[0001] This invention relates to additive compositions that are useful for enhancing the
antiwear properties of lubricants and functional fluids, especially automatic transmission
fluids.
[0002] There is a continuing demand in the automotive and truck markets for automatic transmissions
that can operate under more severe conditions and for longer periods of time than
was previously acceptable. The automatic transmissions that meet these standards require
improved automatic transmission fluids that are characterized by enhanced antiwear
properties. The present invention fulfills this need.
[0003] This invention relates to a composition, comprising: (A) a boron-containing overbased
material; (B) a phosphorus acid, ester or derivative thereof; and (C) a borated epoxide
or borated fatty acid ester of glycerol. In one embodiment, the inventive composition
further comprises (D) a thiocarbamate. These compositions are useful in providing
lubricants and functional fluids, particularly automatic transmission fluids, with
enhanced antiwear properties. In one embodiment these compositions also provide such
lubricants and functional fluids with enhanced extreme-pressure and/or friction-modifying
properties.
[0004] Various preferred features and embodiments of the invention will be described below
by way of non-limiting illustration.
[0005] As used in this specification and in the appended claims, the term "hydrocarbyl"
denotes a group having a carbon atom directly attached to the remainder of the molecule
and having a hydrocarbon or predominantly hydrocarbon character within the context
of this invention. Such groups include the following:
(1) Hydrocarbon groups; that is, aliphatic, (e.g., alkyl or alkenyl), alicyclic (e.g.,
cycloalkyl or cycloalkenyl), aromatic, aliphatic- and alicyclic-substituted aromatic,
aromatic-substituted aliphatic and alicyclic groups, and the like, as well as cyclic
groups wherein the ring is completed through another portion of the molecule (that
is, any two indicated substituents may together form an alicyclic group). Such groups
are known to those skilled in the art. Examples include methyl, ethyl, octyl, decyl,
octadecyl, cyclohexyl, phenyl, etc.
(2) Substituted hydrocarbon groups; that is, groups containing non-hydrocarbon substituents
which, in the context of this invention, do not alter the predominantly hydrocarbon
character of the group. Those skilled in the art will be aware of suitable substituents.
Examples include halo, hydroxy, nitro, cyano, alkoxy, acyl, etc.
(3) Hetero groups; that is, groups which, while predominantly hydrocarbon in character
within the context of this invention, contain atoms other than carbon in a chain or
ring otherwise composed of carbon atoms. Suitable hetero atoms will be apparent to
those skilled in the art and include, for example, nitrogen, oxygen and sulfur.
[0006] In general, no more than about three substituents or hetero atoms, and preferably
no more than one, will be present for each 10 carbon atoms in the hydrocarbyl group.
[0007] Terms such as "alkyl-based", "aryl-based", and the like have meanings analogous to
the above with respect to alkyl groups, aryl groups and the like.
[0008] The term "hydrocarbon-based" has the same meaning and can be used interchangeably
with the term hydrocarbyl when referring to molecular groups having a carbon atom
attached directly to the remainder of a molecule.
[0009] The term "lower" as used herein in conjunction with terms such as hydrocarbyl, alkyl,
alkenyl, alkoxy, and the like, is intended to describe such groups which contain a
total of up to 7 carbon atoms.
[0010] The term "oil-soluble" refers to a material that is soluble in mineral oil to the
extent of at least about one gram per liter at 25°C.
(A) Boron-Containing Overbased Material.
[0011] Overbased products are metal salts or complexes characteried by a metal content in
excess of that which would be present according to the stoichiometry of the metal
and the particular acidic organic compound reacted with the metal, e.g., a sulfonic
acid. The term "metal ratio" is used herein to designate the ratio of the total chemical
equivalents of the metal in the overbased material (e.g., a metal sulfonate or carboxylate)
to the chemical equivalents of the metal in the product which would be expected to
result in the reaction between the organic material to be overbased (e.g., sulfonic
or carboxylic acid) and the metal-containing reactant (e.g., calcium hydroxide, barium
oxide, etc.) according to the known chemical reactivity and stoichiometry of the two
reactants.
[0012] The boron-containing overbased material (A) of this invention typically has a metal
ratio in excess of 1 and generally up to about 40 or more. In one embodiment, the
metal ratio for component (A) is from an excess of 1 up to about 35, and in one embodiment
from an excess of 1 up to about 30. The metal ratio generally ranges from about 1.1
or about 1.5 to about 40, and in one embodiment about 1.1 or about 1.5 to about 35,
and in one embodiment about 1.1 or about 1.5 to about 30, and in one embodiment about
1.1 or about 1.5 to about 26. In one embodiment the metal ratio is from about 1.5
to about 30, and in one embodiment about 6 to about 30, and in one embodiment about
10 to about 30, and in one embodiment about 15 to about 30. In one embodiment, the
metal ratio is from about 20 to about 30. Here, as well as throughout the specification,
the range and ratio limits may be combined.
[0013] In one embodiment, the borated overbased material (A) is prepared by first preparing
an overbased material then contacting that overbased material with at least one boron
compound. The overbased material is prepared by contacting a reaction mixture comprising
at least one organic material to be overbased, a reaction medium consisting essentially
of at least one inert, organic solvent/diluent for said organic material to be overbased,
a stoichiometric excess of at least one metal base and at least one promoter, with
at least one acidic material. Methods for preparing the overbased materials as well
as an extremely diverse group of overbased materials are well known in the prior art
and are disclosed, for example in the following U.S. patent 3,492,231, which is incorporated
herein by reference.
[0014] The organic material to be overbased is generally at least one carboxylic acid, sulfur-containing
acid, phosphorus-containing acid, hydroxyaromatic compound, precursor of any of the
foregoing compounds, or mixture of two or more of any of the foregoing compounds or
precursors.
Carboxylic Acids
[0015] The carboxylic acids useful as the organic material to be overbased may be aliphatic
or aromatic, mono- or polycarboxylic acid or acid-producing compounds. Throughout
this specification and in the appended claims, any reference to carboxylic acids is
intended to include the acid-producing derivatives thereof such as anhydrides, esters,
(lower, e.g. C
1-8, alkyl esters), acyl halides, lactones and mixtures thereof unless otherwise specifically
stated.
[0016] These carboxylic acids can have at least about 8, or at least about 12 carbon atoms,
or at least about 16 carbon atoms, or at least about 20 carbon atoms, or at least
about 30 carbon atoms, or at least about 50 carbon atoms. Generally, these carboxylic
acids do not contain more than about 400 or about 500 carbon atoms per molecule.
[0017] The monocarboxylic acids contemplated herein include saturated and unsaturated acids.
The monocarboxylic acids include fatty acids having from about 8 to about 30, or from
about 10 to about 24 carbon atoms. Examples of such useful monocarboxylic acids include
dodecanoic acid, palmitic acid, decanoic acid, oleic acid, lauric acid, stearic acid,
myristic acid, linoleic acid, linolenic acid, naphthenic acid, chlorostearic acid,
tall oil acid, etc. Anhydrides and lower alkyl esters of these acids can also be used.
Mixtures of two or more such agents can also be used. An extensive discussion of these
acids is found in Kirk-Othmer "Encyclopedia of Chemical Technology" Third Edition,
1978, John Wiley & Sons New York, pp. 814-871; these pages being incorporated herein
by reference.
[0018] The monocarboxylic acids include isoaliphatic acids, i.e., acids having one or more
lower acyclic pendant alkyl groups. Such acids often contain a principal chain having
from about 14 to about 20 saturaed, aliphatic carbon atoms and at least one but usually
no more than about four pendant acyclic alkyl groups. The principal chain of the acid
is exemplified by groups derived from tetradecane, pentadecane, hexadecane, heptadecane,
octadecane, and eicosane. The pendant group is preferably a lower alkyl group such
as methyl, ethyl, n-propyl, isopropyl, n-butyl, isobutyl, tert-butyl, n-hexyl, or
other groups having up to about 7 carbon atoms. The pendant group may also be a polar-substituted
alkyl group such as chloromethyl, bromobutyl, methoxyethyl, or the like, but it preferably
contains no more than one polar substituent per group. Specific examples of such isoaliphatic
acids include 11-methyl-pentadecanoic acid, 3-ethyl-hexadecanoic acid, 6-methyl-octadecanoic
acid, 16-methyl-octadecanoic acid, 15-ethyl-heptadecanoic acid, 3-chloromethyl-nonadecanoic
acid, 7,8,9,10-tetramethyl-octadecanoic acid, and 2,9,10-trimethyloctadecanoic acid.
[0019] The isoaliphatic acids include mixtures of branch-chain acids prepared by the isomerization
of commercial fatty acids of, for example, about 16 to about 20 carbon atoms. A useful
method involves heating the fatty acid at a temperature above about 250°C and a pressure
between about 200 and 700 psi, distilling the crude isomerized acid, and hydrogenating
the distillate to produce a substantially saturated isomerized acid. The isomerization
can be promoted by a catalyst such as mineral clay, diatomaceous earth, aluminum chloride,
zinc chloride, ferric chloride, or some other Friedel-Crafts catalyst. The concentration
of the catalyst may be as low as about 0.01%, but more often from about 0.1% to about
3% by weight of the isomerization mixture. Water also promotes the isomerization and
a small amount, from about 0.1% to about 5% by weight, of water may thus be advantageously
added to the isomerization mixture. The unsaturated fatty acids from which the isoaliphatic
acids may be derived include oleic acid, linoleic acid, linolenic acid, and commercial
fatty acid mixtures such as tall oil acids.
[0020] In one embodiment the carboxylic acid is at least one hydrocarbyl-substituted carboxylic
acid or anhydride. In one embodiment, the hydrocarbyl group has at least about 8 carbon
atoms up to about 400, preferably at least about 12 to about 300, more preferably
at least about 16 to about 200 carbon atoms. In one embodiment, the hydrocarbyl substituted
carboxylic acid or anhydride is derived from the reaction of an unsaturated carboxylic
reagent and a polyalkene. The unsaturated carboxylic reagent includes mono, di , tri
or tetracarboxylic reagents. Specific examples of useful monobasic unsaturated carboxylic
acids are acrylic acid, methacrylic acid, cinnamic acid, crotonic acid, 2-phenylpropenoic
acid, and lower alkyl esters thereof. Exemplary polybasic acids include maleic acid,
maleic anhydride, fumaric acid, mesaconic acid, itaconic acid and citraconic acid.
Generally, the unsaturated carboxylic reagent is maleic anhydride, acid or lower ester,
e.g. those containing less than eight carbon atoms.
[0021] The polyalkenes include homopolymers and interpolymers of olefins having from 2 to
about 20 carbon atoms. The olefins include ethylene, propylene, 1-butene, isobutylene,
1-pentene, 2-methyl-1-butene, 3-methyl-1-butene, 1-hexene, 1-heptene, 1-octene, styrene,
1-nonene, 1-decene, 1-undecene, 1-dodecene, 1-tridecene, 1-tetradecene, 1-pentadecene,
1-hexadecene, 1-heptadecene and 1-octadecene. Higher olefin mixtures such as olefins
in the range of about 18 to about 24 carbon atoms can be used. The hydrocarbyl group,
R, can be derived from at least one alpha-olefin fraction selected from the group
consisting of C
15-18 alpha-olefins, C
12-16 alpha-olefins, C
14-16 alpha-olefins, C
14-18 alpha-olefins and C
16-18 alpha-olefins. In one embodiment, R is an alkyl or an alkenyl group. Examples of
polyalkenes include polybutene, polyisobutylene, ethylene-propylene copolymer, polypropylene,
and mixtures of two or more of any of these. Included in this group are those derived
from polybutene in which at least about 50% of the total units derived from butenes
is derived from isobutylene.
[0022] In one embodiment, the polyalkene is characterized by an Mn (number average molecular
weight) of at least about 200 or at least about 400. Generally, the polyalkene is
characterized by having an Mn from about 500 up to about 5000, or from about 700 up
to about 3000, or from about 800 up to 2500, or from about 900 up to about 2000. In
another embodiment, Mn varies from about 500 up to about 1500, or from about 700 up
to about 1300, or from about 800 up to about 1200. In another embodiment, the polyalkenes
have an Mn from about 1300 up to about 5000, or from about 1500 up to about 4500,
or from about 1700 up to about 3000. In one embodiment, the polyalkenes have an Mw/Mn
from about 1 to about 10, or from about 1.5 to about 5, or from about 2.5 to about
4.
[0023] In another embodiment, the acylating agents may be prepared by reacting one or more
of the above described polyalkenes with an excess of maleic anhydride to provide substituted
succinic acylating agents wherein the number of succinic groups for each equivalent
weight of substituent group, i.e., polyalkenyl group, is at least 0.9. The maximum
number will generally not exceed 4.5. A suitable range is from about 1.3 to 3.5 and
or from about 1.5 to about 2.5 succinic groups per equivalent weight of substituent
groups.
[0024] In one embodiment, the carboxylic acid is at least one substituted succinic acid
or anhydride, said substituted succinic acid or anhydride has a polybutenyl group
characterized by an Mn value of about 1500 to about 2000 and an Mw/Mn value of about
3 to about 4. These acids or anhydrides are characterized by the presence within their
structure of an average of about 1.5 to about 2.5 succinic groups for each equivalent
weight of substituent groups. In another embodiment, the carboxylic acid or anhydrideis
a polybutenyl succinc anhydride wherein the polybutenyl group has an Mn value of about
800 to about 1200; an Mw/Mn value of about 2 to about 3; and is characterized by the
presence within their structure of an average of about 0.9 to about 1.2 succinic groups
for each equivalent weight of substituent groups.
[0025] Hydrocarbyl-substituted carboxylic acids suitable for use as the organic material
to be overbased are described in detail in the following U.S. Patents: U.S. Patents
3,219,666; and 4,234,435. These patents are incorporated herein by reference.
[0026] A useful group of carboxylic acids are the aromatic carboxylic acids. These acids
can be represented by the formula

wherein R is an aliphatic hydrocarbyl group of preferably about 4 to about 400 carbon
atoms, a is a number in the range of zero to about 4, Ar is an aromatic group, X
1 and X
2 are independently sulfur or oxygen, and b is a number in the range of from 1 to about
4, with the proviso that the sum of a and b does not exceed the number of unsatisfied
valences of Ar. Preferably, R and a are such that there is an average of at least
about 8 aliphatic carbon atoms provided by the R groups. The aromatic groups Ar that
are useful include the polyvalent aromatic groups derived from benzene, naphthalene,
anthracene, phenanthrene, indene, fluorene, biphenyl, and the like. Generally, the
Ar groups used herein are polyvalent nuclei derived from benzene or naphthalene such
as phenylenes and naphthylene, e.g., methylphenylenes, ethoxyphenylenes, nitrophenylenes,
isopropylphenylenes, hydroxyphenylenes, mercaptophenylenes, N,N-diethylaminophenylenes,
chlorophenylenes, dipropoxynaphthylenes, triethylnaphthylenes, and similar tri-, tetra-,
pentavalent nuclei thereof, etc. These Ar groups may contain non-hydrocarbon substituents,
for example, such diverse substituents as lower alkoxy, lower alkyl mercapto, nitro,
halo, alkyl or alkenyl groups of less than about 4 carbon atoms, hydroxy, mercapto,
and the like. Examples of the R groups include butyl, isobutyl, pentyl, octyl, nonyl,
dodecyl, docosyl, tetracontyl, 5-chlorohexyl, 4-ethoxypentyl, 4-hexenyl, 3-cyclohexyloctyl,
4-(p-chorophenyl)-octyl, 2,3,5-trimethylheptyl, 4-ethyl-5-methyloctyl, and substituents
derived from polymerized olefins such as polychloroprenes, polyethylenes, polypropylenes,
polyisobutylenes, ethylenepropylene copolymers, chlorinated olefin polymers, oxidized
ethylene-propylene copolymers, and the like.
[0027] A group of useful carboxylic acids are those of the formula

wherein R, Ar, X
1, X
2, a and b are as defined in Formula I, X
3 is oxygen or sulfur, and c is a number in the range of 1 to about 4, usually 1 to
about 2, with the proviso that the sum of a, b and c does not exceed the unsatisfied
valences of Ar. Within this group are the carboxylic acids of the formula

wherein R is an aliphatic hydrocarbyl group preferably containing from about 4 to
about 400 carbon atoms, a is a number in the range of from zero to about 4, preferably
1 to about 3; b is a number in the range of 1 to about 4, preferably 1 to about 2,
c is a number in the range of 1 to about 4, preferably 1 to about 2, and more preferably
1; with the proviso that the sum of a, b and c does not exceed 6. Preferably, R and
a are such that the acid molecules contain at least an average of about 12 aliphatic
carbon atoms in the aliphatic hydrocarbon substituents per acid molecule. Also useful
are the aliphatic hydrocarbon-substituted salicylic acids wherein each aliphatic hydrocarbon
substituent contains an average of at least about 8 carbon atoms per substituent and
1 to 3 substituents per molecule. Salts prepared from such salicylic acids wherein
the aliphatic hydrocarbon substituents are derived from polymerized olefins, particularly
polymerized lower 1-mono-olefins such as polyethylene, polypropylene, polyisobutylene,
ethylene/propylene copolymers and the like and having average carbon contents of about
30 to about 400 carbon atoms are particularly useful. The aromatic carboxylic acids
corresponding to the above formulae are well known or can be prepared according to
procedures known in the art. Carboxylic acids of the type illustrated by these formulae
and processes for preparing their neutral and basic metal salts are well known and
disclosed, for example, in U.S. Patents 2,197,832; 2,197,835; 2,252,662; 2,252,664;
2,714,092; 3,410,798; and 3,595,791, which are incorporated herein by reference.
Sulfur-Containing Acids
[0028] The sulfur-containing acids include the sulfonic, sulfamic, thiosulfonic, sulfinic,
sulfenic, partial ester suluric, sulfurous and thiosulfuric acids. The sulfonic acids
include the mono- or polynuclear aromatic or cycloaliphatic compounds. The sulfonic
acids and sulfonates can be represented for the most part by the following formulae:
(R
1 a-T-(SO
3)
b)
cM
d
or
(R
2-(SO
3)
b)
cM
d
In the above formulae, T is a cyclic nucleus such as, for example, benzene, naphthalene,
anthracene, phenanthrene, diphenylene oxide, thianthrene, phenothioxine, diphenylene
sulfide, phenothiazine, diphenyl oxide, diphenyl sulfide, diphenylamine, cyclohexane,
petroleum naphthenes, decahydronaphthalene, cyclopentane, etc.; R
1 is an aliphatic group such as alkyl, alkenyl, alkoxyalkyl, carboalkoxyalkyl, etc.;
a is at least 1, and R
1 a+T contains a total of at least about 15 carbon atoms. R
2 is an aliphatic hydrocarbyl group containing at least about 15 carbon atoms. Examples
of R
2 are alkyl, alkenyl, alkoxyalkyl, carboalkoxyalkyl, etc. Specific examples of R
2 are groups derived from petrolatum, saturated and unsaturated paraffin wax, and polyolefins,
including polymerized C
2, C
3, C
4, C
5, C
6, etc., olefins containing from about 15 to 7000 or more carbon atoms. The groups
T, R
1, and R
2 in the above formulae can also contain other inorganic or organic substituents in
addition to those enumerated above such as, for example, hydroxy, mercapto, halogen,
nitro, amino, nitroso, sulfide, disulfide, etc. M is hydrogen or a metal cation (e.g.,
alkali or alkaline earth metal), and a, b, c and d are each at least 1.
[0029] The following oil-soluble sulfonic acids are useful: mahogany sulfonic acids; bright
stock sulfonic acids; sulfonic acids derived from lubricating oil fractions having
a Saybolt viscosity from about 100 seconds at 100°F to about 200 seconds at 210°F;
petrolatum sulfonic acids; mono- and poly-wax-substituted sulfonic and polysulfonic
acids of, e.g., benzene, naphthalene, phenol, diphenyl ether, naphthalene disulfide,
diphenylamine, thiophene, alpha-chloronaphthalene, etc.; other substituted sulfonic
acids such as alkyl benzene sulfonic acids (where the alkyl group has at least 8 carbons),
cetylphenol mono-sulfide sulfonic acids, dicetyl thianthrene disulfonic acids, dilauryl
beta naphthyl sulfonic acids, dicapryl nitronaphthalene sulfonic acids, and alkaryl
sulfonic acids such as dodecyl benzene "bottoms" sulfonic acids.
[0030] The latter are acids derived from benzene which has been alkylated with propylene
tetramers or isobutene trimers to introduce 1, 2, 3, or more branched-chain C
12 substituents on the benzene ring. Dodecyl benzene bottoms, principally mixtures of
mono- and di-dodecyl benzenes, are available as by-products from the manufacture of
household detergents. Similar products obtained from alkylation bottoms formed during
manufacture of linear alkyl sulfonates (LAS) are also useful in making the sulfonates
used in this invention.
[0031] Also included are aliphatic sulfonic acids such as paraffin wax sulfonic acids, unsaturated
paraffin wax sulfonic acids, hydroxy-substituted paraffin wax sulfonic acids, hexapropylene
sulfonic acids, tetra-amylene sulfonic acids, polyisobutene sulfonic acids wherein
the polyisobutene contains from 20 to 7000 or more carbon atoms, chloro-substituted
paraffin wax sulfonic acids, nitroparaffin wax sulfonic acids, etc.; cycloaliphatic
sulfonic acids such as petroleum naphthene sulfonic acids, cetyl cyclopentyl sulfonic
acids, lauryl cyclohexyl sulfonic acids, bis-(di-isobutyl) cyclohexyl sulfonic acids,
mono- or poly-wax-substituted cyclohexyl sulfonic acids, etc.
[0032] With respect to the sulfonic acids or salts thereof described herein and in the appended
claims, it is intended herein to employ the term "petroleum sulfonic acids" or "petroleum
sulfonates" to cover all sulfonic acids or the salts thereof derived from petroleum
products. A useful group of petroleum sulfonic acids are the mahogany sulfonic acids
(so called because of their reddish-brown color) obtained as a by-product from the
manufacture of petroleum white oils by a sulfuric acid process.
Phosphorus-Containing Acids
[0033] The phosphorus-containing acids can be represented by the formula

wherein X
1, X
2, X
3 and X
4 are independently O, S or NR
3 wherein R
3 is hydrogen or a hydrocarbyl group, preferably hydrogen or a lower alkyl group; a
and b are independently zero or one, and R
1 and R
2 are independently hydrogen or hydrocarbyl groups. These phosphorus-containing acids
include the phosphorus- and sulfur containing acids. They include those acids wherein
at least one X
3 or X
4 is sulfur, and more preferably both X
3 and X
4 are sulfur, at least one X
1 or X
2 is oxygen or sulfur, more preferably both X
1 and X
2 are oxygen, and a and b are each 1. Mixtures of these acids may be employed in accordance
with this invention. R
1 and R
2 are independently hydrogen or hydrocarbyl groups that are preferably free from acetylenic
unsaturation and usually also from ethylenic unsaturation. The total number of carbon
atoms in R
1 and R
2 must be sufficient to render the compound soluble in the reaction medium. Generally
this total is at least about 8 carbon atoms, and in one embodiment at least about
12 carbon atoms, and in one embodiment at least about 16 carbon atoms, and in one
embodiment at least about 20 carbon atoms. In one embodiment, R
1 and R
2 independently have up to about 400 or about 500 carbon atoms. Each R
1 and R
2 can be the same as the other, although they may be different and either or both may
be mixtures. Examples of useful R
1 and R
2 groups include t-butyl, isobutyl, amyl, isooctyl, decyl, dodecyl, eicosyl, dodecenyl,
naphthyl, alkylphenyl, alkylnaphthyl, phenylalkyl, naphthylalkyl, alkylphenylalkyl,
alkylnaphthylalkyl, and the like.
[0034] The phosphorus-containing acids can be at least one phosphate, phosphonate, phosphinate
or phosphine oxide. These pentavalent phosphorus derivatives can be represented by
the formula

wherein R
1, R
2 and R
3 are independently hydrocarbyl groups, or hydrogen and a, b and c are independently
zero or 1. The phosphorus-containing acid can be at least one phosphite, phosphonite,
phosphinite or phosphine. These trivalent phosphorus derivatives can be represented
by the formula

wherein R
1, R
2 and R
3 are independently hydrocarbyl groups, and a, b and c are independently zerio or 1.
The total number of carbon atoms in R
1, R
2 and R
3 in each of the above formulae must be sufficient to render the compound soluble in
the reaction medium. Generally, the total number of carbon atoms in R
1, R
2 and R
3 is at least about 8, and in one embodiment at least about 12, and in one embodiment
at least about 16. There is no limit to the total number of carbon atoms in R
1, R
2 and R
3 that is required, but a practical upper limit is about 400 or about 500 carbon atoms.
In one embodiment, R
1, R
2 and R
3 in each of the above formulae are independently hydrocarbyl groups of preferably
1 to about 100 carbon atoms, or 1 to about 50 carbon atoms, or 1 to about 30 carbon
atoms, with the proviso that the total number of carbons is at least about 8. Each
R
1, R
2 and R
3 can be the same as the other, although they may be different. Examples of useful
R
1, R
2 and R
3 groups include hydrogen, t-butyl, oisobutyl, amyl, isooctyl, decyl, dodecyl, eicosyl,
2-pentenyl, dodecenyl, phenyl, naphthyl, alkylphenyl, alkylnaphthyl, phenylalkyl,
naphthylalkyl, alkylphenylalkyl, alkylnaphthylakyl, and the like.
[0035] In another embodiment, the phosphorus acid is characterized by at least one direct
carbon-to-phosphorus linkage such as those prepared by the treatment of an olefin
polymer, such as one or more of the above polyalkenes (e.g., polyisobutene having
a molecular weight of 1000) with a phosphorizing agent such as phosphorus trichloride,
phosphorus heptasulfide, phosphorus pentasulfide, phosphorus trichloride and sulfur,
white phosphorus and a sulfur halide, or phosphorothioic chloride.
Hydroxyaromatic Compounds
[0036] The organic material to be overbased can be at least one hydroxyaromatic compound
represented by the formula: R
a-Ar-(XH)
b, wherein R is an aliphatic hydrocarbyl group of generally about 4 to about 400 carbon
atoms; Ar is an aromatic group; X is O, S, CH
2O or CH
2NR
1, wherein R
1 is hydrogen or a hydrocarbyl group (preferably alkyl or alkenyl) of generally 1 to
about 30 carbon atoms, and in one embodiment 1 to about 20 carbon atoms, and in one
embodiment 1 to about 10 carbon atoms; a and b are independently numbers of at least
one, the sum of a and b being in the range of two up to the number of displaceable
hydrogens on the aromatic nucleus or nuclei of Ar. Generally, a and b are independently
numbers in the range of 1 to about 4, and in one embodiment 1 to about 2. R and a
are such that there is a sufficient number of aliphatic carbon atoms in the R groups
to render the compound soluble in the reaction medium. Generally, there is an average
of at least about 8 aliphatic carbon atoms, and in one embodiment at least about 12
carbon atoms, provided by the R groups.
[0037] In one embodiment, X is O and the functionally-substituted aromatic compound is a
phenol. With such phenols, however, it is to be understood that the aromatic group
Ar is not a limited benzene, as discussed below.
[0038] The R group is a hydrocarbyl group that is directly bonded to the aromatic group
Ar. R generally contains about 6 to about 80 carbon atoms, and in one embodiment about
6 to about 30 carbon atoms, and in one embodiment about 8 to about 25 carbon atoms,
and advantageously about 8 to about 15 carbon atoms. Examples of R groups include
butyl, isobutyl, pentyl, octyl, nonyl, dodecyl, dodecosyl, tetracontyl, 5-chlorohexyl,
4-ethoxypentyl, 4-hexenyl, 3-cyclohexyloctyl, 4-(p-chlorophenyl)-octyl, 2,3,5-trimethylheptyl,
4-ethyl-5-methyloctyl, and substituents derived from polymerized olefins such as polychloroprenes,
polyethylenes, polypropylenes, polyisobutylenes, ethylene-propylene copolymers, chlorinated
olefin polymers, oxidized ethylene-propylene copolymers, propylene tetramer and tri(isobutene).
In one embodiment, R is a hydrocarbyl group as defined above for caboxylic acids.
[0039] As will be appreciated from inspection of the above formula, these compounds contain
at least one R group, as defined above, and at least one functional group XH. Each
of the foregoing must be attached to a carbon atom which is a part of an aromatic
nucleus in the Ar group. They need not, however, each be attached to the same aromatic
ring if more than one aromatic nucleus is present in the Ar group.
[0040] It is to be understood that the aromatic group as represented by "Ar" in the above
formula, as well as elsewhere in other formulae in this specification and in the appended
claims, can be mononuclear such as a phenyl, a pyridyl, a thienyl, or polynuclear.
The polynuclear groups can be of the fused type wherein an aromatic nucleus is fused
at two points to another nucleus such as found in naphthyl, anthranyl, azanaphthyl,
etc. The polynuclear group can also be of the linked type wherein at least two nuclei
(either mononuclear or polynuclear) are linked through bridging linkages to each other.
These bridging linkages can be chosen from the group consisting of carbon-to-carbon
single bonds, ether linkages, keto linkages, sulfide linkages, polysulfide linkages
of 2 to about 6 sulfur atoms, sulfinyl linkages, sulfonyl linkages, alkylene linkages,
alkylidene linkages, lower alkylene ether linkages, alkylene keto linkages, lower
alkylene sulfur linkages, lower alkylene polysulfide linkages of 2 to about 6 carbon
atoms, amino linkages, polyamino linkages and mixtures of such divalent bridging linkages.
In certain instances, more than one bridging linkage can be present in Ar between
two aromatic nuclei; for example, a fluorene nucleus having two benzene nuclei linked
by both a methylene linkage and a covalent bond. Such a nucleus may be considered
to have three nuclei but only two of them are aromatic. Normally, however, Ar will
contain only carbon atoms in the aromatic nuclei per se (plus any alkyl or alkoxy
substituent present).
[0041] The number of aromatic nuclei, fused, linked or both, in Ar can play a role in determining
the integer values of a and b in the above formula. For example, when Ar contains
a single aromatic nucleus, the sum of a and b is from 2 to 6. When Ar contains two
aromatic nuclei, the sum of a and b is from 2 to 10. With a tri-nuclear Ar moiety,
the sum of a and b is from 2 to 15. The value for the sum of a and b is limited by
the fact that it cannot exceed the total number of displaceable hydrogens on the aromatic
nucleus or nuclei of Ar.
[0042] In one embodiment, the organic material to be overbased is at least one phenol represented
by the formula

wherein R is a hydrocarbyl group of about 4 to about 400 carbon atoms; R
1 is a lower alkyl, lower alkoxyl, amino, aminomethyl, mercapto, amido, thioamido,
nitro or halo group; a is a number in the range of 1 to about 3; b is 1 or 2; and
c is 0 or 1. Usually R is derived from a homo- or interpolymer of monoolefins having
from 2 to about 20 carbon atoms and is in a position para to the -OH group. In one
embodiment, R is one or more of the above polyalkene groups. Specific examples of
the substituent R are a polypropylene group of about 60 to about 340 carbons, a poly(ethylene(propylene)
group of about 110 to about 260 carbons (equimolar monomer ratio), a poly(isobutene)
group of about 70 to about 320 carbon atoms, and a poly(1-hexene/1-octene/1-decene)
group of about 400 to about 750 carbons (equimolar monomer ratios).
Reaction Medium
[0043] The reaction medium used to prepare the overbased product (A) is a substantially
inert, organic solvent/diluent for the organic material to be overbased. Examples
include the alkanes and haloalkanes of about 5 to about 18 carbons, alkyl ethers,
alkanols, alkylene glycols, alkyl ethers of alkylene glycols and polyalkylene glycols,
dibasic alkanoic acid diesters, silicate esters, and mixtures of these. Specific examples
include pentane, hexane, octane, cyclopentane, cyclohexane, isopropylcyclohexane,
cyclooctane, halobenzenes such as mono- and polychlorobenzenes, mineral oils, isobutylether,
methyl-n-amylether, methoxybenzene, p-methoxytoluene, methanol, ethanol, propanol,
isopropanol, hexanol, alkylene glycols such as ethylene glycol and propylene glycol,
diethyl ketone, methylbutyl ketone, dimethylformamide, dimethylacetamide, diisoctyl
azelate, polyethylene glycols, polypropylene glycols, etc.
[0044] From the standpoint of availability, cost, and performance, the alkyl, cycloalkyl,
and aryl hydrocarbons represent a useful class of reaction mediums. Liquid petroleum
fractions represent another useful class. Included within these classes are benzenes
and alkylated benzenes, cycloalkanes and alkylated cycloalkanes, cycloalkenes and
alkylated cycloalkenes such as found in naphthene-based petroleum fractions, and the
alkanes such as found in the paraffin-based petroleum fractions. Petroleum ether,
naphthas, mineral oils, Stoddard Solvent, toluene, xylene, etc., and mixtures thereof
are examples of economical sources of suitable inert organic liquids which can function
as the reaction medium. Particularly useful are those containing at least some mineral
oil as a component of the reaction medium.
Metal Base
[0045] The metal base used in preparing the overbased products is selected from the group
consisting of alkali metals, alkaline-earth metals, titanium, zirconium, molybdenum,
iron, copper, zinc, aluminum, mixture of two or more thereof, or basically reacting
compounds thereof. The metal can be an alkali metal, alkaline-earth metal, zinc, aluminum,
or a mixture of two or more thereof. Lithium, sodium, potassium, magnesium, calcium
and barium are useful. The metal bases include alkoxides, nitrites, carboxylates,
phosphites, sulfites, hydrogen sulfites, carbonates, hydrogen carbonates, borates,
hydroxides, oxides, alkoxides, and amides of one or more of the above metals. The
nitrites, carboxylates, phosphites, alkoxides, carbonates, borates, hydroxides and
oxides are useful. The hydroxides, oxides, alkoxides and carbonates are especially
useful.
Promoters
[0046] The promoters, that is, the materials which permit the incorporation of the excess
metal into the overbased product, are also quite diverse and well known in the art
as evidenced by the cited patents. These materials must be less acidic than the acidic
material used in making the overbased products. A particularly comprehensive discussion
of suitable promoters is found in U.S. Patents 2,777,874; 2,695,910; and 2,616,904,
which are incorporated herein by reference. These include the alcoholic and phenolic
promoters which are preferred. The alcohol promoters include the alkanols of one to
about 12 carbon atoms. Examples of the alcohols include methanol, ethanol, isopropanol,
amyl alcohol, cyclohexanol, octanol, dodecanol, decanol, behenyl alcohol, ethylene
glycol, diethylene glycol, triethylene glycol, monomelylether of ethylene glycol,
trimethylene glycol, hexamethylene glycol, glycerol, pentaerythritol, benzyl alcohol,
phenylethyl alcohol, sorbitol, nitropropanol, chloroethanol, aminoethanol, cinnamyl
alcohol, allyl alcohol, and the like. Phenolic promoters include a variety of hydroxy-substituted
benzenes and naphthalenes. A particularly useful class of phenols are the alkylated
phenols, such as heptylphenol, octylphenol, nonylphenol, dodecyl phenol, propylene
tetramer phenol, etc. Mixtures of various promoters can be used.
Acidic Material
[0047] Suitable acidic materials are also disclosed in the above cited patents, for example,
U.S. Patent 2,616,904. Included within the known group of useful acidic materials
are carbamic acid, acetic acid, formic acid, boric acid, trinitromethane, SO
2, CO
2, sources of said acids, and mixtures thereof. CO
2 and SO
2, and sources thereof, are useful. Useful sources of CO
2 include urea, carbamates and ammonium carbonates. Useful sources of SO
2 include sulfurous acid, thiosulfuric acid and dithionous acid. CO
2 is especially preferred.
Preparation of the Overbased Material
[0048] In one embodiment, the overbased materials are prepared by contacting a mixture of
the organic material to be overbased, the reaction medium, the metal base, and the
promoter, with the acidic material. The temperature at which the acidic material contacts
the remainder of the reaction mass depends to a large measure upon the promoter that
is used. With a phenolic promoter, the temperature usually ranges from about 60°C
to about 300°C, and often from about 100°C to about 200°C. When an alcohol or mercaptan
is used as the promoter, the temperature usually does not exceed the reflux temperature
of the reaction mixture and preferably does not exceed about 100°C. The exact nature
of the resulting overbased material is not known. However, it can be adequately described
for purposes of the present specification as a single phase homogeneous mixture of
the reaction medium and (1) either a metal complex formed from the metal base, the
acidic material, and the organic material to be overbased and/or (2) an amorphous
metal salt formed from the reaction of the acidic material with the metal base and
the organic material to be overbased. Thus, if mineral oil is used as the reaction
medium, petrosulfonic acid as the organic material which is overbased, Ca(OH)
2 as the metal base, and carbon dioxide as the acidic material, the resulting overbased
material can be described for purposes of this invention as an oil solution of either
a metal containing complex of the acidic material, the metal base, and the petrosulfonic
acid or as an oil solution of amorphous calcium carbonate and calcium petrosulfonate.
Since the overbased materials are well known and as they are used merely as intermediates
in the preparation of the boron-containing overbased materials (A) employed herein,
the exact nature of these materials is not critical to the present invention.
Preparation of the Boron-Containing Overbased Materials
[0049] The boron-containing overbased material (A) can be prepared by contacting at least
one overbased material with at least one boron compound. The boron compound can be
boron oxide, boron oxide hydrate, boron trioxide, boron trifluoride, boron tribromide,
boron trichloride, boron acids such as boronic acid (i.e., alkyl-B(OH)2 or aryl-B(OH)
2), boric acid (i.e., H
3BO
3), tetraboric acid (i.e., H
2B
4O
7), metaboric acid (i.e., HBO
2), boron anhydrides, and various esters of such boron acids. The use of complexes
of boron trihalide with ethers, organic acids, inorganic acids, or hydrocarbons is
a convenient means of introducing the boron reactant into the reaction mixture.
[0050] The boron acid esters include especially mono-, di-, and tri-organic esters of boric
acid with alcohols or phenols such as, e.g., methanol, ethanol, isopropanol, cyclohexanol,
cyclopentanol, 1-octanol, 2-octanol, benzyl alcohol, 2-butyl cyclohexanol, ethylene
glycol, propylene glycol, trimethylene glycol, 1,3-butanediol, 2,4-hexanediol, glycerol,
triethylene glycol, tripropylene glycol, phenol, naphthol, p-butylphenol, o,p-diheptylphenol,
n-cyclohexylphenol, 2,2-bis-(p-hydroxyphenyl)propane, o-chlorophenol, m-nitrophenol,
6-bromooctanol, and 7-keto-decanol. Lower alcohols, 1,2-glycols, and 1-3-glycols,
i.e., those having less than about 8 carbon atoms are especially useful for preparing
the boric acid esters for the purpose of this invention.
[0051] Methods for preparing the esters of boron acid are known and disclosed in the art
(such as "Chemical Reviews," pp. 959-1064, VoL 56). Thus, one method involves the
reaction of boron trichloride with 3 moles of an alcohol or a phenol to result in
a tri-organic borate. Another method involves the reaction of boric oxide with an
alcohol or a phenol. Another method involves the direct esterification of tetra boric
acid with 3 moles of an alcohol or a phenol. Still another method involves the direct
esterification of boric acid with a glycol to form, e.g., a cyclic alkylene borate.
[0052] The contacting of the overbased material with the boron compound can be effected
using standard mixing techniques. The ratio of equivalents of the boron compound to
equivalents of the overbased material can range up to about 40:1 or higher, and is
typically in the range of about 0.05:1 to about 30:1, and is often in the range of
about 0.2:1 to about 20:1. Equivalent ratios of about 0.5:1 to about 5:1, or about
0.5:1 to about 2:1, and often about 1:1 can be used. For purposes of this invention,
an equivalent of a boron compound is based upon the number of moles of boron in said
compound. Thus, boric acid has an equivalent weight equal to its molar weight, while
tetraboric acid has an equivalent weight equal to one-fourth of its molar weight.
An equivalent weight of an overbased material is based upon the number of equivalents
of metal in said overbased material available to react with the boron. An equivalent
of a metal is dependent upon its valence. Thus, one mole of a monovalent metal such
as sodium provides one equivalent of the metal, whereas two moles of a divalent metal
such as calcium are required to provide one equivalent of such metal. This number
can be measured using standard techniques (e.g., titration using bromophenol blue
as the indicator to measure total base number). Thus, an overbased material having
one equivalent of metal available to react with the boron has an equivalent weight
equal to its actual weight. An overbased material having two equivalents of metal
available to react with the boron has an equivalent weight equal to one-half its actual
weight.
[0053] The temperature can range from about room temperature up to the decomposition temperature
of the reactants or desired products having the lowest such temperature, and is generally
in the range of about 20°C to about 200°C, and in one embodiment about 20°C to about
150°C, and in one embodiment about 50°C to about 150°C, and in one embodiment about
80°C to about 120°C.
[0054] The contacting time is the time required to form the desired concentration of metal
borate (e.g., sodium borate) in the boron-containing overbased material (A). This
concentration can be measured using standard techniques (e.g., measurement of the
concentration of dissolved solids when the boron compound is a solid, measurement
of the water of reaction formed by the borating process, measurement of the displacement
of acidic material , e.g., CO
2, from the overbased product (A), etc. Generally, the contacting time is from about
0.5 to about 50 hours, and often is from about 1 to about 25 hours, and in one embodiment
about 1 to about 15 hours, and in one embodiment about 4 to about 12 hours.
[0055] The following Example A illustrates the preparation of a boron-containing overbased
material (A) that is useful in accordance with the invention. Unless otherwise indicated
in the examples as well as throughout the specification and the appended claims, all
parts and percentages are by weight, all temperatures are in degrees centigrade, and
all pressures are atmospheric.
Example A-1
Part I:
[0056] A mixture of 1000 parts of alkyl benzene sulfonic acid in oil (24.8% oil), 771 parts
of o-xylene, and 75.2 parts of polyisobutenyl (number average molecular weight = 950)
succinic anhydride is charged to a reaction vessel and the is adjusted to 31.9°C.
87.3 parts magnesium oxide are added to the mixture. 35.8 parts of acetic acid are
then added to the mixture. 31.4 parts of methanol and 59 parts of water are added
to the mixture. The mixture is carbonated, the temperature of the mixture being 34.7-40.2°C.
87.3 parts of magnesium oxide, 31.4 parts of methanol and 59 parts of water are added
to the mixture, and the mixture is again carbonated. 87.3 parts of magnesium oxide,
31.4 parts of methanol and 59 parts of water are again added to the mixture, and the
mixture is again carbonated. The total amount of carbon dioxide added is 232 parts.
Methanol, o-xylene, and water are removed by atmospheric and vacuum flash stripping.
The reaction mixture is cooled and filtered to provide the desired overbased magnesium
sulfonate having a metal ratio of 14.7 and a diluent content of 42% by weight.
Part II:
[0057] A mixture of 5580 parts of the product from Part (I) and 2790 parts of toluene are
charged to a reaction vessel. A slow nitrogen purge is started. The mixture is stirred
and the temperature is adjusted to 45°C. 1395 parts of boric acid are added to the
mixture over a period of 10 minutes. The mixture is heated from 45°C to 96°C over
a period of 4.5 hours. The mixture is maintained at 80-96°C for 16 hours. The mixture
is heated from 80°C to 102°C over a period of 3 hours. The mixture is then heated
from 102°C to 120°C over a period of 5 hours. 310 parts of water distillate are removed.
The toluene phase of the distillate is added back to the reaction vessel. The mixture
is heated to 148°C over a 5-hour period with full distillate removal. 296 parts of
diatomaceous earth are added to the mixture and the mixture is filtered over a two-day
period. The resulting product has a sulfur content of 1.29% by weight, a magnesium
content of 8.28% by weight, and a boron content of 4.66% by weight.
(B) Phosphorus Acid, Ester or Derivative.
[0058] The lubricating compositions include at least one phosphorus acid, phosphorus acid
ester or phosphorus acid salt or derivatives thereof. The phosphorus acids, esters,
salts or derivatives thereof include compounds selected from the group consisting
of phosphorus acid esters or salts thereof, phosphites, phosphorus containing amides,
phosphorus-containing carboxylic acids or esters, phosphorus containing ethers and
mixtures thereof. Included in this Section (B) are the phosphorus-containing acids
listed above in Section (A).
[0059] The phosphorus acids include the phosphoric, phosphoric, phosphinic and thiophosphoric
acids including dithiophosphoric acid as well as the monothiophosphoric, thiophosphinic
and thiophosphoric acids. Included in this group are the phosphorus-containing acids
described above under the subtitle "Phosphorus Containing Acids." Phosphoric acid
is a preferred component of the compositions of this invention.
[0060] Eighty-five percent phosphoric acid is the preferred compound for addition to the
fully-formulated ATF package and is included at a level of about 0.01-0.3 weight percent
based on the weight of the ATF.
[0061] The phosphorus acid esters can be prepared by reacting a phosphorus acid or anhydride
with an alcohol containing from 1 or about 3 carbon atoms up to about 30, or about
24, or about 12 carbon atoms. The phosphorus acid or anhydride is generally an inorganic
phosphorus reagent such as phosphorus pentaoxide, phosphorus trioxide, phosphorus
tetraoxide, phosphorus acid, phosphorus halide, or lower phosphorus esters, and the
like. Lower phosphorus acid esters contain from 1 to about 7 carbon atoms in each
ester group. The phosphorus acid ester may be a mono, di- or triphosphoric acid ester.
[0062] Alcohols used to prepare the phosphorus acid esters include butyl, amyl, hexyl, octyl,
oleyl, and cresol alcohols. Higher synthetic monohydric alcohols of the type formed
by Oxo process (e.g., 2-ethylhexyl), the Aldol condensation, or by organo aluminum
catalyzed oligomerization of alpha-olefins (especially ethylene), followed by oxidation
and hydrolysis, also are useful. Examples of some preferred monohydric alcohols and
alcohol mixtures include the commercially available "Alfol" alcohols marketed by Continental
Oil Corporation. Alfol 810 is a mixture of alcohols containing primarily straight
chain, primary alcohols having from 8 to 10 carbon atoms. Alfol 12 is a mixture of
alcohols containing mostly C
12 fatty alcohols. Alfol 1218 is a mixture of synthetic, primary, straight-chain alcohols
containing primarily 12 to 18 carbon atoms. The Alfol 20+ alcohols are mixtures-of
C
18-C
28 primary alcohols having mostly, on an alcohol basis, C
20 alcohols as determined by GLC (gas-liquid-chromatography). The Alfol 22+ alcohols
are C
18-C
28 primary alcohols containing primarily, on an alcohol basis, C
22 alcohols. These Alfol alcohols can contain a fairly large percentage (up to 40% by
weight) of paraffinic compounds which can be removed before the reaction if desired.
[0063] Another example of a commercially available alcohol mixture is Adol 60 which comprises
about 75% by weight of a straight chain C
22 primary alcohol, about 15% of a C
20 primary alcohol and about 8% of C
18 and C
24 alcohols. Adol 320 comprises predominantly oleyl alcohol. The Adol alcohols are marketed
by Ashland Chemical.
[0064] A variety of mixtures of monohydric fatty alcohols derived from naturally occurring
triglycerides and ranging in chain length of from C
8 to C
18 are available from Proctor & Gamble Company. These mixtures contain various amounts
of fatty alcohols containing mainly 12, 14, 16, or 18 carbon atoms. example, CO-1214
is a fatty alcohol mixture containing 0.5% of C
10 alcohol, 66.0% of C
12 alcohol, 26.0% of C
14 alcohol and 6.5% of C
16 alcohol.
[0065] Another group of commercially available mixtures include the "Neodol" products available
from Shell Chemical Co. For example, Neodol 23 is a mixture of C
12 and C
13 alcohols; Neodol 25 is a mixture of C
12 and C
15 alcohols; and Neodol 45 is a mixture of C
14 to C
15 linear alcohols. Neodol 91 is a mixture of C
9, C
10 and C
11 alcohols.
[0066] Fatty vicinal diols also are useful and these include those available from Ashland
Oil under the general trade designation Adol 114 and Adol 158. The former is derived
from a straight chain alpha olefin fraction of C
11-C
14, and the latter is derived from a C
15-C
18 fraction.
[0067] Examples of useful phosphorus acid esters include the phosphoric acid esters prepared
by reacting a phosphoric acid or anhydride with cresol alcohols. An example is tricresol
phosphate.
[0068] In one embodiment, the phosphorus acid ester is a monothiophosphoric acid ester or
a monothiophosphate. Monothiophosphates are prepared by the reaction of a sulfur source
and a hydrocarbyl or aryl substituted phosphites. The sulfur source may be elemental
sulfur, a monosulfide, such as a sulfur coupled olefin or a sulfur coupled dithiophosphate.
Elemental sulfur is a preferred sulfur source. The preparation of monothiophosphates
is disclosed in U.S. Patent 4,755,311 and PCT Publication WO 87/07638 which are incorporated
herein by reference for their disclosure of monothiophosphates, sulfur sources for
preparing monothiophosphates and the process for making monothiophosphates. A preferred
monothiophosphate is triphenyl monothiophosphate.
[0069] Monothiophosphates may also be formed in the lubricant blend or functional fluid
by adding a hydrocarbyl or aryl phosphite to a lubricating composition or functional
fluid containing a sulfur source. The phosphite may react with the sulfur source under
blending conditions (i.e., temperatures from about 30°C. to about 100°C. or higher)
to form the monothiophosphate.
[0070] In one embodiment, the phosphorus acid is a dithiophosphoric acid or phosphorodithioic
acid. The dithiophosphoric acid can be reacted with an epoxide or a glycol to form
an intermediate. The intermediate is then reacted with a phosphorus acid, anhydride,
or lower ester. The epoxide is generally an aliphatic epoxide or a styrene oxide.
Examples of useful epoxides include ethylene oxide, propylene oxide, butene oxide,
octene oxide, dodecane oxide, styrene oxide, etc. Propylene oxide is preferred. The
glycols may be aliphatic glycols having from 1 to about 12, preferably about 2 to
about 6, more preferably 2 or 3 carbon atoms, or aromatic glycols. Aliphatic glycols
include ethylene glycol, propylene glycol, triethylene glycol and the like. Aromatic
glycols include hydroquinone, catechol, resorcinol, and the like. These are described
in U.S. patent 3,197,405 which is incorporated herein by reference for its disclosure
of dithiophosphoric acids, glycols, epoxides, inorganic phosphorus reagents and methods
of reacting the same.
[0071] When the phosphorus acid esters are acidic, they may be reacted with an amine compound
or metallic base to form the corresponding amine or metal salt. The salts may be formed
separately and then the salt of the phosphorus acid ester is added to the lubricant
or functional fluid composition. Alternatively, the salts may also be formed when
the phosphorus acid ester is blended with other components to form the lubricating
composition, The phosphorus acid ester could then form salts with basic materials
which are in the lubricant or functional fluid composition such as basic nitrogen
containing compounds (e.g., carboxylic dispersants) and overbased materials.
[0072] The amine salts of the phosphorus acid esters may be formed from ammonia, or a primary,
secondary or tertiary amine, or mixtures thereof. Useful amines include those amines
disclosed in U.S. Patent 4,234,435 at Col. 1, line 4, to Col. 27, line 50; these pages
being incorporated herein by reference.
[0073] The metal salts of the phosphorus acid esters are prepared by the reaction of a metal
base with the phosphorus acid ester. The metal base may be in any convenient form
such as oxide, hydroxide, carbonate, sulfate, borate, or the like. The metals of the
metal base include Group IA, IIA, IB through VIIB and VIII metals (CAS version of
the Periodic Table of the Elements). These metals include the alkali metals, alkaline
earth metals and transition metals. In one embodiment, the metal is a Group IIA metal
such as calcium or magnesium, Group IIB metal such as zinc, or a Group VIIB metal
such as manganese. Preferably the metal is magnesium, calcium, manganese or zinc,
more preferably magnesium, calcium or zinc, more preferably magnesium or zinc. Specific
examples of useful metal bases include those described above under the heading "Metal
Base".
[0074] The phosphorus acid ester can be a phosphite. In one embodiment, the phosphite is
a di- or trihydrocarbyl phosphite. Each hydrocarbyl group can have from 1 to about
24 carbon atoms, or from 1 to about 18 carbon atoms, or from about 2 to about 8 carbon
atoms. Each hydrocarbyl group may be independently alkyl, alkenyl or aryl. When the
hydrocarbyl group is an aryl group, then it contains at least about 6 carbon atoms;
and in one embodiment about 6 to about 18 carbon atoms. Examples of the alkyl or alkenyl
groups include propyl, butyl, hexyl, heptyl, octyl, oleyl, linoleyl, stearyl, etc.
Examples of aryl groups include phenyl, naphthyl, heptylphenol, etc. In one embodiment
each hydrocarbyl group is independently propyl, butyl, pentyl, hexyl, heptyl, oleyl
or phenyl, more preferably butyl, oleyl or phenyl. Phosphites and their preparation
are known and many phosphites are available commercially. Useful phosphites are dibutylhydrogen
phosphite (DBPH), trioleyl phosphite and triphenyl phosphite with DBPH being a preferred
component.
[0075] In one embodiment, the phosphorus acid derivative is a phosphorus-containing amide.
The phosphorus-containing amides may be prepared by the reaction of a phosphorus acid
(e.g., a dithiophosphoric acid as described above) with an unsaturated amide. Examples
of unsaturated amides include acrylamide, N,N-methylene bisacrylamide, methacrylamide,
crotonamide, and the like. The reaction product of the phosphorus acid with the unsaturated
amide may be further reacted with linking or coupling compounds, such as formaldehyde
or paraformaldehyde to form coupled compounds. The phosphorus-containing amides are
known in the art and are disclosed in U.S. Patents 4,876,374, 4,770,807 and 4,670,169
which are incorporated by reference for their disclosures of phosphorus amides and
their preparation.
[0076] In one embodiment, the phosphorus acid ester is a phosphorus-containing carboxylic
ester. The phosphorus containing carboxylic esters may be prepared by reaction of
one of the above-described phosphorus acids, such as a dithiophosphoric acid, and
an unsaturated carboxylic acid or ester, such as a vinyl or allyl acid or ester. If
the carboxylic acid is used, the ester may then be formed by subsequent reaction with
an alcohol.
[0077] The vinyl ester of a carboxylic acid may be represented by the formula RCH=CH-O(O)CR
1 wherein R is a hydrogen or hydrocarbyl group having from 1 to about 30 carbon atoms,
preferably hydrogen or a hydrocarbyl group having 1 to about 12, more preferably hydrogen,
and R
1 is a hydrocarbyl group having 1 to about 30 carbon atoms, or 1 to about 12, or 1
to about 8. Examples of vinyl esters include vinyl acetate, vinyl 2-ethylhexanoate,
vinyl butanoate, and vinyl crotonate.
[0078] In one embodiment, the unsaturated carboxylic ester is an ester of an unsaturated
carboxylic acid, such as maleic, fumaric, acrylic, methacrylic, itaconic, citraconic
acids and the like. The ester can be represented by the formula RO-(O)C-HC=CH-C(O)OR
wherein each R is independently a hydrocarbyl group having 1 to about 18 carbon atoms,
or 1 to about 12, or 1 to about 8 carbon atoms.
[0079] Examples of unsaturated carboxylic ester that are useful include methylacrylate,
ethylacrylate, 2-ethylhexylacrylate, 2-hydroxyethylacrylate, ethylmethacrylate, 2-hydroxyethylmethacrylate,
2-hydroxypropylmethacrylate, 2-hydroxypropylacrylate, ethylmaleate, butylmaleate and
2-ethylhexylmalete. The above list includes mono- as well as diesters of maleic, fumaric
and citraconic acids.
[0080] In one embodiment, the phosphorus acid is the reaction product of a phosphorus acid
and a vinyl ether. The vinyl ether is represented by the formula R-CH
2=CH-OR
1 wherein R is hydrogen or a hydrocarbyl group having 1 to about 30, preferably 1 to
about 24, more preferably 1 to about 12 carbon atoms, and R
1 is a hydrocarbyl group having 1 to about 30 carbon atoms, preferably 1 to about 24,
more preferably 1 to about 12 carbon atoms. Examples of vinyl ethers include vinyl
methylether, vinyl propylether, vinyl 2-ethylhexylether and the like.
(C) Borated Epoxide or Borated Fatty Acid Ester of Glycerol and other Friction Modifiers.
[0081] The borated epoxides are made by reacting at least one of boric acid or boron trioxide
with at least one epoxide having the formula

wherein each of R
1, R
2, R
3 and R
4 is hydrogen or an aliphatic radical, or any two thereof together with the epoxy carbon
atom or atoms to which they are attached form a cyclic radical, said epoxide containing
at least 8 carbon atoms. In one embodiment this reaction is conducted in the presence
of a minor amount of a heel of a previously obtained oil-soluble boron-containing
composition prepared by reacting the foregoing reagents.
[0082] The boric acid that can be used can be any of the various forms of boric acid, including
metaboric acid (HBO
2), orthoboric acid (H
3BO
3) and tetraboric acid (H
2B
4O
7). Boric acid and orthoboric acid are preferred.
[0083] Each of the R groups in the above formula are most often hydrogen or an aliphatic
group with at least one being an aliphatic group containing at least 6 carbon atoms.
The term "aliphatic group" includes aliphatic hydrocarbon groups (e.g., hexyl, heptyl,
octyl, decyl, dodecyl, tetradecyl, stearyl, hexenyl, oleyl), preferably free from
acetylenic unsaturation; substituted aliphatic hydrocarbon groups including substituents
such as hydroxy, nitro, carbalkoxy, alkoxy and alkylthio (especially those containing
a lower alkyl group; i.e., one containing 7 carbon atoms or less); and hetero atom-containing
groups in which the hetero atom may be, for example, oxygen, nitrogen or sulfur. The
aliphatic groups are generally alkyl groups, and in one embodiment those containing
from about 10 to about 20 carbon atoms. It is within the scope of the invention to
use commercial mixtures of epoxides; for example, commercial mixtures of C
14-16 or C
14-18 epoxides and the like, wherein R
1 is a mixture of alkyl radicals having two less carbon atoms than the epoxide.
[0084] In one embodiment the borated epoxide (C) is a borated alpha-olefin epoxide having
about 10 to about 20 carbon atoms, and in one embodiment about 14 to about 18 carbon
atoms.
[0085] Also within the scope of the invention is the use of epoxides in which any two of
the R groups together with the epoxy carbon atom or atoms to which they are attached,
form a cyclic group, which may be alicyclic or heterocyclic. Examples include n-butylcyclopentene
oxide, n-hexylcyclohexene oxide, methylenecyclooctene oxide and 2-methylene-3-n-hexyltetrahydrofuran
oxide.
[0086] The borated epoxides may be prepared by merely blending the boric acid or boron trioxide
and the epoxide and heating them at a temperature from about 80°C to about 250°C,
and in one embodiment from about 100°C to about 200°C, for a period of time sufficient
for reaction to take place. If desired, the reaction may be effected in the presence
of a substantially inert, normally liquid organic diluent such as toluene, xylene,
chlorobenzene, dimethylformamide or the like, but such diluents are usually unnecessary.
During the reaction, water is frequently evolved and may be removed by distillation.
[0087] The molar ratio of the boric acid or boron trioxide to the epoxide is generally between
about 1:0.25 and about 1:4. Ratios between about 1:1 and about 1:3 are useful.
[0088] In one embodiment it is advantageous to employ a catalytic amount of an alkaline
reagent to facilitate the reaction. Suitable alkaline reagents include inorganic bases
and basic salts such as sodium hydroxide, potassium hydroxide and sodium carbonate;
metal alkoxides such as sodium methoxide, potassium t-butoxide and calcium ethoxide;
heterocyclic amines such as piperidine, morpholine and pyridine; and aliphatic amines
such as n-butylamine, di-n-hexylamine and tri-n-butylamine. Useful alkaline reagents
are the aliphatic and heterocyclic amines and especially tertiary amines.
[0089] The preparation of a borated epoxide useful in this invention is illustrated by the
following example.
Example C-1
Part I:
[0090] A mixture of 1500 parts (6.25 moles) of 1-hexadecene oxide and 1 part of tri-n-butylamine
is heated to 100-110°C under nitrogen, with stirring. Boric acid, 193 parts (3.13
moles), is added incrementally over 15 minutes. When boric acid addition is complete,
the reaction mixture is heated to 185°C as water is removed by distillation. When
water evolution ceases, the mixture is filtered while hot, and the filtrate is allowed
to cool to a waxy solid melting at 60-65°C. This solid is the desired product; it
contains 2.7% boron.
Part II:
[0091] A blend of 193 parts (3.13 moles) of boric acid, 1 part of tri-n-butylamine and a
"heel" comprising 402 parts of the product prepared as in Part I is heated to 188°C,
with stirring, as volaties are removed by distillation. After 8.5 hours, 1500 parts
(6.25 moles) of 1-hexadecene oxide is added over 5.5 hours at 186-195°C, with stirring.
Heating and stirring are continued for 2 hours as volatiles are removed. The material
is then vacuum stripped and filtered at 93-99°C. The filtrate is the desired product;
it contains 2.1% boron.
[0092] The borated fatty acid esters of glycerol are prepared by reacting a fatty acid ester
of glycerol with a boric acid (e.g., boric acid, metaboric acid, orthoboric acid,
tetraboric acid) with removal of the water of reaction. In one embodiment there is
sufficient boron present such that each boron will react with from about 1.5 to about
2.5 hydroxyl groups present in the reaction mixture.
[0093] The reaction may be carried out at a temperature in the range of about 60°C to about
135°C, in the absence or presence of any suitable organic solvent such as methanol,
benzene, xylenes, toluene, neutral oil and the like.
[0094] Fatty acid esters of glycerol can be prepared by a variety of methods well known
in the art. Many of these esters, such as glycerol monooleate and glycerol tallowate,
are manufactured on a commercial scale. The esters useful for this invention are oil-soluble
and are preferably prepared from C
8 to C
22 fatty acids or mixtures thereof such as are found in natural products. The fatty
acid may be saturated or unsaturated. Certain compounds found in acids from natural
sources may include licanic acid which contains one keto group. Useful C
8 to C
22 fatty acids are those of the formula R-COOH wherein R is alkyl or alkenyl.
[0095] The fatty acid monoester of glycerol is useful. Mixtures of mono and diesters may
be used. Mixtures of mono- and diester can contain at least about 40% of the monoester.
Mixtures of mono- and diesters of glycerol containing from about 40% to about 60%
by weight of the monoester can be used. For example, commercial glycerol monooleate
containing a mixture of from 45% to 55% by weight monoester and from 55% to 45% diester
can be used.
[0096] Useful fatty acids are oleic, stearic, isosteric, palmitic, myristic, palmitoleic,
linoleic, lauric, linolenic, and eleostearic, and the acids from the natural products
tallow, palm oil, olive oil, peanut oil.
[0097] Friction modifiers are also well known to those skilled in the art. A useful list
of friction modifiers are included in U.S. Pat. No. 4,792,410 which is incorporated
herein by reference. U.S. Patent 5,110,488 discloses metal salts of fatty acids and
especially zinc salts and is incorporated herein by reference for said disclosures.
Said list of friction modifiers includes:
fatty phosphites
fatty acid amides
fatty epoxides
borated fatty epoxides
fatty amines
glycerol esters
borated glycerol esters
alkoxylated fatty amines
borated alkoxylated fatty amines
metal salts of fatty acids
sulfurized olefins
fatty imidazolines
and mixtures thereof.
[0098] The preferred friction modifier is a borated fatty epoxide as previously mentioned
as being included for its boron content. Friction modifiers are included in the compositions
in the amounts of 0.1-10 weight percent and may be a single friction modifier or mixtures
of two or more.
[0099] Friction modifiers also include metal salts of fatty acids. Preferred cations are
zinc, magnesium, calcium, and sodium and any other alkali, or alkaline earth metals
may be used. The salts may be overbased by including an excess of cations per equivalent
of amine. The excess cations are then treated with carbon dioxide to form the carbonate.
The metal salts are prepared by reacting a suitable salt with the acid to form the
salt, and where appropriate adding carbon dioxide to the reaction mixture to form
the carbonate of any cation beyond that needed to form the salt. A preferred friction
modifier is zinc oleate.
(D) Thiocarbamate.
[0100] The thiocarbamates (D) are compounds represented by the formula
R
1R
2N-C(X)S-(CR
3R
4)
aY
where R
1, R
2, R
3 and R
4 are independently hydrogen or hydrocarbyl groups, provided that at least one of R
1 or R
2 is a hydrocarbyl group; X is oxygen or sulfur; a is 1 or 2; and Y is a hydrocarbyl
group, a hetero group (that is, a group attached through a heteroatom such as O, N,
or S), an additional -SC(X)-NR
1R
2 group, or an activating group.
[0101] When a is 2, Y is an activating group. In describing Y as an "activating group,"
what is meant is a group which will activate an olefin to which it is attached toward
nucleophilic addition by, e.g., CS
2 or COS derived intermediates. (This is reflective of the method by which this material
is normally prepared, by reaction of an activated olefin with CS
2 and an amine.) The activating group Y can be, for instance, an ester group, typically
but not necessarily a carboxylic ester group of the structure-COOR
5. It can also be an ester group based on a non-carbon acid, such as a sulfonic or
sulfinic ester or a phosphoric or phosphinic ester. The activating group can also
be any of the acids corresponding to the aforementioned esters. Y can also be an amide
group, that is, based on the condensation of an acid group, preferably a carboxylic
acid group, with an amine. In that case the (CR
3R
4)
aY group can be derived from acrylamide. Y can also be an ether group, -OR
5; a carbonyl group, -C(O)-, that is, an aldehyde or a ketone group; a cyano group,
-CN, or an aryl group. In one embodiment Y is an ester group of the structure, -COOR
5, where R
5 is a hydrocarbyl group. R
5 can comprise 1 to about 18 carbon atoms, and in one embodiment 1 to about 6 carbon
atoms. In one embodiment R
5 is methyl so that the activating group is -COOCH
3.
[0102] When a is 1, Y need not be an activating group, because the molecule is generally
prepared by methods, described below, which do not involve nucleophilic addition to
an activated double bond.
[0103] R
3 and R
4 can be, independently, hydrogen or methyl or ethyl groups. When a is 2, at least
one of R
3 and R
4 is normally hydrogen so that this compound will be R
1R
2N-C(S)S-CR
3R
4CR
3HCOOR
5. In one embodiment most or all of the R
3 and R
4 groups are hydrogen so that the thiocarbamate will be R
1R
2N-C-(S)S=CH
2-CH
2COOCH
3. (These materials can be derived from methyl methacrylate and methylacrylate, respectively.)
These and other materials containing appropriate activating groups are disclosed in
greater detail in U.S. Patent 4,758,362, which is incorporated herein by reference.
[0104] The substituents R
1 and R
2 on the nitrogen atom are likewise hydrogen or hydrocarbyl groups, but at least one
should be a hydrocarbyl group. It is generally believed that at least one such hydrocarbyl
group is desired in order to provide a measure of oil-solubility to the molecule.
However, R
1 and R
2 can both be hydrogen, provided the other R groups in the molecule provide sufficient
oil solubility to the molecule. In practice this means that at least one of the groups
R
3 or R
4 should be a hydrocarbyl group of at least 4 carbon atoms. R
1 or R
2 are preferably alkyl groups of 1 to about 18 carbon atoms, and in one embodiment
alkyl groups of 1 to about 8 carbon atoms. In one embodiment, both R
1 and R
2 are butyl groups. Thus, in one embodiment, the thiocarbamate (D) is S-carbomethoxyethyl-N,N-dibutyl
dithiocarbamate which can be represented by the formula

[0105] Briefly, these materials are prepared by reacting an amine, carbon disulfide or carbonyl
sulfide, or source materials for these reactants, and a reactant containing an activated,
ethylenically-unsaturated bond or derivatives thereof. These reactants are charged
to a reactor and stirred, generally without heating, since the reaction is normally
exothermic. Once the reaction reaches the temperature of the exotherm (typically 40-65°C),
the reaction mixture is held at the temperature to insure complete reaction. After
a reaction time of typically 3-5 hours, the volatile materials are removed under reduced
pressure and the residue is filtered to yield the final product.
[0106] The relative amounts of the reactants used to prepare these compounds are not critical.
The charge ratios to the reactor can vary where economics and the amount of the product
desired are controlling factors. Thus, the molar charge ratio of the amine to the
CS
2 or COS reactant to the ethylenically unsturated reactant may vary in the ranges 5:1:1
to 1:5:1 to 1:1:5. In one embodiment, the charge ratios of these reactants is 1:1:1.
[0107] In the case where a is 1, the activating group Y is separated from the sulfur atom
by a methylene group. Materials of this type can be prepared by reaction of sodium
dithiocarbamate with a chlorine-substituted material. Such materials are described
in greater detail in U.S. Patent 2,897,152, which is incorporated herein by reference.
[0108] U. S. Patents 4,758,362 and 4,997,969 describe dithiocarbamate compounds and methods
of making the same. These patents are hereby incorporated by reference for their disclosure
of dithiocarbamate compounds and method of making the same.
Concentrates, Lubricatine Compositions and Functional Fluids.
[0109] The lubricant and functional fluid compositions of the present invention are based
on diverse oils of lubricating viscosity, including natural and synthetic lubricating
oils and mixtures thereof. The lubricating compositions may be lubricating oils and
greases useful in industrial applications and in automotive engines, transmissions
and axles. These lubricating compositions are effective in a variety of applications
including crankcase lubricating oils for spark-ignited and compression-ignited internal
combustion engines, including automobile and truck engines, two-cycle engines, aviation
piston engines, marine and low-load diesel engines, and the like. Also, automatic
transmission fluids, transaxle lubricants, gear lubricants, metalworking lubricants,
hydraulic fluids, and other lubricating oil and grease compositions can benefit from
the incorporation of the compositions of this invention. The inventive functional
fluids are particularly effective as automatic -transmission fluids having enhanced
antiwear properties.
[0110] The lubricants and functional fluid compositions of this invention employ an oil
of lubricating viscosity which is generally present in a major amount (i.e. an amount
greater than about 50% by weight). Generally, the oil of lubricating viscosity is
present in an amount greater than about 60%, or greater than about 70%, or greater
than about 80% by weight of the composition.
[0111] The natural oils useful in making the inventive lubricants and functional fluids
include animal oils and vegetable oils (e.g., castor oil, lard oil) as well as mineral
lubricating oils such as liquid petroleum oils and solvent treated or acid-treated
mineral lubricating oils of the paraffinic, naphthenic or mixed paraffinic-naphthenic
types. Oils of lubricating viscosity derived from coal or shale are also useful. Synthetic
lubricating oils include hydrocarbon oils and halo-substituted hydrocarbon oils such
as polymerized and interpolymerized olefins (e.g., polybutylenes, polypropylenes,
propylene-isobutylene copolymers, chlorinated polybutylenes, etc.); poly(1-hexenes),
poly-(1-octenes), poly(1-decenes), etc. and mixtures thereof; alkyl-benzenes (e.g.,
dodecylbenzenes, tetradecylbenzenes, dinonylbenzenes, di-(2-ethylhexyl)-benzenes,
etc.); polyphenyls (e.g., biphenyls, terphenyls, alkylated polyphenyls, etc.); alkylated
diphenyl ethers and alkylated diphenyl sulfides and the derivatives, analogs and homologs
thereof and the like.
[0112] Alkylene oxide polymers and interpolymers and derivatives thereof where the terminal
hydroxyl groups have been modified by esterification, etherification, etc., constitute
another class of known synthetic lubricating oils that can be used. These are exemplified
by the oils prepared through polymerization of ethylene oxide or propylene oxide,
the alkyl and aryl ethers of these polyoxyalkylene polymers (e.g., methyl-polyisopropylene
glycol ether having an average molecular weight of about 1000, diphenyl ether of polyethylene
glycol having a molecular weight of about 500-1000, diethyl ether of polypropylene
glycol having a molecular weight of about 1000-1500, etc.) or mono- and polycarboxylic
esters thereof, for example, the acetic acid esters, mixed C
3-8 fatty acid esters, or the C
13Oxo acid diester of tetraethylene glycol.
[0113] Another suitable class of synthetic lubricating oils that can be used comprises the
esters of dicarboxylic acids (e.g., phthalic acid, succinic acid, alkyl succinic acids,
alkenyl succinic acids, maleic acid, azelaic acid, suberic acid, sebacic acid, fumaric
acid, adipic acid, linoleic acid dimer, malonic acid, alkyl malonic acids, alkenyl
malonic acids, etc.) with a variety of alcohols (e.g., butyl alcohol, hexyl alcohol,
dodecyl alcohol, 2-ethylhexyl alcohol, ethylene glycol, diethylene glycol monoether,
propylene glycol, etc.) Specific examples of these esters include dibutyl adipate,
di(2-ethylhexyl) sebacate, di-n-bexyl fumarate, dioctyl sebacate, diisooctyl azelate,
diisodecyl azelate, dioctyl phthalate, didecyl phthalate, dieicosyl sebacate, the
2-ethylhexyl diester of linoleic acid dimer, the complex ester formed by reacting
one mole of sebacic acid with two moles of tetraethylene glycol and two moles of 2-ethylhexanoic
acid and the like.
[0114] Esters useful as synthetic oils also include those made from C
5 to C
12 monocarboxylic acids and polyols and polyol ethers such as neopentyl glycol, trimethylol
propane, pentaerythritol, dipentaerythritol, tripentaerythritol, etc.
[0115] Silicon-based oils such as the polyalkyl-, polyaryl-, polyalkoxy-, or polyaryloxy-siloxane
oils and silicate oils comprise another useful class of synthetic lubricants (e.g.,
tetraethyl silicate, tetraisopropyl silicate, tetra-(2-ethylhexyl)silicate, tetra-(4-methyl-hexyl)silicate,
tetra-(p-tert-butylphenyl) silicate, hexyl-(4-methyl-2-pentoxy)disiloxane, poly(methyl)
siloxanes, poly-(methylphenyl)siloxanes, etc.). Other synthetic lubricating oils include
liquid esters of phosphorus-containing acids (e.g., tricresyl phosphate, trioctyl
phosphate, diethyl ester of decane phosphoric acid, etc.), polymeric tetrahydrofurans
and the like.
[0116] Unrefined, refined and rerefined oils, either natural or synthetic (as well as mixtures
of two or more of any of these) of the type disclosed hereinabove can be used in the
lubricants of the present invention. Unrefined oils are those obtained directly from
a natural or synthetic source without further purification treatment. For example,
a shale oil obtained directly from retorting operations, a petroleum oil obtained
directly from primary distillation or ester oil obtained directly from an esterification
process and used without further treatment would be an unrefined oil. Refined oils
are similar to the unrefined oils except they have been further treated in one or
more purification steps to improve one or more properties. Many such purification
techniques are known to those skilled in the art such as solvent extraction, secondary
distillation, acid or base extraction, filtration, percolation, etc. Rerefined oils
are obtained by processes similar to those used to obtain refined oils applied to
refined oils which have been already used in service. Such rerefined oils are also
known as reclaimed or reprocessed oils and often are additionally processed by techniques
directed to removal of spent additives and oil breakdown products.
[0117] In one embodiment, the oil of lubricating viscosity is a poly-alpha-olefin (PAO).
Typically, the polyalpha-olefins are derived from monomers having from about 4 to
about 30, or from about 4 to about 20, or from about 6 to about 16 carbon atoms. Examples
of useful PAOs include those derived from decene. These PAOs may have a viscosity
from about 3 to about 150, or from about 4 to about 100, or from about 4 to about
8 cSt at 100°C. Examples of PAOs include 4 cSt poly-alpha-olefins, 6 cSt, poly-alpha-olefins,
40 cSt poly-alpha-olefins and 100 cSt poly-alpha-olefins. Mixtures of mineral oils
with the foregoing poly-alpha-olefins can be useful.
[0118] Generally, the lubricants and functional fluids of the present invention contain
an effective amount of the inventive composition (i.e., components (A), (B), (C),
and (D)) to provide said lubricants and functional fluids with enhanced antiwear properties.
Normally the compositions of the present invention will be employed in such lubricants
and functional fluids at a level in the range of about 0.01% to about 20% by weight,
and in one embodiment about 0.05% to about 10% by weight of the total weight of the
lubricant or functional fluid. The weight of substituents added to an oil to form
a lubricant or functional fluid is given on a chemical basis. That is, the composition
or component thereof is given on an oil-free basis.
[0119] The ranges for weight percents on an oil-free basis of components of the inventive
composition are given below on the basis of total weight of the lubricant/functional
fluid:
(A) 0.05-3.0 a boron-containing overbased material;
(B) 0.05-2.5 a phosphorus acid, ester or derivative;
(C) 0.05-1.0 a borated epoxide or borated fatty acid of glycerol;
(D) 0.05-1.0 a thiocarbamate.
[0120] The invention also contemplates the use of lubricants and functional fluids containing
other additives in addition to the compositions of this invention. Such additives
include, for example, detergents and dispersants, corrosion-inhibiting agents, antioxidants,
viscosity-index improving agents, extreme pressure (E.P.) agents, pour point depressants,
friction modifiers, fluidity modifiers, seal swell agents, color stabilizers, dyes,
anti-foam agents, etc.
[0121] The inventive lubricating compositions and functional fluids can contain one or more
detergents or dispersants of the ash-producing or ashless type. The ash-producing
detergents are exemplified by oil-soluble neutral and basic salts of alkali or alkaline
earth metals with sulfonic acids, carboxylic acids, or organic phosphorus acids. The
most commonly used salts of such acids are those of sodium, potassium, lithium, calcium,
magnesium, strontium and barium. These ash-producing detergents are described in greater
detail above as being among the overbased materials used in preparing the borated
overbased materials (A) of the invention.
[0122] Ashless detergents and dispersants are so called despite the fact that, depending
on its constitution, the dispersant may upon combustion yield a non-volatile material
such as boric oxide or phosphorus pentoxide; however, it does not ordinarily contain
metal and therefore does not yield a metal-containing ash on combustion. Many types
are known in the art, and any of them are suitable for use in the lubricant compositions
and functional fluids of this invention. The following are illustrative:
(1) Reaction products of carboxylic acids (or derivatives thereof) containing at least
about 34 and preferably at least about 54 carbon atoms with nitrogen containing compounds
such as amine, organic hydroxy compounds such as phenols and alcohols, and/or basic
inorganic materials. Examples of these "carboxylic dispersants" are described in many
U.S. Patents including 3,219,666; 4,234,435; and 4,938,881. These include the products
formed by the reaction of a polyisobutenyl succinic anhydride of the type described
above under the subtitle "Carboxylic Acids (a)" with an amine such as a polyethylene
amine, as well as such polyisobutenyl succinic anhydride amine reaction products which
have been post-treated with a boron compound such as boric acid.
(2) Reaction products of relatively high molecular weight aliphatic or alicyclic halides
with amines, preferably oxyalkylene polyamines. These may be characterized as "amine
dispersants" and examples thereof are described for example, in the following U.S.
Patents: 3,275,554; 3,438,757; 3,454,555; and 3,565,804.
(3) Reaction products of alkyl phenols in which the alkyl group contains at least
about 30 carbon atoms with aldehydes (especially formaldehyde) and amines (especially
polyalkylene polyamines), which may be characterized as "Mannich dispersants". The
materials described in the following U.S. Patents are illustrative: 3,649,229; 3,697,574;
3,725,277; 3,725,480; 3,726,882; and 3,980,569.
(4) Products obtained by post-treating the amine or Mannich dispersants with such
reagents as urea, thiourea, carbon disulfide, aldehydes, ketones, carboxylic acids,
hydrocarbon-substituted succinic anhydrides, nitriles, epoxides, boron compounds,
phosphorus compounds or the like. Exemplary materials of this kind are described in
the following U.S. Patents: 3,639,242; 3,649,229; 3,649,659; 3,658,836; 3,697,574;
3,702,757; 3,703,536; 3,704,308; and 3,708,422.
(5) Interpolymers of oil-solubilizing monomers such as decyl methacrylate, vinyl decyl
ether and high molecular weight olefins with monomers containing polar substituents,
e.g., aminoalkyl acrylates or acrylamides and poly-(oxyethylene)-substituted acrylates.
These may be characterized as "polymeric dispersants" and examples thereof are disclosed
in the following U.S. Patents: 3,329,658; 3,449,250; 3,519,565; 3,666,730; 3,687,849;
and 3,702,300.
[0123] The above-noted patents are incorporated by reference herein for their disclosures
of ashless dispersants.
[0124] The inventive lubricating compositions and functional fluids can contain one or more
extreme pressure, corrosion inhibitors and/or oxidation inhibitors. Extreme pressure
agents and corrosion- and oxidation-inhibiting agents which may be included in the
lubricants and functional fluids of the invention are exemplified by chlorinated aliphatic
hydrocarbons such as chlorinated wax; organic sulfides and polysulfides such as benzyl
disulfide, bis(chlorobenzyl)disulfide, dibutyl tetrasulfide, sulfurized methyl ester
of oleic acid, sulfurized alkylphenol, sulfurized dipentene, and sulfurized terpene;
phosphosulfurized hydrocarbons such as the reaction product of a phosphorus sulfide
with turpentine or methyl oleate; metal thiocarbamates, such as zinc dioctyldithiocarbamate,
and barium heptylphenyl dithiocarbamate; dithiocarbamate esters from the reaction
product of dithiocarbamic acid and acrylic, methacrylic, maleic, fumaric or itaconic
esters; dithiocarbamate containing amides prepared from dithiocarbamic acid and an
acrylamide; alkylene-coupled dithiocarbamates; sulfur-coupled dithiocarbamates. Group
II metal phosphorodithioates such as zinc dicyclohexylphosphorodithioate, zinc dioctylphosphorodithioate,
barium di(heptylphenyl)-phosphorodithioate, cadmium dinonylphosphorodithioate, and
the zinc salt of a phosphorodithioic acid produced by the reaction of phosphorus pentasulfide
with an equimolar mixture of isopropyl alcohol and n-hexyl alcohol.
[0125] Zinc salts are added to lubricating compositions to provide antiwear protection.
The zinc salts are normally added as zinc salts of phosphorodithioic acids. Among
the preferred compounds are zinc diisooctyl dithiophosphate and zinc dibenzyl dithiophosphate.
Also included in lubricating compositions in the same weight percent range as the
zinc salts to give antiwear/extreme pressure performance is dibutyl hydrogen phosphite
(DBPH) and triphenyl monothiophosphate, and the thiocarbamate ester formed by reacting
dibutyl amine-carbon disulfide and the methyl ester of acrylic acid. The thiocarbamate
is described in U.S. Pat. No. 4,758,362 and the phosphorus-containing metal salts
are described in U.S. Pat. No. 4,466,894. Both patents are incorporated herein by
reference.
[0126] Specific oxidation-inhibitors that are useful include the mono- and di-paraalkylated
(e.g., C
9) diphenylamines, hydroxythioether of t-dodecyl mercaptan and propylene oxide, and
hydroxyethyl dodecyl sulfide. Specific corrosion-inhibitors that are useful include
tolyltriazole and the dialkylated (e.g., C
9) sulfur-coupled dimercaptothiadiazoles.
[0127] The inventive lubricating compositions and functional fluids can contain one or more
pour point depressants, viscosity-index improvers, color stabilizers, dyes and/or
anti-foam agents. Pour point depressants are a particularly useful type of additive
often included in the lubricating oils and functional fluids described herein. The
use of such pour point depressants in oil-based compositions to improve low temperaure
properties of oil-based compositions is well known in the art. See, for example, page
8 of 'Lubricant Additives" by C.V. Smalheer and R Kennedy Smith (Lezius-Hiles Co.
publishers, Cleveland, Ohio, 1967).
[0128] Examples of useful pour point depressants are polymethacrylates; polyacrylates; polyacrylamides;
condensation products of haloparaffin waxes and aromatic compounds; vinyl carboxylate
polymers; and terpolymers of dialkylfurnarates, vinyl esters of fatty acids and alkyl
vinyl ethers. A specific pour point depressant that can be used is the product made
by alkylating naphthalene with polychlorinated paraffin and C
16-C
18 alpha-olefin. Pour point depressants useful for the purposes of this invention, techniques
for their preparation and their uses are described in U.S. Patents 2,387,501; 2,015,748;
2,655,479; 1,815,022; 2,191,498; 2,666,746; 2,721,877; 2,721,878; and 3,250,715 which
are herein incorporated by reference for their relevant disclosures.
[0129] Examples of commercially available pour point depressants and their chemical types
are:

[0130] Viscosity modifiers (VM) and dispersant viscosity modifiers (DVM) are well known.
Examples of VMs and DVMs are polymethacrylates, polyacrylates, polyolefins, styrene-maleic
ester copolymers, and similar polymeric substances including homopolymers, copolymers
and graft copolymers.
[0131] In general, dispersant viscosity modifiers are polymers in which polar groups have
been added or included. The polar groups, which are often basic in nature add dispersing
properties to the viscosity modifiers.
[0132] Examples of commercially available VMs, DVMs and their chemical types are listed
below. The DVMs are designated by a (D) after their number.

[0133] Recent summaries of viscosity modifiers can be found in U.S. patents 5,157,088, 5,256,752
and 5,395,539 which are herein incorporated by reference for disclosure pertinent
to this invention.
[0134] A specific preferred viscosity-index improver that can be used is Viscoplex 5151
which is a product of Rohm GMBH identified as a polymethacrylate. In the preferred
mode of this invention, a dispersant viscosity modifier is selected which provides
the compositions of the invention with superior shear stability. For instance, when
Visoplex® 5151 is used in the formulations presented herein the kinematic 100°C viscosity
dropped from 7.52 cSt to only 7.41 cSt after 40 passes in the FISST apparatus used
in ASTM D5275.
[0135] The shear stable dispersant viscosity modifiers of this invention are selected so
that their inclusion in a formulated automatic transmission fluid gives a formulation
wherein kinematic viscosity at 100°C does not drop more than 10% when viscosity is
determined after 40 passes in the FISST apparatus used in ASTM 5275.
[0136] Anti-foam agents are used to reduce or prevent the formation of stable foam. Typical
anti-foam agents include silicones or organic polymers. Additional anti-foam compositions
are described in 'Foam Control Agents", by Henry T. Kerner (Noyes Data Corporation,
1976), pages 125-162.
[0137] An example of a fluidity modifier is Hydrocal-38 which is a product Calumet identified
as a refined naphthenic oil. An example of a seal swell agent is polyisobutyl-o-aminophenol.
Emery 2971, which is a product of Emery identified as a mixture of di- and tri-decyladipate,
can function as both a fluidity modifier and a seal swell agent. Ethomeen T/12, which
is a product of Armak identified as bis(2-hydroxyethyl) tallowamine, is useful as
a friction modifier.
[0138] Each of the foregoing additives, when used, is used at a functionally effective amount
to impart the desired properties to the lubricant or functional fluid. Thus, for example,
if an additive is a dispersant, a functionally effective amount of this dispersant
would be an amount sufficient to impart the desired dispersancy characteristics to
the lubricant or functional fluid. Similarly, if the additive is an extreme-pressure
agent, a functionally effective amount of the extreme-pressure agent would be a sufficient
amount to improve the extreme-pressure characteristics of the lubricant or functional
fluid. Generally, the concentration of each of these additives, when used, ranges
from about 0.001% to about 20% by weight, and in one embodiment about 0.01% to about
10% by weight based on the total weight of the lubricant or functional fluid.
[0139] The lubricant compositions of the present invention may be in the form of a grease
in which any of the above-described oils of lubricating viscosity can be employed
as a vehicle. Where the lubricant is to be used in the form of a grease, the lubricating
oil generally is employed in an amount sufficient to balance the total grease composition
and generally, the grease compositions will contain various quantities of thickening
agents and other additive components to provide desirable properties.
[0140] A wide variety of thickening agents can be used in the preparation of the greases
of this invention. Included among the thickening agents are alkali and alkaline earth
metal soaps of fatty acids and fatty materials having from about 12 to about 30 carbon
atoms. The metals are typified by sodium, lithium, calcium and barium. Examples of
fatty materials include stearic acid, hydroxy stearic acid, stearin, oleic acid, palmitic
acid, myristic acid, cottonseed oil acids, and hydrogenated fish oils.
[0141] Other thickening agents include salt and salt-soap complexes as calcium stearate-acetate
(U.S. Patent 2,197,263), barium stearate acetate (U.S. Patent 2,564,561), calcium
stearate-caprylate-acetate complexes (U.S. Patent 2,999,065), calcium caprylate-acetate
(U.S. Patent 2,999,066), and calcium salts and soaps of low-, intermediate- and high-molecular
weight acids and of nut oil acids.
[0142] In one embodiment, thickening agents employed in the grease compositions are essentially
hydrophilic in character, but which have been converted into a hydrophobic condition
by the introduction of long chain hydrocarbon radicals onto the surface of the clay
particles prior to their use as a component of a grease composition, as, for example,
by being subjected to a preliminary treatment with an organic cationic surface-active
agent, such as an onium compound. Typical onium compounds are tetraalkylammonium chlorides,
such as dimethyl dioctadecyl ammonium chloride, dimethyl dibenzyl ammonium chloride
and mixtures thereof. This method of conversion, being well known to those skilled
in the art, and is believed to require no further discussion. More specifically, the
clays which are useful as starting materials in forming the thickening agents to be
employed in the grease compositions, can comprise the naturally occurring chemically
unmodified clays. These clays are crystalline complex silicates, the exact composition
of which is not subject to precise description, since they vary widely from one natural
source to another. These clays can be described as complex inorganic silicates such
as aluminum silicates, magnesium silicates, barium silicates, and the like, containing,
in addition to the silicate lattice, varying amounts of cation-exchangeable groups
such as sodium. Hydrophilic clays which are particularly useful for conversion to
desired thickening agents include montmorillonite clays, such as bentonite, attapulgite,
hectorite, illite, saponite, sepiolite, biotite, vermiculite, zeolite clays, and the
like. The thickening agent is employed in an amount from about 0.5% to about 30%,
and in one embodiment from about 3% to about 15% by weight of the total grease composition.
[0143] Components (A), (B), (C) and (D) of the inventive compositions of this invention
can be added directly to the lubricant or functional fluid. In one embodiment, however,
they are diluted with a substantially inert, normally liquid organic diluent such
as mineral oil, naphtha, benzene, toluene or xylene, to form an additive concentrate.
These concentrates usually contain from about 10% to about 90% by weight of the inventive
compositions (that is, (A), (B), (C) and (D)) and may contain, in addition, one or
more other additives known in the art or described hereinabove. The remainder of the
concentrate is the substantially inert normally liquid diluent.
Examples
[0144] The following Examples are provided in Table I below for the purpose of illustrating
specific embodiments of the invention. Each of these examples consists of automatic
transmission fluid formulations that are characterized by enhanced antiwear properties.
Test results involving the following antiwear tests are also disclosed for representative
compositions of each of these formulations in Table II: (1) Vane Pump Wear Test (ASTM
D-2882); (2) Four-Ball Wear Test (ASTM D-4172); Falex EP Test (ASTM D-3233); Timken
Wear Test (ASTM D-2782); and FZG Gear Wear Test. The disclosed test results demonstrate
the enhanced antiwear properties of the inventive compositions. Column 4 of Table
II represents a commercially-available ATF which is inferior in test results to those
of this invention. The weight percent of each component added to a base oil is on
an oil-free basis and is based on the weight of the lubricant/functional fluid.
[0145] The ATFs of this invention are blended to have Brookfield viscosity values at -40°C
of less than 20,000 cP. Preferably the -40°C viscosity ranges from about 8,000 cP
to about 13,000.
[0146] The ATFs of this invention are blended so that the 100°C kinematic viscosity ranges
for the fluid range between about 6 and 8.5 cSt. The preferred 100°C kinematic viscosity
range is roughly between 7 and 8.
[0147] The antiwear properties of the fully formulated ATFs which meet the low viscosity
parameters outlined above are accomplished by use of components listed herein and
shown in examples 1-3 and 5-7. Polysulfide compositions as disclosed in Schwind U.S.
Patent 5,403,501 are specifically excluded from this invention. Polysulfides as disclosed
in '501 are too corrosive for use in ATFs, and would be detrimental to an ATF's passing
a copper corrosion test. The patent, U.S. 5,403,501, is hereby incorporated by reference
for its disclosure of polysulfide materials excluded from this invention.
[0148] Table I reveals that both (B), a phosphorus acid, ester or derivative thereof and
(D) a thiocarbamate are included in the three listed compositions. Preferred embodiments
for component (B) are listed below together with their weight percent ranges on an
oil-free basis in lubricating fluids.
(B)-1 Dibutyl hydrogen phosphite 0.05-2%
(B)-2 Triphenyl monothiophosphate 0.01-2%
(B)-3 85% phosphoric acid 0.01-1.5%
[0149] In another preferred embodiment, compounds (B)-1 and (B)-2 may be used with (D) a
thiocarbamate. Thus, compositions may embody (D) with (B) as shown in Table I where
(B) may encompass (B)-1 through (B)-3 shown above, (D) may also be used in combination
with only (B)-1 and (B)-2.
[0150] In still another preferred embodiment (B) may be used without (D) and in this instance
(B) may encompass (B)-1 through (B)-3.
[0151] Table III lists compositions 5-7. Composition 5 corresponds to a lubricating composition
with (D) and (B)-1 through (B)-3. Composition 6 corresponds to a lubricating composition
without (D) but with (B)-1 through (B)-3. Composition 7 corresponds to a composition
having (D) with (B)-1 and (B)-2.
[0152] Further, the '501 patent discloses only SAE 90 as the base oil in its examples which
are used in determining antiwear properties of the compositions. SAE 90 oil cannot
meet the 100°C kinematic viscosity range or -40°C Brookfield viscosity range of the
formulated ATFs of this invention.
TABLE I
|
1 |
2 |
3 |
Base oil (75% 6 cSt. poly-α-olefinic + |
about |
|
|
25% 4 cSt. poly-α-olefin), wt. % |
78-82 |
- |
- |
|
Base oil (85% 4 cst. poly-α-olefin + |
|
about |
|
15% 40 cSt. poly-α-olefin) |
- |
78-82 |
- |
|
Base oil (50% 90 N mineral oil + 50% |
|
|
about |
4 cSt. poly-α-olefin) |
- |
- |
78-82 |
|
(A) Borated overbased magnesium sulfonate of Example A-1, wt.% |
0.05-.20 |
0.05-.2 |
0.05-0.2 |
|
(B) Phophorus acid, ester or derivative thereof wt. % |
0.2-0.6 |
0.2-0.6 |
0.2-0.5 |
|
(C) Borated C16 -olefin epoxide wt. % |
0.15-0.3 |
0.15-0.3 |
0.15-0.3 |
|
(D) A thiocarbamate wt. % |
0.05 |
0.05 |
0.05 |
|
Reaction productsof polyisobutenyl succinic anhydride and polyamines, wt. % |
1.75-3.0 |
1.75-3.0 |
1.75-3.0 |
|
Borated reaction product of polyisobutenyl succinic anhydride and polyethylene amines,
wt.% |
0.35-0.6 |
0.35-0.6 |
0.35-0.6 |
|
Friction modifiers wt. % |
0.15-0.25 |
0.05-.15 |
0.05-0.15 |
|
Oxidation Inhibitors |
0.75-1.25 |
0.75-1 |
0.75-1 |
|
Viscosity improver wt. % |
0-4 |
2-4 |
3-7.5 |
|
Tolytriazole wt. % |
0-0.03 |
0-0.03 |
0.01-0.03 |
|
Di-alkylated (C9) sulfur coupled dimercaptothiadiazole wt. % |
0-0.5 |
0-0.5 |
0.01-0.5 |
TABLE II
|
1 |
2 |
3 |
4 |
Vane Pump Wear Test, wt. loss |
|
|
|
|
(ASTM D-2882 at 80°C, 6.9 MPa), mg. |
0.2 |
1.6 |
14.0 |
8.0 |
(ASTM D-2882 at 150°C, 6.9 MPa), mg. |
2.9 |
9.7 |
14.8 |
>1,000 |
|
Four-Ball Wear Test, 40 Kg. load, 2 hrs. |
|
|
|
|
(ASTM D-4172) |
|
|
|
|
Average Wear Scar Diameter, mm. |
|
|
|
|
1200 RPM, 100°C |
0.38 |
0.41 |
0.43 |
0.57 |
1200 RPM, 150°C |
0.42 |
0.47 |
0.49 |
0.63 |
|
Average Wear Scar Diameter, mm. |
|
|
|
|
600 RPM, 100°C |
0.35 |
0.36 |
0.34 |
0.48 |
600 RPM, 150°C |
0.37 |
0.39 |
0.41 |
0.54 |
|
Falex EP Test |
|
|
|
|
(ASTM D-3233) |
|
|
|
|
No seizure load at 100°C, 1 min., lbs. |
1750 |
1750 |
1000, 1750 |
750, 1000 |
No seizure load at 150°C, 1 min., lbs. |
1000 |
1000 |
1250 |
500, 750 |
|
Timken Wear Test, burnish width, mm. |
|
|
|
|
(ASTM D-2782) |
|
|
|
|
9 lb. load, 100°C, 10 min. |
0.58 |
0.43 |
0.75, 0.36 |
1.44 |
|
No Scoring |
No Scoring |
No Scoring |
(Scoring) |
|
0.62 |
0.49 |
0.7, 0.46 |
- |
|
No Scoring |
No Scoring |
|
|
|
FZG Gear Wear Test, Load Stage Pass |
|
|
|
|
1450 RPM, 15 min. at 100°C start temp. |
>12 |
>12 |
11 |
10 |
1450 RPM, 15 min. at 150°C start temp. |
11, >12 |
11 |
10 |
8 |

[0153] While the invention has been explained in relation to its preferred embodiments,
it is to be understood that various modifications thereof will become apparent to
those skilled in the art upon reading the specification.