[0001] This invention relates to a new method of producing high image quality, tamperproof
authority documents, such as passports, driver's licenses, insurance, security, and
other identification documents or cards.
[0002] In recent years, thermal transfer systems have been developed to obtain prints from
pictures which have been generated electronically from a color video camera. According
to one way of obtaining such prints, an electronic picture is first subjected to color
separation by color filters. The respective color-separated images are then converted
into electrical signals. These signals are then operated on to produce cyan, magenta
and yellow electrical signals. These signals are then transmitted to a thermal printer.
To obtain the print, a cyan, magenta or yellow dye-donor element is placed face-to-face
with a dye-receiving element. The two are then inserted between a thermal printing
head and a platen roller. A line-type thermal printing head is used to apply heat
from the back of the dye-donor sheet. The thermal printing head has many heating elements
and is heated up sequentially in response to one of the cyan, magenta or yellow signals,
and the process is then repeated for the other two colors. A color hard copy is thus
obtained which corresponds to the original picture viewed on a screen. Further details
of this process and an apparatus for carrying it out are contained in U.S. Patent
4,621,271.
[0003] Authority documents are widely used for identification purposes such as passports,
driver's licenses, and other image-bearing documents which provide access to restricted
locations, bank accounts, or licensed activities, etc. Security is important for such
documents, and an important security feature of such documents is the use of a continuous
tone color photograph printed in the same layer along with other personal, variable
data. These types of documents have been subject to tampering for illegal purposes,
and attempts to alter the authorizing data and/or images contained in them are quite
common.
[0004] U.S. Patent 5,211,424 relates to a process for obtaining a passport document using
a mounting folder. Heat-activatable adhesives are used to mount a photograph within
the mounting folder as part of the passport.
[0005] U.S. Patent 5,589,435 relates to a method for transferring a thermal image layer
from an image transfer sheet to a substrate. The image-receiving layer is placed in
face-to-face relation with the substrate and a release base sheet is peeled from the
image transfer sheet.
[0006] There is a problem with the above processes, however, in that the resultant image
is either mounted into a thick laminate as part of the passport or could still be
subject to peeling or other ways of removing and altering the image.
[0007] It is an object of this invention to provide a method for producing an image which
is not readily removable from its substrate and which provides an image in an extremely
thin layer configuration securely laminated to a suitable receiver.
[0008] These and other objects are achieved in accordance with this invention which relates
to a method for producing an authority document containing a tamperproof right-reading
image comprising:
a) imagewise-heating a dye-donor element in face-to-face contact with an intermediate
dye-receiving element and transferring an image in reverse order to that of an original
image, the intermediate dye-receiving element comprising a transparent dye-receiving
layer weakly-bonded to a substrate;
b) applying heat and/or pressure to laminate a heat-activatable adhesive layer contained
on a peelable support to a final receiving element support;
c) removing the peelable support to leave the heat-activatable adhesive layer on the
final receiving element support;
d) placing the intermediate dye-receiving element with the dye-receiving layer containing
the image in reverse order, in face-to-face contact with the heat-activatable adhesive
layer on the final receiving element support to form an assemblage;
e) applying heat and/or pressure to the assemblage sufficient to activate the adhesive;
and
f) removing the weakly-bonded support of the intermediate dye-receiving element to
obtain the authority document having a right-reading image adhesively-bonded to the
final receiving element support.
[0009] In a preferred embodiment of the invention, a thin protective layer may also be applied
over the surface of the right-reading image after step f).
[0010] In another preferred embodiment of the invention, a security pattern of fine lines,
images, etc. may also be printed as part of the dye image-receiving layer or protective
overcoat layer. The protective layer may also incorporate security devices such as
holographic images.
[0011] By use of the invention, an extremely thin (1-10 µm) transparent dye-receiving layer
carrying a mirror or reversed image of a subject is reversed during processing to
become a right-reading image on the final receiver. Heat-activatable adhesives are
used for securing the imaged receiver layer to the final support.
[0012] The transparent dye-receiving layer polymers which may be employed for the intermediate
receiver include polycarbonates, polyurethanes, polyesters, poly(vinyl chlorides),
poly(styrene-co-acrylonitrile), polycaprolactone or any other receiver polymer or
mixtures thereof. In a preferred embodiment, the dye image-receiving layer comprises
a polycarbonate. Preferred polycarbonates include bisphenol-A polycarbonates having
a number average molecular weight of at least about 25,000. Examples of such polycarbonates
include General Electric LEXAN® Polycarbonate Resin, Bayer AG MACROLON 5700®, and
the polycarbonates disclosed in U.S. Patent 4,927,803.
[0013] The dye image-receiving layer employed in the intermediate receiver may be present
in any amount which is effective for its intended purposes. In general, good results
have been obtained at a receiver layer dry laydown of from 1 to 10 g/m
2, preferably from 2 to 5 g/m
2. Such a layer would have a thickness of from 1 to 10 µm.
[0014] The support for the intermediate receiver may be, for example, transparent or reflective,
and may comprise a polymeric, a synthetic paper, or a cellulosic paper support, or
laminates thereof. Examples of transparent supports include films of poly(ether sulfone)s,
poly(ethylene naphthalate), polyimides, cellulose esters such as cellulose acetate,
poly(vinyl alcohol-co-acetal)s, and poly(ethylene terephthalate). The support may
be employed at any desired thickness, usually from 10 µm to 1000 µm.
[0015] The final receiving element is generally a synthetic paper, or a cellulosic paper
support, or laminates thereof.
[0016] In the process of the invention, an intermediate receiver is employed wherein the
dye image-receiving layer is weakly adhered to the support. The receiving layer needs
to have enough adhesion to go through the printing process steps, yet have the ability
to be delaminated easily at the final step of the process. This can be accomplished,
for example, by using a subbing layer material such as an incompletely hydrolyzed
silane coupling agent, or other materials which provide a weak bond.
[0017] A broad selection of polymeric resins can be utilized as heat-activatable adhesives
in the invention, such as polyesters, polyester copolymers, polyamides, polyurethanes,
polyolefins including ethylene vinyl acetate copolymers and ethylene acrylic acid
polymers, hot melt materials, etc. Useful heat-activatable adhesives are also shown
in U.S. Patents 4,713,365 and RE 35,211.
[0018] The heat-activatable adhesive is coated on a peelable support and can be easily released
therefrom, such as by using a release liner, such as a waxy material, polyolefin coating,
etc. Such materials are available commercially as HG Stablerite II by Avery Dennison
Co., Painesville Ohio; 42# Easy Release Liner or 42# Tight Release Liner by Dunsirn
Industries, Neenah, Wisconsin.
[0019] Dye-donor elements that are used in the process of the invention to prepare an authority
document conventionally comprise a support having thereon a dye-containing layer.
Any dye can be used in the dye-donor element provided it is transferable to the dye-receiving
layer by the action of heat. Especially good results have been obtained with sublimable
dyes. Dye-donor elements applicable for use in the present invention are described,
e.g., in U.S. Patents 4,916,112; 4,927,803 and 5,023,228.
[0020] As noted above, dye-donor elements are used to form a dye transfer image. Such a
process comprises imagewise-heating a dye-donor element and transferring a dye image
to a dye-receiving layer using the process as described above to form the dye transfer
image.
[0021] The dye-donor element employed in the process of the invention may be used in sheet
form or in a continuous roll or ribbon.
[0022] In a preferred embodiment of the invention, a dye-donor element is employed which
comprises a poly(ethylene terephthalate) support coated with sequential repeating
areas of cyan, magenta and yellow dye, and the above process steps are sequentially
performed for each color to obtain a three-color dye transfer image. In another preferred
embodiment, a clear protective layer is applied after the three colors noted above,
as described in U.S. Patent 5,387,573.
[0023] Thermal printing heads which can be used to transfer dye from dye-donor elements
to the ID card receiving elements of the invention are available commercially. Alternatively,
other known sources of energy for thermal dye transfer may be used, such as lasers
as described in, for example, GB No. 2,083,726A.
[0024] After the final process step, a transparent protective layer can be formed on the
surface of the image-receiving layer if desired. A clear, protective layer can be
applied to the element using a laminator with heat and pressure. Protective layer
materials employed are clear thermoplastic polymers whose exact composition is dictated
by the ability to adhere to the dye image-receiver layer and to provide the desired,
specific protective properties. The protective layer must not degrade the image nor
affect image stability to heat and light. Such layer may also incorporate other materials,
such as ultraviolet light absorbers.
[0025] The following example is provided to further illustrate the invention.
Example
Preparation of Thermal Dye Transfer Receiving Elements with an Incompletely Hydrolyzed
Subbing Layer
[0026] The thermal dye transfer receiving elements in this example are composed of the following
functional layers:
(1) microvoided receiver support
(2) an incompletely hydrolyzed subbing layer
(3) dye-receiving layer
(4) receiver overcoat/topcoat
[0027] The detailed solution preparation and coating procedure of dye-receiving elements
are as follow:
[0028] The microvoided receiver support samples were prepared in the following manner. Commercially
available packaging films (OPPalyte 350 K18® and BICOR 70 MLT® made by Mobil Chemical
Co.) were laminated to the paper stock described below. OPPalyte 350 K18® is a composite
film (36 µm thick) (d=0.62) consisting of a microvoided and orientated polypropylene
core (approximately 73% of the total film thickness), with a titanium dioxide pigmented
non-microvoided orientated polypropylene layer on each side; the void-initiating material
is poly(butylene terephthalate). BICOR 70 MLT® is an orientated polypropylene film
(18 µm thick). Reference is made to U.S. Patent 5,244,861 where details for the production
of this laminate are described.
[0029] Packaging films may be laminated in a variety of ways (by extrusion, pressure, or
other means) to a paper support. In the present context, they were extrusion laminated
as described below with pigmented polyolefin on the frontside and clear polyolefin
on the backside of the paper stock support. The OPPalyte 350 K18® film was laminated
on the frontside and the 70 MLT film was laminated on the backside. The pigmented
polyolefin (12 g/m2) contained anatase titanium dioxide (12.5% by weight) and a benzoxazole
optical brightener (0.05% by weight). The clear polyolefin was high density polyethylene
(12 g/m2).
[0030] The paper stock was 137 µm thick and made from a 1:1 blend of Pontiac Maple 51 (a
bleached maple hardwood kraft of 0.5 µm length weighted average fiber length) available
from Consolidated Pontiac, Inc., and Alpha Hardwood Sulfite (a bleached red-alder
hardwood sulfite of 0.69 µm average fiber length), available from Weyerhauser Paper
Co.
[0031] A subbing layer coating solution was prepared by mixing Prosil 221® 3-aminopropyl
triethoxysilane (PCR Inc.) with Prosil 2210®, a hydrophobic epoxy-terminated organo-oxysilane
(PCR Inc.) at a 1:1 weight ratio in an ethanol-methanol solvent mixture. The resultant
test solutions contained approximately 1% of silane component and 99% of anhydrous
3A alcohol. The test solution was not kept for more than six hours before it was coated
onto the above receiver support. Prior to coating, the support was subjected to a
corona discharge treatment of approximately 450 joules/m
2.
[0032] The subbing layer test sample was overcoated with a dye-receiving layer containing
Makrolon KL3-1013® polyether-modified bisphenol-A polycarbonate block copolymer (Bayer
AG) (1.742 g/m
2), Lexan 141-112® bisphenol-A polycarbonate (General Electric Co.) (1.426 g/m
2), Fluorad FC-431® perfluorinated alkyl sulfonamidoalkyl ester surfactant (3M Co.)
(0.011 g/m
2), and Drapex 429® polyester plasticizer (Witco Corp.) (0.264 g/m
2), and diphenyl phthalate (0.528 g/m
2) coated from methylene chloride.
[0033] The dye-receiving layer was then overcoated with a solvent mixture of methylene chloride
and trichloroethylene; a polycarbonate random terpolymer of bisphenol-A (50 mole-%),
diethylene glycol (49 mole-%), and polydimethylsiloxane (1 mole-%) (2,500 MW) block
units (0.550 g/m
2); a bisphenol A polycarbonate modified with 50 mole-% diethylene glycol (2,000 MW)
(0.11 g/m
2); Fluorad FC-431® surfactant ( 0.022 g/m
2); and DC-510® surfactant (Dow Corning Corp.) ( 0.003 g/m
2).
Preparation of Reversed (or Mirror) Thermal Dye Transfer Image Print for Authority
Document
[0034] The above prepared multilayer dye-receiver element was then subjected to thermal
dye transfer printing. A digitally reversed individual image including personal data
matching regular passport size was printed in a Kodak XLS 8650® Thermal Printer using
a commercially available Kodak EKTATHERM® XLS Extralife donor ribbon. This ribbon
had repeating patches of yellow, magenta and cyan dye layers and a clear protective
layer. The reversed image was formed and contained within the above dye-receiving
layer and receiver overcoat/topcoat.
Preparation of Heat-Activatable Film Adhesive with Release Liner
[0035] A heat-activatable film adhesive was prepared by first dissolving a crystalline polyester
Bostik 7962® (Bostik Co.), in methylene chloride. The solution which contained approximately
9.1% by weight Bostik 7962® was then coated on a release liner, HG Stablerite II by
Avery Dennison Co., Painesville Ohio, by a doctor blade. The final dry laydown of
the film adhesive was approximately 1.65 g/m
2.
Assembly Procedure
[0036]
Step 1: A sample passport paper stock was placed against the above heat-activatable film
adhesive with a release liner having the adhesive side facing the passport paper stock.
This assemblage was then placed inside a butterfly paper-based carrier with its release
coating side directly contacting the assemblage. The carrier with said assemblage
was then fed at a linear speed of 8.9 cm/s through a Datacode Systems Laminator® (Model-Pouch
4") at a set temperature of 163°C. The assemblage was then removed from the carrier.
The heat-activatable adhesive layer stuck firmly to this sample passport paper stock
after running the material through the laminator at the stated temperature and speed.
The release paper support was easily separated from the adhesive layer.
Step 2: The sample passport paper stock with the heat-activatable film adhesive prepared
in Step 1 was placed against the reversed thermal dye transfer image print with the
film adhesive facing the reversed image side. This assemblage was then placed inside
a butterfly paper-based carrier with its release coating side directly contacting
the assemblage. The carrier with the assemblage was then fed at a linear speed of
8.9 cm/sec through a Datacode Systems Laminator® (Model-Pouch 4") at a set temperature
of 163°C. The assemblage was then removed from the carrier. After the laminator treatment,
the reversed thermal dye transfer image adhered firmly to the film adhesive. The microvoided
receiver support was then easily separated from the image-containing layer, i.e.,
the dye-receiving layer and receiver overcoat/topcoat, due to the weakly bonded subbing
layer. After removing the microvoided receiver support, a tamperproof, thin, right-reading
thermal dye transfer passport image was obtained.
Step 3: An optional transparent protective film with a security pattern was laminated onto
the image side of the sample passport page prepared in Step 2 to provide further protection
and tamperproofing.