[0001] The present invention relates generally to a system of electronic reprographics and,
more particularly, to a method and apparatus for clearance and recovery of faults
in an electronic reprographic system.
[0002] In light lens printing systems, a lamp or flashing unit flashes light on a document
and has an image created synchronously on a photoreceptor belt. The photoreceptor
belt picks up toner from which a copy is made.
[0003] In electronic reprographic printing systems, a document or series of documents comprising
at least one print job are successively scanned. Upon scanning of the documents, image
signals are obtained and electronically stored. The signals are then read out successively
and transferred to a printer for formation of the images on paper. Once a document
is scanned, it can be printed any number of times or processed in any number of ways
(e.g., words deleted or added, image magnified or reduced, etc.). If a plurality of
documents comprise a job which is scanned, the processing or manipulation of the scanned
documents can include deletion of one or more documents, reordering of the documents
into a desired order, or addition of a previously or subsequently scanned document
or documents. The printing or processing can be relatively synchronous with scanning,
or asynchronous after scanning. If asynchronous, a time interval exists between scanning
and printing or processing. The system can then accumulate a number of scanned jobs
in the system memory for subsequent processing or printing. The order of the jobs
to be printed may be different from the order of jobs as scanned depending on the
priority of the jobs and the desires of the operator for increasing productivity or
through-put and decreasing printer or scanner down-time.
[0004] For a variety of reasons, operation in an electronic reprographic system can be interrupted.
This can be the result of a scanner or printerfault, hardware or software faults,
paper misfeed, intentional interruption, memory loss, etc. Upon such an interruption
due to scanner fault, the operator, not knowing precisely what caused the fault, must
either attempt to locate the origin of the fault or place an order for a service call.
Both options can be extremely time consuming and can result in an unacceptable degree
of down-time. When a fault occurs while the system is building a job, not only is
down-time a result, but documents present in the paper path can be damaged and the
integrity of the job cannot be guaranteed.
[0005] The related art has disclosed document processing systems which include fault detection
and recovery capabilities.
[0006] U.S. Patent No. 4,789,985 to Akahoshi et al discloses a document processing apparatus
having fault detection capabilities. A technique of replacing an existing faulty resource
at power up is shown. A self- diagnostic test is run every time power-up occurs. The
diagnostic test checks which task modes are affected by a faulted resource so that
other task modes can still be completed.
[0007] U.S. Patent No. 4,839,895 to Makita discloses an early failure detection system for
multiprocessor systems wherein a current status of an apparatus is monitored during
idle microprocessor states to detect faults. If a failure occurs, that microprocessor
is separated from the rest of the system.
[0008] U.S. Patent No. 4,589,090 to Downing et al discloses a remote processor crash recovery
wherein a number of control boards are used to control a copier's functions. A list
of possible faults is checked to monitor current system status. A method of recovering
from a board crash is shown. In addition, a technique to recover from a hardware crash
is also shown. A display is used to make a user aware of a fault.
[0009] U.S. Patent No. 4,583,834 to Seko et al discloses a copying apparatus having a computer
controller. A display at the computer allows an operator to fix a fault as it occurs.
[0010] While the related art does include fault detection and recovery capabilities, it
does not disclose fault clearance and recovery operations for an electronic reprographic
system which categorize faults according to their characteristics and enable independent
functions to continue.
[0011] It is an object of the present invention is to provide an electronic reprographic
system which displays to the operator the clearance and recovery steps needed to be
taken upon detection of a fault.
[0012] Accordingly, the present invention provides a method for clearance and recovery of
faults in an electronic reprographic system, including monitoring the system for fault
occurrence, characterised by storing in memory means clearance and recovery instructions
for specific system faults, faults having similar clearance and recovery instructions
being grouped into buckets, upon detection of a fault occurrence, accessing the stored
clearance and recovery instructions; and displaying the appropriate clearance and
recovery instructions corresponding to the detected fault, thereby enabling an operator
to initiate clearance and recovery from the fault.
[0013] An aspect of the invention is to provide an apparatus for clearance and recovery
of faults in an electronic reprographic system, monitoring means for monitoring the
system for fault occurrence, characterised by storage means for storing in memory
clearance and recovery instructions for specific system faults, faults having similar
clearance and recovery instructions being grouped into buckets, accessing means for
accessing the stored clearance and recovery instructions upon detection of a fault
occurrence, and display means for displaying the appropriate clearance and recovery
instructions corresponding to the detected fault, thereby enabling an operator to
initiate clearance and recovery from the fault.
[0014] Various embodiments of the invention provide an electronic reprographic system which
automatically monitors the fault status of the system; which classifies faults which
can be handled using the same instructions into buckets to facilitate the recovery
operation; which identifies specific areas requiring clearance upon detection of a
fault; which can fault specific functions without impacting other independent functions;
which displays instructions for independent system functions in separate display areas
enabling the operator to focus only on specific areas of the system; and which has
the capability to display its inability to perform specific operation requests.
[0015] The electronic reprographic system is provided which displays clearance and recovery
instructions to enable the operator to clear and recover from fault conditions encountered
during normal system operation. Because the system is comprised of a plurality of
independent subsystems, instructions can be displayed in separate display areas for
specific system functions to facilitate identification of system faults. Upon detection
of a fault, uninvolved independent functions can continue without interruption. Fault
prediction can be performed by the system. Different faults which require similar
recovery operations are classified into buckets to simplify the degree of separate
instructions to be displayed by the device.
[0016] The invention will be described further, by way of example, with reference to the
following drawings in which like reference numerals refer to like elements and wherein:
Figure 1 is a view depicting an electronic printing system incorporating the print
media identification system according to an embodiment of the present invention;
Figure 2 is a block diagram depicting the major elements of the printing system shown
in Figure 1;
Figure 3 is a plan view illustrating the principal mechanical components of the printing
system shown in Figure 1;
Figure 4 is a schematic view showing certain construction details of the document
scanner for the printing system shown in Figure 1;
Figures 5A, 5B, and 5C comprise a schematic block diagram showing the major parts
of the control section for the printing system shown in Figure 1;
Figure 6 is a block diagram of an Operating System, together with Printed Wiring Boards
and shared line connections for the printing system shown in Figure 1;
Figure 7 is a view depicting an exemplary job programming ticket and job scorecard
displayed on the User Interface (Ul) touchscreen of the printing system shown in Figure
1;
Figure 8 is a flowchart depicting recovery operation of the Figure 1 system according
to an embodiment of the present invention;
Figure 9 illustrates a table identifying levels of information required by an operator
relative to certain faults;
Figure 10 illustrates a system fault bucket selection chart;
Figure 11 illustrates a function fault bucket selection chart; and
Figures 12A-12D illustrate scanner mode selection charts.
[0017] Referring now to the drawings, and particularly to Figures 1 and 2 thereof, there
is shown an exemplary laser based printing system 2 for processing print jobs in accordance
with an embodiment of the present invention. Printing system 2, for purposes of explanation,
is divided into a scanner section or image input terminal (ITT) 6, controller section
7, and printer section or image output terminal (IOT) 8. While a specific printing
system is shown and described, the present invention may be used with other types
of printing systems such as ink jet, ionographic, etc.
[0018] Referring particularly to Figures 2-4, scanner section 6 incorporates a transparent
platen 20 on which the document 22 to be scanned is located. One or more linear arrays
24 are supported for reciprocating scanning movement below platen 20. Lens 26 and
mirrors 28, 29, 30 cooperate to focus array 24 on a line-like segment of platen 20
and the document being scanned thereon. Array 24 provides image signals or pixels
representative of the image scanned which, after suitable processing by processor
25, are output to controller section 7.
[0019] Processor 25 converts the analog image signals output by array 24 to digital and
processes the image signals as required to enable system 2 to store and handle the
image data in the form required to carry out the job programmed. Processor 25 also
provides enhancements and changes to the image signals such as filtering, thresholding,
screening, cropping, reduction/enlarging, etc. Following any changes and adjustments
in the job program, the document must be rescanned.
[0020] Documents 22 to be scanned may be located on platen 20 for scanning or in the automatic
document han- dier (ADF) 35 operable in either a Recirculating Document Handling (RDH)
mode or a Semi-Automatic Document Handling (SADH) mode. A manual mode including a
Book mode and a Computer Forms Feeder (CFF) mode are also provided, the latter to
accommodate documents in the form of computer fanfold. For RDH mode operation, document
handler 35 has a document tray 37 in which documents 22 are arranged in stacks or
batches. The documents 22 in tray 37 are advanced by vacuum feed belt 40, document
feed rolls 41 and docu- mentfeed belt 42 onto platen 20 where the document is scanned
by array 24. Following scanning, the document is removed from platen 20 by belt 42
and returned to tray 37 by document feed rolls 44.
[0021] For operation in the SADH mode, a document entry slot 46 provides access to the document
feed belt 42 between tray 37 and platen 20 through which individual documents may
be inserted manually for transport to platen 20. Feed rolls 49 behind slot 46 form
a nip for engaging and feeding the document to feed belt 42 and onto platen 20. Following
scanning, the document is removed from platen 20 and discharged into catch tray 48.
[0022] For operation in the CFF mode, computer forms material is fed through slot 46 and
advanced by feed rolls 49 to document feed belt 42 which in turn advances a page of
the fanfold material into position on platen 20.
[0023] Referring to Figures 2 and 3, printer section 8 comprises a laser type printer and,
for purposes of explanation, is separated into a Raster Output Scanner (ROS) section
87, Print Module Section 95, Paper Supply section 107, and Finisher 120. ROS 87 has
a laser 90, the beam of which is split into two imaging beams 94. Each beam 94 is
modulated in accordance with the content of an image signal input by acousto-optic
modulator 92 to provide dual imaging beams 94. Beams 94 are scanned across a moving
photoreceptor 98 of Print Module 95 by the mirrored facets of a rotating polygon 100
to expose two image lines on photoreceptor 98 with each scan and create the latent
electrostatic images represented by the image signal input to modulator 92. Photoreceptor
98 is uniformly charged by corotrons 102 at a charging station preparatory to exposure
by imaging beams 94. The latent electrostatic images are developed by developer 104
and transferred at transfer station 106 to a print media 108 delivered by Paper Supply
section 107. Media 108 as will appear may comprise any of a variety of sheet sizes,
types, and colors. For transfer, the print media is brought forward in timed registration
with the developed image on photoreceptor 98 from either a main Paper tray 110 or
from auxiliary Paper trays 112, or 114. The developed image transferred to the print
media 108 is permanently fixed or fused by fuser 116 and the resulting prints discharged
to either output tray 118, or to finisher 120. Finisher 120 includes a stitcher 122
for stitching or stapling the prints together to form books and a thermal binder 124
for adhesively binding the prints into books.
[0024] Referring to Figures 1, 2 and 5, controller section 7 is, for explanation purposes,
divided into an image input controller 50, User Interface (Ul) 52, system controller
54, main memory 56, image manipulation section 58, and image output controller 60.
[0025] Referring particularly to Figures 5A-5C, control section 7 includes a plurality of
Printed Wiring Boards (PWB's) 70, PWB's 70 being coupled with one another and with
System Memory 61 by a pair of memory buses 72,74. Memory controller 76 couples System
Memory 61 with buses 72, 74. PWB's 70 include system processor PWB 70-1 having plural
system processors 78; low speed I/O processor PWB 70-2 having UI communication controller
80 for transmitting data to and from U) 52; PWB's 70-3, 70-4 and 70-5 having disk
drive controller/pro- cessors 82 for transmitting data to and from disks 90-1, 90-2
and 90-3, respectively, of main memory 56 (image compressor/processor 51 for compressing
the image data is on PWB 70-3); image manipulation PWB 70-6 with image manipulation
processors of image manipulation section 58; image generation processor PWB's 70-7
and 70-8 with image generation processor 86 for processing the image data for printing
by printer section 8; dispatch processor PWB 70-9 having dispatch processors 88 and
89 for controlling transmission of data to and from printer section 8; and boot control-arbitration-scheduler
PWB 70- 10.
[0026] The scanned image data input from processor25 of scanner section 6 to controller
section 7 is compressed by image compressor/processor 51 of image input controller
50 on PWB 70-3. As the image data passes through compressor/processor 51, it is segmented
into slices N scanlines wide, each slice having a slice pointer. The compressed image
data together with slice printers and any related image descriptors providing image
specific information (such as height and width of the document in pixels, the compression
method used, pointers to the compressed image data, and pointers to the image slice
pointers) are placed in an image file. The image files, which represent different
print jobs, are temporarily stored in system memory 61 which comprises a Random Access
Memory or RAM pending transfer to main memory 56 where the data is held pending use.
[0027] As best seen in Figure 1, UI 52 includes a combined operator controller/CRT display
consisting of an interactive touchscreen 62, keyboard 64, and mouse 66. UI 52 interfaces
the operator with printing system 2, enabling the operator to program print jobs and
other instructions, to obtain system operating information, instructions, programming
information, diagnostic information, etc. Items displayed on touchscreen 62 such as
files and icons are actuated by either touching the displayed item on screen 62 with
a finger or by using mouse 66 to point a cursor to the item selected and keying the
mouse.
[0028] Main memory 56 has plural hard disks 90-1, 90-2, 90-3 for storing machine Operating
System software, machine operating data, and the scanned image data currently being
processed.
[0029] When the compressed image data in main memory 56 requires further processing, or
is required for display on touchscreen 62 of UI 52, or is required by printer section
8, the data is accessed in main memory 56. Where further processing other than that
provided by processor 25 is required, the data is transferred to image manipulation
section 58 on PWB 70-6 where the additional processing steps such as collation, make
ready, decomposition, etc., are carried out. Following processing, the data may be
returned to main memory 56, sent to UI 52 for display on touchscreen 62, or sent to
image output controller 60.
[0030] Image data output to image output controller 60 is decompressed and readied for printing
by image generating processors 86 of PWB's 70-7, 70-8 (seen in Figure 5A). Following
this, the data is output by dispatch processors 88, 89 on PWB 70-9 to printer section
8. Image data sent to printer section 8 for printing is normally purged from memory
56 to make room for new image data.
[0031] Referring particularly to Figure 6, system control signals are distributed via a
plurality of printed wiring boards (PWB's). These include EDN core PWB 130, Marking
Imaging core PW8132, Paper Handling core PWB 134, and Finisher Binder core PW8136
together with various Input/Output (I/O) PWB's 138. A system bus 140 couples the core
PWB's 130, 132, 134 and 136 with each other and with controller section 7 while local
buses 142 serve to couple the I/O PWB's 138 with each other and with their associated
core PWB.
[0032] On machine power up, the Operating System software is loaded from memory 56 to EDN
core PWB 130 and from there to the remaining core PWB's 132, 134 and 136 via bus 140,
each core PWB 130, 132, 134, 136 having a boot ROM (not shown) for controlling downloading
of Operating System software to the PWB, fault detection, etc. Boot ROMs also enable
transmission of Operating System software and control data to and from PWB's 130,
132, 134 and 136 via bus 140 and control data to and from I/O PWB's 138 via local
buses 142. Additional ROM, RAM, and NVM memory types are resident at various locations
within system 2.
[0033] Referring to Figure 7, jobs are programmed in a Job Program mode in which there is
displayed on touchscreen 62 a Job Ticket 150 and a Job Scorecard 152 for the job being
programmed. Job Ticket 150 displays various job selections programmed while Job Scorecard
152 displays the basic instructions to the system for printing the job.
CRASH RECOVERY
[0034] A fault or crash is an unpredictable condition in any part of the system 2 which
causes a subset of the system elements to become unavailable to the operator. Some
examples are:
-- At the system level: Where a reboot (restart of the system after a crash which
could be initiated by the system or through an operator intervention at UI 52) or
a repowering (initiated by an operator only, but could include a loss of power) occurs.
-- At the system element level: Where the system attempts to recover automatically
by reinitializing or resoftloading the system element. Additionally, during certain
fault recovery procedures, the operator may cause the system to reinitialize or resoftload
the system elements to achieve recovery.
-- At the hardware level: When the system hardware becomes inoperative.
[0035] A crash recovery operation will return the system elements to a functional state
after a crash has occurred. During recovery, the initial cause of the crash (i.e.,
the fault) must be cleared. Whenever possible, the first attempt at recovery will
be automatic, with no operator intervention, and without impact to the other system
elements. If assistance is required, it will be at the operator level. If a hardware
failure is detected during the system self-test, a fault code will be displayed at
UI 52 to alert the operator that a service call is in order (if this fault cannot
otherwise be cleared by the operator).
[0036] Categories of crashes which occur in system 2 include:
1) those that the operator can perceive, but are automatically recoverable;
2) those which cause the system to automatically recover to a certain level, but which
also require the operator to assist in order to finish recovery; and
3) those in which the system cannot automatically recover, and which require the operator
to initiate the process of recovery (e.g., booting, cycling power).
[0037] Scanner crash recovery is primarily controlled by the system control 54. The system
control 54 stores scanner state information and scanned image information on a disk
90 in memory 56 as it is received. Upon reboot from a crash, this information can
be read from the disk 90 and the state of the scanner system 6 reconstructed. In system
2, the scanner 6 is a separate sub-system, thus it is possible for the system control
54 to crash and the scanner 6 to remain in a running state. To handle these types
of crashes, the scanner 6 periodically checks the communications between itself and
the system control 54. If the scanner 6 determines that the system control 54 is not
responding, it will shut down and wait for instructions from the system control 54.
When the system control 54 performs its crash recovery, it indicates to the scanner
6 that a crash has occurred and loads the job state information into the scanner 6.
This also causes the scanner 6 to issue faults that are used to clear the paper path.
[0038] In order to get the UI 52 back into a valid state after a crash, a special recovery
method is implemented. Every time the system control 54 is booted, the UI 52 asks
the system control 54 for the current scan job in progress and its state (current
document feed mode). If there is a job in progress, the UI 52 loads the job and proceeds
with its programming.
[0039] Each scanner input mode has its own unique recovery procedures. The recovery for
each scan mode proceeds as follows:
Platen - Display the last image captured to the operator so that the next document
required for scanning can be captured. The operator has the capability to clear the
fault via a button on UI 52 in the fault frame, if all the documents required have
been captured.
[0040] SADH and CFF - Display the last image captured to the operator so that the next document
required for scanning can be captured via the required source. The operator has the
capability to clear the fault via a button on UI 52 in the fault frame, if all the
documents required have been captured. The normal misfeed instructions are presented
to the operator by UI 52 to enable paper path clearance.
[0041] RDH - The operator is given the normal "reorder recovery" (clear all areas) instructions
displayed at UI 52 and is instructed to reorder the originals and place them back
into the handler. When scanning of the stack is resumed by the operator, the system
will automatically slew feed the documents to the image required in the stack and
continue scanning from that point. The system determines what the next document to
capture is by searching the stack contents that were saved on the disk 90. This same
stack content information is down-loaded to the scanner 6 so that its document stack
knowledge is the same as the system control 54, this information being used by the
scanner 6 to detect document miscounts and so that the documents can be inverted correctly
when required.
[0042] Referring now to Figure 8, an embodiment of the present invention includes an operation
setting forth specific instructions to an operator for effecting the required operator
intervention necessary to perform fault clearance and recovery. Clearance and recovery
instructions for specific faults are stored (Step 200) in system memory 61. While
system 2 is operating, the system is monitored for the occurrence of any of a plurality
of faults (Step 202). If no fault occurrence is detected, the normal operation of
system 2 continues (Step 204). However, if a fault occurrence is detected which has
corresponding clearance and recovery instructions stored in memory, these stored instructions
are accessed (Step 206). The system functions which are unaffected by the specific
fault detected continue without interruption. The appropriate clearance and recovery
instructions which are accessed are then displayed at user interface 52 (Step 208).
The operator follows the displayed instructions to perform the required operator intervention
necessary to recover from the specific fault occurrence. Once fault recovery is achieved
(Step 212), the normal operation of system 2 is continued (Step 204). If recovery
cannot, however, be effected, a service call may be required.
[0043] The specific display and fault handling features in accordance with an embodiment
of the present invention are set forth below. These features reference several terms
which will now be defined.
[0044] A bucket is a collection of several events which trigger the same system level response
and require the same operator response and message displays at user interface 52.
A bucket is made up of several senses and allows similar faults to be handled with
the same fault handling instructions. A sense state mechanism uses sense values to
smoothly step an operator through clearance and recovery of scanner faults using a
continuous series of instructions. Certain scanner faults, such as RDH misfeeds, require
a specific clearance order and therefore have specific sense values.
[0045] Zone values are also provided with RDH misfeeds to report specific scanner areas
which require clearance. A zone value provides a high level message describing the
scanner areas requiring clearance. While a bucket specifies only one area for clearance
at a time, a zone value specifies a plurality of areas for clearance.
[0046] A function defines system hardware and/or software modules which are used by system
2 to execute specific operation requests. Examples of these are image conversion,
mark, post parse, scan and signatures.
[0047] A function feature is a portion of a function which can be optionally selected for
use by an operator through user interface 52. The function is still usable to process
a subset of its available operations when a feature is not available.
[0048] An object is an operator selectable item which exists within the system. Objects
can be operated on synchronously through direct operator invocations at the user interface
52. They can also be operated on asynchronously through system invocation (by being
submitted to a function as part of a queued sequence of operations).
[0049] An operation is a request for system action which is perceivable by the operator.
An operation can be synchronous or asynchronous. A synchronous operation is a request
for action invoked directly by the operator through the user interface 52. The operator
expects feedback concerning the result of this action request before continuing on
to make new action requests. An asynchronous operation is a request for action invoked
directly by the operator or indirectly by the system 2. The operator does not expect
immediate feedback concerning the result of the action request. The operator expects
to be able to begin (or continue) making new action requests. Operator selection is
an invocation made by the operator to set up a future operation request. No immediate
system action is expected by the operator as a result of the selection.
[0050] Risk classifies a clearance and/or recovery action according to its effect on the
system and/or operator by taking a given course of action. Clearance and/or recovery
action will be considered risky if: (1) the action could result in a hardware component
being damaged or destroyed; (2) the action could result in damage or destruction of
system software which cannot be readily recreated without service intervention; (3)
the action could pose a physical safety hazard to the operator; and/or (4) the action
could result in the loss of an operator data base which cannot be readily recreated.
[0051] A service fault code is a reference code assigned to all displayable failure events
and to operator exception messages (i.e., not logged fault events).
[0052] A task is a group of operation requests organized by the system in such a way as
to produce a higher level output for the operator (i.e., scan a job, print a job,
etc.).
[0053] Display can be provided according to event types. A function fault event type is
one which causes a specific system hardware or software module to become unavailable
or degraded. A function fault, from the operator's perspective, prevents specific
operation requests from being attempted or causes specific operations being executed
to abort, suspend or fail. Operation requests which do not require the use of the
faulted hardware or software module (or the specific faulted feature within the module)
will continue to execute normally. If a function fault is such that only certain features
of that hardware or software module are faulted, the function will be available in
a degraded state. The function, in this case, will still be available to execute operations
which do not require the faulted features.
[0054] The informational display event is one which causes an informational message to be
displayed to the operator at user interface 52. Informational events have no immediate
impact to ongoing system operations and do not require any mandatory operator action.
Informational events can queue the operator to take an optional action which might
prevent a future system, function or object fault. Some early warnings of pending
function or object problems include (1) an object waiting to enter a function cannot
be processed by the function because an operator supplied consumable required by the
function is not available (e.g. first job in the print queue requires a paper stock
that is not currently loaded and a tray is available which is not being used for the
currently printing job); and (2) a source for an operator supplied consumable is exhausted
while a function is executing an operation and the function has switched to an alternate
supply (e.g. auto tray switching has been invoked). The pending object or function
fault can be avoided if the operator executes the desired action in a timely fashion
in response to a warning at user interface 52.
[0055] An object fault is an event which prevents operation requests from being attempted
on a particular object or an event which causes operations currently being executed
on a particular object to abort, suspend or fail. Operations which are not related
to the faulted object are allowed to continue to execute normally without clearing
the fault. Object faults occur for the following reasons: (1) an object in the print
queue is prevented from entering a function required for print because a feature of
the function required by the object is not currently available; (2) something about
the object itself prevents a function from continuing an operation already in progress;
(3) a function operating on an object faults with the object in a partially processed
state and the function is one that handles its faults by removing the object from
the function; (4) object faults because of invalid programming parameters which are
not detected until after the object entered the system; (5) an object located external
to the base system (i.e., from a net source) is required to continue processing an
object currently resident in the system and the external object either cannot be found
or is faulted; and (6) the system does not have enough resources to process the object
as requested. The invalid parameters prevent the object from being processed by a
function it is attempting to enter.
[0056] An operation delay is an event which occurs when (1) a synchronous operation takes
longer than 2-4 seconds to execute; and (2) an asynchronous operation which the operator
can perceive is interrupted for longer than 8-10 seconds.
[0057] An operation failure is an event which causes a system action request to stop executing.
Operation failures will cause the affected operation to suspend or abort. The operator
will only be aware of an operation failure when a synchronous operation has failed.
[0058] A selection conflict is an event which occurs when the operator selects a combination
of features which are in conflict with each other.
[0059] A system fault is an event which causes the entire system to become unavailable.
System faults cause all current system operations to suspend or abort. The system
is not available to perform any operations until the fault is cleared. If the fault
cannot be cleared, further system operation is prevented and a service call is required.
[0060] The display features at user interface 52 according to an embodiment of the present
invention are set forth as follows:
I. Functions Of Display at UI 52
A. Fault Code Display
[0061] A fault code indicates the root cause of the problem, and is used during failure
isolation.
[0062] In many cases, two or more failure conditions may result in the same operatorfault
message and clearance procedure but will have different fault codes assigned.
[0063] Should two or more failure conditions occur in conjunction that generate the same
operator fault message, the controller 7 is capable of queuing the fault codes and
displaying the code for the primary failure. The controller 7 displays the fault code
for the root cause or primary failure that generated the operator fault message. If
the primary failure is uncertain, the code for the failure detected first shall be
displayed. The controller 7 shall also update the fault code displayed in a fault
clearance frame in cases where the fault status changes (i.e. one of the failures
is cleared) but all the conditions necessary to clear the operator fault message have
not been met.
[0064] The operator is also able to display a queue of several active failure codes. The
queued faults include all active failures including masked or degraded mode failures
that are not currently displayed due to the related feature not being currently selected
or due to the feature/function being deconfigured from the system by the user. The
queued fault displayer is dynamically updated when a failure is cleared. The priority
of the queued faults is all controller 7 failures first, followed by all printer 8
failures and then all scanner 6 failures. The failures within each module (controller
7, printer 1, and scanner6) are displayed in the priority presented to the operator.
[0065] The assignment of fault codes adheres to the Multinational Standard for Diagnostic
Program Numbers and Status Codes (700P02860). The format of the code will be a three
digit alphanumeric prefix, a dash, and a 3 digit suffix (AXX-YYY). The code assignment
is made with the prefix representing the section of the service documentation/dialog
that contains the faulted function. The assignment of specific suffix numbers is based
on the sequence of operation within the function or other factors that systematize
the process.
[0066] When normal UI 52 display capability does not exist, a four digit code is displayed
at a Maintenance panel.
B. Function Fault Display
[0067] Three separate display areas of UI 52 for handling Function faults are provided as
follows:
- Function Faults which impact the ability to scan jobs into the system;
- Function Faults which impact the ability to print jobs into the system;
- Function Faults which impact the ability to do operations other than Scan or Print
(i.e. Image Display operations, External Data interface communications, etc.)
[0068] The display provides the following to the operator relative to function faults:
- A mechanism to allow the operator to display the detailed fault clearance and recovery
procedures;
- For cases where an automatic fault clearance and/or recovery attempt fails, a mechanism
which allows the operator to retry the required recovery procedures (i.e. a fault
reset mechanism);
- For cases where the operator is the decision maker on when clearance and recovery
should be attempted, a mechanism which allows the operator to retry or initiate the
required recovery procedures (i.e. a fault reset mechanism);
- Function fault occurrences do not spontaneously cause the current UI 52 work space
area to be covered with fault clearance information. The top level Function fault
display should be confined to a particular display area; and
- If the fault cannot be cleared, a means is provided to inform the operator of what
things cannot be done by the system as a result of the fault.
C. Information Message Display
[0069] The operator view of informational messages related to asynchronous operations will
always be through the appropriate area of status handler of UI 52. Early warnings
of pending Function or Object faults will always be related to asynchronous operations.
The operator view of informational messages related to synchronous operations will
always be through a current dialog message display area of UI 52.
D. Object Fault Display
[0070] From the Operator's perspective, objects will only exist in the following locations:
- In the scanner 6;
- In the Print Queue;
- In the Printer 8;
- In the System File; and
- In a directory.
[0071] The top level operator view of faulted objects is as follows: If the object has faulted
while it is in the Scanner 6 or Printer 8, the operator is made aware of the faulted
object via a function fault displayed in the status handler area of UI 52. If the
object faults while it is in the print queue, the operator is made aware of the faulted
object via a "Faulted job in the print queue" message displayed in the printer display
area of the status handler UI 52. If the object faults while it is in the System File,
the operator will be made aware of the faulted object via a "Faulted job in the System
File" message displayed in the "System Status" display area of the status handler
of UI 52. If the Object faults during a Synchronous Operation attempt (e.g. an Image
Display operation or a Directory manipulation), the operator is made aware of the
faulted object via an operator failure message in the current dialog message display
area of UI 52.
[0072] In all cases, specific information on how to correct the faulted object will be available
with the object at the point in the dialog area of UI 52 where the object can be viewed.
The level of information available is specific enough to handle the cases identified
in Figure 9. Faulted objects should always be distinguishable from unfaulted objects
in the dialog area of UI 52 at the point where they can be viewed by the operator.
E. Operation Delay Display
[0073] Synchronous operation delay messages are displayed via a message in the current dialog
message display area of UI 52. Asynchronous Operation delay messages are displayed
in appropriate status handler display area of UI 52.
[0074] Feedback is provided to the operator when any of the following Operation Delays occur:
1. Document Handling/Scanning Function Delays which require feedback:
- Scanner is warming up.
- Documents are being reordered.
- Automatic Document Handler/Scanner Fault Recovery attempt is in process which will
take longer than 2-4 seconds.
- Document handler is searching for the next separator in a stack.
- Document Handler/Scanner function is cycling down in response to an Interrupt invocation.
- An on line scan function diagnostic is in process which will take longer than 2-4
seconds.
2. Printer Function Delays which require feedback:
- Printer is warming up.
- Printing process is interrupted to do an Image Quality Adjustment.
- Automatic Printer Fault Recovery attempt is in process which will take longer than
2-4 seconds.
- Printer is Cycling down from a Stop Print invocation.
- Bind job is submitted to Print Queue, Print Queue is empty, and the Binder is not
warmed up.
- An on line print function diagnostic is in process which will take longer than 8-10
seconds.
- Fuser goes under temperature during print.
- Printing Process is interrupted to do an Unload Stacker operation.
- Printing operation is interrupted between queued jobs (<8-10 seconds between jobs
required).
- Printing process is delayed to deliver purged sheets to the top tray.
3. External Data Interface Operation Delays which require feedback:
- Requirements are to be determined depending on whether these operations are implemented
as synchronous or asynchronous operations.
4. Print queue Delays which require feedback:
- Job has been submitted to Print Queue, but the printer must remain in a standby
ready state (i.e., printer startup must be delayed) because the only available job(s)
in the print queue must be operated on before being submitted to print (e.g. batch
rotated, signaturized, formatted, etc.).
5. UI 52 Delays which require feedback:
- While touch function is unavailable because it is being reset.
- When mode switching is delayed.
- Edit Mode delays which will take longer than 2-4 seconds.
- An on line image display diagnostic is in process which will take longer than 2-4
seconds.
F. Operation Failure Display
[0075] The operator is informed of Synchronous operation failure via a message displayed
in the current dialog message area of UI 52. The failure message generally informs
the operator of the reason for the operation failure.
- If the operation failure has been caused by a function fault, the message indicates
what particular func- tion/function feature is not currently available.
- If the operation failure is the result of an object fault, the message indicates
where the faulted object can be found.
[0076] The operator view of Asynchronous operation failures will always be through Function
faults or Object faults displayed in the status handler message area.
G. Selection Conflict Display
[0077] If the conflict is detected at the time of programming, the operator view of selection
conflicts is through a message displayed in the current dialog message area of UI
52. If the conflict is detected after an object has been created and entered the system,
the conflict is displayed through the normal Object fault display mechanisms.
H. System Fault Display
[0078] System faults are the highest priority events from a display perspective. When this
type of fault occurs, the dialog area of UI 52 provides the operator with a very obvious
indication that the system is "broken". There are no requirements to display other
types of events to the operator while a system fault exists. System faults can also
cause secondary Function and/or Object faults to occur. However, display of these
events is of a secondary importance until after the system fault is cleared. The only
requirement is that these secondary events be displayed to the operator through their
normal display mechanisms after the system fault has been successfully cleared.
[0079] If a full UI 52 display capability exists after a system fault has been declared,
the status handler provide access to the following:
- A display of the detailed fault clearance and recovery procedures;
- For cases where an automatic fault clearance and/or recovery attempt fails, a mechanism
which allows the operator to retry the required procedures (i.e. provide a fault reset
mechanism); and
- For cases where the operator is the decision maker on when clearance and recovery
should be attempted, a mechanism which allows the operator to initiate the required
procedures (i.e. provide a fault reset mechanism).
[0080] If a full display capability does not exist, the display is as follows:
- If Reduced Display Mode (RDM) capability exists, a fault indication should be displayed
at the UI 52 and the appropriate service code should be displayed at the maintenance
panel;
- If RDM capability does not exist, only the service code will be displayed at the
maintenance panel.
II. System Event Handling
[0081] The unique System level requirements for handling events are largely dictated by
the event type, the uniqueness of the required system response to the event, and the
uniqueness of the operator displays required to deal with the event. From the operator's
perspective, all events which have common attributes in these areas are grouped into
the same event bucket even though they may have widely diverse causes.
A. General Handling of System Faults
[0082] The general requirements for handling System Faults are dependent on the following:
- Whether or not continued operation in the current state would pose a risk to the
operator or system;
- The state of the system after the fault is declared (in the middle of booting or
during normal operation);
- The display capability that exists after the fault is declared (Full Display, Reduced
Display Mode, or Maintenance Panel Only);
- Whether or not attempting fault clearance and/or recovery would pose a risk to the
operator or system; and
- Whether or not Operator assistance is required to attempt the clearance or recovery
procedure.
[0083] Figure 10 provides a guideline for selecting the appropriate System Fault bucket
based on the above factors.
1. Other Miscellaneous System Fault Handling Features
[0084] In cases where the controller 7 determines that an automatic reboot of the system
is necessary while the IIT and/or IOT are in a cycled up state, the ESS (if possible)
should attempt to command the IIT and the IOT to complete a soft cycle down process
(and wait for it to occur) before initiating the reboot process.
B. General Handling of Function Faults
[0085] The general handling of Function Faults is dependent on the following:
- Whether or not the function is totally unavailable after the fault is declared or
whether only certain features of the function are not available;
- Whether or not attempting fault clearance and/or recovery would pose a risk to the
operator or system;
- Whether or not attempting fault clearance and/or recovery would cause other functions
to suspend operation for more than an 8-10 second time period; and
- Whether or not Operator assistance is required to attempt the clearance or recovery
procedure.
[0086] Figure 11 provides a guideline for selecting the appropriate Function fault bucket
based on the above factors.
[0087] The amount of Operator interaction required for the Scan and Print Functions is much
greater than for the other functions of the system because of their physical nature.
Most of the events require unique interactions. As such, there is a multitude of events
related to each function which require unique event buckets.
1. Other Miscellaneous Function Fault Handling Features
[0088] If communications between controller 7 and a peripheral (scanner 6 or printer 8)
are lost at any time, the peripheral which cannot communicate with the controller
7 is responsible for initiating its own soft cycle down process. If an object is automatically
removed from a function as a result a function fault while it is in a partially processed
state, the object is faulted before it is moved. If the operator attempts to save
a partially processed object while it is in the Scan function, the object is faulted
before it is moved to the system file. Anytime a hardware function halts operation
with an object still in it, the operator should have access to "Save Object" and "
Delete Object" mechanisms.
[0089] If multiple faults occur simultaneously within a given hardware module (e.g. Print
or Scan), the function recovery instructions are not displayed until all faults which
make the module Not Ready have been cleared. When all faults have been cleared, only
one set of function recovery instructions are provided to the operator representing
the composite recovery required. If a peripheral is stopped by the controller 7 to
attempt a reboot, the peripheral recovers per the Crash Recovery strategy. That is:
- If the operator is not required to open any covers or doors of the peripheral to
clear secondary faults which have occurred as a result of the reboot attempt, operation
of the peripheral is resumed automatically.
- If the operator is required to open any covers or doors, operation of the peripheral
in question is resumed only as a result of a direct operator invocation through UI
52.
C. General Handling of Object Faults
[0090] If the Object is in either the Scan or Print function at the time of the fault, the
Function suspends Operation and the Object remains in the Function.
- The operator always has the option to remove the object from these functions (Delete
or Save) once the fault is declared.
- If the operator removes a faulted object from either of these functions and the
function was faulted solely because the object was faulted, the act of removing the
faulted object from the function causes the function fault to clear and the function
to return to a ready state.
[0091] If the Object is in any otherfunction (otherthan scan or print) at the time of the
fault, the system automatically removes the Object from the function when the fault
occurs. In this case, the function is not faulted and the object is accessible in
the UI 52 at the last location it was in prior to entering the function.
2. Handling object faults which occur while the object is in more than one function
[0092] If an object fault occurs while it is being operated on by more than one function,
the following general rules apply:
- The Object is faulted.
- All functions upstream (i.e. if the Object is in Scan, Post Parse and Print, Scan
is upstream of Post Parse and print is downstream of Post Parse) of where the fault
occurs continue operating on the object until an operator action is taken that prevents
continuing.
- All functions downstream of where the fault occurs suspend or abort operation.
- If the object is in the print function (i.e. prints already being made) when the
fault occurs and it did not fault in the Scan function, the Print function faults
and the Delete or Save Options are made available in a Printer Status Handler Display
area of UI 52.
- If the Object faulted in the Scan function, the Scan function faults and the options
to delete or save the object are available through a Scanner Status Handler display
area of UI 52.
- In all other cases, the object is available for selection somewhere within the Ul
52 and the operator options reside with the object.
3. Clearing faulted objects
[0093] All object faults can be cleared by the operator indicating via an interface invocation
that the problem has been corrected. In addition, objects in the Print Queue which
become faulted while attempting to enter a Print function (e.g. Format, Mark, Auto
Signatures) because a function feature required to process the object is not currently
available become unfaulted if the operator moves the object to the system file.
4. Options for dealing with Faulted Objects
[0094] The operator minimally has the following options available for dealing with faulted
objects:

III. General Status Handeler Display
[0095] The status handler display provides three unique message display areas for communicating
system events to the operator. The display of the various events is partitioned as
follows:
A. Scanner Display
1) Scanner State Information (Ready, Not Ready, Scanning Job XX)
2) Function Faults which stop the scanner and/or make the Scanner Not Available to
Scan any Job.
3) Scanner Status and Warning Messages.
4) Function Faults which make the Scanner Not Available to accept some Scan jobs or
make the Scan-
ner function Degraded (Degraded Scanner Capability).
[0096] Examples:
. Image Quality is Degraded.
. Document Handler is not Available (Only Platen mode available).
. RDH and SADH not available (Only Platen and CFF mode available).
. RDH not available.
. Slot not available (no SADH or CFF).
. Separator function and Platen mode not available.
. CFF not available.
. SALDH mode (large documents) not available.
. Auto size sensing not available.
. Start Scan control at the Scanner not available.
. Stop control at the Scanner not available.
[0097] B. Printer Display
1) Printer State Information (Ready, Not Ready, Printing Job XX)
2) Function Faults which stop the Printer and/or make the Printer Not Available to
Print any Job.
3) Faulted Jobs in the Print Queue Warning messages.
4) Printer Status and Warning Messages
[0098] Examples:
. X sets complete, Y sets selected.
. Next Job requires a new stock and a tray is available.
. Tray goes empty and auto tray switching has occurred.
[0099] 5) Function Faults which make the Printer Not Available to accept some Print jobs
or make the Print function degraded (Degraded Printer Capability) Examples:
. Finisher not available.
. Stitching function not available.
. Binding function not available.
. Signature printing not available.
. Tray 1 not available.
. Tray 2 not available.
. Tray 3 not available.
C. System Control Display
[0100] 1) System Status Messages
[0101] Examples:
. Low Disk space warnings.
. Disk needs to be scavenged.
2) Faulted Job in System file warning messages.
3) Function faults which impact things other than Print and/or Scan.
. Image Display functions not available.
. External Data Interface not available.
[0102] Examples:
- Copy to From Streaming Tape not available.
- External Data Interface not available.
- XNS Data Interface not available.
. UI Function Degraded
[0103] Examples:
- Mouse Unavailable.
- Touch Unavailable.
- Keyboard Unavailable.
[0104] System faults which prevent all system functions from operating will either be displayed
through a separate display mechanism which takes display priority over all of the
above status display mechanism which takes display priority over all of the above
status displays or will be displayed in all Status Handler message display areas simultaneously.
[0105] The status handler display area is able to simultaneously display messages for each
of the major display areas identified in sections III A-C and also is capable of simultaneously
displaying multiple top level messages within each of these areas.
[0106] If a lower level function fault occurs which impacts independent system level functions
as perceived by the operator (e.g. Post Parse function fault can impact the Printing
function and the Image Display function and these are both independent functions from
the operator's point of view) then the fault is displayed in all applicable Status
Handler display areas per the requirements stated in sections III A-C.
D. Status Handler Display Priorities
[0107] In the event that there are more messages than there is room for display in a given
Status Handler Display area, the display priority will be in the order listed in sections
III A-C. If there are multiple messages of any given type (i.e. multiple faults, status
messages, or Degraded mode messages) the display priority for these will be on a first
in, first out basis.
IV. Degraded Mode Display
[0108] Degraded Mode is simply an outcome of handling the faults as indicated per the event
buckets defined previously. The system automatically enters degraded mode whenever
a Function or a Function Feature becomes unavailable due to a fault. The following
operator perceivable functions have been identified:
- Scanner
- Printer
- Image Display (i.e. Edit Mode)
- External Data Interface functions
- User Interface
[0109] The only Function Features that have been identified are related to the Scan, Print,
the External data interface, and the UI Functions. A list of the features within each
of thee functions that can become unavailable is provided in sections III A (item
#4), III B (item #5), and III C (item #3). Some unique display features related to
handling these is as follows:
- All faults which cause a function or a function feature to become unavailable are
displayed in the appropriate status handler display area whether the faulted function
or function feature is currently in use or not. The only exception is if the operator
disables a function or a function feature via the Switches dialog. For this case,
any fault related to that function or function feature is no longer be displayed in
the Status Handler area.
- The operator is provided with one centralized location in the interface where they
can get a complete status of all system functions and function features which are
currently faulted or disabled.
V. Degraded Model Event Handling
[0110] If an attempt is made to submit an object to a function which contains a faulted
feature or a deconfigured feature and the function needs this feature to operate on
the object, the object is faulted and prevented from entering the function.
[0111] If a function feature needed to continue an operation on an object which is currently
in the function either becomes faulted or is deconfigured while the object is still
in the function, the function becomes unavailable until the object is removed from
the function. If the function is of the type that holds onto objects during fault
conditions (e.g. Print and Scan), the operator is provided with appropriate information
concerning how to make the function available again (i.e. fix the feature or; Save
or Delete the object).
[0112] Several Scanner sensor faults can affect the system's ability to make the correct
Document input mode selection. If a fault which affects the mode selection process
is detected during power up self-test and there is no job currently in process in
the Scanner, the system responds as follows:
- If the RDH sensor has failed, the system automatically disables the RDH mode.
- If the SADH sensor has failed, the system automatically disables the SADH mode.
- If the Bar code reader has failed, the system automatically disables the bar code
reading mechanism.
[0113] For the above cases, the operator is informed of the problem and the fact that a
given input mode is no longer available via the sensor fault declared.
[0114] If a sensor fault occurs during normal operation, the operator is normally made aware
of the problem when one of the following faults is detected:
- SADH mode misfeed.
- RDH mode misfeed.
- " No Document to Scan" mode selection conflict message.
- " Remove Document on Platen" mode selection conflict message.
[0115] The Call Avoidance information for these faults informs the operator that:
- repeated fault occurrences can be the result of a hardware failure;
- If the fault persistently occurs, service should be called; and
- The scanner can be made available to handle certain jobs by deconfiguring the appropriate
input mode via the switches interface.
A. Document Input Mode Selection Modification Requirements when an input mode is Deconfigured
[0116] The act of deconfiguring a mode (either automatically or as a result of an operator
invocation in the switches dialog) results in the following modifications to the input
mode selection process:
1) If the RDH mode has been disabled, the mode selection logic always assumes that
there is no paper in the RDH tray.
2) If the SADH mode is disabled, the mode selection logic assumes that there is no
paper in the SADH slot unless CFF mode has been selected at the U 52. If CFF mode
has been selected, the mode selection logic assumes that there is paper in the SADH
slot.
3) If the CFF mode has been disabled, the interface does not allow the CFF mode to
be selected.
4) If the bar code reader has been disabled, the mode selection logic makes the following
assumptions:
Case 1 - After power on
[0117] If no documents are sensed in the RDH tray and the SADH slot, the mode selection
logic assumes that there is a document on the platen.
[0118] If documents are sensed in either the RDH tray or the SADH slot, the mode selection
logic assumes that there is no document on the platen.
Case #2 UDH has been opened and closed since the last scanning task and the UDS cover
is currently closed
[0119] Same as case #1 above.
Case 3 - All other cases
[0120] Mode selection assumptions remain as specified in scanner mode selection charts of
Figures 12A- 12D.
[0121] The display of fault clearance and recovery instructions according to an embodiment
of the present invention provides the operator with the ability to: (1) monitor the
current fault status of the system; (2) access fault clearance and recovery instructions;
and (3) avoid unnecessary service calls. Because system 2 has the ability to execute
both synchronous and asynchronous operations concurrently and independently, and because
this system allows the operator to create, store and work on objects in the system,
the fault handling and display strategies according to the present invention greatly
expand the capabilities of the system. The expanded capabilities include: 1) the ability
to fault specific functions and/orfunction features without impacting other independent
functions and/or function features; 2) the ability to fault individual operator selectable
objects which exist within the system independently from faulting the hardware functions
of the system; 3) the ability to inform the operator that specific synchronous operation
requests have failed via a display mechanism in the user interface 52; 4) the ability
to provide advanced warnings that specific asynchronous operations will fault if specific
actions are not taken to prevent them; 5) the ability to display messages/faults for
independent system functions in separate display areas so that the operator can focus
only on the specific area of the system that needs attention; 6) the ability to provide
separate and unique clearance and recovery options for system functions as opposed
to the objects being operated on by the function; 7) the ability to allow the operator
to fix faulted objects through the job review/edit features available within the system;
and 8) the ability to allow a function with a faulted feature to continue to operate
on selected objects if the object does not require the specific feature of the function
that is faulted to be processed.
[0122] While this invention has been described in conjunction with the specific embodiments
thereof, it is evident that many alternatives, modifications and variations will be
apparent to those skilled in the art. For example, the display at user interface 52
can be updated to provide clearance and/or recovery instructions as different faults
incur in the system. An illustration of when this is necessary is when certain scanner
faults require that documents in the RDH be reordered. A document misfeed occurring
during this reorder can require a new type of fault recovery. Accordingly, the preferred
embodiments of the invention as set forth herein are intended to be illustrative,
not limiting. Various changes may be made without departing the scope of the invention
as defined in the following claims.