[0001] The present invention relates to a diagnostic method and apparatus for vacuum pumps,
particularly for vacuum pumps of the turbomolecular type.
[0002] As it is known, a turbomolecular vacuum pump comprises a plurality of pumping stages
housed within a substantially cylindrical casing and provided with an axial inlet
port of the sucked gases located at one end, and with a radial or axial exhaust port
of the gases located at the opposite end.
[0003] Said pumping stages generally comprise a rotor disk, secured to the rotatable shaft
of the pump, that is driven by an electric motor at a speed usually not lower than
25,000 rpm and in case as high as 100,000 rpm.
[0004] The rotor disk rotates within stator rings fastened to the pump casing and defining
the stator of the pumping stage, with a very small gap therebetween.
[0005] In the space between a rotor disk and the associated stator disk it is further defined
a pumping channel of the sucked gases.
[0006] The pumping channel defined between the rotor and the stator in each pumping stage
communicates with both the preceding and the subsequent pumping stages through a suction
port and an exhaust port, respectively, provided through the stator in correspondence
of the pumping channel.
[0007] A turbomolecular pump of the above type is disclosed, for example, in EP-A-0 445
855 in the name of the present applicant.
[0008] The turbomolecular pump described in EP-A-0 445 855 employes both pumping stages
provided with rotors formed as flat disks and pumping stages provided with rotors
equipped with blades.
[0009] This combined arrangement of pumping stages results in a very good performance of
the pump in respect of the compression ratio, while allowing to discharge the gases
into the outer environment at atmospheric pressure by means of simple pre-vacuum pumps
without lubricant, such as diaphragm pumps.
[0010] Moreover the construction of a vacuum pump of the turbomolecular type as teached
by EP-A-0 445 855 allows for a considerable reduction of the pump power consumption.
[0011] For feeding and controlling the electric motor of the vacuum pump there is generally
provided an external feeding unit.
[0012] It is known that the rotatable components of the vacuum pumps, particularly the bearings
for supporting the rotatable shaft, are subjected to high stresses and are prone to
wear and consequentely to a seizure.
[0013] Moreover, an incorrect alignement of parts rotating at high speed and any unbalance
of the rotating components are sources of vibrations capable of leading to an early
wear of the bearings.
[0014] Since an excessive wear or the seizure of the bearings in a vacuum pump during the
working thereof can damage other parts della pump and cause a prolonged stopping of
the pump due to the servicing operations, diagnosis or diagnostic methods have been
developed for detecting in advance the presence of critical operating conditions.
[0015] Generally such diagnostic methods provide for analysing quantities of the vacuum
pump such as the pump temperature and of the pump current.
[0016] Namely it is known that when the temperature of the vacuum pump exceedes a given
threshold, the failure risk of its components increases.
[0017] In a similar manner, an increase of the current circulating in the vacuum pump motor
generally indicates that critical wear conditions have been reached.
[0018] However, as a general rule, the values of the pump temperature and of the current
in the motor are not affected by the wear level of the quickly rotating components
only, but also by different factors, in case external to the pump.
[0019] As an example, the value di drawn current also depends on the gas load applied to
the pump whereas the pump temperature is also a function of the temperature of the
surrounding environment.
[0020] Theoretically such drawback could be overcome by providing the vacuum pump with a
suitable number of sensors for taking into account all the significant reference parameters
of the operating conditions.
[0021] This way at least a plurality of temperature sensors would be required at different
locations in the pump, with at least one sensor for the environment temperature and
at least one sensor measuring the pressure inside the vacuum chamber.
[0022] However this solution would imply the provision of a very large number of sensors,
some of which to be located at critical areas, such as the vacuum chamber, and with
the risk of jeopardizing the device efficiency.
[0023] It is therefore a first object of the present invention to realize a diagnostic method
and apparatus for preventing faults and failures in vacuum pumps capable of supplying
an accurate estimate of the wear conditions of the rotatable components in a vacuum
pump without using a large number of sensors, with the apparatus being of simple working
and rational construction.
[0024] This object of the present invention is accomplished through a method and an apparatus
as claimed in claims 1 and 12, respectively.
[0025] Another problem related with the methods of diagnosing the operating conditions of
vacuum pumps resides in that even when abnormal values for the controlled quantities
are detected through dedicated sensors in the pump, such values do not imply as a
necessary circumstance that the pump or parts thereof are to be replaced.
[0026] It is therefore of the utmost importance to properly construe the pump conditions
from the values supplied by the sensors in order to prevent both incurring eccessive
costs due to an untimely replacement of the pump components, and the risk of failures
that have not been diagnosticated in advance.
[0027] A second object of the present invention is to realize a diagnostic method and apparatus
for vacuum pumps capable of warning the user about the approaching of a failure or
fault situation in the pump with such warning being sufficiently in advance but not
too early.
[0028] This second object of the present invention is accomplished through the diagnostic
method and apparatus for vacuum pumping devices as claimed in claims 8 and 17, respectively.
[0029] A further problem related to the methods for performing diagnostics on the operating
conditions in vacuum pumps derives from the fact that a diagnosis has to be carried
out with a constant degree of reliability even when the environment conditions in
which the pump operates change.
[0030] A third object of the present invention is therefore to provide a diagnostic method
and apparatus for vacuum pumping devices that are capable of being quickly adjusted
to meet different operating conditions.
[0031] This third object of the present invention is accomplished through a diagnostic method
for vacuum pumping devices as claimed in claim 9.
[0032] Additional objects of the present invention are achieved through the diagnostic method
and apparatus for vacuum pumping devices as recited in the depending claims.
[0033] Further characteristics and advantages of the invention will become evident through
a description of a preferred but not exclusive embodiment of the diagnostic method
and apparatus for vacuum pumps according to the invention, illustrated as merely examplary
and without limiting purposes in the attached drawings, in which:
Figure 1 a cross-sectional view of a vacuum pump of the turbomolecular type;
Figure 2 is a block diagram of a vacuum pumping device comprising a vacuum pump and
a feeding unit equipped with a diagnostic apparatus in accordance with the invention;
Figure 3 is a block diagram of the processing unit of a diagnostic apparatus in accordance
with the invention;
Figures 4a and 4b illustrate a flow chart of the diagnostic method in accordance with
the invention:
Figures 5a and 5b are graphs showing the amplitude spectrum in two frequency ranges;
Figures 6a to 6d are graphs illustrating the acceleration as a function of the frequency
for different ranges in the frequency spectrum;
Figures 7a to 7c are graphs illustrating the acceleration as a function of the frequency
for two pumps working near to each other.
[0034] Referring to Figure 1, a turbomolecular vacuum pump indicated as a whole by reference
100, comprises a substantially cylindrical casing 101 having a first portion 101a
with a smaller cross section and housing an electric motor 121 and a bearing 122 for
supporting a rotatable shaft 123, and a second portion 101b, with a larger cross section
and housing the gas pumping stages.
[0035] Rotor disks 113 having flat surfaces and rotor disks 114 equipped with blades are
mounted to the rotatable shaft 123 of the vacuum pump 100, said disks cooperating
with stator rings 115 and 116, respectively, that are secured to the casing 101 of
the pump 100, and forming with them gas pumping channels.
[0036] The casing portion 101a is further provided with an axial port 119 located at one
end thereof for sucking the gases, and with a radial port (not shown) for exhausting
the gases, located at the opposite end.
[0037] The turbomolecular pump 100 is further provided with an annular protruding ring or
flange 110 with peripherally spaced holes 117 for securing the turbomolecular pump
100 to a vessel or chamber (not shown) in which vacuum is to be created.
[0038] A cylindrical extension 118 is provided on casing 101, on the opposite side with
respect to the flange 110, in correspondence of the base of said first smaller portion
101a, such extension being due to the presence within the pump 100 of the lower bearing.
[0039] A second bearing for supporting the shaft 123 is generally located between the motor
121 and the pumping stages housed in the portion 101b.
[0040] With reference to the block diagram of Figure 2 there is illustrated a diagnostic
apparatus in accordance with the present invention applied to a vacuum pump 100.
[0041] As disclosed with reference to the description of Figure 1, the vacuum pump that
is schematically illustrated in Figure 2 comprises a first portion having a smaller
cross section, indicated by the same reference 101a as used in Figure 1 and housing
the motor 121 and the lower bearing 122 for supporting the rotatable shaft 123, and
a second portion having a larger cross section and indicated by the same reference
101b as used in Figure 1, and housing the gas pumping stages.
[0042] The diagnostic apparatus of Figure 2 comprises a temperature sensor 30, adapted to
produce an electrical signal the intensity of which is proportional to the temperature
measured on the vacuum pump 100.
[0043] This temperature sensor 30 is preferably located in correspondence with the axial
extension 118 of the portion 101a of the casing 101 of the vacuum pump 100.
[0044] For large size pumps, a second temperature sensor can be provided for measuring the
temperature in another area of the pump body, for example the area of the second bearing
located between the pumping stages and the pump motor 121.
[0045] The diagnostic apparatus in accordance with the invention further provides for a
vibration transducer 31 such as an accelerometer, a velocimeter, a position sensor
or the like, adapted to generate an electric signal having an intensity that is proportional
to an acceleration, a speed or a displacement measured in correspondence of the rotatable
components of the vacuum pump 100.
[0046] As an example, such transducer 31 can be a piezoelectric accelerometer, preferably
disposed in contact with the body of the vacuum pump 100 at one of its portions housing
the support bearings of the rotatable shaft 123.
[0047] As already discussed, during the rotation of the rotatable components of a vacuum
pump, these latter are subjected to periodic vibrations with a period substantially
equal to the rotation period, since their rotation axes are not perfectly aligned
with the main inertia axis.
[0048] In other words, since stresses are transferred to the portion 101a of the casing
101 at each rotation of a rotatable component, the frequency of the induced vibrations
substantially corresponds to the rotation frequency.
[0049] An accelerometer is a device capable of measuring the acceleration amount of a vibrating
surface on which the device is disposed.
[0050] Generally an accelerometer supplies an electric signal the voltage of which is proportional
to the acceleration as measured along the sensitivity axis, in accordance with the
following relationship:

where
Scale Factor = sensor sensitivity in Volts/G;
Acceleration = acceleration in G measured along the sensitivity axis of the sensor;
Offset_Voltage = sensor output voltage in absence of any acceleration;
G = gravitational acceleration.
[0051] Figure 2 additionally shows a control and feeding unit 20, leads 21 for feeding said
control unit 20 through the public power distribution network, and leads 22 for feeding
the vacuum pump 100 through said control unit 20.
[0052] Still with reference to Figure 2, the diagnostic apparatus of the present invention
further comprises a processing unit 40 receiving the signal from said transducer 31
on the vacuum pump 100, through a lead 33.
[0053] According to a preferred embodiment of the diagnostic apparatus of the invention,
illustrated in Figure 2, the output signal of said temperature sensor 30 is applied
to the control unit 20 through leads 32 and is rendered available as an output signal
on a serial communication port of this unit 20.
[0054] The above arrangement is preferred since the temperature information is used also
in the control functions accomplished by the control and feeding unit 20.
[0055] Through said serial communication port 23, the control and feeding unit 20 further
supplies a plurality of signals related to significant operating parameters of the
vacuum pump 100.
[0056] In accordance with a preferred embodiment, these signals are proportional to the
feeding voltage applied to the electric motor, preferably a three-phase A.C. asynchronous
motor that drives the vacuum pump 100, such voltage being supplied by said control
and feeding unit 20 (WOMO signal), to the current circulating in the electric motor
of the vacuum pump 100 (CUMO signal), to the drive frequency of said electric motor
(FRMO signal), to the type of the cooling system of the vacuum pump 100 i.e. an air
cooled or a water cooled system, (WACO signal), and to the overall operating condition
of the vacuum pump, i.e. "normal", "loaded" or at "low speed" (STATUS signal).
[0057] The above signals are applied through a serial data transmission line 34 to the processing
unit 40 that is in turn equiped with a serial communication port 45.
[0058] Referring to Figure 3, the processing unit 40 comprises a microprocessor 41, a first
memory device 42 storing the control instructions for the microprocessor 41, a second
memory device di 43 storing predetermined threshold values of the characteristic parameters
of the moving parts of the vacuum pump 100, and a third memory device 44, for periodically
storing the values of said characteristic parameters of the moving parts of the vacuum
pump 100.
[0059] The microprocessor 41 is connected to the above memory devices 42 to 43 through data
transmission "buses", indicated in Figure 3 by the references 46 to 48, respectively.
[0060] Microprocessor 41 is further provided with an additional data transmission "bus"
49 for communicating outside the processing unit 40, through the serial communication
port 45 provided on such unit.
[0061] The diagnostic apparatus of the present invention further comprises devices (not
shown) for the visual and/or audio warning signals that are activated by a signal
generated by the microprocessor 41 upon reaching predetermined pre-alarm or alarm
conditions.
[0062] Additional means can be provided for shut off the electric feeding to the vacuum
pump upon reaching a predetermined alarm condition.
[0063] A preferred embodiment of the diagnostic method for vacuum pumps in accordance with
the invention will be disclosed with reference to the Fig.s 4a, 4b, 5 and 6a to 6d.
[0064] In a preferred embodiment, the control logic of the diagnostic method in accordance
with the invention is implemented through a sequence of instructions stored in the
first memory device 42 for controlling of the microprocessor working.
[0065] However this logic can also be directly embedded in a microprocessor expressely designed
for this purpose.
[0066] With reference to the flow charts of Figures 4a and 4b, at step or logic block 200
the microprocessore 41 receives, through the STATUS signal from the control and feeding
unit 20, information relating to the working condition of the vacuum pump 100, such
as "normal", "loaded" or "low speed" conditions.
[0067] In the next step or block 205, if neither a "normal" nor a "loaded" condition has
been received, the control is returned to the logic block 200 for a further acquisition
of the STATUS signal.
[0068] On the other hand, when at block 205, either a "normal" or a "loaded" condition is
detected, then the control is transferred to the next logic block 210 for the acquisition
(through the corresponding associated signals) of information relating to the following
parameters of the vacuum pump, that are referred hereinbelow to the corresponding
signals:
| PARAMETER |
SIGNALS |
| Water cooling |
WACO |
| Current drawn by the motor |
CUMO |
| Feeding voltage to the motor |
VOMO |
| Motor drive frequency |
FRMO |
| Pump temperature |
TEBE |
[0069] At the next logic block 215, if the difference between the temperature T
bm, available through the signal TEBE and measured in corrispondence of the portion
101a housing the bearings and the motor of the vacuum pump 100, and an optimum estimated
temperature T
bs is greater than zero (that is

) then the control is transferred to the logic block 216 and from here directly to
the logic block 225.
[0070] In this embodiment the optimum estimated temperature T
bs is obtained through the following relationship:

where
Test is the room temperature;
Cp is a dimensional constant for any given pump;
Wp is the power drawn by the pump for an assigned gas load and is given by the difference
betwen the total power Wt drawn by the pump and the power Wb dissipated in the bearing(s);
Cb is a dimensional constant for any given pump bearing;
Wb is the power dissipated by the pump bearing(s).
[0071] Thus the temperature T
c can be also expressed as:

[0072] The power W
b dissipated by the pump bearing(s) and the dimensional constant C
b of the bearing(s) are variable but known for a given bearing since they do not depend
on the amount of gas (load) sucked by the pump.
[0073] To compensate for the lack of a sensor measuring the room temperature in the estimation
of the bearing temperature, the maximum allowable value is used as room temperature.
[0074] Since the WACO signal supplies information on the pump cooling typology, in this
embodiment it has been set:
Test =25 °C when the pump is liquid cooled, and
Test =35 °C when the pump is air cooled.
[0075] In the logic block 216 the content of a variable FLAG(Temp) is changed from the value
construed by the microprocessor 41 as corresponding to a mormal temperature condition,
for example: FLAG(Temp) = 0, into a value construed as corresponding to an excessive
temperature condition, for example FLAG(Temp) = 1.
[0076] On the other hand when, at logic block 215, the difference between the measured temperature
T
bm and the optimum estimated value T
bs is minor or equal to zero (

), then the control is transferred to the logic block 220 where the content of the
variable FLAG(Temp) is changed from the actual value to a value that is regarded by
the microprocessor 41 as corresponding to a normal temperature condition.
[0077] In the next logic block 225 the microprocessor 41 receives data relating to the vibration
acceleration of the vacuum pump rotatable components, generated by the accelerometer
31.
[0078] In accordance with a preferred embodiment of the diagnostic method of the invention,
the data acquisition of the acceleration data is such as to generate two signals ACQSL
and ACQSH for frequencies between 0 and 2,000 Hz, and between 0 and 12 kHz, respectively.
[0079] Fig.s 5a and 5b show the acceleration levels in the frequency ranges comprised between
0 and 2,000 Hz, and between 0 and 12 kHz, respectively, for a turbomolecular pump.
[0080] The acceleration data acquisition procedure provides the sampling of the analog signal
from the accelerometer 31 at a rate that must be at least twice the maximum frequency
of the signal for an accurate recovery of the original signal (Nyquist theorem).
[0081] Again with reference to Figures 4a and 4b, at logic block 230 the acquired signals
ACQSL and ACQSH are subjected to a FFT (Fast Fourier Transform) algorithm to obtain
the envelope of said signals in the corresponding spectral distribution, arranged
in frequency order, thus achieving a signal representative of the distribution of
the vibration acceleration as a function of the frequency.
[0082] In accordance with the diagnostic method of the present invention the following typical
vibration frequencies of the rotatable pump components are taken into consideration:
- Ft =
- frequency of the rotor of the vacuum pump;
- for =
- frequency of the bearing outer ring;
- fir =
- frequency of the bearing inner ring;
- frb =
- frequency of the bearing balls;
- fc =
- frequency of the bearing cage (retainer).
[0083] At logic block 235 the microprocessor 41 estimates the theoretical rotation frequency
F
t of the vacuum pump rotor through the following formula:

where:
Fecc is the drive frequency of the motor of the vacuum pump (made available by the signal
FRMO on the output of the serial port of the feeding unit 20);
K is a dimensional constant depending on the type of the motor;
I is the current circulating in the vacuum pump motor and is made available through
the signal CUMO;
V is the feeding voltage to the motor of the vacuum pump and is available through
the signal VOMO.
[0084] At the next logic block 240 there is defined an operating range of the theoretical
rotation frequency F
t corresponding to the range [F
c - 50 Hz, F
t + 50 Hz].
[0085] At the next logic block 245 the method of the invention looks for the peak having
the maximum amplitude within said operating range [Ft - 50 Hz, Ft + 50 Hz], and the
frequency value corresponding to said peak is associated to the experimental rotation
frequency F
r of the rotor in the vacuum pump.
[0086] The next logic block 250 calculates the typical theoretical frequencies (ftt) of
the vacuum pump, by using the following equations:

where D, z, d
m and α are geometrical parameters typical of the bearings present in the pump, and
more precisely:
- D =
- diameter of trhe bearing balls;
- z =
- number di balls in the bearing;
- dm =
- mean diameter of the bearing;
- α =
- contact angle between the balls and the bearing.
[0087] Since two bearings are provided in the vacuum pump 100, the estimate of the typical
theoretical frequencies is carried out for both the upper bearing (f2) and the lower
one (f1).
[0088] Moreover, for each estimated ftt, all the higher harmonics up to the frequency di
12 kHz will be considered.
[0089] In the method according to the invention, at logical blocks 255 to 310 a search is
performed - over the spectrum obtained through the FFT processing of the acceleration
signals - of the peaks corresponding to the experimental vibration frequencies (ftr)
of the rotating components and said peaks are then associated to the corresponding
typical theoretical frequencies ftt.
[0090] The above search comprises the following steps.
[0091] At logic block 255, for each typical theoretical frequency ftt
x that has not yet been considered or to which an experimental amplitude value has
not yet been associated, an operating range [ftt
x - nΔf, ftt
x + nΔf] is defined, where
n = number of the considered spectral lines (for example 5÷10);
Δf = resolution of the considered spectrum.
[0092] At logic block 260 it is calculated the number di ftts present within the operating
range [ftt
x - nΔf, ftt
x + nΔf] defined by the previous logic block 255.
[0093] After calculating the number of ftts within the operating range, the logic block
265 localizes a new operating range [ftt
min, ftt
max], within the first operating range.
[0094] Said second operating range is comprised between the minimum and the maximum ftts
that are located within the first operating range [ftt
x - nΔf, ftt
x + nΔf].
[0095] After the boundaries of the second operating range [ftt
min, ftt
max] have been established, they are widened by the n.f in the logic block 270, thus
obtaining a third extended operating range [ftt
min - nΔf, ftt
max + nΔf] that is indicated as [x
min, x
max] for brevity.
[0096] Then logic block 275 calculates the number NN of ftts that are present in the extended
operating range [x
min, x
max] selected in the previous logic block 270.
[0097] If the extended operating range [X
min, x
max] contains additional ftts in respect of those considered in the first operating range,
the number of which has already been calculated by logic block 260, these ftts too
will be considered in the subsequent calculations.
[0098] Logic block 280 calculates the mean amplitude value of the spectrum within the extended
operating range [x
min, x
max].
[0099] At the next logic block 285 an auxiliary spectrum is formed where the amplitude values
within the range [x
min, x
max] that are lower than the mean value calculated by the previous logic block 280 are
set equal to said mean value.
[0100] Logic block 290 calculates the number NNP of the peaks in the auxiliary spectrum
that are located within the extended operating range [x
min, x
max].
[0101] The above disclosed procedure illustrated with reference to logic blocks 280 to 290
aims to cancel the spectrum components deriving from the background noise.
[0102] At logic blocks 300 to 305, the NNP detected peaks are associated to the NN amplitudes
corresponding to the theoretical frequencies ftts in the considered frequency range,
in accordance with the principle of associating each theoretical frequency with the
peak detected at the nearest frequency.
[0103] More precisely one of the following four conditions has to be satisfied, each one
excluding the others.
[0104] If at logic block 300, the condition NNP=0 is satisfied, that is a condition in which
no peak has been traced within the extended operating range [x
min, x
max], then logic block 301 associates to the theoretical frequencies ftts in the extended
operating range a frequency that has been detected equal to the theoretical one and
has an amplitude equal to the bottom level in the range.
[0105] An example relating to such a condition is illustrated in Figure 6a where a single
theoretical frequency (dashed line) exists in the considered range and to such frequency
there is associated an amplitude value that is relative to the bottom level (mean
value of the amplitudes) since the experimental amplitude values are always increasing
inside the range.
[0106] In Figure 6a the vertical continuous lines delimitate the extended operating range
and the horizontal continuous line indicates the mean value of the amplitudes in said
range.
[0107] On the other hand, if at logic block 300 the condition NNP#0 is satisfied, the control
is transferred to the next logic block 302.
[0108] If at logic block 302, the condition

is satisfied, the next logic block 303 assigns to each theoretical frequency in the
extended operating range [x
min, x
max], the peak detected at the nearest fequency.
[0109] Figure 6b illustrates an example relating to a situation where

, in which at each theoretical frequency ftt (dashed lines) there is associated the
maximum value corresponding to the nearest frequency (cross).
[0110] In Figure 6b the vertical continuous lines delimitate the extended operating range
[x
min, x
max] and the horizontal continuous line indicates the mean value of the amplitudes in
said range.
[0111] On the other hand, if the condition NNP>NN is satisfied at logic block 302, at logic
block 304 only those peaks that have been detected nearest to those theoretical in
terms of frequency will be used.
[0112] The peaks that have been detected and not used, that is not associated to any ftt,
will be excluded since they are to be considered as due to external disturbances.
[0113] Figure 6c illustrates an example relating to such situation where the nearest experimental
peak (cross) is associated to the single theoretical frequency (dashed line) present
in the considered range.
[0114] In Figure 6c the vertical continuous lines delimitate the extended operating range
[x
min, x
max] and the horizontal continuous line indicates the mean value of the amplitudes in
said range.
[0115] In case that at logic block 302, the condition NNP<NN is satisfied, logic block 305
associates to each ftt the peak detected at the nearest frequency.
[0116] When during the procedure for assigning the detected peaks to the theoretical frequencies
ftt, disclosed with reference to blocks 300 to 305, the condition that a same experimental
peak has been associated with more than one theoretical frequency ftt is satisfied,
then at block 309 said detected experimental peak is now associated to the nearest
theoretical frequency whereas to the other theoretical frequencies previously associated
with the same peak, it is now associated the amplitude corresponding to the bottom
level in the considered operating range.
[0117] Such condition is compulsorily satisfied when NNP<NN.
[0118] Figure 6d illustrates an example relating to a situation where NNP<NN. In the Figure
the only experimental peak identified (right cross) is associated with the nearest
theoretical frequency (right dashed line) whereas to the remaining theoretical frequency
(left dashed line) it is associated the amplitude value corresponding to the bottom
(mean) level of the amplitudes (left cross).
[0119] In Figure 6d the vertical continuous lines delimitate the extended operating range
[x
min, x
max] and the horizontal continuous line indicates the mean value of the amplitudes in
said range.
[0120] According to another embodiment of the method of the invention, when the same experimental
peak has been associated with more than one ftt, the corresponding associated amplitude
is reduced proportionally to the number di ftts to which the same peak has been associated.
[0121] As an example, when the same peak has been associated with two ftts, the corresponding
amplitude associated to such two ftts will be half of the peak amplitude.
[0122] This second embodiment of the method of the invention is particularly advantageous
when using small size pumps on which there are mounted equal bearings having their
ftts coincident.
[0123] Next at logic block 310 the amplitude of each peak associated with the ftts is stored
so as to generate the following data matrix for the rotor, the lower bearing and the
upper bearing.
| Theoretical frequency |
Detected fr. |
Peak amplitude |
| Fecc |
Fr |
A(Fr) |
| f1or |
f1or,r |
A1(for,r) |
| f1ir |
f1rb,r |
A1(fir,r) |
| f1rb |
f1rb,r |
A1(frb,r) |
| f1c f1c,r |
A1(fc,r) |
|
| f2or |
f2or,r |
A2(for,r) |
| f2ir |
f2rb,r |
A2(fir,r) |
| f2rb |
f2rb,r |
A2(frb,r) |
| f2c f2c,r |
A2(fc,r) |
A2(fc,r) |
[0124] At the next logic block 315 the amplitudes of the maxima previously associated with
the ftts are compared with the reference thresholds contained in the storing device
43 of the processing unity 40.
[0125] Said reference thresholds are determinated on the basis of the spectra obtained for
new pumps and used pumps.
[0126] If one of the stored amplitude values is higher than the corresponding reference
threshold, at logic block 320 the content of the variable FLAG(ftt) is changed from
the value construed by the microprocessor 41 as corresponding to a regular amplitude
condition, e.g. FLAG(ftt) = 0, to a value corresponding to an excessive amplitude
condition FLAG(ftt)=1.
[0127] On the other hand, if at logic block 315 the amplitude value is lower than the corresponding
reference threshold, at logic block 325 the content of the variable FLAG(ftt) is changed
from the value construed by the microprocessor 41 as corresponding to an excessive
amplitude condition, FLAG(ftt) = 1, to the value corresponding to a regular amplitude
condition, FLAG(ftt) = 0.
[0128] The reference thresholds for the acceleration amplitudes used in the illustrated
embodiment were the following:
| Frot |
1.10 m/sec2 |
| fc upper bearing |
0.50 m/sec2 |
| fc lower bearing |
0.34 m/sec2 |
ftr comprised between
| Frot and 8,500 Hz |
0.60 m/sec2 |
| Frot higher than 8,500 Hz |
1.20 m/sec2 |
[0129] The above thresholds are those for a particular type of pump used in an embodiment,
and therefore should be modified to adjust the diagnostic method to pumps of different
type by storing suitable values in the storing device 43.
[0130] As already pointed out the interpretation of the results supplied by the diagnostic
method are of the utmost importance since from this interpretation the user gets informations
about the fault probability of the pump and consequentely on the need to carry out
the servicing.
[0131] In a preferred embodiment of the method according to the invention, at logic block
330, the calculation of an attention level LEVEL is carried out, when the temperature
and vibration safety thresholds have been exceeded by the pump.
[0132] The number LEVEL of FLAGs indicating that the corresponding threshold level has been
exceeded is calculated through the following sum weighted on all the typical theoretical
frequencies:

where W(i) are the weights assigned to the FLAGs associated with the amplitudes of
the vibration spectrum.
[0133] In the disclosed embodiment the following weights have been used:
| W(Temp) |
1 |
|
| W(Frot) |
1 |
|
| W(Fc) |
3 |
upper bearing |
| W(Fc) |
3 |
lower bearing |
| W(ftr) |
2 |
|
[0134] In case there are provided more temperature sensors located in different areas of
the pump housing, e.g. as previously indicated when using a large size pump, the above
sum will take into account the temperature values supplied by all such sensors, properly
weighted.
[0135] On the basis of the value assumed by the LEVEL signal, at logic block 335 the microprocessor
41 will indicate one of the following operating conditions.
[0136] A first operating condition is indicated when LEVEL=0.
[0137] This condition relates to a normal operating situation that does not require any
intervention.
[0138] A second operating condition is indicated when LEVEL≤3.
[0139] This condition relates to a operating situation that requires a medium-term intervention.
[0140] A third operating condition is indicated when LEVEL>3.
[0141] This condition relates to a operating situation that requires an immediate intervention.
[0142] It is further provided that an alarm level is signalled only when such level is maintained
for a given time interval. In the considered embodiment, for example, this time interval
has been set equal to 60 minutes.
[0143] It is also provided that the parameters relating to the pump working are periodically
stored for being subsequentely analyzed and used for modifying the predetermined threshold
levels.
[0144] Since, as indicated above, the vibration spectrum is affected also by machineries
that are located near a vacuum pump to be subjected to diagnostics, in a second embodiment
of the method according to the invention, a preliminary analysis step of the vibration
spectrum is provided for distinguishing between signals due for example to the presence
of two vacuum pumps working one near the other.
[0145] Differently from the above illustrated method, in this second embodiment the theoretical
rotation frequencies F
t1 and F
t2 of the pump rotor are calculated through the following formula:

[0146] Similarly to the method illustrated with reference to Figures 4a and 4b, a suitable
range is defined containing the two theoretical rotation frequencies. Assuming that
F
t1 <F
t2, such range will be, for example, [F
t1 - 50 zH, F
t2 + 50 zH].
[0147] Within this range the two peaks of maximum amplitude will be looked for, and the
frequency values corresponding to said peaks are associatedd to the experimental rotation
frequencies F
r1 and F
r2 of the rotors of the vacuum pumps.
[0148] Then the method is applied in a manner similar to what has been disclosed with reference
to the previous embodiment for both the frequencies F
r1 and F
r2.
[0149] Being known the origin of the typical theoretical frequencies calculated, it is possible
to distinguish the experimental peaks caused by either of the pumps and to associate
the experimental amplitudes to the corresponding pump.
[0150] Figures 7a, 7b and 7c illustrate the spectra relating to a pump rotating at a speed
of 680 Hz, an adjacent pump rotating at a speed of 700 Hz as well as the superimposing
of the two spectra.
[0151] In Figures 7a to 7c the vertical continuous lines correspond to the theoretical peaks
and the crosses to the experimental peaks.
[0152] In a further embodiment of the diagnostic method according to the present invention,
it also provided to evaluate the level of the vibrational amplitudes of the components
of the vacuum pump. More particularly an alarm level can be defined that is proportional
to the difference between the measured amplitude and the theoretical amplitude.
[0153] The diagnostic method of the invention allows to identify - within the vibrational
spectrum of the pump - the spectral lines caused by the vibrations of the rotatable
components during their rotation and supplies an indication of the pump wear, regardless
of environmental disturbances for example those caused by pumps operating nearby,
voltage transformers, relais and other sources of vibrations. This has been achieved
through an accurate spectral analysis and a combination with further information relating
to the working of the vacuum pump but different from the acceleration spectrum, such
as the temperature and the current drawn by the electric motor driving the pump.
1. A diagnostic method for preventing faults and failures in a vacuum pump (100), said
pump comprising:
- a casing (101) provided with a suction port (119) and an exhaust port, a first portion
(101a) and a second portion (101b) being axiallly defined in said casing,
a plurality of gas pumping stages formed by rotor disks (113, 114) secured to a
rotatable shaft (123) of the vacuum pump, said disks cooperating with stator rings
(115, 116) secured to said casing of the vacuum pump, said pumping stages being housed
inside said second portion (101b) of said casing (101b);
- an electric motor (121) for driving said rotatable shaft of the vacuum pump, and
at least one bearing (122) for supporting said rotatable shaft (123), said motor (121)
and at least one bearing (122) being housed inside said first portion (101a) of said
casing,
said method being characterized in that it provides the steps of:
- providing at least one signal representative of the vibration acceleration of the
rotatable components of the vacuum pump;
- transforming said signal representative of the vibration acceleration of the vacuum
pump rotatable components into a corresponding spectral distribution arranged in frequency
order, thus achieving a signal representative of the amplitude distribution of the
vibration acceleration as a function of the frequency;
- tracing within said spectral distribution the peaks corresponding to the typical
vibration frequencies of said rotatable components of the vacuum pump;
- comparing the amplitudes of said peaks with respective and predetermined reference
thresholds;
- generating an alarm signal when at least one of said reference thresholds is exceeded
by the corresponding peak amplitude.
2. A diagnostic method as claimed in claim 1, wherein said step of tracing the peaks
corresponding to the typical vibration frequencies of said rotatable components of
the vacuum pump, further comprises the steps of:
- estimating a theoretical rotation frequency (Ftot) of the pump rotor as a function of the excitation frequency (Fecc) of the pump motor, of the current (I) circulating in said motor and of the feeding
voltage (V) to the motor;
- tracing within a predetermined frequency range of said spectral distribution the
peak having the maximum amplitude;
- associating the frequency value corresponding to said maximum amplitude peak to
the experimental rotation frequency (Fr) of the vacuum pump rotor;
- calculating the typical theoretical vibration frequencies (ftt) of said rotatable
components of the vacuum pump as a function of said experimental frequency (Fr);
- tracing, for each of the typical theoretical vibration frequencies (ftt) in said
calculated spectral distribution, the peaks relating to the corresponding experimental
vibration frequency (Fr).
3. A diagnostic method as claimed in claim 2, wherein said predetermined frequency range
corresponds to a ±50Hz range centered at said theoretical rotation frequency (Frot) of the rotor.
4. A diagnostic method as claimed in claim 3, wherein the step of tracing - in said spectral
distribution and for each of the theoretical vibration frequencies - the corresponding
experimental vibration frequency, further comprises the steps of:
- tracing in said spectral distribution an operating range for each of the typical
theoretical vibration frequencies (ftt) of the rotatable components of the vacuum
pump;
locating within said operating range, the peak with the minimum frequency (fttmin) and the peak with the maximun frequency (fttmax);
- determining on said spectral distribution, for each of the operating ranges, an
extended operating range having an extension not smaller than the range delimited
by the frequencies corresponding to said peak of minimum frequency (fttmin) and by said peak of maximum frequency (fttmax);
- calculating the number of theoretical typical vibration frequencies (ftt) located
within said extended operating range;
- associating to each typical theoretical vibration frequency (ftt) located within
said extended operating range, the amplitude corresponding to the traced peaks in
accordance with the criterion that to each typical theoretical vibration frequency
(ftt) there is associated the peak traced at the nearest frequency and for which the
peak associated to one or more of said frequencies (ftt) is associated only to the
nearest frequency (ftt), while to the remaining frequencies (ftt) there is associated
the mean amplitude of the considered extended operating range.
5. A diagnostic method as claimed in claim 4, wherein said operating range determined
for each typical theoretical rotation frequency (ftt) corresponds to a neighborhood
of said rotation frequency (ftt) having an extension of ±n .f, where .f is the spectrum
resolution and n is an integer comprised between 5 and 10, and wherein said extended
operating range corresponds to the range [fttmin - .f, fttmax + .f].
6. A diagnostic method as claimed in claim 5, further providing the step of:
- modifying the content of alarm indicators from the value corresponding to the normal
working condition of the vacuum pump into a value corresponding to critical working
conditions of said pump when the respective amplitudes exceed said tresholds.
7. A diagnostic method as claimed in claim 5, further providing the steps of:
- providing at least one signal representative of the temperature in said first portion
(101a) of the vacuum pump;
- comparing said at least one signal representative of the temperature in said first
portion of the vacuum pump with at least one corresponding reference threshold;
- modifying the content of at least one alarm indicator from the value corresponding
to the normal operating condition of the vacuum pump into a value corresponding to
critical operating conditions of said pump when said at least one reference threshold
is exceeded by the corresponding at least one signal representative of the temperature.
8. A diagnostic method as claimed in claims 6 and 7, further providing the steps of:
- storing the content of said alarm indicators in storage means;
- summing the number of the alarm indicators the content of which corresponds to a
normal operating condition of the pump;
- generating a pre-alarm signal when said sum exceeds a pre-alarm threshold, and an
alarm signal when said sum exceeds an alarm threshold.
9. A diagnostic method as claimed in claim 8, further providing the step of periodically
storing the data relating to the vibration theoretical frequencies (ftt), to the corresponding
vibration experimental frequencies and to the experimental vibration amplitudes associated
with said frequencies vibration experimental frequencies.
10. A diagnostic method as claimed in claim 1, wherein the step of transforming said signal
representative of the vibration acceleration of the vacuum pump rotatable components
into a spectral distribution is obtained by means of an FFT (Fast Fourier Transform).
11. A diagnostic method as claimed in any preceding claims, wherein said vacuum pump is
a turbomolecular pump.
12. A diagnostic apparatus for preventing faults and failures in a vacuum pump (100),
said pump comprising:
- a casing (101) provided with a suction port (119) and an exhaust port, in which
a first portion (101a) and a second portion (101b) are axiallly defined;
- a plurality of gas pumping stages comprising rotor disks (113, 114) mounted to the
rotatable shaft (123) of the vacuum pump and cooperating with stator rings (115, 116)
secured to the casing of the vacuum pump 100, said pumping stages being housed in
said second portion (101b) of said casing;
- an electric motor (121) for rotating said rotatable shaft and at least a second
bearing (122) for supporting the rotatable shaft (123) of the vacuum pump, said motor
(121) and said at least one bearing (122) being housed in said first casing portion
(101a);
- an electronic unit (20) for feeding said electric motor (121) of the vacuum pump
(100);
said apparatus comprising:
- at least a transducer (31) capable of generating an electric signal having an intensity
proportional to an acceleration, speed or displacement value as measured at the the
rotatable components of the vacuum pump (100);
- an electronic processing unit (40), comprising a microprocessor (41), storage means
and communication means for receiving the signal from said transducer (31) and a plurality
of signals representative of the operating condition of the vacuum pump output from
said electronic feeding unit (20), means for transforming the signal from said transducer
(31) into a corresponding spectral distribution arranged in frequency order, thus
obtaining a signal representative of the amplitude distribution of the vibration acceleration
as a function of the frequency, said processing unit (40) generating a signal representative
of the wear condition of the rotatable components of the vacuum pump.
13. A diagnostic apparatus as claimed in claim 12, further providing communication means
(45) for receiving through a communication (34) line said plurality of signals representative
of the vacuum pump operating condition from the electronic feeding unit (20).
14. A diagnostic apparatus as claimed in claim 13, wherein said transducer (31) is a piezoelectric
accelerometer disposed in contact with the body of the vacuum pump (100) in correspondence
of a portion thereof housing the support bearings for the rotatable shaft.
15. A diagnostic apparatus as claimed in claim 13, further providing at least a transducer
(30) for generating an electric signal having an intensity proportional to the temperature
measured in correspondence of rotatable components of the vacuum pump (100).
16. A diagnostic apparatus as claimed in claim 14 and 15, wherein said plurality of signals
representative of the vacuum pump operating condition from said electronic feeding
unit (20) comprises at least:
- a signal representative of the presence of liquid cooling means for cooling the
vacuum pump;
- a signal representative of the current circulating in the electric motor of the
vacuum pump;
- a signal representative of the feeding voltage to the electric motor of the vacuum
pump;
- a signal representative of the drive of the electric motor of the vacuum pump;
- a signal representative of the temperature of the vacuum pump.
17. A diagnostic apparatus as claimed in claim 16, further providing means indicating
a pre-alarm condition and an alarm condition with respect to the wear state of the
rotatable components of the vacuum pump.
18. A diagnostic apparatus as claimed in any of claims 12 to 17, wherein said vacuum pump
is turbomolecular pump.
19. A vacuum pump comprising:
- a casing (101) provided with a suction port (119) and an exhaust port in which a
first portion (101a) and a second portion (101b) are axiallly defined;
- a plurality of gas pumping stages comprising rotor disks (113, 114) mounted to the
rotatable shaft (123) of the vacuum pump and cooperating with stator rings (115, 116)
secured to the casing of the vacuum pump 100, said pumping stages being housed in
said second portion (101b) of said casing;
- an electric motor (121) for rotating said rotatable shaft and at least a second
bearing (122) for supporting the rotatable shaft (123) of the vacuum pump, said motor
(121) and said at least one bearing (122) being housed in said first casing portion
(101a);
- an electronic unit (20) for feeding said electric motor (121) of the vacuum pump
(100),
wherein there is provided a diagnostic apparatus comprising means for:
- providing at least a signal representative of the vibration acceleration of the
rotatable components of the vacuum pump;
- transforming said signal representative of the vibration acceleration of the rotatable
components of the vacuum pump into a corresponding distribution arranged in frequency
order, for obtaining a signal representative of the amplitude distribution of the
vibration acceleration as a function of the frequency;
- tracing within said spectral distribution the peaks corresponding to the typical
vibration frequencies of said rotatable components of the vacuum pump;
- comparing the amplitudes of said peaks with corresponding predeterminated reference
thresholds;
- generating an alarm signal when the corresponding peak amplitude exceeds at least
one of said reference thresholds.
20. A vacuum pump as claimed in claim 19, wherein means are provided to shut off the electric
feeding to said pump when a predetermined number of said reference thresholds is exceeded.