[0001] This invention relates generally to a deep hardening steel, and more particularly
to a deep hardening steel which, after heat treatment, has high hardness and fracture
toughness.
[0002] Ground engaging tools, such as bucket teeth, ripper tips and cutting edges for construction
machines operating in soil and rock, require a combination of high hardness throughout
the tool to resist wear, high fracture toughness to avoid excessive tool breakage,
and sufficient temper resistance to prevent loss of hardness during operation at elevated
temperatures. A number of attempts have heretofore been made to provide a steel material
having all of these characteristics.
[0003] A number of steel materials proposed for use in applications requiring a combination
of desirable hardenability, toughness and temper resistance properties, have compositions
which include relatively high amounts, i.e. above 3%, of chromium. For example, a
steel mainly intended for use as an excavating tool edge material for construction
machines is described in U. S. Patent 3,973,951 issued August 10, 1976 to K. Satsumabayashi
et al. This steel has a chromium content of 3.0% to 6.0%. Similarly, a wear resisting
steel developed for use as a ripper tip and having 3.0% to 5.0% chromium is described
in Japanese Patent 54-42812 issued December 17, 1979 to applicant Kabushiki Kaisha
Komatsu Seisakusho. Another steel intended for use in mining buckets and other mineral
processing operations, and having a composition that preferably includes 3% to 4.5%
chromium, is described in U. S. Patent 4,170,497 issued October 9, 1979 to G. Thomas
et al. The steel material embodying the present invention has high hardenability,
toughness and temper resistance, but contains no more than 2.5% chromium, and preferably
between 1.6% to 2.0% chromium.
[0004] Other steels intended for use in applications requiring a combination of high hardenability
and toughness require significant amounts of nickel. Examples of these compositions
are disclosed in U. S. Patent 2,791,500 issued May 7, 1957 to F. Foley et al, U. S.
Patent 3,165,402 issued January 12, 1965 to W. Finkl, U. S. Patent 3,379,582 issued
April 23, 1968 to H. Dickinson and, more recently, U. S. Patent 4,765,849 issued August
23, 1988 to W. Roberts. The steel embodying the present invention does not require
the presence of nickel to achieve the desired hardenability and toughness properties.
[0005] The above mentioned Roberts patent teaches the inclusion of aluminum and titanium
in the steel composition, similar to that proposed by the present invention. However,
Roberts adds substantially higher amounts of aluminum (0.4% to 1.0%) than that specified
in the present invention, to intentionally form aluminum nitride in the solidified
steel product.
[0006] Contrary to the teaching in the Roberts patent, it is generally recognized that the
presence of aluminum nitride is undesirable in steel requiring high hardenability
and toughness. For example, U. S. Patent 3,254,991 issued June 7, 1966 to J. Shimmin,
Jr. et al and U. S. Patent 4,129,442 issued December 12, 1978 to K. Horiuchi et al
specifically exclude aluminum from the steel composition to prevent the formation
of aluminum nitrides.
[0007] The present invention is directed to overcoming the problems set forth above. It
is desirable to have a deep hardening steel that has both high hardenability and toughness,
has a composition that contains less than 3% chromium, does not require the addition
of nickel and, after quenching and tempering, has a fine- grained microstructure that
is free of aluminum nitrides.
[0008] In accordance with one aspect of the present invention, a deep hardening steel has
a composition that comprises, by weight percent, from 0.26 to 0.37 carbon, from 0.5
to 1.0 manganese, from 1.0 to 3.0 silicon, from 1.5 to 2.5 chromium, from 0.3 to 1.0
molybdenum, from 0.05 to 0.2 vanadium, from 0.03 to 0.1 titanium, from 0.01 to 0.03
aluminum, less than 0.025 phosphorous, less than 0.025 sulfur, at least 0.005 nitrogen,
and the balance essentially iron. After quenching and tempering, the steel is free
of any aluminum nitride and has a grain size equal to or smaller than 0.06 mm (0.00236
in).
[0009] Other features of the deep hardening steel include a steel having the above composition
and, after quenching and tempering, has a fracture toughness of at least 130 MPa
vfm (118.3 ksivfm), and a hardness of at least R
c46 measured at the midpoint of a section having a thickness of no more than 25.4 mm
(1 in), or at 12.7 mm (0.5 in) below the surface of a section having a thickness greater
than 25.4 mm (1 in).
[0010] In the accompanying drawings:-
Fig. 1 is a photomicrograph, at 75X, of an etched section of a prior art deep hardening
steel;
Fig. 2 is a photomicrograph, at 75X, of an etched section of a deep hardening steel
according to the present invention;
Fig. 3 is a graph showing the relationship between hardness and fracture toughness
for the prior art steel and the steel embodying the present invention.
[0011] In the preferred embodiment of the present invention, a deep hardening steel has
a composition comprising, by weight percent:

[0012] The deep hardening steel of the present invention is essentially free of nickel and
copper. However it should be understood that the above described steel composition
may contain small quantities of nickel and copper which are not required and are considered
as incidental. In particular, up to 0.25% nickel and up to 0.35% copper may be present
as residual elements in accepted commercial practice.
[0013] The term "deep hardening steel", as used herein means a steel having properties that
permit a component made thereof to be hardened throughout its cross-section or as
nearly throughout as possible.
[0014] The term "quenching and tempering" as used herein means a heat treatment which achieves
a fully quenched microstructure. For the steel material described in the illustrative
Examples A,B,C,D, and E, the heat treatment specifically includes the following steps:
1. Through heating of the workpiece or test sample to the austenizing temperature
of the steel to produce a homogeneous solution throughout the section without harmful
decarburization, grain growth or excessive distortion. In the below described illustrative
Examples, the articles were heated to about 960 ° C (1760 ° F) for about one hour.
2. Fully quenching in water to produce the greatest possible depth of hardness.
3. Tempering by reheating for a sufficient length of time to permit temperature equalization
of all sections. In the below described illustrative Examples, the articles were reheated
to about 220 ° C (428 F) for about one hour.
[0015] The fracture toughness of all the Examples described below was measured according
to ASTM Test Method E 1304, Standard Test Method for Plane-Strain (Chevron-Notch)
Fracture Toughness of Metallic Materials. The specimens for the fracture toughness
measurements were all cut from a larger test sample so as to have an L-T orientation
with respect to the direction of rolling of the sample source material, as defined
by ASTM test method E 399, Test Method for Plane-Strain Toughness of Metallic Materials.
[0016] The steel material embodying the present invention is essentially free of aluminum
nitrides and, as described below in illustrative Examples C, D, and E, has a martensitic
grain size of 5 or finer after quenching and tempering. As defined by ASTM Standards
Designation E 112, a micro-grain size number 5 has a calculated average "diameter"
of 0.06 mm (.00236 in).
[0017] Further, as shown by the following Examples, the steel material embodying the present
invention has improved fracture toughness properties and substantially the same, or
better, hardenability when compared with similar prior art steel materials.
EXAMPLE A
[0018] A representative sample of a ripper tip formed of a deep hardening steel having a
composition typical of that used by the assignee of the present invention for ground
engaging tools, was analyzed after quenching and tempering, and found to have the
following composition and properties:

[0019] The composition of the sample tool tip was determined by spectrographic analysis.
The hardness measurements were taken on the surface of the tip, and fracture toughness
was the average of the two specimens. The quench and temper treatment was carried
out as defined above to achieve a fully quenched microstructure throughout the tip,
and the hardness at depth was only slightly less than the surface hardness. The test
samples had a martensitic grain size of about ASTM 1.0, equivalent to a calculated
average grain diameter of 0.254 mm (.01 in).
EXAMPLE B
[0020] A representative sample of a second ground engaging tool tip formed of a typical
prior art deep hardening steel composition, similar to the composition described in
Example A, was analyzed after quenching and tempering and found to have the following
composition and properties:

[0021] As in Example A, the composition of Example B was determined by spectrographic analysis
and the hardness measurements were taken on the surface of the tool tip. Likewise,
the fracture toughness was the average value of two test samples. The quench and temper
treatment was carried out, as defined above, to achieve a fully quenched microstructure
throughout the tool tip, and the hardness at depth was only slightly less than the
surface hardness. This sample, like that of Example A, had a martensitic grain size
of about ASTM 1.0.
[0022] Fig. 1 is a photomicrograph taken at 75X of a representative section of a tool tip
typical of the tips described in Examples 1 and 2. The photomicrograph shows the course
grain microstructure typical of these prior art deep hardening steel materials. As
shown in Fig. 1, a representative micro-grain 10 of the prior art material has a measured
cross section of about 0.4 mm (0.016 in), equivalent to grain size number 0 as classified
by ASTM Standards Designation E 112.
EXAMPLE C
[0023] Two experimental ingots representative of the deep hardening steel embodying the
present invention were melted, poured, and rolled to about a 7:1 reduction to form
a 51 mm (2.0 in) square bar.
[0024] Importantly, in the preparation of this melt, the titanium addition was made in the
ladle after the aluminum addition. It has been discovered that this order of addition
is essential, in combination with control of the composition, in preventing the formation
of undesirable aluminum nitride in the solidified steel. Titanium has a stronger affinity
for nitrogen than aluminum, and therefore, the controlled addition of a relatively
small amount of titanium preferentially combines with nitrogen in the melt, forming
titanium nitride. With the nitrogen thus combined with titanium, there is no free
nitrogen available for combining with aluminum. Further, since aluminum has a higher
affinity for oxygen than titanium, the earlier addition of the aluminum protects the
titanium from oxidation, thereby enabling the titanium to combine with available nitrogen.
[0025] Thus, in the present invention the formation of aluminum nitride is prevented and
the formation of desirable titanium nitride, an aid to grain refinement, is promoted.
Fine grain size, a characteristic of the present invention, significantly contributes
to the improved fracture toughness properties of the deep hardening steel material.
[0026] After rolling, a 25.4 mm (1 in) diameter rod having a circular cross section was
cut from each of the two rolled bars. The rod samples were heat treated according
to the above defined quench and temper operation, and then machined to provide standard
fracture toughness test specimens in accordance with ASTM E 1304.
[0027] The steel material representative of these ingots was analyzed and tested and found
to have the following composition and physical properties:

[0028] The hardness measurements were taken on both of the prepared test specimens, after
quenching and tempering, at a point about 12.7 mm (0.5 inch) below the grip slot face
end of the rod specimen. The hardness values were the same for both specimens. The
fracture toughness value is the average value of the two rod specimens.
[0029] Both of the rod specimens had an average martensitic grain size of about ASTM 5 to
7, equivalent to a calculated average grain diameter of from about 0.060 mm (0.00236
in) to about 0.030 mm (0.00118 in). Also, representative sections of the specimens
were examined by SEM (Scanning Electron Microscope) and TEM (Transmission Electron
Microscope) techniques. No aluminum nitrides were found in either specimen.
EXAMPLE D
[0030] A second experimental heat, from which three ingots representative of the deep hardening
steel embodying the present invention, were poured and rolled to a 7:1 reduction similar
to the experimental ingots of Example C. In the preparation of this melt, the titanium
addition was also made in the ladle after the aluminum addition. After rolling, a
25.4 mm (1 in) diameter rod was cut from each ingot and heat treated according to
the above defined quench and temper operation. After quenching and tempering the rod
samples were machined to provide standard fracture toughness test specimens as defined
above.
[0031] The steel material representative of this ingot was also spectrographically analyzed
and physically tested, and found to have the following composition and properties:

[0032] Hardness measurements were made of each of the three prepared test specimens after
quenching and tempering at a point about 12.7 mm (0.5 inch) below the grip slot face
end of the rod specimens. The hardness values were the same for all three specimens.
The fracture toughness value is an average value of the three specimens.
[0033] All three of the rod specimens had a martensitic grain size of about ASTM 5 to 7,
equivalent to a calculated average grain diameter of from about 0.060 mm (0.00236
in) to about 0.030 mm (0.00118 in). Representative sections of the three specimens
were also examined under SEM and TEM microscopes. No aluminum nitrides were found
in any of the specimens.
EXAMPLE E
[0034] A heat of a steel material representing another embodiment of the present invention
was poured under conditions identical to commercial practice. As in Examples C and
D, the titanium addition was made in the ladle after the aluminum addition. This material
was spectrographically analyzed and had the following composition:

[0035] This heat was initially cast as 715 mm (28.15 in) square ingots that were rolled
and then forged to produce 51 mm (2 in) square bars. Thus, the bars from which samples
were cut represented about a 200:1 reduction of the original cast ingots. Three representative
samples were cut from the bars and heat treated according to the above defined quench
and temper schedule. After heat treatment, the samples were machined to provide standard
fracture toughness test specimens as identified above. The specimens were physically
tested and found to have the following properties:

[0036] Hardness measurements were made of each of the three prepared test specimens, after
quenching and tempering, at a point about 12.7 mm (0.5 inch) below the grip slot face
end of the rod specimens. The hardness values were the same for all three specimens.
The fracture toughness value is an average value of the three specimens.
[0037] All three of the rod specimens had an average martensitic grain size of about ASTM
5 to 7, equivalent to a calculated average grain diameter of from about 0.030 mm (0.00236
in) to about 0.030 mm (0.00118 in). Further, the specimens were examined by SEM and
TEM inspection techniques and no aluminum nitrides were found in any of the three
specimens.
[0038] Fig. 2 is a photomicrograph, taken at 75X, of a representative sample of the deep
hardening steel described in this Example. As shown in Fig. 2, the microstructure
of the deep hardening steel embodying the present invention has a significantly finer
grain structure than that of the prior art deep hardening steel shown in Fig. 1. For
example, a representative martensitic grain, represented by the reference number 12,
has a cross section of about 0.027 mm (0.00105 in), whereas the prior art grain 10,
shown in Fig. 1 has a cross section of about 0.4 mm (0.016 in). Preferably, the microstructure
of the deep hardening steel material embodying the present invention has a grain structure
in which the calculated diameter of an average grain is smaller than 0.06 mm (.00236
in), categorized as ASTM Size Number 5.0.
[0039] The respective hardness and fracture toughness values of the prior art deep hardening
steel described in Examples A and B, and the deep hardening steel embodying the present
invention described in Examples C, D, and E, are graphically shown in Fig. 3. The
improvement in fracture toughness over the prior art material, in similar hardness
ranges, is very apparent. The prior art material is known to have good temper resistance
properties. Because of the similarity in base chemistries, in particular in chromium
and molybdenum, it is expected that the steel embodying the present invention will
have at least as beneficial temper resistance properties as the prior art steel.
[0040] To assure sufficient hardenability and yet not adversely affect toughness properties,
carbon should be present, in the composition of the steel embodying the present invention,
in a range of from about 0.26% to about 0.37%, by weight, and preferably from about
0.26% to about 0.31 %, by weight.
[0041] The subject deep hardening steel also requires manganese in an amount of at least
0.5% by weight, and no more than 1.0%, preferably no more than 0.7%, by weight to
assure sufficient toughness.
[0042] Chromium should be present in the subject steel composition in an amount of at least
1.5%, preferably about 1.6%, by weight, and no more than 2.5%, preferably about 2.0%,
by weight to provide sufficient temper resistance and hardenability.
[0043] The subject steel should contain at least 1.0%, and preferably about 1.45%, by weight,
of silicon to provide sufficient temperature resistance. For that purpose, no more
than 3.0%, and preferably no more than about 1.80%, by weight, is required.
[0044] Molybdenum should also be present in the subject steel composition in an amount of
at least 0.30% to further assure temper resistance and hardenability. No more than
1.0%, and preferably no more than about 0.40% is sufficient to assure that the values
of these properties will be beneficially high.
[0045] It is also desirable that a small amount of vanadium be included in the composition
of the subject steel composition to further promote temper resistance and secondary
hardening, in combination with molybdenum. For this purpose, vanadium should be present
in an amount of at least 0.05%, and preferably about 0.07%, by weight. The beneficial
contribution of vanadium is accomplished with the presence of no more than 0.2%, preferably
about 0.12%, by weight, in the steel.
[0046] The steel composition embodying the present invention must have small, but essential,
amounts of both aluminum and titanium. Furthermore, as described above in Example
C, it is imperative that the addition of titanium be made to the melt after the addition
of aluminum to prevent the formation of undesirable aluminum nitrides. At least about
0.01% aluminum and about 0.03% titanium is required to provide beneficial amounts
of these elements. To assure the desirable interaction of these elements with oxygen,
and particularly with nitrogen, aluminum should be limited to no more than 0.03%,
and preferably about 0.02%, by weight, and titanium should be limited to no more than
0.1 %, preferably about 0.05%, by weight.
[0047] To assure that there is sufficient nitrogen to combine with titanium to form titanium
nitride, it is extremely important that the steel composition have at least 0.005%,
by weight, nitrogen. Preferably the nitrogen content is between about 0.008% to 0.012%,
by weight. Also, it is desirable that normal electric furnace steelmaking levels of
oxygen, i.e., about 0.002% to 0.003%, be attained.
[0048] It is also desirable that the steel embodying the present invention contain no more
than 0.025%, by weight, phosphorus and sulfur to assure that these elements do not
adversely affect the toughness properties of the material. Preferably, the composition
contains no more than 0.010% sulfur and no more than 0.015% phosphorus.
[0049] In summary, the above examples demonstrate that a significant increase in the fracture
toughness of a deep hardening steel can be achieved by the controlled addition of
relatively small, but essential, amounts of aluminum and titanium. The mechanism by
which the combination of relatively small amounts of these elements beneficially cooperate
to refine the microstructure and improve toughness, without a decrease in hardness,
is described in Example C. The deep hardening steel composition embodying the present
invention is also characterized by having a fine grained microstructure, i.e., ASTM
grain size number 5.0 or finer, and is free of any detrimental aluminum nitrides.
Industrial Applicability
[0050] The deep hardening steel of the present invention is particularly useful in applications
requiring tools that are subject to severe wear, or abrasion, and are also subject
to breakage. Examples of such tools include ground engaging implements used in construction,
such as ripper tips, bucket teeth, cutting edges and mold board blades.
[0051] Further, the deep hardening steel described herein is economical to produce and does
not require relatively high amounts, i.e., 3% or more, of chromium nor the inclusion
of nickel or cobalt in the composition. Further, the deep hardening steel material
embodying the present invention responds to conventional quenching and tempering operations.
Articles formed of this material do not require specialized equipment or heat treatment
to provide high hardness, temper resistance and toughness in the treated article.
1. A deep hardening steel having a composition comprising, by weight percent, from
0.26 to 0.37 carbon, from 0.5 to 1.0 manganese, from 1.0 to 3.0 silicon, from 1.5
to 2.5 chromium, from 0.3 to 1.0 molybdenum, from 0.05 to 0.2 vanadium, from 0.03
to 0.1 titanium, from 0.01 to 0.03 aluminum, less than 0.025 phosphorous, less than
0.025 sulfur, at least 0.005% nitrogen, and the balance essentially iron, said steel
being free of any detrimental aluminum nitride and having, after quenching and tempering,
a microstructure in which the grain size is equal to or smaller than 0.06 mm (0.00236
in).
2. A deep hardening steel, as set forth in Claim 1, wherein said composition comprises,
by weight percent, 0.26 to 0.31 carbon, 0.5 to 0.7 manganese, 1.45 to 1.8 silicon,
1.6 to 2.0 chromium, 0.3 to 0.4 molybdenum, 0.07 to 0.12 vanadium, 0.03 to 0.05 titanium,
0.01 to 0.02 aluminum, less than 0.015 phosphorus, less than 0.010 sulfur, 0.008 to
0.013 nitrogen, and the balance essentially iron.
3. A deep hardening steel, as set forth in Claim 2, wherein said steel after quenching
and tempering, has a hardness of at least Rc46 at the middle of a section having a thickness of no more than 25.4 mm (1 in), and
a plane strain fracture toughness of at least 130 MPavfm (118.3 ksivin).
4. A deep hardening steel, as set forth in Claim 2, wherein said steel after quenching
and tempering, has a hardness of a least than Rc46 measured at 12.7 mm (0.5 in) below a surface of a section having a thickness greater
than 25.4 mm (1 in), and a plane strain fracture toughness of at least 130 MPavfm (118.3 ksi√in).
5. A deep hardening steel having a composition comprising, by weight percent, from
0.26 to 0.37 carbon, from 0.5 to 1.0 manganese, from 1.0 to 3.0 silicon, from 1.5
to 2.5 chromium, from 0.3 to 1.0 molybdenum, from 0.05 to 0.2 vanadium, from 0.03
to 0.1 titanium, from 0.01 to 0.03 aluminum, less than 0.025 phosphorous, less than
0.025 sulfur, at least 0.005% nitrogen, and the balance essentially iron, said steel
having, after quenching and tempering, a hardness of at least Rc46 at the middle of a section having a thickness of no more than 25.4 mm (1 in), and
a plane strain fracture toughness of at least 130 MPavfm (118.3 ksi√in).
6. A deep hardening steel, as set forth in Claim 5, wherein said steel is free of
and detrimental aluminum nitride and, after quenching and tempering, has a microstructure
in which the grain size is equal to or smaller than 0.06 mm (0.00236 in).
7. A deep hardening steel, as set forth in Claim 5, wherein said composition comprises,
by weight percent, 0.26 to 0.31 carbon, 0.5 to 0.7 manganese, 1.45 to 1.8 silicon,
1.6 to 2.0 chromium, 0.3 to 0.4 molybdenum, 0.07 to 0.12 vanadium, 0.03 to 0.05 titanium,
0.01 to 0.02 aluminum, less than 0.015 phosphorus, less than 0.010 sulfur, 0.008 to
0.013 nitrogen, and the balance essentially iron.
8. A deep hardening steel having a composition comprising, by weight percent, from
0.26 to 0.37 carbon, from 0.5 to 1.0 manganese, from 1.0 to 3.0 silicon, from 1.5
to 2.5 chromium, from 0.3 to 1.0 molybdenum, from 0.05 to 0.2 vanadium, from 0.03
to 0.1 titanium, from 0.01 to 0.03 aluminum, less than 0.025 phosphorous, less than
0.025 sulfur, at least 0.005% nitrogen, and the balance essentially iron, said steel
having, after quenching and tempering, a hardness of at least Rc46 measured at 12.7 mm (0.5 in) below a surface of a section having a thickness greater
than 25.4 mm (1 in), and a plane strain fracture toughness of at least 130 MPa√m (118.3
ksi√in).
9. A deep hardening steel, as set forth in Claim 8, wherein said steel is substantially
free of aluminum nitride and has, after quenching and tempering, a microstructure
in which the grain size is equal to or smaller than 0.06 mm (0.00236 in).
10. A deep hardening steel, as set forth in Claim 8, wherein said composition comprises,
by weight percent, 0.26 to 0.31 carbon, 0.5 to 0.7 manganese, 1.45 to 1.8 silicon,
1.6 to 2.0 chromium, 0.3 to 0.4 molybdenum, 0.07 to 0.12 vanadium, 0.03 to 0.05 titanium,
0.01 to 0.02 aluminum, less than 0.015 phosphorus, less than 0.010 sulfur, 0.008 to
0.013 nitrogen, and the balance essentially iron.