RELATED APPLICATIONS
FIELD OF THE INVENTION
[0002] The present invention is directed to a homogeneous, thermoreversible gel film comprising
a film forming amount of kappa-2 carrageenan, and optionally at least one of a plasticizer,
a second film former, a bulking agent, and a pH controlling agent; and processes for
the preparation thereof. The present invention is also directed to soft capsules and
solid forms containing the gel film, as well as processes for the preparation thereof.
BACKGROUND OF THE INVENTION
[0003] Gelatin has long been used to form films useful in the preparation of soft capsules.
It is a hydrolyzed protein from collagen usually obtained by boiling animal bones
and cartilage under pressure with water. However, the use of gelatin suffers from
several commercial drawbacks; e.g., its animal origins often preclude its availability
to those who cannot or will not take animal derived capsules and recent concerns over
bovine spongiform encephalopathy, BSE, or "Mad Cow Disease."
[0004] As a result, academia and industry have been trying for many years to develop alternatives
to gelatin that can desirably use many of the machines and processes, such as rotary
dies, that are already in place to make soft capsules from gelatin alternatives.
[0005] For example, Japanese Patent Application Kokai Publication No.
61-10508A discloses capsules made from the composition of polysaccharides including at least
carrageenan and polyhydric alcohols. Carrageenan can be used wholly or partly with
other polysaccharides such as tamarind gum, pectin, gelatin, alginates, agar, furcellaran,
cellulose derivatives, locust bean gum, and guar gum. Polyhydric alcohols include
sorbitol, glucose, sucrose, ethylene glycol, diethylene glycol, triethylene glycol,
polyethylene glycol, propylene glycol, polypropylene glycol, butane diol and glycerin.
The soft capsules are made from concave stamping dies.
[0006] Japanese Patent Application Kokai Publication No.
63-164858 discloses mixtures of polysaccharides and polyhydric alcohols with/without alkaline
substances. The broad list of polysaccharides purported to be useful in the application
include natural polysaccharides such as carrageenan, alginic acid, alginate derivatives,
agar, locust bean gum, guar gum, tamarind seed polysaccharides, pectin, xanthan gum,
glucomannan, chitin, pullulan and cyclodextrine. The polysaccharides are stated to
be combined with a concentrated water solution of at least one of a polyhydric alcohol,
sugar alcohol, monosaccharide, disaccharide and oligosaccharide. The mixtures are
stated to be useful in forming hulls of soft capsules. The three examples are directed
to making hulls of soft capsules having double layers of the mixture with gelatin
and a single layer consisting of the mixture of the invention with gelatin. No specific
carrageenans are mentioned.
[0007] U.S. Patent No. 5,089,307 discloses heat-sealable edible films comprising at least a film layer containing
a water-soluble polysaccharide as the principal component, a polyhydric alcohol and
water. The films are stated to be useful for sealing and packaging materials for dried
foods, oily foods and the like. The polysaccharides purported to be useful include
alginic acid and its salts (such as sodium salt); furcellaran; carrageenan such as
kappa-, iota- and lambda-carrageenans; agar; pectin such as high-methoxy and low-methoxy
pectins; gums such as tamarind seed gum, xanthan gum, guar gum, tara seed gum, locust
bean gum; pullulan; chitin derivatives such as chitosan; starch such as wheat, corn
and potato starches; dextrin; edible water-soluble cellulose derivatives such as carboxymethylcellulose;
and mixtures of the foregoing. The weight ratio of the polyhydric alcohol to polysaccharide
is preferably used in an amount of 1:5 to 1:1, and the polysaccharide is present in
an amount of not less than 50% of the total amount of active components. There is
no disclosure that such films can be used in the manufacture of soft or hard capsules.
[0008] U.S. Patent No. 6,331,205 discloses aqueous viscous compositions for making soft or hard capsules containing
carrageenan, preferably, iota carrageenan as the single gelling agent. Iota-, lambda-,
mu-, and nu-carrageenans are disclosed as the types of carrageenans that can be used
in the invention, and such are stated to be extracted from a variety of different
seaweed sources depending on the extraction method utilized. Plasticizers are disclosed
such as those belonging to the polyoxyls class; e.g., glycerol, sorbitol, maltodextrins,
dextrose, mannitol, xylitol, polyoxyethylene glycol 400 to 6000, natural glycerides
and hemisynthetics and their derivatives, etc. Soft capsules are said to be obtained
by an adaptation of the "Scherer" method. Films made from kappa carrageenans are said
to have syneresis causing problems in the manufacturing of hard and soft capsules.
There is no description of any specific iota carrageenans, kappa carrageenans, kappa-2
carrageenans, etc.
[0009] U.S. Patent No. 6,214,376 discloses gelatin-free capsules made from compositions comprising water-soluble hydrophilic
colloidal layers comprising gel films of kappa-carrageenan and a plasticizer. The
gelatin free soft capsules are said to be made from kappa-carrageenan as the main
gel-forming polymer (at least 50% by weight of gums that form thermoreversible gels
or contribute to the formation of thermoreversible gels). Hydrolyzed starches such
as maltodextrin may be added to increase solids concentration, aid heat sealing and
prevent hazing induced by gelling salts. Other types of gums, such as iota carrageenan,
are taught to be minimized, most preferably, to an amount less than 0.5% of the total
film composition.
[0010] U.S. Patent No. 6,340,473 requires the use of a modified starch having a hydration temperature below about
90°C and iota carrageenan for the manufacture of soft capsules using rotary die encapsulation
apparatus. The weight ratio of the modified starch to the iota carrageenan is stated
to be crucial to forming a satisfactory film. That is, the weight ratio of the modified
starch to the iota carrageenan is said to be 1.5:1. The inventors purportedly found
that iota-carrageenan alone does not produce an acceptable film and that modified
starch alone does not produce an acceptable film useable for encapsulation. The stated
theory is that the iota carrageenan functions as an elasticizing agent rendering an
otherwise inelastic, modified starch film, elastic. Carrageenans are stated to be
complex with hundreds of different products on the market having different functionalities.
Eucheuma spinosum is stated to be the seaweed source for iota carrageenan, and not all carrageenans
are stated to be useable in the invention, e.g., kappa carrageenan is stated not to
be a substitute for iota carrageenan therein.
[0011] It is known that certain high solids, low moisture film forming compositions containing,
for example, hydrocolloids, form highly viscous solutions that make formation of hydrated
films difficult to obtain. The present invention provides a process for preparing
high solids, low moisture films from such highly viscous solutions.
[0012] In addition, many attempts have been made to make soft capsules from high solids,
low moisture films such as hydrocolloids. However, such attempts to make soft capsules
have suffered from the drawback mentioned above. That is, hydrocolloids are known
to form highly viscous solutions that are difficult to sufficiently hydrate and form
a film in conventional soft capsule making processes. The process of the invention
therefore allows for the manufacture of soft capsules from such films.
SUMMARY OF THE INVENTION
[0013] As a first embodiment, the present invention is directed to a homogeneous, thermoreversible
gel film comprising a film forming amount of kappa-2 carrageenan, and optionally at
least one of a plasticizer, a second film former, a bulking agent, and a pH controlling
agent.
[0014] As a second embodiment, the present invention is directed to a process for making
gel films comprising the steps of: (i) heating, hydrating, mixing, solubilizing and,
optionally, de-aerating a composition of a kappa-2 carrageenan and optionally at least
one of a plasticizer, second film former, bulking agent and pH controlling agent in
an apparatus providing sufficient shear, temperature and residence time to form a
homogeneous, thermoreversible, molten composition thereof, wherein the temperature
is at or above the solubilizing temperature of the molten composition; and (ii) cooling
the molten composition at or below its gelling temperature to form the gel film.
[0015] As a third embodiment, the present invention is directed to soft capsules comprising
capsule walls and an encapsulated substance wherein the capsule walls comprise the
gel films of the present invention, as a well as a process for the preparation thereof.
The process comprises the steps of: (i) heating, hydrating, mixing, solubilizing and,
optionally, de-aerating, a composition of the kappa-2 carrageenan and optionally at
least one of the plasticizer, the secondary film former, the bulking agent and the
pH controlling agent in an apparatus providing sufficient shear, temperature and residence
time to form a homogeneous, molten composition thereof, wherein the temperature is
at or above the solubilizing temperature of the molten composition; and (ii) making
soft capsules directly from the molten composition or allowing the molten composition
to cool to its gelling temperature or below and thereafter making soft capsules therefrom.
[0016] As a fourth embodiment, the present invention is directed to solid forms comprising
a fill material encapsulated by the homogeneous, thermoreversible gel film of the
present invention; e.g., hard capsules.
BRIEF DESCRIPTION OF THE DRAWINGS
[0017]
Figure 1 is a schematic of a process of the present invention to make films and soft
capsules using a Stephan processor together with an extruder.
Figure 2 is a schematic of a process of the present invention to make films and soft
capsules using a fluid mixing apparatus of Figure 3 and an extruder. The schematic
shows the film coming out of the extruder proceeding to the encapsulation apparatus.
Figure 3 is a partially broken away, side elevational view of the fluid mixing apparatus
for mixing first and second fluids with steam that can be used in the process of the
present invention.
Figure 4 is another version of the schematic of Figure 2 showing the film coming out
of the extruder proceeding to the encapsulation apparatus.
Figure 5 is a schematic of a process of the present invention to make films and soft
capsules using the fluid mixing apparatus of Figure 3, a cooling drum and an encapsulation
apparatus.
DETAILED DESCRIPTION OF THE INVENTION
[0018] Carrageenan is a commercially significant galactan polysaccharide found in red seaweed.
All carrageenans contain repeating galactose units joined by alternating α1→3 and
β1→4 glycosidic linkages and are sulfated to widely varying degrees. The types of
carrageenan may be distinguished, in part, by their degree and position of sulphation,
as well as the seaweed from which they are obtained. For example, iota carrageenan
has a repeating unit of D-galactose-4-sulfate-3,6-anhydro-D-galactose-2-sulfate providing
a sulfate ester content of about 25 to 34%. Iota carrageenan can be obtained, for
example, from
Eucheuma denticulatum ("also referred to as "Spinosum"). Kappa carrageenan has a repeating unit of D-galactose-4-sulfate-3,6-anhydro-D-galactose
and is obtained, for example, from
Kappaphycus alvarezii (also known as "
Eucheuma cottonii"). In contrast, kappa-2 carrageenan is reported by
R. Falshaw, H.J. Bixler and K. Johndro, Structure and Performance of Commercial Kappa-2
Carrageenan Extracts, Food Hydrocolloids 15 (2001) 441-452, and by
H. Bixler, K Johndro and R Falshaw, Kappa-2 carrageenan: structure and performance
of commercial extracts II, Food Hydrocolloids 15 (2001) 619-630 to be copolymers containing a certain amount of kappa repeating units (3:6-anhydroglactose
(3:6-AG)) and iota repeating units (3:6-anhydrogalactose-2-sulfate (3:6-AG-2-S)) covalently
bound in the copolymer backbone and obtained from certain
Gigartinaceae algae. The foregoing references state that such kappa-2 carrageenans have distinctly
different properties as compared to simple mixtures of kappa and iota carrageenans.
Other references discussing kappa-2 carrageenan are discussed in these publications.
Kappa-2 carrageenan extracted from
Gigartina atropurpurea is reported by
R. Falshaw, H Bixler and K Johndro, Structure and Performance of Commercial Kappa-2
Carrageenan extracts III, Food Hydrocolloids 17 (2003) 129-139. While there has been considerable confusion historically about the physical nature
of kappa-2 carrageenans, recent studies, such as those mentioned immediately above,
have confirmed that kappa-2 carrageenans are copolymers containing kappa and iota
repeating units covalently bound (in certain ratios of kappa to iota moieties) in
the copolymer backbone in clear distinction to physical mixtures of kappa and iota
polymers.
[0019] As used herein, kappa-2 carrageenan has a molar ratio of 3:6AG-2S to 3:6AG content
of 25 to 50%, iota carrageenan has a molar ratio of 3:6AG-2S to 3:6AG content of 80
to 100% and kappa carrageenan has a molar ratio of 3:6AG-2S to 3:6AG content less
than that for kappa-2 carrageenan. For example, kappa carrageenan from
Eucheuma cottonii, a commonly known and used seaweed source for kappa carrageenan, has a molar ratio
of 3:6AG2S to 3:6AG content of less than about 10%; and iota carrageenan from
Spinosum, a commonly known and used seaweed source for iota carrageenan, has a molar ratio
of 3:6AG2S to 3:6AG content greater than about 85%. This means that kappa-2 carrageenan
comprises a ratio of kappa (3:6-AG) repeating units to iota (3:6-AG-2-S) repeating
units between 1.0 to 3.0:1, more particularly, 1.5 to 3.0:1 (more particularly depending
on the desired application). The molar ratio of 3:6AG-2S to 3:6AG content of 25 to
50% holds in kappa-2 carrageenans regardless of its degree of modification and precursor
content (e.g, mu and nu repeating units). Thus, any kappa-2 carrageenan meeting the
molar ratio of 3:6AG-2S to 3:6AG content of 25 to 50%, regardless of its degree of
modification, is within the scope of this invention.
[0020] The kappa-2 carrageenan to be used in the present invention may be contained within
or purified or separated from a number of seaweed species within the class of, for
example,
Gigartinaceae algae such as
Gigartina radula, Gigartina corymbifera, Gigartina skottshergii, Iridaea cordata,
Sarcothalia crispata, and
Mazzaella laminarioides. The seaweed source of the kappa-2 carrageenan to be used in this invention is any
that produces kappa-2 carrageenan having the molar content of 3:6AG-2S to 3:6AG described
herein. The kappa-2 carrageenan that can be used in the present invention may occur
naturally in the seaweeds above or may be modified from the above seaweeds to increase
the amount of 3:6AG-2S and 3:6AG moieties in the kappa-2 carrageenan from their precursors
(e.g., 3:6AG-2S moiety within the kappa-2 carrageenan modified from its precursor
nu upon alkali treatment, and 3:6AG moiety within the kappa-2 carrageenan modified
from its precursor mu upon alkali treatment). The recovery and modification techniques
are well known in the art including the cited publications by Falshaw, Bixler and
Johndro. For example, modification of the kappa-2 carrageenan can occur during its
recovery from certain
Gigartinacean algae as a result of alkali treatment at elevated temperatures. Recovery methods
include the optional full or partial filtration of insolubles from the starting material
or the use of unfiltered material. When the nu and mu precursors in the kappa-2 carrageenan
are modified to 3:6AG-2S and 3:6AG, respectively, such modification may be complete
(i.e., 100% of the nu and mu precursors in the kappa-2 carrageenan are modified to
3:6AG-2S and 3:6AG moieties, respectively) or less than fully complete (i.e., less
than 100% of the nu and mu precursors in the kappa-2 carrageenan are modified to 3:6AG-2S
and 3:6AG moieties, respectively). It is understood that during the recovery process
of the kappa-2 carrageenan from the above seaweeds small or trace amounts of other
carrageenans may be present (e.g., lambda carrageenans) and such can be used with
the kappa-2 carrageenans in the present invention.
[0021] One of the surprising aspects of the present invention is the functionality of the
kappa-2 carrageenan as compared to kappa carrageenans, iota carrageenans and simple
dry mixtures of kappa and iota carrageenans that contain the identical level of 3:6-AG-2-S.
That is, iota and kappa carrageenans are gelling carrageenans. In distinction, kappa-2
carrageenans are known to be weakly gelling. As a result, it would have been expected
that such weakly gelling carrageenans would form weak gel films. However, to the surprise
of the Applicants, kappa-2 carrageenans have been found to form surprisingly strong
gel films.
[0022] Without being bound, it is generally recognized that the water gel strength of kappa
carrageenan decreases significantly as 3:6-AG-2-S content increases (e.g. 1,500g to
300g at 1% in water), this being due to the structural interference of these additional
ester sulphates with helical aggregation and hydrogen bonding between such aggregated
helices. This trend continues for kappa-2 (25-50%, more particularly, 25-40% 3:6-AG-2-S
for particular applications), with water gels as low as 150g and is likely due to
its structural variability. Iota carrageenan (e.g., 80 to 100% 3:6-AG-2-S), however,
is more ordered structurally, thereby contributing a more uniform three dimensional
structure to this water gel, providing a stronger water gel, as indicated by its rupture
strength of over 300g. While not bound by any theory, it is thought that simple physical
mixtures of kappa and iota carrageenans are somewhat antagonistic with respect to
gel strength, most likely due to mutual interference of their ideal gel structures
developed at separate temperatures upon cooling. Resultant gel strength values for
the dry blended, physical mixtures of kappa and iota carrageenan based water gels
are still much higher in water gel strength than kappa-2 carrageenan. One can also
achieve this antagonistic effect by separately hydrating & solubilizing the kappa
and iota carrageenans, and, while maintaining their solutions above their gelling
temperatures, uniformly combine solutions and cast or allow the blend to cool to initiate
gelation. This gel strength drop (structural weakening) is further aggravated by extract
viscosity reduction (shorter molecules) and divalency addition. Thus, based on traditional
gel strength and textural measurement, kappa-2 carrageenan would not be expected to
be appropriate for gel film applications.
[0023] However, as the inventors here found, when kappa-2 is applied to making gel films,
it demonstrates surprising film strength and mechanical integrity, well beyond expectations
based on traditional (prior art) molecular structuring with respect to water gels.
It also demonstrates full compatibility with traditional film and capsule film ingredients,
such as starch, humectant, etc. It is thought that the random copolymeric gel structure
of kappa-2 carrageenan in such gel films and film compositions is ideal, contributing
complete structural stability from the onset of gelation, with no need or tendency
to change over time or during film drying process. The structure stays as it is gelled,
unlike kappa carrageenan structure that continues to harden, iota carrageenan that
is too elastic and won't tighten, and kappa/iota physical blends (as opposed to kappa-2
copolymers) that exhibit structural interferences. This surprising film strength of
kappa-2 carrageenan also allows carrageenan molecular weight control in order to better
balance process viscosity and required film strength for mechanical processing into
capsules, such direction resulting in the capability to operate at lower moisture
levels in the cast films while maintaining other essential film properties.
[0024] The kappa-2 carrageenan is used in the present invention in a film forming amount
(e.g., an amount that adds film strength to the gel film) which is distinguished from
trace amounts of kappa-2 carrageenan that do not add film properties to the film.
Thus, for example, in a gel film of the present invention containing the second film
formers discussed below, a film forming amount of kappa-2 carrageenan is an amount
that adds film strength to the overall film. Such film forming amounts are generally
at least 0.5% by weight of the dry gel film, particularly, 0.5% to 90%, more particularly,
0.5% to 50%, more particularly, 0.5% to 25%, more particularly, 1.5 to 25% by weight
of the dry gel film depending on the application.
[0025] As used herein, "homogeneous film" defines films that, to the naked eye, are visually
uniform and free of defects such as lumps, cracks, particles that are undissolved
that should be dissolved, non-uniform distribution of insoluble particles, etc. "Fish
eyes" (mixed liquid and solid states) or "gel balls" (non-uniform gel structure) would
not meet the definition of "homogeneous" as used herein.
[0026] The gel films of the present invention are homogeneous, thermoreversible gel films.
They can be cast and used in a wide variety of applications as cast films or in subsequent
processing.
[0027] As used herein, "thermoreversible film" defines a film that has a melting temperature.
As used herein, the melting temperature is the temperature or temperature range over
which the gel film softens or flows.
[0028] As used herein, the phrase "gel films" refer to a thin membrane or three dimensional
network, formed from structured kappa-2 carrageenan. The gel-forming composition is
characterized by a gel temperature, the temperature below which the molten mass of
the gel composition must be cooled to form a self-supporting structure. Optionally,
a molten mass can be cast hot and allowed to cool, as well as dry to further concentrate
the solids (controlled moisture removal) until a gel film is formed by the gel composition.
The melt temperature of a thermoreversible gel film is higher than its gel temperature.
[0029] The gel film of the present invention desirably contains soluble gelling cations
that promote carrageenan structure formation; i.e., gel formation. Such beneficial
cations include potassium, sodium and ammonium. These cations can be present within
the kappa-2 carrageenan or added to it from other organic or inorganic sources, at
various points in the process, while maintaining the molten mass above its gelation
temperature. These beneficial cations can be present in an amount of less than 50%
by dry weight of the kappa-2 carrageenan in the gel film (including water). This amount
can be varied depending on the components in the system, desired melt and sealing
temperatures, and processing conditions and equipment choices.
[0030] Other soluble cations, such as calcium, magnesium, aluminum and chromium can adversely
impact stability and should be kept to a minimum, such as less than 10%, less than
5%, less than 1% by dry weight of the kappa-2 carrageenan in the gel film (including
water). Sequestering or chelating agents could be added in sufficient amounts to minimize
the above cation solubility (and participating activity), providing the gel system
is not adversely affected by the sequestering agent nor the resulting compound.
[0031] The molecular weight of the kappa-2 carrageenan is generally above 100,000 Daltons,
preferably, 100,000 to 1,000,000, more preferably, 100,000 to 450,000, more preferably,
100,000 to 350,000 depending on the application.
[0032] In some applications, reducing the gelling temperature of the kappa-2 carrageenan
is desirable. A gelled system of kappa-2 carrageenan having an average to high molecular
weight has a gelling temperature of at least 59°C and 35°C in the potassium/calcium
and sodium forms, respectively. Thus, replacing the potassium cation with sodium cation
is one way to reduce the gelling temperature of kappa-2 carrageenans. It has generally
been considered that the gelling temperature is independent of the molecular weight
of the kappa-2 carrageenans. However, surprisingly, Applicants have further discovered
that in high solids systems having at least 50% solids, using a kappa-2 carrageenan
having a reduced molecular weight (e.g., having a viscosity of 19 cps or less, more
particularly less than 10 cps, at 75 °C in a 0.10 molar sodium chloride solution containing
1.5% of the reduced molecular weight carrageenan by weight based on the total weight
of the solution; this viscosity test can be performed using a Brookfield LVF (Brookfield
Engineering Laboratories, Inc.) viscometer using Spindle #1 at 60 r.p.m. and determining
the viscosity after six revolutions) can further reduce the gelling temperature of
kappa-2 carrageenan, for example, from 35°C to 25°C in the sodium form and from 59°C
to 57°C in the potassium/calcium form. Reducing the gelling temperature of the kappa-2
carrageenan generated structure can have beneficial effects in the processing of the
gel films of the present invention, for example, in making soft capsules, hard capsules
and other solid forms, by lowering the amount of heat used in the manufacturing process
and minimizing residual stress on the dried film.
[0033] The homogeneous, thermoreversible gel film of the present invention can optionally
contain at least one of a plasticizer, a second film former, a bulking agent and a
pH controlling agent. The components to be added to the gel film and their amounts
can vary depending on the desired use of the kappa-2 gel film.
[0034] Examples of such a plasticizer include polyols such as glycerin, sorbitol, maltitol,
lactitol, corn starch, fructose, polydextrose, solubilized oil and polyalkylene glycols
such as propylene glycol and polyethylene glycol. The amount of the plasticizer can
vary depending on the use of the gel film and its desired elasticity. For example,
such plasticizers can generally be used in an amount of at least 5%, more preferably,
at least 10%, more preferably, at least 20%, more preferably, at least 30% by weight
of all the components including water in the dry film if a gel film having more elasticity
is desired; e.g., films to be used to make soft capsules. For other applications,
such as hard capsules, where less elastic films are desired, the plasticizer can be
present in an amount of 0% to 20% by weight of all the components in the dry film.
It is possible that the gel film of the invention contains no plasticizer at all.
[0035] Examples of the second film former that can be used in the present invention include
at least one of a starch, starch hydrozylate, starch derivative, cellulose gum, hydrocolloid,
an alkylcellulose ether or a modified alkyl cellulose ether. Examples of the hydrocolloid
include at least one of kappa carrageenan; iota carrageenan; kappa and iota carrageenans
having a reduced molecular weight (e.g., having a viscosity of 19 cps or less, more
particularly less than 10 cps, at 75 °C when measured in a 0.10 molar sodium chloride
solution containing 1.5% of the reduced molecular weight carrageenan based on the
total weight of the solution; this viscosity test can be performed using a Brookfield
LVF (Brookfield Engineering Laboratories, Inc.) viscometer using Spindle #1 at 60
r.p.m. and determining the viscosity after six revolutions) and less than fully modified
versions thereof; alginates including potassium alginate, sodium alginate, ammonium
alginate and propylene glycol alginate; polymannan gums (e.g., generally less than
about 1000 mPs viscosity as measured at 1 wt % in water at 25°C) such as low viscosity
guar gum; pullulan, gellan (including high and low-acyl gellan); dextran; pectin and
combinations thereof. An example of an alkylcellulose ether that can be used in the
present invention is hydroxyethylcellulose. Examples of modified alkylcellulose ethers
that can be used in the present invention include hydroxypropylcellulose and hydroxypropylmethylcellulose.
The kappa-2 carrageenan can be the only film former in the gel film. When the gel
films of the present invention contain second film formers, the kappa-2 carrageenan
can be present in an amount of at least 10%, at least 20%, at least 50% or at least
80% by weight of the total amount of film formers in the dry gel film.
[0036] A dried film is the residual form of a cast film after controlled water removal.
Combinations of ingredients, such as: kappa-2 carrageenan, and, optionally, a starch,
a polyol and water for processing, are dispersed, hydrated, solubilized and, optionally,
deaerated within the process options described within. The resulting homogeneous mass
is cast or formed at the desired solids level (necessary to achieve the intended end-product).
The cast system is formed, via gravitational or controlled forces, and subsequently
either immediately further processed (such as soft gel capsule production) or the
cast mass is additionally processed by utilizing various methods for uniform and controlled
water removal until the desired moisture level is reached. Controlled water removal
from the cast system allows a further strengthening/alignment of the homogeneous film
ingredients into a denser structure, which can further strengthen film characteristics.
Moisture removal is limited to that moisture not bound to the molecular surface of
the various hydrocolloid and carbohydrate components. The dried film is achieved when
the originally cast film does not lose additional weight while subject to the various
drying methods employed in the dewatering/dehydration process. A reduction in moisture
content to constant levels also imparts stability to the film and, optionally, its
contents (if embedded or enrobed or entrapped, etc.) as water activity is also reduced
by the process.
[0037] Examples of the bulking agent include non-colloidal (vegetal sourced) cellulose,
microcrystalline (vegetal sourced) cellulose, microcrystalline starch, modified and
unmodified starch, starch derivatives and fractions, inulin, starch hydrozylates,
sugar, corn syrup and polydextrose. As used herein and in the claims, the term "modified
starch" includes such starches as hydroxypropylated starches, acid-thinned starches,
and the like. Examples of modified starches that can be used in the present invention
include Pure Cote™ B760, B790, B793, B795, M250 and M180, Pure-Dent™ B890 and Pure-Set™
B965, all available from Grain Processing Corporation of Muscatine, Iowa, and C AraTex™
75701, available from Cerestar, Inc. Examples of starch hydrozylates include maltodextrin
also known as dextrin. Unmodified starches such as potato starch can also contribute
to the film strength when combined with the hydrocolloids within the scope of the
invention. In general, modified starches are products prepared by the chemical treatment
of starches, for example, acid treatment starches, enzyme treatment starches, oxidized
starches, cross-bonding starches, and other starch derivatives. It is preferred that
the modified starches be derivatized wherein side chains are modified with hydrophilic
or hydrophobic groups to thereby form a more complicated structure with a strong interaction
between side chains.
[0038] The amount of the bulking agent to be used in the present invention is generally
in the amount of 0 to 20% by weight of the dry film, but more can be used, if desired,
for example, at least 20%, more preferably, at least 30% by weight of the dry film.
[0039] Note that starch, starch derivatives and starch hydrozylates can be multifunctional.
That is, in addition to being used as bulking agents, they can be used as second film
formers. When such are used as bulking agents and second film formers, they are generally
used in an amount of at least 10%, preferably, at least 20%, more preferably, at least
30% by weight of the dry gel film depending on the application; e.g., soft capsules.
[0040] Examples of the pH controlling agent that can optionally be used in the present invention
include bases such as hydroxides, carbonates, citrates and phosphates, mixtures thereof
and their salts (e.g., sodium citrate). The pH controlling agent can be chosen as
the source of added beneficial cations such as potassium or sodium. For some compositions,
the pH controlling agent can be used to improve the stability of the gel film. The
amount of the pH controlling agent is generally in the amount of 0 to 4%, preferably,
0 to 2%.
[0041] The gel films of the invention can also contain colorants and flavorants such as
sugar, corn syrup, fructose, sucrose, aspartame, sucrolose, sorbitol, mannitol, maltitol,
etc, whether or not other components, such as plasticizers, bulking agents, second
film formers, etc. are present. One embodiment of a gel film of the invention comprises
kappa-2 carrageenan, flavorant and water in a high solids system; e.g., greater than
50%, 60%, 65%, 75%, 80%, 85%, 90% solids.
[0042] The dry gel films (e.g., 80% solids or higher) of the present invention have been
found to have, for example, a break force of at least 1,500, at least 2,500 grams,
at least 4,000 grams, at least 5,000 grams and at least 6,000 grams, as determined
using a Texture Analyzer TA-108S Mini Film Test Rig. At lower solids, the gel films
have been found to have a break force of at least 50 grams, at least 100 grams, at
least 200 grams, at least 500 grams, at least 1000 grams, as determined in a similar
manner.
[0043] The films of the present invention have been found to have a solids content of at
least 50%, at least 60%, at least 70%, at least 80% and at least 90% of all components
in the gel film. It is understood that 15%, 10 % or 5% water may remain strongly associated
with the solids in the dry gel film.
[0044] Dry film thicknesses generally used for soft capsules are in the range of 0.5 to
3.0 mm, more preferably, 0.8 to 1.2 mm.
[0045] It is possible that the gel films of the present invention can contain nonthermoreversible
gums. However, so as not to adversely impact the homogeneous and thermoreversible
nature of the gel films of the present invention, such nonthermoreversible gums should
be present in an amount of less than 50% by weight of the kappa-2 carrageenan, preferably,
less than 40%, more preferably, less than 30%. Examples of such nonthermoreversible
gums include crosslinked gums such as calcium set (e.g., crosslinked) pectins and/or
alginates. Calcium reactive alginates and pectins, as well as their less refined forms,
are considered as thermoreversible gums in the absence of divalent cations. Other
non-thermoreversible gums such as tragacanth gum contribute to the thermoreversibility
of the kappa-2 carrageenan by absorption of water within its structure thereby causing
the kappa-2 carrageenan to form a denser, three-dimensional structure, as it is solubilized
in less water, providing the same effect as increasing the kappa-2 carrageenan amount
without the secondary film formers. Additional film formers, such as polymannans can
form continuous networks, either by themselves or synergistically with other components
during the activation and casting process.
[0046] The kappa-2 carrageenan gel films of the present invention are generally made from
a process utilizing an apparatus that enables sufficiently high shear, temperature
(above the gelling temperature) and residence time so as to provide a homogeneous
molten mass of the composition and formation of the gel upon cooling. Such apparatus
include but are not limited to Ross mixers, Stephan processors, conventional jet cookers,
extruders and the fluid mixing apparatus as set forth in Figure 3. Ross mixers, Stephan
processors, extruders and conventional jet cookers are readily available commercially.
Prior to cooling, the molten mass can be fed to at least one of a pump, mixer or devolatilizer.
An example of a device that performs any one of such functions is an extruder. An
extruded molten mass can also be directed to a film forming or shaping device (e.g.
spreader box, as used in a capsule forming machine) that aids in the uniform casting
of a continuous film, or, through a die that allows a direct formation of a film or
shaped extrudate from the molten mass delivery equipment. Care must be taken to maintain
the molten mass above the initiation of restricted flow/gel structure formation. Insulated
and pre-heated (to maintain proper temperatures) transfer hoses may be used to insure
molten mass flow until desired gel film formation is initiated on the casting rolls
or at other film formation points, such as an extruder (restrictive flow, film forming
device) or die. Additional processing methods (such as pre-heating the discharge/plunger-like
head as seen in a Ross process system) can force (by pressure) the molten mass through
the transfer hoses mentioned above. Additional insulation can help maintain molten
mass temperatures through the use of a Teflon disk initially placed upon the molten
mass surface immediately after removing the mixing device. In addition, the feeder
hoses can be introduced to the heat controlled molten mass feeder (casting) boxes
located on a capsule machine either directly to the boxes or through an optional modification
of the feeder boxes which introduces a top half enclosure/cover that helps maintain
molten mass temperatures within the feeder box, reduces moisture loss, and maintains
uniform (center) filling of the box during the extended process of forming films for
capsules. It is understood that other methods of maintaining molten mass temperatures
can be used to form films for capsules. This includes, but is not limited to: Extrusion
of the molten mass through dies/orifices into films that: can be immediately fed into
the capsule forming apparatus, stored at temperatures that maintain proper film conditions
(to form capsules) until needed, or dried to desired moisture, solids and texture
levels, until needed. Such dried films have the property of re-absorbing water (water
is introduced by any means) throughout its gel film matrix and can be rehydrated when
needed, for example, to make soft capsules or other solid forms. Moisture is introduced
to the film until a desired moisture content and strength/texture is reached that
will allow the film's introduction into a capsule machine to make soft capsules.
[0047] As used herein, a "fluid mixing apparatus" refers to the apparatus in FIG. 3. FIG.
3 illustrates a fluid mixing apparatus 10. The fluid mixing apparatus 10 is arranged
to mix steam 2 with a first fluid or slurry 4 and a second fluid or slurry 6 to produce
a molten mass or slurry mixture 8.
[0048] The fluid mixing apparatus 10 comprises a first housing 20 having a first inlet 22
through which the steam 2 enters the housing 22, a nozzle end 24 from which the steam
2 exits the housing 20, and a nozzle valve or stem 26 disposed at the nozzle end 24.
An actuator means 30 is connected to the first housing 20 for controlling the exit
rate or exit pressure of the first fluid 2 at the nozzle end 24. The actuator means
30 may be of the type manufactured by Fisher Controls U.S.A.
[0049] The fluid mixing apparatus 10 further comprises a second, mixing housing 40 coupled
to the first housing 20 at the nozzle end 24 of the first housing 20. The second housing
40 includes a second inlet 42 through which the first fluid 4 enters the second housing
40, and a third inlet 44 through which the second fluid 6 enters the second housing
40. The inlets 42 and 44 are disposed downstream of the first inlet 22. As shown in
FIG. 3, the second inlet 42 and third inlet 44 are disposed in a common plane and
spaced apart radially from each other, most preferably directly opposite (i.e., 180°
apart) about the central axis Y of the mixing apparatus 10. The second housing 40
defines a generally cylindrical mixing chamber 52 that in turn defines a flow passage
extending along the axial length of the mixing chamber 52 from an entry end 54 of
the mixing chamber 52 to an exit end 56 of the chamber 52. The nozzle valve 26 is
movable by the actuator 30 between seated and unseated positions at the entry end
54 to control the flow rate of steam 2 into the mixing chamber 52.
[0050] The nozzle end 24 of the first housing 20 directs the steam 2 into the entry end
54 of the mixing chamber 52. The second inlet 42 and the third inlet 44 radially direct
the first fluid 4 and second fluid 6, respectively, into the mixing chamber 52. The
steam 2, first fluid 4 and second fluid 6 are mixed in the mixing chamber 52 to form
a molten mass or mixture 8 which exits the mixing chamber 52. The molten mass 8 then
may be shaped into a shaped article or formed into a film, such as by casting the
mixture 8 onto a cooling drum or by passing the mixture 8 through an extruder.
[0051] Referring next to FIG. 4, a system 100 for making films and capsules with the fluid
mixing apparatus 10 includes a film preparation unit 60 for preparing and supplying
a film 9, and a capsule machine 80 for forming capsules 89. The film preparation unit
60 includes: the fluid mixing apparatus 10; a first fluid supply means 62 for supplying
the first fluid 4 to the fluid mixing apparatus 10; a second fluid supply means 64
for supplying the second fluid 6 to the fluid mixing apparatus 10; a slurry mixture
supply path 70 for supplying the molten mass or slurry mixture 8 from the fluid mixing
apparatus 8 to a shaping apparatus; an optional extruder 73 in fluid communication
with the mixture supply path 70 that extrudes the mixture 8 into a film 9; a capsule
machine 80 for forming capsules 89; and a conveyor belt 90 for transporting the filled
capsules 90 to a subsequent process, such as drying or packaging. The extruder 73
may be of the type manufactured by Wenger or Clextrel.
[0052] The capsule machine 80 may be a conventional rotary die capsule machine of the type
manufactured by R.P. Scherer Technologies of Paradise Valley, Nevada. As shown in
FIG. 4, the capsule machine 80 includes a capsule product storage tank 82 that holds
a capsule product 81 to be encapsulated. The capsule product 81 may include liquid,
semiliquid or powder pharmaceuticals, vitamins, nutritional supplements, paint balls,
pigments, agricultural actives and pre-measured food additives. The capsule machine
80 may be coupled to one or more rollers 77, 77' and 78, 78' so that the films 9,
9' may be drawn into the capsule machine 80. The film 9 is fed between heater block
86 and roller die 88. Portions of the film 9 are drawn by vacuum into recesses formed
in the surfaces of the rotary die 88. An amount of the capsule product 81 is delivered
into the compartment formed in the film 9 by the vacuum action. Further rotary motion
of the dies 88, 88' seals the films 9, 9' together in the nip between the rotary dies
88, 88'. Filled capsules 89 drop into bins 87, 87' and are presented to conveyor 90
for drying and packaging.
[0053] Referring next to FIG. 5, a capsule making system 100a is similar to that shown in
FIG. 4, wherein like reference characters refer to like elements. In FIG. 5, however,
the film preparation unit 60a includes an optional spreader box 72 and an optional
cooling drum, or casting drum 74 in place of the extruder 73 of the system in FIG.
4. The system 100a includes a fluid mixing apparatus 10 and a mixture supply path
70 to direct the slurry mixture 8 away from the fluid mixing apparatus and to the
spreader box 72. The spreader box 72 spreads the mixture 8 onto the casting drum 74.
The film 9 is formed on the casting drum 74 as the mixture 8 cools. Thereafter, the
film 9 is fed to the capsule machine 80. The film 9' preferably is formed in the same
manner as the film 9 by a second film preparation unit (not shown).
[0054] The fluid mixing apparatus 10 is adapted to produce a mixture for forming a film,
more particularly an edible film for making edible capsules or strips. Incompatible
film components generally are placed in different fluid inlet streams so that such
incompatible components come together in the first instance at the interface of the
steam injection within the mixing chamber 52 of the fluid mixing apparatus. While
FIG. 3 shows inlets for steam, and first and second fluids, one or more additional
inlets for one or more additional fluids may be provided. Preferably, the housings
20, 40 and other components of the fluid mixing apparatus 10 are constructed of high-grade
stainless steel.
[0055] As another aspect of the invention, it is noted that the molten mass need not necessarily
reach homogeneity in step (i). That is, homogeneity of the molten mass can be obtained
prior to or after feeding the molten composition into at least one of the mixer, pump
or devolatilizer provided the molten mass reaches homogeneity prior to gelling.
[0056] Since the gel films of the present invention have been shown to have dry film strengths
of at least 2,500 grams, they are well suited to make soft capsules. Thus, the present
invention is also directed to soft capsules made from the homogeneous, thermoreversible
kappa-2 carrageenan gel films of the present invention, as well as methods of making
such soft capsules.
[0057] The process for making soft capsules from the kappa-2 carrageenan gel films of the
invention includes the use of any conventional encapsulating apparatus, e.g., a conventional
rotary die apparatus or concave stamping die. For example, once the molten mass of
the present invention has been made, it can be cast onto drums, cooled and then fed
between rotary encapsulation dies where the films are heated again, filled, sealed
and cut. For a good description of this conventional process, see
WO 98/42294. Alternatively, and as benefit of the present invention over conventional soft capsule
processes, the use of the high shear apparatus disclosed above allows the molten mass
to be sufficiently hydrated, applied to drums as they are cooling and then fed into
conventional encapsulating apparatus for filling, sealing, and cutting. This continuous
type process can be used to eliminate the step of having to reheat fully gelled and
cooled films. The above rotary die process can be used to make soft capsules of the
invention having any desired shape.
[0058] The fill materials for the soft capsules can be any materials widely used in the
above rotary die process, including pharmaceutical ingredients, agricultural ingredients,
nutraceutical ingredients, veterinary ingredients, foods, cosmetics, personal care,
industrial, etc. and can be a liquid, solid, suspension, dispersion, etc.
[0059] The present invention is also directed to a solid form comprising a fill material
encapsulated by the homogeneous, thermoreversible gel film of the present invention.
One type of such solid form is a hard capsule. Hard capsules, as used herein, refer
to those solid forms that are conventionally used, e.g., in the pharmaceutical industry
whereby two half shells are formed, a fill material, usually a powder, is placed in
the shells and the two halves are placed together to form the hard capsule. One process
for making such hard capsules would typically involve dipping metal pins or bars into
the molten composition of the present invention and allowing the gel film to form
around the pins. The gel films are dried and then removed from the pins. These processes
are well known in the industry as methods of making hard capsules. The fill materials
for the hard capsules can be any fill materials commonly used in such dosage forms.
Generally, the fill materials can be liquids (including emulsions) or solids such
as powders. The fill materials can be a pharmaceutical ingredient, agricultural ingredient,
nutraceutical ingredient, veterinary ingredient, food, cosmetic ingredient, etc.
[0060] The solid form may also encapsulate a powder, tablet, caplet, microcapsule or capsule
in accordance with known techniques. For example, encapsulating a hard capsule with
the gel film of the invention would allow for safety seal/tamper resistant capabilities.
[0061] The gel film can also be used to modify the dissolution profile of the dosage forms.
For example, gel films of the invention can contain added components that can create
solid dosage forms having immediate release, controlled, enteric or delayed release
capabilities or can be released upon activation by a known event, condition or process.
Definitions of "immediate release", "delayed release" and "enteric" can be found in
the U.S. Pharmacopeia and are incorporated herein by reference.
[0062] The present invention is now described in more detail by reference to the following
examples, but it should be understood that the invention is not construed as being
limited thereto. Unless otherwise indicated herein, all parts, percents, ratios and
the like are by weight.
EXAMPLES
[0063] Unless otherwise indicated, the following procedures were used to prepare and evaluate
the materials and films in Examples 1-4. The Stephan UMC5 processor is a laboratory
scale mixing device which provided suitable high shear mixing, heating, and de-aerating
of the formulations which were cast as films in the laboratory. A suitable batch size
used with the Stephan UMC5 processor was 1500 grams.
[0064] An aqueous starch dispersion was prepared by dissolving any salts/buffers and pH
modifiers in deionized water. The starch and/or maltodextrin (M100) were added and
mixed until dissolved/dispersed. Pure Cote@ B760 and B790 starches are available from
the Grain Processing Corporation of Muscatine, Iowa.
[0065] A hydrocolloid mixture was prepared in the Stephan UMC5 processor by premixing the
plasticizers until uniform, and adding the preblended dry hydrocolloids portionwise
while mixing for about 30 second at 200 rpm after each addition. Sorbitol Special
and glycerin were used as plasticizers. Sorbitol Special is an aqueous solution of
sorbitol and sorbitol anhydrides at 76% solids supplied by SPI Polyols, Inc (New Castle,
Delaware).
[0066] The starch dispersion was added to the non-aqueous hydrocolloid mixture and mixed
at 300 rpm for 5 minutes. The mechanical agitation was increased to 2100 rpm and the
mixture was heated to 85 °C to 95 °C with mixing. When the target temperature was
achieved, the mixture was stirred for 30 minutes, then the sample was held under vacuum
(50-60 bars) with continued agitation for an additional 45 minutes.
[0067] When the hold time under vacuum at temperature has been completed, the sample was
poured into a preheated wide mouth quart Mason jar. Temperature and pH were recorded.
Viscosity was measured on the hot sample using a Brookfield LVF viscometer.
[0068] A small portion of the sample was set aside and refrigerated usually overnight prior
to measurement of gel/melt properties and solids using an Atago E series hand held
refractometer (Gardco, Pompano Beach, FL). The melt temperature was determined by
placing a small chunk of the refrigerated gel on a wire string stand held within a
test tube so that the chunk does not contact the wall of the test tube. The test tube
was covered with aluminum foil with a small hole to allow measurement of the gel temperature
using a digital Tempermeter probe. The test tube was immersed in the heating bath
so that the chunk is below the surface of a hot water bath at approximately 100°C.
A silicone oil bath was used for samples that had melt temperatures above 90°C. The
melt temperature was recorded when the gelled sample became wet in appearance, softened
and could be stirred (a temperature range was noted). Once the sample had melted,
the test tube was transferred to a second beaker containing cold tap water (15°C).
The temperature probe was used to record the temperature as the sample was cooled
and to probe the sample surface to determine whether the sample had begun to gel.
The gel temperature was the temperature upon cooling where the sample no longer flowed
to fill in an indentation made by the probe.
[0069] The hot sample was then cast, using a draw down bar with a gap set to give a clearance
of 3mm, onto 177 mm by 177 mm by 5 mm metal plates which were pre-sprayed with PAM
(lecithin) to facilitate easy removal of film material. The gel coated plates were
covered to avoid loss of moisture from the cast film. Cast films were typically refrigerated
(less than 8°C) for at least one-half hour prior to removal of the film for testing.
Refrigeration is not required for film formation. Dried film strips were prepared
by drying the coated plates in a 40 °C forced air/fan oven. Films dried 2 hours at
40°C gave an intermediate solids of about 60%, while films dried overnight at 40°C
gave solids of 80% or higher. Test properties were measured at room temperature (approximately
20 °C) unless otherwise specified. The percent of solids of the dried film was determined
between the cast film at its formulated solids level and the dried film by difference
in weight. Break force (BF) was measured on the cast and dried film strips using a
Texture Analyzer TA-108S Mini Film Test Rig.
[0070] Unless otherwise indicated, Maltrin M100 was obtained from Grain Processing Corporation,
Pure-Cote B760 was obtained from Grain Processing Corporation, Sorbitol Special was
obtained from SPI Polyols and Glycerin was obtained from VWR (EP/USP grade).
Example 1
[0071] As set forth below, Cgn A was obtained as an alkali processed, clarified extract
of
Gigartina skottsbergii, essentially haploid (gametophyte) plants and recovered by precipitation with alcohol.
Minor levels (under 5% total) of lambda- and theta-carrageenans from diploid (tetrasporophyte)
plants were also present.
[0072] Cgn B was obtained by dissolving Cgn A in water, and recovered by alcohol precipitation
and drying. Samples of different molecular weights were obtained by reaction of the
dissolved carrageenan with an oxidizing agent to yield Cgn C-F. Sodium hydroxide was
added to samples Cgn C-E after the oxidation step and prior to alcohol precipitation
to control the pH of the resulting product. The properties of the kappa-2 carrageenans
are shown in Table 1. Viscosity of an aqueous solution at 1.5 wt % solids was measured
at 75°C using a Brookfield LVF viscometer at appropriate speeds and spindles. The
properties of 2% water gels prepared using 2 wt% of samples Cgn A-F (#1) without added
cations, (#2) with 0.2 wt% added KCl and (#3) with 0.2% added KCl and 0.2% CaCl
2, respectively, were characterized using a TXTM Texture Analyzer. Gels were tested
at 25°C and the break force (in grams) and the penetration (in centimeters) was recorded.
[0073] Cgns A-F below are examples of the kappa-2 carrageenans that can be used in the present
invention.
Table 1: Properties of Kappa-2 Carrageenans A-F
| |
Cgn A |
Cgn B |
Cgn C |
Cgn D |
Cgn E |
CgnF |
| Test Oxidization Treatment |
No |
No |
Yes |
Yes |
Yes |
Yes |
| Mg, % |
0.11 |
0.34 |
0.19 |
0.19 |
0.19 |
0.19 |
| Ca, % |
0.34 |
0.29 |
0.34 |
0.39 |
0.52 |
0.40 |
| K, % |
12.9 |
8.46 |
8.59 |
8. 87 |
8.74 |
8.95 |
| Na, % |
0.22 |
0.42 |
0.51 |
0.57 |
0.65 |
0.38 |
| Visc, mPs* |
175 |
144 |
48 |
24 |
14 |
11 |
| PH |
9.4 |
9.42 |
8.93 |
9.03 |
9.16 |
6.7 |
| 2% water gel |
|
|
|
|
|
|
| BF (g) |
211 |
38 |
21 |
18 |
11 |
12 |
| Penetration (cm) |
7.4 |
13.9 |
11.5 |
9.0 |
7.8 |
16.1 |
| 2% water gel (KCl) |
|
|
|
|
|
|
| BF(g) |
308 |
162 |
126 |
107 |
70 |
51 |
| Penetration (cm) |
7.4 |
9.9 |
7.8 |
7.6 |
7.3 |
6.1 |
| 2% water gel (KCl + CaCl2) |
|
|
|
|
|
|
| BF (g) |
487 |
349 |
514 |
445 |
356 |
158 |
| Penetration (cm) |
3.6 |
3.1 |
6.4 |
5.3 |
5.0 |
1.7 |
| * Viscosity measured in 1.5% solids in deionized water at 75°C |
[0074] In Table II below, Cgns D and E were formulated as shown and cast as films. The formulations
and film properties are reported in Table II. All formulations are considered to be
within the scope of the present invention, though some may be more preferable for
a particular use than another.
Table II. Kappa-2 Carrageenan Formulations and Film Properties
| |
Ex 1-1 |
Ex 1-2 |
Ex 1-3 |
Ex 1-4 |
| Ingredients(g) |
|
|
|
|
| Water |
834.7 |
834.7 |
666 |
497.4 |
| Cgn D |
0 |
75 |
75 |
75 |
| Cgn E |
75 |
0 |
0 |
0 |
| M-100 |
227.3 |
227.3 |
292.3 |
357.2 |
| Sorbitol SP |
272.2 |
272.2 |
349.9 |
427.7 |
| Glycerin |
90.8 |
90.8 |
116.8 |
142.7 |
| |
|
|
|
|
| Temp, °C* |
81.1 |
82 |
85 |
92 |
| Viscosity, mPas* |
4000 |
13,700 |
22,350 |
>50,000 |
| Solids (est) |
40.1% |
40.1% |
50.1% |
60.0 |
| Gel, °C |
55-57 |
54-55 |
62 |
77-78 |
| Melt, °C |
73-75 |
77-80 |
85 |
90-92 |
| As cast film |
|
|
|
|
| BF (g) |
312 |
318 |
404 |
476 |
| Dried film (estimated 80% solids) (16 hours @ 40°C |
|
|
|
|
| Avg film thickness (mm) |
1.5 |
1.0 |
0.87 |
1.1 |
| BF (g) |
5755 |
5220 |
5613 |
3218 |
| *Temperature and viscosity of the molten mass prior to casting |
[0075] All the above formulations showed sufficient dry film strength for use in soft capsule
manufacture, though some showed greater strengths than others.
[0076] The above Table shows that in Example 1-2 and Example 1-1, the viscosity of the molten
mass at processing temperature (13,700 mPas and 4000 mPas, respectively) was controlled
by decreasing the molecular weight of Cgn D to Cgn E (expressed as viscosity of 24
mPas and 14 mPas, respectively) with an insignificant impact on film properties.
[0077] The melt temperature of the cast material increased (Examples 1-2, 1-3 and -4) as
the solids content was increased for a given formulation. In Examples 1-2, 1-3 and
1-4, the gel temperature increased with increasing solids until the gel temperature
approached the temperature of the molten mass. Gelation, prior to casting, as indicated
by the decreased gel strength of the cast film and the high molten state viscosity
(>50,000 mPa) in Example 1-4, is due to the gel temperature approaching the temperature
of the molten mass. This indicates the desirability of maintaining the temperature
of the molten mass above the gelling temperature during processing if stronger films
are desired. Agitation below the gel temperature results in a broken gel structure
and decreased strength. Process equipment suitable for use adequately hydrate, homogeneously
mix, and easily transport the molten mass for further processing "as is" or to additional
operations, such as shaping or film casting.
Example 2
[0078] Kappa-2 carrageenan was obtained as an alkali processed, clarified extract of a mixture
of
Gigartina skottsbergii and
Sarcothalia crispata, primarily haploid (gametophyte) plants. About 10-20% (total) of lambda- and theta-carrageenans
from diploid (tetrasporophyte) plants was also present. The extract was recovered
and subsequently ion exchanged to provide a kappa-2 carrageenan with low divalency.
Properties of the low divalent cation kappa-2 carrageenans (Cgn G-J) are shown in
Table III. Cgns G-J are considered to be within the scope of the invention.
| |
Cgn G |
Cgn H |
Cgn I |
Cgn J |
| Cation Exchange |
Yes |
Yes |
Yes |
Yes |
| Mg, % |
0.07 |
0.02 |
0.03 |
0.05 |
| Ca, % |
0.06 |
0.01 |
0.16 |
0.15 |
| K, % |
2.19 |
1.00 |
0.00 |
0.67 |
| Na, % |
5.12 |
7.70 |
6.90 |
7.40 |
| Visc, mPs |
6 |
18 |
45 |
98 |
| Visc, mPs* |
|
9 |
20 |
41 |
| PH |
8.12 |
8.7 |
9.6 |
10.1 |
| 2% water gel |
|
|
|
|
| BF (g) |
0 |
0 |
0 |
0 |
| 2% water gel (KCl) |
|
|
|
|
| BF(g) |
0 |
13 |
29 |
38 |
| 2% water gel (KCl + CaCl2) |
|
|
|
|
| BF (g) |
30 |
93 |
112 |
181 |
| * Carrageenans H, I and J were measured at 75 °C in a 1.5% kappa-2 carrageenan solids
0.10 molar sodium chloride solution. |
[0079] Film compositions using the low divalent cation content kappa-2 carrageenans of samples
Cgn G-J and the corresponding film properties are presented in Table IV. All formulations
below are considered to be within the scope of the present invention, though some
may be more preferable for a particular use than another.
Table IV: Films Using Low Divalent Cation Kappa-2 Carrageenan
| |
Ex 2-1 |
Ex 2-2 |
Ex 2-3 |
Ex 2-4 |
| Ingredients (g) |
|
|
|
|
| Water |
834.7 |
834.7 |
834.7 |
834.7 |
| Cgn J |
75 |
0 |
75 |
75 |
| Cgn I |
0 |
75 |
0 |
0 |
| KCl |
0 |
0 |
9.0 |
9.0 |
| Starch B790 |
0 |
0 |
0 |
227.3 |
| M-100 |
227.3 |
227.3 |
227.3 |
0 |
| Sorbitol SP |
274.9 |
274.9 |
274.9 |
274.9 |
| Glycerin |
91.7 |
91.7 |
91.7 |
91.7 |
| |
|
|
|
|
| Temp,°C* |
89 |
87 |
87 |
87 |
| Viscosity, mPas* |
5800 |
5800 |
6250 |
10,300 |
| Solids (estimated) |
40% |
40% |
41% |
40% |
| Melt, °C |
45-48 |
43 |
66-71 |
70 |
| Gel, °C |
35 |
31 |
52 |
48 |
| As Cast Film |
|
|
|
|
| BF (g) |
<40 |
< 40 |
281 |
237 |
| Dried film |
|
|
|
|
| Solids, (estimated. ~ 80%) |
|
|
|
|
| Avg film thickness (mm) |
- |
- |
0.97 |
0.88 |
| BF (g) |
3468 |
3697 |
3236 |
7603 |
| * Temperature and viscosity of the molten mass prior to casting |
[0080] All the above formulations showed sufficient dry film strength for use in soft capsule
manufacture, though some showed greater strengths than others.
[0081] The ion exchanged kappa-2 carrageenans (I and J) combined with polyols and maltodextrin
(as a bulking agent) provided a relatively weaker cast gel film with negligible break
force at 40% solids. This is believed to be due to insufficient amounts of potassium
cations that are desired to more fully promote carrageenan double helix formation
(i.e., gelling) at temperatures that allow the carrageenan to be the primary structuring
agent. Examples 2-1 and 2-2 are gel films having relatively lower melt and gel temperatures.
Even though gelation potential is not maximized (due to lower potassium levels), Examples
2-1 and 2-2 show a break force of 3468 and 3697, respectively. Example 2-3 demonstrates
the effect of potassium ion addition to the structure formed by the kappa-2 carrageenan
in Cgn J. Cast strength, although soft, provided sufficient strength for film removal
from the casting plate. Structure development by Cgn J, with the addition of potassium
ions, is confirmed by the increase in melt and gel temperatures in Example 2-3 as
compared to Example 2-1. Break force of the dried film remained comparable to Examples
2-1 and 2-2.
[0082] Example 2-4 demonstrates the effect of replacing maltodextrin in Example 2-3 by a
modified starch (B790). While viscosity was increased, the gel and melt temperatures
remained relatively similar to Example 2-3 which contained the maltodextrin. The cast
film strength of Example 2-4 was also relatively equal to Example 2-3. The dried film
strength of Example 2-4 was more than doubled as compared to Example 2-3. This clearly
indicates the structural synergy between the starch and kappa-2 carrageenan, when
both are present with potassium cations (i.e., gelling ions for kappa-2 carrageenan).
Potassium ions may be provided by direct addition of inorganic salts, organic salts,
or combinations thereof or contained within additional ingredients. Use of kappa-2
carrageenan containing residual processing salts can promote the desired gel formation
conditions that maximize gel structure and starch synergy. A homogeneous kappa-2 carrageenan/starch
gel structure was formed by casting the molten mass at sufficiently high temperatures
to prevent pre-gelation.
[0083] Additional formulations of the present invention are provided immediately below.
Table V: Kappa-2 Carrageenan Films
| |
Ex 2-5 |
Ex 2-6 |
Ex 2-7 |
| Ingredients (g) |
|
|
|
| Water |
834.7 |
834.7 |
825 |
| Cgn H |
61.4 |
0 |
0 |
| Cgn G |
0 |
0 |
90 |
| Cgn I |
0 |
75.0 |
0 |
| Calcium sulfate dihydrate |
1.7 |
0 |
0 |
| Potassium chloride |
0 |
15.0 |
0 |
| Starch B760 |
0 |
0 |
225 |
| M-100 |
227.3 |
227.3 |
0 |
| Sorbitol SP |
275.4 |
272.2 |
272.2 |
| Glycerin |
91.9 |
90.8 |
90.8 |
| |
|
|
|
| Temp, °C* |
82 |
88 |
75 |
| Viscosity, mPas* |
6,500 |
16,150 |
18,250 |
| Solids, estimated |
39 |
42 |
40 |
| Melt, °C |
74-77 |
85 |
62-65 |
| Gel, °C |
56 |
60-65 |
42 |
| PH |
5.8 |
6.9 |
6.9 |
| As Cast Film |
|
|
|
| BF (g) at ~40% |
338 |
302 |
117 |
| Dried 2hrs @ 40C |
|
|
|
| BF (g) at - 60% |
766 |
NT |
536 |
| Dried overnight 16 hours @ 40°C |
|
|
|
| Avg film thickness (mm) |
- |
0.62 |
|
| BF (g) at - 80% |
3227 |
4470 |
6073 |
| NT = not tested |
|
|
|
| * Temperature and viscosity of the molten mass prior to casting |
[0084] All the above formulations showed sufficient dry film strength for use in soft capsule
manufacture, though some showed greater strengths than others.
[0085] Example 2-5 was prepared to have equivalent cation content with example 1-1. Both
samples show the same gel melt properties. The higher molecular weight of Cgn E (14
cps) in Example 1-1 provided more structural support to the gel film as compared to
Cgn H (6 cps) in Example 2-5, as is shown by the higher break force of the dried film.
The higher dried film strength of the Example 2-7 shows that use of modified starch
in combination with controlled/reduced molecular weight kappa-2 carrageenan provides
overall film structure and indicates complexation of kappa-2 carrageenan with the
starch.
Example 3
[0086] Table VI presents film formulations and properties of films containing kappa-2 carrageenans
blended with alginates. KAHG is a potassium alginate from
Laminaria hyperborean having a high level of guluronic (G) units. KAHG had a viscosity of 5 cPs measured
in a 1% aqueous solution at 25 °C and an ionic content of 15.73% potassium, 0.63%
sodium, 0.07% magnesium and no calcium. Protanal® ester BV4830 is a propylene glycol
alginate available from FMC BioPolymer (Philadelphia, PA).
Table VI: Kappa-2 Carrageenan and Alginate Blends
| |
Ex 3-1 |
Ex 3-2 |
| Ingredient |
|
|
| Water |
55.6% |
55.6% |
| Cgn G |
|
|
| CGN C |
2.7% |
3.6% |
| KAHG |
2.1% |
|
| BV4830 |
1.2% |
2.4% |
| Starch B760 |
|
|
| M-100 |
15.0% |
15.0% |
| Sorbitol SP |
18.0% |
18.0% |
| Glycerin |
6.0% |
6.0% |
| Temp,°C* |
87 |
84 |
| Viscosity, mPas* |
4250 |
1050 |
| Solids |
40 |
37 |
| Melt,°C |
77-78 |
74-79 |
| Gel,°C |
54 |
52 |
| PH |
4.8 |
5.5 |
| Cast film |
|
|
| (estimated 40%) |
|
|
| BF (g) |
142 |
168 |
| Dried film |
|
|
| (estimated 80%) |
|
|
| Avg film thickness (mm) |
0.62 |
0.48 |
| |
EX 3-1 |
EX 3-2 |
| Ingredient |
|
|
| BF (g) |
3409 |
4004 |
| * Temperature and viscosity of molten mass prior to casting |
[0087] All the above formulations showed sufficient dry film strength for use in soft capsule
manufacture, though some showed greater strengths than others.
[0088] In example 3-1, potassium ion was supplied by the potassium alginate. Example 3-2
shows that propylene glycol alginate adds to strength to the kappa-2 carrageenan and
lowers the processing viscosity.
Example 4
[0089] Table VII presents film produced using blends of Kappa-2 carrageenan with Edicol
ULV 50, a low viscosity guar from Indian Gum Industries.
[0090] Cgn K was a kappa-2 carrageenan obtained as an alkali processed, clarified extract
of
Gigartina skottsbergii, essentially haploid (gametophyte) plants. Minor levels (under 5% total) of lambda-
and theta-carrageenans from diploid (tetrasporophyte) plants were also present. Cgn
K has a low divalent cation content and low potassium cation content as shown in Table
I.
[0091] Cgn L was a kappa-2 carrageenan obtained as an alkali processed, clarified extract
of a mixture of
Gigartina skottsbergii and
Sarcothalia crispata, primarily haploid (gametophyte) plants. About 10-20% (total) of lambda- and theta-carrageenans
from diploid (tetrasporophyte) plants were also present. The properties of Cgn K and
L are as follows.
Table VII: Properties of Kappa-2 Carrageenan
| |
Cgn K |
Cgn L |
| Cation Exchange |
Yes |
No |
| Mg, % |
0.05 |
0.05 |
| Ca, % |
0.15 |
0.45 |
| K, % |
0.67 |
13.40 |
| Na, % |
7.40 |
0.90 |
| Visc, mPs |
98 |
NT |
| PH |
10.1 |
NT |
| 2% water gel (KCl) |
|
|
| BF(g) |
38 |
" |
| 2% water gel (KCl + CaCl2) |
|
|
| BF (g) |
181 |
" |
[0092] Table VIII shows the compositions and the film properties for formulations prepared
using low viscosity guar gum in combination with kappa-2 carrageenans.
Table VIII: Formulations and Films Using Guar with Kappa-2 Carrageenan
| |
Ex 4-1 |
Ex 4-2 |
Ex 4-3 |
Ex 4-4 |
| Ingredients(g) |
|
|
|
|
| Water |
836.3 |
836.3 |
836.3 |
836.3 |
| Cgn L |
40.5 |
20.3 |
0.0 |
0.0 |
| Cgn K |
0.0 |
20.3 |
40.5 |
40.5 |
| GUAR ULV 50 |
49.5 |
49.5 |
49.5 |
49.5 |
| Starch B760 |
220.8 |
220.8 |
220.8 |
220.8 |
| PotassiumChloride |
0.0 |
0.0 |
4.5 |
4.5 |
| Sorbitol SP |
264.4 |
264.4 |
264.4 |
264.4 |
| Glycerin |
88.2 |
88.2 |
88.2 |
88.2 |
| Total weight (g) |
1500.0 |
1500.0 |
1500.0 |
1500.0 |
| Temp, °C* |
90 |
90 |
87 |
95 |
| Viscosity, mPa-s* |
>50,000 |
>50,000 |
>50,000 |
>50.000 |
| As cast |
|
|
|
|
| Gel, °C |
68-69 |
69 |
50 |
54-65 |
| Melt, °C |
85-87 |
86-88 |
67-68 |
76-83 |
| PH |
5.8 |
5.9 |
5.2 |
5.2 |
| Cast film |
|
|
|
|
| Solids, est |
45% |
42% |
40.2% |
45% |
| BF (g) |
239 |
349 |
130 |
330 |
| Dried film (2hr 40°C) |
|
|
|
|
| Solids, est |
60% |
60% |
63% |
66% |
| BF (g) |
953 |
2189 |
1194 |
1631 |
| Dried film (16 hr, 40°C) |
|
|
|
|
| Solids, est |
87% |
75% |
84% |
84% |
| BF (g) |
7476 |
6901 |
6276 |
8733 |
| * Temperature and viscosity of the molten mass prior to casting. |
[0093] All of the above formulations of the present invention showed sufficient dry film
strength for use in soft capsule manufacture, though some showed greater strength
than others.
Example 5
[0094] The following examples show films made using the fluid mixing apparatus of Figure
3. In these examples, Part A and Part B were pumped from separate holding tanks at
ambient temperature, as two separate streams 4, 6, into two different inlet ports
42, 44 which fed the steam injection fluid mixing apparatus device 10. The two individual
streams 4, 6 were combined at the interface of the steam in the mixing zone 52 of
the fluid mixing apparatus 10. The separate solutions of Part A and Part B were readily
pumped into the fluid mixing apparatus 10 and mixed with steam 2. The steam 2 was
introduced to the mixing zone at a pressure of 120 psi. The resulting molten mass
or slurry mixture 8 flowed out of the exit port 56 of the fluid mixing apparatus 10.
The mixture 8 was poured onto a smooth surface and drawn down to form a homogeneous
film 9.
[0095] To measure the viscosity of the mixture 8, approximately 500 ml sample of the mixture
8 was collected from the outlet 56 and poured into a jar. The temperature, pH and
viscosity were measured for this sample at 95°C. A Brookfield LVF viscometer was used
to measure the viscosity. An appropriate speed and spindle combination were used such
that a reading could be taken. The dial reading was converted to dynamic viscosity
(cP).
[0096] To measure the film strength and solids level, the molten mass 8 was collected from
the outlet 56 then cast using a draw down bar, with a gap set at 3 mm, onto a stainless
steel metal plate. The initial films 9 or "fresh films" were collected. Portions of
the fresh films 9 were dried by placing them in a 40°C forced air oven. Break force
was measured on the fresh and dried film strips using a Texture Analyzer TA-108S Mini
Film Test Rig. The percent solids were determined by measuring the difference between
the initial weight of the fresh film and the final weight of the dried films.
[0097] To measure the gel temperature, a portion of the molten mass 8 was collected from
the outlet 56 of the mixing apparatus 10 and transferred to a test tube. Half of the
test tube remained empty. A glass thermometer was inserted into the molten mass 8.
The material 8 was allowed to cool under room temperature conditions. After each degree
of cooling, the thermometer was removed from the material 8. When a small, temporary
indentation was observed in the surface of the mass 8, this temperature was recorded.
The thermometer was re-inserted into the mass 8, which was allowed to cool further.
The thermometer was removed and re-inserted at every degree of cooling until such
a time as a permanent indentation formed in the mass 8, such that the indentation
did not refill. The temperature at which the permanent indentation formed was recorded.
The gel temperature reported was the range between the two recorded temperatures.
Table IX - Mixtures Containing Kappa-2 Carrageenan
| Example No. |
5-1 |
5-2 |
5-3 |
| Part A (%) |
|
|
|
| Kappa-2 Carrageenan A |
7.0 |
8.4 |
8.9 |
| Glycerin |
26.5 |
31.8 |
33.5 |
| |
|
|
|
| Part B (%) |
|
|
|
| Starch |
16.4 |
19.7 |
20.7 |
| Water |
50.0 |
40.0 |
36.9 |
| |
|
|
|
| Mixing chamber temp. (°C) |
107 |
107 |
108 |
| Outlet temp (°C) |
101 |
102 |
102 |
| Viscosity cP (@95°C) |
7300 |
5200 |
48000 |
| PH |
7.3 |
not tested |
8 |
| % solids |
53 |
54 |
65 |
| Gel temp. (°C) |
46-50 |
43-47 |
53-60 |
| wet film strength (grams) |
267 |
214 |
983 |
| dry film strength (grams) |
2958 |
6798 |
4594 |
| Avg film thickness (mm) |
|
|
1.3 (74%) |
| (%solids) |
|
|
1.7 (59%) |
[0098] All the above formulations showed sufficient dry film strength for use in soft capsule
manufacture, though some showed greater strengths than others.
Table X - Mixtures Containing Kappa-2 Carrageenan and PGA
| Example No. |
5-4 |
5-5 |
5-6 |
5-7 |
| Part A (%) |
|
|
|
|
| Kappa-2 Carrageenan A |
2.7 |
3.2 |
3.2 |
4.0 |
| PGA |
3.3 |
3.9 |
3.9 |
4.9 |
| Glycerin |
22.4 |
26.5 |
26.5 |
33.5 |
| |
|
|
|
|
| Part B (%) |
|
|
|
|
| KOH |
0.0 |
0.0 |
0.1 |
0.0 |
| K2CO3 |
0.0 |
0.0 |
0.0 |
0.3 |
| Starch |
13.9 |
16.4 |
16.4 |
20.7 |
| Water |
57.8 |
50.0 |
49.9 |
36.6 |
| |
|
|
|
|
| Mixing chamber temp. (°C) |
108 |
107 |
108 |
107 |
| Outlet temp (°C) |
102 |
102 |
102 |
101 |
| Viscosity cP (@95°C) |
5500 |
4650 |
2200 |
12400 |
| PH |
4.1 |
4.2 |
8.7 |
6.3 |
| % solids |
48 |
50 |
Not tested |
58 |
| Gel temp. (°C) |
35-40 |
Not tested |
Not tested |
58-66 |
| wet film strength (grams) |
60 |
117 |
Not tested |
337 |
| dry film strength (grams) |
2408 |
3069 |
4335 |
4561 |
| Avg film thickness (mm) |
|
|
|
1.2(91%) |
| (%solids) |
|
|
|
1.1 (57%) |
[0099] All the above formulations showed sufficient dry film strength for use in soft capsule
manufacture, though some showed greater strengths than others.
Table XI - Mixtures Containing Kappa-2 Carrageenan and LV Guar
| Example No. |
5-8 |
5-9 |
| Part A (%) |
|
|
| Kappa-2 Carrageenan B |
4.0 |
4.2 |
| ULV guar |
4.9 |
5.1 |
| Glycerin |
33.5 |
27.0 |
| Sorbitol |
0.0 |
8.1 |
| |
|
|
| Part B (%) |
|
|
| Starch |
20.7 |
21.8 |
| Water |
|
|
| |
|
|
| Mixing chamber temp. (°C) |
108 |
108 |
| Outlet temp (°C) |
102 |
102 |
| Viscosity cP (@95°C) |
7800 |
69000 |
| PH |
5.6 |
5.5 |
| % solids |
57 |
55 |
| Gel temp. (°C) |
>100 |
>100 |
| Wet film strength (grams) |
3402 |
921 |
| Dry film strength (grams) |
6587 |
9234 |
[0100] All the above formulations showed sufficient dry film strength for use in soft capsule
manufacture, though some showed greater strengths than others.
[0101] The following Tables XII and XIII provide descriptions of the components specified
in this example.
Table XII - Component Descriptions
| Name |
Trade Name |
Supplier |
Description |
| Propylene glycol alginate (PGA) |
Protanal BV 4830 |
FMC Corporation |
|
| low viscosity guar (LV guar) |
Edicol ULV 50 |
Indian Gum Industries, Ltd. |
|
| Glycerin |
|
Callahan Chemical |
99.70% |
| Sorbitol |
Sorbo |
SPI Polyols |
70% sorbitol solution, USP/FCC |
| starch |
Pure-Cote B790 |
Grain Processing Corporation |
|
Table XIII - Carrageenan Descriptions
| Reference |
Description |
Supplier |
| Kappa-2 Carrageenan A |
An alkali processed, clarified, low divalency extract of a mixture of Gigartina skottsbergii and Sarcothalia crispata, primarily haploid (gametophyte) plants, such extract being commonly known as "kappa-2
carrageenan". Includes about 10-20% (total) of lambda and theta-carrageenans from
diploid |
FMC Corporation |
| |
(tetrasporophyte) plants. Defined as the natural random block copolymer of kappa-
and iota-carrageenan in the ratio of about 1.0 to 3.0:1 respectively, and has significantly
different functionalities compared to mixing individual kappa and iota-carrageenan
natural polymers at the same ratio. |
|
| Kappa-2 Carrageenan B |
An alkali processed, clarified, low divalency extract of Gigartina skottsbergii, essentially haploid (gametophyte) plants, such extract being commonly known as "kappa-2
carrageenan". Also includes minor levels (under 5% total) of lambda-and theta-carrageenans
from diploid (tetrasporophyte) plants. Defined as the natural random block copolymer
of kappa- and iota-carrageenans in the ratio of about 1.0 to 3.0:1 respectively, and
has significantly different functionalities compared to mixing individual kappa- and
iota-carrageenan natural polymers at the same ratio. |
FMC Corporation |
[0102] As described and demonstrated above, the films made in accordance with this invention
can be used in conventional capsule making equipment previously used for making gelatin
capsules. The hydrocolloid films produced by the present invention produce less waste
and provide for easier processing than gelatin-based films.
Example 6
[0103] Kappa-2 carrageenan was obtained as an alkali processed, clarified extract from
Gigartina skottsbergii and
Sarcothalia crispata, respectively, using primarily haploid (gametophyte) plants. The total of lambda-
and theta-carrageenans from diploid (tetrasporophyte) plants was about 0 to 5% for
the
Gigartina skottsbergii compared to about 5 to 10% for the
Sarcothalia crispata. The extract was recovered and subsequently ion exchanged to provide kappa-2 carrageenans
with low divalency. Properties of the kappa-2 carrageenans are shown in Table (XIV)
and are considered to be within the scope of the invention.
Table XIV: Properties of Sodium and Potassium Kappa-2 Carrageenans
| Seaweed source |
Cgn Na K2-S Gigartina skottsbergii |
Cgn K K2-S Gigartina skottsbergii |
Cgn Na K2-N Sarcothalia crispata |
Cgn K K2-N Sarcothalia crispata |
| Mg% |
0.00 |
0.12 |
0.03 |
0.12 |
| Ca% |
0.04 |
0.34 |
0.11 |
0.43 |
| K% |
1.24 |
9.27 |
1.35 |
8.63 |
| Na% |
6.53 |
0.68 |
7.23 |
1.34 |
| Visc, mPs |
45.5 |
39.5 |
62.5 |
31.5 |
| pH |
7.46 |
8.51 |
7.1 |
7.91 |
| 2% water gel |
|
|
|
|
| BF (g) |
incipient |
38 |
17 |
102 |
| Penetration (cm) |
7.46 |
6.9 |
21 |
12.1 |
| 2% water gel (KCl) |
|
|
|
|
| BF (g) |
10 |
134 |
30 |
179 |
| Penetration (cm) |
5.7 |
1.9 |
5.0 |
2.7 |
| 2% water gel (KCl + CaCl2) |
|
|
|
|
| BF (g) |
112 |
279 |
114 |
263 |
| Penetration (cm) |
2.1 |
2.7 |
2.7 |
2.0 |
[0104] Film compositions for kappa-2 carrageenans and the corresponding film properties
are presented in Table XV. These films were formed using the spreader box technique.
The formulations use a 50/50 blend of kappa-2-carrageenans from
Gigartina skottsbergii and
Sarcothalia crispata and have varying potassium cation content. All formulations below are considered
to be within the scope of the present invention, though some may be more preferable
for a particular use than another.
Table XV: Films of Kappa-2-Carrageenans of Different Seaweed Source and Cation Content.
| Ingredients(g) |
Ex 1 |
Ex 2 |
Ex 3 |
Ex 4 |
| Na K2-S* |
162.6 |
162.6 |
195.1 |
0.0 |
| Na-K2S-N* |
162.6 |
0.0 |
195.1 |
0.0 |
| K-K2S-S* |
0.0 |
0.0 |
0.0 |
162.6 |
| K-K2-N* |
0.0 |
162.6 |
0.0 |
162.6 |
| Water |
1851.5 |
1851.5 |
1851.5 |
1851.5 |
| Starch B790 |
858.5 |
858.5 |
858.5 |
858.5 |
| Glycerin |
1300.8 |
1300.8 |
1300.8 |
1300.8 |
| As cast film |
Ex 1 |
Ex 2 |
Ex 3 |
Ex 4 |
| Gel, °C |
35-40 |
63 |
50 |
58 |
| Melt,°C |
58-60 |
83-85 |
69 |
93-95 |
| pH |
5.3 |
5.6 |
6.6 |
5.6 |
| Cast film |
|
|
|
|
| Solids, est |
57.3% |
57.3% |
57.3% |
57.3% |
| BF, g |
214.3 |
610.5 |
459.1 |
901.4 |
| Penetration, cm |
2.0 |
1.6 |
2.1 |
1.6 |
| Dried film (16 hr, 40°C) |
|
|
|
|
| Solids, est |
95 |
91 |
86 |
93 |
| BF, g |
5132 |
6902 |
8914 |
4517 |
| Penetration, cm |
2.3 |
1.8 |
1.8 |
1.6 |
[0105] All the above formulations showed sufficient dry film strength for use in soft capsule
manufacture, though some showed greater strengths than others. The sodium form of
the kappa-2 carrageenan (Examples -1 and -3) provided the most elasticity, while the
all potassium form of kappa-2 carrageenan (Example -4) yielded films that were more
rigid though useful. Processing the formulation containing the potassium kappa-2 carrageenann
was also difficult in that the mixture started to gel while such was being transferred
from the Ross mixer to the film forming machine. The generated films in Example -
4 were lower in strength, most likely due to pre-gelation during the transfer and/or
film forming process. Excellent temperature control is necessary when it is desired
to maximize film strength and avoid quick transition from the molten mass to the rubbery
state and then to the glassy state (glass transition temperature). The film using
the "mixed cation" kappa-2-carrageenan (Example -2) provided melt and cast film properties
intermediate between the films containing the all sodium and all potassium kappa-2
carrageenans, with an elevated gelling temperature and a decrease in elasticity (as
shown by penetration) compared to the all sodium kappa-2-carrageenan.
Example 7
Soft Capsule Example
[0106] Soft gel capsules (7.5 oval) containing mineral oil (Formula A below) were produced
using a Technophar SGM1010 soft capsule machine with 7.25 inch long by 4 inch diameter
dies. Preparation of the molten mass used to form the capsule shell was as follows:
11.35 lbs of kappa-2-carrageenan (as defined in Example 5 as Kappa-2 Carrageenan A)
was added to a charge of 33.89 lbs of glycerin in a Ross DS40 jacketed vacuum mixer
and dispersed at maximum speed for 5 minutes. An additional 11.35 lbs of kappa-2 carrageenan
(as defined in Example 5 as Kappa-2 Carrageenan A) was added to the mixture and dispersed
an additional 5 minutes. A premix of 50 lbs of PureCote B790 modified starch in 94.1
lbs of deionized water was then charged to the mixer. The mixer hood was closed and
a 26 inch vacuum was pulled to remove air. The contents were mixed for 30 minutes
with the planetary mixer at maximum speed and the disperser at 1/3 maximum speed.
The vacuum was locked in and the contents of the mixer were then mixed while heating
to 90°C by applying low pressure steam (< 10 psig) to the mixer jacket. After reaching
a temperature of 90°C, the disperser speed was gradually increased to 2/3 maximum
while maintaining the molten mass at a temperature of at least 90°C for 45 minutes.
The molten mass was dispensed using a pressurized plate to urge the molten mass to
flow as needed from the Ross mixer through a temperature controlled, electrically
heated (~125°C) flexible hose to the covered spreader box. The cast films formed in
the spreader box were continuous and even. The films were transported by rollers to
the capsule forming dies where capsules were formed, filled with mineral oil and sealed.
The capsule sealing temperature was 62°C and the sealing pressure was ~2 bars. The
ability to seal was improved as the thickness of the ribbon was decreased from 0.28
inches to 0.16 inches. Capsules were tunnel dried for 72 hours at 80°F and 19% RH.
The integrity of the capsule seal remained good after drying. The cast film made from
this formulation was dark amber and cloudy with a slight seaweed odor. The break force
of the film (0.3 mm in thickness) was 310 g at 58% solids. The breakforce of the film
after drying overnight at 40°C and 40% RH (~80% solids) was 3309 g. See A in the Table
below.
[0107] Additional soft capsules (Formula B below) encapsulating mineral oil were produced
according to the above process and equipment using a second formulation comprising
39.7 lbs of Sorbitol SP, 59.5 lbs of glycerin, 19.6 lbs of sodium ion exchanged kappa-2
carrageenan (a 50/50 mixture of carrageenans J and I above), 44.6 Lbs of PureCote
B760 starch and 92.6 pounds of water. The Sorbitol SP was added in the starch/water
premix. Films produced using this formulation were odorless, transparent and a medium
color. The as-cast film had a thickness of 0.6 mm and a break force strength of 263
g at 55% solids. A film sample which was dried overnight at 40°C and 40% RH (~80%
solids) had a thickness of 0.7 mm and a breakforce of 6463 g. The as-cast film was
more elastic and stretched when fed over the rollers into the capsule dies. Capsules
were formed using a capsule seal temperature of 42°C and a seal pressure of 0.5 bar.
Mineral oil was encapsulated
[0108] The capsules were evaluated for weight, film thickness for each half of the capsule,
and burst strength. Burst strength was measured by compressing the capsule to failure.
The compression probe had a speed of 1 mm/sec. Ten capsules were tested for each condition.
The shell strength is reported as the capsule burst strength with the seam horizontally
positioned. The seam strength was measured for 10 capsules with the seam vertically
positioned. Results are shown in Table XVI. Both kappa-2-carrageenen films were flexible
as indicated by the burst distance and produced a strong capsule seal as indicated
by a capsule burst strength that was approximately the same for the capsule shell
and the capsule seam and that the capsule did not fail at the seam but at the tip
on the seam (away from the point of pressure).
Table XVI: Capsule Properties
| Capsule Formula |
Capsule Weight, (mg) |
Film wt/fill weight (mg) |
Thickness film1/film2, mm |
Shell burst distance Mm |
Shell strength, Newtons |
Seam burst distance mm |
Seam strength, Newtons |
| FormulaA |
471 |
151/320 |
357/312 |
6.3 |
206 |
6.3 |
210 |
| Formula |
499 |
187/312 |
420/370 |
5.3 |
124 |
5.1 |
105 |
| B |
|
|
|
|
|
|
|
Example 8
[0109] A kappa-2 carrageenan was produced from
Sarcothalia crispata having a final composition of approximately 74% unmodified kappa-2 carrageenan and
26% lambda carrageenan. The kappa-2 carrageenan had a viscosity of 340 cps and a pH
of 9.4 when tested as a 1.5% aqueous solution at 75°C. The ionic content is approximately
4.4% potassium, 4.0% sodium, 0.2% calcium, and 0.4% magnesium. A composition was prepared
by adding 2 % of the kappa-2 carrageenan to a mixture of 20 % glycerin and 78 % deionized
water, mixing while heating to 85°C, holding while mixing at 85°C for 15 minutes,
adjusting for any water loss with deionized water @ 85°C, then casting into a Petri
dish and drying overnight at 45°C to a film of about 80% solids. The dried film had
a breakforce strength of 469 grams and a penetration of 3.3 cm.
Example 9
[0110] The following procedure was used to prepare 2.25% kappa-2 carrageenan samples of
varying molecular weight as indicated by viscosity where viscosity was measured at
75°C for a 1.5% solids aqueous solution: 105 grams of water and 147 grams of corn
syrup were mixed in a beaker. A dry premix of kappa-2 carrageenan, granulated sugar
and salts (as indicated in Table XVII) was added to the liquid and heated with agitation
to 95°C. The hot liquid was poured into 2 gel dishes and 2 test tubes (1/2 full).
The gel dishes and one test tube (positioned to obtain a gel surface at 45 degrees
for use in measuring the melt temperature) were placed in a water bath at 10°C for
an hour. The second test tube was used to measure the gel temperature. The as-cast
solids were approximately 62%. The gel and melt temperatures for the samples 1b, 2b
and 3 b which contained added potassium and calcium cations were above 50°C and relatively
constant with increasing molecular weight. The gel and melt temperatures of samples
1a, 2a and 3a which contained ion exchanged kappa-2 carrageenans were all observed
to be below 50°C. The gel and melt temperatures were decreased as the molecular weight
(as measured by viscosity) was lowered. In particular, sample 1a, which contained
the kappa-2 carrageenan with viscosity of 9 mPas, provided a gel film with a decreased
gel temperature of 25°C and a melt temperature of 36°C.
Table XVII: Kappa 2 Carrageenan Formulations and Properties
| |
1a |
2a |
3a |
1b |
2b |
3b |
| Ingredient (g) |
|
|
|
|
|
|
| K2 (9 mPas) Cgn H |
7.88 |
0 |
0 |
7.88 |
0 |
0 |
| K2 (20 mPas) Cgn I |
0 |
7.88 |
0 |
0 |
7.88 |
0 |
| K2 (41 mPas) Cgn J |
0 |
0 |
7.88 |
0 |
0 |
7.88 |
| Sugar |
90.13 |
90.13 |
90.13 |
88.78 |
88.78 |
88.78 |
| CaCl2 |
0 |
0 |
0.0 |
0.58 |
0.58 |
0.58 |
| KCl |
0 |
0 |
0.0 |
0.76 |
0.76 |
0.76 |
| As Cast |
|
|
|
|
|
|
| BF (g) |
No break |
No break |
No break |
819 |
964 |
1178 |
| Penetration, cm |
|
|
|
5.0 |
13.0 |
7.5 |
| Melt temp. °C |
36 |
39.5 |
42 |
75 |
76-77 |
77 |
| Gel temp. °C |
25 |
35.5 |
34-36 |
57 |
58.5-60 |
58-59 |
1. A homogeneous, thermoreversible gel film comprising a film forming amount of kappa-2
carrageenan, and optionally at least one of a plasticizer, a second film former, a
bulking agent, and a pH controlling agent wherein the gel film comprises sodium cation
and has a solids content of at least 50% by weight of the gel film, and wherein the
gel film has a break force strength of at least 1,500 grams.
2. The film of claim 1, wherein said sodium cation is present in an amount less than
50% by dry weight of the kappa-2 carrageenan in the gel film.
3. The film of claim 1, wherein said kappa-2 carrageenan is present in an amount of at
least 0.5% by dry weight of the gel film.
4. The film of claim 1, wherein said kappa-2 carrageenan is present in and amount of
0.5% to 25% by dry weight of the gel film.
5. The film of claim 1, wherein said kappa-2 carrageenan is present in an amount of 1.5%
to 25% by dry weight of the gel film.
6. The film of claim 1, wherein said kappa-2 carrageenan is present in an amount of at
least 10% of the total dry weight of film formers in the gel film.
7. The film of claim 1, wherein said kappa-2 carrageenan is present in an amount of at
least 20% of the total dry weight of film formers in the gel film.
8. The film of claim 1, wherein said kappa-2 carrageenan is present in an amount of at
least 50% of the total dry weight of film formers in the gel film.
9. The film of claim 1, wherein said kappa-2 carrageenan is present in an amount of at
least 80% of the total dry weight of film formers in the gel film.
10. The film of claim 1, wherein said kappa-2 carrageenan is the only film former present
in the gel film.
11. The film of claim 1, wherein said second film former is selected from the group consisting
of starch, starch derivative, starch hydrozylate, cellulose gums, kappa carrageenan;
iota carrageenan; alginates, propylene glycol alginate, polymannan gums, dextran,
pectin, gellan, pullulan, alkylcellulose ethers and modified alkyl cellulose ethers.
12. The film of claim 1, wherein said plasticizer is at least one member selected from
the group consisting of glycerin, sorbitol, polydextrose, maltitol, lactitol, and
polyalkylene glycols; said second film former is at least one member selected from
the group consisting of a starch, starch derivative, starch hydrozylate, cellulose
gum, hydrocolloid, an alkylcellulose ether and a modified alkyl cellulose ether, and
said bulking agent is at least one member selected from the group consisting of microcrystalline
cellulose, microcrystalline starch, starch, starch derivatives, inulin, starch hydrozylates
and polydextrose.
13. The film of claim 1, having a break force strength of at least 4,000 grams.
14. The film of claim 1, having a break force strength of at least 5,000 grams.
15. The film of claim 1, having a break force strength of at least 6,000 grams.
16. The film of claim 1 having a solids content of at least 60% by weight of the gel film.
17. The film of claim 1 having a solids content of at least 80% by weight of the gel film.
18. The film of claim 1 having a solids content of at least 90% by weight of the gel film.
19. A process for making the gel films of claim 1-18, comprising the step of:
(i) heating, hydrating, mixing, solubilizing and, optionally, de-aerating a composition
of said kappa-2 carrageenan and optionally at least one of said plasticizer, said
second film former, said bulking agent and said pH controlling agent in an apparatus
providing sufficient shear, temperature and residence time to form a homogeneous,
thermoreversible, molten composition thereof, wherein said temperature is at or above
the solubilizing temperature of the molten composition; and
(ii) cooling said molten composition at or below its gelling temperature to form the
gel film.
20. The process of claim 19, wherein said molten composition is fed directly into at least
one of a mixer, pump or devolatilizer prior to cooling.
21. The process of claim 19, wherein said apparatus is a Ross mixer, Stephan processor,
extruder, jet cooker or fluid mixing apparatus.
22. Soft capsules comprising capsule walls and an encapsulated substance wherein said
capsule walls comprise the films of any of claims 1-18.
23. The soft capsules of claim 22, wherein said encapsulated substance is at least one
member selected from the group consisting of pharmaceuticals, vitamins, nutritional
supplements, paint, paintballs, pigments, agriculturals, cosmetics, antioxidants,
flavorant or food.
24. A process for making the soft capsules of claim 22,comprising the steps of:
(i) heating, hydrating, mixing, solubilizing and, optionally, de-aerating a composition
of said kappa-2 carrageenan and optionally at least one of said plasticizer, said
secondary film former, said bulking agent and said pH controlling agent in an apparatus
providing sufficient shear, temperature and residence time to form a homogeneous,
molten composition thereof, wherein said temperature is at or above the solubilizing
temperature of the molten composition; and
(ii) making soft capsules directly from said molten composition or allowing said molten
composition to cool to its gelling temperature or below and thereafter making soft
capsules therefrom.
25. The process of claim 24, wherein said apparatus is a Ross mixer, Stephan processor,
extruder, jet cooker or fluid mixing apparatus.
26. The process of claim 24, wherein said molten composition is fed directly into at least
one of a mixer, pump or devolatilizer prior to making soft capsules.
27. The process of claim 24, wherein said gel film has a solids content of at least 60%
prior to making soft capsules.
28. A solid form comprising a fill material encapsulated by the homogeneous, thermoreversible
gel film of any of claims 1-18.
29. The solid form of claim 28, wherein said fill material is a powder, tablet, caplet,
microcapsule or capsule.
30. The solid form of claim 28, wherein said solid form is a hard capsule.
31. The film of claim 1, comprising 0.5 to 25 wt % kappa-2 carrageenan, 10 to 50 wt% second
film former, 5 to 40 wt % plasticizer, and a solids content of 50 to 90%, all by weight
of the gel film, and optionally, a pH control agent.
32. A soft capsule comprising the film of claim 31 encapsulating a fill material.
33. The film of claim 1 wherein said kappa-2 carrageenan has a viscosity of less than
10 cps at 75 °C in a 1.5% kappa-2 carrageenan solids 0.10 molar sodium chloride solution.
34. A soft capsule comprising the film of claim 33 encapsulating a fill material.
35. The gel film of claim 1 further comprising a flavorant.
36. A soft capsule comprising the film of claim 35 encapsulating a fill material.
37. The gel film of claim 35, wherein said flavorant is sugar.
38. The film of claim 1, wherein said film does not contain a plasticizer.
39. The film of claim 1 consisting of said kappa-2 carrageenan, flavorant and water.
40. The film of claim 39, wherein said flavourant is corn syrup.
41. A soft capsule comprising the film of claim 39 encapsulating a fill material.
1. Homogener, thermoreversibler Gelfilm, der eine filmbildende von kappa-2-Carrageenan
und optional mindestens von Folgenden umfasst: einen Weichmacher, einen zweiten Filmbildner,
einen Füllstoff und ein pH-regulierendes Mittel, worin der Gelfilm Natriumkation umfasst
und einen Feststoffgehalt von mindestens 50 Gewichts-% des Gelfilms aufweist und worin
der Gelfilm eine Bruchkraftstärke von mindestens 1 500 Gramm aufweist.
2. Film nach Anspruch 1, worin genanntes Natriumkation in einer Menge von weniger als
50 %, bezogen auf das Trockengewicht des kappa-2-Carrageenans im Gelfim, vorliegt.
3. Film nach Anspruch 1, worin genanntes kappa-2-Carrageenan in einer Menge von mindestens
0,5 %, bezogen auf das Trockengewicht des Gelfims, vorliegt.
4. Film nach Anspruch 1, worin genanntes kappa-2-Carrageenan in einer Menge von 0,5 %
bis 25 %, bezogen auf das Trockengewicht des Gelfims, vorliegt.
5. Film nach Anspruch 1, worin genanntes kappa-2-Carrageenan in einer Menge von 1,5 %
bis 25 %, bezogen auf das Trockengewicht des Gelfims, vorliegt.
6. Film nach Anspruch 1, worin genanntes kappa-2-Carrageenan in einer Menge von mindestens
10 % des Gesamttrockengewichts der Filmbildner im Gelfim vorliegt.
7. Film nach Anspruch 1, worin genanntes kappa-2-Carrageenan in einer Menge von mindestens
20 % des Gesamttrockengewichts der Filmbildner im Gelfim vorliegt.
8. Film nach Anspruch 1, worin genanntes kappa-2-Carrageenan in einer Menge von mindestens
50 % des Gesamttrockengewichts der Filmbildner im Gelfim vorliegt.
9. Film nach Anspruch 1, worin genanntes kappa-2-Carrageenan in einer Menge von mindestens
80 % des Gesamttrockengewichts der Filmbildner im Gelfim vorliegt.
10. Film nach Anspruch 1, worin genanntes kappa-2-Carrageenan der einzige im Gelfim vorliegende
Filmbildner ist.
11. Film nach Anspruch 1, worin genannter zweiter Filmbildner aus der Gruppe ausgewählt
ist, die aus Folgenden besteht: Stärke, Stärkederivat, Stärkehydrolysat, Cellulosegummi,
kappa-Carrageenan; iota-Carrageenan; Alginaten, Propylenglycolalginat, Polymannan-Gummi,
Dextran, Pektin, Gellan, Pullulan, Alkylcelluloseethern und modifizierten Alkylcelluloseethem.
12. Film nach Anspruch 1, worin genannter Weichmacher mindestens ein aus der Gruppe ausgewählter
Vertreter ist, die aus Folgenden besteht: Glycerin, Sorbitol, Polydextrose, Maltitol,
Lactitol und Polyalkylenglycolen; genannter zweiter Filmbildner mindestens ein aus
der Gruppe ausgewählter Vertreter ist, die aus Folgenden besteht: einer Stärke, einem
Stärkederivat, Stärkehydrolysat, Cellulose-Gummi, Hydrokolloid, einem Alkylcelluloseether
und einem modifizierten Alkylcelluloseether; und genannter Füllstoff mindestens ein
aus der Gruppe ausgewählter Vertreter ist, die aus Folgenden besteht: mikrokristalliner
Cellulose, mikrokristalliner Stärke, Stärke, Stärkederivaten, Inulin, Stärkehydrolysaten
und Polydextrose.
13. Film nach Anspruch 1, der eine Bruchkraftstärke von mindestens 4 000 Gramm aufweist.
14. Film nach Anspruch 1, der eine Bruchkraftstärke von mindestens 5 000 Gramm aufweist.
15. Film nach Anspruch 1, der eine Bruchkraftstärke von mindestens 6 000 Gramm aufweist.
16. Film nach Anspruch 1, der einen Feststoffgehalt von mindestens 60 %, bezogen auf das
Gewicht des Gelfilms, aufweist.
17. Film nach Anspruch 1, der einen Feststoffgehalt von mindestens 80 %, bezogen auf das
Gewicht des Gelfilms, aufweist.
18. Film nach Anspruch 1, der einen Feststoffgehalt von mindestens 90 %, bezogen auf das
Gewicht des Gelfilms, aufweist.
19. Verfahren zur Herstellung der Gelfilme nach Anspruch 1-18, das den folgenden Schritt
umfasst:
(i) Erwärmen, Hydratisieren, Mischen, Auflösen und optionales Entlüften einer Zusammensetzung
aus genanntem kappa-2-Carrageenan und optional mindestens einem von Folgenden: genanntem
Weichmacher, genanntem zweiten Filmbildner, genanntem Füllstoff und genanntem ph-regulierenden
Mittel, in einer Vorrichtung, die ausreichend Scherung, Temperatur und Verweilzeit
bereitstellt, um eine homogene, thermoreversible, geschmolzene Zusammensetzung davon
zu bilden, worin genannte Temperatur bei oder oberhalb der Auflösungstemperatur der
geschmolzenen Zusammensetzung liegt; und
(ii) Abkühlen genannter geschmolzener Zusammensetzung bei oder unterhalb ihrer Gelbildungstemperatur,
um den Gelfilm zu bilden.
20. Verfahren nach Anspruch 19, worin genannte geschmolzene Zusammensetzung vor dem Abkühlen
direkt in mindestens einen von einem Mischer, einer Pumpe oder einem Entgaser geleitet
wird.
21. Verfahren nach Anspruch 19, worin genannte Vorrichtung ein Ross-Mischer, Stephan-Verarbeitungsgerät,
Extruder, Jet-Kocher oder eine Flüssigkeitsmischvorrichtung ist.
22. Weichkapseln, die Kapselwände und eine eingekapselte Substanz umfassen, worin genannte
Kapselwände die Filme nach einem der Ansprüche 1-18 umfassen.
23. Weichkapseln nach Anspruch 22, worin genannte eingekapselte Substanz mindestens ein
aus der Gruppe ausgewählter Vertreter ist, die aus Folgenden besteht: Pharmazeutika,
Vitaminen, Nahrungsergänzungsmitteln, Farbe, Paintballs, Pigmenten, Agrargütern, Kosmetika,
Antioxidationsmitteln, Aromastoffen oder Lebensmitteln.
24. Verfahren zur Herstellung der Weichkapseln nach Anspruch 22, das die folgenden Schritte
umfasst:
(i) Erwärmen, Hydratisieren, Mischen, Auflösen und optionales Entlüften einer Zusammensetzung
aus genanntem kappa-2-Carrageenan und optional mindestens einem von Folgenden: genanntem
Weichmacher, genanntem zweiten Filmbildner, genanntem Füllstoff und genanntem ph-regulierenden
Mittel, in einer Vorrichtung, die ausreichend Scherung, Temperatur und Verweilzeit
bereitstellt, um eine homogene, geschmolzene Zusammensetzung davon zu bilden, worin
genannte Temperatur bei oder oberhalb der Auflösungstemperatur der geschmolzenen Zusammensetzung
liegt; und
(ii) direktes Herstellen der Weichkapseln aus genannter geschmolzener Zusammensetzung
oder Ermöglichen, dass genannte geschmolzene Zusammensetzung auf ihre Gelbildungstemperatur
oder darunter abkühlt, und danach Herstellen von Weichkapseln daraus.
25. Verfahren nach Anspruch 24, worin genannte Vorrichtung ein Ross-Mischer, Stephan-Verarbeitungsgerät,
Extruder, Jet-Kocher oder eine Flüssigkeitsmischvorrichtung ist.
26. Verfahren nach Anspruch 24, worin genannte geschmolzene Zusammensetzung vor dem Herstellen
der Weichkapseln direkt in mindestens einen von einem Mischer, einer Pumpe oder einem
Entgaser geleitet wird.
27. Verfahren nach Anspruch 24, worin genannter Gelfilm einen Feststoffgehalt von mindestens
60 % vor dem Herstellen der Weichkapseln aufweist.
28. Feste Form, die ein Füllmaterial umfasst, das durch den homogenen, thermoreversiblen
Gelfilm nach einem der Ansprüche 1-18 eingekapselt ist.
29. Feste Form nach Anspruch 28, worin genanntes Füllmaterial ein Pulver, eine Tablette,
ein Caplet, eine Mikrokapsel oder Kapsel ist.
30. Feste Form nach Anspruch 28, worin genannte feste Form eine Hartkapsel ist.
31. Film nach Anspruch 1, der Folgendes umfasst: 0,5 bis 25 Gew.-% kappa-2-Carrageenan,
10 bis 50 Gel.-% an zweitem Filmbilder, 5 bis 40 Gew.-% Weichmacher und einen Feststoffgehalt
von 50 bis 90 %, wobei alles auf das Gewicht des Gelfilms bezogen ist, und optional
ein pH-regulierendes Mittel.
32. Weichkapsel, die den Film nach Anspruch 31 umfasst, der ein Füllmaterial einkapselt.
33. Film nach Anspruch 1, worin genanntes kappa-2-Carrageenan eine Viskosität von kleiner
als 10 cps bei 75°C in einer 1,5 % kappa-2-Carrageenanfeststoffe enthaltenden, 0,10
molaren Natriumchloridlösung aufweist.
34. Weichkapsel, die den Film nach Anspruch 33 umfasst, der ein Füllmaterial einkapselt.
35. Gelfilm nach Anspruch 1, der weiter einen Aromastoff umfasst.
36. Weichkapsel, die den Film nach Anspruch 35 umfasst, der ein Füllmaterial einkapselt.
37. Gelfilm nach Anspruch 35, worin genannter Aromastoff Zucker ist.
38. Film nach Anspruch 1, worin genannter Film keinen Weichmacher enthält.
39. Film nach Anspruch 1, der aus genanntem kappa-2-Carrageenan, Aromastoff und Wasser
besteht.
40. Film nach Anspruch 39, worin genannter Aromastoff Maissirup ist.
41. Weichkapsel, die den Film nach Anspruch 39 umfasst, der ein Füllmaterial einkapselt.
1. Film de gel homogène et thermoréversible comprenant une quantité filmogène de kappa-2
carraghenine et, en option, un plastifiant, un second agent filmogène, un agent de
comblement et/ou un agent régulateur du pH, le film de gel comprenant du sodium cationique,
ayant une teneur en solides d'au moins 50 % en poids du film de gel et présentant
une résistance à une force de rupture d'au moins 1 500 grammes.
2. Film de la revendication 1, dans laquelle ledit sodium cationique est présent à une
quantité inférieure à 50 % en poids sec de kappa-2 carraghenine contenue dans le film
de gel.
3. Fil de la revendication 1, dans laquelle ladite kappa-2 carraghenine est présence
à une quantité d'au moins 0,5 % en poids sec du film de gel.
4. Film de la revendication 1, dans laquelle ladite kappa-2 carraghenine est présente
à une quantité allant de 0,5 % à 25 % en poids sec du film de gel.
5. Film de la revendication 1 , dans laquelle ladite kappa-2 carraghenine est présente
à une quantité allant de 1,5 % à 25 % en poids sec du film de gel.
6. Film de la revendication 1 , dans laquelle ladite kappa-2 carraghenine est présente
à une quantité d'au moins 10 % du poids sec total d'agents filmogènes contenus dans
le film de gel.
7. Film de la revendication 1, dans laquelle ladite kappa-2 carraghenine est présente
à une quantité d'au moins 20 % du poids sec total d'agents filmogènes contenus dans
le film de gel.
8. Film de la revendication 1, dans laquelle ladite kappa-2 carraghenine est présente
à une quantité d'au moins 50 % du poids sec total d'agents filmogènes contenus dans
le film de gel.
9. Film de la revendication 1, dans laquelle ladite kappa-2 carraghenine est présente
à une quantité d'au moins 80 % du poids sec total d'agents filmogènes contenus dans
le film de gel.
10. Film de la revendication 1, dans laquelle ladite kappa-2 carraghenine est le seul
agent filmogène présent dans le film de gel.
11. Film de la revendication 1, dans laquelle ledit second agent filmogène est sélectionné
dans le groupe consistant en un amidon, un dérivé d'amidon, un hydrozylate d'amidon,
des gommes cellulosiques, une kappa carraghenine ; une iota carraghenine ; des alginates,
un alginate de propylèneglycol, des gommes de polymannane, un dextrane, une pectine,
la gellane, le pullulane, des éthers d'alkylcellulose et des éthers d'alkylcellulose
modifiée.
12. Film de la revendication 1, dans laquelle ledit plastifiant correspond à au moins
un membre sélectionné dans le groupe consistant en la glycérine, le sorbitol, le polydextrose,
le maltitol, le lactitol et des glycols de polyalkylène ; ledit second agent filmogène
correspond à au moins un membre sélectionné dans le groupe consistant en amidon, un
dérivé d'amidon, un hydrozylate d'amidon, une gomme cellulosique, un hydrocolloïde,
un éther d'alkylcellulose et un éther d'alkylcellulose modifiée ; et ledit agent de
comblement correspond à au moins un membre sélectionné dans groupe consistant en une
cellulose microcristalline, un amidon microcristallin, un amidon, des dérivés d'amidon,
une inuline, des hydrozylates d'amidon et un polydextrose.
13. Film de la revendication 1, présentant une résistance à une force de rupture d'au
moins 4 000 grammes.
14. Film de la revendication 1, présentant une résistance à une force de rupture d'au
moins 5 000 grammes.
15. Film de la revendication 1, présentant une résistance à une force de rupture d'au
moins 6 000 grammes.
16. Film de la revendication 1 présentant une teneur en solides d'au moins 60 % en poids
du film de gel.
17. Film de la revendication 1 présentant une teneur en solides d'au moins 80 % en poids
du film de gel.
18. Film de la revendication 1 présentant une teneur en solides d'au moins 90 % en poids
du film de gel.
19. Procédé de fabrication des films de gel des revendications 1-18, qui comprend l'étape
suivante :
(i) chauffage, hydratation, mélange, solubilisation et, en option, d'unie composition
de ladite kappa-2 carraghenine et, en option, ledit plastifiant, ledit second agent
filmogène, ledit agent de comblement et/ou ledit agent régulateur du pH dans un appareil
dans des conditions produisant un cisaillement, une température et un temps de séjour
suffisants pour former une composition fondue homogène et thermoréversible de ceux-ci,
ladite température étant égale ou supérieure à la température de solubilisation de
la composition fondue ; et
(ii) refroidissement de ladite composition fondue à une température inférieure ou
égale à sa température de gélification pour former le film de gel.
20. Procédé de la revendication 19, qui fait intervenir l'alimentation directe d'un mélangeur,
d'une pompe et/ou d'un dévolatiliseur avec ladite composition fondue avant le refroidissement.
21. Procédé de la revendication 19, dans laquelle ledit appareil est un mélangeur Ross,
un processeur Stephan, une extrudeuse, un cuiseur en ligne ou un appareil de mélange
de liquides.
22. Capsules molles comprenant des enveloppes de capsules et une substance encapsulée,
lesdites enveloppes de capsules comprenant les films de l'une quelconque des revendications
1-18.
23. Capsules molles de la revendication 22, dans laquelle ladite substance encapsulée
correspond à au moins un membre sélectionné dans le groupe consistant en des produits
pharmaceutiques, vitamines, suppléments nutritionnels, peintures, billes de peinture,
pigments, produits agricoles, cosmétiques, antioxydants, aromatisants ou denrées alimentaires.
24. Procédé de fabrication des capsules molles de la revendication 22, qui comprend les
étapes suivantes :
(i) chauffage, hydratatîon, mélange, solubilisation et, en option, dégazage d'une
composition de ladite kappa-2 carraghenine et, en option, ledit plastifiant, ledit
second agent filmogène, ledit agent de comblement et/ou ledit agent régulateur du
pH dans un appareil dans des conditions produisant un cisaillement, une température
et un temps de séjour suffisants pour former une composition fondue homogène de ceux-ci,
ladite température étant égale ou supérieure à la température de solubilisation de
la composition fondue ; et
(ii) fabrication de capsules molles soit directement à partir de ladite composition
fondue, soit après avoir laissé ladite composition fondue refroidir à une température
inférieure ou égale à sa température de gélification.
25. Procédé de la revendication 24, dans laquelle ledit appareil est un mélangeur Ross,
un processeur Stephan, une extrudeuse, un cuiseur en ligne ou un appareil de mélange
de liquides.
26. Procédé de la revendication 24, qui fait intervenir l'alimentation directe d'un mélangeur,
d'une pompe et/ou d'un dévolatiliseur avec ladite composition fondue avant la fabrication
de capsules molles.
27. Procédé de la revendication 24, dans laquelle ledit film de gel a une teneur en solides
d'au moins 60 % avant la fabrication de capsules molles.
28. Forme solide comprenant une matière de remplissage encapsulée par le fil de gel homogène
et thermoréversible de l'une quelconque des revendications 1-18.
29. Forme solide de la revendication 28, dans laquelle ladite matière de remplissage est
une poudre, un comprimé, un comprimé baguette, une microcapsule ou une capsule.
30. Forme solide de la revendication 28, dans laquelle ladite forme solide est une capsule
dure.
31. Film de la revendication 1, qui comprend de 0,5 à 25 % en poids de kappa-2 carraghenine,
de 10 à 50 % en poids d'un second agent filmogène, de 5 à 40 % en poids d'un plastifiant
et une teneur en solides dans la plage de 50 à 90 %, tous les pourcentages étant en
poids du film de gel et, en option, un agent régulateur du pH.
32. Capsule molle comprenant le film de la revendication 31 encapsulant une matière de
remplissage.
33. Film de la revendication 1, dans laquelle ladite kappa-2 carraghenine a une viscosité
inférieure à 10 cps à 75 °C dans une solution de chlorure de sodium 0,10 M contenant
la kappa-2 carraghenine sous forme solide à 1,5 %.
34. Capsule molle comprenant le film de la revendication 33 encapsulant une matière de
remplissage.
35. Film de gel de la revendication 1 comprenant également un aromatisant.
36. Capsule molle comprenant le film de la revendication 35 encapsulant une matière de
remplissage.
37. Film de gel de la revendication 35, dans laquelle ledit aromatisant est un sucre.
38. Film de la revendication 1, dans laquelle ledit film ne contient pas un plastifiant.
39. Film de la revendication 1 consistant en ladite kappa-2 carraghenine, un aromatisant
et de l'eau.
40. Film de la revendication 39, dans laquelle ledit aromatisant est un sirop de maïs.
41. Capsule molle comprenant le film de la revendication 39 encapsulant une matière de
remplissage.