[0001] The present invention relates to a method of stabilizing polymeric materials using
select aryl thioacetals. More particularly, the invention employs specific 2-aryl
substituted dithio 5, 6 and 7 member heterocyclic compounds to impart enhanced antioxidant
behavior, as well as process and thermal stability to polymers, including polyolefins
such as polypropylene.
[0002] The invention also relates to the stabilized polymers so obtained; and to certain
classes of the dithio compounds used in the practice of the invention.
[0003] While long known and continually finding new and manifold uses, commercially important
polymers, such as polyolefins, are subject to various forms of degradation. The most
deleterious of these involve degradation instigated by thermal exposure and radiation;
in certain instances, even the stresses attendant processing, such as extrusion, abet
degradation. In polypropylene, for example, attack by oxygen, radiation or excessive
heat cause a loss of molecular weight and physical and chemical properties.
[0004] Redress of such degradation has been and is the subject of ongoing research efforts.
Among the more common solutions devised is the use of chemical additives. Thus: various
hindered phenols have been employed as antioxidants; certain phosphites have been
used to ameliorate high temperature degradation; and sterically hindered amine light
stabilizers have been used to combat degradation caused by light, specifically as
caused by uv radiation.
[0005] Molecules which incorporate a thioacetal moiety have also been investigated in the
context of polymer stabilization. For example, EP 0 389 424 describes hindered amine
light stabilizers (HALS) having thioacetal functionality in the form of an ester.
U.S. Patent Nos. 4,849,463 and 4,973,619 describe a stabilizer system for polyvinyl
chloride (PVC) which comprises primary and co-stabilizers; described therein is a
thioglycolic acid ester. JP 50135147 and U.S. Patent No. 3,661,844 report the use
of thioacetals as synergistic stabilizers for chlorine-containing polymers, such as
PVC. EP 0 349 380 discloses hindered phenolics having thioacetal functionality as
stabilizers in polypropylene. Elsewhere, U.S. Patent No. 4,939,185 describes the cyclic
thioethers, 1,3-dithiane and 1,4-dithiane, as stabilizers for polycarbonates.
[0006] While these additives offer advantages, they also suffer drawbacks and are limited
to certain applications. They are also limited in the explicit description of sulfur
activity. For example, EP 0389424 and EP0349380 utilize the sulfur linkage to provide
additional molecular weight. While the ability of this sulfur linkage to decompose
peroxides is assumed, the radical scavenging ability of these molecules is attribuable
to the amine and phenol moieties, respectively. Likewise, those utilizing thioacetals
do not recognize this as a species capable of acting as a free radical scavenger.
[0007] Hence the art recognizes a continuing need to develop new additives for polymers
which will attend to the requisite stabilization over a wide range of uses with a
minimum of adverse consequences.
[0008] In one aspect, the present invention is directed to a method of polymer stabilization
which satisfies the foregoing desiderata. The method comprises adding to a polymer,
a stabilizingly effective amount of a compound having the formula:

wherein R is hydrogen, lower alkyl or phenyl;
Ar is a monocyclic or fused polycyclic aromatic moiety having up to 15 ring atoms
any of which may be unsubstituted or substituted with one or more lower alkyl, lower
alkoxy, haloalkyl, nitro, COR3, CO2R3,

CN, NR23A and SO3R3 groups or Ar can be substituted with one or more Ar groups substituted or unsubstituted
as herein defined wherein R3 is hydrogen, halogen or lower alkyl and R3A is hydrogen, lower alkyl, lower
alkoxy, COR3, CO2R3 and

with the proviso that R3 is hydrogen or lower alkyl when the substituent is SO3R3 and
when R3A is

A is

R1 and R2 are each independently hydrogen, lower alkyl, phenyl or R1 and R2 when on adjacent carbon atoms may be joined together with said adjacent carbon atoms
to form a 6 membered aromatic ring; and
m is 0, 1 or 2 with the proviso that when A is

m is 0.
[0009] It has been found that the 5 (dithiolanes), 6 (dithianes) and 7 member cyclic dithio
compounds of the above formula, where there is aryl substitution at the 2 carbon as
further described hereinbelow, offer excellent high temperature process stabilization
as well as long term antioxidant behavior.
[0010] In another aspect, the present invention is directed to various dithio compounds;
and in yet another aspect, the invention is directed to the polymers obtained by virtue
of practice of the method aforesaid.
[0011] Polymers contemplated by the practice of the instant invention include polyolefins
and olefin copolymers; polystyrene and styrenic copolymers; polyamides; polyesters,
polycarbonates; and polymers derived from vinyl chloride monomers such as polyvinylchloride
(PVC).
FIGURE 1 is a graph depicting oxygen uptake over time for various dithio compounds
subject of the present invention where the 2-aryl substituent is monosubstituted.
FIGURE 2 is a graph depicting oxygen uptake over time for various dithio compounds
subject of the present invention where the 2-aryl substituent is disubstituted.
FIGURE 3 is a graph depicting oxygen uptake over time for dithiolane and dithiane
compounds subject of the present invention.
[0012] The 5, 6 and 7 member cyclic dithio compounds contemplated in the practice of the
present invention have the formula:

wherein R is hydrogen, lower alkyl or phenyl;
Ar is a monocyclic or fused polycyclic aromatic moiety having up to 15 ring atoms
any of which may be unsubstituted or substituted with one or more lower alkyl, lower
alkoxy, haloalkyl, nitro, COR3 ,CO2R3 and

CN, NR23A and SO3R3 groups or Ar can be substituted with one or more Ar groups substituted or unsubstituted
as herein defined wherein R3 is hydrogen, halogen or lower alkyl and R3A is hydrogen, lower alkyl, lower
alkoxy, COR3, CO2R3 and

with the proviso that R3 is hydrogen or lower alkyl when the substituent is SO3R3 and
when R3A is

A is

R1 and R2 are each independently hydrogen, lower alkyl, phenyl or R1 and R2 when on adjacent carbon atoms may be joined together with said adjacent carbon atoms
to form a 6 membered aromatic ring; and
m is 0, 1 or 2 with the proviso that when A is

m is 0.
[0013] As employed herein, the term "lower alkyl" includes up to C
18, preferably to C
1 to C
8 alkyl groups which may be in the normal or branched configuration. Without limitation,
examples of such groups include: methyl, ethyl, propyl, isopropyl, butyl, isobutyl,
t-butyl, amyl, hexyl, heptyl, octyl, nonyl, decyl, undecyl, dodecyl, tridecyl, tetradecyl,
pentadecyl, hexadecyl, heptadecyl and octadecyl.
[0014] As employed herein, the term "lower alkoxy" includes up to C
18, preferably C
1 to C
8 alkoxy groups which may be in the normal or branched configuration. Without limitation,
examples of such groups include methoxy, ethoxy, propoxy, butoxy, pentoxy, hexoxy,
heptoxy, octoxy (or octyloxy), nonyloxy, decyloxy, undecyloxy, dodecyloxy, tridecyloxy,
tetradecyloxy, pentadecyloxy, hexadecyloxy, heptadecyloxy and octadecyloxy.
[0015] Preferred monocyclic aromatic moieties include
5 and 6 member rings such as indenyl and phenyl; fused polycyclic aromatic moieties
include ortho-and ortho-and peri-fused systems; ortho-fused moieties, such as α-naphthyl,
β-naphthyl, phenanthrenyl and the like are preferred.
[0016] As employed herein, the term "haloalkyl" includes lower alkyl groups as hereinbefore
defined which have at least one halogen substituent. Full halogen substitution of
said groups may also be had. Halogens in this regard include fluorine, chlorine, bromine
and iodine. A particularly preferred haloalkyl is trifluromethane.
[0017] As employed herein, "nitro" intends the group having the formula NO
2.
[0018] In a first embodiment, "A" in the above formula is - S - and subscript m is 1. In
the 1,3-dithiane thus contemplated in this embodiment, it is preferred that Ar is
a monocyclic aromatic moiety and R
1 and R
2 are each hydrogen. More preferably, Ar is phenyl and R is also hydrogen, the resulting
compound being 2-phenyl-1,3-dithiane.
[0020] In another aspect of this embodiment, said phenyl ring is substituted with one or
more nitro groups. Again, said substitutions preferably occur at the 3, 4 and/or 5
positions of said phenyl ring. Particularly preferred compounds in this regard are
represented by the following formula:

[0021] In yet another aspect of this first embodiment, said phenyl ring is substituted preferably
at the 3, 4 and/or 5 position with one or more lower alkyl groups or one or more haloalkyl
groups. Particularly preferred compounds in this regard are represented by the following
formula:

[0022] In yet another aspect of the present invention "Ar" is phenyl and R is lower alkyl,
preferably a C
1-C
3 alkyl, rather than hydrogen. A representative compound in this regard has the following
formula:

[0023] In a second embodiment, "A" in the above formula is -S- and subscript m is O. In
the 1,3-dithiolane thus contemplated in this embodiment, it is preferred that Ar is
a monocyclic aromatic moiety and R
1 and R
2 are each hydrogen. More preferably, Ar is phenyl and R is hydrogen. In a still more
preferred practice, said phenyl is substituted with one or more lower alkoxy groups
as hereinbefore defined. In this instance, it is preferred that said substitutions
occur at the 3,4 and/or 5 positions of the phenyl ring.
[0024] A particularly preferred compound in this regard is represented by the following
formula:

[0025] The present invention is also directed to a dithio compound having the following
structure:

wherein R
4 is hydrogen or lower alkoxy; R
5 is lower alkoxy, lower alkyl or nitro; and R
6 is hydrogen, lower alkyl or nitro, with the provisos that (i) when R
4 and R
5 are lower alkoxy, R
6 is hydrogen; (ii) when R
5 and R
6 are lower alkyl or nitro, R
4 is hydrogen; and (iii) R
4 and R
5 are not methoxy at the same time.
[0026] In one preferred embodiment R
4 is methoxy and R
5 is butoxy. In another, R
4 and R
5 are both butoxy. In still another, R
4 is methoxy and R
5 is octoxy. In still yet another, R
5 and R
6 are each methyl. And in another, R
5 and R
6 are each methyl. And in another, R
5 and R
6 are each nitro.
[0027] The present invention is also directed to a dithio compound having the following
structure:

wherein R
10, R
11, and R
12 are each independently a lower alkyl, lower alkoxy or CO
2R
3 group where R
3 is as hereinbefore defined. In a preferred practice R
10, R
11, and R
12 are each independently a lower alkyl of C
1 to C
8.
[0028] The present invention is further directed to a compound having the formula:

wherein R
7 is methylene or phenylene and n is 0 or is an integer from 1 to 10 when R
7 is methylene or an integer from 1 to 12 when R
7 is phenylene; and R
8 and R
9 are each independently hydrogen, lower alkyl or lower alkoxy.
[0029] In one embodiment, R
7 is methylene, R
8 and R
9 are each lower alkoxy and n is an integer from 2 to 6. In a first practice of this
embodiment, R
8 and R
9 are each methoxy and n is an integer from 3 to 5. A preferred compound in this regard
has the following structure:

[0030] In a another embodiment, R
7 is phenylene, R
8 and R
9 are each lower alkoxy and n is an integer from 1 to 12. In a first practice of this
embodiment, R
8 and R
9 are each methoxy and n is an integer from 1 to 4; most preferably n is 1. A preferred
compound in this regard has the following structure:

[0031] In practice, the compounds employed in the present inventive method may be added
to the polymer using conventional techniques, such as via extrusion.
[0032] Without limitation, polymers contemplated in regard to the subject invention include
polyolefins and olefin copolymers, such as e.g. polyethylene including polyethylene
homopolymers and copolymers, including high density and linear low density polyethylene;
elastomers of polyethylene with other polyolefins; and most especially polypropylene.
Other polymers contemplated in regard to the practice of the invention are polystyrene
and styrenic copolymers, polyamides, polycarbonates, polyesters and polymers derived
from vinyl chloride monomers, such as PVC.
[0033] In practice, the dithio compounds of the present invention are added to the polymer
in an amount of from about 0.01 to about 5 weight percent based upon the weight of
said polymer. Preferably, the amount is from about 0.01 to about 0.5 weight percent.
Most preferably, about 0.05 to about 0.25 weight percent.
[0034] The compounds of the present invention may also be employed in conjunction with other
additives known heretofore, such as those including hindered phenols, e.g. tetrakis(methylene[3,5-di-t-butyl-4-hydroxy-hydrocinnamate])methane,
as commercially available under the tradename Anox 20; or phosphites, e.g. tris(2,4-di-t-dibutylphenyl)
phosphite commercially available under the tradename Alkanox 240; hindered amines,
e.g. bis-(2,2,6,6-tetramethyl-4-pieridinyl) sebacate; and 2-hydroxybenzophenones and
2-(2'-hydroxyphenyl) benzotriazoles. Also contemplated in this regard are aryl substituted
benzofuranones; preferably, substituted 3-aryl-2(3H)-benzofuranones.
[0035] A particulary preferred benzofuranone having this formula is 5,7-bis(1,1-dimethylethyl)-3-(3,4-dimethylphenyl)-2(3H)benzofuranone,
[0036] The following examples are offered to illustrate aspects of the invention and are
not limitations on the scope thereof.
EXAMPLES
[0037] Representative dithianes subject of the present invention were prepared as follows:
[0038] Preparation of Dithianes: All dithianes were prepared from the corresponding benzaldehydes using an adaptation
of a procedure outlined in Greene, T. W. et al. "Protective Groups in Organic Synthesis",
Second Edition, John Wiley & Sons, Inc., New York, NY (1991), Page 201. Specifically:
to a 50 mL 3-neck flask was added 10 mmol of arylaldehyde (corresponding to the compounds
delineated below), 15 mL of CH
2Cl
2 (dried over molecular sieves). The system was purged with N
2 and then 20 mmol of either 1,3-propanedithiol or 1,2-ethane dithihol was added. 20
mmol of BF
3·OEt
2 was then slowly added via a syringe dropwise with vigorous stirring. The reaction
was to varying extents exothermic, depending upon the substrate. A cold water bath
was kept on hand to provide a heat sink for this reaction if necessary. The reaction
was stirred at room temperature for 2-3 hours then diluted with Et
2O, washed with deionized water (DIW) (2x) and saturated NaCl, and dried over Na
2SO
4. Removal of the solvent afforded a solid (usually pale yellow) which was recrystallized
from Et
2O or THF with a small amount of hexanes added to precipitate. Yields for dithianes
ranged from 71 to 90 percent.
[0039] Prepared using this method were the following 2-aryl-1,3-dithianes. Melting points
and TGA's, where available, are provided.
[0040] 2-(4'-methoxyphenyl)-1,3-dithiane: Obtained as a white solid in 77% yield. mp 112-114.5°C.
[0041] 2-(4'-nitrophenyl)-1,3-dithiane: Obtained as a yellow solid in 80% yield. mp 139-140.5°C.
[0042] 2-(4'-trifluoromethylphenyl)-1,3-dithiane: Obtained as a white crystalline solid in 71% yield. mp 100.5-102°C.
[0043] 2-(2',4'-dinitrophenyl)-1,3-dithiane: Obtained as a yellow crystalline solid in 83% yield. mp 131-132°C.
[0044] 2-(2',4'-dimethylphenyl)-2,3-dithiane: Obtained as a very pale pink crystals in 88% yield. mp 132-133°C.
[0045] 2-(3',4'-dimethoxyphenyl)-1,3-dithiane: Obtained as a white crystalline solid in 85% yield. mp 90.4-91°C, TGA (5% mass loss)
182°C.
[0046] 2-methyl-2-phenyl-1,3-dithiane: Obtained as a white solid in approximately 50% yield.
[0047] 2-(4'-n-butoxy-3'-methoxyphenyl)-1,3-dithiane: Obtained as a white solid in 87% yield. mp 88.5-90°C, TGA (5% mass loss) 201°C.
[0048] 2-(3',4'-di-n-butoxyphenyl)-1,3-dithiane: Prepared from 2-(3'4-dimethoxyphenyl)-1,3-dithiane, as above, by treating first with
BBr
3 in CH
2Cl
2 to afford 2-(3',4'-dihydroxyphenyl)-1,3-dithiane in 88% yield. This was then treated
with NaH in THF followed by
n-butylbromide to give the desired product in moderate yield. mp 56.2-57.2°C, TGA (5%
mass loss) 217°C.
[0049] 2-(3'-methoxy-4'-n-octyloxyphenyl)- 1,3-dithiane: Recrystallized from CH
2Cl
2/MeOH. Obtained as a white solid in 87% yield. mp 59-61°C TGA (5% mass loss) 227°C.
[0050] 1,6-Hexamethylene-bis[2'-methoxy-4'-(2''-(1'',3''dithianyl))-1-phenoxide]: Recrystallized from CHCl
3/Et
2O to afford a yellow solid in 91% yield.
[0051] α,α-1,4-Xylene-bis[2'-methoxy-4'-(2''-(1'',3''-dithianyl))-1-phenoxide]: Recrystallized from toluene to afford a white solid in 39% yield.
[0052] Alkylation of Phenols: The alkylation of vanillin and other phenols was carried out in the following manner.
To a round bottom flask with stir bar was added 25 mmol vanillin, 25 mL of 1:1 DMF/THF,
27 mmol NaOH and 27 mmol of a primary alkylbromide. The solution was brought to reflux
and monitored by TLC and GC until the starting material was consumed (or nearly consumed).
Typically this reaction did not go to completion and a significant amount of starting
material remained unreacted. After cooling to room temperature the reaction mixture
was poured into hexanes, washed with DIW (1x), 2.5% NaOH (2x), then again with DIW
(1x). The organic phase was then dried over MgSO
4 and concentrated to give a light brown oil which crystallized from hexanes to give
a white solid.
EXAMPLE 1
[0053] The oxygen uptake of various compounds employed in the present invention was measured.
This parameter is indicative of antioxidant behavior.
[0054] Oxygen uptake was measured using, as a model system, the oxidation of 1,2,3,4-tetrahydronaphthalene
(tetralin) using 2,2'-azobisisobutyronitrile (AIBN) as a free radical initiator. This
technique relates the rate of oxidation of the substrate to oxygen consumption, as
measured as a drop in pressure in a closed system. The protocol was as follows:
[0055] Oxygen Uptake: Oxygen uptake was measured using a modified procedure described in Klemchuk, P. P.
et al.
Makromol. Chem., Macromol. Symp. (1989)
28:117-144. To a 100 mL 3 neck flask was added 0.24 mmol of various dithiol compounds
contemplated by the invention and 39 mL of 2.5 M tetralin in PhCl. A convection pressure
gauge attached using a kajon adapter was fitted to one neck of the flask. Through
another neck of the flask oxygen was purged through the solution while the third neck
was vented through an oil trap (approximately 5 minute purge). The system was then
sealed with glass stoppers and the temperature and pressure allowed to equilibrate
at 60°C for approximately 15 minutes. After equilibration, 1.13 mmol of AIBN was quickly
transferred in 2 mL of 2.5 M tetraline/PhCl and the system resealed. The pressure
within the closed system was then monitored versus time using the convention gauge.
[0056] Control runs using no additive (denominated as "control") and using conventional
distearyl 3,3'-thiopropionate (denominated as "DSTDP") as an additive were also conducted.
[0057] In a first set of experiments, various dithianes where the 2-aryl was unsubstituted
and monosubstituted as contemplated by the invention were measured. These were:
| RUN |
DITHIO COMPOUND |
| 1 |
2-phenyl-1,3-dithiane |
| 2 |
2-(4'-methoxyphenyl)-1,3-dithiane |
| 3 |
2-(4'-nitrophenyl)-1,3-dithiane |
[0058] The results are depicted in Figure 1. Figure 1 is a plot of pressure drop "P" (in
Torr) over time which correlates to oxygen uptake attributable to polymer oxidation.
As seen, the dithianes of Runs 1, 2 and 3 all measurably slowed oxygen uptake relative
to the controls using either no additive or using DSTDP, thus indicating antioxidant
behavior.
EXAMPLE 2
[0059] Example 2 employed the oxygen uptake protocol of Example 1, but used the following
disubstituted dithianes (Runs 5, 6 and 7) and a dithiane having a methyl in place
of a benzylic hydrogen (Run 8).
| RUN |
DITHIO COMPOUND |
| 5 |
2-(2',4'-dimethylphenyl)-1,3-dithiane |
| 6 |
2-(2',4'-dinitrophenyl)-1,3-dithiane |
| 7 |
2-(3',4'-dimethoxyphenyl)-1,3-dithiane |
| 8 |
2-methyl-2-phenyl-1,3-dithiane |
[0060] Again, the controls employed no additive and used DSTDP, respectively. The results
are depicted in Figure 2. As seen, all the dithianes showed antioxidant activity.
Also as apparent the meta positioning of the dithiane in Run 7 showed increased antioxidant
activity versus the ortho-substituted compounds of Runs 5 and 6.
EXAMPLE 3
[0061] This example demonstrates the effect of various compounds subject of the invention
in offering process stability to polypropylene under conditions of high shear. In
this example, several low molecular weight dithianes were incorporated into polypropylene
(PP) using a high speed vertical mixer (turbo mixer). This preparation is a high shear
stress, low temperature, processing technique. Melt flow viscosities were thereafter
measured, maintenance of same being indicative of process stability. Melt flow measurements
were also taken using Anox 20 and Alkanox 240, separately and together, as controls.
The results are shown in Table 1. The protocol was as follows:
[0062] Turbo Mix: Himont 6501 pp containing 0.1 weight percent calcium stearate (CaSt) was compounded
and pelletized using a Killon single screw extruder (temperature profile zone 1 -die:
190, 190, 200, 200°C). The pelletized PP was dry mixed with additives and then placed
in a high speed vertical blender. Two mixing cycles of 26 s (right/left) was usually
sufficient to form molten polymer. In the event adequate mixing was not achieved,
10 s mixing intervals were carried out until the polymer was molten. The molten sample
was then rapidly applied to a two-roll mill at 65°C to produce an approximately 0.5
mm tape.
[0063] Melt Flow Index: Melt flow rate was measured using a Tinius Olsen Extrusion Plastometer model MP 993.
The unit is a dead-weight piston plastometer with which the extrusion rate of thermoplastic
materials through an orifice is determined under prescribed conditions of temperature
(230°C) and pressure (2160 g, 6.35 mm piston travel), 360 s preheat time, 4.0 ± 0.2
g, in accordance with ASTM Standard Test Method D1238.
TABLE 1
| Melt Flow Data for PP Processed using a 'Turbo Mixer' |
| RUN |
DITHIO COMPOUND 2-ARYL-1,3-DITHIANE |
WT. % |
WT. % ANOX 20 |
WT. % ALKANOX 240 |
WT. % CaSt |
MELT FLOW (g/10 min.) |
| 1 |
None |
- |
0 |
0 |
0.1 |
50.0 |
| 2 |
2-(4'-nitrophenyl)-1,3-dithiane |
0.4 |
0 |
0 |
0.1 |
8.0 |
| 3 |
2-(3',4'-dimethoxyphenyl)-1,3-dithiane |
0.4 |
0 |
0 |
0.1 |
6.4 |
| 4 |
2-(3',4'-dimethoxyphenyl)-1,3-dithiane |
0.15 |
0 |
0.15 |
0.1 |
7.7 |
| 5 |
None |
- |
0.15 |
0.15 |
0.1 |
5.1 |
| 6 |
None |
- |
0.30 |
0 |
0.1 |
7.1 |
[0064] As evident, melt flow viscosities were maintained in Runs 2, 3 and 4 in accordance
with the present invention, with Runs 3 and 4 giving improved melt flow performance
and better color and odor properties than Run 2.
EXAMPLE 4
[0065] Higher molecular weight dithianes subject to the invention were evaluated using a
multipass extrusion technique. Incremental increases in molecular weight led to identification
of compounds with a TGA high enough to allow extrusion while minimizing superfluous
mass.
TABLE 2
| TGA Data for Incrementally Higher Molecular Weight Dithianes |
| COMPOUND |
TGA (5% MASS LOSS) (°C) |
| 2-(3',4'-dimethoxyphenyl)-1,3-dithiane |
182 |
| 2-(3'-n-butoxy-4'-methoxyphenyl)-1,3-dithiane |
201 |
| 2-(3',4'-di-n-butoxyphenyl)-1,3-dithiane |
217 |
| 2-(3'-methoxy-4'-n-octyloxyphenyl)-1,3-dithiane |
227 |
[0066] 2-(3'-methoxy-4'-
n-octyloxyphenyl)-1,3-dithiane was evaluated using a multipass extrusion technique
as follows.
[0067] Multipass Extrusion: Multipass extrusion was conducted using a Killon single screw extruder with a temperature
profile (Zone 1, 2, 3, die) of 200, 210, 220, 230°C. Formulations utilized in this
study are described in Table 4. Himont 6501 polypropylene was dry mixed with the specified
amount of these additives and then extruded. Samples of PP were taken after Pass 1,
Pass 3 and Pass 5. Melt flow data was obtained from these samples using ASTM Standard
Test Method D1238 methodology. Pass 5 polypropylene was then injection molded into
plaques. Initial color and gloss measurements were obtained and these plaques were
then aged in a convection flow oven at 135°C. Periodic measurement of color and gloss
was conducted throughout the study at approximately two week intervals. Weekly to
twice weekly observations were made for catastrophic failure.
[0068] Samples were taken on Passes 1, 3 and 5. Control runs were performed using calcium
stearate Anox 20 and Alkanox 20. The melt flow data for Pass 5 samples are shown in
Table 3 below:
TABLE 3
| Melt Flow Data From Extrusion Pass 5 of Multipass Evaluation in Polypropylene |
| SAMPLE FORMULATIONS |
WT. % 2-(3'-methoxy-4'- n-octyloxyphenyl)- 1,3-dithiane |
WT. % Anox 20 |
WT. % ALKANOX 240 |
WT. % CaSt |
MELT FLOW (g/10 min.) |
| 1 |
0 |
0 |
0 |
0.1 |
15.5 |
| 2 |
0 |
.15 |
0.15 |
0.1 |
4.4 |
| 3 |
0 |
0.30 |
0 |
0.1 |
5.0 |
| 4 |
0.30 |
0 |
0 |
0.1 |
6.5 |
| 5 |
0.15 |
0.15 |
0 |
0.1 |
5.1 |
[0069] As seen, the use of 2-(3'-methoxy-4'-
n-octyloxyphenyl)-1,3-dithiane, as representative of the present invention showed significant
activity as a process stabilizer. That is, average molecular weight (as correlates
to melt flow) was maintained much more effectively than in the control formulation
containing only calcium stearate.
EXAMPLE 5
[0070] Thermal stability using the present invention was evaluated. Polypropylene plaques
containing 2-(3'-methoxy-4'-
n-octyloxyphenyl)-1,3-dithiane and 1-6-hexamethylene-bis[2'-methoxy-4'-(2'
'-(1'
',3'
'-dithianyl))-1-phenoxide] were formed by injection molding as indicated in Example
4. Initial color and gloss were measured using the following techniques:
[0071] Color and Gloss: Color measurements were made using a Hunter Lab 10°/D65 instrument (Colorquest II)
using Universal Software. The indices L*, a*, b*, DE* and YID were recorded. Gloss
measurements were taken at a 60° incident angle.
[0072] The plaques were aged at 135°C in a convection flow oven and color and gloss measurements
taken again. The results are shown at Table 4, with values for DE* and YID given for
the initial plaques and as after 696 hours and 1152 hours of aging. Time to catastrophic
failure is also noted. The control contained only calcium stearate additive.
TABLE 4
| Color Data from Plaques Oven Aging at 135°C |
| ENTRY |
*ADDITIVES (WEIGHT %) |
INITIAL DE*;YID |
696 h DE*;YID |
1152 h DE*;YID |
CATASTROPHIC FAILURE |
| smp1 |
control |
0.53;4.55 |
- |
- |
72 h |
| smp2 |
Anox 20 (0.15) + Alkanox 240 (0.15) |
0.14;4.90 |
3.98;11.07 |
8.01;18.73 |
5232 h |
| smp3 |
Anox 20 (0.30) |
2.50;9.24 |
8.99;20.38 |
14.91;30.93 |
5760 h |
| smp4 |
2- (3'-methoxy-4'-n-octyloxyphenyl)-1,3-dithiane (0.30) |
0.20;5.30 |
- |
- |
264 h |
| smp5 |
2- (3'-metboxy-4'-n-octyloxyphenyl)-1,3-dithiane (0.15) + Anox 20 (0.15) |
0.33;5.30 |
4.00;11.27 |
8.25;19.22 |
5256 h |
| smp6 |
2- (3'-methoxy-4'-n-octyloxyphenyl)-1,3-dithiane (0.15) + Alkanox 240 (0.15) |
0.66;6.20 |
- |
- |
408 h |
| smp7 |
2- (3'-methoxy-4'-n-octyloxyphenyl)-1,3-dithiane (0.10) + Anox 20 (0.10) + Alkanox 240 (0.10) |
0.10;5.04 |
3.32;10.00 |
6.86;16.76 |
4368 h |
| smp8 |
1,6-hexamethylene-bis [2'-methoxy-4'-(2'' -(1'', 3''-dithianyl))-1-phenoxide] (0.30) |
1.20;2.54 |
- |
- |
24 h1 |
| smp9 |
Irganox HP (Benzolactone) (0.30) |
0.22;4.89 |
4.21;11.48 |
7.58;17.95 |
4608 h |
| * All formulations included 0.10 weight percent CaSt. |
| 1 Aging discontinued due to surface bloom due to poor solubility of the additive. |
[0073] As seen, use of 2-(3'-methoxy-4'-
n- octyloxyphenyl)-1,3-dithiane in Samples 4, 5, 6 and 7 showed improved thermal stability
versus the control of Sample 1 wherein no additive was provided. Even greater stability
was apparent when use was in conjunction with Anox 20 (Sample 5) and Alkanox 240 (Sample
6), and with a combination of Anox 20 and Alkanox 240 (Sample 7).
[0074] In addition to the notable performance in terms of catastrophic failure, the three
component system of Sample 7 also showed less color development in long term aging
tests as compared to Irganox HP blends (Sample 9) and Anox 20/Alkanox 240 systems
(Samples 2 and 3). The initial color of all samples were similar with the exception
of formulations containing only Anox 20 which showed significant yellowing. The formulation
of Sample 8 also differed in color due to poor solubility of the additive leading
to observed bloom after only 24 h at 135°C.
[0075] Periodic color and gloss measurements revealed the following trends. Gloss remained
essentially unchanged even after 4000 h of aging. Initial color as measured by YID
and *DE was improved by the embodiment of the present invention wherein 2-(3'-methoxy-4'-
n-octyloxyphenyl)-1,3-dithiane was used in conjunction with Anox 20 and Alkanox 240
(Sample 7). This color trend continued in long term aging with the formulation Sample
7 having measurably better color throughout the study.
EXAMPLE 6
[0076] The oxygen uptake of a dithiolane subject of the present invention was measured and
compared to dithiane.
[0077] The dithiolane employed in this regard was 2-(4'-dodecyloxy-3'-methoxyphenyl)-1,3-dithiolane.
It was obtained as a white solid in quantitative yield mp 47.5 to 48.5°C; TGA (5%
mass loss) 242°C, from the reaction of 4'-dodecyloxy-3'-methoxybenzaldehyde and 1,2-ethanedithiol
using the same procedures described hereinbefore for Preparation of Dithianes.
[0078] The dithiane used in this experiment was 2-(3'-4'-dimethoxyphenyl)-1,3-dithiane.
[0079] The oxygen uptake protocol described in Example 1 was employed. The control had no
additive.
[0080] Results are shown in Figure 3. As seen, the dithiolane not only showed improved slowing
of oxygen uptake over the control, it also showed greater efficacy than even the dithiane.
EXAMPLE 7
[0081] The effect of the dithiolane of Example 6 on meltflow of polypropylene was evaluated
using the same Multipass Extrusion technique described in Example 4, the results were
compared to the dithiane of Example 6.
[0082] In addition, a comparison of thermal stability using these compounds was measured
as described in Example 5.
[0083] The results are shown in Table 5, below:
TABLE 5
| Multipass comparison of dithiolane and dithiane followed by oven aging a 135° C. |
| |
Additive (wt %) |
Pass 5 melt flow |
Catastrophic failure |
| control |
none |
15.5 |
48h |
| 2-(4'-dodecyloxy-3'-methoxyphenyl)-1-3-dithiolane |
0.30 |
6.0 |
2376h |
| 2-(3'-4'-dimethoxyphenyl)-1,3 -diathiane |
0.30 |
6.5 |
264h |
[0084] As seen from the Pass 5 data, the use of 2-(4'-dodecyloxy-3'-methoxyphenyl)-1,3 dithiolane,
as representative of this class of compounds in the practice of the present invention,
showed significant activity as a process stabilizer, and indeed performed slightly
better than the dithiane.
[0085] Also as can be seen, in long term heat aging the dithialane afforded excellent thermal
stability to the polypropylene as compared to the control formulation using no additive
and as Compared to the dithiane.
EXAMPLE 8
[0086] Preparation of Dithiepanes and Benzodithiepins. The formation of 7- metered ring thioacetal derivatives comtemplated by the present
invention are made using the same synthetic methodology as set forth hereinbefore.
1,4-Butanedithiol is reacted with an appropriate aryl aldehyde or ketone in the presence
of a lewis acid to afford 2-aryl-1,3-dithiepane. 1,5-dihydro-3-aryl-2,4-benzodithiepins
are readily prepared from the acid catalyzed condensation of 1,2-benzenedimethane
and an appropriate aldehyde or ketone. Ref: Greene, T.W. and Wuts, P.G.M. Protective
Groups in Organic Synthesis.
1. A method of polymer stabilization which comprises adding to a polymer a stabilizingly
effective amount of a compound having the formula:

wherein R is hydrogen, lower alkyl or phenyl;
Ar is a monocyclic or fused polycyclic aromatic moiety having up to 15 ring atoms
any of which may be unsubstituted or substituted with one or more lower alkyl, lower
alkoxy, haloalkyl, nitro and COR3, CO2R3,

CN, NR23A and SO3R3 groups or Ar can be substituted with one or more Ar groups substituted or unsubstituted
as herein defined wherein R3 is hydrogen, halogen or lower alkyl and R3A is hydrogen, lower alkyl, lower
alkoxy, COR3, CO2R3, and

with the proviso that R3 is hydrogen or lower alkyl when the substituent is SO3R3 and
when R3A is

A is

R1 and R2 are each independently hydrogen, lower alkyl, phenyl or R1 and R2 when on adjacent carbon atoms may be joined together with said adjacent carbon atom
to form a 6 membered aromatic ring; and
m is 0, 1 or 2 with the proviso that when A is

m is 0.
2. The method of Claim 1 wherein A is - S - and m is 1.
3. The method of Claim 2 wherein Ar is a monocyclic aromatic moiety and R1 and R2 are each hydrogen.
4. The method of Claim 3 wherein Ar is phenyl and R is hydrogen.
5. The method of Claim 4 wherein said phenyl is substituted with one or more lower alkoxy
groups.
6. The method of Claim 5 wherein said compound has the formula:
7. The method of Claim 5 wherein said compound has the formula:
8. The method of Claim 5 wherein said compound has the formula:
9. The method of Claim 5 wherein said compound has the formula:
10. The method of Claim 5 wherein said compound has the formula:
11. The method of Claim 4 wherein said phenyl is substituted with one or more nitro groups.
12. The method of Claim 11 wherein said compound has the formula:
13. The method of Claim 11 wherein said compound has the formula:
14. The method of Claim 4 wherein said phenyl is substituted with one or more lower alkyl
groups.
15. The method of Claim 14 wherein said compound has the formula:
16. The method of Claim 4 wherein said phenyl is substituted with one or more haloalkyl
groups.
17. The method of Claim 16 wherein said compound has the formula:
18. The method of Claim 3 wherein Ar is phenyl and R is lower alkyl.
19. The method of Claim 18 wherein said compound has the formula:
20. The method of claim 2 wherein A is -S-and m is O.
21. The method of Claim 20 wherein Ar is a monocyclic aromatic moiety and R1 and R2 are each hydrogen.
22. The method of Claim 21 wherein Ar is phenyl and R is hydrogen.
23. The method of Claim 22 wherein said phenyl is substituted with one or more lower alkyl
groups.
24. The method of Claim 23 wherein said compound has the formula:
25. The method of Claim 1 wherein said compound is added to said polymer in an amount
of from about 0.01 to about 5 weight percent.
26. The method of Claim 25 wherein said amount is from about 0.01 to about 0.5 weight
percent.
27. The method of Claim 26 wherein said amount is from about 0.05 to about 0.25 weight
percent.
28. The method of Claim 1 wherein said compound is employed with one or more additives
selected from the consistency of a hindered phenol, phosphite, hindered amine, 2-hydroxybenzophenonel,
2(-2'- hydroxyphenyl) benzotriazole and an aryl substituted benzofuranonel.
29. The method of Claim 1 wherein said hindered phenol is tetrakis (methylene[3,5-di-t-butyl-4-hydroxyhydrocinnamate,
said phosphite is tris (2,4-di-t-butylphenyl) phosphhite; said hindered amine is bis-(2,2,6,6-tetramethyl-4-pierpidinyl)
sebacate; and said aryl substituted benzofuranone is a substituted 3-aryl-2(3H)-benzofuranone.
30. The method of Claim 29 wherein said substituted 3-aryl-2(3H) beuzofuranone is 5,7-bis(1,1-dimethylethyl)-3-(3,4-dimethylphenyl)-2(3H)
benzofuranone.
31. The polymer product obtained by the method of Claim 1.
32. The polymer product of Claim 31 wherein said polymer is selected from the group consisting
of a polyolefin, an olefin copolymer, polystyrene, a styrenic copolymer, a polyamide,
a polyester, a polycarbonate and a polymer derived from a vinyl chloride monomer.
33. The polymer product of Claim 32 wherein said polyolefin is polypropylene.
34. A compound having the formula:

wherein R
4 is hydrogen, lower alkoxy; R
5 is lower alkoxy, lower alkyl or nitro; and R
6 is hydrogen, lower alkyl or nitro with the provisos that (i) when R
4 and R
5 are lower alkoxy, R
6 is hydrogen; (ii) when R
5 and R
6 are lower alkyl or nitro, R
4 is hydrogen; and (iii) R
4 and R
5 are not methoxy at the same time.
35. The compound of Claim 34 wherein R4 is methoxy and R5 is butoxy.
36. The compound of Claim 34 wherein both R4 and R5 are butoxy.
37. The compound of Claim 34 wherein R4 is methoxy and R5 is octoxy.
38. The compound of Claim 34 wherein R5 and R6 are each methyl.
39. The compound of Claim 34 wherein R5 and R6 are each nitro.
40. A compound having the formula:

wherein R
7 is methylene or phenylene and n is 0 or is an integer from 1 to 10 when R
7 is methylene or an integer from 1 to 12 when R
7 is phenylene; and R
8 and R
9 are each independently hydrogen, lower alkyl or lower alkoxy.
41. The compound of Claim 40 wherein R7 is methylene, R8 and R9 are each lower alkoxy and n is an integer from 2 to 6.
42. The compound of Claim 40 wherein R8 and R9 are each methoxy and n is an integer from 3 to 5.
43. The compound of Claim 40 having the formula:
44. The compound of Claim 43 wherein R7 is phenylene, R8 and R9 are each lower alkoxy and n is an integer from 1 to 12.
45. The compound of Claim 44 wherein R8 and R9 are each methoxy and n is 1 to 4.
46. The compound of Claim 44 having the formula:
47. A compound having the formula:

wherein R
10, R
11 and R
12 are each independently a lower alkyl, lower alkoxy or CO
2R
3 group above R
3 is hydrogen, halogen or lower alkyl.
48. The compound of Claim 47 wherein R10, R11 and R12 are each independently a lower alkyl of C1 to C8 or a lower alkyl of C1 to C8.