BACKGROUND OF THE INVENTION
[0001] Halogen containing polymers, especially those containing chlorine, are used widely
and have great commercial significance. Polyvinyl chloride (PVC), in particular, is
used in packaging, siding, pipe, and many extruded shapes. Such large scale and diverse
use of the halogen-containing polymers depends upon the incorporation therein of good
heat and light stabilizers. PVC, for example, is known to have a tendency to degrade
upon prolonged exposure to heat and light during processing and use. Darkening or
other color change and the loss of tensile, flexural, and impact strengths are the
results of such degradation. Unless good low-cost stabilizers are available for addition
to the polymer composition, the service life of articles made from the composition
will be limited, and its use severely restricted, as will be the conditions for making
it.
[0002] One particularly troublesome form of degradation occurs when the polymer composition
is processed into articles by methods employing heat to melt or soften the polymer.
A color change can occur during the first few minutes at high temperatures (e.g.,
from about 175 to about 200°C) and it is commonly referred to as early color or early
discoloration. The avoidance of such early color is notably important in the manufacture
of plastic pipe and siding. It is, of course, also important to prevent or reduce
discoloration and deterioration of the polymer during extended exposure to high temperatures,
which can lead to sudden and catastrophic degradation into a pitch-like abrasive material
and cause the formation of corrosive materials such as HCl inside the fabricating
equipment. The inner, highly polished surfaces of the equipment can thus be rendered
essentially useless.
[0003] Attempts have been made to replace organo-tin stabilizers at least in part with other
organo-metal compounds such as zinc mercaptoesters. The complete replacement of organo-tin
compounds by zinc mercaptoesters such as [C₈H₁₇OC(=O)CH₂S]₂ Zn in combination with
alkali metal salts of organic acids is taught in Japanese Kokai 75 89451. In U.S.
Patent No. 4,515,916, Molt teaches that a composition comprising a zinc mercaptoester,
a basic inorganic alkali metal or alkaline earth metal compound, and, optionally,
a substituted dihydropyridine is useful as a stabilizer for halogen-containing polymers.
SUMMARY OF THE INVENTION
[0004] It is an object of this invention to provide an improved method for the preparation
of a zinc mercaptoester.
[0005] It is an object of this invention to eliminate the need to isolate a very viscous
zinc mercaptoester that is difficult to move to and from a storage tank.
[0006] It is a related object to provide a non-volatile zinc mercaptoester/wax matrix which
has a very low, water-like viscosity at 80°C.
[0007] It is an object of this invention to provide an improved heat stabilizer for halogen-containing
polymer compositions.
[0008] It is an object of this invention to provide a halogen-containing polymer composition
having improved heat stability.
[0009] It is a related object of this invention to provide a PVC composition having its
extrusion properties improved by a novel lubricant/heat stabilizer.
[0010] These and other objects which will become apparent from the following description
are achieved by a novel method for making the zinc mercaptoester. It is quite surprising
that the new method by which the zinc mercaptoester is made not only obviates the
necessity of isolating and transporting a very viscous product but also provides a
product having a much improved performance as a heat stabilizer for halogen-containing
polymer compositions. It is also quite gratifying that the resulting zinc mercaptoester/wax
matrix serves as an expedient medium for the preparation and utilization of a lubricant
for the processing of halogen-containing polymers.
[0011] The novel method of this invention for the preparation of a zinc mercaptoester comprises
agitating a mixture of zinc oxide, a mercaptoester, and paraffin wax at a temperature
at least equal to the melting range of the wax. Either the American or the French
process zinc oxide is suitable. Any ratio of zinc oxide and mercaptoester will suffice
so long as the reaction conditions are such as to drive the condensation of the sulfhydryl
group of the ester and the oxygen atom of the zinc oxide and the splitting out of
water but it is preferred to use a stoichiometric ratio of the reactants. A temperature
higher than the melting point of the wax will be necessary for the removal of water
at a practical rate at atmospheric pressure but under reduced pressure the reaction
will proceed satisfactorily at from about 50° to about 80°C, the melting range for
the wax. The maximum temperature is about 140°C.
[0012] Mercaptoesters useful in the method of this invention include those having the formula
HS-[CHC(=O)OR]
x(CH₂)
y-C(=O)OR wherein R is a straight or branched chain saturated alkyl radical having
from 1 to 20 carbon atoms, and x = 0 or 1, y = 1 or 2, and y = 1 when x = 1.
[0013] Alkyl esters, as thus characterized, of mercaptoacetic (thioglycolic), β-mercapto-propionic,
and mercaptosuccinic (thiomalic) acids exemplify mercaptoesters suitable for the method
of this invention. The 2-ethylhexyl, iso-octyl, and n-octadecyl esters are preferable
from the standpoint of the effectiveness of the heat stabilizers ultimately derived
from them. Particularly preferred for that purpose are the iso-octyl and 2-ethylhexyl
mercaptoacetates, iso-octyl mercaptopropionate, and the n-octadecyl mercaptoacetate
and mercaptopropionate. All of these mercaptoesters are either available commercially
or are easily made by conventional esterification procedures. The acids from which
the esters are derived are also generally available commercially but may be made if
so desired by procedures of long-standing in the chemical arts. Mercaptoacetic acid,
for example, may be made by the reaction of sodium hydrosulfide with sodium chloroacetate
and subsequent acidification. β-mercaptopropionic acid is obtained in about 80% yield
from the reaction of sodium hydrosulfide with β-propiolactone in acetonitrile and
subsequent acidification. Mercaptosuccinic acid may be made by adding hydrogen sulfide
across the double bond of maleic anhydride followed by hydrolysis. Also suitable for
the purposes of this invention are the alkyl esters of α-mercapto-propionic acid,
which may be prepared from α-chloropropionic acid and sodium thiosulfate according
to the procedure described in U.S. Patent No. 2,413,361, which is incorporated herein
by reference. The alkyl esters may be made by conventional techniques. The respective
zinc derivatives of the particularly preferred mercaptoesters are thus the preferred
heat stabilizers in the compositions of this invention. Either French or American
process zinc oxide is suitable for their preparation according to the method of this
invention. Both are available in lead-free grades, which are preferable.
[0014] The waxes utilized in the present invention are low molecular weight hydrocarbon
waxes including but not limited to polyethylene waxes, paraffin waxes, and microwaxes.
In general, the useful hydrocarbon waxes have melting points from about 30 to about
90°C. Specific examples of these waxes include polyethylene waxes having melting points
of about 38 to 50°C and penetrations (ASTM D 1321) of 1 to 20; microwaxes having melting
points of about 60 to about 90°C and penetrations of 10 to 40; paraffin waxes having
melting points of about 30 to aobut 60°C and penetrations of 10 to 40. Blends of the
foregoing waxes may also be used. Paraffin waxes are preferred.
[0015] The paraffin wax conveniently functions as the reaction matrix and as a lubricant
in the final composition which will be processed in the manufacture of pipe and the
like. It is generally a mixture of saturated hydrocarbons having from about 22 to
about 30 carbon atoms and is obtained as a petroleum fraction. Waxes sold under the
trademark Advawax® 165 by Morton International, Inc. and under the trademark Hoechst
XL 165 are suitable.
[0016] The paraffin wax, along with the zinc mercaptoester which has been made therein,
may also function as a matrix for the in situ preparation of another lubricant useful
in the compositions of this invention by adding calcium hydroxide and stearic acid
to the matrix and heating it to form calcium stearate. Optionally, a partially oxidized
polyethylene may be added to the mixture of wax and zinc mercaptoester before or after
the reaction of the calcium hydroxide and stearic acid is complete. The temperature
of the reaction mixture is from about 110 to about 126°C. The oxidized ethylene polymer
also functions as a lubricant and it is exemplified by the Allied Chemical AC629A
product.
[0017] Although the heat stabilizer of this invention is superior in performance to that
taught in U.S. Patent No. 4,515,916 even when the optional substituted dihydropyridine
is used, the compositions of this invention may also contain said dihydropyridine
as an optional component. As used herein, the term substituted dihydropyridine means
a heterocyclic compound represented by the formula:

wherein R is the same or different saturated or unsaturated alkyl radical having from
1 to 20 carbon atoms in a straight or branched chain. Examples of particular substituted
dihydropyridines which are suitable include those in which both R radicals are ethyl
(referred to in the working examples hereinafter as DHP-1) or dodecyl (DHP-2). A method
for the preparation of said dihydropyridines is taught in U.S. Patent No. 4,209,439,
which is incorporated herein by reference.
[0018] The halogen containing polymers which are stabilized by the stabilizer compositions
of this invention and which are useful in the polymer compositions of this invention
include, for example, halogenated polyolefin homopolymers, halogenated polyolefin
copolymers, polymer blends containing a halogenated polyolefin homopolymer or copolymer,
vinyl halide homopolymers, vinyl halide copolymers and polymer blends containing vinyl
halide homopolymer or copolymers. As vinyl halide homopolymers, vinyl halide copolymers
and polymer blends containing vinyl halide homopolymers or vinyl halide copolymers
usable in the practice of this invention there, for example, may be used (1) polyvinyl
chloride, there, for example, may be used (1) polyvinyl chloride, polyvinylidene chloride,
polyvinyl bromide, polyvinyl fluoride, polyvinylidene fluoride, (2) copolymers of
vinyl chloride with a copolymerizable ethylenically unsaturated monomer such as vinylidene
chloride, vinyl acetate, vinyl butyrate, vinyl benzoate, diethyl fumarate, diethyl
maleate, other alkyl fumarates and maleates, vinyl propionate methyl acrylate, 2-ethylhexyl
acrylate, butyl acryalate, ethyl acrylate, and other alkyl acrylates, methyl methacrylate,
ethyl methacrylate, butyl methacrylate, hydroxyethyl methacrylate and other alky methacrylates,
methyl alpha chloracrylate, styrene, vinyl ethers such as vinyl ethyl ether, vinyl
chloroethyl ether, vinyl phenyl ether, vinyl ketones such as vinyl methyl ketone,
vinyl phenyl ketone, 1 fluoro-1-chlorothelene, acrylonitrile, chloroacrylonitrile,
allylidene diacetate, chloroallylidene diacetate, ethylene and propylene, and (3)
polymer blends such as blends of polyvinyl chloride and polyethylene, polyvinyl chloride
and chlorinated polyethylene, polyvinyl chloride and polymethyl methacrylate, polyvinyl
chloride and polybutylemethacrylate, polyvinyl chloride and polystyrene, polyvinyl
chloride and acrylonitrile-butadiene-styrene copolymer, and polyvinyl chloride and
polyetheylene and polymethy methacrylate. Typical vinyl halide copolymers usable in
this invention include vinyl chloride-vinyl acetate (87:13), vinyl chloride-vinylidene
chloride (95:5), vinyl chloride-trichloroethylene (95:5) and vinyl chloride-2-ethylhexyl
acrylate (80:20). The polymer blends usable in the practice of this invention comprise
physical blends of at least two distinct polymeric species and contain from 25 to
95 weight percent of vinyl halide homopolymer.
[0019] In addition to the halogen-containing polymer and the stabilizer composition, the
polymer composition of this invention may contain conventional additives such as fillers,
pigments, plasticizers, dyes, antioxidants, and ultraviolet light stabilizers. It
may also contain lubricants other than those described above, such others being exemplified
by stearyl stearate, cetyl palmitate, and other ester waxes. Materials such as calcined
clays, calcium carbonate, and talcs may be used as fillers. Suitable pigments include
titanium dioxide, carbon black, and iron oxide. Phthalates, sebacates, adipates, phosphates,
and fatty esters having between 16 and 150 carbon atoms are representative of well
known plasticizers suitable for the compositions of this invention. Suitable antioxidants
include tricresyl phosphite; 2,6-di-t-butyl-4-methyl phenol; 2,6-di-t-butyl-4-decyoxy
phenol; and 2-t-butyl-4-octadecyloxy phenol.
[0020] The stabilizer compositions of this invention are prepared by heating the paraffin
wax to a temperature at which it becomes molten, adding the zinc oxide and the mercaptoester
and heating the mixture to drive off water as it is formed by the condensation. A
small amount, on the order of about 0.1 % by weight of the zinc mercaptide product,
of an organic acid may be used as an initiator for the reation. The condensation may
be conducted at atmospheric pressure or at a reduced pressure. If unreacted zinc oxide
remains, it may be removed from the reaction mixture by filtration or centrifugation.
The product, rather than being so viscous as to be difficult to handle,
has a very low viscosity at temperatures as low as about 80°C.
[0021] For the purposes of this invention, the stabilizer composition is defined to include
the lubricants, whether made
in situ or otherwise, because of their important effect on the stability of the polymer compositions
during mastication and extrusion. Thus, the method of this invention also includes
the addition of the lubricant to the wax matrix containing the zinc mercaptoester
made therein.
[0022] The amount of each component in the stabilizer compositions may vary over a wide
range. Generally, however, the stabilizer compositions comprise from about 5 % to
about 85 %, preferably from about 10 % to about 20 %, of the zinc mercaptoester made
by the method of this invention, from about 15 % to about 80 % of the paraffin wax,
from 0 to about 20 % of the calcium stearate, and, when used, from about 1 % to about
20 %, preferably from 5 to about 10 %, of the substituted dihydropyridine, all percentages
being by weight based on the total weight of the stabilizer composition.
[0023] Likewise, the amount of the stabilizer composition employed in the polymer compositions
of this invention may vary over a wide range. An effective amount is, of course, all
that is needed. In general, that effective amount may be as little as 0.2 part by
weight, or less, of the stabilizer composition per hundred parts by weight of the
halogen-containing polymer. While there is no critical upper limit on the amount of
stabilizer composition, amounts in excess of 15 parts by weight per hundred parts
by weight of the halogen-containing polymer do not yield a commensurate increase in
effectiveness. Preferably, the stabilizer compositions of this invention are employed
in amounts ranging from about 1 part to about 7 parts by weight per hundred parts
by weight of the halogen-containing polymer.
[0024] The polymer composition of this invention may be prepared by methods well known in
the art and by the use of conventional equipment. The stabilizer composition may be
added to the halogen-containing polymer with continuous blending in a high intensity
mixer such as a Henschel blender. The important consideration is that the the stabilizer
composition and the halogen-containing polymer be thoroughly blended.
[0025] The stabilized halogen-containing polymer compositions of this invention may be used
to form articles of manufacture such as pipe. A variety of conventional molding techniques
may be employed to form the stabilized compositions into any desired shape.
[0026] The following examples illustrate the invention. Unless otherwise indicated, all
amounts, parts, and percentages are by weight.
EXAMPLE 1
[0027] A mixture of 130 parts of paraffin wax (Hoechst XL-165, 35 parts (0.17 equivalent),
0.2 part of acetic acid, 15 parts of an oxidized polyethylene, and an antifoam agent
was heated to 110°C before 6.82 parts (0.17 equivalent) of zinc oxide was added gradually.
This mixture was sparged with a stream of nitrogen at 110° C for one hour to drive
off water from the reaction of the oxide with the sulfhydryl group. Then 61.11 parts
(0.2 equivalent) of stearic acid was mixed with the zinc salt/wax solution and 8 parts
(0.17 equivalent) of calcium hydroxide was added. This mixture was held at 110°C for
0.5 hour and, upon pouring one-half of it into a shallow pan, it was noted that it
poured easily like water and solidified upon cooling. This was fraction A of Example
1. To the remainder there was added about 0.4 part of the substituted dihydropyridine
referred to hereinabove as DHP-1 and the mixture was heated for a further 0.5 hour
before it was poured into a shallow pan for solidification. This was fraction B of
Example 1.
EXAMPLE 2
[0028] Paraffin wax (69.36 parts) was heated to 110°C and 0.1 part of glacial acetic acid
and 3.8 parts (0.093 equivalent) of zinc oxide were added. The mixture was held there
for 0.5 hour before twenty parts (0.098 equivalent) of 2-ethylhexylthioglycolate were
added. The reaction mixture was held at 110°C for 45 minutes. The liquid had a very
low viscosity, somewhat like water, when it was poured into a shallow pan.
EXAMPLE 3
[0029] The general procedure of Example 2 was followed except that methane sulfonic acid
was used instead of acetic acid as the initiator. After panning, the product solidified
upon cooling.
EXAMPLES 4 and 5
[0030] In these examples, a PVC composition suitable for the fabrication of pipe is prepared
by blending 100 parts of poly vinylchloride (OXY 225 PG), 5 parts of a coated calcium
carbonate (Omya FT), 1 part of titanium oxide (TiPure R960, Dupont), and 0.3 part
of calcium hydroxide (all of which is referred to hereinbelow as the Base PVC Formulation)
with 2.5 parts of fraction A of Example 1 and 0.3 part of DHP-1 to give the product
of Example 4 and with 2.8 parts of fraction B of Example 1 to give the product of
Example 5. The blending was accomplished with the use of a Henschel high intensity
mixer at temperatures up to about 110°C. Dynamic Mill Performance testing of a Control
composition and of the products of Examples 5 and 6 was conducted by masticating the
cooled blends on a two roll mill at 390°F. The roll speed for the front roll was 30
rpm and for the back roll it was 40 rpm. Samples of the fused composition were taken
every minute. Colorimetry tests of the samples gave the results shown in Table I.
The Control was a blend of the Base PVC Formulation with 1.3 parts of paraffin wax,
0.6 part of calcium stearate, 0.15 part of the oxidized polyethylene, 0.4 part of
a separately prepared zinc 2-ethylhexylthioglycolate, and 0.3 part of the DHP-1, blended
in the same manner as the stabilized polymer compositions of this invention.

[0031] The fusion time, minimum torque, and maximum torque of the fused products of Examples
4 and 5 during a Brabender test were also compared with those of the Control. The
test conditions were: 190°C temperature, 76 grams weight, and 60 rpm rotor speed.
The results are given in Table II.
TABLE II
Example No. |
Fusion Time (min.) |
Minimum Torque (g·m) |
Maximum Torque (g·m) |
Control |
1.5 |
1700 |
2800 |
4 |
1.0 |
1675 |
2975 |
5 |
1.1 |
1700 |
2950 |
EXAMPLES 6 and 7
[0032] In these examples, a Base Lubricated PVC Formulation containing 100 parts of poly
vinylchloride (Shintech SE-950), 5 parts of a coated calcium carbonate (Omya FT),
1 part of titanium oxide (TiPure R960, Dupont) , 0.4 part of calcium stearate, 0.3
part of calcium hydroxide, 0.3 part of DHP-1, and 0.15 part of oxidized polyethylene
was blended with 0.4 part of a separately prepared zinc 2-ethylhexylthioglycolate
and 1.2 parts of paraffin wax to make a Control composition. The same Base Lubricated
PVC Formulation was also blended with 1.6 parts of the zinc 2-ethylhexylthioglycolate
of Example 2 to give the stabilized polymer composition of Example 6 and with the
zinc 2-ethylhexylthioglycolate of Example 3 to give the stabilized polymer composition
of Example 7. Blending was performed in substantially the same manner as in Examples
4 and 5. Each of these blends were tested according the Dynamic Mill Performance Test
procedure described in Examples 4 and 5. The colorimeter results are given in Table
III.

1. A method for the preparation of a zinc mercaptoester comprising heating a mixture
of zinc oxide, a mercaptoester and hydrocarbon wax and removing water as it forms.
2. A method according to claim 1 wherein the mixture is heated to a temperature at least
equal to the melting range of the wax.
3. A method according to claim 1 or claim 2 wherein the mercaptoester has the formula
HS-[CHC(=O)OR]x-CH₂)y-C(=O)OR] wherein R is a straight or branched chain saturated or unsaturated aliphatic
hydrocarbon radical having from 1 to 20 carbon atoms, x = o or 1, y = 1 or 2, and
y = 1 when x = 1.
4. A method according to claim 3 wherein R represents a substituted or unsubstituted
alkyl group.
5. A method according to any preceding claim wherein the wax is selected from polyethylene
waxes, paraffin waxes and microwaxes.
6. A method according to any preceding claim which includes the additional steps of adding
calcium hydroxide and stearic acid and heating the resulting mixture to remove water
and form a stabilizer composition.
7. A heat stabilizer composition essentially of a paraffin wax, calcium stearate, and
a zinc mercaptoester made by reacting zinc oxide with a mercaptoester having the formula
HS-[CHC(=O)OR]x-CH₂)y-C(=O)OR] wherein R is a straight or branched chain saturated or unsaturated aliphatic
hydrocarbon radical having from 1 to 20 carbon atoms, x = o or 1, y = 1 or 2, and
y = 1 when x = 1 in the paraffin wax matrix.
8. A heat stabilizer composition according to claim 7 which includes calcium stearate
prepared in the zinc mercaptoester/paraffin wax matrix from calcium hydroxide and
stearic acid.
9. A polymer composition comprising a halogen-containing polymer and a heat stabilizer
composition according to claim 7 or claim 8.