Background of the Invention
[0001] This invention relates to apparatus and methods for closing intravascular defects
and occluding blood flow. In particular, it relates to closing septal defects or holes
found between the walls of the four heart chambers and occluding blood flow in sections
of a patient's circulatory system.
[0002] The heart chambers include left and right atrial chambers in the upper portion and
left and right ventricular chambers in the lower portion. Defects in these walls can
be formed congenitally or can develop later in life. An atrial septal defect (hereinafter,
"ASD") is found between the right and left atrium and a ventricular septal defect
(hereinafter, "VSD") is found between the left and right ventricles. The defect allows
blood to be shunted between the chambers, causing the heart's pumping action to be
inefficient, and creating a risk of embolization (the circulation of an abnormal particle
through the bloodstream).
[0003] A similar defect is the patent ductus. The patent ductus is a pre-birth opening between
the aorta and the pulmonary artery. This opening usually closes naturally, but may
remain open and cause oxygenated blood to flow back into the lungs. Another defects
are the ductus arteriosis and the patent foramen ovale (hereinafter, "PFO"). At least
fifty percent of stroke patients under 55 years old have a PFO.
[0004] Therapeutic treatment of these defects normally requires extensive surgery. For example,
treatment typically requires open heart surgery, cardiopulmonary bypass, and stopping
of the heart. During treatment, the defect is sewn shut by applying a thin patch over
the hole. Less invasive methods for closure of these defects, such as intraluminal
transcatheter approaches, for example, but provide unreliable delivery and deployment.
A transcatheter apparatus has a large delivery profile that limits application of
the method to young patients and makes it difficult to match the apparatus to the
intracardiac or extracardiac cavity and can result in thrombosis, emboli, or dislodgement
due to interference with blood flow.
[0005] It is also known that septal holes cause strokes by shunting clots from the right
atrium to the left atrium. From the left atrium, a clot can go to the brain. Some
holes are asymptomatic and should still be closed to prevent future stroke. Patients
having asymptomatic defects would benefit from a low-invasive and reliable treatment
apparatus and method.
[0006] In addition to the treatment of septal defects, it is often desirable to occlude
blood flow in a section of the circulatory system. Occlusion can control internal
bleeding and buffer pressure in the vicinity of an aneurysm.
[0007] Therefore, it would be desirable to provide apparatus and methods for treating septal
defects, such as ASD, VSD, and PFO, that function at least as well as the proven surgical
thin sewn patch, but which are less invasive.
[0008] It would also be desirable to provide reliable apparatus and methods for delivery
of intraluminal transcatheters and deployment of septal defect devices and plugs.
[0009] It would be more desirable to provide these apparatus and methods such that the delivery
profile is small and such that they can be used to treat patients of a wide range
of ages.
[0010] It would be further desirable to provide septal defect devices and occluding plugs
that can be properly matched to the intracardiac or extracardiac cavity.
[0011] It would be still further desirable to provide apparatus and methods for percutaneous
delivery and deployment of occlusion devices for blocking blood flow in various sections
of the circulatory system.
Summary of the Invention
[0012] Therefore, it is an object of the invention to provide apparatus and methods for
treating septal defects, such as ASD, VSD, and PFO, that function as well as the proven
surgical thin sewn patch, but which are less invasive.
[0013] It is also an object of the invention to provide reliable apparatus and methods for
delivery of intraluminal transcatheters and deployment of septal defect devices and
plugs.
[0014] Additionally, it is an object of the invention to provide these apparatus and methods
such that the delivery profile is small and such that they can be used to treat patients
of having a wide range of ages.
[0015] It is a further object of the invention to provide septal defect devices and occluding
plugs that can be properly matched to the intracardiac or extracardiac cavity.
[0016] It is a still further object of the invention to provide apparatus and methods for
percutaneous delivery and deployment of occlusion devices for blocking blood flow
in various sections of the circulatory system.
[0017] In accordance with one aspect of the present invention, a plug is provided for closing
an aperture in a wall of a patient's body cavity. The plug includes: a frame that
has a central axis; a first plurality of fingers configured to engage an interior
surface of the body cavity wall; a second plurality of fingers that are attached to
the first plurality and are configured to engage an exterior surface of the body cavity
wall; and a plugging structure. The fingers can be positioned substantially circumferentially
about the central axis. The plugging structure is attached to the frame and spans
the aperture when the plug is in position. Furthermore, cross-sections of the frame
that lie in a plane substantially perpendicular to the central axis are substantially
discontinuous in order to enable the plug, and particularly the frame, to conform
to the perimeter, or contour, of the aperture.
[0018] According to another aspect of the invention, a plug is provided that has a perforated
tubular portion having a longitudinal passage. Any cross-section of the perforated
tubular portion taken along a plane perpendicular to the passage is substantially
discontinuous to allow conformation of the portion to perimeter of the aperture. The
plug has a plurality of fingers extending from each of the two axial ends of the perforated
tubular portion. Preferably, any cross-section of the fingers taken along a plane
perpendicular to the passage is also substantially discontinuous. The plug also has
a plugging structure as described above.
[0019] In yet another aspect of the invention, an occlusive device is provided for occluding
blood flow at a treatment site. This device is similar to the preceding plugs, but
has fingers extending from only one axial end of the perforated tubular portion. During
operation, these fingers anchor the device to the internal surface of a blood vessel.
[0020] According to still another aspect of the invention, methods for plugging an aperture
in a wall of a patient's body cavity is provided. The method includes positioning
a conformable plug in the aperture, conforming the plug to the aperture, and securing
the plug in the aperture. It will be appreciated that the steps of conforming and
securing could occur at the same time. Methods for occluding blood flow are also provided.
Brief Description of the Drawings
[0021] The above and other objects and advantages of the invention will be apparent upon
consideration of the following detailed description, taken in conjunction with the
accompanying drawings, in which like reference characters refer to like parts throughout,
and in which:
FIG. 1 is a plan view of a plug for plugging a septal defect in accordance with this
invention;
FIG. 1A is a partial side elevational view along direction 1A-1A of FIG. 1 in accordance
with the principles of this invention;
FIG. 2 is a side elevational view of a finger of a plug in accordance with this invention;
FIG. 3 is a side elevational view of another finger of a plug in accordance with this
invention;
FIG. 4 is a side elevational view of yet another finger of a plug in accordance with
this invention;
FIG. 5 is a side elevational view of still another finger of a plug in accordance
with this invention;
FIG. 6 is a plan view of another plug for plugging a septal defect in accordance with
this invention;
FIG. 7 is a side elevational view of yet another finger of a plug in accordance with
this invention;
FIG. 8 is a plan view of yet another plug for plugging a septal defect in accordance
with this invention;
FIG. 9 is a plan view of yet another plug for plugging a septal defect in accordance
with this invention;
FIG. 10 is a cross-sectional view of a plug for plugging a septal defect disposed
within a delivery device in accordance with this invention;
FIG. 11 is a cross-sectional view of the plug shown in FIG. 10 when the plug is partially
deployed in the septal defect in accordance with this invention;
FIG. 12 is a cross-sectional view of the plug shown in FIG. 10 and 11 when the plug
is fully deployed in the septal defect in accordance with this invention;
FIG 13 is a cross-sectional view of a plug similar to the one shown in FIGS. 10-12
when the plug is fully deployed showing the delivery path of a delivery device in
accordance with this invention;
FIG. 14 is a cross-sectional view of the plug shown in FIG. 13 for plugging a septal
defect when the plug is fully deployed and the delivery device has been retracted
from the heart in accordance with this invention;
FIG. 15 is an elevational view of the plug shown in FIGS. 13 and 14 taken along line
15-15 of FIG. 14 in accordance with this invention;
FIG. 16 is a plan view of yet another plug for plugging a septal defect in accordance
with this invention;
FIG. 17 is a plan view of the plug shown in FIG. 16 from the opposite side in accordance
with this invention;
FIG. 18 is a cross-sectional view of the plug shown in FIGS. 16 and 17 when the plug
is fully deployed in the septal defect in accordance with this invention;
FIG. 19 is a plan view of the plug shown in FIGS. 16-18 taken from line 19-19 of FIG.
18 in accordance with this invention;
FIG. 20 is a partial elevational view of an unrolled frame for an illustrative plug
in accordance with this invention;
FIG. 21 is a perspective view of the of the frame shown in FIG. 21 with ends attached
(showing only a single finger at each axial end of the frame) in accordance with this
invention;
FIG. 22 is a cross-sectional view of the frame shown in FIGS. 20 and 21 with ends
attached in accordance with this invention;
FIG. 23 is an elevational view of the frame shown in FIG. 22 in accordance with this
invention;
FIG. 24 is a perspective view of the frame shown in FIG. 21 with an attached plugging
structure to form a plug in accordance with this invention;
FIG. 25 is an elevational view of the plug shown in FIG. 24 (showing a number of forward
facing fingers) after the fingers have been bent into the wall-engaging position in
accordance with this invention;
FIG. 26 is a partial elevational view of an unrolled frame with a plugging structure
in accordance with this invention;
FIG. 27 is an elevational view of another unrolled frame for a plug in accordance
with this invention;
FIG. 28 is an elevational view of another plug mounted on a delivery balloon in accordance
with this invention;
FIG. 29 is a cross-sectional view taken of the plug shown in FIG. 28 in position for
deployment in a defect in accordance with this invention;
FIG. 30 is a cross-sectional view of the plug shown in FIGS. 28 and 29 when the plug
is deployed in the defect in accordance with this invention;
FIG. 31 is a cross-sectional view of the plug shown in FIGS. 28-30 in position for
deployment showing the delivery path of a delivery device in accordance with this
invention;
FIG. 32 is a cross-sectional view of yet another plug for plugging a septal defect
when the plug is fully deployed in the septal defect in accordance with this invention;
FIG. 33 is a partial elevational view of an unrolled frame for an occlusion device
(i.e., a plug) in accordance with this invention;
FIG. 34 is an elevational view of another occlusion device with barbs mounted on a
delivery balloon in accordance with this invention;
FIG. 35 is a partial elevational view of another occlusion device for occluding a
section of a blood vessel in accordance with this invention; and
FIG. 36 is a cross-sectional view of the occlusion device shown in FIG. 35 deployed
in a blood vessel in accordance with this invention.
Detailed Description of the Preferred Embodiments
[0022] The invention provides apparatus and methods for preventing the flow of body fluids
through apertures in body cavity walls and through a patient's body tubing, such as
a blood vessel. The apparatus can be a plug that is installed in the patient's body
using an intraluminal catheter method. The plug can have a (1) frame that conforms
to the walls of an aperture (e.g., a defect) or a section of tubing and (2) a plugging
structure (e.g., a patch) that prevents the flow of fluid. Although the plug can be
installed in a variety of types of body tissues to prevent the flow of body fluid,
only embodiments of the invention related to preventing the flow of blood through
passageways in the circulatory system will be illustrated herein.
[0023] In one embodiment, a plug is provided for closing an aperture or hole in a septal
wall of a patient's heart, for example a PFO. The plug has a frame, two pluralities
of fingers attached to axial ends of the frame and to each other, and a plugging structure
attached thereto. The pluralities of fingers can be integral with the frame and formed
from a unitary body. During operation, one plurality of fingers engages an interior
surface of the wall and the other set of fingers engages the opposite, or exterior,
surface. The plugging structure is supported by the frame and spans the aperture (e.g.,
defect) to prevent the flow of blood there through.
[0024] The fingers are preferably positioned substantially circumferentially (i.e., peripherally)
about the plug's central axis, which passes through the frame. The fingers can extend
radially away or along the axis. The fingers have ends that are radially proximal
to the central axis and which generally define a substantially round or elliptical
broken cross-section in a plane substantially perpendicular to the central axis.
[0025] Preferably, any cross section of the frame that lies in a plane substantially perpendicular
to the axis is substantially discontinuous. This allows the frame to contract and
expand radially as necessary for insertion into a delivery device, placement in an
aperture, and conformation to the walls of the aperture. The frame itself can comprise
an elastic material, such as nitinol. Alternatively, the frame can comprise a plastically
deforming material, such as stainless steel. The elastic and plastic embodiments may
be delivered differently.
[0026] When the plug is inside the patient's body, medical scanners can be used to assist
and confirm plug placement and to evaluate the integrity of a plug after it has been
in use for an extended period of time. The frame may be equipped with one or more
marker structures, which can be radiopaque. to help identify, locate, and orient the
plug using images produced with, for example, X-rays, CT scans, ultrasound, and echo
techniques
[0027] Marker structures can be provided in a variety of forms. For example, a marker structure
can be in the form of a marker band made from a radiopaque material that is crimped
onto an end portion of a finger. Alternatively, a marker structure can be a rivet
that is inserted and locked into a ring or hole in a finger. If marker structures
are used, they can be provided on any number of fingers.
[0028] Other structures can be present on the fingers of the plug to facilitate its delivery.
For example, a finger can be provided with a retention device receptacle. A retention
device reciprocates within a delivery sleeve or catheter and engages the fingers while
the plug is inserted in the delivery sleeve so that the plug can be reciprocated within
the sleeve and shifted into position in the aperture, such as a PFO. Once in position,
the retention device can release the fingers so that the fingers spring into engagement
with the aperture wall.
[0029] In one embodiment, the frame of the plug is insertable into a delivery tube by extending
the fingers in a direction substantially parallel to the central axis. The retention
device itself has fingers or locking pins that engage the retention device receptacles
that reside on the ends of the frame fingers. Retention device receptacle include,
but are not limited to, locking pin apertures and nose cone covers.
[0030] Fingers may have a variety of designs that are tailored to optimize plug security
for the shape and tissue characteristics of a given PFO. For example, fingers can
have pointed ends, barbs, or curved portions. In one embodiment, fingers can be curved
toward a plane that is perpendicular to the central axis and that passes substantially
between the two pluralities of fingers. Fingers can be of substantially similar length
or substantially different lengths. Any finger can have different flexural stiffness
at different points along its length. One way to accomplish differential flexural
stiffness of a finger is to provide a finger having a different thickness or a different
width at different points along its length. Alternatively, both the finger thickness
and the finger width can vary along the length of a given finger, if desired.
[0031] In certain cases, the force applied by a finger to the septum wall can be distributed
to minimize stress concentration in the wall. In that case, the plug can be provided
with an elastic web supported between adjacent fingers. The web, for example, can
include silicone.
[0032] The plugging structure that occludes the PFO can be attached to or supported by the
frame at proximal or distal ends of the fingers. In either case, the fingers' ends
can be provided with support structures with which the plugging structure can be affixed.
[0033] In one embodiment, the plugging structure is made from an elastic material and can
contract and expand as the frame contracts and expands (e.g., during delivery and
deployment). One material that can be used to make the plugging structure is polyester
(such as the material sold under the trademark DACRON® by E.I. du Pont de Nemours
& Company of Wilmington, Delaware.).
[0034] The plugging structure can also be made from cloth and be folded and unfolded as
the plug is contracted and expanded as may be necessary for its installation in the
defect. In either the elastic or cloth embodiments of the plugging structure, the
plugging structure can be attached (e.g., sewn) directly to the frame. The plugging
structure can have a guide wire aperture through which a guide wire can pass. If the
guide wire is inserted into the patient prior to plug delivery, the guide wire can
be used to guide the plug into place in the PFO. The guide wire aperture can be designed
to substantially self close after the guide wire is removed from the guide wire aperture.
The self-closing feature can be achieved by making the diameter of a guide wire aperture
in the relaxed state (i.e., without the wire) small enough to induce clotting and
close off blood flow.
[0035] In another embodiment, the plug has a perforated tubular portion that forms a longitudinal
passage. Fingers extend from each of the two axial ends of the perforated tubular
portion and may be provided in a variety of configurations and made from a variety
of materials. Any of the features discussed above may also be included. Like the frames
discussed above, the perforated tubular portion is discontinuous along any cross section
taken in a plane perpendicular to its longitudinal axis. This feature permits the
perforated tubular portion to contract and expand radially and longitudinally for
delivery, deployment, and conformation to the walls adjacent a PFO, for example. Similarly,
the plurality of fingers may be discontinuous along a cross section taken in a plane
perpendicular to the longitudinal axis to allow such contraction and expansion as
well.
[0036] The plugging structure can be supported directly or indirectly by the perforated
tubular portion. For example, the plugging structure can be attached directly to the
perforated tubular portion or to elements of the structure (such as tabs, bosses,
extensions, or loops). Alternatively, the plugging structure can be attached via interceding
support structures (such as attachment rings, clips, or loops) that connect the tubular
portion to the plugging structure.
[0037] The perforated tubular portion preferably contracts longitudinally as it expands
radially. The tubular portion can be made of a material that deforms plastically or
elastically. A plastically deforming material can be, for example, stainless steel
or tantalum. The plug is installed by positioning the plug in the aperture of the
PFO and expanding a balloon inside the plug to at least partially conform the perforated
tubular portion to the perimeter of the aperture. The perforations allow the plug
to contract longitudinally in response to the radial expansion. The longitudinal contraction
causes the fingers to engage opposing sides of the wall.
[0038] According to another aspect of the invention, an occlusion plug is provided. The
occlusion plug has a perforated tubular portion for occluding a blood vessel. This
type of plug may be desirable to prevent blood flow near a damaged portion of the
vessel (e.g., aneurysm). The occlusion plug can be plastically or elastically deformable.
[0039] In the plastic embodiment, the occlusion plug is installed in the blood vessel by
expanding a balloon in a longitudinal passageway of the perforated tubular portion.
The expansion of the balloon causes the plug to expand radially and contract longitudinally.
This expansion causes the outer surface of he perforated tubular portion to conform
to the inner surface of the lumen of the blood vessel. The expansion also causes the
fingers at the end of the perforated tubular portion to engage the inner surface of
the wall as they are driven radially outward from the longitudinal axis and drawn
longitudinally toward the perforated tubular portion.
[0040] The fingers of the occlusion plug preferably extend from only one axial end of the
perforated tubular portion. The configuration of the fingers, the structures associated
with the fingers, the perforated tubular portion, and the relation of the fingers
to the perforated tubular portion are similar to those described above in connection
with the PFO plug.
[0041] The invention also includes methods for preventing the flow of body fluids through
apertures in body cavity walls. For simplicity plugging PFO's alone will be discussed.
In a preferred embodiment, a plug that is at least partially made from an elastic
material and is conformable to a defect, such as any of those elastic plugs described
above having two opposing pluralities of fingers, is positioned at the defect. conformed
to the perimeter of the defect and secured thereto.
[0042] In order to position the plug in the PFO, a delivery structure with a sleeve is provided.
During the process of positioning the plug, the plug fingers are extended in a direction
that is substantially parallel to the central axis of the plug while the plug is inserted
into the sleeve of the delivery structure. A retention device inside the sleeve engages
at least some of the extended fingers at the finger ends. The retention device can
use locking pins, hooks, or any other means to retain the plug inside the sleeve.
The retention elements permit an operator to reciprocate the plug longitudinally with
respect to the sleeve and to shift the plug out from the end of the sleeve. The sleeve
can be inserted like a catheter through an insertion aperture in a patient's body
tissue. The sleeve can then be passed through the patient's internal body tubing or
other body structures until the end of the sleeve is positioned within or adjacent
the PFO for plug delivery.
[0043] Once the end of the sleeve is near or within the PFO, the delivery structure can
be shifted relative to the plug and the PFO, thereby removing the delivery structure
from the PFO. The plug, however, extends through the PFO and the plug fingers extend
outward, preferably radially, from the central axis of the plug on opposite sides
of the wall in which the PFO resides. This causes the plug fingers to engage the wall
and the plugging structure to substantially occlude the PFO.
[0044] Preferably, releasing the plug within the PFO allows the plug to expand elastically
inside the PFO until the plug substantially conforms to the inner rim or perimeter
of the PFO. In one embodiment, the plug is allowed to elastically contract along the
central axis of the plug while it expands radially. This longitudinal contraction
causes the fingers to engage opposite sides of the same wall of the body cavity. A
benefit of this approach is that the plug will center itself with respect to the wall
in a direction along the plug's central axis (or along the longitudinal passage of
the plug).
[0045] According to another embodiment of the invention, a plastically deformable plug can
be inserted in a PFO using a balloon. A conformable plug, such as any of those plastically
deformable plugs described above, is positioned in the PFO, conformed to the perimeter
of the PFO, and then secured thereto. The positioning can be achieved by inserting
a delivery balloon into the tubular portion of the plug and delivering both through
a patient's body tissue, (e.g., through an insertion aperture and blood vessels),
to the PFO. Then, the balloon, which supports the plug, is moved through the patient's
body until the plug is appropriately positioned in the aperture -- such that one plurality
of fingers is situated on each side of the wall.
[0046] The plug conforms to the PFO when the balloon is expanded. This causes the fingers
to engage on both sides of the septal wall. The tubular portion of the plug radially
enlarges and conforms to the perimeter of the aperture and the plugging structure
occludes the aperture. When a plug (such as any of those described above) is used
according to this method, the balloon expansion plastically deforms the tubular portion.
This expansion automatically causes the tubular portion to contract in the direction
parallel to the central axis of the plug. (It will be appreciated that the tubular
portion could be annular or have a ring-like arrangement of tabs or other elements).
The axial contraction causes the plug to substantially center itself with respect
to the wall and drives the fingers into both sides of the wall.
[0047] A number of embodiments according to the present invention, with several variations,
are shown in FIGS. 1-36.
[0048] FIG. 1 shows plug 100 for closing an aperture, such as an ASD, a VSD, or a PFO, in
a wall of a patient's body cavity. Frame 102 can be made from an elastic material,
such as nickel titantium (hereinafter, "nitinol," available, for example, from Shape
Memory Applications, of Santa Clara, California). The elastic nature of frame 102
allows frame 102 to radially contract sufficiently to allow it to be inserted into
an aperture and subsequently radially expand to conform to the inner perimeter of
the aperture. Other elastic materials can also be used to construct the frame and
could be used in combination with other non-elastic materials. Radial expandability
is facilitated by constructing the frame such that any cross section perpendicular
to its central axis is discontinuous.
[0049] Frame 102 has central axis 104 and supports plugging structure 106. Frame 102 includes
first plurality of fingers 108 and second plurality of fingers 110. In one embodiment,
fingers 108 are integral with fingers 110. Fingers 108 and 110 have proximal ends
120 that are near central axis 104 and remote ends 112 that are near the radially
outer portions of frame 102.
[0050] Proximal ends 120 can be used to support plugging structure 106 directly, or they
can be equipped with support structures 130 for supporting plugging structure 106.
Alternatively, remote ends 112 can support plugging structure 106. Remote ends 112
can also be equipped with support structures 113 for supporting plugging structure
106, and, as discussed more fully below, marker devices. The ends can also be adapted
to engage a retention device during plug installation. In FIG. 1, each support structure
113 has aperture 114 to which a plugging structure can be sewn or otherwise attached.
[0051] Plugging structure 106 can be made from an elastic material. Plugging structure 106
can also be folded and unfolded to allow frame 102 to deform during insertion into
the aperture. A foldable and unfoldable plugging structure can be either elastic or
non-elastic and may include a cloth or polymeric material. In one embodiment, plugging
structure 106 is made of polyester.
[0052] Plugging structure 106 can include guide wire aperture 140 for insertion of a guide
wire (not shown) during installation of the plug in a patient. Guide wire aperture
140 may be self-closing after the removal of a guide wire. In elastic embodiments,
the self closing feature may be effected by the elasticity of plugging structure 106.
In cloth embodiments, which may or may not be elastic, the woven fibers under tension
from frame 102 can automatically close guide wire aperture 140.
[0053] Remote ends 112 can also be provided with retention device receptacles for engaging
a retention device that is part of a system for delivering the plug to an aperture
in a wall. Finger aperture 114 can be used as a retention device receptacle. A nose
cone cover (e.g., cover 314, shown in FIG. 3), is an alternative to a retention device
receptacle. The delivery system is discussed below.
[0054] As shown in FIG. 1, fingers 108 and 110 can extend substantially radially away from
central axis 104, even though some of those fingers may have tangential or spiral
components and may not conform to a radial pattern. One or more of fingers 108 and
110 may also contain marker structures, such as a marker band. FIG. 1A shows a partial
side view of plug 100 with fingers 108 and 110 in an intermediate configuration without
plugging structure 106. For illustrative purposes, only a small number of fingers
are shown in FIG. 1A. In an intermediate configuration, fingers are neither parallel
nor perpendicular to central axis 104. As can be seen from FIG. 1A, cross-section
160, which is perpendicular to central axis 104 and passes through the medial section
of plug 100, is discontinuous.
[0055] FIGS. 2-5 show different features that-can be incorporated into a finger. FIG. 2,
for example, shows a side view of finger 208, having proximal end 220 and remote end
212, with rivet 214 mounted thereto. Rivet 214 can be mounted on a finger such that
the rivet head engages the patient's heart wall or such that they face toward the
heart cavity. FIG. 3 shows finger 308, having proximal end 320 and distal end 312,
with nose cone cover 314. FIG. 4 shows finger 408, having proximal end 420 and distal
end 412, with barb 414. FIG. 5 shows finger 508 which is curved. If a plug has two
sets of fingers (as shown in FIG. 1), the fingers of each set may be curved toward
each other.
[0056] FIG. 6 shows another embodiment of a plug constructed in accordance with this invention
in which proximal ends 620 of fingers 608 and 610 define substantially elliptical
cross section 650. Elliptical cross section 650 is in contrast to round cross-section
150 shown in FIG. 1. As shown in FIG. 6, central axis 604 passes near the center point
of the ellipse. plugging structure 606, which is supported by proximal ends 620, has
a substantially elliptical shape and could have a guide wire aperture (not shown),
if desired.
[0057] FIG. 7 shows an example of finger 708, which has proximal end 720 and distal end
712. Finger 708 tapers from thickness t
1 at proximal end 720 to lesser thickness t
2 at end 712 (e.g., remote from the plug's central axis). Conversely, finger 708 may
be thicker at the remote end and thinner at the proximal end. Thus, a finger, such
as finger 708, can have a resulting flexural stiffness that varies along its length.
Fingers of varying width, such as the fingers shown in FIG. 1, can also have flexural
stiffnesses that vary along their lengths regardless of variations in thickness by
varying composition along the length.
[0058] FIG. 8 shows another illustrative embodiment of a plug constructed according to this
invention in which fingers 808 and 810 have lengths that vary with respect to each
other. Although fingers 808 and 810 have different lengths, it will be appreciated
that plugging structure 806 can have a substantially circular, or any other convenient,
shape.
[0059] FIG. 9 shows another alternative embodiment of a plug constructed according to this
invention in which elastic web 907 spans between adjacent fingers of a plurality of
fingers 908. The web can be made from any elastic material, including silicone. Plugging
structure 906 is supported by proximal ends of fingers 908 and 910, and can be supported
by support structures 930.
[0060] FIG. 10 shows how a plug, such as plug 100, can be installed via a delivery device,
such as delivery catheter 1090. Plug 100 is inserted into delivery catheter 1090 by
orienting fingers 108 and 110 in a direction that is substantially parallel to central
axis 104. Next, plug 100 is passed through to distal opening 1010. Optional marker
rivets 114 are shown in FIG. 10. Although it will be appreciated that plugging structure
1006 can be any convenient type, plugging structure 1006 is shown as a folded plugging
structure. Retention device receptacles 1016 are engaged with locking pins 1022 of
retention device 1092.
[0061] Once plug 100 is positioned near distal opening 1010, plug 100 can be inserted into
aperture 1180 in wall 1150 of a patient's body cavity, as shown in FIG. 11. Initially,
end 1122 of delivery catheter 1090 is positioned within aperture 1180 (indicated by
a dashed line). Delivery catheter 1090 is then partially reciprocated away from aperture
1180 along axis 1104 and with respect to retention device 1092 (indicated by solid
line). This forces fingers 110 out of delivery catheter 1090 and causes fingers 110
to spring out radially away from central axis 1104, thereby causing fingers 110 to
engage side 1146 of wall 1150. At this stage, fingers 110 conform to the wall and
perimeter of aperture 1180. Although FIG. 11 shows markers 114 attached to fingers
110 so they face wall 1050, it will be appreciated that these markers could also be
located on the opposite side of these fingers.
[0062] After catheter 1090 is partially reciprocated as shown in FIG. 11, catheter is further
reciprocated as shown in FIG. 12. End 1122 is withdrawn past locking pins 1022 and
retention device receptacles 1016. This allows fingers 108 to spring out radially
away from central axis 1104 (from a position indicated by the dashed lines) and engage
patient's cavity wall 1150 at surface 1148. As shown in FIG. 12, foldable plugging
structure 1006 at least partially unfolds to span aperture 1180.
[0063] FIG. 13 shows plug 1300 partially installed in aperture 1380 in wall 1350 of heart
1370. Plug 1300 of FIG. 13 corresponds roughly to plug 100 of FIG. 11. Delivery catheter
1390 and retention device 1392 are guided to wall 1350 by delivery guide 1394. At
this stage of the installation, fingers 1310 are deployed and engaged with surface
1346 of wall 1350. Fingers 1308 remain in delivery catheter 1390. Plugging structure
1306 is positioned inside aperture 1380 and is ready to conform to perimeter 1398
of aperture 1380 when the remainder of plug 1300 is released from retention device
1392.
[0064] FIG. 14 shows plug 1300 fully installed in aperture 1380 in heart 1370 so that plugging
structure 1306 spans aperture 1380 and frame 1302 conforms to perimeter 1398. Fingers
1308 and 1310 are engaged with opposite sides of wall 1450 to secure plug 1300. Optional
markers 1314 are provided on ends 1312 of fingers 1310. In one embodiment according
to the invention, markers 1314 are radiopaque. FIG. 15 shows plug 1300 as installed
in wall 1350 as viewed along direction 15-15 of FIG. 14. Fingers 1308 are pressing
against surface 1348 of wall 1350. Plugging structure 1306 spans the aperture in wall
1350 and is substantially flush with perimeter 1398.
[0065] FIG. 16 shows another embodiment of a plug according to the invention. Plug 1600
includes frame 1602 which is structurally similar to frame 102 of FIG. 1. In this
embodiment, however, plugging structure 1606 is supported by remote ends 1612 of fingers
1608. It will be appreciated that plugging structure could just as easily be mounted
on fingers 1610. Optional marker rivets (not shown) can be placed in or near the apertures
located at the of ends of fingers 1612. Optional marker rivets can also be used to
attach plugging structure 1606 to frame 1602 and simultaneously provide a radiopaque
marking device for locating and positioning plug 1600 using medical scanning instrumentation.
Central axis 1604 passes through plugging structure 1606. Guide wire aperture 1640
allows a guide wire to be used to help control the position of plug 1600 during installation.
FIG. 17 shows plug 1600 as viewed from the side opposite that shown in FIG. 16. As
shown in FIG. 17, fingers 1610 and retention device receptacles 1616 can radially
extend beyond plugging structure 1606.
[0066] FIG. 18 shows plug 1600 fully installed in aperture 1880 of wall 1850 in patient's
heart 1870. Plugging structure 1606 is attached to remote ends 1612 of fingers 1608
and is drawn against surface 1848 by fingers 1612 as fingers 1608 press against side
1848. When installed, plugging structure 1606 has a greater diameter than cavity wall
aperture 1880 and thus extends beyond perimeter 1898 of aperture 1880 in order to
occlude aperture 1880. Fingers 1610 engage side 1846 of wall 1850 and hold plug 1600
in position.
[0067] FIG. 19 shows plug 1600 as viewed from line 19-19 of FIG. 18. Fingers 1610 of frame
1602 are not shown because from this perspective they are behind wall 1850. Perimeter
1898 of aperture 1880 is shown as a broken line because it is behind plugging structure
1606. Plugging structure 1606 can be supported by rivets 1614, which are located at
ends 1612.
[0068] According to one embodiment, a plug has a medial portion that defines a central passage
with a central axis. To allow the medial portion to expand radially, any cross-section
of that portion (and preferably the entire frame) taken perpendicularly to the central
axis is substantially discontinuous. FIG. 20 shows frame 2002 in an "unfurled" state.
Portions 2051 and 2052 of medial section 2050 would normally be connected so that
medial section 2050 forms a perforated tube surrounding the plug's central axis. Plug
2000 can include retention device receptacles 2016 on, for example, remote ends of
the fingers. Frame 2002 can also include support structures 2030 for supporting a
plugging structure (not shown).
[0069] Medial section 2050, when in its operable shape, forms a perforated tubular portion.
FIG. 21 is a perspective view of frame 2002 in its operable tubular shape, including
particularly medial section 2050 and fingers 2008 and 2010 (remainder of fingers not
shown for the sake of simplicity). Perforated tubular portion 2050 defines longitudinal
passage 2056 along central axis 2004.
[0070] FIG. 22 shows a cross-sectional view of perforated tubular portion 2050 taken along
a plane that is perpendicular to central axis 2004. The broken line corresponding
to portion 2050 indicates that the cross section is discontinuous.
[0071] FIG. 23 shows a side view of tubular portion 2050 and selected fingers 2008 and 2010
in two different positions. As shown, fingers 2008 and 2010 are attached to the axial
ends of tubular portion 2550 and are bent away from central axis 2004 into a splayed
position. These fingers can be heat treated before the plug is installed to cause
them to relax in this splayed position. Fingers 2008 and 2010 can also be positioned
so that they point in a direction that is substantially parallel to central axis 2004
(as shown by dashed lines, which corresponds to the view of FIG. 22) for installation
of the plug. This position can be achieved, for example, by inserting the plug into
a delivery device.
[0072] FIGS. 24 and 25 are similar to FIGS. 21 and 23, respectively, but now include plugging
structure 2006 mounted to frame 2002. Alternatively, a plugging structure can be supported
by support structures 2013 of fingers 2008 and/or 2010. Alternatively, plug 2000 can
include two plugging structures, each of which can be supported by support structures
located at opposite axial ends of plug 2000. For example, plug 2600, which includes
frame 2602, is shown in FIG. 26 in an unfurled position for illustrative purposes.
Frame 2602 includes first plugging structure 2606, which is mounted on support structures
2613 of fingers 2610 and second plugging structure 2607, which is mounted on support
structures 2613 of fingers 2608. Support structures 2613 can also be used to mount
markers or engage a retention device.
[0073] In another embodiment according to this invention, a frame having a perforated tubular
portion can be formed from a plastically deformable material and can be installed
using a balloon. FIG. 27, for example, shows frame 2702 in an unfurled state similar
to the configuration of frame 2002 in FIGS. 20 and 26. In use, end portion 2751 and
2752 are joined to form a tubular structure surrounding central axis 2704. (Frame
2702 can be formed from a tube, thereby eliminating the need to join portions 2751
and 2752.)
[0074] When portions 2751 and 2752 are joined, medial section 2750 becomes a perforated
tubular portion corresponding to perforated tubular portion 2050 shown in FIG. 22.
Although the perforated tubular portion shown in FIG. 27 is axially longer than the
perforated tubular portion shown in FIGS. 21 and 22, it will be appreciated that the
length of the tubular portion can be matched to the thickness of the wall being plugged.
[0075] As shown in FIG. 27, fingers 2708 and fingers 2710 extend from opposite axial ends
2705 and 2706 of portion 2750, respectively. A plugging structure (not shown) can
be attached, for example, to support structures 2730 to occlude the longitudinal passage
during use. Piercing points 2715 and barbs 2714 are for engaging opposite sides of
a wall for securing frame 2702 thereto.
[0076] FIG. 28 shows plug 2800, which includes frame 2802 with delivery balloon 2888 inserted
in longitudinal passage 2856. Delivery balloon 2888 is inflated enough to engage frame
2802 and allow delivery of plug 2800 to a repair site inside a patient. Folded or
elastic plugging structure 2806 is deflected around tip 2889 of balloon 2888. Plugging
structure 2806 is attached to frame 2802 at support structure 2830. Plug 2800 can
have barbs 2815, for example, for engaging a patient's body tissue.
[0077] FIG. 29 shows a cross-sectional view of plug 2800 being positioned in aperture 2980
in cavity wall 2950. During installation of plug 2800, balloon 2888 engages the inside
of frame 2802. Plugging structure 2806 is deflected around balloon tip 2889. Next,
plug 2800 is inserted with balloon 2888 into aperture 2980. Balloon 2888 is then inflated,
causing frame 2802 to expand radially and to contract along its central axis 2804,
thereby forcing barbs 2815 to pierce opposite sides 2946 and 2948 of wall 2950. This
also causes perforated tubular portion 2852 to conform to perimeter 2898. If plugging
structure 2806 is secured to perforated tubular portion 2852, it too is stretched
or unfolded across aperture 2980.
[0078] FIG. 30 shows plug 2800 installed in aperture 2980 after frame 2802 is deformed by
the expansion of balloon 2888. At this stage, balloon 2888 has been removed from perforated
tubular portion 2852. The perforations (i.e., the holes) in portion 2852 allow the
axial length of perforated tubular portion 2852 to decrease as its radius increases.
[0079] FIG. 31 shows plug 2800 being delivered to aperture 2980 in heart 2970. Plug 2800
is supported by partially inflated balloon 2888 and guided through a patient's body
tissue and/or tubing via delivery guide 2894 until it is positioned with barbs 2815
on opposite sides of wall 2950.
[0080] After delivery of plug 2800 to aperture 2980, plug 2800 can be fully installed by
further expanding balloon 2888, thereby causing frame 2802 to deform and secure itself
as shown in FIG. 32. After plug 2800 is secured, balloon 2888 is deflated and removed.
When installed, tubular portion 2852 conforms to perimeter 2998 and plugging structure
2806 spans and occludes blood flow through the aperture.
[0081] In another embodiment of the invention, a plug is provided for occluding a lumen
of a patient's body tubing. FIG. 33 shows occlusion plug 3300, which includes frame
3302. Plug 3300 is similar to aperture plug 2700 (shown in FIG. 27), but has barbs
(or points) that extend from fingers 3308 on only one axial end 3305 of medial section
3350. It will be appreciated that points 3315 are not always necessary, but may be
included in plugs where positive anchoring is desired. Frame 3302 is shown in FIG.
33 in an "unfurled" state, but as in the embodiments discussed above, would be joined
to form a perforated tubular portion. Support structures 3330 can also be provided
for securing a plugging structure (not shown).
[0082] FIG. 34 shows occlusion plug 3400 mounted on partially inflated balloon 3488. Balloon
3488 occupies longitudinal passage 3456 along central axis 3456. Plugging structure
3406 is attached to frame 3402 at support structures 3430 in medial section 3452 and
is deflected around tip 3489 of balloon 3488. Piercing points 3415, which can be barbed,
extend away from central axis 3456 and are destined to be embedded in the interior
wall of a patient's body tubing.
[0083] Occlusion plug 3500, which is shown in FIG. 35, is constructed according to this
invention, but includes a frame with a different profile from that shown in FIG. 33.
FIG. 35 shows a partial view of plug 3500 in the unfurled state. Like each of the
other embodiments discussed above, medial portion 3550 can radially expand and axially
contract when a balloon is inflated therein. In particular, each of the rectangular
units that make up frame 3502 can stretch, such that length l and width w vary inversely.
[0084] FIG. 36 shows the deployment of occlusion plug 3600 in a patient's blood vessel 3640
having aneurysm 3650. Arrow A shows the normal direction of blood flow through blood
vessel 3640. Because of aneurysm 3650, it may be desirable to occlude blood vessel
3640 upstream from aneurysm 3650. As already explained above, with reference to plug
2800, for example, plug 3600 is mounted on balloon 3688 and positioned upstream of
aneurysm 3650. As balloon 3688 is inflated, perforated tubular portion 3652 expands
radially causing perforated tubular portion 3652 to conform to inner wall 3642 of
blood vessel 3640. Plugging structure 3606 is attached to frame 3602 at points along
the circumference of tubular portion 3652 and is thus stretched to occlude lumen 3644
of blood vessel 3640. As perforated tubular portion 3652 expands radially, it contracts
axially and causes piercing points 3615 to engage walls 3642 and thus anchor plug
3600.
[0085] It will be understood that the foregoing is only illustrative of the principles of
the invention, and that various modifications can be made by those skilled in the
art without departing from the scope and spirit of the invention.
1. A plug comprising:
a perforated tubular portion having a longitudinal passage, wherein any cross-section
of said perforated tubular portion in a plane perpendicular to said passage is discontinuous;
a plurality of fingers attached to said tubular portion and extending from an axial
end of said perforated tubular portion, wherein any cross-section of said plurality
of fingers in a plane perpendicular to said passage is discontinuous; and
a plugging structure substantially occluding said passage.
2. The plug of claim 1 wherein said plug can be detected using fluoroscopy.
3. The plug of claim 1 wherein said perforated tubular portion and said plurality of
fingers are formed from a unitary body.
4. The plug of claim 1 further comprising a second plurality of fingers attached to said
tubular portion and extending from a second axial end of said perforated tubular portion.
5. The plug of claim 4 wherein said plug can be detected using fluoroscopy.
6. The plug of claim 4 wherein said perforated tubular portion and said first and second
pluralities of fingers are formed from a unitary body.
7. The plug of claim 4 wherein said perforated tubular structure and said fingers comprise
an elastic material.
8. The plug of claim 7 wherein said perforated tubular structure and said fingers frame
comprise nitinol.
9. The plug of claim 4 wherein at least one finger of said pluralities of fingers can
be positioned to extend substantially radially away from said longitudinal passage.
10. The plug of claim 4 wherein at least one finger of said plurality of fingers has a
marker structure.
11. The plug of claim 10 wherein said marker structure is radiopaque.
12. The plug of claim 10 wherein said marker structure is a marker bands.
13. The plug of claim 12 wherein said finger has an end portion and said marker band is
crimped to said end portion.
14. The plug of claim 10 wherein said marker structure is a rivet.
15. The plug of claim 4 wherein at least one finger of at least one of said pluralities
of fingers has a retention device receptacle.
16. The plug of claim 15 wherein said retention device receptacle is a locking pin aperture.
17. The plug of claim 16 wherein said retention device receptacle is a nose cone cover.
18. The plug of claim 4 wherein at least one finger of at least one of said pluralities
of fingers has a pointed end portion located remotely from said central axis.
19. The plug of claim 4 wherein at least one finger of at least one of said pluralities
of fingers has a barbed end portion located remotely from said central axis.
20. The plug of claim 4 wherein at least one finger of at least one of said pluralities
of fingers is curved, said curve being concave toward a plane perpendicular to said
central axis and passing substantially between said first and second pluralities of
fingers.
21. The plug of claim 4 wherein said perforated tubular portion defines a substantially
round cross section as viewed in a direction of said longitudinal axis.
22. The plug of claim 4 wherein said perforated tubular portion defines a substantially
elliptical cross section as viewed in a direction of said longitudinal passage.
23. The plug of claim 4 wherein substantially all of said fingers of at least one of said
pluralities are of substantially similar length.
24. The plug of claim 4 wherein different ones of the fingers of at least one of said
pluralities are of different lengths.
25. The plug of claim 4 wherein at least one finger of at least one of said pluralities
of fingers has different flexural stiffness along its length.
26. The plug of claim 4 wherein at least one finger of at least one of said pluralities
of fingers has different thickness along its length.
27. The plug of claim 4 wherein at least one finger of at least one of said pluralities
of fingers has different width along its length.
28. The plug of claim 4 wherein at least one finger of at least one of said pluralities
of fingers has a free end portion comprising an end structure configured to facilitate
releasable retention of said finger by a plug delivery device.
29. The plug of claim 4 further comprising an elastic web between adjacent ones of said
fingers.
30. The plug of claim 29 wherein the web comprises silicone.
31. The plug of claim 4 wherein at least one finger of at least one of said pluralities
of fingers has an end portion proximal to said central axis for supporting said plugging
structure.
32. The plug of claim 4 wherein at least one finger of at least one of said pluralities
of fingers has an end portion remote from said central axis for supporting said plugging
structure.
33. The plug of claim 32 wherein said end portion has a support structure with which to
affix said plugging structure.
34. The plug of claim 4 wherein said perforated tubular portion has at least one support
structure with which to affix said plugging structure.
35. The plug of claim 4 wherein said plugging structure is elastic.
36. The plug of claim 4 wherein said plugging structure can be unfolded.
37. The plug of claim 4 wherein said plugging structure comprises polymeric material.
38. The plug of claim 4 wherein said plugging structure comprises DACRON® .
39. The plug of claim 4 wherein said plugging structure comprises cloth.
40. The plug of claim 4 wherein said plugging structure is sewn to said frame.
41. The plug of claim 4 wherein said plugging structure has a guide wire aperture through
which a guide wire can pass.
42. The plug of claim 41 wherein said guide wire aperture can substantially self close
after said guide wire is removed.
43. The plug of claim 4 wherein said frame may be inserted into a delivery tube by extending
said fingers in a direction substantially parallel to said longitudinal passage.
44. The plug of claim 4 wherein said perforated tubular portion can conform to a perimeter
of a hole in a wall of a patient's body cavity.
45. The plug of claim 4 wherein said perforated tubular portion can contract longitudinally
as it expands radially.
46. The plug of claim 4 wherein said perforated tubular portion is plastically deformable.
47. The plug of claim 46 wherein said perforated tubular portion comprises stainless steel.
48. The plug of claim 47 wherein said tubular portion comprises tantalum.
49. The plug of claim 46 wherein said perforated tubular portion can be conformed to a
perimeter of a hole in a wall of a patient's body cavity using a balloon to expand
said perforated tubular portion.
50. The plug of claim 46 wherein said perforated tubular portion can contract longitudinally
as it expands radially.
51. The plug of claim 1 wherein said perforated tubular portion and said fingers comprise
an elastic material.
52. The plug of claim 51 wherein said perforated tubular portion and said fingers comprise
nitinol.
53. The plug of claim 1 wherein at least one of said fingers extends substantially radially
away from said central axis.
54. The plug of claim 1 wherein at least one of said fingers has a marker structure.
55. The plug of claim 54 wherein said marker structure is radiopaque.
56. The plug of claim 54 wherein said marker structure is a marker band.
57. The plug of claim 56 wherein said finger has an end portion and said marker band is
crimped to said end portion.
58. The plug of claim 54 wherein said marker structure is a rivet.
59. The plug of claim 1 wherein at least one of said fingers has a pointed end portion
located remotely from said central axis.
60. The plug of claim 1 wherein at least one of said fingers has a barbed end portion
located remotely from said central axis.
61. The plug of claim 1 wherein at least one of said fingers is curved, said curve being
concave toward a plane perpendicular to said central axis and passing through said
perforated tubular portion.
62. The plug of claim 1 wherein said perforated tubular portion defines a substantially
round cross section as viewed in a direction of said longitudinal passage.
63. The plug of claim 1 wherein said perforated tubular portion defines a substantially
elliptical cross section as viewed in a direction of said longitudinal passage.
64. The plug of claim 1 wherein substantially all of said fingers are of substantially
similar length.
65. The plug of claim 1 wherein different ones of the fingers are of different lengths.
66. The plug of claim 1 wherein at least one of said fingers has different flexural stiffness
along its length.
67. The plug of claim 1 wherein at least one of said fingers has different thickness along
its length.
68. The plug of claim 1 wherein at least one of said fingers has different width along
its length.
69. The plug of claim 1 wherein at least one of said fingers has a free end portion comprising
an end structure configured to facilitate releasable retention of said finger by a
plug delivery device.
70. The plug of claim 1 further comprising an elastic web between adjacent ones of said
fingers.
71. The plug of claim 70 wherein the web comprises silicone.
72. The plug of claim 1 wherein at least one of said fingers has an end portion proximal
to said central axis for supporting said plugging structure.
73. The plug of claim 72 wherein said end portion has a support structure with which to
affix said plugging structure.
74. The plug of claim 1 wherein said perforated tubular portion has at least one support
structure for supporting said plugging structure.
75. The plug of claim 1 wherein said plugging structure is elastic.
76. The plug of claim 1 wherein said plugging structure can be unfolded.
77. The plug of claim 1 wherein said plugging structure comprises polymeric material.
78. The plug of claim 1 wherein said plugging structure comprises DACRON®.
79. The plug of claim 1 wherein said plugging structure comprises cloth.
80. The plug of claim 1 wherein said plugging structure is sewn to said frame.
81. The plug of claim 1 wherein said plugging structure has a guide wire aperture through
which a guide wire can pass.
82. The plug of claim 81 wherein said guide wire aperture can substantially self close
after said guide wire is removed.
83. The plug of claim 1 wherein said frame may be inserted into a delivery tube by extending
said fingers in a direction substantially parallel to said longitudinal passage.
84. The plug of claim 1 wherein said perforated tubular portion can conform to a perimeter
of a defect in a wall of a patient's body cavity.
85. The plug of claim 1 wherein said perforated tubular portion can contract longitudinally
as it expands radially.
86. The plug of claim 1 wherein said perforated tubular portion is plastically deformable.
87. The plug of claim 86 wherein said perforated tubular portion comprises stainless steel.
88. The plug of claim 86 wherein said perforated tubular portion comprises tantalum.
89. The plug of claim 86 wherein said perforated tubular portion can be conformed to a
perimeter of a hole in a wall of a patient's body cavity using a balloon to expand
said perforated tubular portion.
90. The plug of claim 86 wherein said perforated tubular portion can contract longitudinally
as it expands radially.