nominal formula HO-(-CH₂CH₂-O-)
n-C₂₂H₄₅ (where n is nominally equal to 45).
Example 8
[0061]

[0062] 2,4-Toluene diisocyanate (49.7 g, 0.29 mol), and 9.2 g (0.29 mol) of methanol were
dissolved in 200 ml of dichloromethane under nitrogen. The mixture was heated to about
40°C and 63.1 g (0.29 mol) of 3-(triethoxysilyl)propylamine was added dropwise to
the mixture. When addition was complete, the mixture was heated at about 40°C for
an additional one-half hour. At the end of this time the solvent was evaporated from
the mixture and the product recovered.
Example 9
[0063]

[0064] 2,4-Toluene diisocyanate (42.9 g, 0.25 mol) was dissolved in 135.7 g of dichloromethane
and placed in a reaction vessel fitted with a stirrer and condensor. The flask contents
were gently heated to a temperature of about 40°C and 18.7 g (0.25 mol) of the monomethyl
ether of ethylene glycol was slowly added. The mixture was maintained at about 40°C
throughout the addition and for a period of about one hour thereafter. After this
time, 44.2 g (0.25 mol) of 3-(triethoxysilyl)propylamine was added dropwise to the
mixture. When addition was complete, the mixture was heated at about 40°C for an additional
one-half hour. At the end of this time the solvent was evaporated from the mixture
and the residue heated to 96°C for a period of about one half hour. The flask contents
were cooled to room temperature and the product recovered.
Example 10
[0065]

[0066] 2,4-Toluene diisocyanate (34.7 g, 0.20 mol) was dissolved in 100.3 g of dichloromethane
and placed in a reaction vessel fitted with a stirrer and condensor. The flask contents
were gently heated to a temperature of about 40°C and 109.6g (0.20 mol) of Carbowax
MPEG 550 (available from Union Carbide Corp., 270 Park Avenue, New York, NY 10017)
was slowly added. The mixture was maintained at about 40°C throughout the addition
and for a period of about one hour thereafter. After this time, 35.7 g (0.2 mol) of
3-(triethoxysilyl)propylamine was added dropwise to the mixture. When addition was
complete, the mixture was heated at about 40°C for an additional one-half hour. At
the end of this time the solvent was evaporated from the mixture and the residue heated
to 80°C for a period of about one half hour. The flask contents were cooled to room
temperature and the product recovered.
Example 11
Surface Treatment of Mica
[0067] The surface treatment compound of Example 8 (87.9 g) was dissolved in 809 g of 10%
aqueous ethanol and the pH of the resulting mixture was adjusted to pH 5.2 by the
addition of acetic acid. Iron oxide encapsulated mica (87.9 g, available as Afflair®
504 Red WR, EM Industries, 5 Skyline Drive, Hawthorne, NY 10532) was added to the
solution and the resulting mixture was slurried for twenty minutes. After this time
the solid was collected by filtration and heated at a temperature of about 110°C for
a period of twelve hours.
Example 12
Surface Treatment of Mica
[0068] Using the same procedure as described above in Example 4, 31.7 g of the surface treatment
compound of Example 3 were dissolved in 635 g of 10% aqueous ethanol and the pH of
the resulting solution adjusted to pH 5.2. Iron oxide/titanium dioxide encapsulated
mica (Afflair® 504 Red WR, EM Industries, 5 Skyline Drive, Hawthorne, NY 10532) was
treated with this mixture as described above, collected by filtration, and dried at
110°C for a period of sixteen hours.
Example 13
Coating Composition
[0069] A coating composition was prepared which contained iron oxide encapsulated mica prepared
in accordance with Example 11 above.
Black Tint Pigment
[0070] A black tint formulation was prepared by mixing 25.42 parts by weight of an anionic
polyurethane resin, 15.35 parts by weight Cymel® 327 methylated melamine-formaldehyde
resin, 0.08 parts by weight dimethylethanolamine, and 6.29 parts by weight Monarch
900 carbon black (Cabot Corporation, 125 High Street, Boston, MA 02110). To this mixture
were then added 45.26 parts by weight anionic polyurethane resin and 7.6 parts by
weight deionized water.
[0071] The anionic polyurethane resin was prepared according to the teachings of United
States Patent 4,791,168, the contents of which are incorporated herein by reference.
Red Pigment Paste #1
[0072] A red pigment paste was prepared by mixing 21 parts by weight anionic polyurethane
resin, 5.91 parts by weight Cymel® 327 methylated melamine-formaldehyde resin, and
7.68 parts by weight C.I. Pigment Red 179. After stirring this mixture for thirty
minutes, 54.89 parts by weight anionic polyurethane resin and 8.52 parts by weight
deionized water were added with mixing. The anionic polyurethane resin was prepared
in accordance with the teachings of United States Patent 4,791,168.
Red Pigment Paste #2
[0073] A red pigment paste was prepared by mixing 24.02 parts by weight anionic polyurethane
resin, 12.34 parts by weight Cymel® 327 methylated melamine-formaldehyde resin, 3.61
parts by weight high acid value acrylic grind resin, and 21.65 parts by weight red
transparent iron oxide pigment. After stirring this mixture for thirty minutes, 30.91
parts by weight anionic polyurethane resin and 7.47 parts by weight deionized water
were added with mixing. The anionic polyurethane resin was prepared in accordance
with the teachings of United States Patent 4,791,168.
Red Pigment Paste #3
[0074] A red pigment paste was prepared by mixing 24.14 parts by weight anionic polyurethane
resin, 6.57 parts by weight Cymel® 327 methylated melamine-formaldehyde resin, and
1.72 parts by weight high acid value acrylic grind resin for ten minutes. After this
time, 7.57 parts by weight of C.I. Pigment Red 202 were added with stirring. The resulting
mixture was stirred for thirty minutes, after which time 60 parts by weight anionic
polyurethane resin were added and the resulting mixture stirred for one hour. The
anionic polyurethane resin was prepared in accordance with the teachings of United
States Patent 4,791,168.
Mica Pigment Dispersion
[0075] Surface modified iron oxide encapsulate mica particles (23.21 parts by weight), prepared
in accordance with Example 12 above, was slurried into 52.21 parts by weight of a
branched polyester resin. The resin solution was prepared in accordance with United
States Patent 4,791,168.
[0076] The resin dispersion was stirred vigorously enough to form a vortex and the surface-modified
mica was slowly added into the vortex. When the addition was complete, 15.11 parts
by weight of a 5% aqueous solution of dimethylethanolamine were added. (All parts
by weight are based on 100 parts by weight of the total mica dispersion, the balance
comprising ethylene glycol monobutyl ether.)

[0077] Components 2 and 3 were premixed, and then added to component 1 with rapid stirring.
To this mixture were then added, successively with rapid stirring, components 4-8.
Components 9-12 were premixed and then added to the mixture with stirring. After mixing
of all components, stirring was continued for about one hour, after which the coating
composition was placed in a container and capped for later use.
Example 14
Coating Composition (Control)
[0078] A red coating composition was prepared having the same composition as described above
in Example 13 with the exception that the iron oxide encapsulated mica used had not
been surface modified by treatment with a compound of the present invention.
[0079] The enhanced dispersibility in water-borne coating systems of surface modified micaceous
particulates of this invention was noted by several observations. First, it was observed
that when the surface modified micaceous materials of the present invention were stirred
into an aqueous-based resin vehicle, the material mixed in with the resin solution
almost upon contact. In the case of prior art micaceous particulates which had not
been surface treated in accordance with this invention, the material tended to remain
on the surface of the resin vehicle for periods up to about three minutes while only
gradually mixing in with the vehicle.
[0080] Second, the paint formulation made in accordance with Example 14 above which contained
untreated micaceous material was subject to settling after only twenty-four hours.
That is, in this material, a layer of hard, dry micaceous material was observed on
the bottom of the container of coating composition after twenty-four hours. This layer
comprised the larger particles of micaceous particulates which had settled to the
bottom of the container and could not be remixed into the coating composition. On
the other hand, the coating composition made in accordance with Example 13 above,
containing the surface modified micaceous particulate material, exhibited only slight
settling upon standing for a period of about six days. In this sample, after six days
standing, there was some settling of larger particles of micaceous material, but stirring
restored a uniform composition.
[0081] Third, in cured base coat layers containing surface modified micaceous particulates
in accordance with this invention, there was evidence of more uniform distribution
of the particulates throughout the basecoat layer. Microscopic examination of the
cross-section of such layers showed that the surface modified micaceous particles
were more randomly distributed vertically through the base coat layers. In base coat
layers prepared from coating compositions containing micaceous particles lacking the
surface modification, there was observed a greater congregation of the particles toward
the lower surface of the base coat layer.
[0082] Fourth, microscopic examination of base coat layers prepared from coating compositions
of the present invention revealed that the surface modified micaceous particles were
oriented generally parallel to the surface of the base coat layer. In the case of
base coat layers desposited from compoisitions containing micaceous particulates which
lacked surface modification, there was a greater tendency of the particles to orient
at angles deviating from parallel to the base coat layer surface. Parallel orientation
of the micaceous particles is desirable to optimize the aesthetic "metallic" effect
of the cured base coat layer.
[0083] The invention has been described in detail with particular reference to preferred
embodiments thereof, but it will be understood that variations and modifications can
be affected within the spirit and scope of the invention as defined by the claims
appended hereto.
1. A compound for use in the surface-modification of micaceous particulates to improve
the dispersibility of said micaceous particulates in aqueous coating compositions
which compound has the formula

wherein
R¹, R², and R³ may be the same or different and are selected from
alkyl of from one to ten carbon atoms,
alkoxyl of from two to ten carbon atoms,
alkoxylalkoxyl of from two to ten carbon atoms,
alkanoyloxy of from two to ten carbon atoms, or halogen,
with the proviso that R¹, R², and R³ may not all be alkyl;
A is a divalent radical selected from
straight or branched alkylene of from one to twelve carbon atoms,
phenylene, or
phenylene substituted with halogen,
alkyl of from one to four carbon atoms, or
alkoxyl of from one to four carbon atoms;
X is a divalent radical selected from -O- or -NH-;
B is a direct valence bond or is a divalent group selected from
a) -(CH₂)₂-NH-CO-Y-
b) -(CH₂)₃-NH-CO-Y-
c) -(CH₂)₄-NH-CO-Y-
d) -(CH₂)₅-NH-CO-Y-
e) -(CH₂)₆-NH-CO-Y-

wherein Y is a divalent radical selected from -O-and -NH-;

wherein
n is an integer of from zero to one thousand,
R⁶ is hydrogen or alkyl of from one to eight carbon atoms;
R⁵ is alkyl of from one to twenty-two carbon atoms.
2. A compound as defined by claim 1, having the formula

wherein A, R¹, R², R³, and R⁵ are as defined therein.
3. A compound as defined by claim 1, having the formula

wherein A, R¹, R², R³, R⁵, R⁶, and n are as defined therein.
4. A compound as defined by claim 1, having the formula

wherein A, R¹, R², R³, R⁵, and n are and as defined therein, and diisocyanate moiety
designates a divalent residue derived from a diisocyanate by removal of the two isocyanate
functional groups.
5. A compound as claimed in any one of the preceding claims, wherein R¹, R², and R³ are
selected from methoxyl and ethoxyl.
6. A compound as claimed in any one of the preceding claims, wherein A is ―CH₂CH₂CH₂―.
7. A compound as defined by claim 4, wherein n is an integer of between 1 and 50.
8. A compound as defined by claim 2, having the formula
9. A compound as defined by claim 4, having the formula
10. A compound which is the reaction product of 3-(triethoxysilyl)propyl isocyanate and
a methoxylpoly(ethylene glycol) having an average molecular weight of about between
about 350 and about 2000.
11. A composition of matter comprising particles of a micaceous material surface modified
by treatment with a surface-modification compound as defined by any one of the preceding
claims.
12. A composition of matter as defined by claim 11, wherein said micaceous material is
mica or metal oxide encapsulated mica.
13. A composition of matter as defined by either of claims 11 and 12, wherein said metal
oxide is iron oxide or titanium dioxide.
14. A coating composition comprising
a) a water-borne film-forming resin;
b) a cross-linking agent;
c) a pigment;
d) a particulate surface-modified micaceous material according to any one of claims
11-13.
15. A coating composition as defined by claim 14, wherein said particulate micaceous material
comprises mica.
16. A substrate coated by at least one layer of cured coating deposited from a coating
composition as defined by claim 14 or 15.
Claims for the following Contracting State(s): ES
1. A composition of matter comprising particulates of a micaceous material surface modified
by treatment with a compound of the formula

wherein
R¹, R², and R³ may be the same or different and are selected from
alkyl of from one to ten carbon atoms,
alkoxyl of from two to ten carbon atoms,
alkoxylalkoxyl of from two to ten carbon atoms,
alkanoyloxy of from two to ten carbon atoms, or halogen,
with the proviso that R¹, R², and R³ may not all be alkyl;
A is a divalent radical selected from
straight or branched alkylene of from one to twelve carbon atoms,
phenylene, or
phenylene substituted with halogen,
alkyl of from one to four carbon atoms, or
alkoxyl of from one to four carbon atoms;
X is a divalent radical selected from -O- or -NH-;
B is a direct valence bond or is a divalent group selected from the group consisting
of
a) -(CH₂)₂-NH-CO-Y-
b) -(CH₂)₃-NH-CO-Y-
c) -(CH₂)₄-NH-CO-Y-
d) -(CH₂)₅-NH-CO-Y-
e) -(CH₂)₆-NH-CO-Y-

wherein Y is a divalent radical selected from -O-and -NH-;

wherein
n is an integer of from zero to one thousand,
R⁶ is hydrogen or alkyl of from one to eight carbon atoms;
R⁵ is alkyl of from one to twenty-two carbon atoms.
2. A composition as defined by claim 1, wherein the compound used for surface modification
has the formula

wherein A, R¹, R², R³, and R⁵ are as defined therein.
3. A composition as defined by claim 1, wherein the compound used for surface modification
has the formula

wherein A, R¹, R², R³, R⁵, R⁶, and n are as defined therein.
4. A composition as defined by claim 1, wherein the compound used for surface modification
has the formula

wherein A, R¹, R², R³, R⁵, and n are and as defined therein, but n is preferably
from 1-50 and diisocyanate moiety designates a divalent residue derived from a diisocyanate
by removal of the two isocyanate functional groups.
5. A composition as claimed in any one of the preceding claims, wherein in the surface
modifying compound used R¹, R², and R³ are selected from methoxyl and ethoxyl.
6. A composition as claimed in any one of the preceding claims, wherein in the surface
modifying compound used A is ―CH₂CH₂CH₂―.
7. A composition as defined by claim 2, in the surface modifying compound used has the
formula
8. A composition as defined by claim 4, in the surface modifying compound used has the
formula
9. A method for preparing a micaceous particle surface modifying compound as defined
in claim 1, which comprises reacting together a silylalkyl or silylaryl isocyanate
and an alcohol, or amine or polyether alcohol or amine-terminated polyether.
10. A method according to claim 9, which comprises reacting together 3-(triethoxysilyl)propyl
isocyanate and a methoxylpoly(ethylene glycol) having an average molecular weight
of about between about 350 and about 2000.
11. A method of producing a micaceous particle surface-modifying compound as defined in
claim 1, which comprises reacting together a silylalkyl amine or silylaryl amine and
a half blocked isocyanate.
12. A composition of matter as defined by any one of the preceding claims 1-8, wherein
said micaceous material is selected from the group consisting of mica and metal oxide
preferably iron oxide or titanium dioxide encapsulated mica.
13. A coating composition comprising
a) a water-borne film-forming resin;
b) a cross-linking agent;
c) a pigment;
d) a particulate surface-modified micaceous material according to any one of claims
1-8 or 12.
14. A method of coating a substrate which comprises applying thereto a coating as claimed
in claim 13 and thereafter curing said coating.
15. A method of preparing a surface-modified micaceous particle which comprises applying
to said particle a compound as specified in any one of claims 1-8.