[0001] The present invention is based on cross-flow filtration. In particular, the present
invention concerns a cross-flow filtration apparatus, which allows continuous
in-situ filter action of process fluid as well as automated and separate harvesting of substantially
undiluted permeate and, if desired, of retentate. The permeate is re-directed to the
original process zone, making it possible to achieve virtually no process volume dilution.
Serial interconnection of several such cross-flow filtration apparatuses allows process
liquid purification by different parameters; thereby facilitating particulates removal
or macromolecule removal as desired.
[0002] According to a first aspect of the present invention, there is provided a cross-flow
filtration apparatus (10) suitable for connection to a process zone (12) for filtration
of process fluid, the apparatus comprising a cross-flow filtration means (50) having
a feed inlet means (18, 22), a permeate outlet means (16) and a retentate outlet means
(20) in fluid communication therewith, characterised in that the apparatus (10) comprises
a buffer zone (14); in that the feed inlet means (18, 22) includes first and second
conduits, the first conduit (18) being in fluid communication from the process zone
(12) to the buffer zone (14), and the second conduit (22) being in fluid communication
from the buffer zone (14) to the filtration means (50); in that the retentate outlet
means (20) is in fluid communication with the buffer zone (14); and in that the permeate
outlet means (16) is in fluid communication with the process zone (12).
[0003] The process zone (12) can generally take the form of a reaction zone, a cleaning
zone, a coating zone, a living zone for humans or other animals, a treatment zone,
a manufacturing zone, a storage zone and/or a feed zone. In preferred embodiments,
the process zone (12) is a reservoir (sometimes referred to herein as "the second
reservoir") which can be open or closed to atmosphere, although open reservoirs are
preferred herein. Process zones other than reservoirs are also envisaged, such as,
for example, tubular reaction zones, surface treatment zones, etc. Importantly, the
process zone (12) acts both as feed source and as output sink for the cross-flow filtration
means (50).
[0004] The primary function of the buffer zone (14), on the other hand, is to act as a storage
and/or accumulation zone for the retentate and, as such, the buffer zone (14) will
normally take the form of a reservoir (sometimes referred to herein as "the first
reservoir"). It will be understood, however, that the buffer zone (14) can also act
as a reaction, cleaning, treatment zone, etc., for the process fluid and/or retentate
and is thus not limited to a storage functionality.
[0005] Preferably, the buffer zone (14) is adapted and arranged such that, at steady-state,
outflow along the permeate outlet means (16) is substantially equivalent (mass-balanced)
to inflow along the first conduit (18).
[0006] More preferably, the buffer zone (14) is substantially closed to atmosphere.
[0007] Even more preferably, the retentate outlet means (20), the buffer zone (14) and the
second conduit (22) form, with the filtration means (50), a normally closed, but bleedable,
retentate recirculating loop (70).
[0008] Advantageously, the filtration means (50) is adapted for filtration of liquids and
is, preferably, selected from a microfiltration, ultrafiltration or reverse osmosis
filtration means (50).
[0009] Alternatively, the filtration means (50) is adapted for filtration of gases.
[0010] More advantageously, two or more first conduits (18), buffer zones (14), second conduits
(22), filtration means (50), retentate outlet means (20) and permeate outlet means
(16) are in fluid communication with one process zone (12).
[0011] Even more advantageously, a valve (40) is provided in operative association with
the two or more first conduits (18).
[0012] Preferably, the process zone (12) comprises liquid conduits of a laundry or dishwashing
machine or an aquarium.
[0013] According to a second aspect of the invention, there is provided a domestic appliance,
preferably a laundry or dishwashing machine incorporating a cross-flow filtration
apparatus (10) according to a first aspect of the present invention.
[0014] Other applications of the cross-flow filtration equipment herein include chemical
reactors, enzyme reactors, bioreactors, electrocoating and electroplating equipment,
blood/plasma fractionation/filtration equipment and air/water/effluent treatment equipment.
[0015] It will be understood that cross-flow filtration apparatus comprising only a single
reservoir (buffer zone) is also envisaged herein, the apparatus being connected to
an external process zone at the point of use.
[0016] Thus, according to a further aspect of the invention, there is provided use of a
cross-flow filtration apparatus (10) suitable for connection to a process zone (12)
for the filtration of process fluid, the apparatus comprising a buffer zone (14),
a cross-flow filtration means (50) having a feed inlet means (18, 22), a permeate
outlet means (16) and a retentate outlet means (20) in fluid communication therewith,
and wherein the feed inlet means (18, 22) includes first and second conduits, characterised
in that in use, the first conduit (18) is in fluid communication from the process
zone (12) to the buffer zone (14), the second conduit (22) is in fluid communication
from the buffer zone (14) to the filtration means (50), the retentate outlet means
(20) is in fluid communication with the buffer zone (14), and the permeate outlet
means (16) is in fluid communication with the process zone (12).
[0017] The term "cross-flow filtration" requires that flow through the filter medium (permeate)
be perpendicular to the feed flow, the flow alongside the filter medium from the filtration
means being defined as retentate. An additional feature of cross-flow filtration is
that particle polarisation is prevented by the shear induced by the flow rate. In
contrast, through-flow filtration (sometimes called dead-ended filtration) concerns
filtration in which the permeate and feed flow directions are the same. Through-flow
filtration requires frequent back-washing, in order to allow filtration to continue.
[0018] Reference is made to "Handbook of Industrial Membrane Technology" (ed. Mark C. Porter;
Noyes Publications, New Jersey, U.S.A., 1990), the whole contents of which are incorporated
herein, for a complete discussion of cross-flow filtration and its applications.
[0019] The present invention concerns the general field of cross-flow filtration for separations
involving domestic, industrial or municipal process streams. Most of such membrane
separation processes are pressure driven, the main exception being electrodialysis,
whereby ions are separated under the influence of an electric field.
[0020] The pressure driven liquid cross-flow filtration processes, specifically microfiltration,
ultrafiltration and reverse osmosis, may be distinguished by the size of particle/molecule
the membrane is capable of retaining or passing. This, in turn, roughly relates to
the pore-size of the membrane. An arbitrary dividing line between microfiltration
and ultrafiltration would be at 1,000Å. Thus, microfiltration is capable of retaining
pollen, starch, blood cells and bacteria. Again, the dividing line between ultrafiltration
and reverse osmosis is somewhat semantic at about 10Å. Thus, ultrafiltration is capable
of retaining DNA, viruses, albumin, Vitamin B
12 and glucose, whilst reverse osmosis is capable of retaining water and salts.
[0021] The present invention has particular utility in continuous filter action processes
which allow harvesting of both substantially undiluted permeate and retentate without
the need to interrupt the manufacturing, cleaning or treatment process. Thus, for
a microfiltration apparatus of the present invention, materials such as pollen, starch,
blood cells, bacteria, heavy metals and the like may be continuously harvested from
a manufacturing or process medium. For an ultrafiltration apparatus of the present
invention, materials such as DNA, viruses, albumin, glucose and the like may be continuously
harvested, whilst a reverse osmosis apparatus of the present invention may be used
to continuously harvest water, salts and the like.
[0022] Ultrafiltration and reverse osmosis usually use cross-flow filtration to sweep away
deposited particles from the membrane surface, whilst most microfiltration systems
use through-flow filtration, so that the particles accumulate on the membrane and
are disposed of with the membrane. However, microfiltration systems can also operate
using cross-flow filtration.
[0023] The pressure driven gas filtration processes include pervaporation and gas separations.
Pervaporation is a special form of gas separation in that it is a concentration driven
process - the feed mixture is supplied as a liquid to the membrane and the permeate
is recovered as a vapour on the low pressure side of the membrane.
[0024] Microfiltration can be traced back to the 19th century with the development of the
first nitrocellulose membranes in 1855. Even today, the most common polymers used
in microfiltration membranes are mixed esters of cellulose. Eventually, membranes
made of materials other than cellulose nitrate began to appear such as, for example,
cellulose triacetate, regenerated cellulose, polyvinyl chloride, polyamide, polycarbonate,
silver membrane, polypropylene, polytetrafluoroethylene, polysulfone, polyvinylidene
fluoride, polyester and alumina.
[0025] All current microfiltration membranes may be classified as either "tortuous-pore"
or "capillary-pore" membranes, both of which may be used in the apparatus of the present
invention. The "tortuous-pore" structure resembles a sponge with a network of interconnecting
tortuous pores, whilst the "capillary-pore" structure is distinguished by its straight-through
cylindrical capillaries. The "tortuous-pore" membranes are the more common and include
typical cellulosic membranes and virtually all other polymers. The "capillary-pore"
membranes are available as polycarbonate or polyester membranes supplied by Nuclepore
Corporation and by Poretics Corporation.
[0026] Tortuous-pore membranes are usually made by a process known as phase inversion. Alternatively,
"tortuous-pore" membranes may be made by a stretching process or by a thermal-phase-inversion
process.
[0027] Capillary-pore membranes may be made using laser beams, electroforming, photochemical
etching and ionotropy, so as to orientate anisotropic gel particles to form ionotropic-gel
membranes. The "track etch" process, described in US-A-3, 303, 085, produces submicron
capillary-pore membranes.
[0028] Internal pore fouling is negligible when a "capillary-pore" membrane is used to filter
particles which are considerably larger then the membrane pore size - the sweeping
action of the cross-flow stream tangential to the membrane surface maintains a stable
flux at constant concentration. However, for particles with sizes somewhat nearer
the membrane pore size, some internal pore fouling will occur, but at a greatly reduced
rate. Using cross-flow filtration with a "tortuous-pore" membrane, the permeate flux
declines rapidly at first, as boundary layer conditions are established and then levels
off with a diminishing rate of permeate flux decay.
[0029] Permeate flux decay due to internal pore fouling can often be relieved by back flushing
or chemical cleaning but the ultimate solution is to develop microfiltration membranes
with a high degree of anisotropy, so that the membrane surface facing the feed stream
has exceedingly small pores preventing blockage, thereby, of the internal pores.
[0030] Microfiltration membranes usually take the form of plate and frame units; pleated
cartridges; or tubular/hollow-fibre modules, the use of all of which falls within
the scope of the invention.
[0031] Plate and frame units suitable for cross-flow filtration can take sheet stock microfiltration
membranes. Alternatively, the plate and frame unit may take a pre-assembled membrane
cassette, which is a sandwich of two outer layers of membranes sealed to an inner
filtrate collection screen. In that event, the plate and frame arrangement is formed
by placing a cross-flow spacer between the adjacent filter packets which are then
stacked in the plate and frame arrangement.
[0032] Pleated cartridges are also suitable for use in cross-flow microfiltration. In the
simplest embodiment, a sleeve may be placed around the cartridge and the housing modified,
so as to withdraw the retentate stream from the bottom of the housing, the cross-flow
stream being thereby forced into the pleats where it moves tangential to the membrane.
[0033] Tubular/hollow-fibre modules comprise "tortuous-pore" membranes. Suitable tubular
modules include membranes composed of alumina, polypropylene or polyvinylidene difluoride
and suitable hollow-fibre modules are composed of cellulose ester, polypropylene,
polysulfone or polyvinyl alcohol.
[0034] Many of the applications for microfiltration derive from their excellent retention
of microorganisms. Examples of cross-flow filtration applications include removal
of heavy metals from waste waters; plasmapheresis; cell harvesting/washing; continuous
cell culture; and prefiltration for ultrafiltration.
[0035] The commercial beginnings of ultrafiltration date back to the early 1960s, when the
techniques used to make asymmetric reverse osmosis membranes were discovered to also
be applicable to the production of high-flux ultrafiltration membranes.
[0036] A typical ultrafiltration membrane has a thin skin on its surface, which permits
high hydraulic permeability with a more open porous substructure which provides good
mechanical support. Additional strength may be provided by casting the membrane on
a spun-bonded polyethylene or polypropylene backing.
[0037] Cellulose acetate and polyelectrolytes were among the first synthetic polymers to
be used for ultrafiltration membranes. Today, ultrafiltration membranes may be made
from a variety of synthetic polymers, including polyvinyl chloride, polyacrylonitrile,
polycarbonate, aliphatic and aromatic polyamides, polyimides, polysulfone, polyarylsulfone
and polyvinylidene difluoride, as well as inorganic sources such as zirconium and
aluminium oxides.
[0038] Suitable ultrafiltration membranes may be cast as flat-sheets, as tubes or as hollow
fibres, the use of all of which are within the scope of the present invention.
[0039] Permeate flux may be augmented either by centrifugal forces for particles having
a density higher than water or by electric fields for particles bearing an electric
charge. Thus, where the centrifugal force vector is perpendicular to the membrane
surface but opposite (and parallel) to the flux vector, significant permeate flux
improvements can be observed. Similarly, for particles bearing a charge, the application
of an electric field can cause such species to migrate away from the membrane, thereby
augmenting the mass transfer co-efficient and augmenting the permeate flux observed.
[0040] In cross-flow electrofiltration, it is desired that the field strength be below the
voltage at which net particle migration toward the ultrafiltration membrane is zero
and, in this event, increases in tangential velocity result in a higher permeate flux.
[0041] The ultrafiltration membrane configuration is application-dependent and generally
includes four generic configurations, namely, tubes; hollow fibres; plate and frame
units; and spiral wound modules, the use of all of which is within the scope of the
present invention.
[0042] Tubes are, perhaps, the simplest configuration, in which the membrane is cast on
the inside wall of a porous support tube. However, the biggest disadvantage of tubes
is their cost, the porous support tube itself being the dominant cost factor.
[0043] Hollow fibres are, in theory, the ideal membrane configuration in that there is no
"parasite" drag and no expensive porous support tube. Such fibres can be pressurised
on the inside permitting "thin channel" fluid management of the feed stream. However,
the biggest disadvantage of hollow fibres is the pressure constraint which limits
the cross-flow velocity down the lumen of the fibre. In addition, the hollow fibre
configuration is more susceptible to fouling and plugging than the other three configurations
and larger diameter fibres are becoming popular to improve fouling resistance. Fortunately,
hollow fibres can be readily cleaned by back-washing, which tends to compensate for
their propensity to foul. In contrast, it is not recommended that tubes; plate and
frame units; and spiral wound modules be back-washed, due to problems with membrane
delamination and glue line seal rupture. Flat sheet membranes in a plate and frame
unit offer the greatest versatility but at the highest financial cost.
[0044] Spiral wound modules were originally developed for reverse osmosis, but are capturing
an increasing share of the ultrafiltration market by providing one of the least expensive
ultrafiltration modules available in terms of cost per membrane area unit. Spiral
wound units cannot be unwrapped for cleaning and most cannot be autoclaved. In terms
of propensity to fouling, they are intermediate between hollow fibres on the one hand
and, on the other hand, tubes and some plate and frame units.
[0045] The production of ultrapure water (as permeate) has applications, for example, in
the semiconductor industry and in the pharmaceutical industry. Thus, yields of integrated
circuits are improved, when the water quality is improved. Similarly, it is crucial
that all microorganisms, pyrogens and other particles be removed from water for pharmaceutical
injection purposes.
[0046] The electrocoat paint market forms the largest single application for ultrafiltration.
Car plants usually use electrocoat as the undercoat. Ultrafiltration may be employed
to reduce pollution problems and to reduce paint loss, by recycling electrocoat-containing
permeate and by discarding retentate. However, it is not known to recycle such electrocoat-containing
permeate to a process zone, whilst simultaneously transferring retentate to a buffer
zone, as is called for in the invention in suit.
[0047] Billions of litres of oily waste water are generated every day. Strict environmental
legislation now requires industries to clean up such waste water. Industrial oily
waste water can be divided into three broad categories, namely, free-floating oil,
unstable oil-water emulsions and stable oil-water emulsions, of which stable oil-water
emulsions are most difficult to deal with and, at the same time, the most amenable
to ultrafiltration. Stable oil - water emulsions are generated in such diverse industries
as metal working, metal cleaning, rolling and drawing, food processing and textile
manufacturing.
[0048] Waste lubricating oil can be refined into clean lubricants (as permeate) by ultrafiltration
which can remove all contaminants (as retentate), although the flux is very low at
room temperature.
[0049] Crude oil contains metals, either chemically bound or associated with asphaltenes,
and ultrafiltration can retain such metal asphaltene complexes whilst passing virtually
all other crude oil factions as permeate. Again, the flux is low due to the high viscosity.
[0050] Warp sizing agents are used to improve the strength and surface characteristics of
warp ions prior to weaving operations and recovery of such synthetic sizing agents
as polyvinyl alcohol and sodium carboxymethylcellulose can be achieved by ultrafiltration.
Similarly, low molecular weight dyes such as indigo can be recovered by way of ultrafiltration
or reverse osmosis. Ultrafiltration can also remove heavy metals from metal plating
wastes and lignin compounds and colour bodies from waste in the pulp and paper industry.
Ultrafiltration can also be used to recover cheese whey protein, soy whey, egg white
or gelatin; to increase fruit juice recovery; to sterilise wine; and to improve beer
clarity.
[0051] There is a wide diversity of applications for ultrafiltration in the pharmaceutical
and biotechnological industries. Most industrial biological syntheses are carried
out on a batch scale with a small amount of product recovered from large quantities
of solvent and ultrafiltration is most useful in the recovery and/or concentration
and purification of such products. Thus, ultrafiltration may be used to harvest cells,
as in the case of microfiltration described hereinabove; concentrate and purify enzymes,
by removal of small peptides, etc.; process blood plasma to obtain purified therapeutic
proteins; diafiltration (removal of salts and/or lower molecular weight species from
larger macromolecules); or concentrate viruses and hormones and materials of similar
size.
[0052] In addition, ultrafiltration membranes can be used in the processing of pharmaceuticals
and biologicals by, for example, using enzyme reactors or membrane fermentors, the
use of both of which fall within the scope of the present invention.
[0053] In an enzyme reactor, the enzyme is immobilised on a membrane. Three types of enzyme
reactors, for ultrafiltration membranes, can be mentioned, namely, mobile enzyme,
immobilised enzyme and disperse solubilised immobilised enzyme, the use of all of
which falls within the scope of the present invention. In the mobile enzyme version,
the enzyme is retained by an ultrafiltration membrane which is permeable to the products
of the reaction. Thus, retentate and enzyme are recirculated, but enzyme may become
inactivated due to the continuous pumping and recirculation through the ultrafiltration
unit. In the immobilised version, the enzyme is immobilised within the ultrafiltration
membrane. The immobilised version can be used in a back flush mode or in a recycle
mode. In the disperse soluble immobilised enzyme version, enzymes are immobilised
onto mobile supports, whereupon improved stability, but decreased access of the enzyme
to the substrate, is observed.
[0054] A membrane fermentor is an enzyme reactor using intracellular, rather than extracellular,
enzymes. There are two main types of membrane fermentors, namely, mobile cells and
immobilised cells, the use of both of which falls within the scope of the present
invention. In the mobile cell embodiment, the ultrafiltration apparatus retains the
biomass, whilst the products of the fermentation and, in addition, metabolic waste
products are continuously withdrawn through the membrane. Alternatively, the cells
can be immobilised in the walls of the ultrafiltration hollow fibres, so that products
such as interferon, monoclonal antibodies, antigens, viruses and hormones may be produced
continuously.
[0055] Industrial applications of reverse osmosis date back to 1970 or so. Now, most electronics
plants would use reverse osmosis as pre-treatment in the preparation of ultrapure
water.
[0056] Reverse osmosis finds applications predominantly in industrial areas where it is
used to prepare industrial process water or to process wastes; irrigation where it
is used to upgrade waters for agricultural purposes; municipal, where it is used to
upgrade waters to municipal drinking water levels; and power, where it is used to
prepare process water in electric power stations.
[0057] Typical membrane configurations for reverse osmosis include plate and frame; spiral
wound; tubular; and hollow, fine fibre, the use of all of which are contemplated in
the present invention.
[0058] The plate and frame configuration is much like a conventional plate and frame configuration,
except that, in reverse osmosis, a higher fluid operating pressure is typically used.
Such configurations have the advantage that only the membrane itself must be replaced
when a membrane becomes defective but suffer from the disadvantage of complex flow
patterns and high costs.
[0059] The spiral wound membrane configuration has the advantage of high packing density
and high flux, which makes it one of the more cost effective elements, but the disadvantage
that a moderate amount of pre-treatment is required for some feed waters to prevent
fouling of the spacers.
[0060] The tubular reverse osmosis device has the advantage of being able to tolerate high
suspended solids concentrations in the feed and the possibility of mechanical membrane
cleaning, but the disadvantages are the excessive number of tube end fittings in proportion
to the active membrane area in each pressure vehicle; the bulkiness of the overall
configuration; and the high cost.
[0061] Hollow, fine, fibrous, synthetic filaments have the advantage of high packing density
and the elimination of the membrane support materials, but the main disadvantage is
the need for an efficient feed water pre-treatment, to remove suspended and colloidal
solids.
[0062] Reverse osmosis membranes can also take the form of dynamic membranes which are formed
by feeding a feed solution containing the membrane-forming material tangential to
a clean porous surface, thereby quickly forming the dynamic membrane. Such dynamic
membranes may have applications for, for example, orange juice concentration and promise
high flux with lower rejection and a low membrane cost.
[0063] Known existing cross-flow filtration apparatus system designs are:
Single Pass Filtration
[0064] Process liquid is fed, using a pump, via the feed inlet means, to the cross-flow
filtration apparatus and permeate is collected. Unlike the batch process, the retentate
is not returned to the process liquid reservoir. Only a small increase in concentration
is achieved. Single-pass ultrafiltration can only be used with relatively pure feed
streams such as, for example, deionised water where, if the retained matter is low
in concentration, the permeate recovery can be as much as 95-99% of the feed.
[0065] However, in most cases, the flux is too low to operate in a single pass mode, so
that recirculation of the process stream across the membrane is necessary to obtain
the desired concentration or recovery. Such recirculation can be accomplished by either
a batch concentration or by a feed and bleed operating mode.
Batch Process
[0066] Process liquid is fed, using a pump, from a feed reservoir via the feed inlet means,
to the cross-flow filtration apparatus. Retentate is recirculated back to the feed
reservoir; permeate is fed away from the recirculation loop via a permeate outlet
means and is collected. As permeate is removed via the permeate outlet means, the
volume in the feed reservoir drops and the concentration of retained species rises,
whilst freely permeable species, for example, salts, remain at the same concentration
both in the feed reservoir and in the permeate outlet stream. Eventually, the volume
in the feed reservoir becomes too small to pump and the batch run is over. A new batch
must be charged to the feed reservoir, in order to continue. Thus, the net effect
is a rapid concentration of retained solids in the process volume, whose volume decreases
during the batch filtration process.
Feed and Bleed Process
[0067] Process liquid, as in the batch process, is continuously fed into the system, the
difference being that the feed reservoir is not in line in the recirculating loop,
the feed stream being merely fed into the recirculating loop. Permeate is again collected
and retentate is recirculated. The concentration of retained species continues to
increase with an ever decreasing flux, unless a purge stream is taken from the recirculating
loop. A ratio controller may be used to keep the feed to bleed ratio equal to the
concentration ratio required so that, even with flux decay, the concentration ratio
and recovery will remain constant. The disadvantage is that the separation of the
bleed liquid is not complete.
Diafiltration Process
[0068] As in the batch system, process liquid is fed from a process liquid reservoir to
the cross-flow filtration apparatus, using a pump. Dilute permeate is fed out of the
recirculation loop and is collected; retentate is recirculated to the process liquid
reservoir, which is closed to atmosphere. Unlike the batch system, the permeate volume
removed by the filtration means, is replaced by fresh solvent (feed solvent), which
is fed into the process liquid reservoir from a feed solvent reservoir. Thus the initial
process liquid volume is maintained and less filter clogging is observed. Complete
separation is possible if enough diafiltration feed solvent is allowed to pass the
system.
[0069] Of all of the above plant designs, the diafiltration approach is most effective to
eliminate, for example, insoluble matter from detergent matrix solutions. However,
the disadvantage is the large end volume of permeate. Typically a diafiltration feed
volume to process volume ratio of 4:1 is required to obtain sufficient separation.
This, in turn, means that a concentration step must be carried out on the dilute permeate
before moving to the next purification process. Such a concentration step is tedious
and time consuming.
[0070] Thus, conventional cross-flow diafiltration focuses on the elimination of permeate
or non-retained matter from the system. The present invention revolves, instead, around
inverting this, in that retentate or retained matter is concentrated in a buffer zone
(first reservoir) and substantially undiluted permeate or non-retained matter is directed
back to the process zone (original process fluid container or second reservoir).
[0071] The harvesting of substantially undiluted permeate enabled by the present invention
opens up a wide variety of potential applications, including analytical purification
of detergent matrices and isolation of e.g. polymeric compounds; in-line process fluid
clean up (e.g. automatic laundry or dish washing machines); and continuous removal
of by-products or end-products in laboratory-scale, pilot plant scale or industrial
scale processes.
[0072] Polymers are important ingredients in current detergent formulations. Ultrafiltration
and diafiltration are frequently employed for characterisation and identification
of such polymers. For detergent matrices, a particular problem arises with conventional
cross-flow filtration apparatus system designs - current detergent formulations may
contain up to 30% insoluble materials, mostly, zeolites, which must be removed before
attempting polymer isolation. Currently this is achieved by a dead-ended batch filtration
on a flat glass fibre (1µm) filter. This is not satisfactory, as the filter materials
clog and filtration may take several hours, requiring much manual manipulation.
[0073] In contrast, the present invention concerns a cross-flow filtration apparatus which
permits automated quantitative solids separation (for example, zeolites) from a detergent
formulation without accumulation of solids on the membrane surface and substantially
quantitative recovery of substantially undiluted permeate.
[0074] Although the invention is described and exemplified in relation to filtration of
liquid detergent formulations, it is by no means limited to particulate filtration,
but covers the range of micro and ultra filtration as well as reverse osmosis. In
addition, the invention covers the range of gas cross-flow filtration.
[0075] The benefits of the present cross-flow filtration apparatus are not limited to analytical
applications, but can be expanded to e.g. pilot plant scale or process scale purification
or it can be built, in-line, in industrial equipment or in home appliances such as
laundry or dish washing machines.
[0076] An important advantage of the present invention is that, because retained matter
is fed to a remote location separate from the process zone (second reservoir or process
fluid tank), the process zone, the first conduit, the second conduit and/or the filtration
means itself, can be fitted with optional devices for selective processing of the
process fluid and/or retentate, e.g. to improve reaction kinetics. Suitable optional
devices include, but are not limited to, a UV source outside the process zone or the
modification of the filtration membrane with, for example, enzymes or other reactants
as described hereinabove. Positioning of a UV source outside the process zone avoids
unwanted UV irradiation of components inside the process zone and immobilising enzymes
or other reactants outside the process zone permits added control over process reactions.
[0077] Alternatively, the basic system design can be used to remove or release reactants
to the process zone in a controlled manner, by a time controlled operation of the
unit.
[0078] The most important feature of the present cross-flow filtration apparatus is its
"reversed" operation - whilst conventional systems eliminate permeate or non-retained
matter from the system and concentrate retained matter in the process zone (process
fluid tank), the present apparatus continuously re-directs permeate or non-retained
matter back to the process zone (second reservoir or process fluid tank) whilst retained
matter is kept in a slurry in the buffer zone (first reservoir). As a result, the
filtration process of the present invention makes it possible to produce "clean" substantially
undiluted process fluid (process fluid substantially free of retained matter) in the
process zone (original process fluid tank or second reservoir) and a concentrated
slurry of retained matter, remote from the process zone, in the buffer zone (first
reservoir). This is in direct contrast to the conventional filtration system, where
the filtration process has to be stopped when retained matter is concentrated in the
process fluid tank to such an extent that the pump fails to recirculate the mixture,
or the filtration membrane ruptures.
[0079] Results of initial tests have indicated that the present approach lends itself very
well to the pre-purification of detergent solutions prior to more specific clean-up
procedures.
[0080] The individual components of the cross-flow filtration apparatus of the present invention
are commercially available. The invention revolves, in one aspect, around solving
the dilution issue, created by constant addition of feed solvent which eventually
ends up as permeate.
[0081] The invention will now be illustrated with reference to the accompanying drawings,
in which:-
Figure 1 shows a schematic representation of a cross-flow filtration apparatus of
the present invention;
Figure 2 shows a schematic representation of two cross-flow filtration apparatuses
of the present invention;
Figure 3 shows a schematic representation of the cross-flow filtration apparatus of
Figure 1, in which a second reservoir (process zone) is replaced by a washing machine;
Figure 4 shows filtration performance for the apparatus of Example 1;
Figures 5-6 show filtration performance for the apparatus of Example 2;
Figures 7-10 show filtration performance for the apparatus of Example 3;
Figure 11 shows the filtration performance for the apparatus of Example 4;
Figure 12 shows a cross-flow filtration apparatus of the present invention of Example
5; and
Figure 13 shows filtration performance for the apparatus of Example 6.
[0082] The suspension to be filtered is kept mixed in a second reservoir 12 or process liquid
tank (process zone). A first reservoir 14 or buffer vessel (buffer zone), typically
a fraction of the volume of the second reservoir 12, is initially filled with solvent
(i.e. de-ionised water for aqueous-based filtrations). The first reservoir 14 is substantially
airtight such that, when permeate liquid is removed via a permeate outlet means 16
into the second reservoir 12, liquid is drawn into the first reservoir 14 via a first
conduit 18 from the second reservoir 12, the latter being a vessel at atmospheric
pressure at all times.
[0083] During the filtration process, permeate or material passing through a filtration
means 50 will be transported back to the second reservoir 12 or process fluid tank,
whereas the retained solids or retentate is recirculated in a substantially airtight
loop 70 comprising a retentate outlet means 20, the first reservoir 14 and a second
conduit 22 and is, thereby, concentrated in the first reservoir 14 or buffer vessel.
Solids will remain in suspension in the first reservoir liquid volume and thus prevent
clogging up of the filtration means 50.
[0084] If required, a relief valve 24 may be positioned on the top cover 26 of the first
reservoir 14, which valve 24 can be opened at the end of the process, to permit recovery
of dissolved analyte in the buffer liquid. Opening the valve 24 will stop the process
liquid flow along the first conduit 18 to the first reservoir 14 and concentration
of the buffer liquid will then ensue.
[0085] A valve 28 may also be located on the retentate outlet means 20. This valve 28 can
be opened to empty the first reservoir 14 after a purification run. Fresh solvent
(i.e. de-ionised water) can be fed through a rinse port 30 provided in the first reservoir
14 to clean the apparatus 10 of the present invention.
[0086] The apparatus 10 as described hereinabove and as illustrated in Figure 1 acts as
large scale filtration, as an automated laboratory pre-purification step. The Figure
1 embodiment can be used to batch-wise eliminate particulate matter from turbid solutions.
Specifically, particulate matter is concentrated in the first reservoir 14 and clear
process liquid is to be found in the second reservoir 12. The filtration process does
not require operator intervention as the system does not require, for example, switching
off after a clear process liquid is obtained, in contrast to the conventional filtration
approaches. By simple replacement of the microfiltration membrane by, for example,
an ultrafiltration separator or reverse osmosis filtration means, liquid separations
at the molecular scale range can be accomplished as well.
[0087] Referring now to Figure 2 of the accompanying drawings, two stand-alone apparatuses
10', 10'' can be inter-connected to allow multiple stage separations, specifically,
a microfiltration unit 10' can be connected to an identical unit 10'' fitted with
ultrafiltration separation capability. Thus the process fluid is cleaned by microfiltration
prior to treatment by ultrafiltration. Analytes of interest for treatment that remain
in the first reservoir 14' of the microfiltration unit 10', can be completely recovered
and transported to the ultrafiltration device 10'' by simply allowing continuous recirculation
of the process fluid in the microfiltration module 10'. Fitting a by-pass valve 32
in the first conduit 18'' (from the second reservoir 12'' to the first reservoir 14'')
makes the ultrafiltration module 10'' compatible with a conventional diafiltration
mode of operation. A valve (not shown) may be fitted to the permeate outlet means
16', so as to induce a back pressure in the lower half of the filtration means 50'.
A valve 40 is fitted to interconnect the respective first conduits 18', 18'' and,
thereby, to permit the microfiltration unit 10' and the ultrafiltration unit 10''
to be operated in that sequence. Alternatively, an operator may actuate, firstly,
the microfiltration unit 10' and then the ultrafiltration unit 10''.
[0088] Referring now to Figure 3 of the accompanying drawings, there is illustrated in-line
particulates elimination during a wash/cleaning cycle in laundry and dishwashing machines.
The fluid conduits of the laundry machine itself comprise the second reservoir 12
and the first conduit 18 feeds wash liquor from the laundry machine 12 to the first
reservoir 14. A coarse filter 60 is provided in the first reservoir 14, to prevent
clogging with fabric debris or the like. The second conduit 22 feeds fluid from the
first reservoir 14 to the filtration means 50, using a pump means or pump 58. Permeate
is returned to the laundry machine (or second reservoir 12) via the permeate outlet
means 16, whilst retentate is recirculated via the retentate outlet means 20 to the
first reservoir 14.
[0089] It will be appreciated that the output of the pump 58 will be suitably rated for
the type of cross-flow filtration involved.
[0090] The Figure 3 embodiment permits efficient particulates removal from the wash liquor
and returns substantially undiluted, substantially particulates-free or clean wash
liquor to the laundry machine.
[0091] The Figure 3 embodiment also permits in-line particulates elimination from aquarium
water and, in that event, the aquarium itself would constitute the second reservoir
12.
[0092] It will be appreciated that the cross-flow filtration apparatus of the present invention
can be fitted with the following options to permit:
- Controlled release of reactants or other compounds into the process zone or time-controlled
elimination of reactants or compounds from the process zone;
- Heating/cooling of process liquid;
- Complexing of process liquid compounds (e.g. reactant in buffer vessel liquid or immobilised
on membranes);
- Enzymatic reactions - the enzyme being either retained in solution/emulsion in buffer
vessel or immobilised on membrane surfaces;
- UV irradiation - UV light can be used to degrade organic compounds. However, application
in, for example, a laundry machine could potentially result in fabric damage. This
could be eliminated by positioning the UV source in a remote spot such as the buffer
zone (first reservoir).
[0093] The following benefits are associated with the cross-flow filtration apparatus of
the present invention.
Automation: Filtration occurs automatically. Retained compounds are transferred to the buffer
zone (first reservoir 14) and permeate is transferred to the process zone (second
reservoir 12), whilst the process liquid volume remains substantially constant.
Liquid Transfer: Processed liquid is returned to the process zone (second reservoir 12). There are
no special requirements for this container (an open vessel such as a beaker is suitable)
for, for example, analytical applications. The need to recover processed liquid from
a special process liquid container is eliminated.
Recovery of Particulate Matter: If required, particulate matter can be recovered easily from the buffer zone (first
reservoir 14), after the filtration process, in a concentrated form.
Easy Cleaning and Maintenance: All conventional cleaning and filter medium restoration procedures can be applied
(for example, back flushing, permeate side pressurising, acid/caustic wash, etc.).
Hyphenation: The interconnection of two modules operating in different modes (as described in
relation to Figure 2 hereinabove for a combined apparatus with micro- and ultrafiltration
systems), allows for automated separation of process liquids with increased selectivity.
[0094] The present invention will now be exemplified by reference to the following non-limiting
examples.
Example 1
[0095] Initial tests with a prototype cross-flow filtration apparatus as illustrated in
Figure 1 of the accompanying drawings were carried out to demonstrate the performance
of the apparatus of the present invention. The first and second reservoirs had respective
volumes of 3000ml and 1000ml. The filtration means had a pore size of 0.1µm and a
surface area of 0.03m
2. The filtration means was supplied by Amicon. As a test process liquid, a 5% emulsion
of zeolite in water (pH 10.5) was used, so as to mimic the characteristics of a detergent
solution. 2 litres of the emulsion could be processed in one hour - no operator intervention
was required during the purification process.
[0096] Better than 96% solids (zeolite) removal from the process liquid was obtained. The
recovery was measured at various time points by centrifuging aliquots of process and
buffer liquid and by weighing the dried pellet material. The performance was also
assessed by measuring scattering (turbidity in mV) with process time (in minutes),
as illustrated in Figure 4 of the accompanying drawings. It will be observed that
solids separation is substantially complete within 60 minutes.
Example 2
[0097] The present cross-flow filtration apparatus in the form of a reversed diafiltration
system and operating with a hollow fibre type filtration means of 0.1 µm pore size;
a 1.51 second reservoir; and a 0.51 first reservoir, was used to demonstrate its applicability
for laundry detergent (liquid and granular detergent) analytical purification.
[0098] A liquid detergent formulation (Ariel Futur (Trade Mark), prod. Code 247 A41 08:07,
in a concentration of 6.67ml/l water)and a zeolite-containing granular detergent formulation
(Ariel Color (Trade Mark), prod. Code 417 BA1, in a concentration of 7 g/l water)
were each prepared in deionised water. The progress of the filtration was monitored
via a phototrode probe (wavelength 650nm) in the process volume (see Figures 5-6 of
the accompanying drawings).
[0099] Figure 5 shows the filtration progress (absorbance; mV) with time for Ariel Futur
(Trade Mark) in deionised water. Substantially complete solids removal is observed
after just over 20 minutes.
[0100] Figure 6 shows the filtration progress (absorbance; mV) with time for Ariel Color
(Trade Mark) in deionised water. The absorbance is off-scale for the first 20 minutes
or so, following which a steady filtration progression is observed.
[0101] Filtration means' permeation flow rates were restored after each experiment by rinsing
with acidified deionised water (10ml HCl/l water)
[0102] Figures 5 and 6 are examples of reversed diafiltration data, obtained for both detergent
matrices in deionised water. Purification takes longer for the granular detergent,
most probably due to the large zeolite load (see Figure 6 in comparison to Figure
5).
[0103] No further steps for an analytical multi-stage purification are needed, since the
speed of filtration is sufficient to allow a combination of 0.1µm microfiltration
with, for example, a 1,000 molecular weight cut-off polymer isolation by ultrafiltration
using the Figure 2 inter-connected apparatuses 10', 10''.
Example 3
[0104] In order to demonstrate applicability to laundry wash liquor cleanup, filtration
progress was assessed using a pore sized filtration means (0.65µm) of the "hollow
fibre" type (surface area 0.013m
2; supplied by AG Technology) to treat solutions and suspensions of detergent formulations,
with a process zone volume of 0.51 and a buffer zone volume of 0.51.
[0105] A liquid detergent (Ariel Futur (Trade Mark), prod. Code 247 A41 08:07, in a concentration
of 6.5ml/l water) and a granular detergent (Ariel Color (Trade Mark), prod. Code 417
BA1, in a concentration of 7 g/l water) were each prepared, both in deionised water
and in city water. Progress of the filtration was monitored via a phototrode probe
(wavelength 650nm; absorbance; mV) in the process volume (see Figures 7-10 of the
accompanying drawings) Filtration means' permeation flow rates were restored after
each experiment by rinsing with acidified deionised water (10 ml HCl/l water).
[0106] Compared with Example 2, permeate flow rates are reduced for both deionised and city
water based detergent solutions. Even so, filtration is almost complete after 60 to
120 minutes for all conditions tested, although the filtration means' membrane area,
at 0.013 m
2, was much smaller as compared to Example 2 data using a 0.1µm filtration means (0.03m
2, Amicon H1MP01-43).
[0107] For laundry washing machine applications, surface areas of between 0.25 and 0.5 m
2 are normally required, assuming equal volume ratios between process and buffer vessels,
as in the analytical scale experiments conducted in this example.
[0108] For practical reasons, a minimum first reservoir or buffer vessel volume of 500ml
is normally required to allow sufficiently high cross-flow rates across the filtration
means and to ensure thorough mixing of process fluid and buffer vessel contents.
[0109] As can be seen from the phototrode traces (Figures 7-10), extremely high filtration
efficiencies can be achieved (deionised water was used to set the blank value at zero
response). HDL type detergent (Ariel Futur (Trade Mark) in city water) can be processed
in about half an hour, whereas a zeolite-containing granular detergent (Ariel Color(Trade
Mark) in city water) takes approximately one hour to complete.
[0110] Filtration was progressed at back pressures of 0.2 bar or lower. A low operating
pressure is important as it enables the cross-flow filtration apparatus of the present
invention to be run with a low-cost centrifugal pump (e.g. of the type used in laundry
washing machines).
[0111] Liquid volumes used in laundry machines are usually about 15-20 litres (typically
161). In order to complete particulate removal in typical laundry washing machine
process times (50-90 minutes, depending on machine water feed temperature and wash
program), the required filtration means' surface area is preferably at least 0.25m
2.
Example 4
[0112] The present example concerns filtration, using a laundry wash liquor as the process
fluid.
[0113] The liquid detergent (Dash Color Liquor (Trade Mark) was assessed using, as the process
fluid, the output from a 60°C wash in a Zanussi-JetSystem (Trade Mark) laundry washing
machine operated under typical in-home conditions following the manufacturer's recommendations
as to laundry load and product usage.
[0114] The filtration means was of the "hollow fibre" type (having a pore size of 0.65µm;
a surface area of 0.013m
2 and supplied by AG Technology. The filtration equipment was identical to that in
Example 3.
[0115] Figure 11 of the accompanying drawings shows the filtration progression with time,
by plotting the absorbance (mV) of the wash liquor (as measured by a 650nm phototrode)
versus filtration time.
[0116] It will be observed that filtration separation is virtually complete at just over
45 minutes.
[0117] Thus, successful particulate removal has been carried out within a typical laundry
washing machine process time of 50-90 minutes, more specifically, in just under 50
minutes.
[0118] The process can also be undertaken with larger pore sized (i.e. 1-1.5µm) filtration
means for additional purification speed and with filtration means in the form of plate
and frame devices, rather than hollow fibre modules which are limited with respect
to pore size.
Example 5
[0119] Figure 12 of the accompanying drawings illustrates an optimised cross-flow filtration
apparatus of the present invention.
[0120] It will be appreciated that filtration speed and/or filtration means' load of the
apparatus of Example 4 is further improved by incorporating a disposable pre-filter
device 60 in the first reservoir 14 to retain part of the particulate load in the
first reservoir 14 or buffer vessel. Such a pre-filter device 60 also serves to prevent
entry of larger sized debris (e.g. fabric fragments) into the narrow channels of cross-flow
filtration apparatus 10 itself. Additionally or alternatively, an in-line, pre-filter
device 62 is located intermediate the re-circulation pump 58 and the filtration means
50, allowing the pump's pressure to force liquid through the in-line pre-filter device
62.
Example 6
[0121] Example 6 concerns filtration progression, by manually applying an intermittent filtration
membrane clean-sweeping step.
[0122] Filtration means' efficacy and life-span is increased by applying an intermittent
filtration membrane clean-sweeping step. This involves incorporating a low cost pulsating
"pinch valve" 64 in the permeate outlet means 16, which valve 64 is intermittently
closed during the filtration process. The result is an increased back pressure at
the lower half of the filtration membrane's permeate side. This causes retained matter
to be released from the membrane at the pressure side, which retained matter is subsequently
swept away by the cross-flow liquid in the filtration means 50. Simulating this effect
by manually shutting off the permeate outlet means 16 is an effective way to improve
the overall performance of the cross-flow apparatus of the present invention 10.
[0123] As in Example 4, the detergent formulation is Dash Color Liquor (Trade Mark) in a
60°C wash liquor from a Zanussi-JetSystem (Trade Mark) laundry washing machine.
[0124] Figure 13 shows the filtration progression (absorbance; mV versus time) with and
without a manual switching regime. The manual switching regime chosen was a frequency
of 0.03 minutes and an open-closed ratio of 1:1.
[0125] It should be noted that, although overall filtration progression is faster without
valve switching, the speed of filtration is enhanced during the filtration phase of
the manual switching regime.
Example 7
[0126] The present example demonstrates surfactant separation from Ariel Futur (Trade Mark)
and Ariel Color (Trade Mark) detergent formulations in both city water and deionised
(Milli-Q (Trade Mark)) water. The filtration means is a hydrophobic polysulfone membrane.
SURFACTANT REMOVAL (meq/mL) |
Product Type |
Filter Type (µm) |
City Water |
Milli-Q Water |
|
|
Buffer |
Process |
Buffer |
Process |
Ariel Futur |
0.1 |
- |
- |
0.05936 |
0.01375 |
Ariel Color |
0.1 |
- |
- |
0.03679 |
0.003875 |
Ariel Futur |
0.65 |
0.04506 |
0.02103 |
0.01865 |
0.01794 |
Ariel Color |
0.65 |
0.02254 |
0.01006 |
0.02910 |
0.003488 |