BACKGROUND OF THE INVENTION
(1) Field of the Invention
[0001] The present invention relates to coating papers suitable for printing. More particularly,
the present invention relates to an improved coating formulation and application method
characterized by improved healing properties. Most particularly, the invention relates
to an improved coating formulation comprising, as a lubricant therefore, a sulfated
oleic acid.
(2) Description of the Prior Art
[0002] Coatings are applied to paper stock for the purpose of providing an improved surface
suitable for printing. High quality coated paper for printing must meet a number of
requirements dictated by the nature of the printing process. Thus, the requirements
are somewhat different depending on whether the printing is to be done by offset,
gravure or letterpress methods. For example, paper for offset printing generally must
have higher moisture resistance than paper for letterpress or gravure printing because
the paper is moistened incident to the offset printing process. In general, however,
coated printing paper must be smooth and level, dimensionally stable, strong, moisture
resistant, resistant to "picking" or pulling up of coating or fibers by contact with
a tacky inked surface, and, above all, it must accept ink uniformly without absorbing
it excessively. In addition, such properties as opacity, gloss,'and color are imparted
by the coating: requirements for these vary widely depending on the desired appearance
of the finished printed matter but they must be uniform throughout a particular stock.
[0003] An uncoated paper surface is not completely smooth but contains higher and lower
areas since the thickness of the felted cellulose fibers varies from point to point.
The magnitude of these variations in thickness is reduced by the smoothing effect
of calendering. However, if the paper is again moistened with water, the cellulose
fibers tend to swell and "spring back," increasing the magnitude of the variations.
To create a smooth and level printing surface, the coating must fill in all of the
low areas of the paper; while, to provide a uniform surface for ink reception, the
coating must also cover the fibers in the high areas. When a paper is moistened by
application of an aqueous coating, the magnitude of the surface irregularities is
increased, and a larger amount of coating must be applied to create a uniform surface.
[0004] One commercial method employed to achieve the desired uniform surface is to follow
application of the coating to the paper surface with a doctor blade. This application
method usually results in even coatings; however, a particular problem with blade
coaters is that any deformity in the blade edge can result in scratches in the coating
surface. Scratches induced by doctor blades in the coating process are a primary reason
for product rejection by quality control, which represents a major manufacturing cost.
To an extent, a lubricant additive (such as calcium stearate) in the coating formulation
can be employed to assist coating flow properties and will effect some "healing" of
the coating surface scratches, thus preserving a uniform surface. The effectiveness
of such lubricants, however, is limited by several factors, among which are the %
solids in the coating formulation and the severity (
i.e., depth and width) of the scratch. A high % solids coating formulation is desired
by the manufacturer of coated papers for several reasons.
[0005] A high solids content (absent excessive scratching) produces a higher quality coating.
Also, a reduction in coating formulation solvent content can reduce production costs
significantly, not just in reduced formulation costs but
the reduced drying time increases production rate and saves energy costs.
[0006] Therefore, an object of this invention is to provide an additive for paper coating
formulations which improves the coating's ability to "heal" scratches produced upon
application of the coating onto the paper. Another object of the invention is to provide
an additive for paper coating formulations which permits the use of coating formulations
of higher solids content. Also, an object of the present invention is to provide an
additive for paper coating formulations which result in improved paper coatings.
SUMMARY OF THE INVENTION
[0007] The above stated objectives are achieved by incorporating in the coating formulation,
as a lubricant, a sulfated oleic acid. The sulfated oleic acid containing coating
formulation is characterized by improved healing properties and permits coating at
higher solids levels over formulations containing prior art lubricants when applied
to the paper with blade coaters.
DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENT(S)
[0008] Paper and paperboard products primarily coated with mineral pigments and adhesives
find their greatest utility for products requiring high print quality. Coatings applied
to a paper substrate may account for as much as 15-20% of the total sheet weight.
The major coating additives are the various pigments. These pigments improve surface
smoothness and uniformity. They also contribute to increased brightness, opacity and
gloss for appearance, and to reduced ink showthrough. Major pigments utilized include
hydrous kaolin coating clays, fine calcined clay, trihydrated alumina, calcium carbonate,
and titanium dioxide.
[0009] In order to hold the pigment layer together and bond it to the base sheet surface,
various adhesives are utilized. These include starch, casein and lattices. Coating
binders affect gloss and ink holdout. The wet rub resistance of the coating layer
is also improved by the use of selected adhesives such as butadiene-styrene latex,
butadiene-styrene, poly(vinyl acetate) (PVAc), and polyacrylic.
[0010] Dispersants promote and maintain the separation of individual pigment particles.
This group of additives reduces coating viscosities, enhances coating flow during
the application process and contributes to improved coating lay on the base sheet.
Typical products utilized include pentasodium tripolyphosphate, tetrasodium pyrophosphate,
sodium tetraphosphate, casein, sodium silicate and sodium salts of carboxylic acids.
Selection of a dispersant is largely determined by the type of pigments utilized in
a specific coating color.
[0011] Coating lubricants also improve coating flow properties, coating lay, surface finish
and product printability. They reduce the tendency of coating to crack, and they prevent
dusting in the paper finishing operation. Typical additives include sodium stearate,
calcium stearate, sulfonated oils, and polyethylene emulsions.
[0012] Insolubilizers are incorporated in coating colors to improve water resistance. These
additives reduce the sensitivity of the adhesives to water and generally improve the
wet rub resistance of the coating. Urea resins, such as urea-formaldehyde, melamine
resins, such as melamine-formaldehyde, and glyoxal are typical additives used for
this end-use requirement.
[0013] Viscosity-reducing additives control, lower and stabilize the viscosity of adhesives
or pigments in the wet coating prior to application. Typical additives include urea,
dicyandiamide, and ethylenediamine. They are important from the standpoint of maintaining
uniform flow properties in the coating operation. Viscosity-increasing additives build
viscosity into coatings where the primary binder is latex. Additives such as sodium
carboxy methylcellulose, which is also an adhesive, increase viscosity to improve
runnability, coating lay, and uniformity of deposition. Other such additives include
sodium alginate (such as Kelgin®) and hydroxy ethylcellulose (HEC).
[0014] Paper coatings are generally applied by blade coating or roll coating. Roll coaters
usually are not subject to the type of wear in operation which results in the creation
of the type scratching of the coating that the invention coating formulation is designed
to heal. Nevertheless, the improved flow properties provided by the invention improvements
are beneficial to roll coating operations as well.
[0015] The invention coating formulations and methods are designed primarily to aid blade
coating processes. The blade doctors off excess coating that has been picked up in
the applicator pan. The blades usually are tilted toward the incoming web. Typically,
blades are thin, only 0.2-0.5 mm thick, and can be rigid or flexible (of spring steel).
Blades wear fast and have to be changed relatively often, perhaps 2-4 times a day.
Blades are always pressed against the web, which is supported by a backing roll. Wear
of the blade results in nicks and other deformatives to the edge contacting the coating
which induces visible scratches which, in turn, results in poor coating.
[0016] Use of low viscosity formulations to improve the flow properties also results -in
coatings of reduced quality. In water based coatings, additional drying costs are
incurred. The result is increased costs and poorer quality coating.
[0017] The present invention coating formulations and methods provide a solution to the
scratching problem which avoid increased use of water. The scratch healing benefits
of the invention are such that improved coatings are provided economically with higher
solids formulations.
[0018] Sulfated tall oil fatty acid is known to be used as an additive in paper coating
formulations and is believed to promote coating leveling. Several years ago it was
surmised that sulfate tall oil fatty acid could be substituted for the calcium stearate
additive in a particular commercial formulation. In appreciation of the fact that
the sulfated tall oil fatty acid acts as a water-holding agent, it was hypothesized
that the additive may allow healing of coating scratches by maintaining coating fluidity.
The results of the experiments conducted are shown in Example 1.
Example 1
[0019] A commercial sulfated tall oil fatty acid (PC-60) sold by Westvaco Corporation was
used as a replacement for calcium stearate in bleached board coatings.
[0020] The coating formulation control used for evaluations is shown in Table I.
Table I
Ingredients |
Parts |
Pigment |
100 |
Protein |
2* |
PVAC |
16* |
Kelgin® MV |
0.103* |
Ca Stearate |
1.7* |
*Parts/hundred parts pigment |
The control formulation exhibited a Brookfield viscosity of 2600 cps, a Hercules
1st Pass of 37, and 2nd Pass of 35.
[0021] PC-60 is not particularly compatible with Kelgin® and Alcogum® thickeners, but it
is quite compatible with hydroxyethyl cellulose (HEC, Natrosol) and carboxymethyl
cellulose (CMC). Therefore, appropriate substitutions were made in the experimental
formulations to account for such incompatibilities. The coatings were based on the
standard top coat formulation in Table I, except that coating 2 was thickened with
HEC instead of Kelgin® and had no lubricant, coating 3 used HEC and calcium stearate
(C-104), coating 4 used HEC and PC-60, and coating 5 used PC-60 with a lower than
usual amount of Kelgin®. The common substrate coated in the tests was a mill-base-coated
board produced at Westvaco's Covington, Virginia bleached board mill.
[0022] The coatings were applied using a benchtop coater in pond-blade mode with the minimum
loading required for runnability. The coater was run at 9.14 meters (30 feet) per
minute with hot air drying. The time from the blade to drying was about two seconds
(as compared to ∼0.5 second on a paper machine). The coating scratch was induced by
means of a pin placed immediately after the blade. Photomicrographs of the scratches
were made at a magnification of 64 diameters. The widths of the scratches were measured.
[0023] The relative coating scratch widths are shown in Table III.
Table III
Coating/Formulation |
No. Scratches |
Min.'Max.* |
Mean* |
Std. Error |
Std. Dev. |
1 (control) |
12 |
23 47 |
38.3 |
2.3 |
7.6 |
2 (HEC) |
12 |
31 55 |
39.7 |
2.7 |
8.9 |
3 (C- 104) |
12 |
23 39 |
33.2 |
1.4 |
4.8 |
4 PC-60) |
12 |
23 47 |
33.9 |
2.0 |
6.8 |
5 (Kelgin®) |
12 |
31 47 |
34.3 |
1.8 |
6.1 |
[0024] There was no significant difference between the scratch widths of coating formulations
3 and 4 (33.2µm and 33.9 µm, respectively, 20% significance level). The low level
of significance leads to the conclusion that PC-60 yielded no improvement in scratch
healing propensity.
Example 2
[0025] For reasons unrelated to scratch heal tendency, an alternative commercial paper coating
formulation lubricant was developed by sulfating oleic acid (WVSR™). Inasmuch as tall
oil fatty acid is comprised of 47-52% oleic acid, there was no reason to suspect that
the sulfated oleic acid would perform any differently as a scratch healer than the
sulfated tall oil fatty acid lubricant. Nevertheless, tests were performed as in Example
1 with different results.
[0026] An experiment was conducted on a laboratory blade coater wherein scratching was induced
by running the standard top coat coating at solids higher than normal. Coating solids
content was increased from the normal 58% to 63%. Two top coat formulations, (1) the
standard top coat formulation (a high synthetic binder, polyvinyl acetate, formulation
with no starch binder) containing calcium stearate (Nopcote® C
104) and (2) the same formulation except with WVSR™ substituted For the C
104 were compared. The coatings were applied at blade loads from 2.7 to 13.6 kilograms
per 2.5 linear centimeters (6 to 30 pounds per linear inch, pli) with each blade load
applied for 30 seconds. AU coatings were applied to 10 point bleached board produced
on the same paper machine at Westvaco's Covington, Virginia, mill. The board was base
coated on the same paper machine with Covington's blade coater. The scratching data
are reported in Tables III and IV.
Table III
C104 |
Blade Pressure Kilograms per 2.5 Linear Centimeters (PLI) |
Coating Weight Kilograms/Ream (lbs/ream) |
Scratches |
2.7 kg (6) |
11.7 kg (25.8) |
20 |
4.5 kg (10) |
5.9 kg (12.9) |
19 |
6.8 kg (15) |
4.5 kg (9.9) |
14 |
9.1 kg (20) |
3.5 kg (7.8) |
50-60 |
11.3 kg (25) |
2.3 kg (5.1) |
∼150 |
13.6 kg (30) |
0.95 kg (2.1) |
9, many fine scratches |
Table IV
WVSR™ |
Blade Pressure Kilograms per 2.5 Linear Centimeters (PLI) |
Coating Weight Kilograms/Ream (lbs/ream) |
Scratches |
2.7 kg (6) |
9.0 kg (19.9) |
0 |
4.5 kg (10) |
4.3 kg (9.5) |
1 |
6.8 kg (15) |
3.4 kg (7.4) |
1 |
9.1 kg (20) |
2.6 kg (5.7) |
1 |
11.3 kg (25) |
1.8 kg (4.0) |
9 |
13.6 kg (30) |
0.7 kg (1.6) |
many fine scratches |
[0027] (The C
104 coating was 63.2% solids, 4080 cps Brookfield viscosity and 64.6 cps Hercules high
shear viscosity. The WVSR™ coating was 63.0% solids, 4000 cps Brookfield viscosity
and 55.6 cps Hercules viscosity. The sequence of blade pressure application 15, 9.1,
11.3, 13.6, 2.7 and 4.5 kg per 2.5 linear centimeters (20, 25, 30, 6, and 10 pounds
per linear inch, pli). Some scratches at low pressures may be residual from higher
blade pressure.
[0028] The number of scratches that were visible across the 28 centimeters (eleven inch)
wide coated, gloss calendered paperboard were counted. As can be seen in Tables III
and IV, the control calcium stearate coating produced a large number of scratches
even at the lowest blade load. The WVSR™ coating produced scratching only at higher
blade pressures and at these pressures significantly less scratches were observed
compared to the calcium stearate containing coating. In view of the similarity of
the scratch healing properties of the PC-60 and calcium stearate formulations reported
in Example 1, the dramatically different scratch healing properties of the calcium
stearate and WVSR™ formulations reported in this Example 2 were surprising and unexpected.
[0029] The lower high shear viscosity for coatings containing the sulfated oleic acid could
be advantageous not only in reducing coating scratching but also may have potential
to improve print quality. Print quality often can be improved by increasing coating
solids. This is because, at higher coating solids, less coating and binder strikes
into the board result in a more uniform, continuous coating layer. Since the normal
limitation on coating solids is coating scratches, the lower high shear viscosity
may allow higher coating solids to be run on the blade coater.
[0030] It is to be understood that, while the present invention has been described by reference
to preferred embodiments, other variations and equivalents thereof may suggest themselves
to those skilled in the art without departing from the spirit and scope of the invention
as described by the claims appended hereto.
1. An improved paper coating formulation comprising a scratch-healing additive wherein
the improvement comprises, as the scratch-healing additive, sulfated oleic acid.
2. The improved paper coating formulation of claim 1 further comprising additives selected
from the group consisting of mineral pigments, adhesives, dispersants, lubricants,
insolubilizers, viscosity-reducing additives, viscosity-increasing additives, and
combinations thereof.
3. The improved paper coating formulation of claim 2 wherein the mineral pigments are
selected from the group consisting of coating clay, fine calcined clay, trihydrated
alumina, calcium carbonate, and titanium dioxide.
4. The improved paper coating formulation of claim 2 wherein the adhesives are selected
from the group consisting of starch, casein, latex, poly(vinyl alcohol), sodium carboxyl
methylcellulose, and hydroxy ethylcellulose.
5. The improved paper coating formulation of claim 2 wherein the dispersants are selected
from the group consisting of tetrasodium pyrophosphate, pentasodium tripolyphosphate,
sodium tetraphosphate, sodium silicate, casein, and sodium salts of carboxylic acid.
6. The improved paper coating formulation of claim 2 wherein the lubricants are selected
from the group consisting of sodium stearate, calcium stearate, sulfonated oils, sulfated
tall oil fatty acid, and polyethylene emulsions.
7. The improved paper coating formulation of claim 2 wherein the insolubilizers are selected
from the group consisting of urea resins, melamine resins, glyoxal, zinc compounds,
formaldehyde, and dimethylol urea.
8. The improved paper coating formulation of claim 2 wherein the viscosity reducing additives
are selected from the group consisting of urea, dicyandiamide, and ethylenediamine.
9. The improved paper coating formulation of claim 2 wherein the viscosity increasing
additives are selected from the group consisting of sodium alginate, sodium carboxy
methylcellulose, and hydroxy ethylcellulose.
10. The improved paper coating formulation of claim 1 characterized by a solids content
greater than 60%.
11. An improved method of coating paper employing blade type coating formulation applicators
wherein the improvement comprises a coating formulation comprising, as a scratch-healing
additive, sulfated oleic acid.
12. The improved method of claim 11 wherein the coating formulation further comprises
additives selected from the group consisting of mineral pigments, adhesives, dispersants,
lubricants, insolubilizers, viscosity-reducing additives, viscosity increasing additives,
and combinations thereof.
13. The improved method of claim 12 wherein the mineral pigments are selected from the
group consisting of coating clay, fine calcined clay, trihydrated alumina, calcium
carbonate, and titanium dioxide.
14. The improved method of claim 12 wherein the adhesives are selected from the group
consisting of starch, casein, latex, poly(vinyl alcohol), sodium carboxy methylcellulose,
and hydroxy ethylcellulose.
15. The improved method of claim 12 wherein the dispersants are selected from the group
consisting of tetrasodium pyrophosphate, pentasodium tripolyphosphate, sodium tetraphosphate,
sodium silicate, casein, and sodium salts of carboxylic acid.
16. The improved method of claim 12 wherein the lubricants are selected from the group
consisting of sodium stearate, calcium stearate, sulfonated oils, sulfated tall oil
fatty acid, and polyethylene emulsions.
17. The improved method of claim 12 wherein the insolubilizers are selected from the group
consisting of urea resins, melamine resins, glyoxal, zinc compounds, formaldehyde,
and dimethylol urea.
18. The improved method of claim 12 wherein the viscosity-reducing additives are selected
from the group consisting of urea, dicyandiamide, and ethylenediamine.
19. The improved method of claim 12 wherein the viscosity-increasing additives are selected
from the group consisting of sodium alginate, sodium carboxy methylcellulose, and
hydroxy ethylcellulose.
20. The improved method of claim 12 wherein the coating formulation of claim 1 is characterized
by a solids content greater than 60%.