FIELD OF THE INVENTION
[0001] The present invention relates generally to lung surfactant supplements and methods
for treating pulmonary diseases. The invention specifically discloses partial liquid
breathing techniques and the use of biocompatible liquid fluorocarbons in treatment
of various pulmonary conditions.
BACKGROUND OF THE INVENTION
[0002] Lung surfactant is composed of a complex mixture of phospholipid, neutral lipid and
protein. Surfactant is roughly 90% lipid and 10% protein with a lipid composition
of 55% dipalmitoyl diphasphotidylcholine (DPPC), 25% phosphatidylcholine (PC), 12%
phosphatidylglycerol (PG), 3.5% Phosphatidlyethanolamine (PE), sphingomyelin and phosphatidylinositol
(PI).
[0003] Lung surfactant functions to reduce surface tension within the alveoli. It mediates
transfer of oxygen and carbon dioxide, promotes alveolar expansion and covers the
lung surfaces. Reduced surface tension permits the alveoli to be held open under less
pressure. In addition, lung surfactant maintains alveolar expansion by varying surface
tension with alveolar size (
The Pathologic Basis of Disease, Robbins and Cotran eds. W.B. Saunders Co. New York, 1979). There are a number of
medical therapies or regimes that would benefit from the use of surfactant supplements.
For example, surfactant supplementation is beneficial for individuals with lung surfactant
deficiencies. In addition, there are a variety of medical procedures requiring that
fluids be added to the lung, for example, as a wash to remove endogenous or exogenous
matter. The use of a biocompatible liquid for these applications would be advantageous.
Routinely, balanced salt solutions or balanced salt solutions in combination with
a given therapeutic agent are provided as an aspirate or as a lavage for patients
with asthma, cystic fibrosis or bronchiectasis. While balanced saline is biocompatible,
lavage procedures can remove endogenous lung surfactant. Further, lavage with such
aqueous liquids may not permit adequate delivery of oxygen to the body. Therefore,
it is contemplated that the use of substances having at least some of the functional
properties of lung surfactant could decrease lung trauma and provide an improved wash
fluid.
[0004] At present, surfactant supplements are used therapeutically when the amount of lung
surfactant present is not sufficient to permit proper respiratory function. Surfactant
supplementation is most commonly used in Respiratory Distress Syndrome (RDS), also
known as hyaline membrane disease, when surfactant deficiencies compromise pulmonary
function. While RDS is primarily a disease of newborn infants, an adult form of the
disease, Adult Respiratory Distress Syndrome (ARDS), has many of the same characteristics
as RDS, thus lending itself to similar therapies.
[0005] Adult respiratory distress occurs as a complication of shock-inducing trauma, infection,
burn or direct lung damage. The pathology is observed histologically as diffuse damage
to the alveolar wall, with hyaline membrane formation and capillary damage. Hyaline
membrane formation, whether in ARDS or RDS, creates a barrier to gas exchange. Decreased
oxygen produces a loss of lung epithelium yielding decreased surfactant production
and foci of collapsed alveoli. This initiates a vicious cycle of hypoxia and lung
damage.
[0006] RDS accounts for up to 5,000 infant deaths per year and affects up to 40,000 infants
each year in the United States alone. While RDS can have a number of origins, the
primary etiology is attributed to insufficient amounts of pulmonary surfactant. Those
at greatest risk are infants born before the 36th week of gestation having premature
lung development. Neonates born at less than 28 weeks of gestation have a 60-80% chance
of developing RDS. The maturity of the fetal lung is assessed by the lecithin/sphingomyelin
(L/S) ratio in the amniotic fluid. Clinical experience indicates that when the ratio
approximates 2:1, the threat of RDS is small. In those neonates born from mothers
with low L/S ratios, RDS becomes a life-threatening condition.
[0007] At birth, high inspiratory pressures are required to expand the lungs. With normal
amounts of lung surfactant, the lungs retain up to 40% of the residual air volume
after the first breath. With subsequent breaths, lower inspiratory pressures adequately
aerate the lungs since the lungs now remain partially inflated. With low levels of
surfactant, whether in infant or adult, the lungs are virtually devoid of air after
each breath. The lungs collapse with each breath and the neonate must continue to
work as hard for each successive breath as it did for its first. Thus, exogenous therapy
is required to facilitate breathing and minimize lung damage.
[0008] Type II granular pneumocytes synthesize surfactant using one of two pathways dependent
on the gestational age of the fetus. The pathway used until about the 35th week of
pregnancy produces a surfactant that is more susceptible to hypoxia and acidosis than
the mature pathway. A premature infant lacks sufficient mature surfactant necessary
to breathe independently. Since the lungs mature rapidly at birth, therapy is often
only required for three or four days. After this critical period the lung has matured
sufficiently to give the neonate an excellent chance of recovery.
[0009] In adults, lung trauma can compromise surfactant production and interfere with oxygen
exchange. Hemorrhage, infection, immune hypersensitivity reactions or the inhalation
of irritants can injure the lung epithelium and endothelium. The loss of surfactant
leads to foci of atelectasis. Tumors, mucous plugs or aneurysms can all induce atelectasis,
and these patients could therefore all benefit from surfactant therapy.
[0010] In advanced cases of respiratory distress, whether in neonates or adults, the lungs
are solid and airless. The alveoli are small and crumpled, but the proximal alveolar
ducts and bronchi are overdistended. Hyaline membrane lines the alveolar ducts and
scattered proximal alveoli. The membrane consists of protein-rich, fibrin-rich edema
admixed with cellular debris.
[0011] The critical threat to life in respiratory distress is inadequate pulmonary exchange
of oxygen and carbon dioxide resulting in metabolic acidosis. In infants this, together
with the increased effort required to bring air into the lungs, produces a lethal
combination resulting in overall mortality rates of 20-30%.
[0012] Optimally, surfactant supplements should be biologically compatible with the human
lung. They should decrease the surface tension sufficiently within the alveoli, cover
the lung surface easily and promote oxygen and carbon dioxide exchange.
[0013] Ventilation assistance is commonly used to provide sufficient oxygen to surfactant
deficient patients. These ventilation regimes include continuous positive airway pressure,
or continuous distending pressure procedures.
[0014] Recently, surfactant replacement therapy has been used either alone or in combination
with ventilation therapy. Initial work with surfactant replacements used preparations
of human lung surfactant obtained from lung lavage. The lavaged fluid is collected
and the surfactant layer naturally separates from the saline wash. This layer is harvested
and purified by gradient centrifugation. These preparations worked well as surfactant
replacements for RDS and thus provided some of the original data to suggest that surfactant
replacement was a necessary therapy. Supplies of human surfactant are limited and
expensive, and therefore alternate sources of surfactant were investigated for use
in replacement therapies.
[0015] The second generation of surfactant substitutes are purified preparations of bovine
and porcine lung surfactant. Preparations of bovine lung surfactant have been administered
to many surfactant deficient patients. Like human surfactant, bovine lung surfactant
is difficult to prepare. Sources are few and availability is limited. Further, while
the use of bovine lung surfactant in neonates does not present a problem immunologically,
bovine surfactant applications in adults could immunologically sensitize patients
to other bovine products.
[0016] To minimize the immunologic problems associated with the use of bovine lung surfactant,
the harvested surfactant is further extracted with chloroform/methanol to purify the
lipid component. This work led to the discovery that there are three major proteins
(SP-A, SP-B and SP-C) associated with lung surfactant. All three are postulated to
have some beneficial role in surfactant function. SP-A is hydrophobic and has some
documented antibacterial activity. SP-B is most closely associated with traditional
surfactant function. These proteins can be purified or cloned, expressed and added
back to purified lipid preparations. However, these procedures are also time consuming.
In addition, the use of purified animal-derived surfactant protein creates the same
immunologic problems noted above.
[0017] Some of the functional domains within each of the surfactant proteins are now mapped
and the individual lipid components of lung surfactant are being tested to determine
if a semi-synthetic or synthetic product can be used effectively to replace purified
endogenous surfactant. To this end, synthetic peptides of SP-B have been added to
mixtures of DPPC and PG to create an artificial surfactant product.
[0018] An artificial surfactant would readily cover the lung surfaces and facilitate oxygen
exchange. The surfactant would be sterilizable, amenable to large scale production
and be relatively stable for convenient storage and physician convenience.
[0019] Fluorocarbons are fluorine substituted hydrocarbons that have been used in medical
applications as imaging agents and as blood substitutes. U.S. Patent No. 3,975,512
to Long uses fluorocarbons, including brominated perfluorocarbons, as a contrast enhancement
medium in radiological imaging. Brominated fluorocarbons and other fluorocarbons are
known to be safe, biocompatible substances when appropriately used in medical applications.
[0020] It is additionally known that oxygen, and gases in general, are highly soluble in
some fluorocarbons. This characteristic has permitted investigators to develop emulsified
fluorocarbons as blood substitutes. For a general discussion of the objectives of
fluorocarbons as blood substitutes and a review of the efforts and problems in achieving
these objectives see "Reassessment of Criteria for the Selection of Perfluorochemicals
for Second-Generation Blood Substitutes: Analysis of Structure/Property Relationship"
by Jean G. Reiss,
Artificial Organs 8:34-56, 1984.
[0021] Injectable fluorocarbon emulsions act as a solvent for oxygen. They dissolve oxygen
at higher tensions and release this oxygen as the partial pressure decreases. Carbon
dioxide is handled in a similar manner. Oxygenation of the fluorocarbon when used
intravascularly occurs naturally through the lungs. For other applications, such as
percutaneous transluminal coronary angioplasty, stroke therapy and organ preservation,
the fluorocarbon can be oxygenated prior to use.
[0022] Liquid breathing has been demonstrated on several occasions. An animal may be submerged
in an oxygenated fluorocarbon liquid and the lungs may be filled with fluorocarbon.
Although the work of breathing is increased in these total submersion experiments,
the animal can derive adequate oxygen for survival from breathing the fluorocarbon
liquid.
[0023] Liquid breathing as a therapy presents significant problems. Liquid breathing in
a hospital setting requires dedicated ventilation equipment capable of handling liquids.
Moreover, oxygenation of the fluorocarbon being breathed must be accomplished separately.
The capital costs associated with liquid breathing are considerable.
[0024] It is an object of the present invention to provide a method for treating lung surfactant
deficiency through use of fluorocarbon liquids.
[0025] A further object of the invention is to provide a method for therapeutic use of fluorocarbon
liquids in the lungs that does not require liquid-handling ventilation equipment.
Instead, traditional gas ventilation equipment can be used.
[0026] Still a further object of the present invention is to apply pulmonary administration
of fluorocarbon liquids to a wide range of diseases and medical conditions.
[0027] These and other objects of the invention are discussed in the detailed description
of the invention that follows.
SUMMARY OF THE INVENTION:
[0028] The present invention includes a method for treating a patient in need of facilitated
oxygen delivery through the lungs, additional lung surfactant, removal of material
from inside the lung, or inflation of collapsed portions of the lung, comprising the
step of introducing into the lung of the patient an effective therapeutic amount of
a fluorocarbon liquid, the amount not exceeding the functional residual capacity of
the lung of the patient upon exhalation taking into account any positive and expiratory
pressure applied to the patient's lung. The method may also comprise the additional
step of providing an oxygen-containing breathing gas to the patient while the fluorocarbon
liquid is in the lung.
[0029] In addition, a patient in need of additional lung surfactant may receive the fluorocarbon
liquid as a lung surfactant replacement. In a preferred embodiment the amount of fluorocarbon
liquid introduced into the lungs is at least about 0.1% of the patient's total lung
capacity and not more than about 50% of the patient's total lung capacity, wherein
the total lung capacity comprises the fluid volume of the lung when fully inflated
during maximal inspiration. A preferred fluorocarbon is a brominated fluorocarbon
and a still more fluorocarbon is perfluorooctylbromide. It is additionally contemplated
that the equilibrium coefficient of spreading, of the fluorocarbon is a positive number
and more preferably that the equilibrium coefficient of spreading of the fluorocarbon
be at least 1.0.
[0030] The amount of fluorocarbon liquid introduced into the patient's lung is contemplated
to be at least 0.1 ml/kg of the patient's body weight and not more than about 50 ml/kg
patient body weight.
[0031] It is further contemplated that the respiration of the patient while the fluorocarbon
is in the lung can be facilitated by external ventilation equipment. In addition,
it is contemplated that fluorocarbons can be used for partial liquid ventilation in
patients having a respiratory distress syndrome and further that the method is effective
to alleviate the respiratory distress syndrome. Another preferred use of fluorocarbon
in the lung comprises the use of fluorocarbons for patients in need of removal of
material from inside the lung, comprising the step of removing the fluorocarbon liquid,
together with the material, from the lung. An additional method for the removal of
material from the lung, comprises the steps of permitting the material to float on
the fluorocarbon, and removing the floating material from the lung.
[0032] Fluorocarbon liquid can additionally be administered in combination with a pharmacologic
agent in particulate form. It is further contemplated that the pharmacologic agent
is a lung surfactant in powdered form. In addition, fluorocarbon is provided to patients
in need of facilitated oxygen delivery through the lungs and for those patients receiving
oxygen-containing breathing gas, it is contemplated that the oxygen containing breathing
gas is oxygen.
BRIEF DESCRIPTION OF THE DRAWINGS:
[0033]
Figure 1 is a graphic representation of the effect of intratracheal perfluorooctylbromide
instillation of the blood oxygen levels in rabbits following lung lavage to remove
endogenous surfactant as compared with intratracheal saline instillation.
Figure 2 is a graphic representation of the effect of intratracheal perfluorooctylbromide
instillation on blood carbon dioxide levels in rabbits following lung lavage to remove
endogenous surfactant.
Figure 3 is a graphic representation of the effect of intratracheal perfluorooctlybromide
instillation on mean and peak lung airway pressures in rabbits following lung lavage
to remove endogenous surfactant.
DETAILED DESCRIPTION OF THE INVENTION
[0034] As noted, lung surfactant supplements should be non-toxic and biologically compatible.
Like human surfactant, surfactant supplements should decrease the surface tension
within the alveoli and promote oxygen and carbon dioxide exchange. Additionally these
substitutes should spread easily over the lung surfaces to maximize gas interchange.
Such a surfactant would enhance gas exchange, thus reducing cyanosis and metabolic
acidosis.
[0035] Surfactant replacements that do not spread easily within the lung will tend to concentrate
in pools and be less than optimally effective. Surfactant supplements should be readily
available to the physician. In addition, they should be provided as a sterile product
having reasonable chemical stability and a sufficient shelf-life.
[0036] Compounds useful in this invention, such as those listed below (hereinafter called
"fluorocarbons") are generally able to promote gas exchange, and most of these fluorocarbons
readily dissolve oxygen and carbon dioxide. There are a number of fluorocarbons that
are contemplated for medical use.
[0037] These fluorocarbons include bis(F-alkyl) ethanes such as C
4F
9CH=CH
4CF
9 (sometimes designated "F-44E"), i-C
3F
9CH=CHC
6F
13 ("F-i36E"), and C
6F
13CH=CHC
6F
13 ("F-66E");cyclic fluorocarbons, such as C10F18 ("F-decalin", "perfluorodecalin" or
"FDC"), F-adamantane ("FA"), F-methyladamantane ("FMA"), F-1,3-dimethyladamantane
("FDMA"), F-di-or F-trimethylbicyclo[3,3,1]nonane ("nonane"); perfluorinated amines,
such as F-tripropylamine("FTPA") and F-tri-butylamine ("FTBA"), F-4-methyloctahydroquinolizine
("FMOQ"), F-n-methyldecahydroisoquinoline ("FMIQ"), F-n-methyldecahydroquinoline ("FHQ"),
F-n-cyclohexylpurrolidine ("FCHP") and F-2-butyltetrahydrofuran ("FC-75"or "RM101").
[0038] Other fluorocarbons include brominated perfluorocarbons, such as 1-bromo-heptadecafluoro-octane
(C
8F
17Br, sometimes designated perfluorooctylbromide or "PFOB"), 1-bromopentadecafluoroheptane
(C
7F
15Br), and 1-bromotridecafluorohexane (C
6F
13Br, sometimes known as perfluorohexylbromide or "PFHB"). Other brominated fluorocarbons
are disclosed in US Patent No. 3,975,512 to Long. Also contemplated are fluorocarbons
having nonfluorine substituents, such as perfluorooctyl chloride, perfluorooctyl hydride,
and similar compounds having different numbers of carbon atoms. In addition, the fluorocarbon
may be neat or may be combined with other materials, such as surfactants (including
fluorinated surfactants) and dispersed materials.
[0039] Additional fluorocarbons contemplated in accordance with this invention include perfluoroalkylated
ethers or polyethers, such as (CF
3)
2CFO(CF
2CF
2)
2OCF(CF
3)
2, (CF
3)
2CFO(CF
2CF
2)
3OCF(CF
3), (CF
3)CFO(CF
2CF
2)F, (CF
3)
2CFO(CF
2CF
2)
2F, (C
6F
13)
2O. Further, fluorocarbon-hydrocarbon compounds, such as, for example compounds having
the general formula C
nF
2n+1-C
n'F
2n'+1, C
nF
2n+1OC
n'F
2n'+1, or C
nF
2n+1CF=CHC
n'F
2n'+1, where n and n' are the same or different and are from about 1 to about 10 (so long
as the compound is a liquid at room temperature). Such compounds, for example, include
C
8F
17C
2H
5 and C
6F
13 CH=CHC
6H
13. It will be appreciated that esters, thioethers, and other variously modified mixed
fluorocarbon-hydrocarbon compounds are also encompassed within the broad definition
of "fluorocarbon" materials suitable for use in the present invention. Mixtures of
fluorocarbons are also contemplated. Additional "fluorocarbons" not listed here, but
having those properties described in this disclosure that would lend themselves to
pulmonary therapies are additionally contemplated.
[0040] Some fluorocarbons have relatively high vapor pressures which render them less suitable
for use as a surfactant replacement and for partial liquid breathing. These include
1-bromotridecafluorohexane (C
6F
13Br) and F-2-butyltetrahyddrofuran ("FC-75" or "RM101"). Lower vapor pressures are
additionally important from an economic standpoint since significant percentages of
fluorocarbon having high vapor pressure would be lost due to vaporization during the
therapies described herein. In a preferred embodiment, fluorocarbons having lower
surface tension values are chosen as surfactant supplements.
[0041] The fluorocarbon of choice should have functional characteristics that would permit
its use temporarily as a lung surfactant, for oxygen delivery, in removal of material
from the interior of the lung, or for inflation of collapsed portions of the lung.
Fluorocarbons are biocompatible and most are amenable to sterilization techniques.
For example, they can be heat-sterilized (such as by autoclaving) or sterilized by
radiation. In addition, sterilization by ultrafiltration is also contemplated.
[0042] One group of preferred fluorocarbons have the ability to reduce the surface tension
in the lung. As noted above, surfactants function to decrease the tension between
the surface molecules of the alveolar fluid. The lung surfactant is solubilized in
a water-continuous fluid lining the alveolus. Typically, the surface tension in the
absence of lung surfactant is ca. 60 dynes/cm decreasing to 5-30 dynes/cm in the presence
of lung surfactant. Fluorocarbons have low surface tension values (typically in the
range of 20 dynes/cm) and have the added benefit of dissolving extremely large quantities
of gases such as oxygen and carbon dioxide. Perfluorocarbons are particularly suited
for this use, and brominated fluorocarbons are particularly preferred.
[0043] Although reduction in surface tension is an important parameter in judging fluorocarbons
and perfluorocarbons as potential lung surfactant supplements or for use in partial
liquid breathing, a novel and non-obvious characteristic of some fluorocarbons is
their apparent ability to spread over the entire respiratory membrane. The ability
of some fluorocarbons to spread evenly and effectively over lung surfaces may be of
even greater importance than the ability of fluorocarbons to reduce surface tension.
[0044] The total surface area of the respiratory membrane is extremely large (ca. 160 square
meters for an adult). Thus, an effective fluorocarbon for partial liquid breathing
should be able to cover the lung surfaces with relatively little volume.
[0045] The ability of a given substance to cover a measured surface area can be described
by its spreading coefficient. The spreading coefficients for fluorocarbons can be
expressed by the following equation:

Where S (o on w) represents the spreading coefficient; γ= interfacial tension; w/a
= water/air; w/o = water/oil; and o/a = oil/air.
[0046] If the fluorocarbon exhibits a positive spreading coefficient, then it will spread
over the entire surface of the respiratory membrane. Fluorocarbons having spreading
coefficients of at least one are particularly preferred. If the spreading coefficient
is negative, the compound will tend to remain as a lens on the membrane surface. Adequate
coverage of the lung surface is important for restoring oxygen and carbon dioxide
transfer and for lubricating the lung surfaces to minimize further pulmonary trauma.
[0047] The spreading coefficients for a number of perfluorocarbons are reported in Table
1. Each perfluorocarbon tested is provided together with its molecular weight and
the specific variables that are used to calculate the spreading coefficient S (o on
w). The perfluorocarbons reported are PFOB, perfluorotributylamine (FC-17), perfluorodecalin
(APF-140), dimethyl perfluorodecalin (APF-175), trimethyl decalin (APF-200), perfluoroperhydrophenanthrene
(APF-215), pentamethyl decalin (APF-240), and octamethyl decalin (APF-260).
[0048] These perfluorocarbons are representative of groups of perfluorocarbons having the
same molecular weight that would produce similar spreading coefficients under similar
experimental conditions. For example, it is expected that ethyl perfluorodecalin will
have a spreading coefficient similar to that of dimethylperfluorodecalin. Propyl or
other 3 carbon-substituted decalin would have a spreading coefficient similar to that
reported for trimethyl decalin, pentamethyldecalin is representative of other decalins
substituted with 5 substituent carbons, and octamethyldecalin is also representative
of other combination substituted decalins of identical molecular weight.
TABLE I
Spreading coefficients of perfluorocarbons on saline (T=25 C) |
Perfluorocarbon |
MW (g/mol) |
γo/a(mN/m) |
γo/w(mN/m) |
S(o on w) |
PFOB (perfluorooctylbromide) |
499 |
18.0 |
51.3 |
+2.7 |
FC-47 (perfluorotributylamine) |
671 |
17.9 |
55.1 |
-1.0 |
APF-140 (perfluorodecalin) |
468 |
18.2 |
55.3 |
-1.5 |
APF-175 (dimethyl decalin) |
570 |
20.7 |
55.9 |
-4.6 |
APF-200 (trimethyl decalin) |
620 |
21.4 |
55.9 |
-5.3 |
APF-215 (perfluoroperhydrophenanthrene) |
630 |
21.6 |
56.0 |
-5.6 |
APF-240 (pentamethyl decalin) |
770 |
22.6 |
56.3 |
-6.9 |
APF-260 (octamethyl decalin) |
870 |
22.4 |
56.1 |
-6.5 |
[0049] It can be seen from this limited sampling of fluorocarbons that perfluorooctylbromide
(PFOB) provides a positive spreading coefficient. In addition, PFOB has a low vapor
pressure (14 torr @ 37°C), further illustrating that PFOB is a particularly preferred
choice for use as a lung surfactant replacement. Because of the reduced vapor pressure,
PFOB will have a decreased tendency to vaporize during use. Perfluorodecalin (APF-140)
and perfluoroamine (FC-47) have also been tested in potential blood substitute formulations.
These compounds exhibit negative spreading coefficients on saline. However, other
perfluorocarbons, similar to APF-140 and FC-47, but having decreasing molecular weights,
exhibited decreasing surface tensions and increasing spreading coefficients. This
suggests that lower molecular weight perfluorocarbons might also have useful spreading
coefficients. However, decreasing molecular weight will increase vapor tension and
make the compounds less suitable for this use.
[0050] The following examples provide information relating to the effect of PFOB treatment
on respiratory insufficiency in an experimental rabbit model. The general protocol
for partial liquid ventilation of the rabbits is described below.
Animal Preparation
[0051] New Zealand rabbits weighing between 2.8 and 3.0 kg were anesthetized with 50 mg/kg
of phenobarbital sodium iv and a cannula was inserted through a tracheotomy midway
along the trachea with its tip proximal to the carina. Ventilation with a Servo ventilator
900C (Siemens-Elema, Sweden) was initiated using pure oxygen and zero end-expiratory
pressure with a constant tidal volume of 12 ml/kg, frequency of 30/min and inspiratory
time of 35%. Anesthesia was maintained with additional doses of pentobarbital, as
required, and pancuronium bromide was administered as an intravenous bolus (0.1mg/kg)
and followed by a continuous infusion (0.1mg/kg/hr) for muscle paralyzation. A solution
of 5% dextrose and 0.45% NaCl was administered continuously at a rate of 10ml/kg/hr
as a maintenance fluid. A heating pad maintained core temperature at 37±1°C, monitored
by an esophageal thermistor (Elektroalboratoriet, Copenhagen).
[0052] Left femoral artery and vein were each cannulated with polyvinyl catheters for arterial
and central venous pressure recording and blood sampling. A special indwelling catheter
(Mikro-pO
2-Messkatheter, Licox) was inserted into the right femoral artery for continuous oxygen
pressure monitoring (Licox, GMS, Germany). Arterial blood gas hemoglobin and hemoglobin
saturation (hemoglobin) measurements were made using OSM-2 Hemoximeter and ABL-330
(Radiometer Copenhagen). Lung mechanics and end-tidal CO
2 were measured by means of Lung Mechanics Calculator 940 (Siemens-Elema, Sweden) and
CO
2 Analyzer 930 (Siemens-Elema, Sweden), respectively. Intravascular pressure monitoring
was performed using a Statham P23XL transducer (Spectramed, USA) and all tracings
including ECG were recorded by a Sirecust 1280 recorder (Siemens).
Model of Respiratory Insufficiency
[0053] After the control observations were made, lung lavage with 30ml/kg of warm saline
(37°C) was performed to induce respiratory insufficiency. After the first lavage,
positive end expiratory pressure (PEEP) was increased to 6 cmH
2O and lung lavages were repeated to get an arterial pO
2 below 100 mmHg with the initial ventilatory settings (between 4-6 lavages). The same
ventilation mode was used throughout the experiment (volume control ventilation; F
iO
2: 1, tidal volume: 12ml/kg, PEEP: 6 cm H
2O, frequency: 30/min, inspiratory time: 35%).
Partial Liquid Ventilation Procedure:
[0054] After respiratory insufficiency was induced, PFOB liquid was administered through
the tracheal cannula into the animal's lungs with incremental doses of 3 ml/kg up
to a total volume of 15 ml/kg. Animals were ventilated for 15 minutes after each dose
of PFOB instillation with the same ventilatory settings as mentioned above and thereafter
arterial blood gases, cardiocirculatory parameters and pulmonary mechanics were measured.
After the last dose PFOB measurements, animals were sacrificed by administration of
high dose pentobarbital.
Example 1
Mean arterial oxygen tensions following PFOB administration
[0055] Figure 1 is a graphic representation of the results of the experimental protocol
described above. The mean arterial oxygen tension in the six rabbits tested was 504.2
mmHg. Following lung lavage to remove surfactant the arterial oxygen tension dropped
to a mean value of 75.1 mmHg. The administration of increasing volumes of PFOB resulted
in increasing arterial oxygen tensions. Doses of 15ml/kg of PFOB increased oxygen
pressures to 83% of their original value. These results are compared to the use of
saline for partial liquid ventilation. Increasing volumes of saline in place of PFOB
yielded an additional drop in arterial oxygen pressure. This data indicates that the
administration of the perfluorocarbon PFOB significantly improved the arterial oxygen
tension in the experimental animals as compared to saline treated controls.
Example 2
Mean arterial carbon dioxide tensions following PFOB administration
[0056] Mean arterial carbon dioxide tensions were calculated following lung lavage using
the experimental protocol described above. Figure 2 is a graphic representation of
these results. Before lavage the average arterial carbon dioxide tensions in the lungs
was 37 mmHg. Following the lavage procedure the carbon dioxide levels increased to
48.7 mmHg. This level decreased after administration of PFOB, indicating that CO
2 elimination was also facilitated by PFOB administration.
Example 3
Mean airway pressures following PFOB administration
[0057] Mean airway pressures were determined following PFOB supplementation of surfactant
deficient animals. Figure 3 shows mean airway pressures measured in cmH
2O as a function of increasing volumes of PFOB added. Following lung lavage the airway
pressures increased due to surfactant depletion. PFOB supplementation decreased mean
airway pressure.
[0058] The data for Examples 1-3 are provided in Table 2.

[0059] Both fetal and adult rabbits have been used to study Respiratory Distress Syndrome.
Much of the work with surfactant replacements was initiated in these animals. For
studies on RDS therapies, the method of fetal animal ventilation used should closely
mimic the ventilation methods used for the neonate. Other fetal and adult animals
studied include lamb, dog or baboon. In vivo studies in animals are necessary to correlate
the in vitro characteristics of a given fluorocarbon with its in vivo benefits.
[0060] An analysis of the therapeutic benefit or the usefulness of a given fluorocarbon
or a lung additive containing fluorocarbon necessarily includes an analysis of a number
of experimental parameters. These parameters include measurements of dynamic lung
compliance, blood gas quantitations, alveolar/arterial oxygen tension ratios, lung
water estimates, vascular protein leakage into the lung, inflammatory cell infiltrates,
chest radiographs, ventilatory support indices over time and the like. Lung histologies
from experimental subjects are used to demonstrate the resolution of atelectasis,
evidence of necrosis, desquamation and inflammation. Individuals skilled in the art
will be familiar with the test parameters listed above, therefore no further information
needs be provided to facilitate these tests. Fluorocarbons providing beneficial test
results in experimental animals are candidates for human use.
[0061] It is contemplated that there are a variety of uses for fluorocarbons in partial
liquid breathing applications. Lung lavage can be used as both a diagnostic and therapeutic
procedure. Diagnostic washings are often obtained by bronchoscopy. Diagnostic lavage
requires the introduction of a small amount of fluid into the lungs in order to sample
lung cells, exudate, or to obtain a sample for microbiological analysis.
[0062] Therefore, in accordance with one aspect of this invention, it is contemplated that
PFOB or another fluorocarbon meeting the positive criteria disclosed herein could
be used for such a procedure.
[0063] Large volume lung lavage is sometimes used as an emergency procedure to remove irritants,
poisons or mucous plugs from the lungs. The procedure is also used in neonates to
remove aspirated meconium. A pulmonary catheter is inserted into the bronchial airway
and a solution is flushed into the lung. The use of saline in the lung for large volume
lavage creates several problems. The procedure must be performed quickly because oxygen
transfer at the membrane/air interface cannot occur efficiently in the presence of
saline, and large volumes of saline flushed into the lungs effectively dilute and
remove any functional lung surfactant present.
[0064] It is also contemplated that fluorocarbons could be used to inflate collapsed portions
of lungs or collapsed lungs in general. The use of fluorocarbon to inflate portions
of the lung is less damaging than the current methods employing increased air pressure.
As noted previously, increased air pressures in lungs, particularly lungs that are
compromised by disease or trauma, can produce barotrauma and induce additional lung
damage.
[0065] If the lungs have been compromised by an irritant then surfactant replacement may
be necessary. Oxygenatable fluorocarbons with positive spreading coefficients and
low vapor pressures could provide an improved lavage fluid.
[0066] The fluorocarbon could also be provided as a liquid or aerosol in combination with
an expectorant. The biocompatible fluorocarbon is easily taken into the lung and the
expectorant additive facilitates the removal of the secretions of the bronchopulmonary
mucous membrane. Examples of contemplated expectorants include but are not limited
to ammonium carbonate, bromhexine hydrochloride and terpin hydrate.
[0067] In accordance with another aspect of this invention, it is further contemplated that
PFOB or another suitable fluorocarbon could be used as a surfactant supplement. PFOB
is able to spread easily over the surfaces of the lung and can facilitate oxygen transport.
Any condition characterized by a lung surfactant deficiency would be amenable to this
therapy. In addition to RDS in neonates, ARDS in adults caused by severe hypovolemic
shock, lung contusion, diver's lung, post-traumatic respiratory distress, post-surgical
atelectasis, septic shock, multiple organ failure, Mendelssohn's disease, obstructive
lung disease, pneumonia, pulmonary edema or any other condition resulting in lung
surfactant deficiency or respiratory distress are all candidates for fluorocarbon
supplementation.
[0068] The amount of surfactant supplement given should be sufficient to cover the lung
surface and should be at least 0.1% of the infant or adult's total lung capacity.
In RDS, it is particularly important to stabilize the infant while minimizing and
preventing additional lung damage for roughly four or five days. Those infants with
RDS that survive this critical time frame have an 80% survival rate. The fluorocarbon
is provided by direct instillation through an endotracheal tube. If the fluorocarbon
is provided together with a surfactant liquid or powder, the powder can either be
mixed into the fluorocarbon or provided to the infant or adult as an aerosol prior
to fluorocarbon administration. The addition of lung surfactant to fluorocarbon provides
a surfactant dispersed throughout the fluorocarbon liquid.
[0069] During administration if it is desired to only ventilate one lung with liquid, the
intubated infant is placed in the right and left lateral decubitus positions while
being mechanically or manually ventilated. Since neonates are often difficult to intubate,
only those individuals experienced in neonatal intubation should attempt this procedure.
Mechanical ventilator usage and initial settings of breaths/minute, positive inspiratory
pressures, positive-end expiratory pressure and inspiratory durations should be set
initially as determined by the known standards for given infant weight and gestational
ages, but should be monitored closely and altered accordingly as pulmonary function
improves.
[0070] The use of partial liquid breathing is not restricted to cases where lung surfactant
supplementation is necessary. Any condition requiring facilitated oxygen delivery
is amenable to the use of partial liquid breathing. Because the volume of fluorocarbon
in the lung is such that liquid fluorocarbon is not exhaled by the patient, conventional
ventilation equipment can be used. This overcomes a major obstacle to liquid breathing
as contemplated in the prior art.
[0071] In addition to oxygen delivery, fluorocarbons can be used to remove endogenous or
foreign material from the interior of the lungs. Lavage can be practiced using fluorocarbons
as a substitute for conventional saline solutions. In this procedure, oxygen is provided
to the patient by the fluorocarbon liquid itself, permitting a more lengthy and less
dangerous lavage procedure. Moreover, removal of lung surfactant through the lavage
is not a major problem because of the lung surfactant properties of selected fluorocarbons.
The lavage procedure is further facilitated by the density of the fluorocarbon. The
density of these liquids is generally near 2, that is, twice that of water; they therefore
tend to displace the material to be removed. This material can then be removed by
removing the fluorocarbon, or can be removed from the surface of the fluorocarbon
on which it will generally float.
[0072] In addition to the lung surfactant properties, the density of the fluorocarbon can
facilitate inflation of collapsed alveoli and other portions of the lung. Under the
influence of gravity, the fluorocarbon will apply positive pressure above and beyond
breathing pressure to inflate such collapsed portions of the lung.
[0073] The use of fluorocarbons for partial liquid breathing requires a volume as little
as 0.1% of the total lung capacity upon full natural inflation. However, it is preferred
that the amount used be at least 0.2%, and more preferably at least 0.3% or 0.5% of
the total lung capacity. Minimum amounts of 1%, 3%, or 5% of total lung capacity are
preferred. It is additionally contemplated that fluorocarbon could be added in amounts
up to about 50% of the total lung capacity.
[0074] Thus a method for partial liquid breathing is provided as another aspect of this
invention.
[0075] Partial liquid breathing has a number of benefits over the total liquid breathing
methods contemplated primarily for use in neonates. It appears that the difficult
transition from total liquid breathing to total air breathing can be reduced by partial
liquid breathing. The lungs are bathed in a biocompatible fluid. Lung trauma is minimized
and this permits lung maturation and repair. Partial liquid breathing is more amenable
to use than total liquid breathing since air or gas can still be inhaled and exhaled.
Partial liquid breathing can be used in conjunction with spontaneous, passive or mechanical
ventilation. In addition, pharmacologic substances can be added to the fluorocarbon
to further promote resolution of lung injury.
[0076] The amount of fluorocarbon introduced into the patient's lung is, at a minimum, necessarily
sufficient to cover the surfaces of the lung. The actual volumes will depend on the
treatment protocol, the weight and size of a patient as well as the lung capacity.
It is contemplated that the useful range of fluorocarbon should be at least 0.1 ml
of fluorocarbon liquid per kilogram patient body weight and not more than about 50
ml/kg.
[0077] It is further preferred that the maximum amount of fluorocarbon used for partial
liquid breathing will approximate the volume of air remaining in a healthy lung of
similar size following passive exhalation, taking into account any positive or negative
end expiratory pressure applied. Air or other respired gases remaining in the lung
at the end of exhalation can be measured in a number of ways that are known by those
with skill in the art. Physiology-related equations relate the size, age, or weight
of an individual to his exhaled lung volume.
[0078] Thus, during partial liquid breathing in accordance with the present invention, the
lungs retain sufficient air capacity (above and beyond the volume of fluorocarbon
in the lung) to permit inhalation such that normal breathing can proceed. Air or other
respired gases entering the lungs on inhalation is sufficient to oxygenate the fluorocarbon
liquid. Further, the fluorocarbon liquid may be oxygenated prior to use to provide
oxygen to the alveolar surfaces of the lung instantaneously upon initial contact with
the fluorocarbon. If ventilation therapy is required, unlike total liquid breathing,
standard ventilation equipment can be used. Partial liquid breathing can be used to
reverse ventilary failure, as a prophylactic to prevent respiratory failure or as
a therapeutic. As a therapeutic, fluorocarbon solution can be administered alone to
minimize further lung trauma, or in combination with a given therapeutic agent. Fluorocarbon
liquid can be provided together with a particulate therapeutic agent such as lung
surfactant. These powder surfactants may be synthetic mixtures of phospholipids. For
example, a mixture of diphosphatidylcholine and phosphoglycerol in a ratio of 7:3
could be mixed with a volume of fluorocarbon. Additionally, the surfactant powder
may be in the form of dried extracts prepared from human or animal lung lavage. It
was noted earlier that there are three major proteins (SP-A, SP-B and SP-C) associated
with endogenous lung surfactant. Therefore, it is additionally contemplated that these
proteins may be added as full length or as truncated fragments to the fluorocarbon
mixture.
[0079] Partial liquid breathing according to the present invention is useful for a variety
of medical applications. As a lavage, the technique is useful for meconium aspiration,
gastric acid aspiration, asthma, cystic fibrosis, and pneumonia to remove adventitious
agents. A fluorocarbon lavage may also be provided to patients with pulmonary alveolar
proteinosis, bronchiectasis, atelectasis and immotile cilia syndrome. In addition,
fluorocarbon may be used in emergency lavage procedures to remove food aspirates,
gastric acid, and other foreign materials.
[0080] Loss of lung resiliency can occur in both ARDS and RDS. The use of fluorocarbons
in both of these syndromes is discussed above. In addition, lungs can become stiff
from hydrocarbon aspiration, smoke inhalation, and lung contusions. Fluorocarbon therapy
can be provided either as a surfactant supplement or for partial liquid breathing
to supply oxygen to a patient or to facilitate a therapeutic regime. Treatment of
pulmonary fibrosis, emphysema, and chronic bronchitis can all benefit from fluorocarbon
therapy.
[0081] It has been noted above that a fluorocarbon liquid may be supplied to a patient in
combination with a powdered surfactant or as a route for pulmonary drug delivery.
Antibiotics and antivirals may be provided in combination with a fluorocarbon liquid.
For example, cytomegalovirus can induce life-threatening cases of pneumonia in immunocompromised
patients. These individuals often require ventilation therapy. Fluorocarbon administration
in combination with the guanosine nucleoside analog, 9-(1,3-dihydroxy-2-propoxymethyl)guanine
otherwise known as Ganciclovir or DHPG, may provide an effective therapy that could
simultaneously inhibit viral replication and facilitate oxygen transport in the compromised
lung.
[0082] In addition, anti-inflammatory agents could be added alone or in combination to the
antimicrobial agents contemplated above. These anti-inflammatory agents include but
are not limited to steroid and steroid derivatives or analgesics. The fluorocarbon
could be administered together with a bronchodilator including but not limited to
Albuterol, Isoetharines, perbuteral or an anti-allergenic agent.
[0083] The various pharmaceuticals that can be combined with fluorocarbons to provide therapy
via administration to the lungs are too numerous to list. Except in some particularly
preferred embodiments listed herein, the choice of pharmaceutical is not critical.
Any non-damaging pharmaceutical that can be adsorbed across the lung membranes, or
that can treat lung tissue, can be used. The amounts and frequency of administration
for all the various possible pharmaceuticals have been established. It is not contemplated
that these will be significantly different for administration through use of fluorocarbon
vehicles in partial liquid breathing. Thus, those of ordinary skill in the art can
determine the proper amount of pharmaceutical and the timing of the dosages in accordance
with already-existing information and without undue experimentation.
[0084] The fluorocarbon liquid may also be administered in combination with an antimitotic
agent for cancer therapy. Fluorocarbon liquid can also be used to facilitate oxygenation
under anesthesia for patient's suffering from lung diseases such as emphysema, chronic
bronchitis, and pulmonary fibrosis or who have undergone resection of substantial
amounts of lung tissue. Furthermore, fluorocarbons can be used for partial liquid
breathing for any of the above mentioned maladies or any additional medical condition
that would lend itself to this therapy.
[0085] The fluorocarbon liquid may advantageously be supplied to the physician in a sterile
prepackaged form. Aliquots of the fluorocarbon are removed for administration under
sterile conditions. Individual dosage volumes can be supplied for administration to
newborns since newborn lung capacities are within a fairly narrow range. For those
applications requiring a mixture of fluorocarbon and saline or powdered surfactant,
each component can be provided separately and prepared for individual use. For lavage
purposes, neat fluorocarbon or prepared emulsions of fluorocarbon and saline are provided
prepackaged. It will be readily appreciated that there are a large number of potential
additives that, in combination with fluorocarbon liquid, have important medical applications
in the lung.
[0086] Those with skill in the art will readily appreciate the varied applications for fluorocarbon
administration. Therefore the foregoing detailed description is to be clearly understood
as given by way of illustration, the spirit and scope of this invention being limited
solely by the appended claims.