Background
[0001] This invention relates generally to cyclic thioamides useful as additives for lubricating
oils.
[0002] Zinc dialkyldithiophosphates (ZDDP) are widely used as lubricant additives. The principal
disadvantages of these compounds are that an ash residue is produced by the zinc as
the additive is consumed, and that phosphorus is known to affect the efficiency of
catalytic converters in motor vehicles, thereby causing emissions problems. Cyclic
compounds useful as lubricant additives are disclosed in U.S. Patent No. 6,187,722.
However, the compounds disclosed therein are imidazolidinethiones which are not within
the scope of the present invention.
[0003] The problem addressed by this invention is to find additional non-metallic, non-phosphorus-containing
oil-soluble additives for lubricating oils.
Statement of Invention
[0004] The present invention is directed to a composition comprising:
(a) from 0.1% to 20% of at least one cyclic thioamide of formula I:

wherein X is CR5R6, CR5R6NR7 or CR5R6CR8R9; R1, R2, R3, R4, R5, R6, R7, R8 and R9 are independently hydrogen, alkyl, alkenyl, aryl or aralkyl; or R1 and R2, or R3 and R4, combine with the carbon atom to which they are attached to form an alkyl or alkenyl
ring; and
(b) a lubricating oil.
[0005] The present invention is further directed to a method for improving the anti-wear
characteristics of a lubricating oil by adding from 0.1% to 20% of a compound of formula
I.
[0006] The present invention is further directed to a lubricating oil composition containing
the reaction product of a compound of formula (I) with an imine; an unsaturated carboxylic
acid or ester; an isocyanate or isothiocyanate; or an alkyl, alkenyl or aralkyl group
bearing a leaving group; and to the aforementioned reaction products.
Detailed Description
[0007] All percentages are weight percentages based on the entire composition described,
unless specified otherwise. An "alkyl" group is a saturated hydrocarbyl group having
from one to twenty-two carbon atoms in a linear, branched or cyclic arrangement, and
having from 0 to 2 oxygen, nitrogen or sulfur atoms. Substitution on alkyl groups
of one or more halo, hydroxy, alkoxy, alkanoyl or amido groups is permitted; alkoxy,
alkanoyl and amido groups may in turn be substituted by one or more halo substituents.
In one preferred embodiment, alkyl groups contain from two to twelve carbon atoms
and from 0 to 1 oxygen, nitrogen or sulfur atoms; in another preferred embodiment,
alkyl groups contain from 4 to 22 carbon atoms; in another preferred embodiment, alkyl
groups contain no heteroatoms. An "alkenyl" group is an "alkyl" group in which at
least one carbon-carbon single bond has been replaced with a double bond. An "aryl"
group is a substituent derived from an aromatic compound, including heterocyclic aromatic
compounds having heteroatoms chosen from among nitrogen, oxygen and sulfur. An aryl
group has a total of from five to twenty ring atoms, and has one or more rings which
are separate or fused. Substitution on aryl groups of one or more halo, alkyl, alkenyl,
hydroxy, alkoxy, alkanoyl or amido groups is permitted, with substitution by one or
more halo groups being possible on alkyl, alkenyl, alkoxy, alkanoyl or amido groups.
An "aralkyl" group is an "alkyl" group substituted by an "aryl" group. A "lubricating
oil" is a natural or synthetic oil, or a mixture thereof, having suitable viscosity
for use as a lubricant, e.g., as crankcase oil in an internal combustion engine, automatic
transmission fluid, turbine lubricant, gear lubricant, compressor lubricant, metal-working
lubricant, hydraulic fluid, etc.
[0008] Preferably, at least one of R
1, R
2, R
3, R
4, R
5, R
6, R
7, R
8 and R
9 is alkyl, alkenyl, aryl or aralkyl or R
1 and R
2, or R
3 and R
4, combine with the carbon atom to which they are attached to form an alkyl or alkenyl
ring; more preferably at least two of R
1, R
2, R
3, R
4, R
5, R
6, R
7, R
8 and R
9 are alkyl, alkenyl, aryl or aralkyl. In one embodiment of the invention at least
one of R
1, R
2, R
3, R
4, R
5, R
6, R
7, R
8 and R
9 is aryl, aralkyl, C
4-C
22 alkyl or C
4-C
22 alkenyl; more preferably at least one of R
1, R
2, R
3, R
4, R
5, R
6, R
7, R
8 and R
9 is C
4-C
22 alkyl or C
4-C
22 alkenyl; and most preferably at least one of R
1, R
2, R
3, R
4, R
5, R
6, R
7, R
8 and R
9 is C
6-C
22 alkyl. The composition of the present invention includes at least one compound of
formula (I). In one embodiment of the invention, the composition contains at least
two compounds of formula (I), and more preferably contains at least three compounds
of formula (I).
[0009] In one embodiment of the invention, R
1 and R
2, or R
3 and R
4, combine with the carbon atom to which they are attached to form an alkyl or alkenyl
ring, preferably a C
5-C
8 alkyl or alkenyl ring, most preferably a C
5-C
6 alkyl ring. In this embodiment, either or both pairs of substituents, R
1 and R
2, or R
3 and R
4, become a difunctional alkyl or alkenyl group linked to the cyclic thioamide ring
carbon to form an alkyl or alkenyl ring, resulting in a mono- or di-spiro- compound.
For example, when X is CH
2; and R
1 and R
2, and R
3 and R
4 combine with a ring carbon atom to form a C
6 alkyl ring, the following structure results:

[0010] In one embodiment of the invention, X is CR
5R
6, and the compound of formula (I) can be represented by formula (II)

Preferably, at least one of R
1, R
2, R
3, R
4, R
5 and R
6 is alkyl, alkenyl, aryl or aralkyl, or R
1 and R
2, or R
3 and R
4, combine with the carbon atom to which they are attached to form a C
5-C
8 alkyl or alkenyl ring. In a preferred embodiment of the invention, R
4 is R
10NH, and R
10 is alkyl, alkenyl, aryl or aralkyl. The compound of this embodiment can be prepared
from an alkyl nitrile, a ketone bearing a leaving group at the α-position, and an
amine, in a three-step process, as shown below in Scheme 1 for the embodiment in which
R
5 and R
6 are hydrogen:

wherein Z represents a suitable leaving group, including, but not limited to iodide,
bromide, chloride, tosylate, mesylate or triflate. Preferably, R
3 is alkyl, alkenyl, aryl or aralkyl. Preferably, R
1, R
2 and R
3 contain no amine nitrogen atoms. Preferably, at least one of R
1, R
2, R
3 and R
10 is aryl, aralkyl, C
4-C
22 alkyl or C
4-C
22 alkenyl; more preferably C
6-C
22 alkyl or C
6-C
22 alkenyl; and most preferably C
10-C
22 alkyl. Use of a more highly substituted ketone starting material will result in a
product in which one or both of R
5 and R
6 are not hydrogen.
[0011] In one embodiment of the invention, a compound of formula (I) in which X is CH
2 is prepared from a 1,2-halohydrin, an alkyl nitrile and a sulfide salt, in a two-step
process, as shown below in Scheme 2:

wherein Z represents a suitable leaving group, including, but not limited to iodide,
bromide, chloride, tosylate, mesylate or triflate. The process can also be performed
with substituted starting material to produce a compound in which X is CR
5R
6, and R
5 and R
6 are not hydrogen.
[0012] In another embodiment of the invention, X is CR
5R
6CR
8R
9 and the compound of formula (I) can be represented by formula (III)

Preferably, at least one of R
1, R
2, R
3, R
4, R
5, R
6, R
8 and R
9 is alkyl, alkenyl, aryl or aralkyl, or R
1 and R
2, or R
3 and R
4, combine with the carbon atom to which they are attached to form a C
5-C
8 alkyl or alkenyl ring. In a preferred embodiment of the invention, R
4 is R
10NH, and R
10 is alkyl, alkenyl, aryl or aralkyl. Preferably, R
3 is alkyl, alkenyl, aryl or aralkyl. Preferably, R
3 contains no amine nitrogen atoms. Preferably, at least one of R
3 and R
4 is aryl, aralkyl, C
4-C
22 alkyl or C
4-C
22 alkenyl; more preferably C
6-C
22 alkyl or alkenyl; and most preferably C
10-C
22 alkyl. In one embodiment of the invention, R
1, R
2, R
5, R
6, R
8 and R
9 are hydrogen, and the compound of formula (III) is prepared according to the following
two-step process

This process also may be performed with various R groups on the starting material
to give substituted versions of the product in which some or all of R
1, R
2, R
5, R
6, R
8 and R
9 are not hydrogen. The process also is capable of producing the five-membered analog
of the product, i.e., X is CR
5R
6, with or without substituents on the ring carbons. This is illustrated below in Scheme
4 for the embodiment in which R
1, R
2, R
5 and R
6 are hydrogen:

[0013] In another embodiment of the invention, X is CR
5R
6NR
7 and the compound of formula (I) can be represented by formula (IV)

Preferably, at least one of R
1, R
2, R
3, R
4, R
5, R
6 and R
7 is alkyl, alkenyl, aryl or aralkyl, or R
1 and R
2, or R
3 and R
4, combine with the carbon atom to which they are attached to form a C
5-C
8 alkyl or alkenyl ring. In a preferred embodiment, R
1, R
2, R
5, R
6 and R
7 are hydrogen, and the compound of formula (IV) is prepared according to the following
two-step process

This process also may be performed with various R groups on the starting material,
or with subsequent alkylation on the amine nitrogen, to give substituted versions
of the product in which some or all of R
1, R
2, R
5, R
6 and R
7 are not hydrogen. Preferably, at least one of R
3 and R
4 is alkyl, alkenyl, aryl or aralkyl; more preferably at least one of R
3 and R
4 is aryl, aralkyl, C
4-C
22 alkyl or C
4-C
22 alkenyl; more preferably C
6-C
22 alkyl or C
6-C
22 alkenyl; and most preferably C
10-C
22 alkyl. Preferably, R
3 and R
4 contain no amine nitrogen atoms.
[0014] In a preferred embodiment of the invention, the thioamide group or an amine group
of the compound of formula (I) is further functionalized by reaction with imines of
formula R
11N=CR
12R
13; unsaturated carboxylic esters of formula CHR
14=CR
15COOR
16; isocyanates, R
18NCO, or isothiocyanates, R
18NCS; or R
17Y; wherein R
12, R
13 and R
16 independently are hydrogen, alkyl, alkenyl, aryl or aralkyl; R
17 is alkyl, alkenyl or aralkyl; R
14 and R
15 independently are hydrogen or C
1-C
4 alkyl; R
11 and R
18 independently are alkyl, alkenyl, aryl or aralkyl; and Y is a suitable leaving group
capable of being displaced by the nitrogen or the sulfur of a thioamide group, or
by a primary or secondary amine nitrogen. Suitable leaving groups include, e.g., iodide,
bromide, chloride, tosylate, mesylate or triflate. Functionalization of the thioamide
group can occur on the thioamide nitrogen or the thioamide sulfur, provided of course
that the thioamide nitrogen bears at least one hydrogen. The product also can be a
mixture of the compound functionalized on the nitrogen and the one functionalized
on the sulfur. In compounds also having a primary or secondary amino group, functionalization
also may occur solely or partially on the amino group.
[0015] Preferably, R
14 and R
15 independently are hydrogen or methyl. Preferably, the compound of formula CHR
14=CR
15COOR
16 is an alkyl or aralkyl acrylate having R
14= R
15=H and R
16=alkyl or aralkyl; or a methacrylate ester having R
14=H and R
15=CH
3; or a crotonate ester having R
15=H and R
14=CH
3. Preferably, R
14 is hydrogen. Preferably, R
16 is alkyl or aralkyl, most preferably C
4-C
22 alkyl. Preferably, R
18 is aryl, alkyl or aralkyl, most preferably C
8-C
22 alkyl. Preferably, R
11 is C
12-C
22 alkyl. In one embodiment, R
11 is derived from an unsubstituted C
16-C
22 alkyl amine, R
11NH
2, preferably one which is an oil-soluble amine. In one embodiment, the alkyl amine
is a tertiary alkyl primary amine, i.e., a primary amine in which the alkyl group
is attached to the amino group through a tertiary carbon. Examples of commercially
available tertiary alkyl primary amines are the Primene™ amines available from Rohm
and Haas Company, Philadelphia, PA. Preferably, R
12 and R
13 independently are alkyl or hydrogen. In a preferred embodiment of the invention,
R
11N=CR
12R
13 is a formaldehyde imine, R
11N=CH
2. Preferably, R
17 is C
4-C
22 alkyl, C
4-C
22 alkenyl or aralkyl; more preferably C
6-C
22 alkyl or C
6-C
22 alkenyl; and most preferably C
8-C
22 alkyl.
[0016] As an example, the reaction of the compound of formula (II) with an imine and an
acrylate is illustrated below in Scheme 6.

[0017] The compound resulting from functionalization of the thioamide group in the compound
of formula (II) can be represented by formula (V).

wherein bonds a and b are single or double bonds, provided that one of a and b is
a single bond and the other is a double bond; one of B
1 and B
2 is -CR
14H-CR
15H-COOR
16, -CR
12R
13NHR
11, -C(O)NHR
18, -C(S)NHR
18 or R
17, and the other is absent. When B
1 is present, bond "b" is a double bond; and when B
2 is present, bond "a" is a double bond. An analogous structure exists for the compound
resulting from functionalization of the compound of formula (III), in which functionalization
also occurs on the thioamide nitrogen or sulfur, as shown in formula (VI).

The compound resulting from functionalization of the thioamide group and/or a secondary
amino group in the compound of formula (IV) can be represented by formula (VII).

wherein B
3 represents R
7, -CR
14H-CR
15H-COOR
16, -CR
12R
13NHR
11, -C(O)NHR
18, -C(S)NHR
18 or R
17. If R
7 in formula (IV) is not hydrogen, then functionalization at the NR
7 amino group would not occur, and B
3 would simply be R
7. Other primary or secondary amino groups in formulas (II), (III) or (IV) can be functionalized
in this way, e.g., when R
4 is R
10NH, the R
10NH amino group can be functionalized.
[0018] Preferably, the compound(s) of formula (I) is present in a lubricating oil in a total
amount of at least 0.2%, more preferably at least 0.3%, and most preferably at least
0.4%. Preferably, the compound(s) of formula (I) is present in a lubricating oil in
a total amount no greater than 10%, more preferably no greater than 5%, and most preferably
no greater than 2%. Preferably, the compounds are soluble at the aforementioned levels.
[0019] Optionally, other additives typically used in lubricating oils are present in the
composition. Such additives include, but are not limited to, other anti-wear additives,
anti-corrosion additives, dispersants, detergents, antioxidants, antifoamants, friction
modifiers, seal swell agents, demulsifiers, viscosity index improvers and pour point
depressants. Other anti-wear additives that can be used in combination with the compound
of formula (I) include the commercial products known as ZDDP, which are zinc dialkyldithiophosphates.
In addition to improving the anti-wear characteristics of lubricating oils, the compound
of formula (I) typically also improves anti-corrosion characteristics and functions
as an anti-oxidant.
1. A composition comprising:
(a) from 0.1% to 20% of at least one cyclic thioamide of formula I:

wherein X is CR5R6, CR5R6NR7 or CR5R6CR8R9; R1, R2, R3, R4, R5, R6, R7, R8 and R9 are independently hydrogen, alkyl, alkenyl, aryl or aralkyl; or R1 and R2, or R3 and R4, combine with the carbon atom to which they are attached to form an alkyl or alkenyl
ring; and
(b) a lubricating oil.
2. The composition of claim 1 in which X is CR5R6, and at least one of R1, R2, R3, R4, R5 and R6 is alkyl, alkenyl, aryl or aralkyl, or R1 and R2, or R3 and R4, combine with the carbon atom to which they are attached to form a C5-C8 alkyl or alkenyl ring.
3. The composition of claim 2 in which R4 is R10NH, and R10 is alkyl, alkenyl, aryl or aralkyl.
4. The composition of claim 1 in which X is CR5R6CR8R9, and at least one of R1, R2, R3, R4, R5, R6, R8 and R9 is alkyl, alkenyl, aryl or aralkyl, or R1 and R2, or R3 and R4, combine with the carbon atom to which they are attached to form a C5-C8 alkyl or alkenyl ring.
5. The composition of claim 4 in which R4 is R10NH, and R10 is alkyl, alkenyl, aryl or aralkyl.
6. The composition of claim 1 in which X is CR5R6NR7, and at least one of R1, R2, R3, R4, R5 and R6 is alkyl, alkenyl, aryl or aralkyl, or R1 and R2, or R3 and R4, combine with the carbon atom to which they are attached to form a C5-C8 alkyl or alkenyl ring.
7. The composition of claim 6 in which R7 is hydrogen, and at least one of R3 and R4 is alkyl, alkenyl, aryl or aralkyl.
8. The composition of claim 1 in which at least one of R1, R2, R3, R4, R5, R6, R7, R8 and R9 is aryl, aralkyl, C4-C22 alkyl or C4-C22 alkenyl.
9. The composition of claim 1 which comprises at least two cyclic thioamide compounds
of formula (I).
10. The method of claim 9 in which said at least two cyclic thioamide compounds are present
in a total amount from 0.2% to 5%.