FIELD OF THE INVENTION
[0001] The present invention generally relates to nanostructures and methods for their growth.
The present invention more particularly relates to methods of controlling the growth
of nanostructures, such as carbon nanofibers, which enables manufacture of semiconducting
devices that utilize such nanostructures as interconnects and as heat dissipation
media.
BACKGROUND
[0002] Relentless efforts at miniaturization are bringing traditional CMOS devices to the
limit where the device characteristics are governed by quantum phenomena; in such
regimes, perfect control is impossible to achieve. This has engendered a need for
finding alternative new materials to fabricate devices that will possess at least
the same or even better performance than existing CMOS devices but with greater control.
[0003] The miniaturization of CMOS devices has hitherto been governed by a trend - often
called Moore's law - in which electronic components shrink in size by half every 30
months. The International Technology Roadmap for Semiconductors (ITRS) has established
a projected growth curve according to this model. The demands for speed, high integration
level, high performance and low production costs attendant on such a rate of progress
are very stringent. Consequently, the problems associated with the physical and electrical
characteristics of traditional materials used for making devices have escalated. Hence
there is a need to search for alternative solutions to the problems that will impede
the progress of silicon technology in the immediate future. This means that devising
innovative materials and processes is critical to sustaining the projected rate of
growth.
[0004] The ITRS emphasizes the high speed transmission needs of the chip as the driver for
future interconnect development for both high performance microprocessors (MPs) and
dynamic random access memory (DRAM). State of the art microprocessors are mostly made
of a two dimensional layer of silicon based components, connected to one another with
up to nine layers of metal interconnects (see,
e.g., Graham, A. P.; Duesberg, G. S.; Seidel, R.; Liebau, M.; Unger, E.; Kreupl, F.; Honlein,
W., Diamond and Related Materials, (2004), 13, (4-8), 1296). Therefore, interconnect technology plays a vital role in semiconductor technology
and merits special emphasis.
[0005] The choice of new materials is however limited by factors such as compatibility with
existing production methods, reproducibility of manufacture and cost. In general,
the challenges of interconnect technology arise from both material requirements and
difficulties in processing (
Jun, L.; Qi, Y.; Cassell, A.; Hou Tee, N.; Stevens, R.; Jie, H.; Meyyappan, M. Applied
Physics Letters, 82, (15), 2491, (2003)). Some problems that existing materials used in semiconductor technology have faced
are as follows.
[0006] Currently, device performance is degraded due to high leakage current through gate
oxide (which is very thin). This in turn increases the leakage current in the off
state, and hence increases power consumption, which in turn can reduce the lifetime
of a battery.
[0007] Cu interconnects perform poorly. Due to its low resistivity, copper is used for making
interconnects that connect various components to one another, as well as to external
devices and circuits. Due to the dramatic reduction in the size of the components,
interconnects based on copper material are now showing poor performance in terms of
current carrying capacity and lifetime of the wires, and are also becoming more difficult
and costly to fabricate. In particular, a phenomenon known as electromigration threatens
the reliability of nanometer-size copper interconnects at high current densities (10
6 A/cm
2 and above). This is a matter of concern since by the year 2013 it will be a requirement
for interconnects to handle such current densities (see,
e.g., Jun, L., et al., Applied Physics Letters, 82, (15), 2491, (2003);
ITRS, Semiconductor Roadmap, (2003)). Electromigration causes internal and external cavities that lead to wire failure.
Moreover, due to interface roughness and small grain size, the electrical resistivity
of metals increases with a decrease in dimensions (
Jun, L., et al., Applied Physics Letters, 82, (15), 2491, (2003)). Such size induced effects of metal interconnects are difficult to avoid. All of
these factors in turn reduce the lifetime of a processor. No solution currently exists
for interconnects that will efficiently connect the devices in a circuit with those
outside of the circuit, in time to meet the projected demand for current density over
the next several years.
[0008] Demand is increasing for high aspect ratio structures. Today the aspect ratio of
contact holes for interconnects in DRAM stacked capacitors has reached 12:1 and is
expected to increase to 23:1 by the year 2016 (
ITRS, Semiconductor Roadmap, (2003)). Creating such high aspect ratio contacts with straight walls poses substantial
technological challenges, not least because void-free filling with metals (also known
as vias) of such high aspect ratio features is extremely difficult.
[0009] Modem microprocessors generate inordinate amounts of heat. Heat dissipation has been
increasing steadily as the transistor count and clock frequency of computer processors
has increased (see,
e.g., Thompson, S., et al., in A 90 nm logic technology featuring 50 nm strained silicon
channel transistors, 7 layers of Cu interconnects, low k ILD, and 1 µm2 SRAM cell,
San Francisco, CA, United States, Institute of Electrical and Electronics Engineers
Inc., 2002 at p 61). In particular, for example, copper interconnects of the sizes required for current
and future devices generate so much heat that their electrical resistance is increased,
thereby leading to a decreased capacity to carry current. Although device and system
manufacturers have so far managed to channel that heat away, the task is becoming
more difficult and challenging as microprocessors get faster and smaller. A practical
solution for cooling of such systems that will not eventually exceed the power budget
for processors has yet to be found.
[0010] In short, for all these reasons, it has become necessary to search for alternative
materials and processing technology.
[0011] Carbon nanostructures, including carbon nanotubes (CNT's) and carbon nanofibers (CNF's),
are considered to be some of the most promising candidates for future developments
in nano-electronics, nano-electromechanical systems (NEMS), sensors, contact electrodes,
nanophotonics, and nano-biotechnology. This is due principally to their one dimensional
nature and their unique electrical, optical and mechanical properties. In contrast
to the fullerenes, such as C
60 and C
70, whose principal chemistry is based on attaching specific functionalities to producespecific
properties, CNTs offer almost limitless variation through design and manufacture of
tubes of different diameters, pitches, and lengths. Furthermore, whereas the fullerenes
offer the possibility of making a variety of discrete molecules with specific chemical
properties, carbon nanotubes and carbon nanofibers provide the possibility to make
molecular-scale components that have excellent electrical and thermal conductivity,
and strength. (See,
e.g., Nanoelectronics and Information Technology, R. Waser (Ed.), Wiley-VCH, 2003, at chapter
19.)
[0012] Carbon nanotubes and carbon nanofibers have been considered for both active devices
and as interconnect technology at least because of their electrical and thermal properties
and their strength. For example, the high electron mobility of carbon nanotubes (79,000
cm
2/VS) surpasses that of state-of-the-art MOSFET devices (see,
e.g., Durkop, T., et al., Nano Letters, 4(1), 35, (2004)). Furthermore, the extremely high current carrying capacity of carbon nanotubes
(10
10 A/cm
2) (see,
e.g., Wei, B. Q., et al., Appl. Phys. Lett., 79(8), 1172, (2001)), when compared with copper interconnects (∼ 10
6 A/cm
2), means that carbon nanostructures potentially possess the solution to the severe
problems for interconnects projected in ITRS. Additionally, copper bums out at around
10
6 A/cm
2 while nanotubes and nanofibers can carry up to 10
9 A/cm
2. Bundles of densely packed nanostructures can also have substantially lower resistance
than copper.
[0013] Furthermore, the anisotropic thermal conductivity of nanotubes/nanofibers (6,000
W/Km) (see,
e.g., Hoenlien, W., et al., IEEE Trans. Compon. and Packaging Tech., 27(4), 629, (2004)) is also exceptionally promising for solving the growing problems of heat dissipation
in semiconductor devices.
[0014] The added value for a CNT/CNF via or interconnect is scalability to nanometer dimensions
with a large aspect ratio. Kreupl,
et al. made a comparative analysis on the resistance between CNT's and gold wires of the
same dimension, and by taking size effects into account they showed that CNF's can
readily compete with ordinary metallization schemes and can offer the possibility
of achieving orders of magnitude lower resistance (see,
e.g.,
Kreupl, F.; Graham, A. P.; Duesberg, G. S.; Steinhogl, W.; Liebau, A.; Unger, E.;
Honlein, W., Microelectronic Engineering, (2002), 64, (1-4), 399). Recent theoretical work performed by Naeemi et al. on CNT as interconnects revealed
that performance enhancement at the 45 nm node (projected in the year 2010) is negligible
compared to today's copper interconnects, but at the 22 nm node (projected in the
year 2016) nanotube interconnects will be up to 80% faster than copper wires. In that
case, bundles of CNTs are more preferable than single CNTs due to low density of states
present in the quantum wires, which induces a large kinetic inductance per unit length,
which then causes slow wave propagation. Hence CNF could perhaps be better interconnect
materials, since they presumably possess a higher density of states than CNT due to
their structural configuration. In terms of stability during current flow, Wei et
al. observed no degradation of MWCNTs after a period of 350 hours at current densities
exceeding 10
9 A/cm
2 (
Wei, B. Q.; Vajtai, R.; Ajayan, P. M., Applied Physics Letters, (2001), 79, (8), 1172).
[0015] In general, it is highly desirable to fabricate electronic devices that are compatible
with existing complementary metal oxide semiconductor (CMOS) fabrication techniques.
A prerequisite for exploring CNTs in an industrial process is to be able to control
mass production of devices with high reproducibility. Due to high purity and high
yield, chemical vapor deposition (CVD) is a popular and advantageous growth method
that offers the potential to grow nanotubes at an exact location with control over
their length, diameter, shape and orientation.
[0016] Hence for many electronic, nanoelectromechanical systems and interconnect applications
the integration possibilities of carbon nanostructure into existing CMOS-based industrial
manufacturing processes is expected to be a ground breaking technological development.
However, there are many engineering and materials issues inherent to CMOS-compatible
device fabrication processes that need to be addressed before such integration can
take place. Solutions to these issues have so far been long-awaited.
[0017] For instance, there are difficulties in growing nanostructures. Although numerous
techniques have been developed and demonstrated to produce carbon based nanostructures,
all have drawbacks for mass production and integration into existing industry manufacturing
processes. Prominent drawbacks are: (a) control over predictable morphology with either
semiconducting or metallic properties; (b) precise localization of the individual
structures as and when they are grown, and (c) predictable electrical properties at
the interface between the grown nanostructures and the substrate. There is no known
single solution to solve all the aforementioned drawbacks. The most prominent techniques
for synthesizing carbon nanostructure include arc discharge (see,
e.g., Iijima, S., Nature, 354, 56, (1991); and
Kratschmer, W.; Lamb, L. D.; Fostiropoulos, K.; Huffman, D. R., Nature, 347,354, (1990)), laser vaporization (see,
e.g., Kroto, H. W.; Heath, J. R.; O'Brien, S. C.; Curl, R. F.; Smalley, R. E. Nature, 318,
162, (1985)), catalytic chemical-vapor deposition (CCVD), also referred to as CVD, (
Cassell, A. M.; Raymakers, J. A.; Jing, K.; Hongjie, D., J Phys. Chem. B, 103, (31),
(1999)), and catalytic plasma enhanced chemical-vapor deposition (C-PECVD) (
Cassell, A. M.; Qi, Y.; Cruden, B. A.; Jun, L.; Sarrazin, P. C.; Hou Tee, N.; Jie,
H.; Meyyappan, M., Nanotechnology, 15(1), 9, (2004); and
Meyyappan, M.; Delzeit, L.; Cassell, A.; Hash, D., Plasma Sources, Science and Technology,
12(2), 205, (2003)). Due to high purity and high yield, chemical vapor deposition (CVD) is a popular
and advantageous growth method, and indeed, among all of the known growth techniques,
CMOS compatibility has been demonstrated only for the CCVD method. (See, Tseng,
et al. (
Tseng, Y.-C.; Xuan, P.; Javey, A.; Malloy, R.; Wang, Q.; Bokor, J.; Dai, H., Nano
Lett., 4(1), 123-127, (2004)) where a monolithic integration of nanotube devices was performed on n-channel semiconductor
(NMOS) circuitry.)
[0018] There are specific problems related to control of the properties of materials grown
by the various methods, however. Even though numerous different growth methods exist
for growing carbon nanostructures, controlling the interface properties between the
nanostructures, and the substrates, the body of the nanostructure, and the tip of
the nanostructures have not yet been demonstrated to be well controlled by utilizing
a single method of growth.
[0019] CVD typically employs a metal catalyst to facilitate carbon nanostructures growth.
The main roles of the catalyst are to break bonds in the carbon carrying species,
to absorb carbon at its surface, and to reform graphitic planes by diffusion of carbon
through or around an interface (see,
e.g., Kim, M. S., Rodriguez, N. M.; Baker, R. T. K., Journal of Catalysis, 131, (1), 60,
(1991); and
Melechko, A. V.; Merkulov, V. I.; McKnight, T. E.; Guillom, M. A.; Klein, K. L.; Lowndes,
D. H.; Simpson, M. L., J. App. Phys., 97(4), 41301, (2005) ).
[0020] The growth of nanotubes is usually carried out on silicon or other semiconducting
substrates. Growth from metal catalysts on CMOS-compatible conducting metal substrates
or metal underlayers is almost lacking in the art and has proved to be far from trivial,
at least because different metals require different conditions. This is because it
has been found that it is hard to make a good contact between a growing nanostructure
and a conducting substrate and produce good quality grown nanostructures. It has also
proven difficult to control the diameter, length and morphology of the resulting nanostructures
and with predictable interface properties between the nanostructure and the substrate.
Nevertheless, for making CMOS-compatible structures, it is necessary to use a conducting
substrate. In particular, this is because a metal substrate, or base layer, acts as
bottom electrode for electrical connection to the nanostructures.
[0021] A method for producing arrays of carbon nanotubes on a metal underlayer, with a silicon
buffer layer between the metal underlayer and a catalyst layer, is described in
U.S. Patent Application Publication No. 2004/0101468 by Liu, et al. According to Liu
et al., the buffer layer prevents catalyst from diffusing into the substrate and also prevents
the metal underlayer from reacting with carbon source gas to, undesirably, form amorphous
carbon instead of carbon nanostructures. In Liu, the process involves, inconveniently,
annealing the substrate in air for 10 hours at 300-400 °C to form catalyst particles
via oxidation of the catalyst layer, prior to forming the nanostructures. Each catalyst
particle acts as a seed to promote growth of a nanostructure. The method of Liu, however,
does not permit control of the composition or properties of the nanostructures, and
the nanotubes produced are curved and disorganized.
[0022] Accordingly, there is a need for a method of growing carbon nanostructures on a metal
substrate in such a way that various properties of the nanostructure can be controlled
and so that interconnects and heat dissipators based on carbon nanostructure can be
reliably fabricated.
[0023] The discussion of the background to the invention herein is included to explain the
context of the invention. This is not to be taken as an admission that any of the
material referred to was published, known, or part of the common general knowledge
as at the priority date of any of the claims.
[0024] Throughout the description and claims of the specification the word "comprise" and
variations thereof, such as "comprising" and "comprises", is not intended to exclude
other additives, components, integers or steps.
SUMMARY OF THE INTENTION
[0025] According to the present invention, there is provided an integrated circuit defined
by claim 1.
BRIEF DESCRIPTION OF THE DRAWINGS
[0026]
FIG. 1 shows a schematic of a carbon nanofiber.
FIG. 2 shows a flow-chart of an overall process for device fabrication according to
the present invention.
FIGs. 3A and 3B show various configurations of nanostructures of the present invention.
FIG. 4 shows a multilayer stack between a metal layer and a nanostructure, having
various segments of different functionalities.
FIG. 5 shows a step in creation of an individual nanostructure.
FIG. 6 shows an individual nanostructure with a single layer between the nanostructure
body and a metal substrate.
FIG. 7 shows an individual nanostructure.
FIG. 8 shows an individual nanostructure having a multilayer stack.
FIG. 9 shows an embodiment of a nanostructure.
FIG. 10 shows an intermediate stage in a process of making a nanostructure.
FIG. 11 shows an example of growth of a nanostructure.
FIG. 12 shows layers that control properties of an individual nanostructure.
FIG. 13 shows an exemplary process for fabricating vertically-oriented device interconnects
or heat dissipating media.
FIG. 14 shows steps in a process for fabricating multiple stacks of interconnects.
FIG. 15 shows carbon nanostructure interconnects after oxide deposition.
FIG. 16 shows polystyrene membranes overlying carbon nanofibers.
FIG. 17A is a transmission electron microscopy (TEM) micrograph of a carbon nanofiber
grown on a tungsten underlayer. FIG. 17B shows: (a) TEM micrograph of a nanofiber
grown on a W metal underlayer; (b) a corresponding EDS spectrum taken at the tip of
the fibers (catalyst region); and (c) an EDS spectrum taken at the base of the fibers
(underlayer region).
FIGs. 18A & B show schematics of layers on a conducting underlayer on a support, with
Si as intermediate layer (FIG. 18A), and Ni catalyst deposited directly on the metal
underlayer (FIG. 18B).
FIG. 19: Scanning electron microscopy (SEM) micrographs of metal underlayers after
growth sequence. Only W and Mo metal underlayers facilitated appreciable CNT growth.
In this set of experiments Ni was evaporated directly on the metal underlayers. Standard
growth conditions (VB = -400 V, C2H2:NH3 = 1:5, time =15 min., T = 700 °C) were used for all cases. All scale bars are 1 µm
except FIG. 27(c) (200 nm).
FIG. 20. Density of individual nanostructures µm-2 for the case of Mo and W metal underlayers without amorphous Si layer.
FIG. 21. SEM micrograph of the samples after 15 min. of CVD growth. The presence of
Si facilitated the growth of nanotubes on some metal underlayers which was not possible
in the previous set of experiments. Standard growth conditions (VB = -400 V, C2H2:NH3 = 1:5, time =15 min, T=700 °C) were used for all cases. All scale bars are 1 µm.
FIG. 22. Particle size distribution for four most promising metal underlayer samples:
(a) platinum; (b) palladium; (c) tungsten; (d) molybdenum. The nanotube diameter distribution
was plotted averaging three different images as shown in FIG. 29 for each metal underlayer.
FIG. 23. Top-view SEM images of CNTs grown on (a) platinum; (b) palladium; (c) tungsten;
(d) molybdenum. The middle inset (e) is a side view image showing the growth of very
thin tubes (<10 nm) among thick tubes. All scale bars are 100 nm.
FIG. 24. Size distribution of CNTs: (a) metal underlayer with amorphous Si layer;
square-platinum-390 counts µm-2; circle-palladium-226 counts µm-2; up-triangle-tungsten-212 counts µm-2; downtriangle-molybdenum-89 counts µm-2 and (b) metal underlayer without amorphous Si layer; square-molybdenum-5 counts µm-2; circle-tungsten-73 counts µm-2.
FIG. 25: Equivalent circuit diagrams for electrical measurements: (a) metal-metal
configuration; (b) metal-CNT configuration; (c) CNT-CNT configuration.
FIG. 26: (a) I-V characteristics of metal underlayers for CNT-metal configuration
on samples with an amorphous Si layer; inset: the same measurements for samples without
the Si layer. (b) Conductance deviations for samples with the amorphous Si layer,
plotted in log-log scale. The straight dotted line represents the metal-metal conductance
for different metal underlayers. Current is dominated by surface leakage if the conductance
value is above the dotted line and poor contacts are considered if it is below the
dotted line. Circle-metal-metal configuration; square-CNT-CNT configuration; triangle-CNT-metal
configuration.
FIG. 27: SEM micrographs of grown fibers on a W metal underlayer. (a) Represents the
fibers grown from 100 nm dots with 500 nm pitch. All catalyst dots nucleated for growth
of more than one fiber. Inset shows no break up of the catalyst after heating. (b)
After growth when Ni catalyst was deposited on W directly. No growth is observed.
(c) Fibers grown from prefabricated 50 nm dots with 1 µm pitch. Most of the dots nucleated
to grow individual fibers. (d) Individual fibers grown from 50 nm prefabricated catalyst
dots with 500 nm pitch.
FIG. 28: SEM micrograph of grown fibers on Mo metal underlayer. (a) Represents the
fibers grown from a film of Ni/a-Si catalyst layer. (b) Grown fibers from a 2 µm catalyst
stripe. Inset picture is taken from the middle of the stripe. (c) Fibers grown from
prefabricated 100 nm dots. Most of the dots nucleated to grow more than one fiber.
(d) Individual fibers were grown from 50 nm prefabricated catalyst dots.
FIG. 29: shows an exemplary nano-relay device using a nanostructure.
FIG. 30: Sequential presentation of results at different stages of the fabrication
procedures: (a) after lithography and metal deposition where 1200 µC cm-2 dose was applied, (b) after an annealing step before growth of CNF. A high resolution
image of a dot is shown in the inset (c) after growth of CNF's at 700 °C for 20 min
(from 60° tilted substrates) and (d) after a growth step of CNF's where no intermediate
amorphous Si layer was applied, resulting in no growth of CNF's.
FIG. 31: Diameter as a function of dose for dots after the lithography step. A linear
fit of the measured values is indicated by a straight line.
FIG. 32: SEM micrograph of the grown CNFs for dose scale 800 µC cm-2 for three different metal underlayers. The column corresponds to 1 µm and 500 nm
pitch respectively. Micrographs are taken from 60° tilted substrates. All scale bars
are 1 µm.
FIG. 33: SEM micrograph of the grown CNFs at a dose scale of 1200 µC cm-2 for three different metal underlayers. The column corresponds to 1 µm and 500 nm
pitch respectively. Micrographs are taken from 60° tilted substrates. All scale bars
are 1 µm.
FIG. 34: Tip diameter of grown CNFs as a function of the catalyst diameter. Error
bars indicate the standard deviation from the average value. The trend of the average
value is indicated by a dashed-dotted line for the W substrate.
FIG. 35: Average length distribution is plotted as a function of the catalyst diameter
for different metal underlayers. Error bars represent the corresponding standard deviation.
DETAILED DESCRIPTION
Overview
[0027] The present invention therefore provides a method for integrating nanostructures
into CMOS technology, and achieving downscaling, higher component density, and new
functionality in,
e.g., integrated circuits.
[0028] The ability to grow nanostructures on different metal underlayers (metal substrates)
is important for several other reasons, including the fact that the identity of the
metal is an additional parameter that can be tuned to control parameters of grown
nanostructures such as height, diameter, density,
etc., and because different metal work functions can be exploited to control the height
of a resulting Schottky barrier between the metal underlayers and the nanostructures,
thus permitting control over device functionality.
[0029] By controlling the composition of material stacks, and the sequence of different
materials in the stacks, the layers in a stack can be used to control properties of
the grown/deposited nanostructures that are ultimately used in interconnects.
[0030] In particular, by varying the materials and sequence of the materials the properties
of the following can be controlled: the interface between the nanostructure and the
substrate can be controlled to have properties that include, but are not limited to,
Ohmic barriers, Schottky contacts, or controllable tunneling barrier(s); the body
of the nanostructures; and the chemical compositions of the tip of the nanostructures.
[0031] By controlling the properties of these three parts (the interface, the body, and
the tip), different structures, components and devices can be fabricated which can
be used in different applications. By controlling the properties of these three parts
in combination with different structures, components and devices, different functionality
can be achieved. For example, the tip of the nanostructures can be tailored to have
a particular chemical property, or composition. Such tailoring permits the tip of
the nanostructure to be functionalized in different ways.
Nanostructures
[0032] The nanostructures formed by the methods described herein and used as interconnects
and as heat dissipators are preferably made predominantly from carbon. However, other
chemical compositions are consistent with the methods described herein and are further
described herein.
[0033] Nanostructures as referred to herein, encompass, carbon nanotubes, nanotubes generally,
carbon nanostructures, other related structures such as nanofibers, nanoropes, and
nanowires, as those terms are understood in the art.
[0034] By carbon nanotube, is meant a hollow cylindrical molecular structure, composed principally
of covalently bonded
sp2-hybridized carbon atoms in a continuous network of edge-fused 6-membered rings, and
having a diameter of from about 0.5 to about 50 nm. Typically a nanotube is capped
at one or both ends by a hemispherical carbon cap having fused 5- and 6-membered rings
of carbon atoms, though the nanotubes of the present invention are not necessarily
capped. Carbon nanotubes may be, in length, from a few nanometers, to tens or hundreds
of microns, to several centimeters.
[0035] The typical make-up of a CNT is analogous to a sheet of graphitic carbon wrapped
on itself to form a closed surface, without any dangling bonds. Thus, CNT's typically
consist of a closed network of 6-membered carbon rings, fused together at their edges.
Most CNT's have a chirality that can be envisaged as arising if a sheet of graphitic
carbon is sheared slightly before it is bended back on itself to form a tube. CNT's
of any chirality may be formed by the present invention. It is also consistent with
the present invention, however, that the carbon nanotubes also may have a number of
5-membered rings, fused amongst the 6-membered rings, as is found in, for example,
the related "fullerene" molecules, and where necessary to, for example, relieve strain
or introduce a kink. Carbon nanotubes have electrical properties that range from metallic
to semiconductors, depending at least in part on their chirality.
[0036] By suitable choice of materials lying in between the substrate and the base of the
nanostructure, and their sequence, the morphology of the nanostructure that is formed
can be tailored. Such nanostructures include, but are not limited to, nanotubes, both
single-walled and multi-walled, nanofibers, or a nanowire. Such tailoring can arise
from,
e.g., the choice of texture of the catalyst layer that is positioned between the substrate
and the nanostructure.
[0037] Carbon nanotubes made by the methods of the present invention may be of the single-walled
variety (SWCNT's), having a cylinder formed from a single layer of carbon atoms such
as a single layer of graphitic carbon, or of the multi-walled variety (MWCNT's), having
two or more concentrically arranged sheaths of single layers. MWCNT's may consist
of either concentric cylinders of SWCNT's or stacks of frusto-conical shaped single-walled
structures.
[0038] A carbon nanofiber (CNF) is typically not hollow, but has a "herring-bone" or "bamboo"-like
structure in which discrete segments of carbon fuse together one after another. The
typical diameters range from 5 nm to 100 nm. A conical segment of catalyst containing
material is typically found at the tip of such a nanofiber. Carbon nanofibers are
thus not crystalline and have different electrical conductivity from carbon nanotubes.
Carbon nanofibers are effective interconnects in electronic circuits because they
support electric current densities of around 10
10 A/cm
2. Carbon nanofibers thus have a higher atomic density, given by numbers of carbon
atoms per unit volume of fiber, than the hollow nanotubes.
[0039] Carbon nanofibers made as described herein also can be generally straight, and have
a conical angle < 2°, see FIG. 1, where the conical angle definition assumes that
the base of the nanostructure is broader than its tip. Since an angle θ ≈ tanθ when
θ is small, the conical angle ≈ (
wb -
wt)/2 L, where
wb, and
wt, are the width of respectively the base and the tip of the nanostructure, and L is
its length, measured along its central (longitudinal) axis.
[0040] A carbon nanorope has a diameter in the range 20 - 200 nm, and thus is typically
larger in diameter than a carbon nanotube. A carbon nanorope is typically constructed
by intertwining several nanotubes in a manner akin to the way in which a macroscopic
rope consists of several strands of fiber wound around one another. The various nanotubes
in a nanorope may be twisted around one another or may line up substantially parallel
to one another; the individual nanotubes are held together principally by van der
Waals forces between the adjacent surfaces of the nanotubes. Such forces, although
individually weaker than a covalent bond between a pair of atoms, are in the aggregate
very strong when summed over all of the pairs of atoms in adjacent tubes.
The Interface
[0041] According to the present invention, by suitable choice of materials and their sequence,
the interface between the base of the nanostructure and the substrate can be chosen
to have various electrical properties. For example, it can be chosen to be an Ohmic
contact, a Schottky barrier, or a controllable tunnel barrier. This can be useful
when the nanostructure is used as an interconnect
[0042] An Ohmic contact is a metal-semiconductor contact with very low resistance, independent
of applied voltage (and which may therefore be represented by a constant resistance).
The current flowing through an Ohmic contact is in direct proportion to an applied
voltage across the contact, as would be the case for an Ohmic conductor such as a
metal. To form an Ohmic contact, the metal and semiconductor must be selected such
that there is no potential barrier formed at the interface (or so that the potential
barrier is so thin that charge carriers can readily tunnel through it).
[0043] A Schottky barrier is a semiconductor-metal interface in which the metal-semiconductor
contact is used to form a potential barrier.
[0044] A tunnel barrier is a barrier through which a charge carrier, such as an electron
or a hole, can tunnel.
[0045] FIG. 2 is a flow-chart that describes in overview a process of making nanostructure
on a substrate as may be used with the present invention. First, one chooses a stack
material, step 10. Then, a stack is created from the chosen materials, step 20, for
example by deposition, sputtering or evaporation on to a substrate. Then, nanostructures
are grown on the stack, step 30, for example in a growth/deposition chamber. Finally,
the structure is incorporated into a device such as in the form of an interconnect
of a heat dissipator, by one or more additional fabrication techniques, step 40.
[0046] Chemical Vapor Deposition (CVD) is the preferred method for growth of nanostructures
for use with the present invention. However, there are different kinds of CVD methods
that can be used,
e.g., thermal CVD, PECVD, RPECVD, MOCVD (metallo-organic CVD), etc. It would be understood
by one of ordinary skill in the art, that other variants of CVD are compatible with
the present invention and that the practice of the present invention is not limited
to those methods previously referenced.
[0047] The substrate for use with the present invention is a conducting substrate. Accordingly,
it is preferably a metal, or a metal alloy substrate. This substrate may itself be
disposed on a semiconducting support such as a silicon die.
[0048] By the methods described herein, step 10 can influence the properties of the nanostructures
that are grown. In particular, the nature and properties of the nanostructure are
governed by the nature and extent of interdiffusion of the layers between the substrate
and the nanostructure. Permitting interdiffusion can control the diameter and morphology
of the nanostructure, the number of nanotubes that grow per unit area of substrate,
as well as the density of an individual nanostructure, and the electrical properties
of the interface. On the other hand, using materials that impede diffusion between
the substrate and the carbon nanostructure can control chemical interactions with
the interface materials on both sides of the material, as well as the electrical properties
of the interface.
[0049] The layers of materials in the stack can be deposited as a continuous film in the
case where it is desired to grow many,
e.g., an array of several hundreds or many thousands of, nanostructures on a single substrate.
A patterned film can also be used to control the properties of the individual nanostructures
but in specific localized areas, leading to fabrication of individual devices. The
deposited film thickness may vary from 0.5 nm to more than 100 nm,
e.g., as much as 150 nm, 200nm, or even 500 nm, depending on the substrate underneath.
Preferably, however, the thickness of the film is from 1 to 10 nm, and even more preferably,
from 5 to 50 nm.
[0050] The nanostructures of the present invention can also be grown individually rather
than as a dense "forest" of many nanostructures grown simultaneously. For example,
such nanostructures may be discrete carbon nanofibers. This is the case where catalyst
layer and sizes of catalyst areas are defined by lithography, for example. For the
case where a continuous film (in the form of stripes and squares larger than 100 nm
X 100 nm) is used, more densely packed structures are possible (approximately 15 nm
spacing between two adjacent nanostructures is preferred). In such continuous film
configurations, the packing density and resulting diameter of the nanostructures can
still be controlled by the choice of support layer.
[0051] In particular, the body of the nanostructures can be designed to be structures that
have the following characteristics: hollow with electrical properties such as semiconducting
or metallic; not hollow with different electrical properties (mainly metallic); hollow
with different mechanical properties; and not hollow with different mechanical properties.
Controlling Nanostructures Properties
[0052] The circuit of the present invention comprises nanostructures grown from substrates,
and interface layers situated therebetween, having the following characteristics.
The substrate is preferably a metal layer, which maybe disposed on a support. The
support is typically a wafer of silicon or other semiconducting material, glass, or
suitable flexible polymer used in thin film technology. The metal is preferably selected
from the group consisting of molybdenum, tungsten, platinum, palladium, and tantalum.
The thickness of the metal layer is preferably in the range 1 nm to 1 µm and even
more preferably in the range 1 nm to 50 nm. The metal layer is preferably deposited
by any one of several methods known in the art, including but not limited to: evaporative
methods such as thermal or vacuum evaporation, molecular beam epitaxy, and electron-beam
evaporation; glow-discharge methods such as any of the several forms of sputtering
known in the art, and plasma processes such as plasma-enhanced CVD; and chemical processes
including gas-phase processes such as chemical vapor deposition, and ion implantation;
and liquid-phase processes such as electroplating, and liquid phase epitaxy. Examples
of deposition technologies are found in
Handbook of Thin Film Deposition, K. Seshan, Ed., Second Edition, William Andrew,
In., (2002).
[0053] The interface layers, also called intermediate layers or an intermediate layer, comprise
one or more layers, in sequence, disposed upon the conducting substrate. On top of
the interface layers is a layer of catalyst. The nanostructure is grown from on top
of the catalyst layer.
[0054] The interface layers may consist simply of a single layer of material. In this circumstance,
the single layer is preferably silicon or germanium. The layers can be deposited in
the form of amorphous or crystalline by techniques such as evaporation, or sputtering.
The preferable thickness ranges from 1 nm to 1 µm, and even more preferably in the
range 1 nm to 50 nm.
[0055] The interface layers may comprise several layers of different materials and may be,
arbitrarily, classified according to function. For example, the layers in the vicinity
of the substrate are characterized as layers that influence the electrical properties
of the interface. The layers in the vicinity of the catalyst are characterized as
layers that influence the composition and properties such as electrical/mechanical
properties of the nanostructure.
[0056] Various configurations of interface layers are compatible with the present invention.
For example, a sequence of up to 3 layers may be deposited on the substrate, for the
purpose of controlling the electrical properties of the interface. Such configurations
include, but are not limited to: a sequence of insulator, conductor or semiconductor,
and insulator; a sequence of insulator adjacent to the substrate, and a semiconducting
layer; a sequence of semiconductor, insulator, semiconductor; a sequence of two insulating
barrier layers adjacent to the substrate, and a semiconductor; a single layer of a
metal that is different from the metal of the substrate; and a sequence of a metal
that is different from the metal of the substrate, and a semiconducting layer. In
such configurations, the insulator may be selected from the group consisting of: SiO
x, Al
2O
3, ZrO
x, HfO
x, SiN
x, Al
2O
3, Ta
2O
5 TiO
2, and ITO. The semiconductor may be silicon or germanium. The metal, where present,
may be palladium, platinum, molybdenum, or tungsten. Where two layers of the same
character are present,
e.g., two semiconducting layers, it is not necessary that the layers have the same composition
as one another.
[0057] The uppermost layer of the foregoing interface layers may itself abut against the
catalyst layer. This is particularly the case where the uppennost layer is a semiconductor
such as silicon or germanium. However, it is additionally possible for the foregoing
interface layers to have disposed upon them a further layer or sequence of layers
that lies between them and the catalyst layer. Such additional, or second, interface
layers are thought of as controlling the properties and composition of the nanostructure.
The second interface layers may be a pair of layers, such as a metal layer and on
top thereof a semiconductor layer adjacent to the catalyst layer. Alternatively, the
second interface layers may simply consist of a single layer of semiconductor. The
metal layer, where present in the second interface layers, is preferably selected
from the group consisting of tungsten, molybdenum, palladium, and platinum. The semiconducting
layer in the second interface layers is preferably silicon or germanium.
[0058] The catalyst layer is typically a layer of metal or metal alloy, and may contain
very fine particles of metal or metal alloy instead of being a continuous film. The
catalyst layer preferably comprises a metal selected from the group consisting of
nickel, palladium, iron, nickel-chromium alloy containing nickel and chromium in any
proportions, and molybdenum.
[0059] The invention is primarily focused on a multi-stack configuration of at least two
material layers between the catalyst layer and the conducting substrate, wherein the
material is not of the same kind as the catalyst or the conducting substrate, and
wherein the material controls the chemical reactions between the various layers. Thus,
the growth of the nanostructures on different conducting substrates can be controlled.
Thereby the morphology and properties of the grown structures as well as the tip materials
of the grown structures can be controlled. The current invention can be extended to
having several stacks of materials of different kinds (semiconducting, ferroelectric,
magnetic, etc.) which can be used to control the properties at base/interface, body,
and the tip of the nanostructure. It is also possible that the nanostructure is grown
upon a conducting layer which is itself deposited on a substrate that itself can be
of any kind, such as conducting, insulating or semiconducting.
[0060] High-k dielectric materials are mainly used as gate materials for CMOS devices. In
the present invention such materials are utilized in part in multi-layer stacks to
define the properties of the grown nanostructure as well as to control the interface
properties between the nanostructure and the conducting layer.
[0061] According to the methods described herein the presence of two or more intermediate
layers will influence the texture/crystallographic structures of each other and the
final catalyst particles.
[0062] Accordingly, the present invention preferably includes a conducting layer, at least
one intermediate layer directly on the conducting layer, at least one catalyst layer
directly on the intermediate layer, and a nanostructure on the catalyst layer.
[0063] The substrate may be disposed on a support commonly used in semiconductor processing,
such as a silicon wafer, or oxidized silicon wafer. The support may alternatively
be a glass or metal or thin flexible polymer film used in the thin film technology
as substrate.
[0064] It is to be understood that the at least two intermediate layers are chosen to control
various electrical properties of the interface between the substrate and the nanostructure.
[0065] It is further to be understood that the choice of at least one catalyst layer controls
various properties of the nanostructure.
[0066] The grown nanostructures are preferably carbon-based materials such as carbon nanotubes
(CNT), and carbon nanofibers (CNF). Carbon nanostructures form when the entire structure
is placed in a mixture of carbon-containing gases. Preferred gases are hydrocarbons
such as CH
4, C
2H
2, and C
2H
4, and generally aliphatic hydrocarbons having 5 or fewer carbon atoms, of any level
of saturation.
[0067] The nanostructures can also be of different semiconducting materials referred to
as III-V, or II-VI materials, such as InP, GaAs, AIGaAs, depending on the choice of
catalyst and subsequent chemical chamber conditions used. Keeping all the other materials
stack same as for a carbon nanostructure described herein, simply changing the catalyst
type and/or the composition of gases can facilitate growth of these non-carbon nanostructures.
Therefore without deviating from the other aspects of the invention described herein,
a person of ordinary skill in the art can grow solid state nanostructures of different
compositions. Examples of conditions for forming such nanostructures are as follows.
[0068] SiC nanostructures: chamber - MOCVD (metallo organic CVD); gas composition-dichloromethylvinylsilane
[CH
2CHSi(CH
3)Cl
2]; catalyst - Ni; and temperature: 800-1200 °C.
[0069] Si nanostructures: chamber type - vapor-liquid-solid (VLS)/CVD; gas composition-SiH
4, Si
2H
6; catalyst - Ni; and temperature 500 - 1000 °C.
[0070] InP/GaP nanostructures: chamber - MOCVD/CVD; gas composition - elemental indium and
gallium with triphenyl phosphine, trimethyl-gallium and N
2; catalyst; and temperature: 350 - 800 °C.
[0071] GaN nanostructures: chamber - MOCVD (metallo organic CVD); gas composition - elemental
gallium and ammonia gas; catalyst - Ni; and temperature: 800 - 900 °C.
[0072] ZnO nanostructures: chamber - MOCVD/CVD; gas composition - oxidation of Zinc carrying
elements; catalyst - Ni; temperature 300 - 700 °C.
[0073] The grown nanostructures for materials other than carbon can be of the form of forests
consisting of uniform structures covering the substrate area and/or arrays, or individual
structures.
[0074] The choice of catalyst plays an important role because the growth of carbon nanostructures
is ordinarily catalytically controlled. Since the crystallographic orientation of
the catalysts assists in defining the morphology of the nanostructure, it is expected
to obtain different growth mechanisms from different types of catalyst. Besides catalyst
crystallographic orientation, there are many other growth conditions that influence
the structure formation, such as the mixture of gases, current density for the case
when plasma density is controlled, voltage between the cathode and anode, temperature
of the substrate, chamber pressure, etc. (see,
e.g., Kabir, M. S.; Morjan, R. E.; Nerushev, O. A.; Lundgren, P.; Bengtssan, S.; Enokson,
P.; and Campbell, E. E. B., Nanotechnology 2005, (4), 458).
[0075] FIGs. 3A, 3B, and 4 - 12 show exemplary nanostructures, fabricated according to methods
described herein, that can form the basis of interconnects and heat dissipators. Typically,
the fabricating of interconnects and heat dissipators from structures shown in FIGs.
3A, 3B, and 4 -12 is according to the steps for making such structures, and is followed
by: deposition of an insulating layer that surround and covers the nanostructures
in question; etching or polishing the insulator back so that the upper surface of
the insulating layer exposes the top of the nanostructure; and depositing a further
metal layer on top of the exposed nanostructure.
[0076] FIGs. 3A and 3B show an overview of various structures according to the invention.
FIG. 3A shows how a carbon nanostructures having a tip 110, body 120 and a base 130,
and made by processes described herein, is positioned vertically on a metal substrate
as in the left-hand side of FIG. 3A, or horizontally on an insulating substrate as
in the right-hand side of FIG. 3A. Positioning a nanostructure on an insulating substrate
will allow for further processing for making functional devices and is particularly
important for heat-dissipating embodiments. A bottom substrate (not shown) underneath
the insulating layer can be used as a bottom gate dielectric, and a substrate underneath
an oxide layer as bottom gate electrode to
e.g., modulate the resistance of a semiconducting nanostructure. See FIG. 3B.
[0077] FIG. 3B shows various configurations of one or more intermediate layers 210 between
a conducting substrate 200 and a catalyst layer 220. The invention proposes a platform
comprising at least one material stack (denoted,
e.g., layer 1) between the catalyst layer and the conducting substrate. The purpose of
the multiple materials stacks (denoted,
e.g., layer 1, layer 2, ... layer
n) is to control the interface properties between the conducting substrate and the
grown nanostructures (for example, ranging from Ohmic contact to Schottky barrier),
the properties of the grown nanostructures (morphology, mechanical, and electrical
properties), and the properties of the tip 110 of the grown nanostructures.
[0078] FIG. 4 shows a representative embodiment having a multilayer stack supporting a partially
formed nanostructure 499. A metal layer 410 acts as a substrate, and is disposed on
a support 420,
e.g., a wafer of silicon. A 3-layer stack acts as an intermediate layer between the metal
substrate and a second stack of catalytic layers and controls the electrical properties
of the interface. The intermediate layer comprises, in order, starting with a layer
in contact with the metal: a first control layer 430, of
e.g., an insulator such as SiO
x, or Al
2O
3; on top of the first control layer is a metal/semi-metal layer 440,
e.g., Ge; on top of the metal/semi-metal layer is a second control layer 450 of,
e.g., ZrO
x or HfO
x or any other material with high
k dielectric value such as SiN
x, Ta
2O
5, Al
2O
3, and TiO
2 The subscript 'x' in a chemical formula denotes a variable stoichiometry, usually
controllably variable. The two control layers control diffusion from respectively
the metal/semi-metal layer into the substrate and into the catalyst stack. The thickness
and composition of the two control layers provide two variables with which such control
may be achieved. The thickness for a single layer ranges from less than 10 nm to several
hundreds of nanometers and the thickness of the total material stack ranges from less
than 10 nm up to microns and above. Together, the first control, metal/semi-metal,
and second control layers permit control of electrical properties of the interface
between the metal and the carbon nanostructure. To obtain different electron/hole
tunneling properties, it is a matter of choosing different oxides for the control
layers to give a variation of electrical tunneling properties and hence varying electrical
properties of the interface between the nanostructure and the base substrate 410.
Principally, such choices are determined by the dielectric constant of the control
layer materials such as oxides.
[0079] Also referring to FIG. 4, a multilayer stack disposed on the second control layer
450 controls properties of the carbon nanostructure that grows above it. In the example
shown, adjacent to the second control layer is a first metal layer 460,
e.g., tungsten, molybdenum, palladium, platinum; adjacent to the first metal layer is a
silicon layer 470; and on top of the silicon layer is a second metal layer 480 composed
of,
e.g., nickel or palladium.
[0080] FIGs. 5 and 6 show embodiments of a device having a single intermediate layer. In
FIG. 5, a metal layer 510 is on a wafer 520; an intermediate layer of silicon 530
is on the metal layer; and a catalyst layer 540, typically Ni, or Fe, or others such
as NiCr or Pd, is on the intermediate layer 530. Together, layers 530 and 540 are
referred to as the interface.
[0081] In FIG. 6, another typical individual nanostructure is shown. In this structure,
a metal layer 610 is on a wafer 620; an interface 630 between the metal layer and
a body of a nanostructure 640 is formed from an intermediate layer of semi-conducting
material 645 such as silicon. The tip 650 of the nanostructure contains a mixture
of materials, including principally catalyst that has diffused up the body of the
nanostructure as the nanostructure has grown, and also some metal.
[0082] FIG. 7 shows another embodiment of a nanostructure having a tip 610, a body 620,
and an interface 630. A metal layer 640 is disposed on a wafer 650 and consists of
a metal selected from the group consisting of molybdenum, tungsten, platinum, tantalum,
and palladium. A two-layer interface 630 is on the metal layer 640 and has a first
intermediate layer 660 of oxide, such as SiO
x, ZrO
x, HfO
x, or TiO
x; a second intermediate layer 670, composed of silicon, is disposed on the first intermediate
layer and is in contact with the body of the nanostructure. The tip 610 of the nanostructure
contains Ni, Fe, Mo, or Pd, or an alloy such as NiCr or a mixture of the materials
found in the material stack. The metal content of the tip originates with a layer
of catalyst (not shown in FIG. 7) that was situated between the uppermost intermediate
layer and the bottom of the nanostructure.
[0083] FIG. 8 shows another nanostructure having a tip 710, a body 720, and an interface
730 which comprises a multi-layer stack. A metal layer 740 is disposed on a wafer
750. A three-layer interface 730 is on the metal layer 740 and has a first intermediate
layer 760 of semi-metal such as germanium; a second intermediate layer 770 of oxide,
such as SiO
x, ZrO
x, HfO
x, or TiO
x; and a third intermediate layer 780, composed of silicon, which is in contact with
the body of the nanostructure. The tip of the nanostructure contains Ni, Fe, Mo, or
Pd, or an alloy such as NiCr or a mixture of the materials found in the interface.
[0084] FIG. 9 shows another embodiment of a nanostructure: a metal layer 910 is disposed
on a wafer 920; an interface 930 having three intermediate layers is disposed on the
metal layer 910. The three intermediate layers, in sequence moving away from the metal,
are: a second barrier layer 940, a first barrier layer 950 and a semiconducting layer
960, in contact with the body of the nanostructure 970. The first barrier layer can
be used as a barrier to diffusion of material upwards/downwards, and the second barrier
layer can be used as defining the electrical tunnel barrier. The body of the nanostructure
can have electrical properties either as a semiconductor or a conductor. The tip 980
of the nanostructure contains catalyst.
[0085] As is seen from FIGs. 6 - 9, catalyst diffuses into the body of the nanostructure
during growth initiation. This process is described in further detail in FIG. 10.
In FIG. 10, a metal underlayer 1010 of a metal such as W, Mo, Pt, Pd, is on a wafer
1020. An intermediate layer of a semiconducting material 1030 such as silicon or germanium,
or a compound of III-V elements from the periodic table, is on the metal underlayer.
A catalyst layer 1040 having a metal such as Ni, Fe, Co, or an alloy such as NiCr
is on the intermediate layer.
[0086] A stage during growth of the nanostructures is shown in the right-hand panel of FIG.
10. An expanded view of the metal underlayer is shown. An interface 1060 between the
metal underlayer and the body 1050 of the growing nanostructure contains an alloy
of catalyst with metal underlayer, metal silicides, and the metal underlayer itself.
[0087] The intermediate layer 1030 is used to start the growth process. However it diffuses
into the metal underlayers creating metal compounds such as metal-silicides if the
intermediate layer is silicon, which function as Ohmic contacts with the metal underlayer.
Accordingly the nanostructure is grown by direct contact with metal underlayer where
no intermediate layer is present in between the initial catalyst and metal underlayer.
A small portion of catalyst is present at the bottom. The tip consists of catalyst
rich metal underlayer: a large portion of catalyst is present at the tip of the nanostructure
together with a small portion of metal underlayer.
[0088] In FIG. 11, an embodiment of nanostructure growth uses a tungsten (W) metal underlayer
1110 on a wafer 1120. A stack having a layer of silicon 1130 on top of the metal underlayer,
and a layer of nickel 1140 on top of the silicon is in contact with a growing nanostructure
1180. The material stack conditions before growth (FIG. 11, left hand panel) show
discrete layers. The material stack conditions after growth (FIG. 11, right hand panel)
show that interdiffusion amongst the layers has occurred: there are now distinct regions
of nickel-tungsten alloy 1150, tungsten-silicon alloy 1160, and undiffused tungsten
1170. It is also consistent with the conditions that the regions of,
e.g., nickel and tungsten have a gradation of properties without a discontinuity in the
concentrations of the respective metals or a sharp concentration gradient.
[0089] FIG. 12 shows a multilayer stack between a metal underlayer 1210 and a nanostructure
body 1230. The multilayer stack comprises two interfaces, a first interface 1240 to
control electrical properties of the interface, and a second interface 1250 to control
physical properties of the nanostructure body. Metal underlayer 1210 is on a wafer
1220. First interface 1240 comprises two layers disposed on the metal control the
electrical properties of the interface. A layer of germanium 1260 is directly on the
metal 1210, and a layer 1270 of an oxide such as SiO
x, ZrO
x, HfO
x, or TiO
x is directly on the germanium. The oxide layer acts as a buffer. Two further layers,
disposed on the oxide layer, serve to control physical properties of the body of the
nanostructure. A first layer 1280 of silicon is directly on the oxide layer, and a
layer 1290 of metal catalyst such as nickel, iron, or palladium is in between the
silicon layer and the body of the nanostructure.
Process for Forming Nanostructures
[0090] Also described herein is a process for forming nanostructures. The process comprises
first depositing an electrode on a substrate. The substrate, as further described
herein, may be a wafer of silicon, and preferably has an insulating coating, such
as an oxide, for example SiO
2. The electrode functions as an underlayer for the nanostructure, and is made of a
conducting material, preferably a metal such as molybdenum, niobium, or tungsten.
The method of depositing the electrode can be any one familiar to one of ordinary
skill in the art, but is preferably a method such as electron beam evaporation. The
electrode layer is between 10 and 100 nm thick, and is preferably 50 nm thick.
[0091] Optionally, a resist is then deposited on the electrode layer. Such a resist is usually
used for technologies that utilize lift-off processes for metal depositions. An exemplary
resist is a double-layer resist consisting of 10% co-polymer and 2% PMMA resist, that
is applied by consecutive spin coating and baking. The resist is then patterned/exposed
by a radiation source, such as UV light or an electron beam, to transfer the design
into the resist layer.
[0092] A catalyst layer, either as a sheet or as dots, is fabricated on the metal substrate
or on the resist, where present. Dots of catalyst facilitate controlled growth of
individual nanostructures in precise locations. Catalyst dots may be constructed by
electron beam lithography. Their dimensions can be controlled using the shot modulation
technique. With this technique, catalyst dot sizes can be determined with nanometer
precision, and dots as small as 5 - 10 nm in dimension can be formed. The catalyst
layer is not heated during this stage.
[0093] On the catalyst layer, layers of other materials are deposited. Such layers include
at least one layer of semiconducting material and may include at least one layer of
a metal different from the metal of the underlying electrode. The semiconducting material
is preferably deposited using an electron beam evaporator. The semiconducting material
is preferably amorphous silicon, and the layer has a thickness of 5 - 100 nm, preferably
10 nm.
[0094] After the various layers, including one layer of semiconducting material, are deposited
a layer of catalyst material is deposited, thereby forming an uppermost layer upon
which nanostructures are ultimately fabricated. The catalyst layer is deposited by
standard techniques known in the art such as electron beam evaporation or sputtering.
[0095] Optionally, if a resist has been applied, it can now be removed by a lift-off process,
for example by washing the structures in acetone at 60 °C, followed by washing with
iso-propyl alcohol. After these washings, the structures are rinsed in deionized water
and blow-dried with nitrogen gas.
[0096] Nanostructures can now be grown upon the remaining areas where catalyst layers are
exposed. The preferred technique for effecting such growth is plasma-enhanced chemical
vapor deposition. As previously described herein, the composition of the vapor will
determine the types of nanostructures that are grown. For example, carbon nanotubes
can be grown at 5 mbar pressure in a (1:5) mixture of C
2H
2:NH
3 gas. Growth of nanostructures typically occurs at high temperatures, in the range
600 - 1,000 °C, such as 700 °C. The substrate (with electrode, semiconducting material,
and catalyst layers thereon) is brought to such high temperatures by ramping the temperature
up relatively rapidly. Exemplary rates are from 1 - 10 °C/s, preferred rates being
in the range 3 - 6 °C/s. Such conditions have been referred to in the art as 'annealing',
and preferably occur in a vacuum. A low vacuum (
e.g., 0.05 - 0.5 mbar pressure) suffices. The source gases for the nanostructures are introduced
into the chamber when the maximum temperature is reached.
[0097] The nanostructures are typically cooled to room temperature before they are permitted
to be exposed to air.
[0098] Control over individual nanostructure formation is thus achieved because specifically
tailored catalyst dots are created, rather than relying on non-uniform break up of
a layer of catalyst by prolonged heating prior to nanostructure formation.
Application to Interconnnects
[0099] In FIG. 13 is shown an exemplary process for fabricating a vertically-configured
device having interconnects that are fabricated above the first metal contact of a
CMOS circuit. Although not explicitly delineated in FIG. 13, the nanostructure are
grown from layer structures as previously described herein. A layer, or multiple layers
of silicon and a catalyst such as nickel, in proportions that depend on the application,
is deposited in chosen (discrete) areas on a metal or insulator. An insulating substrate
is used if the nanostructures are to be used as heat dissipation only, rather than
as interconnects. In such an embodiment, the nanostructures are typically embedded
in the insulator. A conducting substrate such as a metal substrate is used if the
grown nanostructures are to be used as interconnects only, or both as interconnects
and heat dissipating media. Preferably, a first interface layer of semiconductor such
as silicon or germanium is deposited on to the metal or insulator substrate. Then,
a layer of catalyst such as nickel is deposited on the silicon. Carbon nanostructures
are grown, according to the methods described herein, on top of the catalyst and silicon
layers. As further described herein, the catalyst travels up the nanostructure as
it is grown, and remains at the upper tip of the nanostructure. Further insulator,
such as silicon oxide, is then deposited to completely surround the nanostructures.
Then an upper layer of the insulator is etched away by wet etching, such as HF etch,
or dry etching, such as CF
4 plasma etch to reveal the upper tips of the nanostructures. Chemical mechanical polishing
(CMP) may also be used to achieve this. The etching or polishing may take away part
of the catalyst that is found at the nanostructure tip. The amount of exposure of
the upper tips is approximately 1 - 1000 nm (where 1,000 nm is an upper limit for
nanostructures of 10 microns in length) and preferably 1 - 50 nm. Then a layer of
metal is deposited, in discrete areas, upon the exposed tips of the nanostructures,
thereby forming individual metal contacts. Accordingly, heat can be dissipated through,
and/or electric current can flow through, the nanostructures to the upper metal contacts.
This embodiment can therefore be used as interconnects to carry electrical signals
(current) out of the device or circuit to an upper level of interconnects if the nanostructures
are placed on top of the metal layer.
[0100] In FIG. 14, is shown steps in a process for forming a multi-layer stack. The first
step starts after the steps defined in FIG. 13. Thus, layers of silicon and catalyst
are deposited in discrete locations upon the insulator, and interspersed between the
metal contacts. Thereafter, a second layer of carbon nanostructures is grown up on
the regions of silicon and catalyst, and further insulating material is deposited
to surround and cover the second layer of nanostructures. The uppermost portion of
the insulating material is etched or polished away to expose the upper tips of the
second layer of nanostructures, and a further layer of metal is deposited on the upper
tips. A layer of catalytic materials can also be deposited on top of the metal tips
directly to form a continuous connection between the two formed interconnects layers.
There can be other connections as well. Deposition of the foregoing sequence of layers
can be repeated to thereby form multi-layer stacks having three, four, five, six,
seven, or more layers of vertically aligned nanostructures above one another. In principle,
there is no limitation on the number of stacks.
[0101] FIG.s 15 and 16, show how carbon nanostructure interconnects appear after depositing
insulators of different kinds on top, under a SEM. In FIG. 15, oxide is shown (the
dome-shaped white spots are oxide layers deposited on CNF's). In FIG. 16, a polystyrene
(PS) layer is shown after spin-coating. In the left-hand picture is the membrane;
black spots are nanofibers. In the right-hand figure is an AFM image showing nanofibers
protruding through the polymer. The polymer is soft enough so that the nanofibers
don't break and survive spin-coating at
e.g., 6,000 rpm). FIGs. 15 and 16 do not show top electrode metal pads, which are subsequently
deposited to form the top metal contacts.
[0102] A nanostructure fabricated according to the methods described herein can be used
simultaneously to dissipate heat, and as an interconnect, e.g., within circuitry.
When a nanostructure is used for dissipating heat alone, it is situated,
e.g., around the side of the transistor. The axes of the nanostructure are preferably
perpendicular to the edge of circuit.
[0103] Nanostructures used as heat dissipators can have the same dimensions as nanostructures
used as interconnects. The density of nanostructures used as heat dissipators can
be varied according to the amount of heat needed to be taken away.
EXAMPLES
Example 1: Control
[0104] This example presents results that evidence control over the morphology and control
over the chemical composition present at the base and the tip of grown carbon nanostructures,
see FIGs. 17A and 17B. FIG. 17A is a transmission electron microscopy (TEM) micrograph
showing a carbon nanofiber grown on a W metal underlayer. FIG. 17A shows how the morphology
can differ based on sample preparation recipe.
[0105] FIG. 17B shows an example of how the chemical composition at the interface (base)
and at the tip can be obtained. In FIG. 17B panel (a) there is a TEM image of a grown
carbon nanofiber; in panel (b) an EDS spectrum shows the chemical elements at the
tip of the fibers (catalyst region); and in panel (c) an EDS spectrum shows the chemical
elements at the base of the fibers (underlayer region).
[0106] The CNF grew from a flat catalyst surface and no significant catalyst film break
up was observed (see,
e.g., Kabir, M. S.; Morjan, R. E.; Nerushev, O. A.; Lundgren, P.; Bengtsson, S.; Enokson,
P.; Campbell, E. E. B., Nanotechnology, (4), 458, (2005)).
Example 2: Incorporating nanostructures into a CMOS device
[0107] Nanostructures as described herein can be incorporated into a CMOS device as vertical
interconnects. To accomplish this, a filler layer such as an insulator is deposited
over a substrate and the nanostructures situated thereon, and then polished/etched
back until the nanostructures is exposed at the top. The catalyst layer can be removed,
e.g., by etching, once the nanostructure is grown if required.
Example 3: lift-off method for growing localized nanostructures
[0108] The present invention also encompasses a method of making nanostructures that are
localized at specific positions, rather than being formed in arrays from a continuous
film on a substrate. This method obviates the requirement of other processes in the
art to anneal a film of catalyst to create discrete particles of catalyst in an uncontrolled
manner.
[0109] According to this method, a metal layer,
e.g., on a silicon substrate, is coated with a polymer layer. Such a polymer layer may
be a photo-sensitive layer. The polymer layer is patterned by one of the several methods
known in the art to define regions where one or more nanostructures are desired. The
regions of polymer so patterned,
i.e., where the nanostructures are intended to be positioned, are then removed, thus forming
cavities in the polymer layer. A layer of insulator,
e.
g., amorphous silicon, is deposited over the polymer, followed by another layer of
catalyst. The surrounding polymer layer is then removed, leaving defined regions such
as dots of silicon, with catalyst on top. Such regions are bases upon which nanostructures
can then be further constructed according to the various methods further described
herein.
Examples 4-6:
[0110] In these examples, the results of experiments concerning the PECVD growth of nickel-catalyzed
free-standing carbon nanotubes on six CMOS compatible metal underlayers (Cr, Ti, Pt,
Pd, Mo, and W) are reported. These experiments focus in part on determining the optimum
conditions for growing vertically aligned carbon nanotubes (VACNTs) on metal substrates
using DC PECVD. Two sets of experiments were carried out to investigate the growth
of VACNTs: (i) Ni was deposited directly on metal underlayers, and (ii) a thin amorphous
layer of Si was deposited before depositing the Ni catalyst of the same thickness
(10 nm). The introduction of an amorphous Si layer between the metal electrode and
the catalyst was found to produce improved growth activity in most cases.
[0111] For many electronic applications it is desirable to use a metal which has a work
function close to that of CNTs,
i.e., ∼5eV, for interconnects with nanotubes. Metals with work functions ranging from 4.33
to 5.64 eV were chosen. In these examples, the result of investigations related to
the electrical integrity of the metal electrode layer after plasma treatment, the
quality of the metal underlayers as interconnects and the quality of the grown CNTs
is reported.
Experimental Conditions For Examples 4-6
[0112] Oxidized silicon substrates 1 cm
2 in area and 500 µm thick with an oxide (SiO
2) thickness of 400 nm were used. Cross sections of the prepared substrates are shown
schematically in FIGs. 18A and 18B. (The relative thicknesses of the layers are not
to scale.) First, the metal electrode layer (for example, Cr, Ti, Pt, Pd, Mo, or W)
was evaporated directly on the substrate by electron beam evaporation to a thickness
of 50 nm. Thereafter, either a 10 nm thick Ni film was deposited partially covering
the underlying metal layer (FIG. 18B), or an intermediate 10 nm thick amorphous silicon
layer was deposited prior to the deposition of the Ni layer (FIG. 18A). Si and Ni
were evaporated at ∼3 × 10
-7 mbar chamber pressure to avoid the formation of any non-stoichiometric SiO
x on the surface.
[0113] A DC plasma-enhanced CVD chamber was used to grow the nanotubes on the structures
of FIGs. 18A and 18B. The experimental set-up and detailed growth procedure were as
described in
Morjan, R. E., Maltsev, V., Nerushev, O. A. and Campbell, E. E. B., Chem. Phys. Lett.,
383, 385-90, (2004). The substrate was placed on a 2 cm diameter molybdenum grounded cathode that contains
an Ohmic heater. The temperature of the cathode was measured via a thermocouple connected
to a temperature controller. Thermal gradients across the heater body did not exceed
a few Kelvin; additional testing without plasma revealed that heat losses from the
surface were reasonably small, and that the substrate temperature was lower than the
heater body by 10-15 K. The opposite effect of heating the substrate from the plasma
sheath is estimated to be negligibly small due to the low current density and total
power released in the discharge (two orders of magnitude less than used in other work
such as:
Cassell, A. M., Ye, Q., Cruden, B. A., Li, J., Sarraazin, P. C., Ng, H. T., Han, J.,
and Meyyappan, M., Nanotechnology, 15, 9, (2004); and
Teo, K. B. K., Chhowalla, M., Amaratunga, G. A. J., Milne, W. I., Pirio, G., Legagneux,
P., Wyczisk, F., Pribat, D. and Hasko, D. G., Appl. Phys. Lett., 80, 2011-3, (2002)). The nanotube growth was carried out in a C
2H
2:NH
3 (1:5) gaseous mixture at 5 mbar chamber pressure for all of the experimental runs.
The substrate was heated up to the growth temperature of 700 °C under a low vacuum
pressure of 0.13 mbar with 3.8 °Cs
-1 ramping rate. The breakdown voltage applied at the anode for plasma ignition was
1 kV. After introducing the gas mixture in the chamber, the voltage dropped to 400V.
The current density at the cathode surface was 0.5-1 mA cm
-2. The growth period was 15 minutes for all investigated substrate configurations.
Note that a desire for accurate temperature control imposed a limitation on set-up
design. The heater body and substrate are grounded, and the I-V characteristic of
the discharge is limited by normal glow discharge conditions,
i.e., the current density is almost constant and the total power released in the discharge
is governed by the operational pressure. The potential drop between the cathode and
anode is inversely proportional to the gas density and depends on the inter-electrode
distance and gas composition.
[0114] After growth, the samples were cooled down to room temperature before air exposure.
Films grown in this way were then imaged with a JEOL JSM 6301F scanning electron microscope
(SEM). Atomic force microscopy (AFM) was also employed to qualitatively study the
substrate morphology after the different processing steps. All the experiments were
repeated to verify their reproducibility.
Example 4: Catalyst deposited directly on metals (no intermediate Si layer)
[0115] FIG. 19 shows SEM images of the substrates after the growth sequence where a layer
of nickel catalyst was deposited directly on top of the metal underlayer. In most
cases no CNT growth is observed. The lack of growth observed on both Cr and Ti metal
underlayers is contrary to previous work. For example, Ti and Cr have been used before
as buffer layers between the catalyst and the native oxide covering of a silicon substrate
to avoid the formation of nickel silicides during PECVD growth of carbon nanotubes
or nanofibers (see,
e.g., Han, J. H., and Kim, H. J., Mater. Sci. Eng. C 16, 65-8, (2001); and
Merkulov, V. I., Lowndes, D. H., Wei, Y. Y., and Eres, G., Appl. Plays. Lett., 76,
3555, (2000)). Also, Ti and Cr have been found to be the optimum metal underlayers for plasma-enhanced
CVD growth of nanotubes using Ni and Co/Ni catalysts (see,
e.g.,
Cassell, A. M., Ye, Q., Cruden, B. A., Li, J., Sarraazin, P. C., Ng, H. T., Han, J.
and Meyyappan, M., Nanotechnology, 15, 9, (2004)). However, the difference between the instant results and those reported previously
may be related to the difference in experimental conditions. In particular, the Ti
and Cr layer was deposited directly on an Si substrate with native oxide in the case
of
Cassell, A. M., Ye, Q., Cruden, B. A., Li, J., Sarraazin, P. C., Ng, H. T., Han, J.
and Meyyappan, M., Nanotechnology, 15, 9, (2004) and not on a thick layer of SiO
2 as here.
[0116] In the instant example, a much thicker (400 nm) oxide layer was used to provide a
good insulating layer between the silicon and the metal electrode. The films where
Ni has been deposited on Cr and Ti look rather smooth in the SEM pictures. AFM investigations
of the substrates after heating, without the growth step, show that Ni on Cr and Ti
does indeed produce a smooth surface after heating. Usage of other underlayers shows
the presence of islands after heating, with average dimensions of 20-50 nm diameter
and 1-5 nm height.
[0117] The SEM picture of a Ni film on a Pt underlayer after growth (FIG. 19) panel (c)
shows the presence of 20-40 nm islands. This is very similar to the structure of the
substrate after heating, which was also investigated with AFM. No evidence for nanotube
formation can be found in this sample. In contrast, the Ni-Pd combination (FIG. 19,
panel (d)) leads to the formation of large irregular shaped columns after the growth
process. In this case some small nanotube-like structures can be seen with diameters
below 100 nm but with very low density of surface coverage.
[0118] AFM topographical images revealed the formation of small particles after the heating
step in the Ni-Pd sample, though the impact of particle formation is not evident after
the growth sequence. Only the Ni/Mo and Ni/W combinations (FIG. 19, panels (e) and
(f)) lead to the formation of VACNT's under these growth conditions. The structures
all showed good vertical alignment with the catalyst particle at the tip. The diameter
was rather small, in the range 5-40 nm, with lengths in the range 0.5 - 1 µm. The
density was, however, very low, with values of 5 nanotubes µm
-2 for Ni/Mo and 73 nanotubes µm
-2 for Ni/W. The diameter distribution is plotted in FIG. 20.
Example 5: Effects of an intermediate Si layer on the growth of nanotubes
[0119] Since the first application of PECVD for growth of vertical aligned nanotube arrays
on Ni films (
Ren, Z. F.,Huang, Z. P., Xu, J. W., Wang, J.H., Bush, P., Siegal, M.P., and Provencio,
P. N., Science, 282, 1105-7, (1998), researchers have discussed the role of surface morphology, catalyst thickness and
etching reactions at the surface for the formation of catalyst particles. Silicide
formation has been considered to be disadvantageous for nanotube growth and metal
layers were used to prevent the formation of silicides (see,
e.g., Han, J. H., and Kim, H. J., Mater. Sci. Eng. C 16, 65-8, (2001); and
Merkulov, V. I., Lowndes, D. H., Wei, Y. Y. and Eres, G., Appl. Phys. Lett., 76 3555,
(2000) ). Recently, the detailed investigation of catalyst particles found in nanotube
grown on an iron catalyst was performed with energetically filtered TEM (
Yao Y., Falk, L. K. L., Morjan, R. E., Nerushev, O. A. and Campbell, E. E. B., J.
Mater. Sci., 15, 583-94, (2004). It was shown that the particles contain significant amounts of Si. Similar observations
were made for CNTs grown with PECVD on Ni catalysts. Thus, silicides do not poison
the nanotubes growth and the question about the stoichiometry of the most favourable
catalytic particles is still open. The results reported here exploit the silicidation
process for catalyst island formation. By introducing Si as a sandwich layer between
the catalyst and the metal underlayer, a significant improvement in growing nanotubes
on different metal underlayers was achieved. This can clearly be seen in the series
of SEM pictures shown in FIG. 21. Very low density growth was found for Ti, (FIG.
21, panel (a)) and no growth for Cr metal (FIG. 21, panel (b)) underlayers. In the
case of Cr, many cracks and voids were created on the film after 15 min in the plasma
growth chamber. In the case of Ti, nanotubes are seen to grow from some catalyst sites.
These appear to be randomly grown nanotubes with diameters ranging from 10 to 50 nm
and lengths extending up to several microns. They show no vertical alignment and there
is no evidence for tip growth. VACNTs grew successfully on the other four substrates,
however. The samples with Pd (FIG. 21, panel (d)) also contained long non-aligned
filamentous structures. Although TEM investigations have not been performed, the coexistence
of those two types of carbon nanostructures looks very similar to results obtained
by others (see,
e.g.,
Melechko, A. V., Merkulov, V. L, Lowndes, D. H., Guillom, M. A., and Simpson M. L.,
Chem. Phys. Lett., 356, 527-33, (2002)). ). Thus, long non-aligned filaments may be attributed to CNTs grown by the base-growth
mode.
[0120] The highest density, 390 nanotubes µm
-2, and most uniform samples were grown on the Ni/Si/Pt layers on FIG. 21, panel (c)),
but the average length was shorter than that of the Pd and W cases (0.2-1 µm). A longer
growth time leads to longer individual structures. In order to make a quantitative
comparison of different samples, a statistical analysis of the top-view SEM images
was performed. The size distributions of the bright spots on the images are plotted
in FIG. 22. Bright spots correspond to a top view of catalyst particles on CNT tips.
Diameters were calculated on the basis of the visible area of the spots. A side view
of one of the samples is shown in the insertion, FIG. 23 (e). It is clearly visible
that even the smallest spots correspond to vertically aligned nanotubes. The diameter
varies from a few nanometres to more than 100 nm, and the length ranges from 0.2 µm
up to 1 µm. Note that the nanotube diameter is slightly larger than the observed catalyst
particle size, which is statistically more important for thinner objects. The molybdenum
underlayer (FIG. 21, panel (f)) showed the lowest density of the four successful layers
(89 nanotubes µm
-2) but also the longest structures (0.5-2 µm). High-resolution SEM studies (a sample
is shown in FIG. 23(e)) revealed that in all four cases VACNT growth occurred via
a tip growth mechanism as evidenced by the presence of the catalyst particles at the
tips. Despite this fact, the grown nanotubes differ in terms of diameter, density
and length.
[0121] The particle diameter distribution, FIG. 22, is strongly shifted to smaller diameters
compared to previously published results where a Ni catalyst is deposited directly
on the Si substrate (see, e.g..
Chhowalla, M., Teo, K. B. K., Ducati, C., Rupesinghe, N. L., Amaratunga, G. A. J.,
Ferrari, A. C., Roy, D., Robertson, J. and Milne, W. I., J. Appl. Phys., 90, 5308,
(2001); and
Meyyappan, M., Delzeit, L., Cassell, A. M. and Hash, D., Plasma Sources Sci. Technol.,
12, 205, (2003)). The average diameter of ∼10 nm is much smaller than for Ni catalysed VACNT growth
reported in previously published articles (see,
e.g.,
Chhowalla, M., et al., J. Appl. Phys., 90, 5308, (2001);
Meyyappan, M., et al., Plasma Sources Sci. Technol., 12, 205, (2003);
Cassell, A. M., et al., Nanotechnology, 15, 9, (2004); and
Han, J.H., and Kim, H. J., Mater. Sci. Eng. C 16, 65-8, (2001)). AFM scans were performed after the heating step and showed no significant difference
in surface morphology for the situations with and without the silicon intermediate
layer. The formation of small catalytic particles is not only related to the heating
step but is also related to the etching of these particles by species formed in the
plasma (
Han, J. H., et al., Thin Solid Films, 409, 120, (2002); and
Choi, J. H., et al., Thin Solid Films, 435, 318, (2003)), as well as metal dusting processes induced by the carbon diffused into the catalytic
particles (see
Emmenegger, C., Bonard, J.-M., Mauron, P., Sudan, P,, Lepora, A., Grobety, B., Zuttel,
A., and Schlapbach, L., Carbon, 41, 539-47, (2003)).
[0122] The size distribution of VACNTs present on the samples prepared according to this
example, depends on the presence or absence of amorphous Si as an intermediate layer.
In all samples with an amorphous Si intermediate layer, there is a strong inclination
towards forming VACNTs with very small diameters. The distribution is plotted on a
logarithmic scale in FIG. 24 (panel (a)) for the case where Si was used as an intermediate
layer. More than 50% of the nanotubes have diameters ≤ 5nm for the case of Pd and
W, with the measured population dropping rapidly for larger diameters. Samples with
a Pt underlayer have a broad distribution up to 35 nm diameter accounting for about
60% of all structures before dropping rapidly. The Mo underlayer produces a higher
percentage of large diameter structures. FIG. 24 (panel (b)) shows the size distribution
for growth on Mo and W underlayers where no Si intermediate layer was present. The
probability peaks at 22 nm for growth on W with a FWHM of 20 nm. The distribution
for the Mo underlayer appears to be rather random, which is clearly seen in the SEM
images (see FIG. 21(f)).
Example 6: Electrical measurements of carbon nanotubes
[0123] The electrical integrity of the underlying metal electrode layer after plasma treatment,
and the quality of the metal-nanotube contact are important issues for application
of CNTs in CMOS compatible devices. Three different configurations of electrodes have
been used for carrying out two-probe I-V measurements on the films: (i) both probes
on the metal layer; (ii) one probe on the metal layer, and one on the nanotube surface;
(iii) both probes on the nanotube surface. FIG. 25 displays the measurement configurations
and equivalent DC circuit diagrams for each of these embodiments. Probes with a tip
diameter around 40-50 µm connected to an HP 4156B parameter analyzer via a shielded
box were used to carry out the measurements at room temperature. The probes were brought
in contact with the surface (especially for the case of a CNT surface) with the help
of micromanipulators while monitoring the current flow through the circuit. Thus it
was ensured that the probe touched only the CNT surface and not the bottom of the
film. The measurements were carried out to get qualitative results, rather than quantitative
information about the film and the metal underlayers. Linear I-V profiles were measured
for the CNT-metal configuration for the Mo and W underlayers (inset of FIG. 26 panel
(a)) without the intermediate Si layer separating the metal from the Ni catalyst.
Linearity in the I-V plots suggests ohmic contact between the nanotubes and the metallic
layer. No significant conductance variation is observed in this case among the three
different measurement configurations, which is expected as the density of the nanostructures
is very low. The main part of FIG. 26 panel (a) shows plots for samples containing
an intermediate amorphous silicon layer. The resistance is higher than for the situation
without the amorphous silicon, as could be expected. However, the plots show predominantly
linear behaviour, with slight nonlinearity for tungsten, suggesting varying degrees
of ohmic contact between the CNT and the respective underlying metals.
[0124] FIG. 26 panel (b) presents the deviations of conductance values from the 1/R value
for the metal-metal configuration, represented by the dotted line. The dotted line
is used to differentiate between surface leakage and poor contacts. The individual
conductance values of different measurement configurations for given metal underlayers
are evidenced by straight line indicators. The high conductance of CNT-CNT configurations
for Pt and Pd is likely to be due to dominant leakage currents through the CNT film
which appear in conjunction with the relatively high CNT density. It may also be related
to an increased effective contact probe area due to the presence of long non-aligned
CNTs (FIGs. 22 (c), (d)). On the other hand, the low conductance value of the CNT-metal
configuration for Pt indicates a very poor metal-CNT contact. For W the inclusion
of CNTs in the measurements leads to progressively lower conductance corresponding
to a contact resistance of ∼150 for the probe-CNT-substrate system. The constant conductance
values in all probe configurations for the case of Mo are probably due to the low
density of nanostructures present per unit area. Similar results were obtained for
Ni deposited directly on W and Mo as discussed above. The low surface density of the
CNTs leads to an effective probe-metal-probe configuration when the electrical measurements
are carried out even after the CNT growth. Growth of individual vertically aligned
carbon nanostructures on prefabricated metal substrates may simplify CNT-based device
fabrication processes compared to, for example, technologies which involve the use
of CNT dispersions followed by assembly and integration of CNTs into functional forms
by AFM manipulation, AC field trapping of CNTs or chemical functionalization. In the
present case, the linearity of the I-V characteristics on the Si inclusion samples
proves that the electrical integrity of the metal electrodes after plasma treatment
remains stable. The values of the conductance for the metal-Si-CNT configuration scale
as follows: Pt <Pd <Mo <W according to FIG. 26(b). According to the circuit diagram,
the metal-metal configuration provides information concerning the resistance of the
probe and the metal underlayers. The metal-CNT configuration provides information
related to the resistance R
3 and the CNT-CNT configuration provides information related to any surface leakage
induced current flowing through the circuit. For example, as indicated in the equivalent
circuit diagram (FIG. 25), if (CNT-CNT) ≤(R
3 + R
Metal + R
3'), surface leakage current will dominate, whereas a poor conductance value for the
metal-CNT configuration on Pt metal underlayers reveals that the resistance related
to R
3 is the dominant factor. Moreover, because of the dominant R
3, Pt may not be a good choice for growing vertically aligned nanotube-based devices.
Due to the low R
3 resistance and no R(CNT-CNT) observed, W was found to be the best metal for interconnects
from this set of experiments. Mo and Pd electrodes are also good candidates for fabricating
devices based on CNTs.
Example 7: Pd and Pt metal underlayers
[0125] For the case of Pd and Pt, AFM measurements reveal the formation of small particles
after the heating step. The phase diagrams show that no predominant alloy formation
is likely to happenbetween Ni-Pd and Ni-Pt at 700 °C (
Massalski, T. B., Binary Alloy Phase Diagrams, vol. 2, Fe-Ru to Zn-Zr (1986, Metals
Park, OH: American Society for Metals) ). In the present layer configurations, Ni-Si-Pt/Ni-Si-Pd, the first reactions are
the transformation of the Pd-Si and Pt-Si interfaces to crystalline silicides (Pd
2Si and Pt
2Si respectively) (
Aboelfotoh, M. O., Alessandrini, A. and d'Heurle, M. F., Appl. Phys. Lett., 49, 1242,
(1986);
Reader, A. H., van Ommen, A. H., Weijs, P. J. W., Wolters, R. A. M., and Oostra, D.
J., Rep. Prog. Phys., 56, 397-467, (1993) ). Afterwards, at higher temperatures, the top Ni layer will start to interact with
the remaining amorphous Si and most likely with the Pt/Pd silicides, thereby forming
binary/ternary alloys (
Kampshoff, E., Wäachli, N. and Kern, K., Surf. Sci., 406, 103, (1998);
Edelman, F., Cytermann, C., Brener, R., Eizenberg, M. and Well, R., J. Appl. Phys.,
71,289, (1992); and
Franklin, N. R., Wang, Q., Thobler, T. W., Javey, A., Shim, M. and Dai, H., Appl.
Phys. Lett., 81, 913, (2002)). Thus, there is a strong chemical difference between the exclusion and inclusion
of Si for both the Pd and Pt cases. Moreover, the strong reactions that occur, both
at the ramping stage and at the plasma environment stage, collectively result in the
formation of nanostructures with small diameters for the Si inclusion case, but no
growth for the Si exclusion case. The latter case correlates to the bad growth of
GNTs on an Ir underlayer observed in (
Cassell, A. M., et al., Nanotechnology, 15, 9, (2004)).
Example 8: Mo and W metal underlayer
[0126] Mo-Ni and W-Ni phase diagrams show the formation of Ni-rich alloys at temperatures
higher than 700 °C. The integrity of the Ni layer deposited on Mo/W is to some extent
affected, leading to a very low density of individual nanostructures for the Si exclusion
case. The lack of uniformity and low density of nanostructures from these samples
agrees with the observations made by Franklin
et al. (
Franklin, N. R., Wang, Q., Thobler, T. W., Javey, A., Shim, M. and Dai, H., Appl.
Phys. Lett., 81, 913, (2002)) where the presence of W/Mo electrodes under the catalyst layer inhibited the growth
of nanotubes, but disagrees with previously published results where Mo/W compounds
are used as catalysts for nanotube growth (
Lee, C. J., Lyu, S. C., Kim, H. W., Park, J. W., Jung, H. M., and Park, J., Chem,
Phys. Lett., 361, 469, (2002); and
Moisala, A., Nasibulin, A. G. and Kauppinen, E. I., J. Phys.: Condens. Matter, 15,
S3011, (2003)). Mo and W start to consume Si at ∼800 °C and ∼950 °C respectively to form silicides
(
Aboelfotoh, M. O., Alessandrini, A. and d'Heurle, M. F., Appl. Phys. Lett., 49, 1242,
(1986); and
Murarka, S. P., J. Vac. Sci. Technol., 17, 775, (1980) ). At present, the investigated processes are below these temperatures. Thus by
introducing an Si interlayer a stable Si-Mo and Si-W system was achieved to facilitate
a pure Si-Ni surface which apparently enhanced the density of individual nanostructures
in the film. Moreover, these metals form a barrier for Si and Ni diffusion in both
directions and limit the amount of Si that can react with Ni in comparison to the
case where the Ni film is deposited directly on bulk silicon with a native oxide layer.
[0127] The effect of the Si interlayer may be compared with experiments on bulk Si having
a native oxide layer (∼1 nm), which were also carried out in the same set-up and under
similar conditions. By comparing the catalyst particle/nanotube density (117/75 counts
µm
-2) for growth on an Ni film (10 nm) deposited on silicon substrates with an Si amorphous
interlayer (10 nm) between the mental and the catalyst, it was observed that the density
of nanostructures is increased by a factor of ∼5, 3, 2, 1 for the Pt, Pd, W and Mo
cases respectively. Thus, by tuning the thickness of the amorphous Si interlayer,
one can control the density and particle distribution by changing the stoichiometry
of the catalytic particles.
[0128] In summary, nanotubes have been successfully grown on four out of six chosen CMOS
compatible metal underlayers by using silicon as an intermediate layer. An important
observation from this set of experiments is that the size of the nickel islands formed
after the heating sequence is not the only deciding factor for nanotube growth. Consequently,
these experiments show that Si plays a vital role in the growth of carbon nanotubes.
Moreover, the Si layer thickness is an additional tool for tuning the growth of carbon
nanotubes with good quality and quantity as required for a particular application,
along with the growth temperature, chamber pressure and different gas ratios. In particular,
the insertion of a Si layer produces individual vertically aligned nanotubes with
small diameter (≤ 10 nm) which can be advantageous for many applications.
[0129] The studies reported herein showed a poor growth of nanostructures on Ti and Cr metal
underlayers, which is in apparent contradiction with the results obtained by other
laboratories. The main reason for such a difference is attributed to Ti silicidation
on the thick silicon oxide layer with a high release of oxygen that influences the
Ni/Ti interface.
[0130] As metal interconnects, a W underlayer was found to be the best underlayer metal
for the production conditions described herein. Nevertheless, structural and electrical
integrity seems to remain intact for all the metal underlayers even after the harsh
chemical and plasma treatment.
Example 9: Effects of silicidation on the growth of individual free standing carbon
nanofibers
[0131] This example addresses vertically free standing carbon nanotubes/nanofibers and their
integration into functional nanodevices. In this example, growth of individual free-standing
carbon nanofibers on pre fabricated catalyst dots on tungsten and molybdenum metal
underlayers are shown, exploiting an amorphous silicon layer as part of the catalyst
layer. In summary, more than 95% of the catalyst dots facilitated nucleation for growth
on the W metal underlayer. Silicidation occurring during the growth sequence is suggested
to play a vital role for growth kinetics. EDX chemical analysis revealed that the
tip of the nanofibers consists of an alloy of Ni and an underlayer metal and the base
shows the signature of Ni, Si and underlayer metal.
[0132] The growth conditions and growth kinetics on different metal underlayers differ substantially
from the growth mechanism that is postulated for Si substrates. This example provides
an explanation for the growth results on W and Mo in terms of silicide formation.
Individual nanofibers were characterized in a transmission electron microscope (TEM).
The elemental compositions were determined by fine probe energy dispersive X-ray spectroscopy
(EDX).
[0133] Oxidized silicon substrates 1 cm
2 in area with an oxide thickness of 400 nm were used. First the metal (W or Mo) underlayer
was evaporated directly onto the substrate by electron beam evaporation to a thickness
of 50 nm. Stripes and dots (100 nm and 50 nm edge to edge distance) were fabricated
by e-beam lithography. Experimental details are further described in
Kabir, et al., Nanotechnology, 17, 790-794, (2006). An intermediate 10 nm thick amorphous silicon layer covered by 10 nm of Ni was
used to catalyze growth. A DC PECVD chamber was used to grow the nanostructures. The
experimental set-up and detailed growth procedure have been described in
Morjan, R. E., et al., Chemical Physics Letters, 383, 385, (2004). The nanotube growth was carried out in a gaseous C
2H
2:NH
3 (1:5) mixture at 5 mbar chamber pressure at 700 °C for 20 minutes for all of the
experimental runs discussed here. The substrates were first heated up to 700 °C under
low vacuum conditions (0.13 mbar) with a 3.8 °C/second ramping rate (heating stage).
After growth, the samples were cooled down to room temperature before air exposure.
As-grown nanotubes from pre-fabricated dots were then imaged with a JEOL JSM 6301F
scanning electron microscope (SEM) or a JEOL ULTRA 55 SEM. Samples were then gently
rubbed onto a TEM grid to transfer the grown fibers from the substrate to the grid.
Individual fibers were then investigated by TEM and EDS.
[0134] Morphology changes of the patterned substrate/catalyst layer may occur during the
heating step of the growth sequence, but no predominant catalyst breakup or cluster
formation was observed, which is in good agreement with experiments in which catalyst
films were used. FIG. 27 shows SEM images of the substrates after the growth sequence
for the case of W. FIGs. 27 panels (a), (c) and (d) show the micrograph of grown carbon
nanofibers (CNF) from patterned 100 nm side length dots with 500 nm pitch, 50 nm length
with 1 µm pitch, and 50 nm length with 500 nm pitch, respectively. As can be seen,
more than 95% of the catalyst dots nucleated for growth. The catalyst from 100 nm
dots splits, and multiple CNFs up to 4 fibers per dots were observed. CNFs grown from
50 nm dots are individual and vertically well aligned. There are some instances of
multiple CNFs growing from a single dot (∼ 2%). All cases where nanofibers grew showed
a tip growth mechanism as evidenced by the presence of the catalyst particles at the
tips. No predominant pitch induced effects are evident for 1 um and 500 nm pitch respectively.
Since an amorphous Si layer is included as a part of the catalyst layer on top of
metal underlayers, the interactions between the amorphous Si and the two metal layers
(silicidation) are important processes for defining the final phase of the catalyst
and its catalytic activity. An example is shown in FIG. 28 panel (b) where only Ni
was deposited on W, resulting in no catalytic activity and no growth.
[0135] It is reported that at room temperature the stress present in the deposited film
is due to the mismatch in thermal expansion coefficients but at elevated temperature
silicidation occurs resulting in net volume shrinkage. The volume decrease can be
very large and this could lead to large tensile stresses in the silicided films. After
heating the tensile stress for Ni and Mo silicides is found to be ∼ 0.25 x 10
-9 dyne/cm
2 and ∼ 0.10 x 10
-9 dyne/cm
2 respectively, which are of the same order. This perhaps explains why no catalysts
broke up during the heating process; the break up into smaller patches is controlled
by the growth kinetics rather than induced by the film stress (see inset of FIG. 27(a)).
[0136] Silicides can be formed at elevated temperatures either by a solid state reaction
between a metal and silicon deposited on each other, or by codepositing metal and
Si. Transition metal silicides have been extensively studied and explored due to their
usefulness as high temperature materials. The investigated metal underlayers and the
Ni catalyst layer should undergo silicidation during nanofiber growth in this case.
For commonly used silicides, when a thin film of metal M reacts with a thick Si layer
the thermodynamically stable phase is MSi
2. Conversely, when a thin Si film reacts with a thick metal layer, a thermodynamically
stable metal-rich phase is formed. When a thin metal film reacts with a thin Si layer
where there is neither excess metal nor excess Si present, the equilibrium phase will
be determined by the ratio of metal atoms to Si atoms. For a ternary system as described
herein, the situation is complicated since two or more phases are likely to occur
simultaneously. In this case the interface reactions and diffusivities will define
the stable phase.
[0137] For W-Si and Mo-Si systems, Si is the predominant diffusing species for the formation
of corresponding silicides. On the contrary, Ni is the metal diffusion species in
Si at elevated temperatures. All moving species are thus presumed to be moving down
towards the substrate in this system. The ramp rate at which the temperature of the
substrate reaches the growth temperature might also play a role in defining the chemical
phase of the silicides. An extensive study on the reaction of Si with W performed
by Nishikawa
et al. (
Nishikawa, O.; Tsunashima, Y.; Nomura, E.; Horie, S.; Wada, M.; Shibata, M.; Yoshimura,
T.; Uemori, R., Journal of Vacuum Science & Technology B (Microelectronics Processing
and Phenomena) (1983), 1, (I), 6) and Tsong
et al. (
Tsong, T. T.; Wang, S. C.; Liu, F. H.; Cheng, H.; Ahmad, M., Journal of Vacuum Science
& Technology B (Microelectronics Processing and Phenomena) (1983), 1, (4), 915, ) by field ion microscopy, revealed that Si deposition on W is likely to result
in the tetragonal polycrystalline WSi
2 structure at ∼ 700 °C, which is also the temperature used herein. However, Tsong
et al. reported that a change of silicide phase occurs if heating is extended beyond ∼ 30
s.
[0138] When silicon is the dominant diffusing species, it can continue to diffuse in at
a location well beneath the Mo/W interface thus forming silicides at a distance from
the interface. Thus at least two binary layers: Ni-Mo/W, and Si-Mo/W can be expected
to form. It can be suggested that a Si-Mo/W layer provides a platform for the Ni rich
W layer (Ni-W layer) to catalyze and facilitate CNF growth; no growth is observed
for the case when Ni was deposited directly on W as shown in FIG. 27(b). To support
this hypothesis, a TEM investigation on the nanofibers grown on W metal underlayers
was carried out as depicted in the FIG. 17B. FIG. 17B panel (a) represents the typical
structure of a CNF from a patterned catalyst of ∼ 30 nm diameter. The catalyst Ni
particle at the CNF tip usually had a conical shape. EDX point analysis was carried
out both at the tip of the CNF and at its base as shown in the FIG. 17B panels (b)
and (c) respectively. The EDX spectra reveal no characteristic peak representing Si
at the tip of the fibers (FIG. 17B panel (b)). W was found to coexist with Ni catalyst
at the tip. However a small amount of Si is detected at the base of the fibers (FIG.
17B panel (c)). Presence of silicon in the catalyst particles (both at the tip and
at the base) regardless of catalyst particle type (Ni/Fe catalysts on an Si substrate)
is reported by cross sectional TEM observations. It can be extrapolated from these
observations that the particle at the tip of the CNF was part of the metallurgical
layer from which the CNF grew and since in the sample the content of only Ni and W
but no Si at the tip was observed, it can be surmised that the metallurgical layer
for growth in this case was a Ni-W system. It is therefore proposed that a W-silicide
layer has provided means for the Ni-W layer to nucleate for growth. In the model for
tip growth suggested by Melechko
et al., (
Melechko, A. V.; Merkulov, V. I.; Lowndes, D. H.; Guillorn, M. A.; Simpson, M. L.,
Chem. Phys. Lest., 2002, 356, (5-6), 527) the interface between catalytic particle and substrate is important. By having a
silicide rather than a pure metal interfacing the catalytic Ni-W particle, these crucial
interface conditions would be altered significantly - apparently in favour of CNF
growth. The Mo metal underlayer behaves the same as the W metal underlayer in many
ways; producing CNF with almost the same statistics in terms of diameter, length,
growth yield
etc. Mo also behaves similar to W with regards to silicidation. It is therefore proposed
that the explanation regarding the W metal underlayer is valid for Mo as well.
[0139] In conclusion, results on CNF PECVD growth have been presented in terms of metal-Si-metal
reactions, silicide phases and kinetics. Silicidation is likely to play a vital role
in defining the growth mechanism of nanostructures, where a silicide can enable the
upper metallurgical layer to nucleate. EDX analysis supports this conclusion for the
case of a Ni on Si on W system. Breaking up of the catalyst particles is found to
be more related to growth kinetics rather than the thermal expansion coefficient of
different metals. The silicidation processes for thin film metal-Si-metal systems
are complex and involve more than one mechanism governing their kinetics.
Example 10: Controlling nanostructures
[0140] This example describes control of CNT/CNF diameter and length distribution in PECVD
growth from a single geometrical design. Results were obtained by controlling the
diameter of catalyst dots by the shot modulation technique of electron beam lithography.
The method comprises fabrication of dots of different sizes from one single geometrical
design and the consequent effects on growth of vertically aligned carbon nanofibers
on different metal underlayers. Statistical analysis was undertaken to evaluate the
uniformity of the grown CNF structures by the PECVD system, and to examine the achievable
uniformity in terms of diameter and length distributions as a function of different
metal underlayers. It is possible to control the variation of diameter of grown nanofibers
to a precision of 2 ± 1 nm, and the results are statistically predictable. The developed
technology is suitable for fabricating carbon based nano-electro mechanical structures
(NEMS).
[0141] The electrical characteristics (I-V) and switching dynamics of the fabricated devices
depend on a number of design and fabrication related parameters. Since the CNF/CNT
is the active part of the device, both the diameter and the length of the CNTs/CNFs
are of great importance. Device geometry is depicted in FIG. 29, which shows an electron
microscopy image of a fabricated vertical "nanorelay" structure where the parameters
that influences the device characteristics are shown. A single CNF is grown between
two drain electrodes. The drains are separated from the source electrode by 400 nm
thick SiO
2 insulator. Charge can be induced into the CNF by applying a voltage to the drain
electrode to actuate the CNF. For such two terminal devices, the pull-in voltage is
defined by the balance of the elastic, electrostatic and the van der Waals forces
(
Dequesnes, M.; Rotkin, S,V.; Aluru, N. R., Nanotechnology, 13(1), 120, (2002), ). Since all these three forces are strongly correlated with the diameter and the
length of the grown structures and these are the parameters that can be controlled
experimentally to a certain extent. In this example, is described (a) development
of a technology to vary the diameter of the CNFs from one single geometrical design
with a precision of 2 ± 1 nm; (b) growing the CNFs on different metal underlayers
to realize the optimum the CMOS platform for CNFs growth; (c) statistical spread and
control over length distribution of the grown structures; and (d) pitch limitations
for mass production of high density parallel structures.
Sample preparation and characterization
[0142] To fabricate the catalysts dots, the shot modulation technique of electron beam lithography
is used to define the catalyst dimensions. The shot modulation technique is a robust
technique that has been used for fabricating different kinds of nano-structures. For
example, by varying the dose applied during the exposure of the two electrode regions,
the width of the gap between them can be controlled with nanometer precision (see,
e.g.,
Liu, K.; Avouris, P.; Bucchignano, J.; Martel, R.; Sun, S.; Michl, J., Applied Physics
Letters, 80(5), 865, (2002) ). The experiment described in this example uses the state of the art electron beam
lithography system, the JBX-9300FS model. The system is capable of keeping the spot
size down to ∼6 nm at 500 pA probe current at 100 kV operating voltage. The system
has a height detection module which is used to ensure the accuracy of the focus point
of the e-beam spot on the entire work piece and compensate for the height variation
of the resists that usually occurs during spin coating of the resists.
[0143] Oxidized silicon substrates 1 cm
2 area with an oxide thickness of 400 nm, were used. First the metal (= Mo, Nb, or
W) electrode layer was evaporated directly on the substrate by electron beam evaporation
to a thickness of 50 nm. Sheet resistance measurements were carried out on the deposited
films. Double layer resists system, consisting of 10% co-polymer and 2% PMMA resists,
were then spin coated and baked respectively. The shot modulation experiments were
then carried out on initial dots of 10 X 10 arrays with 50 nm square geometry. The
same block was then distributed in an array of 8 X 8 matrix and the dose of electron
beam was varied linearly with an interval of 100 µC/cm
2 starting from 500 µC/cm
2. No proximity corrections were made for dose compensation. Inside the matrix, the
columns represent the same dose while the rows represent different doses. The samples
were exposed and then developed in a standard developer, IPA:H
2O (93:7) for 3 min.
[0144] The samples were then mounted in an e-beam evaporator, and an intermediate 10 nm
thick amorphous silicon, layer was deposited prior to deposition of the Ni catalyst
layer. After the e-beam evaporation, lift off processes were carried out in Acetone
at 60 °C, then IPA, and completing the sequence by rinsing in DI water and N
2 blow drying.
[0145] A DC plasma-enhanced CVD chamber was used to grow the nanostructures. The experimental
set-up and detailed growth procedure have been described previously (see,
e.g.,
Morjan, R. E.; Maltsev, V.; Nerushev, O.;Yao, Y.; Falk, L. K. L.; Campbell, E. E.
B., Chemical Physics Letters, 383(3-4), 385, (2004)). The nanotube growth was carried out in a C
2H
2:NH
3 gaseous (1:5) mixture at 5 mbar chamber pressure at 700 °C for 20 minutes for all
of the experimental runs. The substrates were first heated up to 700 °C under low
vacuum conditions (0.13 mbar) with a 3.8 °C s
-1 ramping rate (annealing stage). Once the final temperature was reached, the C
2H
2:NH
3 gas mixture was introduced into the chamber and 1 kV was applied to the anode to
induce plasma ignition. After growth, the samples were cooled down to room temperature
before air exposure. Nanotubes grown in this way from pre-fabricated dots were then
imaged with a JEOL JSM 6301F scanning electron microscope (SEM) and JEOL ULTRA 55
SEM. All the experiments were performed repeatedly to verify their reproducibility.
[0146] After each step of the experimental sequences, samples were characterized by SEM,
as portrayed in FIG. 30. FIG. 30 (a) represents the 10 X 10 array of fabricated dots
prior to the heating step for growth. As can be seen from the figure, the square geometry
rounded up to dots. FIG. 30 (b) was taken after the heating step prior to exposing
the sample to plasma and gas mixture for growth. Not much seem to happen during the
heating step and squared dots remain intact. FIG. 30 (c) depicts the results obtained
after the growth sequence. The growth yields more than 98% at the dose scale of 1200
µC/cm
2. Predominant vertical growth of CNFs was observed. However, for some instances, slight
angular deviation from perpendicularity of the grown structures was also observed.
In order to differentiate the impact of the insertion of a layer of amorphous Si as
part of catalyst, a set of experiments in which only Ni catalyst was deposited on
W substrates was carried out. As can be seen from FIG. 30 (d), no growth of CNF is
evident. Such results are also reported in (
Kabir, M. S.; Morjan, R. E.; Nerushev, O.A.; Lundgren, P.; Bengtsson, S.; Enokson,
P.; Campbell, E. E. B., Nanotechnology, 16(4), 458, (2005), incorporated ).
Correlation between shot modulation and catalyst dimension
[0147] The effect of shot modulation on defining the catalyst dimensions, demonstrates the
possibility of controlling the diameter of CNF's with nanometer precision. Experiments
were carried out on a geometrical design set to 50 nm square. All of the metal underlayers
gave reproducible results. The electron beam exposure was carried out at 500 pA, 100
kV and thereby the beam step size was set to equal a spot size of ∼6 nm. FIG. 31 describes
the catalyst diameter after metal evaporation as a function of irradiated electron
dose during the exposure. The dose was varied by varying the dwell time of the beam
on each exposure shot. Linear increment of the catalyst diameter as a function of
electron dose is expected as the dose was varied linearly ranging from 500 µC/cm
2 to 1200 µC/cm
2. For the tungsten layer, below a threshold of 800 µC/cm
2 electron dose, no catalyst structure was observed. The observation can be explained
in terms of how the electron energy is transferred to the resists. During an exposure,
a series of elastic and inelastic scattering events determine the volume over which
energy is deposited and the resist exposed. When the feature sizes are small, this
effect becomes even more crucial to define the final exposed pattern. On the other
hand, the energy deposited to the resists can be varied simply by keeping the beam
'on' the spot for a longer period. However, in addition to the beam induced parameters,
the end outcome of the fabricated structures is determined by experimental parameters
like resists thickness, resist developer, solid angle of the metal evaporation, etc.
Still, there exist a minimum threshold point below which not enough energy will be
transferred to the resists to be developed in the resist developer and no metal structure
appears after metal deposition and lift off process. This is what is observed in FIG.
31. No structure appeared below 800 µC/cm
2 electron dose. Additionally, this threshold point depends not only on the type of
the resists itself but also on other parameters such as substrate material, beam current
density, beam pitch, etc. Nevertheless, the electron beam lithography technique not
only facilitated extremely high positional precision capability (≤ 50 nm) but also
proved to be a robust technique to control the diameter from a single design.
Growth on different metal underlayers
[0148] FIGs. 32 and 33 show an SEM of nanotubes grown from catalyst dots on different metal
underlayers fabricated at a dose of 800 µC/cm
2 and 1200 µC/cm
2 respectively, for two different pitches (500 nm and 1 µm) in each case. Doses below
800 µC/cm
2 did not give any growth of CNFs, a fact which correlates well with the observation
of lack of catalyst particles after lithography under these conditions (see FIG. 31).
The structures of the grown CNFs were very similar for the Mo and W metal underlayers
except for the fact that the W metal underlayers required a slightly higher dosage
to reach the same yield. For the case of tungsten, at the dose of 800 µC/cm
2, CNFs grew from more than 60% of the total catalyst dots. At even higher doses, more
than 97% catalyst dots act as nucleation sites for growth of nanotubes. CNFs grew
from supported catalyst particles via a tip-growth mechanism in the followed conditions.
The block with 500 nm pitch, on the other hand, yielded more than 85% growth from
catalyst cites produced at 800 µC/cm
2. This incidence correlates with the proximity effect of the electron dose, and resulted
in higher energy deposited to the resists during the processing.
[0149] Mo and W provided a stable platform for Si-Ni to interact, forming silicides at the
growth temperature without breaking into little droplets. This result is different
from the observations by Yudasaka
et al. (see
Yudasaka, M.; Kikuchi, R.; Ohki, Y.; Ota, E.; Yoshimura, S.; Applied Physics Letters,
70(14), 1817, (1997)), Merkulov
et al. (see
Merkulov, V. I., Lowndes, D. H.; Wei, Y. Y.; Eres, G.; Voelkl, E. Applies Physics
Letters, 76(24), 3555, (2000)) and Teo
et al. (see
Teo, K. B. K., et. al., Nanotechnology, 14(2), 204, (2003)) where, for initially large dots, multiple droplets were formed. As the size of
the dots is reduced, the number of Ni droplets also decreases. Merkulov
et al. observed ∼300 nm critical diameter and Teo et al. observed ∼100 nm critical diameter
below which single VACNFs are grown. In all cases, only Ni was used as catalyst layer.
In addition, in their case, formation of droplets was the necessary precursor for
the catalytic growth of nanofibers. On the contrary, no droplet formation is observed
after the heating step (see FIG. 30 (b)). Similar behaviour was observed even for
the case where films of catalyst were used (
Kabir, M. S.; Morjan, R. E.; Nerushev, O.A.; Lundgren, P.; Bengtsson, S.; Enokson,
P.; Campbell, E. E. B. Nanotechnology, 16(4), 458, (2005)). Therefore, these observations suggest that the formation of droplets may not be
the only criterion for catalyst nucleation.
[0150] The binary phase diagram of Nb-Si indicates that no reaction should occur at the
growth temperature used in the experiment (see,
e.
g.,
Zhao, J. C., Jackson, M. R., and Peluso, L. A., Mater. Sci. Eng. A, 372, 21, (2004)). Therefore, a Nb metal underlayer is also expected to facilitate a stable platform
for Si and Ni to interact. The silicide formation step is therefore not expected to
be the reason for the poor growth results on the Nb metal underlayer. There are a
number of parameters that would influence the growth results including details of
how the metal underlayer and the catalyst layers are deposited.
[0151] Furthermore, a Si layer is present between the Ni catalyst and the metal underlayers.
Ni undergoes chemical reactions with Si at growth temperature 750 °C and forms mono/di
silicidates (
Kabir, M. S.; Morjan, R. E.; Nerushev, O.A.; Lundgren, P.; Bengtsson, S.; Enokson,
P.; Campbell,, E. E. B. Nanotechnology, 16(4), 458, (2005)) and remains stable. The observation may also perhaps be due to the fact that below
a critical dot size (in this case ∼50 nm has rather small volume) the breakup does
not occur due to increase in the surface energy, which is larger than the reduction
of strain energy imposed by the mismatch of thermal expansion coefficient of different
metal layers at a given temperature. Nevertheless, alter the acetylene is introduced,
the VACNF growth begins. Growth mechanisms follow the tip growth model as is evident
from the bright spot at the tip of nanotubes. Only rarely has formation of multiple
CNFs from single dots been observed. Since the occurrence of such multiples of CNFs
was less than 3%, the phenomenon is considered to be negligible and remains to be
explained.
Statistical evaluation
[0152] All experiments were performed on 72 blocks of 10 X 10 arrays of catalyst dots for
each electron dose. To evaluate the structural uniformity, especially the tip diameter
and the height distribution of the grown CNF structures, statistical analysis was
undertaken. The statistical distribution was carried out on 75 randomly chosen CNFs
for each electron dose. The results from statistical distributions are summarized
in FIG. 34 and FIG. 35. FIG. 34 represents the grown CNF tip diameter as a function
of catalyst dimension. Standard deviations of the measured data are shown as error
bars for obtained mean values. For instance, the obtained mean value for the tip diameter
of the grown CNFs is 26 nm (W substrate) from ∼48 nm diameter catalyst with a standard
deviation of ± 3.5 nm. FIG. 34 also represents a benchmark to predict the results
with a statistical accuracy of ± 3 nm, which is sufficiently good data to fabricate
NEMS structures with statistically predictable I-V characteristics. Moreover, almost
linear dependence of the tip diameter on the size of catalyst dimension, which is
again dependent on the deposited electron dose of the EBL, proves to be a robust technique
to control the tip diameter with an accuracy of ± 2 nm.
[0153] As evident from the figures, diameters of the grown CNFs are roughly 50% smaller
than the initial catalyst size. This observation is consistent with others (see
Teo, K. B. K., et al., Nanotechnology, 14(2), 204, (2003)). According to the spherical nanocluster assumption (
Teo, K. B. K., et al., Nanotechnology, 14(2), 204, (2003)), it is possible to calculate the expected diameter of the grown CNF by equating
the patterned catalyst with the volume of a sphere. The calculated diameters are thus
plotted in dotted lines. The theoretical plot gave very good agreement with the average
experimental values for diameters when the critical thickness for the catalyst was
set to 4 nm. This is 60% reduction from the initial thickness of the catalyst film
(initial 10 nm thick Ni catalyst). Moreover, this observation fortifies the fact that
the silicidation occurs during the growth process, and dominates and controls the
exact thickness of the catalytically active film. Statistical analysis on length distributions
of the grown CNFs showed Gaussian distributions for all cases. The most pragmatic
parameter from the distributions, the FWHM of length distribution, is plotted as a
function of catalyst dimensions in FIG. 35. The spread of the Gaussian fit is also
indicated by bar on each point. It is apparent from the Figure that height distributions
for W and Mo almost overlap with each other. Whereas Ni produced more than half the
height compare to other metals. This difference for different metals underlayers suggest
that the different metals give rise to different pace to the catalytic activities
of the catalysts resulting different length distributions. Moreover, the spread of
length distribution is of the order of 100 nm which is substantially better than the
reported value by others (see
Teo, K. B. K., et al., Nanotechnology, 14(2), 204, (2003)) where spreads of the order of microns were reported. The height variations as a
function of catalyst diameter show a predominantly straight line, which is not surprising
as the volume of the catalyst does not increase significantly as a function of catalyst
dimension to produce significant impact on height.
Diameter and length distributions
[0154] All experiments were performed on 72 blocks of 10 × 10 arrays of catalyst dots for
each electron dose (7200 dots for each dose condition). The tip diameter and nanofiber
length were determined for at least 50 randomly chosen structures for each electron
dose. The results are summarized in FIGs. 34 and 35.
[0155] The length of grown nanotubes ranged from 800 nm to 900 nm. The tip diameter was
ranging from 20 nm to 70 nm. Only a few nanotubes did not grow normal to the substrate.
The grown fibers tend to have larger diameter at the bottom and smaller at the top,
thereby forming conic shape nanofiber structures with conical angle less than 2°.
Apparently, e-field alignment is related to number of CNTs growing from each dot.
When examining the critical size for the nucleation of single CNFs, it was discovered
that there were still some instances of multiple (
i.e., double) CNFs from some catalyst dots (below 3%). Mo substrate produced better yield
(more than 80%) at the same electron dose. Structural configurations of the grown
structures did not seem to differ between Mo and W metal underlayers except where
the W metal underlayers required little higher dosage to reach the same yield. This
could be related to the conductivity of the metal substrates. Nb was chosen as an
exotic material simply for the purpose of a comparative analysis with the other metals.
At dose 800 µC/cm
2, not more than 30% dots nucleated for growth, but this trend remains the same at
higher dosage.
[0156] FIG. 34 shows the CNF average tip diameter as a function of catalyst dimension (
i.e., electron dose). The error bars represent standard deviations in nanometers. An almost
linear dependence of the tip diameter on the catalyst size is observed. Since the
catalyst size can be controlled by adjusting the electron dose in the EBL, this proves
to be a robust technique to control the tip diameter from a single design geometry
with an average standard deviation of ±4 nm. As is evident from FIG. 34, the diameters
of the grown CNFs are roughly 50% smaller than the initial catalyst size. The base
diameter is slightly smaller than the diameter of the catalyst with an average value
ranging from 40 to 50 nm as a function of dose,
i.e., approximately 1.5 times larger diameter than at the tip (corresponding to a conical
angle of about 0.5° for 1 µm long fibres). This observation is consistent with related
studies where carbon nanofibres were grown on Ni catalysts of 100 nm dimensions and
larger deposited on a doped silicon substrate with an 8 nm thick oxide barrier where
the measured tip diameterswere about 0.5 of metal catalyst diameter (
Teo K B K, et al., Nanotechnology, 14, 204, (2003)). That earlier work was more focused on large diameter structures (larger than 100
nm). The measured standard deviations were smaller than in the instant case; however,
this is more related to the lithographic challenges of producing small<100 nm structures
than to the growth process. In this case the catalyst tip of the grown CNF takes an
approximately conical shape (
Yao Y, Falk L K L, Morjan R E, Nerushev O A and Campbell E E B, J. Microsc., 219,
69-75, (2005)) and therefore the volume of catalyst material enclosed within the CNF tip can easily
be estimated. From TEM studies it is possible to estimate the height of the cone to
be approximately 40 nm for a 25 nm diameter CNF. The estimated catalyst volume then
turns out to be approximately one-fifth of the originally deposited catalyst dot volume.
The remaining catalyst material is present at the base of the CNF in the form of small
Ni particles embedded in a carbon 'dome' or in a thin layer of Ni between the carbon
'dome' and the amorphous silica layer coating the silicon wafer (
Yao Y, et al., J. Microsc., 219, 69-75, (2005)).
[0157] The measured lengths of the grown CNFs showed Gaussian distributions for all cases.
The average length is plotted as a function of catalyst dimension in FIG. 35. The
standard deviation is indicated by the bar on each point. It is apparent from the
figure that the height distributions for W and Mo almost overlap with each other.
On the other hand, the nanofibres grown on the Nb underlayer were only slightly more
than half the height of the fibres grown on the other metals. The spread of the length
distribution for W and Mo metal underlayers varied from 8 to 15% with an average standard
deviation of 11%. In contrast, for the Nb metal underlayer it varied up to 20% with
an average standard deviation of 16%. There is no dependence of the height of the
structures on the catalyst diameter within the range that has been investigated as
described herein.
[0159] The foregoing description is intended to illustrate various aspects of the present
invention. It is not intended that the examples presented herein limit the scope of
the present invention.