FIELD OF THE INVENTION
[0001] The invention relates generally to active acoustic attenuation systems that are designed
to actively cancel tonal disturbances. In particular, the invention uses a novel method
of determining a system control model, thereby improving system stability, sound quality
and performance in tonal applications.
BACKGROUND OF THE INVENTION
[0002] Active acoustic attenuation involves the injection of a canceling acoustic wave to
destructively interfere with and cancel a system input acoustic wave, thus yielding
a system output. A control model inputs a reference signal and in turn supplies a
correction signal to an output transducer (e.g., a loudspeaker in a sound application
or a shaker in a vibration application). The output transducer injects the canceling
acoustic wave or secondary input in order to destructively interfere with the system
input so that the system output is zero or some other desired value. The system output
acoustic wave is sensed with an error sensor such as a microphone in a sound system,
or an accelerometer in a vibration system.
[0003] Most active sound or vibration control systems use an adaptive control model such
as the filtered-X least means square (LMS) or the filtered-U recursive least means
square (RLMS) update methods as described in U.S. Patent No. 4,677,676. These systems
typically use an adaptive transversal finite impulse response (FIR) filter or an infinite
impulse response (IIR) filter. An error input signal, which depends at least in part
on the error signal from the error sensor, is supplied to the adaptive control filter.
Adaptive parameters in the adaptive control filter are updated in relation to the
error input signal. A convergence factor or step size parameter is normally selected
to ensure conversions of the adaptive control filter. In these systems, it is important
to account for the delay and phase shifts in the auxiliary path (i.e. speaker-error
path (SE) in a sound control system) when updating the adaptive control filter model.
In the above-referenced filtered-X LMS and filtered-U RLMS methods, C path modeling
of the auxiliary path (SE) is used to account for delays and phase shifts. C modeling
is often accomplished on-line by injecting low levels of random noise and using LMS
techniques for the on-line C path modeling. The use of adaptive control algorithms
such as the LMS or the RLMS and the use of random noise in C path modeling can be
very effective. However, these techniques have disadvantages, particularly when attenuation
of acoustic energy is intended only at discrete frequencies where tonal disturbances
exist. For example, the use of random noise C path modeling is undesirable in tonal
systems because the addition of the random noise is usually noticeable. The random
noise component added for C path modeling is typically vastly different in character
than the tonal disturbance, thus making it very obvious when C path modeling is being
performed. Often the added random noise is intrusive and objectionable. In addition,
a strong disturbance tone corrupts the C path modeling process at the frequency of
the disturbance, which is precisely the frequency where a good model is required.
The corruption occurs because the signal-to-noise ratio at the required frequency
is poor. To overcome this problem, C path modeling can be done using a very small
adaptation step size and adapting over a long time period. However, this is generally
undesirable. Another method used to overcome the model corruption problem is to use
an active line enhancer or ALE. An ALE removes the disturbance tone from the modeling
process, but this adds complexity to the overall algorithm.
[0004] The use of continuously adaptive algorithms such as the LMS or RLMS is often undesirable
in tonal systems for several additional reasons. First, the possibility of instability
exists during each and every adaptation cycle. Stability problems are especially prevalent
when acoustic feedback is present. Instability is unacceptable, so continuous stability
monitoring is required. Stability monitoring can be complex and is often ineffective.
Second, constraint calculations (such as power limiting) are often complicated, especially
in multiple input, multiple output, multiple error (MIMO) systems. Adapting with constraints
can result in very slow adaptation rates near the optimal, constrained solution.
[0005] A third reason to avoid MIMO LMS-type adaptive models is the possibility that such
models may get stuck in local, non-optimum minimum solutions. Even when local minimum
do not exist, regions of very shallow gradient in the error surface can result in
extremely long adaptation times.
[0006] For the above reasons, it is desirable to provide a tonal cancellation system that
does not require random noise C path modeling, and does not require the use of a continuously
adapting control model.
SUMMARY OF THE INVENTION
[0007] Some aspects of the present invention are set out in the accompanying claims.
[0008] The preferred embodiment of the invention is an active acoustic attenuation system
that is intended to attenuate relatively stationary tonal disturbances. The system
has a control model A that is not a continuously adapting control filter. Rather,
the system uses an overall system test model Q that adaptively models the entire system
from the system input sensor to the error sensor, including the physical acoustic
path PE and the control path A(SE). The overall system test model Q is implemented
when the system is in test mode in order to initially determine and intermittently
update the control model A.
[0009] When the system is in attenuation mode, the control model A inputs a reference signal
from an input sensor and outputs a correction signal which drives an output transducer.
The output transducer outputs secondary input that combines with the system input
to yield the system output. The control model A does not adapt and does not input
an error signal while the system is operating to attenuate a tonal disturbance. When
the system is in test mode, the overall system test model Q adaptively models the
entire system including the control model A and the output transducer. To do this,
a first set of test values for adjustable control parameters Atest(1) in the control
model A are selected, and the system is operated in test mode so that the overall
system test model Q adapts to a solution Q(1) based on the test control model Atest(1).
The overall system test model Q receives the reference signal as model input and receives
a combination of the Q model output signal and the error signal as an error input.
Then, a second set of test values Atest(2) are selected, and the system is again operated
in test mode so that the overall system test model Q adapts to a solution Q(2) based
on the test control model Atest(2). In a SISO system, an optimum value for the control
model A is then determined from Atest(1), Atest(2), Q(1), and Q(2), e.g., using linear
algebra techniques. The system then operates in an attenuation mode in which the control
model A is non-adapting to attenuate tonal disturbances. Intermittently, or whenever
the acoustic energy represented by the error signal exceeds a threshold value, the
control parameters in the control model A are updated by switching the system into
test mode as described above.
[0010] The technique is simple but also effective for relatively stationary tonal disturbances.
In addition, the system automatically handles situations where the reference signal
contains acoustic feedback from the output transducer (e.g. canceling loudspeaker).
Benefits of the system include simplicity, stability, sound quality (no need for the
addition of random noise), performance (avoidance of adaptation difficulties with
LMS-type algorithms) and straightforward constraint application. The invention can
also be implemented in multiple input, multiple output and multiple error (MIMO) systems.
[0011] The present invention is applicable to sound attenuation systems, wherein the actuator
is a loudspeaker, and the error sensor is a microphone. The input sensor may measure
the rotational position of a machine causing the tonal disturbance. Alternatively,
the input sensor may be a microphone, the system further comprising a phase-lock-loop
circuit which inputs the reference signal outputting the input sensor before the reference
signal inputs the overall system test model Q.
[0012] The invention is also applicable to vibration control systems, wherein the error
sensor is an accelerometer, and the actuator is an electromechanical shaker.
[0013] According to a further independent aspect of the invention, in an active acoustic
attenuation system having a single system input and a single system output, there
is provided a method of attenuating tonal disturbances in the system, the method comprising
the steps of:
providing a reference signal representing a tonal disturbance in the system input;
processing the reference signal through a control model A to generate a correction
signal;
generating a secondary input in response to the correction signal;
combining the secondary input with the system input to yield the system output;
sensing the system output and generating an error signal in response thereto; and
determining control parameters of the control model A in the following manner:
a) providing an overall system test model Q that adaptively models the entire system
from the system input to the system output;
b) selecting a first version of a test control model Atest(1) which includes a first
set of test values for control parameters in the control model A;
c) operating the system in test mode with the control model A set to Atest(1) to adaptively
determine a first solution of the overall system test model Q(1);
d) selecting a second version of a test control model Atest(2) which includes a second
set of test values for control parameters in the control model A;
e) operating the system in test mode with the control model A set equal to Atest(2)
to adaptively determine a second solution of the overall system test model Q(2); and
f) using Q(1), Q(2), Atest(1) and Atest (2) to calculate the control parameters used
in control model A.
[0014] The control model A may be calculated by solving the following set of linear equations:

where PE represents an acoustic path between the input sensor and the error sensor
and SE represents an auxiliary path between the output of the control model A and
the error sensor, and the control model A is determined in accordance with the following
expression:

[0015] Alternatively, the control model A may be calculated by solving the following set
of linear equations:

where PE represents an acoustic path between the input sensor and the error sensor,
a variable TT = SE - (SF) (PE), SE represents an auxiliary path between the output
of the control model A and the error sensor, SF represents an auxiliary path between
the output of the control model A and the input sensor, and the control model A is
determined in accordance with the following expression:

[0016] The method may involve intermittently recalculating the values of the control parameters
of the control model A in order to update the control model A by intermittently repeating
steps a) through f) recited.
[0017] The control parameters for control model A may be represented by a phasor having
a magnitude element and a phase element and updated versions of control model A may
be recalculated by selecting subsequent test values for the adjustable control parameters
in the test control models Atest(1) and Atest(2), the subsequent test values being
selected by modifying the magnitude or phase of the adjustable control parameters
of the current model A, and again operating the system in test mode.
[0018] Alternatively, the control parameters for control model A may be represented by a
phasor having a magnitude element and a phase element, and test values for the test
control models Atest(1) and Atest(2) which are selected for updating the control model
A may be selected such that the magnitude element of Atest(1) has the same magnitude
as the magnitude element of the current version of the control model A and the phase
element of Atest (1) is shifted with respect to the phase element of the then current
version of control model A, and such that the magnitude element of Atest(2) is the
same magnitude as the magnitude element of the then current version of control model
A and the phase element of Atest(2) is shifted from the phase element of the then
current version of control model A, and also shifted in a direction opposite to the
selected value for Atest(1).
[0019] Alternatively, the control parameters for control model A may be represented by a
phasor having a magnitude element and a phase element, and test values for the test
control models Atest(1) and Atest(2) which are selected for updating the control model
A may be selected such that the magnitude element of Atest(1) has the same magnitude
as the magnitude element of the current version of the control model A and the phase
element of Atest (1) is shifted with respect to the phase element of the then current
version of control model A, and such that the magnitude element of Atest(2) is the
same magnitude as the magnitude element of the then current version of control model
A and the phase element of Atest(2) is also equal to the phase element of the then
current version of control model A.
[0020] Alternatively, the control parameters for the control model A may be represented
by a complex number having an in-phase component and a quadrature component, and test
values for the test control models Atest(1) and Atest(2) which are selected for updating
the control model A may be selected by making relatively small changes to the in-phase
component and the quadrature component of the current version of the control model
A.
[0021] The method may alternatively involve recalculating the value of the control parameters
in the control model A when the error signal represents an amount of acoustic energy
in the system output that exceeds a preselected value, the recalculation of the values
of the control parameters for the control model A being accomplished by repeating
steps a) through f).
[0022] The initial test values for the test control models Atest(1) and Atest(2) are selected
such that Atest(1) = 0 and Atest(2) may be selected to satisfy the power limit requirements
for the system.
[0023] According to a further independent aspect of the invention, there is provided an
active acoustic attenuation system having a system input and a system output, the
system comprising:
at least one input sensor generating a reference signal wherein m represents the number
of reference signals generated;
a control model A having n x m model channels Aji, each model channel inputting one
of the m reference signals and outputting one of n correction signals;
a plurality of n output transducers each receiving one of the n correction signals
and outputting a secondary input that combines with the system input to yield the
system output;
a plurality of p error sensors, each error sensor sensing the system output and outputting
an error signal;
an overall system test model Q that models the system between the system input and
the system output, the overall system test model Q having p x m channels, each channel
inputting one of m reference signals and outputting one of p channel output signals;
and
a plurality of p summers each receiving one of the p error signals and one of the
p channel output signals and outputting an adaptive update signal which is received
by the overall system test model Q as error input, wherein values for control parameters
for the n x m model channels Aji for control model A are calculated directly from multiple solutions for the overall
system test model Q.
[0024] Preferably, the adaptive parameters for the n x m model channels for control model
A are determined in accordance with the following steps:
a) selecting a version of a test control model channel for each of the n x m channels
in the control model A, said test control model channel Atestji(g) including a set
of test values for adjustable control parameters in the respective test control model
channel wherein i represents the index of reference signal that inputs the respective
control model channel, j represents the index of correction signal that outputs the
respective control model channel, and g identifies the test mode sampling;
b) operating the system in test mode with the n x m control model channels for control
model A set equal to Atestji(1) to adaptively determine a first set of solutions for
the p x m channels of the overall system test model Q, wherein Qki(g) represents solutions
for the Q model channel inputting the ith reference signal and outputting a signal
which combines with the kth error signal for the gth test mode sampling;
c) determining the number of test mode samplings required to mathematically determine
values for the n x m model channels for the control model A, wherein the minimum number
of test mode samplings is given by the following expression:

d) repeating steps a) and b) for at least

test mode samplings; and
e) using Atestji(g) and Qki(g) to calculate the control parameters for the channels
Aji in the control model A.
[0025] The adjustable control parameters for the channels A
ji for the control model A may be represented by a phasor having a magnitude element
and a phase element.
[0026] Updated versions of the channels Aji for the control model A may be recalculated
by selecting subsequent test values for the adjustable control parameters in the channels
Atestji(g) for the test control model channels, and said subsequent test values may
be selected by modifying the magnitude or phase of the current version of the control
parameters for the respective channel model A
ji.
[0027] The adjustable control parameters for the channels A
ji for the control model A may each be represented by a complex number having an in-phase
component and a quadrature component.
[0028] The system may be designed to attenuate sound, the output transducers being loudspeakers,
and the error sensors being microphones.
[0029] At least one of the input sensors may sense rotational position.
[0030] There may be at least one input sensor which is a microphone.
[0031] At least one of the output transducers may be an electromechanical shaker.
[0032] According to a still further independent aspect of the invention, in an active acoustic
attenuation system having a system input and a system output, there is provided a
method of attenuating tonal disturbances, the method comprising the steps of:
providing at least one reference signal representative of the tonal disturbance in
the system input, wherein m represents the number of individual reference signals
generated;
processing each of the m reference signals through appropriate control model channels
Aji to generate a plurality of n correction signals;
generating a secondary input for each of the n correction signals;
combining the secondary input with the system input to yield the system output;
sensing the system output and generating a plurality of p error signals in response
thereto;
determining control parameters of the control model channels Aji in the following manner:
a) selecting a version of a test control model channel for each of the n x m channels
in the control model A, said test control model channel Atestji(g) including a set
of test values for adjustable control parameters in the respective test control model
channel wherein i represents the index of the reference signal that inputs the channel,
j represents the index of correction signal that outputs the channel and g identifies
the test mode sampling;
b) operating the system in test mode with the n x m control model channels for control
model A set equal to Atestji(1) to adaptively determine a first set of solutions of
the p x m channels of the overall system test model Q, wherein Qki(g) represents the
solutions for Q model channel inputting the ith reference signal and outputting a
signal that is combined with the kth error signal for the gth test mode sampling;
c) determining the number of test mode samplings g required to mathematically determine
values for the n x m model channels for the control model A, wherein the minimum number
of test mode samplings given by the following expression:

d) repeating steps a) and b) for at least

test mode samplings; and
e) using Atestji(g) and Qki(g) to calculate the control parameters for the channels
Aji in the control model A.
[0033] The channels A
ji of the control model A may be calculated by solving a set of linear equations relating
to test values for the channels of the overall system test model Qki(g) and the channels
of the test control model Atestji(g) to determine unknown acoustic and electrical
paths in the system.
[0034] The method may further comprise the step of filtering each reference signal through
a phase-lock-loop circuit before the reference signal inputs the respective channel
for the overall system test model Q.
[0035] The values of the control parameters for the control model channels A
ji may be recalculated intermittently.
[0036] The value of the control parameters for the control model A may be recalculated when
an amount of acoustic energy in the system output represented by the error signals
exceeds a preselected threshold value.
[0037] The adjustable control parameters for the channels Aji for the control model A may
each include two phasor elements, a magnitude element and a phase element, and updated
versions of the channels Aji for the control model A may be recalculated by selecting
subsequent test values for the adjustable control parameters and the channels Atestji(g)
for the test control model channels, and said subsequent test values may be selected
by modifying the magnitude or phase of the current version of the control parameters
for the respective channel model Aji.
[0038] Other features and advantages of the invention will be apparent to those skilled
in the art upon inspecting the drawings and the following description thereof.
BRIEF DESCRIPTION OF THE DRAWINGS
[0039] Fig. 1 is a schematic illustration of SISO active acoustic attenuation system implementing
an adaptive FIR filter as is known in the art in which the input sensor is a tachometer.
[0040] Fig. 2 is a block diagram illustrating the acoustic paths and control paths in the
prior art SISO system shown in Fig. 1.
[0041] Fig. 3a is a block diagram illustrating acoustic paths and control paths in a SISO
system designed in accordance with the invention, when the system is operating in
attenuation mode to cancel a tonal disturbance.
[0042] Fig. 3b is a block diagram illustrating acoustic paths and control paths in a SISO
system designed in accordance with the invention, and when the system is operating
in test mode to determine an optimum value for control model A.
[0043] Figs. 4a and 4b are phasor diagrams illustrating the calculation of control parameters
A(r,θ) for control model A.
[0044] Fig. 5 is a schematic illustration showing a prior art SISO active acoustic attenuation
system implementing an adaptive LMS filter, which is similar to the system shown in
Fig. 1 except that the input sensor in Fig. 5 is a microphone.
[0045] Fig. 6a is a block diagram illustrating acoustic paths and control paths in a SISO
system designed in accordance with the invention in which the input sensor is exposed
to acoustic feedback, and when the system is operating in attenuation mode to cancel
a tonal disturbance.
[0046] Fig. 6b is a block diagram illustrating acoustic paths and control paths in a SISO
system designed in accordance with the invention in which the input sensor is exposed
to acoustic feedback, and when the system is operating in test mode to determine an
optimum value for control model A.
[0047] Fig. 7a is a block diagram illustrating acoustic paths and control paths in a MIMO
system designed in accordance with the invention when the system is operating in attenuation
mode to cancel one or more tonal disturbances.
[0048] Fig. 7b is a schematic illustration showing the operation of a multiple input, multiple
output, multiple error (MIMO) system in accordance with the invention, when the system
is operating in test mode to determine optimal values for control parameters in channels
of control model A.
DETAILED DESCRIPTION OF THE DRAWINGS
Prior Art (Figs. 1, 2, 5)
[0049] Fig 1 shows an active acoustic attenuation system 10 with a feed forward adaptive
control system implementing a filtered-X LMS update as is known in the art. In the
system 10 shown in Fig. 1, an input sensor 12 generates a reference signal x(k) that
is processed by adaptive A filter 14 to generate a correction signal y(k). The correction
signal y(k) is transmitted to an output transducer 18. The output transducer 18 outputs
a secondary input (i.e. a canceling acoustic wave) that combines with the system input
(i.e. an input acoustic wave) to yield the system output (i.e. an output acoustic
wave). An error sensor 20 senses the system output and generates an error signal e(k)
in response thereto. The purpose of the prior art system 10 shown in Fig. 1 is to
cancel acoustic tones (i.e. tonal disturbances) propagating through duct 22, which
are generated by fan 24. In Fig. 1, the input sensor 12 is a tachometer which senses
the rotational speed of the fan, and is isolated from acoustic feedback. The output
transducer 18 in Fig. 1 is a loudspeaker which injects a canceling acoustic wave into
the duct 22.
[0050] In the prior art acoustic attenuation system 10 shown in Fig. 1, the adaptive A filter
14 is typically a transversal finite impulse response (FIR) filter, or possibly an
infinite impulse response (IIR) filter as described in U.S. Patent Nos. 4,677,676
and 4,677,677.
[0051] Fig. 2 illustrates the acoustic paths and control paths in the system 10 shown in
Fig. 1. In Fig. 2, block PE represents the acoustic path between the input sensor
12 and the error sensor 20, and block SE represents the auxiliary path from the output
of control model A to the error sensor 20. Summing junction 20 in Fig. 2 represents
the error sensor 20 shown in Fig. 1. Typically, the acoustic path PE and the auxiliary
path SE while relatively stable, tend to change over relatively long periods of time.
As mentioned, when using prior art FIR or IIR adaptive control filters for model A,
it is important to account for propagation delay and phase shifts in the auxiliary
path SE in order to assure convergence. Typically, this has been accomplished by implementing
the filtered-X LMS or filtered-U RLMS methods in which a copy of the C model, block
26, is used to filter the reference signal x(k) in order provide a filtered regressor
signal x'(k) to multiplier 28. The multiplier 28 combines the filtered regressor signal
x'(k) with the error signal e(k) to provide error input to the adaptive control filter
A via line 30. As mentioned, the invention eliminates the need for directly modeling
the auxiliary path SE (i.e., eliminates the need for filtering a regressor signal
with a C model copy 26), and also avoids the use of adaptive FIR or IIR filters, both
of which may unnecessarily complicate and possibly compromise system performance when
the system is designed to cancel tonal disturbances in contrast to broadband acoustic
energy.
[0052] The prior art system 10f shown in Fig. 5 is similar in many respects to the system
10 shown in Fig. 1 except that the input sensor 12f shown in Fig. 5 is a microphone,
rather than a tachometer 12. Analytically, one of the primary differences between
the system 10 shown in Fig. 1 and the system 10a shown in Fig. 5 is that the input
microphone 12f in Fig. 5 is exposed to acoustic feedback from the output transducer
18. It is well known in the art (e.g. U.S. Patent Nos. 4,677,676 and 4,677,677) that
the filtered-X FIR and filtered-U IIR methods are capable of accommodating acoustic
feedback from the output transducer 18 to the input sensor 12a. In other respects,
the prior art system 10a shown in Fig. 5 is similar to the prior art system 10 shown
in Figs. 1 and 2.
Present Invention
[0053] Figs. 3a and 3b are block diagrams illustrating a SISO active acoustic attenuation
system 100 that operates in accordance with the invention. In Figs. 3a and 3b, the
illustrated system is one in which the input sensor is isolated from acoustic feedback
from the output transducer 18, such as a sensor sensing rotational position of a fan.
Fig. 3a illustrates the system operating in attenuation mode and is identified by
reference numeral 100a, whereas Fig. 3b illustrates the system operating in test mode
and is identified by reference numeral 100t.
[0054] Referring to Fig. 3a, the system 100a attenuates tonal disturbances in the system
input when PE and SE are relatively stationary, and when a suitable reference signal
x(k) is available. The reference signal x(k) inputs control model A which processes
the signal and outputs a correction signal y(k) to the output transducer. The control
model A contains adjustable control parameters which can be represented as a phasor
having a magnitude element and a phase element; or alternatively a single complex
number having an in-phase component and a quadrature component. Block PE represents
a transfer function of the physical system without any control from the input sensor
12 to the error sensor 20. The input sensor 12 preferably measures rotational position
of the fan. Block SE represents a transfer function from the output of the control
model A to the error sensor 20. Instead of adapting the control model A using an algorithm
such as LMS or RLMS, the solution for control model A is calculated directly from
the transfer functions PE and SE. For single tone SISO systems, the following expression
represents the optimum value of control model A:

where PE and SE are single complex values. For single tone MIMO systems, PE is a
p x m complex matrix and SE is a p x n complex matrix, where m is the number of reference
signals, n is the number of correction signals, and p is the number of error signals.
The pseudo inverse of SE is an n x p complex matrix and control model A is an n x
m complex matrix. More details of the preferred MIMO system are discussed below in
connection with Figs. 7a and 7b.
[0055] For direct calculation of Equation (1) to be effective, accurate estimates of PE
and SE are required at the disturbance frequency. Estimates of PE and SE, and in turn
the values for the adjustable control parameters in control model A, are preferably
calculated and recalculated from time to time by operating the system in test mode
as shown in Fig. 3b.
[0056] In Fig. 3b, the block Q represents an adaptive model that models the overall system
from the input sensor 12 to the error sensor 20 including the uncontrolled physical
path PE as well as the control path, blocks Atest and SE. In order to operate the
system 100t in test mode, a first set of test values Atest(1) are selected for the
control parameters for control model A. This is represented in Fig. 3b by block Atest.
The system 100t is then operated in test mode to adaptively determine a solution Q(1)
for the overall test model Q. In this regard, model Q receives the reference signal
x(k) as model input. Summer 29 inputs the model output from the Q model as well as
the error signal e(k), and outputs a signal in line 31 that inputs the Q model as
error input. Adaptation of overall system test model Q in the test mode is generally
a much safer and more reliable process than continuously adapting a control model
using the LMS algorithm since controller output is not directly affected by possible
instabilities in the Q model.
[0057] In test mode, the system 100t shown in Fig. 3b is represented by the following equation:

Equation 2 contains two unknowns, PE and SE, which must be determined to solve for
control model A in accordance with Equation (1). Therefore, for a single tone SISO
system 100t , the system is operated in test mode at least twice. In order to determine
PE and SE, the system 100t is first operated using a first version of the test control
model Atest(1) to adaptively determine a first solution Q(1) of the overall system
test model Q. The system is then operated in test mode using a second version of the
test control model Atest(2) to adaptively determine a second solution Q(2) of the
overall system test model Q. Using the values for Atest(1), Q(1), Atest(2), and Q(2),
the following set of linear equations is solved to determine PE and SE:

The optimum value for the control model A is determined by using the solutions for
PE and SE from Equation (3) to solve Equation (1). The system is then operated to
cancel the tonal disturbance using the optimum value for control model A.
[0058] It is important that the physical system remain essentially unaltered while Q is
being determined for all sets of Atest. This includes disturbance frequency changes
since a change in frequency implies a change in the single frequency model of a stationary
system.
[0059] Intermittently, it may be desirable to recalculate the optimum value for control
model A in order to accommodate changes in PE or SE over time. It may be desirable
to recalculate control model A at prescheduled intervals, or when the acoustic energy
in the system output represented by the error signal exceeds a preselected threshold
value.
[0060] In Figs. 4a and 4b, the control parameters are represented as phasors. The control
parameters can also take other forms, such as a complex number having an in-phase
component and a quadrature component, however, phasor representation is particularly
well suited for illustration. Fig. 4a shows the preferred manner in selecting initial
test values for the control parameters in the test control model Atest. At initial
start-up, it has been found effective to set Atest(1)
initial= 0 in order to determine Q(1), and set Atest(2)
initial to an arbitrary magnitude and phase in order to determine Q(2). In Fig. 4a, the phasor
labeled A(r, θ)
initial represents the initially determined optimum value for the control parameters in control
model A as determined by solving Equations (3) and (1) as previously described. When
it is necessary or desirable to recalculate the control parameters A(r, 9) in the
control model A, it has been found effective to merely modify the magnitude and/or
phase of the then current version of the control model A (e.g. A(r, θ)
initial) to select new test values Atest(1) and Atest(2) for readjusting the control model
A. This is shown in Fig. 4b. Although the updated versions of Atest(1) and Atest(2)
could be selected arbitrarily, it has been found that noticeability of adaptation
is reduced without degrading adaptation accuracy by shifting only 5° to 15° from the
current version of A, i.e. A(r, θ)
initial in Fig. 4b. The values Atest(1) and Atest(2) are used to determine new values for
Q(1) and Q(2) respectively in order to solve Equations (3) and (1) for an updated
control model A, i.e., A(r, θ) in Fig. 4b.
[0061] Referring now to Figs. 6a and 6b, the technique is also valid when the reference
signal x(k) contains acoustic feedback from the output transducer 18 (see Fig. 5).
As previously described, prior art techniques are able to accommodate acoustic feedback
to an input microphone 12f, such as shown in Fig. 5. Fig. 6a shows a system 101a in
accordance with the invention operating to cancel tonal disturbances in the system
input, and Fig. 6b shows the system 101t operating in test mode to determine the optimum
value for control model A. In Figs. 6a and 6b, acoustic feedback from the output transducer
to the input microphone is represented by block SF and summing junction 32. Note that
the tonal disturbance in the system input is represented by v(k) whereas the reference
signal that inputs the control model A in Fig. 6a is x(k). Likewise, the reference
signal that inputs the test control model Atest and the overall system test model
Q in Fig. 6b is x(k). The relationship between the tonal disturbance v(k) and the
reference signal x(k) is represented by the following expression:

The model output for Q is given by the following expression:

Therefore, solving Equations (4) and (5) for Q results in:

where TT is a temporary variable given by TT = SE - (SF)(PE). In an analogous fashion
as described with respect to the system 100t illustrated in Figs. 3a and 3b, the values
for Q(1) and Q(2) as well as the optimum value for control model A is preferably calculated
in accordance with Equations (7 )and (8):


[0062] Referring generally to the systems shown in Figs. 3a through 6b, it should be noted
that the reference signal x(k) should be a clean sine wave in order for this technique
to be effective. In general, input sensors that are exposed to acoustic feedback at
the disturbance frequency also tend to pick up other noise signals. The noise can
corrupt the overall system modeling process for test model Q, and result in non-optimal
performance. This is particularly important in MIMO systems since small errors in
Q model channels can result in large errors in the calculated optimal control model
channels A. To minimize these types of problems, it may be useful to use a phase-lock-loop
circuit on the reference signal x(k) to clean the tone. In systems having acoustic
feedback, a phase-lock-loop circuit and a gain control circuit should normally be
used to clean and normalize the reference signal x(k).
[0063] The invention is most useful for attenuating tonal disturbances in systems having
little if any physical change over time. The invention is also useful in systems having
long periods of nearly stationary behavior with short periods of rapidly varying characteristics.
In such cases, adaptation is preferably disabled during the rapidly changing periods.
Applications such as industrial silencing of fans and blowers are logical, as well
as aerospace and large engine sound and vibration applications which run for significant
periods of time at the same or similar throttle settings.
[0064] Referring to Figs. 7a and 7b, a 1 x 2 x 2 MIMO system 200a is illustrated in attenuation
mode to cancel tonal disturbances in the system input (Fig. 7a), and in test mode
(200t in Fig. 7b). While Figs. 7a and 7b show the system 200 with one input sensor,
two output transducers 18a, 18b and two error sensors 20a, 20b, the invention can
generally be implemented in a system having m reference signals x(k), n correction
signals, and p error signals. In such a system, there are m x p acoustic paths PE,
and n x p auxiliary paths SE. As shown in Fig. 7a, the control model A has n x m model
channels A
11, A
21. Each model channel A
11, A
21 inputs one of the m reference signals x(k) and outputs one of n correction signals
y(k). There are n output transducers which each receive one of the n correction signals
y(k), and each outputting a secondary input that combines with the system input to
yield the system output. The system output is monitored by p error sensors, each outputting
an error signal. In a generalized MIMO system there are n x p auxiliary paths SE.
In Fig. 7a, which is a 1 x 2 x 2 system, there are four auxiliary paths identified
as SE
11, SE
12, SE
21, and SE
22. As in the SISO system, the system 200t must be operated in test mode in order to
solve for the values of the various PE and SE paths. Analytically, this is done in
a similar manner as with a SISO system. Test values are chosen for Atestl 1 and Atest21,
and the system is operated to adaptively determine values for model channels Q(1)
1 and Q(2)
1 for the respective Atest values. Also, similar to the SISO system, additional sets
of test values for Atestl 1 and Atest21 are selected to determine additional solutions
for Q
11 and Q
21. In a MIMO system, the test must be repeated at least

number of times to accumulate a sufficient number of linear equations in order to
solve for each of the PE and SE paths necessary for determining the optimum value
of the channels in the control model A. Using the 1 x 2 x 2 system 200 shown in Figs.
7a and 7b, it is necessary to run the system in test mode on three occasions (i.e.

=

) in order to yield Atestl 1(1), Atest 21(1), Q(1)
1(1), Q(2)
1(1); Atest11(2), Atest21(2), Q(1)
1(2), Q(2)
1(2); and Atestl 1(3), Atest 21(3) Q(1)
1(3), Q(2)
1(3). The set of linear equations for a 1 x 2 x 2 MIMO system that needs to be solved
to determine the PE and SE paths is represented in matrix form below:

wherein Atestji(g) represents the test values for control parameters for the A model
channel which receives the ith reference signal and outputs the jth correction signal
for the gth test mode sampling, and Qki(g) represents the channel for the Q model
that receives the ith reference signal and its output is combined with the kth error
signal to generate an update signal for the gth test mode sampling. After the set
of Equation (9) is solved to determine the paths PE and SE, the optimum control parameters
for the channels of control model A are determined in accordance with equation 10:

[0065] While the MIMO embodiment of the invention has been described in accordance with
a 1 x 2 x 2 system by way of example, it should be apparent to those skilled in the
art that the system has general applicability to MIMO systems having the dimensions
m x n x p. Also, while the MIMO system 200 illustrated in Figs. 7a and 7b does not
specifically illustrate that the system is capable of accommodating acoustic feedback
in the reference signals x(k) from the output transducers, the system would normally
be capable of accommodating acoustic feedback in the reference signal. In this regard,
the operation is similar to that illustrated with respect to the SISO system shown
in Figs. 6a and 6b.
[0066] While the invention has been described in accordance with a preferred embodiment
for SISO applications and another preferred embodiment for MIMO applications, it should
be recognized that various alternatives and modifications are possible within the
scope of the invention. For example, while the drawings and the description specifically
illustrate a sound cancellation system for attenuating discrete tonal disturbances,
it should be apparent that the invention can be easily applied to vibration applications
and/or combined sound and vibration applications. In vibration applications, the output
transducer would typically be an electromechanical shaker or an electromagnetic actuator,
rather than a loudspeaker. Also, the error sensors would typically be accelerometers
instead of microphones. On the other hand, tachometer input sensors are often useful
in vibration systems, although accelerometers can be used as well. The term acoustic
as used herein is intended to cover both sound and vibration applications.
[0067] In addition, the scope of the invention should be interpreted by reviewing the following
claims which particularly point out and distinctly claim the invention.
1. An active acoustic attenuation system for attenuating tonal disturbances, the system
having a system input and a system output and comprising:
a system input sensor that outputs a reference signal;
a control model A that inputs the reference signal and outputs a correction signal,
the control model A containing adjustable control parameters;
an actuator that receives the correction signal and outputs a secondary input which
combines with the system input to yield the system output;
an error sensor that senses the system output and generates an error signal in response
thereto;
an overall system test model Q that models the system between the system input sensor
and the error sensor, the overall system test model Q being an adaptive model that
receives the reference signal as model input, that outputs a model output signal,
and that receives a combination of the model output signal and the error signal as
an error input;
wherein values for the adjustable control parameters in the control model A are
calculated directly from at least two solutions of the overall system test model Q.
2. An active acoustic attenuation system for attenuating tonal disturbances as recited
in claim 1 wherein the control model A is determined in accordance with the following
steps:
a) selecting a first version of a test control model Atest(1) which includes a first
set of test values for the adjustable control parameters in the control model A;
b) operating the system in test mode with the control model A set equal to Atest(
1) to adaptively determine a first solution of the overall test model Q(1);
c) selecting a second version of a test control model Atest(2) which includes a second
set of test values for the adjustable control parameters in the control model A;
d) operating the system in test mode with the control model A set equal to Atest(2)
to adaptively determine a second solution of the overall test model Q(2); and
e) using the first version of the test control model Atest(1), the first solution
of the overall system test model Q(1), the second solution of the test control model
Atest(2) and the second version of the overall system test model Q(2) to calculate
the values of the adjustable parameters used in the control model A during system
operation.
3. An active acoustic attenuation system for attenuating tonal disturbances as recited
in claim 2 wherein the control model A is calculated by solving the following set
of linear equations:

where PE represents an acoustic path between the input sensor and the error sensor
and SE represents an auxiliary path between the output of the control model A and
the error sensor, and the control model A is determined in accordance with the following
expression:
4. An active acoustic attenuation system for attenuating tonal disturbances as recited
in claim 2 wherein the control model A is calculated by solving the following set
of linear equations:

where PE represents an acoustic path between the input sensor and the error sensor,
a variable TT = SE - (SF) (PE), SE represents an auxiliary path between the output
of the control model A and the error sensor, SF represents an auxiliary path between
the output of the control model A and the input sensor, and the control model A is
determined in accordance with the following expression:
5. An active acoustic attenuation system for attenuating tonal disturbances as recited
in claim 1 further comprising:
a phase-lock-loop circuit that filters the reference signal before the reference
signal inputs the overall system test model Q.
6. An active acoustic attenuation system for attenuating tonal disturbances as recited
in claim 1 wherein the values for the adjustable control parameters in the control
model A are recalculated intermittently in order to assure system performance over
long periods of time.
7. An active acoustic attenuation system for attenuating tonal disturbances as recited
in claim 1 wherein the values for the adjustable control parameters in the control
model A are recalculated when the error signal represents an amount of acoustic energy
in the system output that exceeds a preselected threshold value.
8. An active acoustic attenuation system for attenuating tonal disturbances as recited
in claim 2 wherein the adjustable control parameters for the control model A is represented
by a phasor having a magnitude element and a phase element.
9. An active acoustic attenuation system for attenuating tonal disturbances as recited
in claim 2 wherein the adjustable control parameters for the control model A includes
a complex number having an in-phase component and a quadrature component.
10. An active acoustic attenuation system for attenuating tonal disturbances as recited
in claim 8 wherein updated versions of control model A are recalculated by selecting
subsequent test values for the adjustable control parameters in the test control models
Atest(1) and Atest(2), the subsequent test values being selected by modifying the
magnitude or the phase of the adjustable control parameters of the current control
model A, and again operating the system in test mode as recited in steps a) through
e) recited in claim 2 to determine an updated version of control model A.
11. An active acoustic attenuation system for attenuating tonal disturbances as recited
in claim 10 wherein initial values for the test control models Atest(1) and Atest(2)
are selected such that Atest(1)initial = 0 and Atest(2)initial is selected arbitrarily within power limit requirements for the system.
12. An active acoustic attenuation system for attenuating tonal disturbances as recited
in claim 10 wherein subsequent test values for the adjustable control parameters in
the test control models Atest(1) and Atest(2) are selected such that Atest(1) has
the same magnitude and phase as the then current version of control model A and the
phase element of the test value for the adjustable control parameter for the subsequent
version of the test control model Atest(2) is shifted from the then current value
of the adjustable control parameter for the control model A.
13. An active acoustic attenuation system for attenuating tonal disturbances as recited
in claim 10 wherein subsequent test values for the adjustable control parameters in
the test control models Atest(1) and Atest(2) are selected such that the magnitude
element of Atest(1) has the same magnitude as the magnitude element of the current
control model A and the phase element of Atest(1) is shifted from the phase element
of the then current control model A and the magnitude element of Atest(2) is the same
as the magnitude element of the then current control model A and the phase element
of Atest(2) is shifted from the phase element of the then current control model A
and in a different direction than the phase element for Atest(1) is shifted.
14. An active acoustic attenuation system having a system input and a system output, the
system comprising:
at least one input sensor generating a reference signal wherein m represents the number
of reference signals generated;
a control model A having n x m model channels Aji, each model channel inputting one
of the m reference signals and outputting one of n correction signals;
a plurality of n output transducers each receiving one of the n correction signals
and outputting a secondary input that combines with the system input to yield the
system output;
a plurality of p error sensors, each error sensor sensing the system output and outputting
an error signal;
an overall system test model Q that models the system between the system input and
the system output, the overall system test model Q having p x m channels, each channel
inputting one of m reference signals and outputting one of p channel output signals;
and
a plurality of p summers each receiving one of the p error signals and one of the
p channel output signals and outputting an adaptive update signal which is received
by the overall system test model Q as error input, wherein values for control parameters
for the n x m model channels Aji for control model A are calculated directly from multiple solutions for the overall
system test model Q.
15. An active acoustic attenuation system as recited in claim 14 wherein the adaptive
parameters for the n x m model channels for control model A are determined in accordance
with the following steps:
a) selecting a version of a test control model channel for each of the n x m channels
in the control model A, said test control model channel Atestji(g) including a set
of test values for adjustable control parameters in the respective test control model
channel wherein i represents the index of reference signal that inputs the respective
control model channel, j represents the index of correction signal that outputs the
respective control model channel, and g identifies the test mode sampling;
b) operating the system in test mode with the n x m control model channels for control
model A set equal to Atestji(1) to adaptively determine a first set of solutions for
the p x m channels of the overall system test model Q, wherein Qki(g) represents solutions
for the Q model channel inputting the ith reference signal and outputting a signal
which combines with the kth error signal for the gth test mode sampling;
c) determining the number of test mode samplings required to mathematically determine
values for the n x m model channels for the control model A, wherein the minimum number
of test mode samplings is given by the following expression:

d) repeating steps a) and b) for at least

test mode samplings; m and
e) using Atestji(g) and Qki(g) to calculate the control parameters for the channels
Aji in the control model A.
16. An active acoustic attenuation system as recited in claim 14 wherein the channels
Aji of the control model A are calculated by solving a set of linear equations relating
the test values for the channels of the overall system test model Qki(g) and the channels
for the test control model Atestji(g) to determine unknown acoustic and electrical
paths in the system.
17. An active acoustic attenuation system as recited in claim 14 wherein the reference
signal generated from each input sensor is filtered by a phase-lock-loop circuit before
the reference signal inputs the respective channel for the overall system test model
Q.
18. An active acoustic attenuation system as recited in claim 14 wherein the values for
the control parameters in the channels Aji for the control model A are recalculated intermittently.
19. An active acoustic attenuation system as recited in claim 14 wherein the values for
the control models in the channels Aji for the control model A are recalculated when an amount of acoustic energy represented
by the error signals exceeds a preselected threshold value.