[0001] This invention is directed to the treatment of cellulosic and masonry surfaces. More
particularly, it uses certain organosilicon compounds in combination with polyisobutylene,
and preferably a wax, to render such surfaces water repellent.
[0002] US Patent 5,073,195 discloses an aqueous solution formed by combining water, a silane
coupling agent and an alkoxysilane. This solution is then used as a treating agent
for cellulosic and masonry surfaces for rendering such surfaces water repellent. An
improvement on that disclosure is claimed in US Patent 5,300,327. Therein, a petroleum
or synthetic wax is combined with the aforementioned silanes to provide an improved
water repellency to wood or masonry. To achieve the most desirable results, an aqueous
silicone resin emulsion is also included in the compositions taught by the latter
patent.
[0003] Our invention relates to compositions and methods of treating cellulosic or masonry
surfaces with aqueous emulsions of a combination of one or more alkoxysilanes, an
amine or quaternary ammonium functional silane coupling agent and a polyisobutylene
polymer. We have found that the water exclusion and water repellency of surfaces treated
with our composition is superior to those treated, either with the above mentioned
silane combination alone or with the polyisobutylene polymer alone. Furthermore, when
our aqueous emulsion also includes a wax, such as a blend of petroleum and synthetic
hydrocarbon waxes, cellulosic or masonry surfaces treated therewith exhibit water
beading, which is a characteristic prized in many consumer-oriented applications.
The latter compositions have imparted high, initial water exclusion and reduced water
swell to wood treated therewith. These indicia of water repellency were also retained
after subsequent exposures to moisture. Such a combination of initial and sustained
water repellency is an unexpected result as compared to the prior art.
[0004] A composition of the present invention is in the form of an aqueous emulsion of (i)
at least one alkoxysilane; (ii) at least one amino or quaternary ammonium functional
silane coupling agent; and (iii) a polyisobutylene polymer or oligomer.
[0005] Component (i) of the invention is an alkoxysilane, or mixture of alkoxysilanes, of
the general formula R
nSi(OR')
4-n wherein R is independently selected from the group consisting of alkyl radicals having
1 to 10 carbon atoms, preferably 1 to 6 carbons, alkenyl radicals having 2 to 8 carbon
atoms, phenyl, chloropropyl and trifluoropropyl, n is 1 or 2 and R' is an alkyl radical
having 1 to 6 carbon atoms. It is preferred that both R and R' are methyl radicals.
[0006] Suitable alkoxysilanes are compounds such as methyltrimethoxysilane, methyltriethoxysilane,
methyltripropoxysilane, ethyltrimethoxysilane, ethyltributoxysilane, propyltrimethoxysilane,
propyltriethoxysilane, isobutyltrimethoxysilane, butyltriethoxysilane, hexyltrimethoxysilane,
dimethyldimethoxysilane, dimethyldiethoxysilane, diethyldimethoxysilane, diisobutyldimethoxysilane,
phenyltrimethoxysilane, dibutyldiethoxysilane and dihexyldimethoxysilane.
[0007] Component (ii) is a silane coupling agent of the formula R''
mR'''
pSi(OR')
4-m-p wherein R'' is selected from the group consisting of amino or quaternary ammonium
organo-functional groups, R''' is an alkyl radical having 1 to 4 carbon atoms, R'
has its previously defined meaning, m is 1 or 2 and p is 0 or 1, with the proviso
that m + p is 2 or less. It is preferred that R' is a methyl radical, R'' is selected
from N-(2-aminoethyl)-3-aminopropyl or 3-aminopropyl groups and R''' is a methyl radical.
For component (ii), the counterion, typically a bromide or chloride ion, is not explicitly
shown for the case when R'' is a quaternary ammonium organofunctional group.
[0008] Suitable silane coupling agents with amino organofunctionality are N-(2-aminoethyl)-3-aminopropyltrimethoxysilane,
N-(2-aminoethyl)-3-aminopropylmethyldimethoxysilane, N-(2-aminoethyl)-3-aminopropyltriethoxysilane,
3-aminopropyltrimethoxysilane, N-(aminoethylaminomethyl)phenethyltrimethoxysilane,
bis(2-hydroxyethyl)-3-aminopropyltrimethoxysilane, trimethoxysilylpropyldiethylenetriamine
and 3-aminopropylmethyldimethoxysilane.
[0009] Suitable silane coupling agents with quaternary ammonium organofunctionality are
compounds represented by the following formulas, wherein the counter ion is now explicitly
shown and Me, Et and Ph hereinafter denote methyl, ethyl and phenyl radicals, respectively:
(MeO)₃SiCH₂CH₂CH₂N⁺(Me)₂C₁₈H₃₇ X⁻
(MeO)₃SiCH₂CH₂CH₂N⁺(Me)₂C₁₀H₂₁ X⁻
(MeO)₃SiCH₂CH₂CH₂N⁺(Me)₃ X⁻
(MeO)₃SiCH₂CH₂CH₂N⁺(Me)₂C₄H₉ X⁻
(MeO)₃SiCH₂CH₂CH₂N⁺(Me)₂CH₂Ph X⁻
(MeO)₃SiCH₂CH₂CH₂N⁺(Me)₂CH₂CH₂OH X⁻
(MeO)₃SiCH₂CH₂CH₂N⁺(Et)₃ X⁻
(MeO)₃SiCH₂CH₂CH₂N⁺(Ph)₃ X⁻
(EtO)₃SiCH₂CH₂CH₂N⁺(Me)₂C₁₈H₃₇ X⁻
(MeO)₃SiCH₂CH₂CH₂N⁺(Me)₂CH₂CH₂O-C(O)C(Me)=CH₂ X⁻ and
(MeO)₃SiCH₂CH₂CH₂N⁺ (Me)₂CH₂CH₂CH₂NHC(O) (CF₂)₆CF₃ X⁻,
in which the counterion X is either Br or Cl. Of these, the structure (MeO)₃SiCH₂CH₂CH₂N⁺(Me)₂C₁₈H₃₇Cl⁻
is preferred.
[0010] For the present invention, silanes (i) and (ii) are employed in a molar ratio of
0.5:1 to 3:1, respectively, preferably in a ratio of 1:1 to 1.5:1. These silanes may
be introduced as a cold blend, but are preferably reacted with limited water (i.e.,
less than stoichiometric) to form a partial hydrolyzate. This partial hydrolyzate
contains an alcohol (i.e., R'OH) formed as a byproduct of the hydrolysis reaction
and may be used to form the emulsion of the invention, described infra, without further
modification. Alternatively, the alcohol may be stripped out prior to preparation
of the emulsion when a composition having a low VOC content is desired.
[0011] When the alkoxysilane is reacted with a silane coupling agent containing a reactive
amino group or quaternary ammonium group, the reaction product may then be cold blended
with another silane coupling agent having either an amino or quaternary ammonium reactive
organofunctional group, if desired.
[0012] Component (iii) of the invention is a polyisobutylene polymer or oligomer having
a number average molecular weight (Mn) of 200 to 2,300, preferably less than 1,500
and most preferably less than 1,000. Such polymers and oligomers are known in the
art and many are available commercially in a variety of molecular weights and end
group combinations. It has been found that the relatively low molecular weight of
polyisobutylenes (i.e., Mn < 1,000), having terminal groups which can hydrogen bond
to the hydroxyl groups generally found on cellulosic or masonry substrates, provide
particularly superior water repellent treatment compositions in accord with the present
invention. Thus, the preferred polyisobutylene polymers have at least one terminal
group which contains a functional group such as epoxy, halide, alkoxyphenylene, hydroxyl,
carboxyl, chlorosilyl, isocyanato, amino or amido. A highly preferred end group is
epoxy. Again, these specific polymers and oligomers can be prepared by methods known
in the art.
[0013] To form the compositions of this invention, an aqueous emulsion of components (i)
through (iii) is formed by methods well known in the art. For example, an aqueous
emulsion of the polyisobutylene may first be prepared by mixing this component with
water and a sufficient amount of a non-ionic or anionic surfactant, and then by subjecting
this combination to high shear, as in a homogenizer or sonolator, to result in a stable
emulsion. This emulsion is then thoroughly mixed with components (i) and (ii) or,
preferably, the above mentioned partial hydrolyzate of (i) and (ii). For the purposes
herein, from 10 to 300 parts by weight of component (iii) is used for each 100 parts
of the combined weights of component (i) and (ii) employed. Preferably, from 30 to
150 parts of (iii) are used for each 100 parts of (i) plus (ii). The above proportions
are taken on a solids basis (i.e., active ingredients, excluding solvent and water).
The aqueous emulsion so formed contains from 5 to 25 percent by weight (solids basis)
of the combination of alkoxysilane (i), silane coupling agent (ii) and polyisobutylene
(iii), preferably from 7.5 to 25 weight percent.
[0014] In preferred embodiments, and where water beading on the treated surface is desired,
a wax (iv) is added to this emulsion. This can be accomplished, for example, by first
preparing an aqueous emulsion of the wax and adding this to the emulsion of components
(i) through (iii), although the order of mixing is not critical. Component (iv) is
preferably carnuba wax or a blend of petroleum and synthetic waxes, more particularly
a blend which includes both paraffin and polyethylene waxes. The polyethylene waxes
can be high or low density polyethylene waxes or mixtures of high and low density
polyethylene waxes. An exemplary wax and a wax found to be especially suitable in
accordance with the present invention, is JONWAX® 120, a product and trademark of
S.C. Johnson & Sons Inc., Racine, Wisconsin USA. This wax is sold in the form of an
aqueous emulsion of polyethylene and paraffin waxes with a solids content of about
thirty-five percent. Other blended paraffin and polyethylene type waxes can also be
employed.
[0015] When included in our compositions, the wax (iv) is added at a level of 5 to 1,500
parts by weight for each 100 parts of the combined weights of components (i) and (ii),
preferably 200 to 600 parts by weight. When the wax is included in the compositions
of the invention, the total solids content of the emulsions should be 7.5 to 30 percent
by weight, preferably 7.5 to 15 weight percent.
[0016] The emulsion compositions of this invention find utility as water repellent treatments
for cellulosic and masonry surfaces and may be used in a manner similar to that described
in the prior art and as illustrated in the examples. Thus, they may be applied by
brushing, pouring, spraying, roller coating, dipping or doctor blading techniques.
After application to a given substrate in an amount sufficient to thoroughly coat
the surface thereof and impart a water repellent character thereto, our composition
is preferably cured by exposure to ambient moisture for several days. Optimum amounts
and cure conditions are readily determined by routine experimentation by one skilled
in the art.
[0017] The following examples are presented to further illustrate the composition and method
of this invention. All parts and percentages in the examples are on a weight basis
and all measurements were obtained at 25°C., unless indicated to the contrary.
[0018] Aqueous emulsion treating compositions were prepared by blending the components shown
in the second column of Table 1 at the indicated solids levels. The components used
were as follows:
[0019] MTMS/AFS is a partial hydrolyzate prepared by reacting 36 parts of methyltrimethoxysilane
(MTMS) and 58 parts of N-(beta-aminoethyl)-gamma-aminopropyltrimethoxysilane (AFS)
(i.e., molar ratio of MTMS:AFS = 1.5:1) with 6 parts of water while maintaining the
temperature below 50°C. and stripping out the by-product methanol.
[0020] Jonwax® 120 is a product of S.C. Johnson & Sons Inc., Racine, Wisconsin USA and is
described as a water emulsion of polyethylene and paraffin waxes with a solids content
of about thirty-five percent.
[0021] The abbreviation "PIB" represents various polyisobutylene (also referred to as polybutene)
products of the Amoco Chemical Company, Chicago, IL. Thus, E-6 is described as an
epoxy-terminated PIB having a Mn of 365. Likewise, E-16 is described as an epoxy-terminated
PIB with a MN of 975. E-23 is described as an epoxy-terminated PIB with a Mn of 1,433.
L-14 is described as a vinyl-terminated PIB with a Mn of 300.
[0022] In the examples, the PIB was first emulsified by running a mixture of 55% PIB, 42%
deionized water and 3% Tergitol® TMN-6 {trimethylnonylphenyl poly(ethylene oxide);
Union Carbide Chemical & Plastics Division, Danbury, CT} through a microfluidizer
until a constant particle size was achieved (at least 4 passes).
[0023] The MTMS/AFS hydrolyzate, Jonwax® 120 emulsion and PIB emulsion were blended and
diluted with water to provide the treatment emulsions shown in Table 1. It was noted,
however, that the partial silane hydrolyzate alone formed a solution when so diluted
rather than an emulsion at the 2.5% solids concentration employed (Example 1).
[0024] The emulsions of Table 1 were used to treat wood samples which were then subjected
to water repellency testing according to two different procedures, as described infra.
[0025] Water repellency using a "Swellometer" Test for wood, according to Federal Specification
TT-W-572B, employed wafers cut from straight grained, clear, average density, flat
grained, kiln dried, ponderosa pine sapwood. The wood was machined to a cyclinder
of 1.5 inches by 10 inches (38.1 by 254 mm) and wafers having a thickness of 1/4 inch
(6.4 mm) were cut therefrom. All wood pieces were conditioned at 50% ± 5% relative
humidity and 21.1° ± 2.8°C. until a constant weight was reached. An untreated sample,
selected from a consecutive piece of the wood in each case, served as a control for
each treated sample. Treated pieces were soaked for three minutes in the water-based
repellent compositions and then air dried at ambient conditions for one day, whereupon
said samples were returned to the conditioning room for six days. When a sample thereafter
attained constant weight, it was further tested for swell in a Swellometer (basically,
an apparatus for the precise determination of change in length of the sample) in accordance
with American Society for Testing and Materials (ASTM) Standard 4446-84. Treated and
untreated pieces were placed in Swellometers and submerged in deionized water for
thirty minutes. The swell of each piece of wood was recorded after a 30 minute soak
period. The percent swell in the longitudinal direction (%WS) was calculated as: 100
X (swell control - swell treated piece)/(swell control). These values are reported
in the fourth column of Table 1. It should be apparent that the value for the untreated
controls is zero by definition, this being applicable for all the similarly calculated
results relating to Swellometer and Gravimetric testing described infra.
[0026] In addition, the Swellometer samples were weighed before and after the above described
water exposure and the water exclusion relative to control samples (%WE) was calculated
as: 100 X (wt. control - wt. treated piece)/(weight control). These values are reported
in parentheses in the fourth column of Table 1. The above %WS and %WE values represent
initial swell and water exclusion values and are designated as "TEST I" in Table 1.
In a variation, the above testing was continued by allowing the samples to equilibrate
at 50% humidity for an additional week. The 30 minute soak was repeated and the %WS
and %WE values again determined (TEST II in Table 1). This was repeated yet a third
time (TEST III in Table 1) if the variation between TEST I and TEST II was significant
(i.e., if the measurements differed by at least 10%).
[0027] In a gravimetric water absorption test method, standard 2 X 4 inch (50.8 x 101.6
mm) knot-free pine boards were cut into six inch (152.4 mm) lengths and allowed to
equilibrate in a 50% relative humidity atmosphere. The boards were treated with the
water repellent composition by either brushing until they were saturated or by soaking
the boards in the composition for three minutes. The treated boards were allowed to
cure for one day at ambient conditions and allowed to float in the 50% humidity room
for six days to completely cure and condition the sample. An untreated control board
was kept in a fifty percent humidity room during the cure process. After cure, the
boards (including the control board) were weighed and placed in room temperature water
for 15 minutes, turned over and allowed to float in the water for an additional 15
minutes. All of the boards were weighed and the water uptake was calculated (TEST
I). The percent water exclusion was computed as the water uptake of the control board
minus the water uptake of the treated board, multiplied by one hundred and divided
by the water uptake of the control board. The results of this procedure are presented
in the last column of Table 1, wherein data of repeat testing after additional conditioning
for one week at 50% humidity (TEST II) and additional conditioning for yet another
week (TEST III) are also presented.

[0028] It is seen from the above table that our compositions provide improved water exclusion
or water swell (i.e., larger values of WE%, WS% of the Swellometer test and % exclusion
of the gravimetric test) than the silane mixture alone, the wax alone or the PIB alone.
Furthermore, higher initial values of %WS and %WE were obtained for compositions of
the invention containing wax (Examples 7 and 8) relative to a comparable composition
(Example 5) which did not contain PIB. Additionally, these values did not drift much
from the initial data when the tests were repeated (i.e., TEST II, etc.).
[0029] The emulsion composition of Example 7 was used to treat sandstone and mortar samples
by Federal Test Method SS-W-110C to compare water absorption relative to untreated
samples which were maintained at ambient conditions. Mortar samples were in the form
of cubes, two inches (50.8 mm) on a side; sandstone samples were 1 X 1 X 4 inch (25.4
x 25.4 x 101.6 mm) Briar Hill Sandstone pieces. The mortar and sandstone pieces were
wire-brushed and blown clean with high pressure air.
[0030] Sandstone samples were treated by dipping in the emulsion composition for 10 seconds
followed by cure at ambient conditions. Weighed sandstone samples (treated and control)
were soaked in a tray containing water to a depth of 1/4 inch (6.4 mm), re-weighed
and the water exclusion (%WE), relative to untreated control, was calculated using
an average of three determinations: (%WE) = 100 X (wt. control - wt. treated piece)/(weight
control). When the above cure time was 2 days and the soak time was 72 hours, the
value of (%WE) was 12.4%. In comparison, after cure for 7 days and soak for 72 hours,
this value was 14.6%. When the above samples were dried at ambient atmosphere for
10 days and re-tested by soaking for 96 hours, the (%WE) was 95.6%. Similarly, when
these samples were dried at ambient atmosphere for 2 days and re-tested by soaking
for 72 hours, the (%WE) was 66.5%.
[0031] Mortar samples were treated in a similar manner, but required longer dip times to
obtain satisfactory water repellent character (i.e., dipped repeatedly until 4 grams
of treatment composition were absorbed by the sample). After a 7 day cure and a 72
hour soak, the (%WE) was 44.8%.
1. An aqueous emulsion comprising:
(i) an alkoxysilane of the formula RnSi(OR')4-n wherein R is selected from the group consisting of alkyl radicals having 1 to 10
carbon atoms, alkenyl radicals having 2 to 8 carbon atoms, phenyl, chloropropyl and
trifluoropropyl, n is 1 or 2 and R' is an alkyl radical having 1 to 6 carbon atoms;
(ii) a silane coupling agent of the formula R''mR'''pSi(OR')4-m-p wherein R'' is selected from the group consisting of amino or quaternary ammonium
organofunctional groups, R''' is an alkyl radical having 1 to 4 carbon atoms, R' has
its previously defined meaning, m is 1 or 2 and p is 0 or 1, with the proviso that
m + p is 2 or less and the molar ratio of said alkoxysilane (i) to said silane coupling
agent (ii) is 0.5:1 to 3:1; and (iii) a polyisobutylene polymer, wherein from 10 to
300 parts by weight of said polyisobutylene polymer (iii) are used for each 100 parts
by weight of said component (i) plus component (ii).
2. The emulsion of claim 1 further comprising (iv) a wax, wherein from 5 to 1,500 parts
by weight of said wax (iv) are used for each 100 parts by weight of said component
(i) plus component (ii).
3. The emulsion according to claim 2 wherein said wax (iv) is a blend of petroleum and
synthetic waxes.
4. The emulsion according to claims 1 - 3 wherein n of said alkoxysilane (i) is 1, m
of said coupling agent (ii) is 1 and R' of components (i) and (ii) is methyl.
5. The emulsion according to claim 4 wherein R of said alkoxysilane (i) is an alkyl group
having 1 to 6 carbon atoms and R'' of said coupling agent (ii) is selected from N-(2-aminoethyl)-3-aminopropyl
group or 3-aminopropyl group.
6. The emulsion according to claims 1 or 2 wherein the number average molecular weight
of said polyisobutylene (iii) is less than 1,000.
7. The emulsion according to claim 6 wherein said polyisobutylene (iii) has at least
one epoxy terminal group and the R group of said alkoxysilane (i) is methyl.
8. A method for treating a surface to render said surface water repellent, said method
comprising applying to said surface the emulsion of claims 1 or 2.