[0001] The present invention concerns a liquid nutritional composition having low buffer
strength.
[0002] There are reports that indicate that breast fed infants experience fewer episodes
of both gastrointestinal tract and respiratory tract infections than their bottle-fed
counterparts (Jason et al., "Mortality and Infectious Disease Associated with Infant-Feeding
Practices in Developing Countries,"
Pediatrics, 74(Suppl), 1984, 702-727; Kovar, et al, "Review of the Epidemiologic Evidence for an
Association Between Infant Feeding and Infant Health,"
Pediatrics, 74(Suppl), 1984, 615-638). Accordingly, breast milk is considered to be the best food
for newborn infants because of its nutritional value as well as its ability to provide
protection against various infectious diseases. The greater protection associated
with breast-feeding is believed to be due to the presence in human milk of a number
of antimicrobial factors. Examples of anti-infective factors that are reportedly present
in human milk but not conventional artificial formulas include lactoferrin, specific
immunoglobulins, lysozyme, and lactoperoxidase. While the activity of anti-infective
factors in human milk has been repeatedly demonstrated
in vitro, the efficacy of individual factors has not been demonstrated
in vivo.
[0003] Most intestinal pathogens are transmitted from human to human by the fecal-oral route.
It is commonly believed that the acidic nature of gastric secretions provides a very
effective host defense against intestinal pathogens by inactivating orally ingested
pathogens before they reach the small or large intestine where they become established
and cause disease. Indeed, numerous studies have described the germicidal role of
gastric acid secretions in establishing a gastric barrier to infection (Drasar, et
al., "Studies on the Intestinal Flora. I. The bacterial flora of the gastrointestinal
tract in healthy and achlorhydric persons,"
Gastroenterology, 56, 1969, 71-79; Giannella, et al., "Influence of Gastric Acidity on Bacterial and Parasitic
Enteric Infections,"
Annals of Internal Medicine, 78, 1973, 271-276).
[0004] For example, gastric contents from human subjects are virtually sterile when the
pH is at a level of 4 or below. Secondly, studies with human volunteers have shown
that the infective dose of
V.
cholerae is lowered from 10⁸ to 10⁴ bacteria by co-administration of sodium bicarbonate with
the bacteria to neutralize gastric acid (Cash, et al., "Response of Man to Infection
with
Vibrio cholerae. I. Clinical, Serologic, and Bacteriologic Responses to a Known Inoculum,"
The Journal of Infectious Diseases, 129, 1974, 45-52). Such evidence collectively points to a major role for gastric acidity
in the inactivation of orally ingested intestinal pathogens.
[0005] Studies with newborn infants, however, indicates minimal secretion of acid and pepsinogen
in the stomach (Christie, D. L., "Development of Gastric Function During the First
Month of Life,"
Textbook of Gastroenterology and Nutrition in Infancy, E. Lebenthal (ed), Raven Press, New York, 1981, pages 109-120; Deren, J. S., "Development
of structure and function in the fetal and newborn stomach,"
The American Journal of Clinical Nutrition, 24, 1971, 144-159). Acid production rates on a body-weight basis are less than 50% of
adult values for the first 3 months in infants. Adult production rates are not reached
until 2 years of age (Agunod, et al., "Correlative Study of Hydrochloric Acid, Pepsin,
and Intrinsic Factor in Newborns and Infants,"
American Journal of Digestive Diseases, 14, 1969, 400-414). This is in accordance with the observation that the pH of gastric
contents is higher in infants (Gryboski, et al.,
Gastrointestinal Problems in the Infant, 2nd ed., W. B. Saunders and Co., Philadelphia, PA, 1983, page 217; Usowicz, et al.,
"Does gastric acid protect the preterm infant from bacteria in unheated human milk?"
Early Human Development, 16, 1988, 27-33) than in adults (Mayes, P. A., "Digestion/Absorption in the Gastrointestinal
Tract,"
Harper's Review of Biochemistry, 19th ed., D. W. Martin, P. A. Mayes, and V. W. Rodwell (eds.), Lange Medical Publications,
Los Altos, 1983, pages 546-558). Several studies have also shown that post-prandial
gastric pH in bottle-fed infants is higher than the gastric pH in breast-fed infants.
For example, Usowicz, et al. found that gastric pH in preterm infants tended to decrease
with increasing age and was significantly lower in infants fed exclusively human milk
(pH = 2.7) when compared to formula-fed infants (pH = 3.6). These investigators and
others have found virtually sterile gastric contents when the pH was < 3.5.
[0006] Human milk is known to have lower acid buffering properties than both cow milk and
cow milk-based infant formulas (Bullen, et al., "The Effect of 'Humanised' Milks and
Supplemented Breast Feeding on the Faecal Flora of Infants,"
J. Med. Microbiol., 10(4), 1977, 403-413; Hentges, et al., "Influence of Infant Diets on the Ecology of
the Intestinal Tract of Human Flora-Associated mice,"
Journal Pediatric Gastroenterology and Nutrition, 14, 1992, 146-152).
[0007] It would be desirable to have an infant formula which more closely resembles human
milk in its ability to allow the natural level of gastric acidity to be effective
in inactivating orally ingested intestinal pathogens. It would also be desirable to
provide such a product for maintaining the gastric barrier function in patients with
compromised gastric acid secretory capacity such as the elderly or patients receiving
treatments which reduce gastric acid output.
[0008] A liquid, nutritionally complete composition has been discovered which allows the
natural level of gastric acidity to be more effective in inactivating orally ingested
intestinal pathogens. The present invention is directed to a liquid, nutritionally
complete composition, preferably an infant formula, having low buffer strength. As
used herein, the term "buffer strength" means the volume of 0.1N HCl required to decrease
the pH of a 50 milliliter (mL) volume of liquid composition from the starting pH to
a pH of 3. As used herein, the term "low buffer strength" means a buffer strength
of 18 or lower. A preferred buffer strength of the composition of the invention is
about 9 to about 18, more preferred is about 11 to about 16, and most preferred is
about 12 to about 15.
[0009] The present invention is also directed to a method for treating a subject in need
of treatment by controlling orally ingested pathogenic organisms comprising administering
to said subject an effective amount of the composition of the invention.
Figure 1 - Buffer strength of human milk samples from 19 mothers.
Figure 2 - Buffer strength in milliliters of acid vs. citrate level in formula in
grams per liter (g/l).
Figure 3 - The change in pH following addition of acid to test diets (60 mL meal)
as described in Example 4. " " is Enfamil® infant formula, available from Mead Johnson
& Company, Evansville, IN, U.S.A.; " " is human milk; " " is LC318 and " " is LCF429.
Figure 4 - The change in pH following addition of acid to test diets (120 mL meal)
as described in Example 4. " " is Enfamil® infant formula, available from Mead Johnson
& Company, Evansville, IN, U.S.A.; " " is human milk; " " is LC318 and " " is LCF429.
Figure 5 - Bacterial survival of Vibrio cholerae after 15 minutes in various formulas as a function of added acid to various infant
formulas as described in Example 4. " " is Enfamil® infant formula, available from
Mead Johnson & Company, Evansville, IN, U.S.A.; " " is human milk; " " is LC318 and
" " is LCF429. The volume of the meal was 60 mL.
Figure 6 - Bacterial survival of Vibrio cholerae after 15 minutes in various formulas as a function of added acid to various infant
formulas as described in Example 4. " " is Enfamil® infant formula, available from
Mead Johnson & Company, Evansville, IN, U.S.A.; " " is human milk; " " is LC318 and
" " is LCF429. The volume of the meal was 120 mL.
Figure 7 - Bacterial survival of Salmonella typhimurium after 15 minutes in various formulas as a function of added acid to various infant
formulas as described in Example 4. " " is Enfamil® infant formula, available from
Mead Johnson & Company, Evansville, IN, U.S.A.; " " is human milk; " " is LC318 and
" " is LCF429. The volume of the meal was 60 mL.
Figure 8 - Bacterial survival of Salmonella typhimurium after 15 minutes in various formulas as a function of added acid to various infant
formulas as described in Example 4. " " is Enfamil® infant formula, available from
Mead Johnson & Company, Evansville, IN, U.S.A.; " " is human milk; " " is LC318 and
" " is LCF429. The volume of the meal was 120 mL.
Figure 9 - The number of viable V. cholerae recovered from intestines of mice following intragastric inoculation in liquid test
diets as described in Example 5. The solid bars represent the number of viable bacteria
administered and the gray bars represent the number of bacteria recovered.
[0010] The buffer strength of infant formulas ranges from 19 for certain milk-based formulas
to above 40 for hydrolyzed milk formulas as shown in Table 1 below.
Table 1
BUFFER STRENGTH OF MARKETED FORMULAS |
Type |
Brand |
Form |
Buffer Strengtha |
Milk based |
|
|
|
Enfamil |
RTU |
24.1 |
Enfamil |
Powder |
22.2 |
Enfalac |
RTU |
19.5 |
Enfalac |
Powder |
20.0 |
Similac |
RTU |
22.0 |
SMA |
RTU |
22.0 |
SMA |
Powder |
19.0 |
Good Start |
RTU |
27.0 |
Carnation (Follow-on) |
RTU |
29.0 |
Morinaga |
Powder |
22.0 |
Lactofree |
RTU |
19.5 |
Perlargon (Nestle) |
Powder |
25.0 |
Soy based |
|
|
|
ProSobee |
RTU |
29.0 |
ProSobee |
Powder |
31.0 |
Isomil |
Powder |
31.0 |
Gerber Soy |
RTU |
28.0 |
Hydrolysate |
|
|
|
Enfastart |
Powder |
29.0 |
Nutramigen |
|
42.0 |
Alimentum |
|
47.0 |
a Defined as volume of acid required to decrease starting pH at normal use concentration
to pH=3. |
Furthermore, the buffer strength of nutritionally complete products for adults is
generally greater than the buffer strength of products shown in Table 1, since the
protein levels are typically higher. The buffer strength of human milk from individual
donors is highly variable. Examination of human milk samples from 19 mothers showed
that the buffer strength of human milk ranges from 9.0 to 18.0, with an average of
13.5 (Figure 1). The buffer strength of preterm human milk ranges from 12.0 to 27.0,
with an average of 18.6 as shown in Table 2.
Table 2
BUFFER CAPACITY OF PRETERM HUMAN MILK SAMPLES |
Product |
Form |
Buffer Strength |
1006 |
Skim, prem |
18.0 |
1008 |
Skim, prem |
17.0 |
10117 |
Skim, prem |
18.0 |
1011a |
Skim, prem |
18.0 |
1014 |
Skim, prem |
17.0 |
101510 |
Skim, prem |
18.0 |
10158 |
Skim, prem |
16.0 |
1017 |
Skim, prem |
20.0 |
101811 |
Skim, prem |
20.0 |
10187 |
Skim, prem |
27.0 |
1025 |
Skim, prem |
14.0 |
2411 |
Skim, prem |
21.0 |
2412 |
Skim, prem |
19.0 |
2419 |
Skim, prem |
12.0 |
Baut |
Skim, prem |
18.0 |
Cruz |
Skim, prem |
25.0 |
ENOS |
Skim, prem |
15.0 |
Moha |
Skim, prem |
20.0 |
Soli |
Skim, prem |
21.0 |
|
Average |

|
[0011] It is believed that such differences in buffer strength contribute to the lower fecal
pH observed in human milk-fed infants compared to bottle-fed infants. The wide range
in buffer capacity for individual human milk samples may also explain why results
from some clinical studies have not shown a benefit for breast-feeding in providing
protection against intestinal infections or diarrhea. The observation that the buffer
strength of human milk samples from some donors can be as high as that found in infant
formulas raises the possibility that the gastric pH may remain high in infants fed
either formula or human milk samples showing high acid buffering capacity. These results
indicate that formulas with acid buffering capability that is higher than average
human milk further compromise the protective nature of the relatively immature gastric
acid secretions in the newborn infant.
[0012] In a similar fashion consumption by adult subjects having an impaired gastric acid
output of nutritionally complete nutritional compositions of high buffer strength
also compromises the protective nature of their low gastric acid secretions.
[0013] We have discovered that the effectiveness of gastric acidity as a nonspecific line
of defense against enteric disease is enhanced by use of the nutritionally complete
composition of the invention having low buffer capacity.
[0014] Any suitable means known in the art to reduce buffer strength is contemplated to
be applicable to arrive at the nutritionally complete composition of the invention
having low buffer strength.
[0015] Variations of the ingredients in nutritionally complete compositions which contribute
to the buffer strength of the composition is the preferred means of achieving the
low buffer strength composition of the invention.
[0016] The buffer strength of a nutritionally complete product, such as infant formula or
adult enteral composition, is expected to come from its protein and electrolyte constituents.
The buffering capacity of protein derives from the dissociable functional groups on
the side chains of polypeptide backbone. The dissociation coefficients of these functional
groups vary according to their local environment such as accessibility to water solvent.
Thus, the buffering capacity of each type of protein is unique. It depends on the
number and type of dissociable groups on the polypeptide chain and the conformation
of the molecule in water solvent.
[0017] The other expected contributors of buffering capacity are the multivalent electrolytes.
In the make-up of the composition, different salts are used to supply essential minerals,
to maintain functionality of the product, and, to control the pH throughout the product
production/usage life circle. The salts that are expected to contribute to buffering
capacity belong to the anion group families such as: phosphate, citrate, carbonate,
acetate, and lactate. Lastly, the initial pH of the liquid composition contributes
to the buffer strength of the composition when viewed in the context of the definition
provided for composition buffer strength (i.e., volume of acid required to decrease
starting pH to a pH of 3). By this line of reasoning, more acid would be required
to decrease the pH of a composition to a pH of 3 for a composition with starting pH
of 7.0 compared to a composition with starting pH of 6.0. Hence, the former product
would have a higher buffer strength.
[0018] We have surprisingly discovered that varying the level of citrates is effective in
modifying buffer strength of liquid, nutritionally complete composition, whereas varying
the level of protein and phosphates within allowable ranges has no significant effect.
Thus, it is preferred that the low buffer composition of the invention is prepared
by varying the citrate level of the composition. The composition of the invention
preferably contains less than 0.5% weight/weight (w/w) citrates on solids basis, more
preferably less than 0.25% (w/w) citrates on solids basis, and most preferably less
than 0.1% (w/w) citrates on solids basis.
[0019] The composition of the invention is nutritionally complete. By the term "nutritionally
complete" is meant that the composition contains adequate nutrients to sustain healthy
human life for extended periods. The composition can be cow milk-based, soy-based,
or based on other nutrients. The caloric density of the nutritionally complete composition
of the invention contains from 15 to 60 calories per fluid ounce in a ready-to-feed
form. The liquid, nutritionally complete composition of the invention is an infant
formula or an adult enteral composition that is intended to come into contact with
the gastric contents of the stomach. Thus, the composition of the invention can be
administered via the normal oral route or via tube feeding. The composition of the
invention is preferably an infant formula.
[0020] The composition of the invention contains ingredients which are designed to meet
the nutritional needs of mammals, especially humans, such as a protein (amino acid)
source, a lipid source, and a carbohydrate source. Typically milk, skim milk, casein,
hydrolyzed casein, hydrolyzed whey protein, whey, vegetable protein concentrate (e.g.
soy protein isolate), hydrolyzed vegetable protein (e.g. soy), animal oils, vegetable
oils, starch, sucrose, lactose and/or corn syrup solids will be added to the composition
to supply part or all of the amino acids and/or protein, lipid, and carbohydrate as
well as other nutrients such as vitamins and minerals.
[0021] The composition of the invention preferably comprises about 0.5 g to about 10.0 g
protein, about 0.1 g to about 9.0 g lipid, and about 6.0 g to about 25.0 g total carbohydrate
per 100 calories of composition. More preferably, the composition of the invention
comprises about 1.0 g to about 8.0 g protein, about 0.2 g to about 8.0 g lipid, and
about 7 g to about 22.9 g carbohydrate per 100 calories of composition. Most preferably,
the composition of the invention comprises about 1.8 g to about 6.2 g protein, about
0.4 g to about 7.0 g lipid, and about 8.0 g to about 20.0 g carbohydrate per 100 calories
of composition.
[0022] The carbohydrate component of the composition of the invention can be any suitable
carbohydrate known in the art to be suitable for use in nutritionally complete compositions.
Typical carbohydrates include sucrose, fructose, xylitol, glucose, maltodextrin, lactose,
corn syrup, corn syrup solids, rice syrup solids, rice starch, modified corn starch,
modified tapioca starch, rice flour, soy flour, and the like. Part of the carbohydrate
can be fiber such as soy fiber, pectin, oat fiber, pea fiber, guar gum, gum acacia,
modified cellulose, and the like.
[0023] The lipid can be any lipid or fat known in the art to be suitable for use in nutritionally
complete compositions. Typical lipid sources include milk fat, safflower oil, canola
oil, egg yolk lipid, olive oil, cotton seed oil, coconut oil, palm oil, palm kernel
oil, soybean oil, sunflower oil, fish oil and fractions of all above oils derived
thereof such as palm olein, medium chain triglycerides (MCT), and esters of fatty
acids wherein the fatty acids are, for example, arachidonic acid, linoleic acid, palmitic
acid, stearic acid, docosahexaeonic acid, eicosapentaenoic acid, linolenic acid, oleic
acid, lauric acid, capric acid, caprylic acid, caproic acid, and the like. High oleic
forms of various oils are also contemplated to be useful herein such as high oleic
sunflower oil and high oleic safflower oil.
[0024] The protein can be any protein and/or amino acid mixture known in the art to be suitable
for use in nutritionally complete compositions. Typical protein sources are animal
protein, vegetable protein such as soy protein, milk protein such as skim milk protein,
whey protein and casein, and amino acids (or salts thereof) such as isoleucine, phenylalanine,
leucine, lysine, methionine, threonine, tryptophan, arginine, glutamine, taurine,
valine, and the like. Preferred protein sources are whey protein, sodium caseinate
or calcium caseinate optionally supplemented with amino acids. For some applications
a preferred protein source is hydrolyzed protein (protein hydrolysate) optionally
supplemented with amino acids.
[0025] The protein hydrolysate useful in the invention may be any suitable protein hydrolysate
utilized in a nutritional formula such as soy protein hydrolysate, casein hydrolysate,
whey protein hydrolysate, other animal and vegetable protein hydrolysates, and mixtures
thereof. The protein hydrolysate of the composition of the invention is preferably
a soy protein, whey protein, or a casein hydrolysate comprising short peptides and
amino acids, optionally supplemented with additional amino acids. In a preferred embodiment,
the protein hydrolysate useful in the invention contains a high percentage of free
amino acids (e.g. greater than 40%) and low molecular weight peptide fragments.
[0026] The hydrolyzed protein of the composition of the invention is also preferably supplemented
with various free amino acids to provide a nutritionally balanced amino content. Examples
of such free amino acids include L-tryptophan, L-methionine, L-cystine, L-tyrosine,
and L-arginine.
[0027] Nutritionally complete compositions contain all vitamins and minerals understood
to be essential in the daily diet and these should be present in nutritionally significant
amounts. Those skilled in the art appreciate that minimum requirements have been established
for certain vitamins and minerals that are known to be necessary for normal physiological
function. Practitioners also understand that appropriate additional amounts (overages)
of vitamin and mineral ingredients need to be provided to compensate for some loss
during processing and storage of such compositions. The composition of the invention
preferably contains at least 100% of the U.S. Recommended Daily Allowance (RDA) in
500 to 4000 cal of composition, preferably in 600 to 3000 cal of composition.
[0028] To select a specific vitamin or mineral compound to be used in the composition requires
consideration of that compound's chemical nature regarding compatibility with the
processing and shelf storage.
[0029] Examples of minerals, vitamins and other nutrients optionally present in the infant
formula of the invention include vitamin A, vitamin B₆, vitamin B₁₂, vitamin E, vitamin
K, vitamin C, vitamin D, inositol, taurine, folic acid, thiamine, riboflavin, niacin,
biotin, pantothenic acid, choline, calcium, phosphorous, iodine, iron, magnesium,
copper, zinc, manganese, chloride, potassium, sodium, beta-carotene, nucleotides,
selenium, chromium, molybdenum, and L-carnitine. Minerals are usually added in salt
form. In addition to compatibility and stability considerations, the presence and
amounts of specific minerals and other vitamins will vary somewhat depending on the
intended consumer population.
[0030] The composition of the invention also typically contains emulsifiers and/or stabilizers
such as lecithin, (e.g., egg or soy), carrageenan, xanthan gum, mono- and diglycerides,
guar gum, carboxymethyl cellulose, stearoyl lactylates, succinylated monoglycerides,
diacetyl tartaric acid esters of monoglycerides, polyglycerol esters of fatty acids,
or any mixture thereof.
[0031] The composition of the invention can be prepared by use of standard techniques known
in the nutritional art, for example by techniques analogous to those disclosed in
U.S. Patents 4,670,268; 4,497,800; 4,921,877; 5,104,677; and 5,223,285, the disclosures
of which are incorporated herein by reference in their entirety.
[0032] The composition of the invention can be sterilized, if desired, by technique known
in the art, for example, heat treatment such as autoclaving or retorting, irradiation,
and the like, or processed and packaged by aseptic technology.
[0033] The composition of the invention can be packaged in any type of container known in
the art to be useful for storing nutritional products such as glass, lined paperboard,
plastic, coated metal cans and the like.
[0034] In the method of the invention for controlling orally ingested pathogens, the effective
amount of composition is sufficient to prevent colonization of a pathogenic microorganism
in the intestinal tract (a prophylactically effective amount) or is sufficient to
cure or alleviate a disease state caused by the pathogenic microorganism (a therapeutically
effective amount). Thus, the term "controlling" refers to antimicrobial activity such
as the suppression, inhibition, kill, stasis, inactivation or destruction of pathogenic
microorganism, or any interference with the growth of pathogenic microorganisms which
results in a slower growth rate. The effective amount of composition of the invention
(either therapeutically effective or prophylactically effective) is achieved when
the subject obtains all or substantially all (i.e., greater than 50%, preferably greater
than 75%) of its nutritional requirements by ingestion (either oral or tube feeding)
of the composition of the invention. The pathogenic microorganisms contemplated herein
are those microorganisms which are pathogenic via the oral route. Examples of such
microorganisms include bacteria such as
Vibrio sp., Salmonella sp., Shigella sp., Shigella sp., Campylobacter sp., Clostridia
sp., Aeromonas sp., Staphylococcus sp., Pseudomonas sp., and the like, parasites such as
Giardia sp., Cryptosporidium sp., and the like, and viruses, such as rotavirus, and the like.
[0035] The subjects contemplated in the method of the invention are preferably humans and
are those subjects having low gastric secretions such as infants (i.e., up to 12 months
of age) or adults with an impaired gastric acid output. Such adults are elderly adults,
or adults having illnesses or conditions resulting in low gastric acid output and/or
are adults receiving treatments which lower gastric acid output. The subjects are
preferably infants.
[0036] The following examples are to illustrate the invention but should not be interpreted
as a limitation thereon.
EXAMPLE 1
Acid Sensitivity of Enteric Pathogens
[0037] It has been estimated that rotaviruses (RV) are responsible for 25-40% of the cases
of infantile gastroenteritis of infectious origin. The remaining cases are caused
by a variety of bacterial (
e.
g.,
Salmonella,
E.
coli,
Shigella, Campylobacter, Clostridia, Aeromonas,
etc.) and parasitic (
e.
g.,
Giardia, Cryptosporidia,
etc.) agents. The potential use of many human milk factors with antibacterial activity
(eg. lactoferrin (LF), lactoperoxidase (LP), and lysozyme) in an infant formula is
complicated by special needs or problems. This includes possible inactivation by gastric
secretions, the presence of counteractive ingredients (
e.
g., Fe and citrate vs LF), or a requirement for needed cofactors (
e.
g., H₂O₂ for LP). Inactivation of RV during transit through the acid environment of
the infant stomach would be an extremely desirable defense mechanism since RV is a
major cause of acute gastroenteritis in children under age 2. Published data on gastric
inactivation of RV are limited to acid inactivation of bovine and simian RV strains
(Giannella, et al., "Influence of Gastric Acidity on Bacterial and Parasitic Enteric
Infections,"
Annals of Internal Medicine, 78, 1973, 271-276; Cash, et al., "Response of Man to Infection with
Vibrio cholera. I. Clinical, Serologic, and Bacteriologic Responses to a Known Inoculum,"
The Journal of Infectious Diseases, 129, 1974, 45-52). These studies were primarily concerned with the effect of gastric
acid on the efficacy of RV vaccines in inducing protective antibodies.
[0038] Several
in vivo and
in vitro studies have examined the ability of enteric pathogens to survive exposure to gastric
acid (Giannella, et al., "Influence of Gastric Acidity on Bacterial and Parasitic
Enteric Infections,"
Annals of Internal Medicine, 78, 1973, 271-276; Cash, et al., "Response of Man to Infection with
Vibrio cholera. I. Clinical, Serologic, and Bacteriologic Responses to a Known Inoculum,"
The Journal of Infectious Diseases, 129, 1974, 45-52; Weiss, et al., "Rapid Inactivation of Rotaviruses by Exposure to Acid
Buffer or Acidic Gastric Juice,"
J. Gen. Virol., 66, 1985, 2725-2730; Gorden, et al., "Acid Resistance in Enteric Bacteria,"
Infection and Immunity, 61, 1993, 364-367). Acid sensitivity in
in vitro studies is commonly defined as the survival of a standard concentration of bacteria
following exposure to pH 2.0 - 2.5 for 2 hours. An alternative
in vitro model was developed to evaluate acid sensitivity of various enteric pathogens under
conditions that more closely simulate the potential exposure to acidic environments
in the stomach of the infant. More specifically, this method consisted of adding test
bacteria at about 2x10⁶ colony forming units (CFU) per mL to heart infusion broth
(HIB) that was pre-adjusted to pH 4, 3, or 2. Cell suspensions were incubated for
15 minutes at 37°C to simulate exposure to acid secretions during gastric transit.
Immediately following the incubation period, all test samples were immediately diluted
1:10 in phosphate buffered saline (PBS, pH = 7.2) to neutralize the pH of the incubation
media. The number of viable bacteria remaining in test samples was determined by standard
plate counting procedures on suitable growth media. The acid sensitivity of various
strains of rotavirus was evaluated by a similar method. Virus was added at a level
of approximately 5x10⁵ plaque forming units (PFU) per mL of glycine buffer at pH 2,
3, or 4. Virus suspensions were incubated for 30 minutes at 37°C and then examined
for number of infectious virus using a standard viral plaque assay method on fetal
African green monkey kidney cells (MA-104). Control samples consisted of virus incubated
in tissue culture medium without fetal calf serum at pH 7. Control samples for each
experiment consisted of incubating the test bacterial strain at pH = 7. Acid sensitivity
was defined in terms of the pH which resulted in greater than a 10-fold reduction
in number of viable cells.
[0039] The acid sensitivity for a variety of intestinal pathogenic bacteria and viruses
is shown in Table 3.
Table 3
ACID SENSITIVITY OF ENTERIC PATHOGENS |
Pathogen |
Code |
BACTERIAL SURVIVAL (LOG CFU/mL) following 15 min incubation at pH: |
|
|
pH=7 |
pH=5 |
pH=4 |
pH=3 |
pH=2 |
Group B Streptococcus |
M94 |
4.95 |
|
5.25 |
<3.0 |
<2.0 |
Salmonella typhi |
ST-1 |
6.14 |
|
6.08 |
4.77 |
<2.0 |
Salmonella typhi |
ST651 |
5.99 |
|
6.02 |
5.87 |
<2.0 |
S. typhimurium |
ST-SR2 |
6.33 |
|
6.35 |
5.29 |
<2.0 |
S. typhimurium |
STY3-SR2 |
6.11 |
6.08 |
5.85 |
5.79 |
<2.0 |
Shigella flexneri |
SF-661 |
6.36 |
|
6.31 |
6.18 |
5.17 |
Shigella sonnei |
SS-3SR |
6.00 |
6.05 |
5.81 |
5.72 |
5.53 |
ETEC |
ETEC-2SR |
6.02 |
6.06 |
5.77 |
5.71 |
5.63 |
E. coli (K-12) |
E-22 |
6.24 |
|
6.21 |
6.08 |
5.53 |
V. cholerae |
V-2 |
6.60 |
|
<3.0 |
<2.0 |
<2.0 |
V. cholerae |
V-1 |
6.34 |
|
<3.0 |
<2.0 |
<2.0 |
Rotavirus |
HRV1/WA |
5.88 |
|
5.23 |
<1.0 |
<1.0 |
Rotavirus |
HRV3/p |
5.86 |
|
5.20 |
<1.0 |
<1.0 |
Rotavirus |
SRVSA11 |
5.75 |
|
5.28 |
<1.0 |
<1.0 |
Note: Rotavirus strains tested following 30 minute incubation at indicated pH. |
A high degree of variability in acid sensitivity was observed for different test pathogens.
For example, strains of
Vibrio cholerae were inactivated at a pH of 4 or below, while pathogenic strains of
Escherichia coli and Shigella survived incubation down to pH 2. Rotavirus, Group
B Streptococcus,
V. cholerae and certain strains of Salmonella showed at least a 10-fold reduction in viability
at pH 3 or below. These results indicate that the buffer strength of human milk or
formula over the pH range of 7 to 3 is physiologically relevant in terms of acidification
of gastric contents to provide gastric barrier function.
EXAMPLE 2
Development of Reduced Buffer Strength Formula
[0040] In order to design formula with buffering strength substantially lower than the currently
marketed product and approaching that of the human milk, the effects of protein and
the two commonly used family of salts, phosphates and citrates, on buffer strength
were evaluated in a two-level factorial design experiment. The protein sources of
experimental products were sodium caseinate (92% protein) and high purity whey protein
isolate (95% protein). The ratio of casein to whey protein was 40:60. The protein
levels designated in experimental design were 1.3 and 1.5% w/v. The formulation of
salts were adjusted to two levels of citrates: 0.1 and 1.2 g/L and two levels of phosphorus:
0.14 and 0.25 g/L. Citrate salts are commonly used to control pH fluctuation in processing,
therefore, wider ranges were chosen for experimentation. The ingredients were dissolved
in water at 50°C and homogenized at 3,000 psi. The products were freeze-dried and
reconstituted to designated protein levels for buffer strength determination. The
citrate and phosphorus contents were measured by spectrophotometric methods.
[0041] The experimental design and the buffer strength of eight formula samples are listed
in Table 4.
Table 4
BUFFER STRENGTH* OF MILK PROTEIN BASED FORMULAS |
Sample |
Protein (%) |
Code |
Citrate (g/L) |
Code |
Phosphorus (g/L) |
Code |
Buffer Strength |
1 |
1.3 |
0 |
0.055 |
0 |
0.140 |
0 |
13.0 |
2 |
1.5 |
1 |
0.075 |
0 |
0.142 |
0 |
14.0 |
3 |
1.3 |
0 |
1.260 |
1 |
0.149 |
0 |
20.5 |
4 |
1.5 |
1 |
1.205 |
1 |
0.159 |
0 |
21.0 |
5 |
1.3 |
0 |
0.000 |
0 |
0.189 |
1 |
13.0 |
6 |
1.5 |
1 |
0.098 |
0 |
0.252 |
1 |
15.0 |
7 |
1.3 |
0 |
1.206 |
1 |
0.257 |
1 |
20.5 |
8 |
1.5 |
1 |
1.309 |
1 |
0.310 |
1 |
21.5 |
*Milliliter of 0.1 N HCl needed to lower the pH of 50 ml sample to 3.0. |
The experimental variables are coded for statistical analysis. The effects of experimental
variables were analyzed by analysis of variance (ANOVA) procedures. Results of statistical
analysis are listed in Table 5.

There is no significant difference between the buffer strength of formulas made with
either high or low levels of protein or phosphorus. However, the buffer strength of
formulas made with the two levels of citrate differed very significantly (P<0.0001).
The buffer strength of essentially citrate free (<0.1 g/L) formula is as low as that
of average human milk.
[0042] To further demonstrate the effect of citrate on buffer strength, a basic formula
was prepared (Table 6, example A) and potassium citrate added to reach citrate levels
that ranged from 0.1 to 1.3 g/L. The resulting buffer strengths are listed in Table
7. The correlation between buffer strength and citrate level is linear as shown in
Figure 2.
Table 7
EFFECT OF CITRATE LEVEL ON BUFFER STRENGTH |
Citrate (g/L) |
Buffer Strength (ml) |
0.09 |
15.00 |
0.37 |
17.00 |
0.65 |
19.00 |
0.96 |
21.00 |
1.30 |
23.00 |
[0043] Low buffer strength formula can be produced with different protein sources. In Table
6, three examples of reduced buffer strength formulations are presented. Example A
is made with casein and whey protein isolates with 40:60 casein to whey protein ratio.
Example B is made with total milk protein isolate (90% protein) which has casein:whey
protein ratio of 80:20. Example C is made with soy protein isolate (93% protein).
The buffer strength of examples A, B, and C are 14, 17, and 17, respectively. The
citrate levels of all of these examples are less than 0.1 g/L.
EXAMPLE 3
[0044] Additional low buffer formulas were prepared as listed in Table 8.

EXAMPLE 4
Enhanced Killing of GI Pathogens in vitro by Reduced Buffer Formula
[0045] An
in vitro model was developed to evaluate the anti-infective benefit of reducing the buffer
strength of infant formula. The model was designed to test (a) change in pH and (b)
enhanced killing of a standard bacterial inoculum following incubation of known levels
of test bacteria with physiologically relevant levels of test diet and gastric acid.
Test diets consisted of a marketed cow milk-based infant formula (Enfamil), a low
citrate/low phosphate formula (LBF 429), a low citrate/low pH formula (LBF 318, pH
= 6), and human milk. The human milk consisted of a pool from 7 individual donors.
Varying amounts of 1.0 N HCl (ranging from 0.5 to 3.5 mL) were added to either 60
or 120 mL of test diet. Proportions of diet and gastric acid were based on typical
infant meal size (2-4 ounces) and estimated values for post-prandial gastric acid
output in infants (Agunod, et al., "Correlative Study of Hydrochloric Acid, Pepsin,
and Intrinsic Factor Secretion in Newborns and Infants,"
American Journal of Digestive Diseases, 14, 1969, 400-414), respectively. After measuring the pH of test diets with added amounts
of gastric acid, test bacteria were added at approximately 1x10⁶ CFU/mL to evaluate
germicidal properties. Samples were mixed, incubated at 37°C for 15 minutes, and immediately
diluted into phosphate buffered saline (pH 7) to neutralize acidity of acid-adjusted
diets. The number of viable bacteria that remained in test diets was quantitated by
standard plate counting methods on suitable media. Test bacteria included streptomycin-resistant
variants of
Vibrio cholerae (strain VC2-SR2) and
Salmonella typhimurium (strain ST1-SR2). Streptomycin-resistant variants were used in these studies to allow
quantitation of test bacteria without interference by contaminating bacteria in non-sterile,
powder forms of test formulas.
[0046] The change in pH following addition of acid to test diets (60 and 120 mL volumes)
is shown in Figures 3 and 4. The overall pattern for the decrease in pH of reduced
buffer formulas was similar to that observed with human milk and considerably lower
than the change in pH for a standard milk-based formula. With a pH of 3 defined as
a germicidal pH, it required approximately 2.5 mL of acid to render 60 mL of standard
formula germicidal compared to about 1.4 to 1.6 mL for the low buffer formulas and
human milk. The difference in buffering capacity between reduced buffer formulas and
standard formula correlated with germicidal capacity. Addition of 1.0 mL of acid to
60 mL of low buffer formula resulted in a decrease in the number of viable
V.
cholerae from about 1x10⁶ to 1x10² while addition of a similar amount of acid to standard
formula did not result in bacterial killing (Figure 5). With the larger meal size
(120 mL), a similar reduction in
V. cholerae viability was observed following addition of 2.0 mL of acid to low buffer formula
compared to about 3.5 mL of acid for standard formula (Figure 6). Killing of
Salmonella typhimurium was also greater with the low buffer formula (318) compared to high buffer formula
following addition of constant amounts of acid (Figures 7 and 8). In summary, greater
amounts of acid were required to effect the same level of germicidal activity in standard
formula when compared to low buffer formulas and human milk.
EXAMPLE 5
Enhanced Gastric Barrier Function in Animals Fed Reduced Buffer Formula
[0047] The high buffer strength of infant formulas combined with the low output of gastric
acid by the immature stomach of the infant suggest that the germicidal activity of
gastric secretions may be compromised in formula-fed infants compared to breast-fed
infants. The impact of formula buffer strength on
in vivo germicidal properties of gastric secretions (ie. gastric barrier function) was evaluated
by monitoring survival of a standardized bacterial inoculum following gastric transit
in a mouse model of bacterial infection. Approximately 4 x 10⁶ colony forming units
(CFU) of
Vibrio cholerae were suspended in low buffer strength formula (LBF 318) or high buffer strength formula
(Enfamil) and administered intragastrically to adult mice. The effectiveness of gastric
barrier function was determined by monitoring recovery of test bacteria from the intestines
of mice after 1 hour. Accurate quantitation of test bacteria was made possible by
using a streptomycin variant of
V. cholerae to differentiate test bacteria from normal indigenous intestinal bacteria. Saline
was included as a low buffer control to demonstrate maximum killing of test bacteria
by gastric secretions.
[0048] The number of viable
V. cholerae recovered from intestines of mice following intragastric inoculation in test liquid
diets is shown in Figure 9. The data represent the mean log recovery of bacteria (CFU/mL)
from stomach, small intestine and cecum of 8-10 mice. The total number of test bacteria
recovered from mice in the water and low buffer strength formula groups was statistically
lower than numbers recovered from mice in the high buffer strength formula group (Enfamil).
The number of viable
V. cholerae that were administered to mice ranged from 3-5 x 10⁶ CFU for each group (solid bars).
The number of bacteria recovered from intestines of mice is shown in hatched bars.
Approximately 9 x 10⁵ CFU of test bacteria were recovered from mice that received
bacteria suspended in high buffer formula, indicating a 0.74 log reduction in viable
cell numbers. Approximately 1-2 x 10⁵ CFU of test bacteria were recovered from mice
that received bacteria suspended in low buffer formula or water, indicating about
a 1.3 log reduction in viable cell numbers.