Field of the Invention
[0001] The invention relates generally to methods of drying by evacuation. In particular,
the invention pertains to enhanced vacuum drying using plasma excitation.
Background of the Invention
[0002] Some new commercial systems for sterilizing medical instruments and the like utilize
low-temperature reactive gas plasma to achieve rapid, low-temperature, low-moisture
sterilization of medical items. Low-temperature gas plasma is sometimes described
as a reactive cloud which may contain ions, electrons, and/or neutral atomic particles.
This state of matter can be produced through the action of electric or magnetic fields,
or through other external forces such as high-energy particle flux. In general, an
electric field can be in any frequency range (An example of a naturally occurring
plasma is the aurora borealis or the northern lights). One commercial embodiment of
plasma sterilization is the STERRAD® Sterilization Process practiced by the assignee
of the present application. The STERRAD® process is performed in the following manner.
The items to be sterilized are placed in the sterilization chamber, the chamber is
closed, and a vacuum is drawn. An aqueous solution of hydrogen peroxide is injected
and vaporized into the chamber so that it surrounds the items to be sterilized. After
reduction of the pressure in the sterilization chamber, a low-temperature gas plasma
is initiated by applying radio frequency energy to create an electrical field. In
the plasma, the hydrogen peroxide vapor is dissociated into reactive species that
collide/react with and kill microorganisms. After the activated components react with
the organisms or with each other, they lose their high energy and recombine to form
oxygen, water, and other nontoxic byproducts. The plasma is maintained for a sufficient
time to achieve sterilization and remove residuals. At the completion of the process,
the RF energy is turned off, the vacuum is released, and the chamber is returned to
atmospheric pressure by the introduction of High Efficiency Particulate - filtered
Air (HEPA).
[0003] The above-described sterilization system can safely process medical items currently
sterilized by ethylene oxide and steam, with the exception of linens, other cellulosic
materials, powders, and liquids. Sterilized items are ready to be used in a little
over an hour after starting the sterilizer. The process requires no aeration, and
there are no toxic residues or emissions. Preparation of instruments for sterilization
is similar to current practices: cleaning the instruments, reassembly, and wrapping.
The system typically uses non-woven polypropylene wraps, which are commercially available,
and a special tray and container system. A special adaptor placed on long, narrow
lumen instruments allows rapid sterilization of their channels. A chemical indicator
specifically formulated for this process is used, as well as a specifically designed
biological indicator test pack.
[0004] The efficacy of the STERRAD plasma sterilization system has been demonstrated by:
(1) killing a broad spectrum of microorganisms; (2) killing highly resistant bacterial
spores in less than one-half of the full sterilization exposure cycle; (3) killing
highly resistant bacterial spores on 16 different substrates commonly used in medical
items. Depending upon the particular design plasma sterilization systems can therefore
provide efficient, safe methods for sterilizing medical instruments and other hospital
products.
[0005] For optimum operation, a plasma sterilization system such as that described above
requires the loads that are to be sterilized to be quite dry. However, normal hospital
practice in the preparation of instruments for sterilization often results in levels
of water that may be excessive. The excess water makes it difficult to achieve the
low-pressure thresholds required to initiate the sterilization process. To initiate
the sterilization process, the chamber pressure is preferrably reduced to relatively
low levels, for example approximately 200-700 mTorr. Since the equilibrium vapor pressure
of water is significantly higher than 700 mTorr at room temperature, any water in
the chamber or load will begin to vaporize during the vacuum phase. The heat of vaporization
required for the water to vaporize causes the load and any remaining water to chill.
When enough water has vaporized, the remaining liquid begins to freeze. Eventually,
the remaining liquid will completely freeze, which slows the rate of vapor generation
and retards the attainment of the pressure levels required for optimum operation of
the sterilizer. These conditions can cause undesirably long sterilization cycles or
even cancellation of the sterilization cycle. To avoid this problem, a method is needed
for preventing or removing any solid water in the vacuum chamber so that the desired
pressure may be quickly achieved for sterilization.
[0006] Gaseous ion bombardment of surfaces in vacuo, commonly known as sputtering, is often
used to remove adsorbed molecular species from surfaces and even to remove surface
layers of the material itself. Although, it is known that noble gas plasma sputtering
may enhance outgassing in high and ultra high vacuum systems, the energy and momentum
exchange mechanisms between the plasma and surface can also lead to material damage
of the surface as well as emission of the adsorbed species. Clearly, sputtering with
the attendant material damage is unacceptable for a sterilization process.
Summary of the Invention
[0007] According to the present invention, a method is provided for sterilizing an object
in which the item to be sterilized is first placed in a sealed chamber. A vacuum is
then applied to the chamber. At a first predetermined vacuum pressure, a plasma is
generated in the chamber. This first plasma enhances the drying of the item to be
sterilized by transferring energy to any ice or water which may be present inside
the sterilizer, thereby promoting vaporization with evacuation. Preferably, the plasma
generated at the first pressure is terminated after a period of time which is proportional
to the quantity of wetting agent present. The vacuum is further applied to reach a
second predetermined vacuum pressure which is lower than the first pressure. Finally,
a sterilizing gas is injected into the chamber and radio frequency or other energy
may be applied to generate a plasma with the sterilizing gas. After a sufficient time
has elapsed for the item to be completely sterilized, the chamber is vented to atmospheric
pressure and the article is removed.
[0008] According to another aspect of the present invention, the first predetermined vacuum
pressure is approximately 700 mTorr, and the second predetermined level is approximately
300 mTorr. While the plasma is being generated, the vacuum continues to be drawn until
a pressure of approximately 300 mTorr has been reached. Alternatively, the RF generator
may be engaged for a predetermined period of time, after which the RF generator is
switched off while continuing to evacuate the chamber. When the second predetermined
level has been reached, a reactive fluid such as hydrogen peroxide is introduced into
the sterilizer. The fluid is allowed to diffuse throughout the sterilizer for a number
of minutes and then a second vacuum is drawn inside the sterilizer. When a vacuum
of approximately 500 mTorr has been reached, the RF generator is then energized for
a second time. In the plasma sterilization apparatus, the RF energy initiates a plasma
of the remaining air molecules and molecules of the sterilizing gas transforming them
into a number of highly reactive species. These reactive species attack any micro
organism present in the chamber, inactivating them. After the RF generator has been
engaged for a sufficient time and the sterilization process is complete, the RF generator
is turned off and the vacuum is vented to atmospheric pressure through a suitable
filter.
[0009] By aiding in the removal of water from the sterilizer, the plasma drying technique
of the present invention advantageously reduces the time required to draw the required
vacuum inside the sterilizer during the initial phase of the sterilization process.
Indeed, if large amounts of water are present in the material to be sterilized, it
may not be possible to draw the required vacuum within a reasonable time without using
the plasma vacuum drying technique of the present invention. Consequently, the sterilization
operation can be conducted in a much shorter time than otherwise possible by use of
the method of the present invention.
[0010] The plasma enhanced drying process is of course useful in itself as a low-temperature
evacuation dryer independent of the sterilization process. In accordance with another
aspect of the present invention, ambient air in the volume surrounding a quantity
of condensed material is evacuated to promote vaporization. Preferably the volume
is evacuated to a pressure substantially at or less than the equilibrium vapor pressure
of the condensed material. Such a condensed material may for example be water or ice
but may also be other volatile wetting agents. A residual gas plasma is excited in
the evacuated volume to advantageously promote vaporization during evacuation or intermittently
with evacuation. The method of plasma enhanced drying according to the present invention
is particularly suited for removing quantities of water that would otherwise freeze
to form ice, substantially slowing conventional evacuation drying methods.
Brief Description of the Figures
[0011] Figure 1 is a simplified diagram of a plasma sterilization apparatus.
[0012] Figure 2 is a block diagram of a plasma sterilization process.
[0013] Figure 3 is a vacuum profile of a plasma sterilization process.
[0014] Figure 4 is a plot of evacuation characteristics for various process loads.
[0015] Figure 5 is a block diagram of a plasma-enhanced vacuum drying process.
[0016] Figure 6 is a vacuum profile of a plasma-enhanced drying process.
[0017] Figure 7 is a vacuum profile of a plasma sterilization process using plasma-enhanced
vacuum drying.
[0018] Figure 8 is a plot of evacuation performance for vacuum drying with and without plasma
enhancement.
Detailed Description of the Preferred Embodiments
[0019] Referring to the drawings, Figure 1 depicts a plasma sterilizer in block diagram
form generally at 10. The sterilizer 10 and its components and methods of use are
described more fully in U.S. Patent 4,756,882, issued July 12, 1988 and assigned to
the assignee of the present application. This patent is incorporated by reference
herein. The sterilizer includes a vacuum and plasma chamber 11; a vacuum pump 12 connected
to the electrode 11 by a valve 17; and a source of suitable reactive agent 13 such
as hydrogen peroxide and connected to the vacuum chamber 11 by a line having a valve
19 therein. The sterilizer 10 also includes an RF generator 14 electrically connected
to the plasma generator inside the vacuum chamber 11 by a suitable coupling 18, as
well as a HEPA vent 15 connected to the vacuum chamber via a line and a valve 41.
A process control logic 16, preferably a programmable computer, is connected to each
of the components which are connected to the vacuum chamber 11. The process control
logic 16 directs the operation of each of the components connected to the vacuum chamber
at the appropriate time to effectuate the sterilization operation.
[0020] The vacuum chamber 11 contains the objects to be sterilized and is sufficiently gas-tight
to support a vacuum of less than 300 mTorr. Inside the chamber 11 is an RF antenna,
or electrode array 27 to which the RF energy is supplied. In a preferred embodiment
the electrode is arranged such that it is tubuler and equidistant from the chamber
11 wall to produce a symmetric RF electric field distribution. The electrode excites
a plasma when an RF potential is applied by the RF generator 14 through the RF coupling
18. The RF coupling 18 may be a coaxial cable or other such waveguide capable of transmitting
high power RF energy without significant impedance loss connected to an impedance
matching device for the electrode.
[0021] The vacuum pump 12 and connecting valve 17 comprise a conventional arrangement well
known in the art. The vacuum pump is typically a mechanical vacuum pump such as the
rotary vane variety, capable of drawing a vacuum in the dry vacuum chamber 11 of approximately
300 mTorr or less within approximately 5 minutes of pumping. The valves 17 should
have sufficient integrity to seal a vacuum of less than 300 mTorr without significant
leakage. This requirement also applies to the other valves 19 and 41 present in the
sterilizer.
[0022] The RF generator 14 is a conventional RF oscillator well known in the art, such as
for example a solid-state or a vacuum tube oscillator with RF power amplification.
The combination may generate RF energy in a frequency range of .1 MHz to 30 MHz and
powers ranging from 50 W to 1500 W, and preferably a frequency of 13.56 MHz and power
greater than 100 W.
[0023] Operation of the plasma sterilizer 10 without the plasma-enhanced drying technique
of the present invention is described in schematic form in Figures 2 and 3, which
respectively illustrate the sequence of operations employed by the sterilizer 10 and
the corresponding pressure in chamber 11 as a function of time.
[0024] After the objects to be sterilized have been placed in the vacuum chamber and the
chamber has been sealed, the process control logic 16 engages the vacuum pump 12 and
valve 17 to evacuate the chamber to a pressure substantially at or below the equilibrium
vapor pressure of the wetting agent, in this case water, as indicated by step 20.
The pressure inside the vacuum chamber is tracked by the curve 21 in Figure 3. The
pressure drop generally follows a non-linear path, often accurately described by first-order
differential behavior. Under such circumstances, water or other such condensed solvent
can act as a reservoir for residual vapor, limiting evacuation rate and possibly even
base-pressure. Hence, the time required to attain a desired pressure is strongly dependent
on the amount of water present on the objects to be sterilized, as indicated by the
evacuation performance curves of Figure 4. Curve 52 shows the evacuation time for
an empty chamber 11, while curves 58, 60 and 62 shows the evacuation performance for
water bearing loads of 500 µl, 600 µl and 2500 µl respectively. In the present exemplary
sterilization process, it is preferable to attain a chamber pressure of 300 mTorr
within a 20 minute evacuation time span. Clearly the evacuation and drying time can
become unacceptably long for even typical quantities of residual water, as would be
encountered in hospital cleaning processes.
[0025] The process of vacuum vaporization causes heat transfer between the load, including
the condensed water, and the portion of water undergoing vaporization (i.e. heat of
vaporization). Since the load and condensed water are thermally isolated (e.g. in
a vacuum) they cool as vaporization occurs during evacuation step 20. Cooling can
cause the remaining water to transition the triple point and freeze, thus further
slowing the evacuation step 20. This frozen water may be removed from the chamber
only by the much slower process of sublimation, which significantly increases the
time required to dry the load and evacuate the chamber to the required pressure. Consequently,
a considerable length of time may be required to evacuate chamber 11 during the initial
step 20.
[0026] When a desired vacuum threshold has been reached, the reactive sterilization agent
13 is injected during step 22. The injection of the sterilization agent during step
22 causes the pressure inside the vacuum chamber to rapidly rise; in the preferred
embodiment, the pressure may rise to a level of approximately 5000 mTorr or more,
as indicated by the curve 23 in Figure 3. The injection phase may take approximately
6 minutes. After the sterilization agent is injected into the chamber, it is allowed
to diffuse completely and evenly throughout the vacuum chamber during step 24. This
step typically lasts approximately 45 minutes, at which time the sterilization agent
should be substantially in equilibrium inside the vacuum chamber 11.
[0027] At the end of the diffusion period, the process control logic 16 again engages the
vacuum pump 12 and opens the valve 17 to pump down the chamber 11 to a vacuum of approximately
500 mTorr during step 26. The pressure inside the vacuum chamber rapidly drops to
a value of 500 mTorr, as indicated by the curve 25 in Figure 3. When the pressure
inside the chamber 11 has reached 500 mTorr, the process control logic 16 commands
the RF generator 14 to generate an RF signal which is transmitted to the plasma generator.
This action causes a gas plasma to be created inside the vacuum chamber during step
28. The components of the plasma are dissociation species of the reactive agent as
well as molecules of residual gas remaining in the chamber 11.
[0028] Generating the plasma induces a brief rise in pressure, as indicated by the pressure
immediately after step 28. The plasma generator remains energized for approximately
15 minutes during the sterilization step 30, and the plasma it creates can effectively
destroy any pathogens present in the vacuum chamber 11. The sterilization process
is conducted at an approximately constant pressure of 500 mTorr, as indicated by curve
31 in Figure 3.
[0029] After the sterilization process is complete, the chamber 11 is vented through the
HEPA vent 15 during the venting step 32. This venting step is indicated by the curve
33 in Figure 3. A final vacuum application is undertaken to flush any remaining sterilizing
agent which may be present in the chamber. A vacuum of approximately 1 Torr is quickly
drawn, as indicated by curve 35 in Figure 3. Following this step, the vacuum chamber
is again vented to atmospheric pressure through the HEPA vent 15, as indicated by
the curve 37, and the sterilized articles are removed from the chamber.
[0030] A preferred method of plasma-enhanced drying according to the present invention is
disclosed in the context of the aforementioned sterilization method, and described
with respect to Figures 5 and 6. It is understood that in all other respects, the
operation of the sterilizer 10 described above is the same. It is also understood
that the plasma enhanced drying can be applied to a wide variety of vacuum applications
in addition to the plasma sterilization described.
[0031] After the articles to be sterilized are introduced into the chamber 11 and the chamber
11 is sealed, the vacuum pump 12 and valve 17 are energized to evacuate the chamber
11 to a predetermined pressure, in this case a pressure of about 700 mTorr, as indicated
by step 40 in Figure 5. The chamber pressure generally behaves as shown by curve 50
of Figure 6. When the desired pressure has been reached, the process control logic
16 transmits a command to the RF generator 14 to energize the electrode within the
chamber 11, as indicated by step 42. This action causes a gas plasma to be created
inside the chamber 11 comprised of residual gas species. It will be appreciated that
other chamber and electrode configurations as well as RF generators may render appreciable
variation in the pressure range over which a plasma may be supported. Moreover, various
other conditions such as solvent content, process time, temperature and equilibrium
vapor pressure will determine the conditions under which plasma enhancement is most
desirable. In the present embodiments herein disclosed the plasma tranfers energy
to the condensed water thereby aiding the vaporization process. While such energy
transfer serves to increase the water temperature, it is preferred that the plasma
does not chemically or physically alter the load surfaces as is commonly encountered
in a sputtering or plasma chemical process. Thus, the plasma should preferably have
average energy and momentum characteristics sufficient to impart heat energy to the
condensed water, while leaving the load surface molecules and molecular bonds intact.
In the present embodiment, the plasma is usually generated when the chamber pressure
is approximately 700 mTorr, whereas at higher pressures such generation may be limited
due to the impedance between the chamber 11 and the RF generator 14. Furthermore,
plasma generation at about 700 mTorr substantially minimizes the total process time
required to reach a pre-sterilization pressure of 300 mTorr.
[0032] The creation of the residual gas plasma causes the pressure to rise inside the chamber,
indicating enhanced vapor generation, as shown by the cusp 52 of curve section 51
in figure 6. While plasma is being generated, the vacuum pump 12 remains engaged to
further evacuate the chamber concurrent with this period of enhanced vapor generation
as indicated by step 44. After a period of time, in this case approximately 5-15 minutes
of operation, the plasma generator is turned off, step 46, and the evacuation continues
during step 48. In this exemplary embodiment, evacuation continues until a pressure
of approximately 300 mTorr is attained. As indicated by a second cusp 53 in curve
51 of Figure 6, evacuation proceeds at a higher rate upon quenching the residual gas
plasma, indicating a reduced rate of vaporization. In the present preferred embodiment
the period over which the plasma enhanced evacuation 44 operates is determined by
a maximum desirable evacuation time of 20 minutes to reach a desired pressure of 300
mTorr. It will be appreciated that there are many variations in the manner in which
the plasma-enhanced evacuation 44 is implemented in a drying or sterilization process.
In the present exemplary embodiment, the plasma enhanced evacuation 44 is initiated
at a predetermined pressure and may be terminated after a period of time or upon reaching
a second predetermined pressure. A vacuum profile of an entire sterilization process
utilizing plasma-enhanced drying is shown in Figure 7, where process step 20 is replaced
by process steps 40-48. After the evacuation and drying process steps 40-48, the remainder
of the sterilization process is substantially similar to the aforementioned sterilization
process steps. As indicated in Figure 7, plasma-enhanced drying is conveniently incorporated
into the initial evacuation phase, requiring no additional material or construction
[0033] As shown in Figure 4, the plasma-enhanced drying technique of the present invention
substantially decreases the time required for the vacuum pump 12 to reduce the chamber
pressure required for the operation of the sterilizer 10. Performance curves 54 and
56 represent the chamber pressure as a function of time during evacuation for representative
loads with and without a plasma-enhanced vacuum drying process respectively. Figure
8 is a plot of evacuation performance for evacuation after plasma-enhancement 82 and
without plasma enhancement 80 as the chamber pressure approaches a nominal final pressure
of about 300 mTorr. Indeed, as shown in Figure 8, the evacuation rate after plasma
excitation, curve 82, is considerably higher than by vacuum evacuation alone, curve
80. A comparison of these data indicates that the performance gain realized through
use of plasma-enhanced drying is substantial. The present invention achieves this
result because the plasma generated during step 42 transfers energy from the RF generator
to the liquid present in the chamber. The energy transferred to the liquid promotes
vaporization and hence speeds the drying process.
[0034] This gain in performance represents an increase in the effective pump efficiency
during the initial evacuation/drying stages 40-48, and results in faster, more consistent
operation of the sterilizer 10. It has been found that plasma-enhanced drying is most
useful when the time taken by the vacuum pump 12 to reach a pressure of 1 Torr during
stage 40 is between 5 and 9 minutes. If this time is less than 5 minutes, the items
in the chamber are already reasonably dry and plasma-enhanced drying may not greatly
speed up the drying process. If, on the other hand, this time is greater than 9 minutes,
the items in the chamber may be too wet to process by the sterilizer as presently
constituted. The values disclosed herein are valid for the particular configuration
of the current embodiment. However, these values may differ substantially to maximize
the benefit of the invention for other configurations. It has been determined in practice
that application of the plasma for a duration of time proportional to the wetness
of the objects in the chamber results in optimum drying of the materials placed therein.
However, durations longer than 15 minutes have been found to decrease the chance of
reaching the desired pre-sterilization pressure of 300 mTorr inside the chamber 11
within the desired 20 minute duration (the maximum time presently allowed in a commercial
embodiment of the sterilizer 10) of initiation of the vacuum pumping step 40.
[0035] An additional advantage of the present invention is that plasma enhanced drying may
be applied to the full complement of load material types compatible with the plasma
sterilizing process without perceptible physical or chemical damage. Finally, a residual
gas or other such plasma intended for enhancing vaporization can be energetically
tailored by varying gas species and applied RF power to render an efficient energy
transfer to a variety of wetting agents. It is particularly advantageous for applications
requiring low temperature vacuum drying, and furthermore is not limited to aqueous
wetting agents.
[0036] While the present invention has been described with respect to use in a sterilization
system, it should, of course, be understood that plasma-enhanced vacuum drying can
be applied to other systems in which it is desirable to improve drying efficiency
for objects in vacuum. In this regard the invention may be useful as simply a dryer
if the load to be dried includes at least one milliliter of water.
1. A method which comprises:
evacuating ambient air from a volume surrounding a substrate; and
generating a residual gas plasma within the evacuated volume.
2. The method of claim 1 wherein evacuation is continued until the pressure in the evacuated
volume is approximately 700 mTorr.
3. The method of claim 1 or claim 2, wherein the plasma is excited at or below approximately
the equilibrium vapour pressure of a vapourisable component of the substrate.
4. The method of any one of claims 1 to 3, wherein the duration of plasma generation
is shorter than 15 minutes.
5. The method of any one of claims 1 to 4, wherein the substrate is a condensed material
and the generation of the plasma promotes vaporisation of the material.
6. The method of claim 5, wherein the duration of plasma generation is proportional to
the quantity of the condensed material to be vapourised.
7. The method of any one of claims 1 to 4, wherein the substrate is a wet article and
wherein the article is removed from the volume without introducing any fluid into
the volume other than the fluid which relieves the vacuum.
8. The method of claim 7, wherein the plasma is quenched when the pressure in the volume
is about 600 mTorr.
9. The method of any one of claims 1 to 4, wherein the substrate is an article which
includes at least one milliliter of water and wherein plasma generation and evacuation
are continued until a desired quantity of water is removed from the article.
10. The method of any one of claims 7 to 9, wherein the generation of the plasma is continued
until the evacuation rate increases, as an indication that the article is substantially
dry.
11. The method of any one of claims 1 to 4, wherein:
the substrate is an article to be sterilised;
after the commencement of the plasma generation at a first pressure, evacuation is
continued until a second pressure is reached; and
a sterilising gas is introduced into said volume at said second pressure.
12. The method of claim 11, wherein generation of the plasma is terminated after a period
of time which is proportional to the wetness of the article.
13. The method of claim 11 or claim 12, wherein said second pressure is about 300 mTorr.
14. The method of any one of claims 11 to 13, including generating a second gas plasma
containing the sterilizing gas.
15. The method of claim 14, wherein the second gas plasma is generated after the gas has
permeated throughout the volume and the article being sterilized.
16. The method of claim 14 or claim 15, wherein the second gas plasma is generated at
a third pressure, preferably of about 500 mTorr, between the first and second pressures.