[0001] This invention relates to the field of metalworking lubricants in general and, in
one particular respect, to forging lubricants. More particularly, it relates in one
aspect to a new forging lubricant composition and a method of using that composition
in the hot forging of metal workpieces. Metal parts of a multitude of sizes and shapes
are manufactured by various types of forging operations, and these parts are formed
from stock composed of a great many metals and metal alloys. A great many parts are
forged from such metals and metal alloys as, for example, steel, aluminum, titanium,
and high nickel alloys, to name but a few.
[0002] The conditions under which metal parts are forged, of course, are widely variable,
depending upon not only the nature of the metal, but upon the size and complexity
of configuration of the desired part. Small, thin, simply shaped parts may obviously
be forged from a relatively flowable metal such as aluminum under much less rigorous
conditions than are required to forge large more complex shaped parts from a metal
such as steel.
[0003] Each set of forging conditions requires a specialized lubricant, and there is therefore
a multitude of aqueous-based, oil-based and organic solvent-based lubricants currently
in use in various forging operations. Many such lubricant systems, particularly those
used under the most demanding forging conditions, by their nature require the user
to make compromises in order to achieve the desired functional characteristics while
avoiding as much as possible any safety, occupational health or environmental hazards
involved in their use. Moreover, in some instances, more restrictive health and environmental
guidelines are now in force which may make the use of certain lubricant systems either
extremely expensive or simply unworkable. It is to these and related concerns which
the present invention is directed.
[0004] In a typical high performance forging operation, such as one which might be devoted
to the manufacture of large, complex parts from aluminum alloy stock, an effective
lubricant is one which ordinarily contains a variety of lubricity agents in a carrier
comprising mineral oil and/or volatile organic solvents. The dies used in such forging
operations are maintained at high temperatures, in the range of 350°F to 825°F, in
order to permit proper metal flow during the forging operation.
[0005] The forging lubricant is typically applied to the die and the workpiece by spraying,
and, on account of the temperatures involved, the mineral oil and volatile organic
compounds immediately flash off, leaving only a relatively small amount of residue
which actually functions as the lubricant. As anyone who has observed such a forge
operation well knows, the flashing off of the mineral oil and volatile organic compounds
creates a significant amount of open flames, and the spray wand by which the lubricant
is applied takes on the appearance of a flame thrower. Moreover, a large amount of
smoke is typically generated when the mineral oil and volatile organic compounds flash
off, since, at the same time, a rather significant portion of the lubricity agents
may burn off as well. In this context, it is well known that any improvements in the
performance of the forge lubricant which are achieved by reformulation frequently
come at the cost of significantly higher smoke generation.
[0006] Similar difficulties are inherent when oil-based paste type lubricants are utilized.
While the paste lubricants contain little or no volatile organic compounds, their
oil carriers partially or completely burn at typical forging temperatures, resulting
in significant heavy smoke generation.
[0007] The hazards, expense and environmental problems associated with such forging operations
are of great proportion and are quickly becoming even more so.
[0008] In a state such as California, where environmental protection statues and regulations
impose rigid standards on industrial operations, and in other states which have similar
environmental protection schemes, the smoke generated by a large forge operation creates
tremendous difficulties.
[0009] Since environmental agencies frequently monitor smoke emissions by aerial surveillance,
there is close attention paid to reducing the smoke generated in the forging operation.
Unfortunately, this often limits the efforts made to vent the smoke from the buildings
in which the forge operation is housed. The result of this is a significant degradation
of the air quality within the buildings.
[0010] An important economic consideration is that in California, for example, a tax may
be levied upon each gallon of volatile organic compounds emitted into the air. More
importantly, as air quality standards are progressively raised, there will soon come
a time when a forge operation will simply be prohibited from emitting large amounts
of smoke. The choice then will be to find an alternative lubricant which produces
significantly reduced amounts of smoke or to cease operations entirely.
[0011] Similar problems exist with respect to the use of oil or solvent-based lubricants
in smaller scale forge and other metalworking operations, since waste lubricant materials
of this type are considered an environmental hazard. Disposal is therefore tightly
controlled and increasingly expensive.
[0012] Other related concerns create a strong demand for alternative metalworking lubricants.
[0013] As described above, open flame is generated when conventional mineral oil and volatile
organic compound-based lubricants are applied to a heated die. One must therefore
have available fire prevention and fire control equipment, such as fire extinguishers
and sprinkler systems, in the immediate area of the forge operation. Indeed, fire
extinguishers see regular use in many forge operations, and the cost of their maintenance
is significant. In general, fire prevention, fire control and fire detection systems
of all types are regular and significant capital and maintenance cost items for hot
forge operations.
[0014] A related problem associated with the use of conventional volatile organic compound-based
lubricants is the need for special storage facilities on account of their high flammability.
This too imposes a significant cost associated with the use of conventional lubricants.
[0015] Transportation of these flammable lubricants in special containers and special vehicles
is yet another source of additional cost, hazard, and inconvenience associated with
their use.
[0016] A still further disadvantage of conventional lubricant systems which results from
the flashing off of oil and solvent carriers is that the smoke generated forms tar-like
deposits on machinery, finished parts, floors, windows, and nearly everything else
housed in the same building with the forge operation. Quite apart from the aesthetic
undesirability of such deposits, there are economic and health concerns as well. Many
large forge operations maintain permanent steam-cleaning facilities at a significant
cost.
[0017] Various types of dry lubricants and methods for applying them to metal surfaces have
been proposed for use in diverse environments, but none has been widely adopted on
account of certain inherent disadvantages in either the lubricant itself or the method
of its application.
[0018] For example, in titanium forging operations, it has been proposed to utilize a powdered
lubricant composed of glass and ceramic components, with the optional use of steel
shot, in a process in which the lubricant is imbedded in the forge tool surface by
a high pressure spray. This process is described in terms of sandblasting the lubricant
onto the tool surface, and is intended to effect a cold working and smoothing of the
tool surface. Of course, such a high pressure spray process involves the use of rather
expensive spray equipment, and it also presents the risk of worker injury due to misdirected
spray.
[0019] Others have proposed to spray dry reactant materials onto hot metal surfaces in order
to form a reaction product lubricant in situ. Still others have proposed various combinations
of dry lubricant components for use in a wide range of applications. Many of these
lubricant compositions, however, have drawbacks, as well.
[0020] After forging, whether with a conventional or dry lubricant, aluminum parts are subjected
to a caustic etch for the purpose of removing lubricant residues. In a preferred procedure
which is well known in the art, the caustic etch may be used in combination with an
acid wash. In many aluminum forge operations, the acid wash advantageously precedes
the caustic etch.
[0021] As is well known in the art, the conditions of these wash and etch procedures are
quite harsh. Typically, the caustic etch bath is 5% to 15% by weight alkali metal
hydroxide in water. Typical acid baths are similarly strong, often containing a high
concentration of nitric acid. In forge operations using conventional solvent or oil
based lubricants, the wash and etch procedure works quite well to remove essentially
all lubricant residues from the forged parts.
[0022] Notwithstanding the harsh conditions of the wash and etch, however, it has been found
that residues of powdered lubricants may still adhere to the parts with such tenacity
that even subjecting the parts to physical removal procedures, such as brushing and
scraping, after the etch will not adequately clean them.
[0023] It has also been found, in working with multi-component powdered lubricants, that
obtaining a consistent spray pattern using conventional powder coating equipment is
extremely difficult. Overspray, underspray, puffing, and sputtering have been found
to be serious drawbacks, both from the standpoint of obtaining a functional lubricant
coating on the workpiece and from the standpoint of efficient use of powder lubricant
material. Overall, the spray process has heretofore been found too erratic to be acceptable
commercially. Moreover, it has been unexpectedly found that the spray was particularly
unpredictable when utilizing powder coating equipment which, as is quite common, utilizes
a fluidized bed as a reservoir from which the powder was sprayed. Even utilizing powder
coating equipment which has a gravity-fed reservoir has typically provided only a
marginal improvement in consistency.
[0024] While the particular problems encountered in an aluminum forge operation have been
described in detail, many of the same and other related concerns exist in other metal
working environments. These include not only other hot forge operations, such as the
manufacture of forged steel and titanium parts, but also a wide variety of other metalworking
and metal forming operations. Examples include extrusion, drawing, stamping, and other
hot and cold forming operations, many of which employ lubricants in aqueous or solvent
based carriers. Thus, many of the same technical and economic benefits could be realized
in such operations by adopting an improved dry lubricant composition.
[0025] It is therefore a principal object of the present invention to provide a forge lubricant
and a method of its use which significantly reduce the amount of smoke and oily waste
generated during the forging operation.
[0026] A related object is to eliminate the organic carrier materials which are essential
parts of conventional high performance forging lubricants.
[0027] Thus, a general object of the present invention to provide a lubricant which eliminates
many health, environmental and safety drawbacks of conventional lubricants having
mineral oil and volatile organic compounds as carriers.
[0028] Another more particular object is to eliminate the need for special transportation
and storage facilities which are required for conventional lubricants.
[0029] A further important object of the present invention is to provide a powdered lubricant
composition which may be applied to a workpiece and/or die in a substantially uniform
coating by the use of conventional powder coating equipment.
[0030] A related object is to provide a method of manufacturing a powdered lubricant composition
which may be more readily applied to a workpiece and/or die in a substantially uniform
coating by the use of conventional powder coating equipment.
[0031] Yet another important object is to provide a high performance dry lubricant which
does not form residues which resist removal by conventional cleaning procedures.
[0032] Other objects and advantages of the present invention will be apparent to those skilled
in the art from the following description of the invention and the appended claims.
[0033] In its most basic form, the composition of the present invention is a carrier-free
pulverulent metalworking lubricant, i.e., one which is entirely free of the oils and
volatile organic compounds commonly employed as carriers for forge lubricant compositions.
Similarly, in one form, the method of the invention is a method of forming a workpiece
in a metal-forming apparatus which includes the steps of applying to at least one
of the metal-forming apparatus and the workpiece a coating of an effective amount
of a carrier-free pulverulent lubricant composition, and forming the workpiece in
the apparatus.
[0034] The carrier-free pulverulent metalworking lubricant of the invention may, in general,
include any material which will provide lubricating properties at the temperatures
typically encountered in a forging process and which can be put into a physical form
which permits it to be applied to the die and/or the workpiece by conventional powder-coating
equipment.
[0035] In accordance with the present invention, the need to incorporate a mineral oil and/or
a volatile organic compound-based carrier is completely eliminated, with the result
that the smoke generated by conventional lubricants is significantly reduced.
[0036] In accordance with a first aspect of the invention there is provided a carrier-free
pulverulent metalworking lubricant composition including at least one resin having
a highly polar functional group, which may be solubilized under strong acid or basic
conditions, and which is a solid at room temperature.
[0037] In a second aspect, the invention is a carrier-free metalworking lubricant composition
having a substantially uniform particle size.
[0038] Yet a third aspect of the invention is a method of forming a carrier-free pulverulent
metalworking lubricant composition, which includes the steps of forming a dry admixture
of lubricant components, heating the admixture to a temperature sufficient to melt
at least one component of the admixture, agitating the heated admixture to form a
substantially homogenous melt, cooling the substantially homogenous melt to form a
substantially solidified mass, and comminuting the substantially solidified mass to
a desired particle size. In an alternative aspect, the invention is a method of forming
a homogeneous melt of lubricant components and then spray --drying the melt to a desired
particle size.
[0039] A still further aspect of the invention is a method of forging a workpiece in a die
which includes the steps of applying to at least one of said die and said workpiece
a coating of an effective amount of a carrier-free pulverulent lubricant composition
having at least one resin having a highly polar functional group, which may be solubilized
under strong acid or basic conditions, and which is a solid at room temperature, and
forging the workpiece in the die.
[0040] The advantages inherent in the composition and method of the invention are numerous.
[0041] The elimination of much of the smoke previously generated by the flashing off of
a mineral oil and volatile organic compound carrier permits a forging operation to
continue in business in full compliance with environmental statutes and regulations.
Moreover, the business may continue without the economic burden of tax payments based
on the emission of volatile organic compounds. In many instances, the use of the composition
and method of the present invention will permit a forge operation to continue in existence
under a stringently regulated environmental scheme which would otherwise cause it
to be shut down entirely.
[0042] Other economic advantages of the composition and method of the invention are of equally
great importance.
[0043] The reduction in weight and volume which occurs when the carriers of conventional
lubricants are eliminated leads to savings in the cost of shipment and storage. Even
further savings are realized in transportation and storage costs because the carrier-free
composition of the invention is neither flammable nor hazardous, and it can be shipped
and stored in the same manner as any other nonhazardous arterial. Moreover, packaging
costs are significantly reduced, since a five-gallon plastic pail of the carrier-free
pulverulent metalworking lubricant of the present invention will be the functional
replacement for a fifty-five gallon steel drum of a conventional lubricant.
[0044] In the forge operation itself, the composition and method of the invention result
in significant reductions in the cost of installing and maintaining fire prevention
and fire control systems, and in general permit the maintenance of a much safer environment
for personnel at a much lower cost.
[0045] Still further savings resulting from the use of the composition and method of the
invention may be realized in reduced premiums for fire, workmen's compensation, and
liability insurance.
[0046] The elimination of the carrier material significantly reduces raw material cost,
since, on a weight and volume basis, the carrier in conventional lubricants accounts
for well over 90% of the composition.
[0047] The need to maintain expensive and space-consuming cleaning facilities for plant
and finished parts is also reduced by the use of the composition and method of the
invention, since significantly less combustion residues will be produced in the absence
of the flashing off of mineral oil and volatile organic compound carriers.
[0048] Additional functional advantages are also achieved by the present invention.
[0049] In connection with the first aspect of the invention the incorporation of a resin
which is solubilized in an alkali and/or acid bath provides the advantage of a cleanable
forged part, even with the use of a dry powder lubricant.
[0050] Further, in the second aspect of the invention maintaining the particle size of the
lubricant powder within a narrow range permits a uniform coating of lubricant powder
to be applied with conventional powder coating equipment, even when utilizing equipment
which employs a fluidized bed as a powder reservoir. And, controlling the particle
size of the lubricant powder by its novel method of manufacture not only provides
spray consistency, but improves lubricant properties and cleanability as well.
[0051] As stated above, the composition of the present invention, in its most basic form,
is a carrier-free pulverulent metalworking lubricant. It may include any material
which will provide lubricating properties at the temperatures typically encountered
in a metal-forming process and which can be put into a physical form which permits
it to be applied to the die and/or the workpiece by conventional powder-coating equipment.
[0052] Many materials which will perform the function of lubricating the die and maintaining
a physical separation between the die and the workpiece are well known, and, of these
materials, many are in the physical form necessary to the practice of the present
invention; namely, a solid at room temperature. It is not necessary that the materials
employed in the composition of the invention remain either solid or pulverulent at
the temperatures typically encountered during a hot forging operation, e.g., about
600°F up to 1000°F for aluminum, and about 1500°F up to 2500°F for steel or titanium.
It is enough that they may be made to exist in a particulate form at ambient temperatures.
In that form, they can be applied by conventional powder-coating equipment, even though
they may partially or completely melt or burn when in contact with the heated die
or workpiece. Indeed, it is preferred that at least one component of the carrier-free
pulverulent metalworking lubricant becomes sticky upon being heated so as to assist
in adhering the dry metalworking lubricant composition to the workpiece and die surfaces.
[0053] Typical materials which are capable of maintaining a physical barrier between the
die and the workpiece and which function as solid lubricants are contemplated for
use in the composition of the first and second aspects of the invention. They include,
by way of example only, metal soaps, fatty acids, graphite, ceramics, high melting
polymer resins, natural and synthetic waxes, gilsonite, glasses, and mixtures of these
materials.
[0054] Useful metal soaps are those which are solids at room temperature, including many
sulfonates, naphthenates, and carboxylates. Of these, fatty acid soaps such as zinc
stearate and sodium stearate are preferred on account of their known properties, their
ready availability and low cost. However, other metal soaps known for their lubricant
properties, including, by way of example only, tin, copper, titanium, lithium, calcium,
and other alkali and alkaline earth metal soaps of fatty acids, may be advantageously
included.
[0055] Fatty acids themselves which are solids at room temperature may also be included,
and their relatively low cost, ready availability, and their contribution to the overall
lubricity of the composition makes them attractive for such use. One example is stearic
acid, which is advantageously used since it has good lubricating properties, is nontoxic,
inexpensive, and readily available.
[0056] Materials such as graphite and certain ceramic materials such as boron nitride are
useful for maintaining a physical separation between the die and the workpiece. While
the precise mechanism of the physical separation is not known, this characteristic
is believed to be attributable to the relatively planar crystalline structure of these
materials.
[0057] Useful high melting polymer resins include, by way of example, poly(tetrafluoroethylene)
(PTFE), high density polyethylene (HDPE), poly(vinylchloride) (PVC), polyesters, polyethylene
glycols, polyacrylates, polymethacrylates and polyamides. Indeed, almost any thermoplastic
material may be used. In the first aspect of the invention resins selected from the
group polyethylene glycol resins, polyester resins, polyacrylate resins, polymethacrylate
resins, polyamide resins and mixtures thereof are suitable as resins having a highly
polar functional group whereby said resin may be solubilized under strong acid or
basic conditions, said resin being a solid at room temperature.
[0058] Of the natural and synthetic waxes which may be advantageously employed, polyethylene
waxes of relatively high molecular weights are in general preferred on account of
the lubricity which they impart.
[0059] Glass materials useful in the present invention are preferably the low melting glasses,
including alumina, alumina/silica, silica and borax. Optionally, these glass materials
may be used in chopped fiber form.
[0060] In one basic form of the method of the invention, a coating of an effective amount
of a carrier-free pulverulent lubricant composition is applied to at least one of
the die and the workpiece, and the workpiece is then formed into the desired finished
part. In general, the application of the lubricant in accordance with the invention
may be accomplished by any conventional powder-coating equipment.
[0061] In one alternative method falling within the scope of the present invention, the
carrier-free pulverulent metalworking lubricant is applied by means of an electrostatic
spray apparatus, inasmuch as there is little loss of material on account of the electrostatic
attraction of the particles to the die and/or workpiece, and, since electrostatic
spray is known to produce a uniform coating on even complex-shaped parts.
[0062] In high temperature environments, such as aluminum, steel, and titanium forging operations,
maintaining sufficient charge on the lubricant particles is quite difficult when the
powder spray is directed to the die or workpiece in the vicinity of the press, and
the electrostatic powder coating apparatus provides little advantage over non-electrostatic
equipment. However, an electrostatic apparatus provides a significant benefit for
pre-coating aluminum, steel, or titanium workpieces at ambient temperature, after
which the workpiece is heated in an oven prior to insertion into the press. Similarly,
in cold forming operations, such as stamping and the like, which are carried out at
much lower temperatures, the advantages of electrostatic spray are maintained.
[0063] The lubricant of the invention may be applied to a heated or heating die in a manner
analogous to the application of conventional lubricants. Alternatively, the lubricant
composition may be sprayed onto a cold unforged workpiece, after which the workpiece
is heated to achieve a partial melt of the composition and subsequently placed into
a heated die for forging. In cold-forming operations, the workpiece may be spray-coated,
and the conventional step of heating the workpiece to flash off or evaporate an aqueous,
solvent or oil carrier may be eliminated.
[0064] It has been found that on account of their very powdery, even dust-like, nature,
such materials as graphite and amorphous boron nitride are, unless they have an electrostatic
charge, less easily retained on the surfaces of the die and workpiece than are some
of the other materials enumerated above. Drafts or currents of air may therefore undesirably
remove the pulverulent forging lubricant from the die and/or the workpiece prior to
the forging operation. Thus, when including one or more of these materials in a lubricant
of the second aspect of the invention formed as a dry admixture which is to be delivered
by a non-electrostatic powder coating apparatus, it is preferred to also include at
least one component having adhesive properties at typical forging temperatures, such
as a glass, gilsonite, or high melting polymer resin for the purpose of retaining
the lubricant on the die and the workpiece.
[0065] Some examples of the lubricant composition and metalworking method of the invention
are set forth below.
Examples 1 and 2
[0066] The following compositions were used to forge a box channel with high walls, approximately
0.125 inches thick, in a wrap die from aluminum alloy stock. The press was of the
hydraulic type, with the workpiece temperature being 700°F and the die temperature
375°F:

[0067] Only seven parts were forged; thus, optimization of spray techniques could not be
achieved. However, examination of the forged parts showed excellent metal movement,
with a complete die fill of the walls of the channel. There was excellent downsize
of the critical part dimension, and the parts released easily from the die, with no
sticking. The dies had some tendency to stick together; however, this is normally
experienced with this configuration of parts. Smoke levels were noticeably lower than
those produced when a conventional solvent, oil and graphite lubricant was used. Based
on this rather limited trial, the composition of Example 1 outperformed the composition
of Example 2 in each of the observed respects, though both were effective as forging
lubricants.
Example 3
[0068] In a comparative trial, the composition of Example 1 was evaluated using a conventional
solvent-based zinc stearate forging lubricant as a standard. The press was of the
mechanical type, with the workpiece temperature being 700°F and the die temperature
400°F.
[0069] Forty parts were forged from each composition. Examination of the forged parts showed
excellent metal movement with no drag. There was excellent downsize of the critical
part dimension. The parts released easily from the die, with no sticking, and there
was no buildup of lubricant residue on the parts. Smoke levels when using the composition
of Example 1 were significantly lower than those produced during the trials reported
in Examples 1 and 2.
Examples 4 and 5
[0070] Each of the following compositions was evaluated under the same conditions as those
of Example 3, and each was found to perform satisfactorily with significantly lower
smoke generation than conventional solvent-based lubricants.

[0071] The composition of Example 5 was also evaluated in the high-temperature environments
of steel and titanium forging, and it was found to perform satisfactorily in the forging
of both metals.
Examples 6-8
Examples 10-15
[0074] It is possible to achieve a limited improvement in cleanability of aluminum and aluminum
alloy parts by reducing or eliminating gilsonite from the composition, since it tends
to contribute to the formation of tar-like residues on the forged parts. But eliminating
this component improves cleanability only marginally, and at the price of reduced
performance, since the gilsonite provides good lubricity, while at the same time its
tacky character at forging temperatures tends to help a lubricant formed as a dry
admixture to adhere to the workpiece and the die.
[0075] What has been discovered to be extremely effective, however, is to replace the gilsonite
with a component which unexpectedly provides the combination of the same desirable
performance attributes contributed by gilsonite and other similar tacky substances,
together with a level of cleanability which is the equal of a conventional solvent
and/or oil based forging lubricant.
[0076] Specifically, the use of a resin component having certain physical and chemical attributes
can provide the combination of good performance and far superior cleanability required
for successful industrial use.
[0077] In general, any resin which has good lubricity properties at forging temperatures,
is a solid at ambient temperatures, and contains a highly polar functional group which
enables the resin to be solubilized in the caustic etch and/or acid bath will provide
this combination of properties. In general, halogenated resins are preferably avoided
in hot forging operations on account of their tendency to form hazardous combustion
products.
[0078] Particular resins which have been found useful in the practice of the invention include
the polyethylene glycol resins, polyester resins having terminal hydroxyl or carboxyl
functional groups, polyacrylate, polymethacrylate, and polyamide resins and mixtures
of these resins. Presently preferred are the polyester and polyethylene glycol resins
on account of their good lubricity properties, superior cleanability, and lack of
objectionable burn characteristics. Some examples of such resins are the polyethyleneglycol
resins sold under the tradename Pluracol by BASF, such as E4000 and E8000, the hydroxyl
functional polyester resins sold by Cargill, such as 30-3016, and the carboxyl functional
polyester resins sold by Cargill, such as 30-3065. These materials are generally dry
solids at room or ambient temperature, so that they are readily applied to the workpiece
and die by conventional powder coating equipment.
[0079] These resins provide the desired combination of lubricity and cleanability characteristics
when utilized in the composition of the invention in amounts of from about 5% to about
50% by weight of the composition, with a preferred range of from about 10% to about
30% by weight of the composition. Most preferably, the amount of resin is maintained
as low as possible while still providing the desired performance characteristics,
since these resins tend to be more expensive on a weight unit basis than many of the
other components of the composition. While, in general, an observable improvement
in cleanability is achieved when at least about 5% by weight of the composition is
a high-melting resin having a highly polar functional group, the upper concentration
limit is more an economic than a functional one.
[0080] It is important to note in this regard (and with respect to the determination of
the optimum concentration of any of the other components of the composition) that
small variations in the amount of resin used do not manifest themselves in readily
observable variations in performance or cleanability. Indeed, the evaluation of performance
and cleanability is highly subjective and not susceptible to quantification to any
meaningful degree. Thus, the weight percentage of resin or any other component in
the lubricant composition is not narrowly critical to the practice of the present
invention and may vary considerably without an adverse effect on performance.
Example 16
[0081] A lubricant powder composition was formulated in accordance with the invention as
follows:

[0082] The lubricant so formulated was successfully utilized in a high performance aluminum
forge operation for the purpose of forging a number of aircraft parts. The lubricant
of Example 16 was further found to perform successfully in typical steel (engine valves)
and titanium (turbine blades) forging operations.
Example 17
[0083] The forging of a first group of aluminum parts using the composition of Example 16
was carried out together with the forging of a second group of aluminum parts using
the composition of Example 5, and a series of three comparative cleaning tests was
conducted. The cleaning procedures and the results obtained are summarized below:
Cleaning Tests Detail
Test A - Process (Standard Etch)
[0084]
- Step 1 -
- Caustic soda, 8 oz/gal, 175-180° F, 120 sec
- Step 2 -
- Rinse, cold
- Step 3 -
- Rinse, cold
- Step 4 -
- Desmut, nitric acid 25%, 60 sec
- Step 5 -
- Rinse, cold
- Step 6 -
- Rinse, cold
- Step 7 -
- Rinse, hot
Results:
[0085] Removing Example 5 lubricant: poor cleaning
[0086] Removing Example 16 lubricant: marginally acceptable cleaning
Test B - Process:
[0087]
- Step 1 -
- 24% sulfuric acid, 6% nitric acid, 180 F, 10 min.
- Step 2 -
- Rinse, cold
- Step 3 -
- Rinse, cold
- Step 4 -
- Caustic soda, 8 oz/gal, 175-180 F, 120 sec
- Step 5 -
- Rinse, cold
- Step 6 -
- Rinse, cold
- Step 7 -
- Desmut, nitric acid 25%, 60 sec
- Step 8 -
- Rinse, cold
- Step 9 -
- Rinse, cold
- Step 10 -
- Rinse, hot
Results:
[0088] Removing Example 16 lubricant: essentially clean; equivalent to cleaning liquid lubricant
with standard etch process.
Test C - Process:
[0089]
- Step 1 -
- Nitric acid 50%, 120 sec
- Step 2 -
- Rinse, cold
- Step 3 -
- Caustic soda, 8 oz/gal, 140 F, 30-180 sec
- Step 4 -
- Rinse, cold
- Step 5 -
- Desmut, nitric acid 50%, 120 sec
- Step 6 -
- Rinse, cold
- Step 7 -
- Rinse, hot
Results:
[0090] Removing Example 16 lubricant: essentially clean; equivalent to cleaning liquid lubricant
with the same etch process.
[0091] Following a number of such comparative cleaning tests, a still further advantage
of the lubricant of Example 16 over a conventional zinc-containing lubricant was discovered;
namely, a 95% reduction in the amount of zinc present in the etch solutions. Reduction
of the metal content of industrial wastes is, of course, a valuable environmental
and economic benefit.
Example 18-21
[0092] Lubricant powder compositions also formulated in accordance with the present invention
are:

[0093] In another aspect of the invention, maintaining a narrow particle size range provides
greatly improved spray efficiency and consistency, such that a substantially uniform
coating of powder lubricant could be applied to the workpiece. The best results are
obtained, of course, when the particles of lubricant powder are of essentially uniform
size. For the purpose of the invention, "substantially uniform size" means that there
are relatively few or no particles more than 15% larger or smaller than the average.
Most preferably, there are relatively few or no particles more than 10% larger or
smaller than the average.
[0094] In general, a particle size of from 10 microns to 300 microns produces acceptable
results, though a size of 40 microns or greater is preferred to minimize the extent
to which lubricant particles remain airborne in the form of dust. There are two objectives
in minimizing dusting; namely, to provide an environmentally safer environment for
the worker, and to reduce lubricant material loss by increasing the efficiency and
accuracy of the powder spray.
[0095] The upper limit on particle size is essentially a function of the capability of the
spray equipment and of the ability of the particles to adhere to the surface of the
workpiece in a substantially uniform coating. Most preferably, a particle size of
about 50 microns to about 100 microns is utilized, since commercially available powder
coating equipment functions best in this range.
[0096] One manner of controlling both particle size and the range of particle sizes is to
utilize as starting materials lubricant components which have been ground or sieved
to a substantially uniform size. The components may then be readily admixed by conventional
dry mixing techniques, such as by use of a ribbon blender, a tumbling blender, or
a twin shell blender. An obvious drawback of this procedure is the time, effort, and
expense involved in either purchasing or processing each of the components to the
desired size and size range. Moreover, the dry blending process itself causes the
particles to abrade one another, thereby creating a multitude of small particles,
and therefore once again broadening the particle size range.
[0097] It has been discovered that one may overcome the shortcomings of the method of controlling
particle size just described, and may also achieve other significant improvements,
by forming the lubricant powder in an entirely different manner. Specifically, it
has been discovered that a high performance powdered lubricant having a well-controlled
particle size range may be formed by the following method: First, the lubricant components,
which may be in any conveniently available comminuted form, such as powders, flakes,
small pellets, and the like, essentially regardless of their particle size, are admixed
in the desired proportions to form a dry lubricant premix. The dry lubricant premix
is then heated with agitation to form an essentially homogenous melt. A temperature
of from about 100° C to about 200° C is usually sufficient to provide a consistency
which permits melt mixing. The homogenous melt is then cooled to form a solid mass.
The solid mass is then ground at low temperature to the desired particle size by conventional
cold-grinding techniques. Equipment capable of performing this operation is commercially
available. In one such process, the homogenous lubricant melt is discharged onto a
rotating metal plate which is chilled to about 40° F (10° C) to solidify the mass
in sheet form. The sheets are then broken into shards which are in the range of 1
to 3 centimeters across. The shards are then, in turn, hammer-milled to the desired
particle size in an air-conditioned room. Other similar processes solidify the melt
into ribbon form, after which it is broken into chips and milled to the desired particle
size under suitable conditions.
[0098] Typically, the milling equipment is rather massive, and is constructed of steel or
other metal. It therefore becomes conditioned to the ambient room temperature of on
the order of about 60°F to 70°F, and provides a highly efficient heat sink for the
lubricant composition as it is milled. If necessary, the apparatus can be further
chilled by, for example, circulating liquid nitrogen through a network of internal
channels provided for that purpose. This temperature control permits optimization
of the process in terms of controlling particle size, since many of the lubricant
components would become tacky or semi-solid upon being subjected to the heat generated
in conventional grinding or milling processes, but remain dry solids at lower temperatures.
[0099] Alternatively, the lubricant of the invention may be produced by forming a homogenous
melt of the components as described above, and then spray-drying the melt in a conventional
manner to the desired particle size.
[0100] Not only do these processes of producing the lubricant of the invention greatly facilitate
controlling the particle size of the composition, thus optimizing the process of applying
it to the die and workpiece, but they produce improvements in the performance of the
lubricant composition. Since the lubricant particles are ground or spray-dried from
an essentially homogenous mass, the lubricant components are far more evenly distributed
in the composition than could be accomplished using conventional dry mixing techniques.
Indeed, the process described can produce individual particles of heterogeneous composition,
and having much more uniform dielectric properties than a strictly dry-mixed composition.
[0101] The result is that, when sprayed onto the die and workpiece at elevated temperatures,
the particles melt and fuse to form a lubricant film which is substantially uniform.
Not only are the lubricant components more evenly distributed on the die and workpiece
surfaces when the particles are manufactured in this fashion, thus providing improved
resistance to sticking and more uniform metal flow along surfaces, but the cleanability
of the composition is improved on account of the more uniform distribution of the
resins which are included for that purpose.
[0102] The process of applying the lubricant of the invention is carried out at essentially
ambient pressure by the use of conventional powder coating equipment. For example,
it is well known that, in a conventional electrostatic powder coating apparatus, a
fluidized bed of powder feeds a spray wand having an electrode at its tip. While the
apparatus injects air into the powder at rather low pressure to form the fluidized
bed, by the time the powder reaches the applicator wand tip (typically a distance
of about 20 feet), the air carrying the powder (and therefore the powder stream) is
at quite low, essentially ambient pressure. The charge imparted to the powder by the
electrode provides the acceleration necessary to carry the powder to the die (maintained
at ground). Once on the die surface, the lubricant powder may be retained there by
the adhesive properties of at least one component included for that purpose.
[0103] Alternatively, a conventional powder coating apparatus, whether electrostatic or
non-electrostatic, may utilize a gravity-fed conical hopper as a powder source, rather
than a fluidized bed. Such an apparatus has been found particularly useful when utilizing
lubricant powders of widely varying particle size or relatively heavy lubricant blends,
which do not readily form fluidized beds. When such a gravity-fed apparatus is utilized,
it has been further found that optimal results in feeding the powder to the spray
wand are obtained when the lubricant particles are either substantially spherical
in shape or have substantially smooth surfaces, or, most preferably, both. These characteristics
permit the lubricant particles to flow more easily, since they will have less tendency
to fuse on account of impact or to wedge against one another, thereby blocking flow
of material. From the standpoint of optimizing both shape and surface characteristics,
the method of manufacture described above which employs spray-drying is the preferred
one, since spray-drying inherently produces substantially spherical, substantially
smooth particles.
[0104] In the process of the invention, a coating of the lubricant powder is applied to
the workpiece and the die in a fashion much like painting. The lubricant is not worked
onto or into the die or workpiece surface. Rather, the process is more akin to painting
the lubricant onto the die than to hammering it into the surface.
[0105] From the foregoing description and examples, it is apparent that the objects of the
present invention have been achieved. While only certain embodiments have been set
forth, alternative embodiments and various modifications will be apparent to those
skilled in the art. These and other alternatives and modifications are considered
equivalents and within the spirit and scope of the present invention.
1. A carrier-free pulverulent metalworking lubricant composition, said composition comprising
at least one resin having a highly polar functional group, whereby said resin may
be solubilized under strong acid or basic conditions, said resin being a solid at
room temperature.
2. A composition according to claim 1, wherein said at least one resin is selected from
the group consisting of polyethylene glycol resins, polyester resins, polyacrylate
resins, polymethacrylate resins, polyamide resins and mixtures thereof.
3. A composition according to claim 2, wherein said at least one resin comprises a polyester
resin having a carboxyl functional group.
4. A composition according to any preceding claim wherein said at least one resin is
present in an amount of from about 5% to about 50% by weight of the composition.
5. A composition according to any preceding claim, said composition being substantially
free of gilsonite.
6. A composition according to any preceding claim further comprising a solid lubricant
selected from the group consisting of metal soaps, graphite, ceramics, natural and
synthetic waxes, glasses, fatty acids and mixtures thereof.
7. A composition according to claim 6, wherein said metal soap is selected from the group
consisting of carboxylates, naphthenates, sulfonates and mixtures thereof.
8. A composition according to claim 6 wherein said metal soap comprises at least one
fatty acid soap.
9. A carrier-free pulverulent metalworking lubricant composition, said composition having
a substantially uniform particle size.
10. A composition according to claim 9, said composition being substantially free of particles
having a particle size which varies more than 15% from the average particle size of
said composition.
11. A composition according to claim 9 or claim 10 comprising at least one solid lubricant
selected from the group consisting of metal soaps, graphite, ceramics, high melting
polymer resins, natural and synthetic waxes, glasses, fatty acids and mixtures thereof.
12. A composition according to claim 11, wherein said metal soap is selected from the
group consisting of carboxylates, naphthenates, sulfonates and mixtures thereof.
13. A composition according to claim 11, wherein said metal soap comprises at least one
fatty acid soap.
14. A composition according to any one of claims 11 to 13 wherein said high melting polymer
resin is poly (tetrafluoroethylene), high density polyethylene, poly(vinylchloride),
polyethylene glycol, polyester, polyamide, polyacrylate, polymethacrylate or mixtures
thereof.
15. A composition according to any one of claims 11 to 14 wherein at least one component
of said composition has adhesive properties at forging temperatures.
16. A composition according to claim 15 wherein said at least one component having adhesive
properties at forging temperatures is selected from the group consisting of natural
and synthetic waxes, high melting polymer resins, gilsonite and glasses.
17. A carrier-free pulverulent metalworking lubricant according to claim 16 comprising:
(a) at least one component selected from the group consisting of graphite and boron
nitride; and,
(b) a glass.
18. A method of forming a carrier-free pulverulent metalworking lubricant composition
from lubricant components, comprising the steps of
(a) forming a dry admixture of lubricant components,
(b) heating said admixture to a temperature sufficient to melt at least one component
of said admixture,
(c) agitating said heated admixture to form a substantially homogenous melt,
(d) cooling said substantially homogenous melt to form a substantially solidified
mass, and
(e) comminuting said substantially solidified mass to a desired particle size or spray
drying said melt to a desired particle size.
19. A method according to claim 18, wherein said step of comminuting said substantially
solidified mass to a desired particle size is carried out under conditions of lower
than room temperature.
20. A method of forging a workpiece in a die comprising the steps of
(a) applying to at least one of said die and said workpiece a coating of an effective
amount of a carrier-free pulverulent lubricant composition, said composition comprising
at least one resin having a highly polar functional group, whereby said resin may
be solubilized under strong acid or basic conditions, said resin being a solid at
room temperature, and,
(b) forging said workpiece in said die.
21. A method according to claim 20 wherein the workpiece is aluminium.
22. A method according to claim 20 or 21 wherein said carrier-free pulverulent lubricant
composition is applied by spraying.
23. A method according to claim 22 wherein said carrier-free pulverulent lubricant composition
is applied by electrostatic spraying.
24. A method according to any one of claims 20 to 23 comprising the steps of
(a) applying to said workpiece a coating of an effective amount of said carrier-free
pulverulent lubricant composition;
(b) heating said workpiece to a pre-selected temperature;
(c) inserting said workpiece into said die; and,
(d) forging said workpiece in said die.
25. A method of forging a workpiece in a die comprising the steps of
(a) applying to at least one of said die and said workpiece a coating of an effective
amount of a carrier-free pulverulent lubricant composition, said composition having
a substantially uniform particle size, and,
(b) forging said workpiece in said die.
26. A method according to any one of claims 20 to 24 wherein said lubricant composition
further comprises graphite, a fatty acid which is a solid at room temperature and
a metal soap.
27. A method according to claim 25 wherein said lubricant composition comprises, by weight,
from 5% to about 50% of said at least one resin, from about 15% to about 60% graphite,
from about 10% to about 30% of a fatty acid which is a solid at room temperature and
from about 20% to about 50% metal soap.