BACKGROUND ART
[0001] The present invention relates to the delivery of electrical energy to bodily tissues
for therapeutic purposes, and more specifically to devices and methods for treating
conditions through delivery of electrical energy using a balloon and electrode device.
[0002] The use of electrical stimulation for treatment of medical conditions has been well
known in the art for nearly two thousand years. It has been recognized that electrical
stimulation of the brain and/or the peripheral nervous system and/or direct stimulation
of the malfunctioning tissue, which stimulation is generally a wholly reversible and
non-destructive treatment, holds significant promise for the treatment of many ailments.
[0003] One of the most successful modern applications of the relationship between muscle
and nerves is the cardiac pacemaker. Although its roots extend back into the 1800's,
it was not until 1950 that the first practical, albeit external and bulky pacemaker
was developed. Dr. Rune Elmqvist developed the first truly functional, wearable pacemaker
in 1957. Shortly thereafter, in 1960, the first fully implanted pacemaker was developed.
[0004] Among the developments in the treatment of patients with heart ailments has been
the introduction of electrodes for electrical stimulation through the esophagus. For
example, esophageal stimulation and monitoring leads are known in the art, adapted
specifically for cardiac pacing, as disclosed in
U.S. Patent Nos. 4,574,807;
4,198,936; and
4, 706, 688. Typically, esophageal pacing leads include one or more balloons, adapted to stabilize
the location of the lead in the esophagus.
[0005] In some cases, the electrodes are located on the balloon, as in
U.S. Patent No. 4,198,936. In other cases, the electrodes are located proximal or distal to the balloon as
in
U.S. Patent No. 4,574,807. In some other cases, the balloon is arranged eccentrically, and is used both to
stabilize the lead and urge the electrodes into contact with the anterior inner surface
of the esophagus, as in
U.S. Patent No. 4,706,688.
[0006] More specifically,
U.S. Patent No. 4,706,688 discloses a device 10 inserted into the esophagus 34 of a patient. The device 10
is inserted through the nasal region 32, through the esophagus 34 and into the stomach
36. Once the device 10 has been inserted, fluid is caused to flow along airway 24
such that a balloon cuff 18 expands. The purpose of cuff 18 is to locate the gastroesophageal
junction just proximate to the cuff 18. A second balloon cuff 20 is located posterior
to the heart region 40 such that when it is expanded, at least some of the electrodes
26 abut against the esophagus 34 adjacent the heart 40.
[0007] US 2005/165388 A1 describes a surgical device and method of use incorporating dual expandable members
along the distal region of an ablation device to facilitate ablation of a circumferential
region of tissue engaged by the expandable member. The ablation device assembly includes
an elongate body with a proximal end portion, a distal end portion, and a longitudinal
axis. A first expansion element is located along the distal end portion of the elongate
body, and is fluidly coupled to a first source of inflation fluid. A second expansion
element having a circumferential wall is located along the distal end portion proximal
the first expansion element, and is fluidly coupled to a second source of inflation
fluid. An ablation element having an ablative energy source is located along the distal
end portion within the second expansion element. The ablative energy source emits
a substantially circumferential pattern of energy through the circumferential wall.
[0008] US 6475213 B1 describes electrode structures that are formed from flexible, porous, or woven materials.
The seams or pleats are formed by thermal bonding or ultrasonic welding or laser welding
or adhesive bonding, or sewing
WO2006/060458 A1 describes a food administering apparatus including a feeding tube, having a distal
outlet and proximal inlet, adapted for insertion of the distal outlet into the stomach
of an adult patient while the proximal inlet is outside the patient. The tube is suitable
for administering food or medicine from a proximal port to the distal outlet and at
least one electrode is mounted on the tube.
[0009] U.S. Patent No. 5,056,532 discloses a lead having an elongated flexible lead body 10, which is provided with
three longitudinal lumens. At the distal end of the lead a balloon 12 is mounted around
the external surface of the lead body 10. Proximal to balloon 12 is a second balloon
20. An electrode lead 24 is slideably mounted within a lumen within lead body 10,
and ventricular electrodes 26 and 28 are mounted to lead 24. The electrode lead 24
and electrodes 26 and 28 may be slideably adjusted relative to the position of balloon
20. A third balloon 30 is located proximal to balloon 20. Atrial electrodes 34 and
36 are located on electrode lead 24, such that movement of lead 24 within the lead
body 10 adjusts the positions of electrodes 34 and 36 relative to balloon 30.
[0010] The lead is advanced through the mouth or the nasal cavity, down the esophagus until
the distal end 18 of the lead is well within the stomach. The balloon 12 is then inflated,
and the lead is withdrawn until balloon 12 lies against the gastroesophageal
junction. Balloons 20 and 30 are then inflated, urging electrode lead 24 against the
anterior inner surface of the esophagus, closest to the heart. Notably, when the balloons
20 and 30 are inflated, electrodes 26 and 28 and electrodes 34 and 36 are urged into
contact with the anterior inner surface of the esophagus.
[0011] It has been discovered that the above esophageal electrode and balloon configurations
are not satisfactory for all applications. Accordingly, there is a need in the art
for new products and methods for treating conditions through delivery of electromagnetic
impulses using balloon electrodes.
SUMMARY OF THE INVENTION
[0012] The present invention provides a device for selectively applying electrical energy
to body tissue. The device comprises an enclosure with an outer wall having at least
one section that is formed from an electrically-permeable material to allow for electrical
energy to pass from the interior of the enclosure through the outer wall. The device
further includes at least one electrode positioned within the interior of the enclosure
and a fluid passage coupled to the enclosure for delivery of an electrically conductive
fluid into the interior of the enclosure such that the electrically conductive fluid
couples the electrode(s) with the electrically-permeable section of the outer wall.
The conductive fluid allows for the passage of electrical energy from the electrode
through the fluid and the outer wall of the enclosure for treatment of tissue on or
in a patient.
[0013] One of the key advantages of the present invention is that the electrode does not
directly contact the tissue of the patient, which reduces the potential for collateral
tissue damage or necrosis and/or excessive electric fields in the tissue. In addition,
the enclosure physically shields the electrode from the patient's tissue which substantially
inhibits faradic products (e.g., OH
-, H
2O
2) of the electrode from reaching the target site. In this manner, a direct or low
frequency current can be applied to the electrode (s) without the danger of such faradic
products reaching excessively high concentrations at the tissue site. In addition,
the direct or low frequency current can be delivered for a longer period of time and/or
at higher power levels than is conventionally considered safe, which allows for the
invention to be used in a variety of applications as described in more detail below
and as will be understood by those of skill in the art.
[0014] In a preferred embodiment, the enclosure is a balloon that is movable from a deflated
position for introduction into a patient to an inflated position wherein at least
a portion of the outer wall of the balloon contacts target tissue within the patient.
The balloon is preferably inflated by introducing an electrically conductive fluid
into the balloon. The conductive fluid serves to inflate the balloon to allow the
balloon to contact target tissue, and to electrically couple the electrode to the
outer wall of the balloon. The material of the balloon is preferably very soft and
flexible, e.g., elastic, such that it gently conforms to the surrounding tissue, which
allows the electrically energy to be applied uniformly to the target tissue. In addition,
one skilled in the art will recognize that this configuration allows the balloon to
conform to a variety of different tissue shapes and structures within the patient's
body. Another advantage is that the balloon, in the inflated position, has a larger
tissue contact area than the electrode, which allows the device to be applied to a
larger tissue treatment area. The balloon can be introduced into the patient in the
deflated position and then inflated to contact a larger tissue area. The device includes
an introducer for introducing the device to a target location within the patient.
The electrode and the balloon are coupled to a distal portion of the introducer. The
electrode is coupled to the introducer such that, when the balloon is inflated, the
electrode is substantially centrally located within the interior of the balloon. This
configuration ensures that the electrode is spaced sufficiently from the patient's
tissue to minimize tissue necrosis and collateral tissue damage. The introducer is
an NG tube designed for passage through the patient's esophagus to a target location
therein, such as the vagus nerve.
[0015] In a particularly preferred embodiment, the balloon is formed substantially from
an ion-permeable and/or hydrophilic material. As the balloon is filled with a conductive
fluid, such as saline, the outer surface of the balloon wets and permits good contact
with the surrounding tissue of the patient, which may otherwise be dry. In certain
embodiments, the balloon may include one or more sections formed from an ion-permeable
material with other sections formed from an electrically insulating material, or the
entire wall of the balloon may be formed from such a material. In the former embodiment,
the balloon may be constructed to selectively apply electrical energy through certain
sections of its outer wall to selectively apply such energy to specific tissue locations
on the body. In the latter embodiment, the electrical energy will preferably be distributed
substantially evenly through the entire outer wall of the balloon.
[0016] Preferably, electrical properties of the electrode, the fluid, and the material of
the balloon are such that a resistance through the electrode, the fluid, and the balloon
outer wall is less than about 1,000 Ohms, more preferably less than about 400 Ohms,
and preferably less than 200 Ohms. In one case, the return electrode is a return pad
located on a surface of the patient's skin, such as the back or hip, and the electrode
within the balloon acts as the tissue treatment or active electrode. In this case,
an electro-magnetic field is applied from the active electrode through the tissue
in a substantially radial pattern. Alternatively, the return electrode may be located
closer to the active electrode, e.g., within the balloon, coupled to the introducer
outside of the balloon or within a second balloon. In these cases, the electrical
energy will not flow completely through the patient's body, i.e., the current will
generally flow from the active electrode through the conductive fluid and the outer
wall of the balloon, through the patient's tissue at the target site and to the return
electrode. The device may further include a vacuum source for aspirating the electrically
conductive fluid from the interior of the balloon. The vacuum source may be a positive
source of aspiration with an aspiration passage coupled to the interior of the balloon
or the device may be designed to simply allow the fluid to evacuate the balloon through
the same fluid passage it entered through pressure differential or gravity. Evacuating
the conductive fluid deflates the balloon and allows any excess faradic products and/or
heat to be evacuated from the device. In this manner, the balloon may be periodically
evacuated to allow for periodic evacuation of excess faradic products and heat, which
allows for higher power levels and/or longer continuous use of the device in the patient.
The device may be adapted for continuous circulation of the electrically conductive
fluid to reduce any build-up of heat or faradic products and ensure uniform temperatures
at the outer surface of the balloon. This will allow the device to use much higher
power levels as the heat generated around the electrode and within the conductive
fluid from the higher power levels will be continuously evacuated from the interior
of the balloon.
[0017] In one case, the outer wall of the balloon is formed from a stretchable elastic material
permitting the interior of the balloon to accommodate a variable volume of fluid ranging
from a minimum deflated volume to a maximum inflated volume. The wall provides the
balloon with an inflated shape within a body cavity or other target area within a
patient approximating the shape of the body cavity or other target area. The elastic
material of the balloon will preferably allow the outer wall of the balloon to conform
to the tissue surrounding the body cavity or target area within the patient's body.
Alternatively, the balloon may be designed to inflate to a pre-formed shape corresponding
to a targeted area within a patient. The balloon may have at least one section of
its outer wall formed of a semi-permeable material that will permit the passage of
certain compounds. For example, the balloon may be formed of a material having a pore
size that will permit the passage of certain drugs, such as anti-cancer agents, through
the outer wall of the balloon. In this manner, the balloon may act as a drug-delivery
device by introducing one or more drugs into the conductive fluid and permitting the
drug(s) to pass through the balloon and into the tissue. Moreover, the device may
be used to time-release the drugs into the patient's tissue. The conductive fluid
may be continuously circulated through the interior of the balloon to precisely control
the dosage of drugs delivered into the patient over a period of time. Alternatively,
the material of the balloon is designed to allow passage of the drugs over a period
of time. A system is provided as an example for delivering electrical energy to tissue
within a patient. The system includes a source of electrical energy coupled to an
enclosure, such as a balloon, and a fluid delivery system for delivering electrically
conductive fluid to the interior of the enclosure. The system does not include an
active or tissue treatment electrode. The electrically conductive fluid serves to
inflate the balloon for contacting tissue and also serves as the active or tissue
treatment electrode. The system may also include a return electrode coupled to the
source of electrical energy. The system is configured such that the electro-magnetic
field is applied from the electrode in a substantially radial pattern. The source
of electrical energy is an electrical signal generator that preferably operates to
generate an electrical signal having a frequency between about 1 Hz to 3000 Hz, a
pulse duration of between about 10-1000 us, and an amplitude of between about 1-20
volts. The electrical signal may be one or more of: a full or partial sinusoid, a
square wave, a rectangular wave, and triangle wave. By way of example, the at least
one electrical signal may be of a frequency between about 15 Hz to 35 Hz. Alternatively,
the at least one electrical signal may be of a frequency of about 25 Hz. By way of
example, the at least one electrical signal may have a pulsed on-time of between about
50 to 1000 microseconds, such as between about 100 to 300 microseconds, or about 200
microseconds. By way of example, the at least one electrical signal may have an amplitude
of about 5-15 volts, such as about 12 volts.
[0018] In a method using a device according to the present invention, a target tissue on
or in a patient is contacted with an electrically-permeable or ion-permeable section
of an enclosure. Conductive fluid is delivered within the interior of the enclosure
and electrical energy is applied to the conductive fluid such that the electrical
energy passes through the ion-permeable section of the enclosure to the target tissue.
The electrical energy is applied to an electrode positioned within the enclosure and
surrounded by the conductive fluid. Alternatively, the electrical energy is applied
directly to the conductive fluid.
[0019] In accordance with the present invention, a device for the treatment of one or more
ailments includes: a nasogastral (NG) tube having an internal passageway and an external
surface; at least one electrode coupled to the external surface of the NG tube, the
electrode comprising a plurality of filaments; a conductor extending through the internal
passageway of the NG tube and electrically connecting to the electrode; and a balloon
surrounding the electrode and a portion of the NG tube such that when the balloon
is inflated with fluid, the electrode is substantially centrally located within an
interior volume of the balloon.
[0020] The device includes an electrical signal generator operating to apply at least one
electrical signal to the conductor such that, when the inflated balloon and electrode
combination is positioned in an esophagus of a mammal, an electro-magnetic field is
applied from the electrode to the anatomy of the mammal, such as to the vagus nerve.
The balloon is preferably sized and shaped such that it operates to: (i) slide, in
a deflated state, past a cricoid cartilage of the mammal, and (ii) seat, when in an
inflated state, when slid back toward the cricoid cartilage. The electrical signal,
in combination with the electrical characteristics of the electrode, the fluid, and
the material of the balloon, are adapted to modulate, stimulate, inhibit or block
electrical signals in parasympathetic nerves, such as the vagus nerve, and/or sympathetic
nerves to reduce the magnitude of constriction of bronchial smooth muscle of the mammal
that may be associated with asthma, COPD, anaphylaxis or other airway disorders. The
electrical signal may be adapted to reduce, stimulate, inhibit or block electrical
signals in nerves, such as the vagus nerve, sympathetic nerves or the spinal cord,
to either reduce or increase a blood pressure of the mammal or to treat other ailments,
such as orthostatic hypotension, hypotension associated with sepsis or anaphylaxis,
post-operative ileus, hypertension, asthma, COPD, sepsis, epilepsy, depression, obesity
and any other ailment affected by nerve transmissions.
[0021] Other aspects, features and advantages will become apparent to one skilled in the
art when the description of the invention herein is taken in conjunction with the
accompanying drawings.
BRIEF DESCRIPTION OF THE DRAWINGS
[0022] For the purposes of illustrating the various aspects of the invention, there are
shown in the drawings forms that are presently preferred.
FIG. 1A is a schematic view of an esophageal electrode device;
FIG. 1B is a cross-sectional view taken through the balloon of the esophageal electrode
device of FIG. 1A;
FIG. 2A is an illustration of a deflated balloon of the esophageal electrode device
of FIG. 1A;
FIG. 2B is an illustration of an inflated balloon of the esophageal electrode device
of FIG. 2A;
FIG. 3 is a schematic diagram of an electrical signal generating system for use with
the esophageal electrode device of FIG. 1A;
FIG. 4 illustrates an exemplary electrical voltage-current profile for a blocking
and/or modulating impulse;
FIGS. 5A, 5B, 5C graphically illustrate exemplary experimental data obtained;
FIG. 6 graphically illustrates further experimental data obtained;
FIGS. 7A-7B graphically illustrate still further experimental data obtained;
FIGS. 8A-8B illustrate a device for stimulation of the spinal cord;
FIG. 9 illustrates a device for stimulating nerves; and
FIG. 10 illustrates a device for use in a patient's trachea.
BEST MODE OF CARRYING OUT INVENTION
[0023] With the present device, electrical energy is applied to one or more electrodes in
the presence of an electrically conductive fluid to apply an electromagnetic field
to a patient. The techniques described may be performed in a conventional open surgery
environment or in a minimally invasive manner through a natural body orifice, percutaneously
through the patient's skin or using cannulas or port access devices. The device is
particularly useful for applying electrical impulses that interact with the signals
of one or more nerves, or muscles, to achieve a therapeutic result, such as relaxation
of the smooth muscle of the bronchia, increase in blood pressure associated with orthostatic
hypotension, reduction in blood pressure, treatment of epilepsy, treating ileus conditions,
depression, anaphylaxis, obesity, and/or any other ailment affected by nerve transmissions,
such as in the vagus nerve or the spinal cord. In particular, the present device can
be used to practice the treatments described in the following commonly assigned patent
applications:
US Patent Publication Numbers: 2009/0183237,
2008/0009913,
2007/0191902,
2007/0191905,
2007/0106339,
2007/0106338 and
2007/0106337. For convenience, the remaining disclosure will be directed specifically to the treatment
of the vagus nerve with a device introduced through the esophagus of a patient, but
it will be appreciated that the device can be applied equally well to other tissues
and nerves of the body, including other parasympathetic nerves, sympathetic nerves,
spinal or cranial nerves, e.g., the optic nerve, facial nerves and vestibulocochlear
nerves. In addition, the present device can be applied to treat other ailments, such
as asthma, COPD, sepsis, dialytic hypotension, epilepsy, depression or obesity and
in other procedures including open procedures, intravascular procedures, interventional
cardiology procedures, urology, laparoscopy, general surgery, arthroscopy, thoracoscopy
or other cardiac procedures, cosmetic surgery, orthopedics, gynecology, otorhinolaryngology,
spinal and neurologic procedures and oncology procedures. With reference to FIGS.
1A, 1B, an exemplary device 100 for applying an electromagnetic field to a patient
will now be described. Device 100 is designed to be introduced into the esophagus
of the patient and located therein at a position that (when the device is activated)
achieves a therapeutic result. The device 100 includes an inflatable balloon 102 and
a catheter, or nasogastral (NG) tube 104, sized and shaped (when the balloon 102 is
deflated) to slide into the patient's esophagus.
[0024] The balloon 102 has at least one section formed from an electrically-permeable material,
preferably a hydrophilic or ion-permeable material. By way of example, balloon 102
may be substantially formed from an ion-permeable, soft, flexible, and/or distensible
material with a thickness of about 0.0254 mm (0.001 inches). Suitable balloon materials
for use in the present invention include Pebax®, aromatic polyether polyurethane grades,
such as Dureflex® from, for example, Deerfield Urethane in Whately, Massachusetts,
thermally conductive polymers or thermoplastic elastomers (TPE) such as those found
at Cool Polymers, Inc. in Warwick, Rhode Island. However, it will be recognized by
those skilled in the art that a variety of commercially available balloon materials
may be used. The balloon preferably has a length of between about 1-3 cm (such as
2 cm), a diameter of between about 1.5 - 4.0 cm (such as 2-3 cm), and a fluid pressure
therein of between about 6.9-69 kPa (1-10 pounds per square inch) (such as 14 kPa
(2 psi)) when inflated.
[0025] Obviously, under the stresses experienced during insertion, extraction and inflation,
the balloon 102 should not separate from the NG tube 104, tear or leak. The NG tube
104 may be of a standard type formed out of polyurethane, measuring about 36 cm long,
and having inside and outside diameters of 1.6 mm and 2.5 mm, respectively (although
other lengths, diameters, and materials may be employed). In order to assist in the
placement of the balloon 102 at a desired location within the esophagus, the NG tube
104 may include markers along its length, such as one marker about every 1 cm.
[0026] With reference to FIG. 1B, the NG tube 104 includes an internal passageway 106 and
an external surface 108. At least one electrode 110 is coupled to the external surface
108 of the NG tube 104 (such as by a UV curable adhesive, such as Dymax 204-CTH).
By way of example, the at least one electrode 110 may be of a general cylindrical
shape and may extend around the external surface 108 of the NG tube 104. Although
there are a number of sizes and shapes that would suffice to implement the electrode
110, by way of example, the at least one electrode 110 may be between about 1.0 -
1.5 mm long (such as 1.27 mm), may have an outside diameter of between about 2.6 -
2.85 mm (such as 2.77 mm), and may have an inside diameter of between about 2.5 -
2.75 mm (such as 2.67 mm). A suitable electrode 110 may be formed from Pt-IR (90%/10%),
although other materials or combinations or materials may be used, such as platinum,
tungsten, gold, copper, palladium, or silver.
[0027] Those skilled in the art will also recognize that a variety of different shapes and
sizes of electrodes may be used. By way of example only, electrode shapes can include
ball shapes, twizzle shapes, spring shapes, twisted metal shapes, or annular, solid
tube shapes. Alternatively, the electrode(s) may comprise rigid or flexible brush
electrode(s) or coiled electrode(s). Alternatively, the electrode may be formed by
the use of formed wire (e.g., by drawing round wire through a shaping die) to form
electrodes with a variety of cross-sectional shapes, such as square, rectangular,
L or V shaped. Alternatively, the electrode may comprise a breakaway electrode on
the end of a small gauge needle (e.g., a 22 GA corresponding to an outer diameter
of 0.7176 mm). In this case, the electrode is hollow to allow for aspiration through
the needle while being inserted ensuring that no blood vessels are compromised. Once
in place, the needle is withdrawn over a fine conducting wire which is attached to
the electrode, leaving just the electrode near the vagus nerve. The wire is then connected
to the negative terminal of source of electrical energy. Alternatively, the syringe
may itself be the electrode. The needle is coated with a thin insulating material
leaving only 1-2 mm of the distal end of the needle bare, which acts as the electrode.
Since the bronchodilation effect is almost instantaneous, the needle may only need
to be left in place for a short time during which bronchodilator drugs will have access
to the airways.
[0028] A conductor 112 extends through the internal passageway 106 of the NG tube 104 and
electrically connects to the electrode 110. By way of example, the conductor 112 may
be a solid silver wire of about 0.25 mm diameter insulated with a PTFE material of
about 0.33 mm diameter. The diameter of the insulating material of the conductor 112
should be less than the internal diameter of the NG tube 104 such that fluid may freely
flow therein despite the presence of the conductor 112. The conductor 112 may be laser
welded to the electrode 110 using known procedures. FIG. 1B is a schematic illustration
of the balloon 102 in an inflated state, while FIG. 2B is a reproduction of a photograph
illustrating a prototype of the device 100 with the balloon 102 inflated. FIG. 2A
is a reproduction of a photograph illustrating the prototype of the device 100 with
the balloon 102 deflated. A fluid, preferably a saline solution, passes into the balloon
102 through the NG tube 104 to inflate same. The balloon 102 is sized, shaped and
located about the electrode 110 and a portion of the NG tube 104 such that when the
balloon is inflated with fluid, the electrode 110 is substantially centrally located
within an interior volume of the balloon 102. This configuration has several advantages
over conventional electrode configurations, such as: (i) the metal of the electrode
110 is not too close to, and never comes in contact with, the patient's tissue, which
means that there is no concern about tissue necrosis or excessive electric fields
in the tissue; (ii) the electrode 110 may be used with direct current signal sources
since any faradic products (e.g. OH
-, H
2O
2) would not reach excessively high concentrations at the tissue site; (iii) as the
balloon 102 is filled with saline, the surface of the balloon 102 wets and permits
good contact with the surrounding tissue of the patient, which may otherwise be dry;
and (iv) the material of the balloon 102 is preferably very soft and flexible such
that it gently conforms to the surrounding tissue of the esophagus.
[0029] To inflate the balloon 102, a number of features are provided with the device 100.
A pilot balloon assembly 130, which may be of a standard type, is located at a proximal
end of the device 100. The pilot balloon assembly 130 is in fluid communication with
the NG tube 104 via fluid tube 132. The fluid tube 132 may enter the NG tube 104 along
with the conductor 112, and the entry point may be sealed with an adhesive, such as
Dymax 204-CTH UV curable adhesive. The pilot balloon assembly 130 includes a spring
loaded valve that opens when introducing fluid into the pilot and the fluid tube 132,
and/or when removing fluid therefrom.
[0030] The NG tube 104 may include a first aperture 114 through which the conductor 112
passes from the internal passageway 106 to the at least one electrode 110. The NG
tube 104 may include second and third apertures 116, 118 extending from the internal
passageway 106 to the external surface 108, and through which fluid may pass to inflate
and deflate the balloon 102 (as will be discussed in more detail later herein). Preferably,
the second and third apertures 116, 118 are disposed at proximal and distal ends 120,
122 of the balloon 102, respectively, and the first aperture 114 is located between
the second and third apertures 116, 118.
[0031] The inflation process preferably includes a priming phase followed by an inflation
phase. The priming phase preferably takes place prior to introducing the device 100
into the patient's esophagus. In the priming phase, a source of fluid, such as saline,
is coupled to the pilot balloon assembly 130. The source of fluid may be a fluid filled
syringe or the like. With the balloon 102 in a generally vertical orientation (with
distal end 120 up), fluid is preferably introduced into the pilot, the fluid tube
132, the NG tube 104 and the balloon 102 via the syringe. The fluid will enter the
balloon 102 mostly via the second and third apertures 116, 118. Air will tend to collect
at the distal end 120 of the balloon 102 as the fluid enters the device and urges
the air in that direction. Again, keeping the balloon upright, at least some of the
fluid is drawn out of the balloon 102 by reversing the fluid flow at the pilot balloon
assembly 130 and source of fluid. This reversal of fluid flow will create a vacuum
and draw all the air out of the balloon 102 via the second aperture 116. Of course,
there may be other ways to prime the device 100, however, the above approach is believed
to be suitable.
[0032] After the device 100 is inserted into the patient's esophagus (preferably through
the nasal passage), the inflation phase begins. The inflation phase includes causing
the fluid to flow into the device 100 from the source (e.g., the syringe) until a
desired balloon size and/or pressure is reached, such as the aforementioned 1-3 cm
length, 1.5 - 4.0 cm diameter, and/or 6.9-69 kPa (1-10 psi) pressure.
[0033] The electrical properties of the electrode 110, the fluid, and the material of the
balloon 102 are preferably designed such that a resistance therethrough is no more
than about 1000 Ohms, preferably no more than 500 Ohms and more preferably 200 Ohms
or less. In an exemplary embodiment, the impedance through the electrode 110, the
fluid, and the material of the balloon 102 should be no more than about 200 Ohms at
1000 Hz. The electrical properties of the fluid may be as important as those of the
electrode 110 in this regard. The electrically conducting fluid should have a threshold
conductivity to provide a suitable conductive path between electrode 110 and the outer
wall of the balloon 102. The electrical conductivity of the fluid (in units of milliSiemens
per centimeter or mS/cm) will typically be between about 1 mS/cm and 200 mS/cm and
will usually be greater than 10 mS/cm, preferably will be greater than 20 mS/cm and
more preferably greater than 50 mS/cm. The electrically conductive fluid may be isotonic
saline, which has a conductivity of about 17 mS/cm. Applicant has found that a more
conductive fluid, or one with a higher ionic concentration, will usually provide optimal
results. For example, a saline solution with higher levels of sodium chloride than
conventional saline (which is on the order of about 0.9% sodium chloride) e.g., on
the order of greater than 1% or between about 3% and 20%, may be desirable. A fluid
of about 5% saline (e.g., approximately 100 mS/cm) is believed to work well, although
modifications to the concentration and the chemical make-up of the fluid may be determined
through simple experimentation by skilled artisans.
[0034] As noted above, the material of the balloon 102 is preferably slightly water-permeable
or hydrophilic so that when the balloon 102 is filled with saline, the surface of
the balloon 102 wets. Preferably, when filled with 10 cc of saline, the flux of saline
out of the balloon 102 (into a similar saline solution) should not exceed about 1
cc per hour. Lubrizol Tecophilic HP93A-100 is a material with these properties.
[0035] In an alternative device, provided as an example, the electrode 110 may be implemented
via the fluid itself within the balloon 102. Although a 5% saline solution would have
a relatively high resistance compared to a metal electrode 110 implementation, those
skilled in the art would appreciate that higher conductivity fluid solutions may be
employed for such purposes or a larger diameter and/or shorter tube may be utilized
to increase the conductivity. Additionally or alternatively, the conductor 112 may
be implemented using the conductive fluid used to fill the balloon 102; indeed, such
fluid is within the passage 106 anyway. Again, relatively high conductivity fluid
would be desirable.
[0036] With reference to FIG. 3, a complete system for using the device 100 includes an
electrical signal generator (or source) 300. Source 300 operates to apply at least
one electrical signal to the conductor 112 (via lead 340) such that, when the inflated
balloon 102 (and electrode 110) is positioned in the esophagus of a patient, an electro-magnetic
field is applied from the electrode 110 to the anatomy of the mammal in the vicinity
of the esophagus to achieve a therapeutic result. Unlike some known techniques, which
target a specific location of the patient's anatomy, such as a very specific location
of a nerve, the return electrode 350 placement is preferably such that when applied
to the mammal, the electro-magnetic field emanating from the electrode 110 is a substantially
radial pattern - in other words, the pattern of the electro-magnetic field emanating
from the electrode 110 is not focused on any particular point, or small, localized
region of the patient's anatomy. This is preferably achieved by applying the return
electrode 350 to an external portion of the patient, such as to at least one of the
upper-back, the chest, and/or the stomach.
[0037] The source 300 may be tailored for the treatment of a particular ailment and may
include an electrical impulse generator 310, a power source 320 coupled to the electrical
impulse generator 310 and a control unit 330 in communication with the electrical
impulse generator 310 and the power source 320. Electrodes 340 provide source and
return paths for the at least one electrical signal to/from the electrode 110 and
return electrode 350.
[0038] The control unit 330 may control the electrical impulse generator 310 for generation
of the signal suitable for amelioration of the ailment when the signal is applied
via the electrodes 340 to the device 100. It is noted that source 300 may be referred
to by its function as a pulse generator.
[0039] FIG. 4 illustrates an exemplary electrical voltage / current profile for a stimulating,
blocking and/or modulating impulse applied to a portion or portions of the patient's
anatomy, using a device of the present invention. A suitable electrical voltage/current
profile 400 for the stimulating, blocking and/or modulating impulse 410 to the portion
or portions of one or more nerves and/or muscles may be achieved using the pulse generator
310. The pulse generator 310 may be implemented using the power source 320 and control
unit 330 having, for instance, a processor, a clock and a memory to produce a pulse
train 420 to the electrode(s) 340 that deliver the blocking and/or modulating fields
to the nerve resulting from impulses 410. The parameters of the modulation signal
400 are preferably programmable, such as the frequency, amplitude, duty cycle, pulse
width and pulse shape. The blocking and/or modulating impulse signal 410 preferably
has a frequency, an amplitude, a duty cycle, a pulse width and a pulse shape selected
to influence the therapeutic result, such as stimulating, blocking and/or modulating
some or all of one or more nerve transmissions.
[0040] While the exact physiological causes of, for example, asthma and anaphylaxis have
not been determined, it is here postulated that the direct mediation of the smooth
muscle constriction of the bronchia is the result of activity in the vagus nerve.
Specifically, the signals carried by the vagus (parasympathetic) nerve are considered
to cause a constriction of the smooth muscle surrounding the bronchial passages. Certain
signals of the parasympathetic nerve fibers carry the opposing signals that tend to
open the bronchial passages (it is believed that there are no direct sympathetic innervations
of the bronchial smooth muscle, although the sympathetic nerves may have an indirect
effect on the bronchial smooth muscle). Specifically, it should be recognized that
certain signals, such as those conducted in the cholinergic fibers of the vagus nerve
mediate a response similar to that of histamine, while other signals conducted in
the vagus nerve (e.g., nonadrenergic, noncholinergic or NANC nerve fibers) generate
an effect similar to epinephrine. Given the postulated balance between these signals,
stimulating the NANC nerve fibers and/or blocking or removing the cholinergic signals
should create an imbalance emphasizing the NANC signal. Along these lines, scientific
literature also indicates that severing the vagus nerve in dogs will open the bronchial
passages, in much the same way that epinephrine does. Using a device of the present
invention, the application of an electromagnetic field sufficient to stimulate, block
and/or modulate transmission of signals in the vagus nerve will result in relaxation
of the bronchi smooth muscle, dilating airways and/or counteracting the effect of
histamine on the vagus nerve. Depending on the placement of the field, the stimulating,
blocking and/or modulating signal can also raise the heart function.
[0041] For example, assuming the aforementioned impedance characteristics of the device
100, the at least one electrical signal may be of a frequency between about 1 Hz to
3000 Hz, have a pulse duration of between about 10-1000 us, and an amplitude of between
about 1-20 volts. For example, the at least one electrical signal may be of a frequency
between about 15 Hz to 35 Hz, such as about 25 Hz. The at least one electrical signal
may have a pulsed on-time of between about 50 to 1000 microseconds, such as between
about 100 to 300 microseconds, such as about 200 microseconds. The at least one electrical
signal may have an amplitude of about 5-15 volts, such as about 12 volts. The at least
one electrical signal may include one or more of a full or partial sinusoid, a square
wave, a rectangular wave and a triangle wave.
[0042] Although the specific implementation of the signal source 300 is not of criticality
to the invention, by way of example, the source 300 may be purchased commercially,
such as a Model 7432 available from Medtronic, Inc.
[0044] An alternative implementation for the signal source 300 of the present invention
may be obtained from the disclosure of
U.S. Patent Publication No.: 2005/0216062.
U.S. Patent Publication No.: 2005/0216062 discloses a multi-functional electrical stimulation (ES) system adapted to yield
output signals for effecting faradic, electromagnetic or other forms of electrical
stimulation for a broad spectrum of different biological and biomedical applications.
The system includes an ES signal stage having a selector coupled to a plurality of
different signal generators, each producing a signal having a distinct shape such
as a sine, a square or saw-tooth wave, or simple or complex pulse, the parameters
of which are adjustable in regard to amplitude, duration, repetition rate and other
variables. The signal from the selected generator in the ES stage is fed to at least
one output stage where it is processed to produce a high or low voltage or current
output of a desired polarity whereby the output stage is capable of yielding an electrical
stimulation signal appropriate for its intended application. Also included in the
system is a measuring stage which measures and displays the electrical stimulation
signal operating on the substance being treated as well as the outputs of various
sensors which sense conditions prevailing in this substance whereby the user of the
system can manually adjust it or have it automatically adjusted by feedback to provide
an electrical stimulation signal of whatever type he wishes and the user can then
observe the effect of this signal on a substance being treated.
[0045] A general approach to treating an ailment, such as bronchial constriction, hypotension,
epilepsy, depression, obesity, and any other ailment affected by vagus nerve transmissions,
using a device of the invention may include a method of treatment, comprising: inserting
the balloon-electrode device 100 into an esophagus of the patient; inflating the balloon
with fluid such that the electrode is substantially centrally located within an interior
volume of the balloon; and applying at least one electrical signal to the electrode
via the conductor such that an electro-magnetic field is applied from the electrode
to at least one nerve and/or muscle of the patient in the vicinity of the esophagus
of the patient. The at least one electrical signal, in combination with electrical
characteristics of the electrode, the fluid, and the material of the balloon, are
such that at least one of: (i) a magnitude of constriction of bronchial smooth muscle
of the mammal is reduced, (ii) the blood pressure of the mammal is either reduced
or increased, (iii) incidents/magnitude of epilepsy episodes are reduced, (iv) depression
is reduced, (v) obesity is reduced, (vi) post-operative ileus is resolved; and (vi)
any other ailment affected by vagus nerve transmissions is improved.
[0046] The step of inserting the balloon-electrode device 100 and inflating the balloon
102 may include: inserting the balloon-electrode device 100 in a deflated state (but
preferably primed) past a cricoid cartilage of the patient, inflating the balloon
102, and extracting the balloon 102 back toward the cricoid cartilage until it seats.
Other approaches to positioning the balloon 102 may be used, such as using the hash
marks discussed above.
[0047] Again, assuming the aforementioned impedance characteristics of the device 100, the
at least one electrical signal may be of a frequency between about 1 Hz to 3000 Hz,
have a pulse duration of between about 10-1000 us, and an amplitude of between about
1-20 volts. The polarity of the pulses may be maintained either positive or negative.
Alternatively, the polarity of the pulses may be positive for some periods of the
wave and negative for some other periods of the wave. By way of example, the polarity
of the pulses may be altered from time to time or periodically. Experiments were performed
to identify exemplary methods of how the electro-magnetic fields may be applied to
the patient to (i) reduce the sensitivity of the bronchial smooth muscle to the nerve
signals to constrict, (ii) to blunt the intensity of, or break the constriction once
it has been initiated. Experimental pigs were pretreated with an intramuscular injection
of 4.4 mg/kg Telazol and 2.2 mg/kg Xylazine, had venous access established in both
ears for drug delivery, were intubated, and anesthetized with 1.5 - 3% isoflurane.
The animals were maintained at 37°C using a homeothermic heating pad placed on a ventilator
(13-14 strokes/minute, 250-350 ml tidal volume, 35-45 mmHg CO
2, using Siemens equipment). A cannula was inserted into the left carotid artery to
monitor blood pressure. After cannula insertion, the anesthesia was modified to use
alpha chloralose (1g/kg bolus and 1.5g/hr infusion) and 0.3% isoflurane inhalation.
The animals were ventilated through an endotracheal tube to provide positive pressure
and constant volume ventilation. Pulmonary inflation pressure (ppi) and blood pressure
were recorded and stored digitally (using pressure transducers and software by Biopac
Systems Inc., Goleta, CA).
[0048] A balloon-electrode device 100 was inserted into the esophagus of the animals and
positioned proximate to the nerves of interest (e.g., the vagus nerve). A conducting
saline solution (5% NaCl) was introduced into the expanding balloon. The balloon was
filled until it made contact with the inner wall of the esophagus (approximately a
1 cm radius). The wire attached to the electrode was then connected to a signal generator
which delivered a square wave voltage pulse of 200 µs duration, repeated at 25 Hz
at voltages from 1 to 12 volts. The electrocautery grounding plate, on the animal's
back, or an EKG electrode placed on the animal's stomach, was used as the return electrode.
[0049] As shown in FIGS. 5A, 5B and 5C, electrical stimulation from within the esophagus
caused rapid and significant drops in baseline airway resistance, along with corresponding
drops in blood pressure. In all the graphs, the top line BP shows blood pressure,
and the second line AP shows airway pressure. The electrical stimulation was maintained
for up to 30 minutes (the maximum stimulation duration).
[0050] The esophageal electrode device 100 was also tested on twelve human patients to determine
the safety of the procedure, ease of insertion, patient acceptability and effects
of electrical stimulation. In one patient, the esophageal electrode was inserted in
one nostril and monitored continuously during insertion with a bronchoscope in the
other nostril. No anesthesia was applied to the back of the throat but a standard
lidocaine lubricant was placed on the ends of both the scope and the esophageal electrode
before insertion. Insertion of the esophageal electrode through the nose and in to
the throat took only a few seconds and was painless. When it reached the back of the
throat, the patient was instructed to swallow repeatedly while the electrode was fed
down the esophagus. There was a little irritation until the electrode was swallowed
and then it was fairly comfortable. Next, about 6 cc of a room temperature 5% saline
solution was injected into the balloon. A cool sensation was felt in the throat but
there was little discomfort and no gag reflex. The expanded balloon remained for several
minutes. Swallowing was not hindered.
[0051] Blood pressure measurements were taken every few minutes with an automatic blood
pressure cuff to monitor any changes in blood pressure. The generator was then turned
on and voltage slowly increased. At about 8 - 10 volts a slight sensation was felt
in the esophagus and/or under the electrosurgical grounding pad electrode (placed
over the right pectoral muscle). The sensation was not unpleasant and the voltage
was then turned up to its maximum, 12 V. Diastolic blood pressure increased from 90
to about 100 mm Hg during the procedure but may not have been related to the stimulation
as the patient was somewhat nervous. It was noted that when one attempted to pull
the balloon up to the cricoid cartilage (the position of optimal response in the pig
model), some resistance was felt. This information is believed to indicate a simple
and precise positioning process: insert the balloon past the cricoid cartilage, inflate
it, and then pull it back until it seats in the correct position.
[0052] To remove the electrode, fluid was sucked out of the balloon and the electrode was
simply pulled from the esophagus and out through the nose. This process was painless
and took just a few seconds.
[0053] A second balloon was inserted and the whole process repeated with similar results.
Blood pressure remained elevated and did not increase with the second stimulation
relative to its pre-stimulation level. Eleven other patients have been treated this
way with similar results.
[0054] With reference to FIG. 6, in a further experiment on a human, increasing doses of
methacholine were given to a patient until a drop of about 24% in forced expiratory
volume (FEV) was observed at 1 mg/ml. (In the context of this application, forced
expiratory volume is a measure of the maximum amount of air during a forced vital
capacity determination that can be expelled in a given number of seconds). A second
FEV was taken (point A on the chart) prior to introducing the esophageal electrode
device 100. The esophageal electrode device 100 was then inserted and another FEV
was taken (point B). The stimulator was then turned on over interval S (from point
C-D) to provide a signal having parameters consistent with those above, particularly
with an amplitude of about 10 V for 4 minutes. The esophageal electrode device 100
was then removed and a post stimulation FEV was taken at point D, which shows a 16%
increase. A final rescue albuterol treatment (post point D) restored the patient to
normal FEV.
[0055] With reference to FIGS. 7A-7B, further experiments were conducted on pigs. In each
of FIGS. 7A and 7B, airway pressure changes were measured in response to three methacholine
challenges by nebulizer (indicated by the labels M). Each methacholine challenge was
followed by an electrical stimulation through an esophageal electrode device 100 using
signal parameters consistent with those discussed above. Two control traces bracket
each challenge and stimulation. In the middle trace of each figure, electrical stimulation
was applied just prior to turning on the nebulizer and remained on until just after
the airway pressure peak. The stimulation using the esophageal electrode device 100
reduced the peak pressure increase by about 50%.
[0056] The present device may also be used for the treatment of infections within a patient's
body. It is well known that colloidal silver is a catalyst that disables and kills
certain specific enzymes, particularly those enzymes that microorganisms depend upon
to breathe. Colloidal silver is often used to reduce inflammation and promote healing
of injured tissues because microbes are unlikely to develop a resistance against the
silver as they often do against conventional and highly targeted antibodies. This
is because silver attacks a broad range of enzyme targets within the organisms. Unlike
pharmaceutical antibiotics that also destroy beneficial enzymes, colloidal silver
typically leaves the tissue-cell enzymes intact. The outer surface of the balloon
may be coated with colloidal silver and the electrode may be positively charged, i.e.,
anodic, to create positively charged silver ions that can be driven into infected
tissue to treat the infection. A balloon provided as an example may be adapted for
use with fractures, particularly open fractures (i.e., wherein the bone has pushed
through the skin leaving it open to the air) which have a high risk of developing
infections. The balloon as described above is sized and shaped for placement within
the medullary canal of an open tibia fracture, although it will be recognized that
the device can be used to treat a variety of different fractures. In this case, the
balloon has an outer surfaced coated with silver, e.g., colloidal silver. Typically,
the balloon would be placed during the two or three days of cleaning and debridement
prior to intrameduallary rodding and final closing. Once positioned, the balloon is
inflated with an electrically conductive fluid such that the balloon conforms to the
bone surrounding the medullary canal. The balloon is particularly useful for this
application because the balloon can be formed of an elastic material that will inflate
to the shape of the surrounding structure within the canal. After inflation, an electrical
signal is applied to a positively-charged electrode within the balloon to transmit
electrical energy through the conductive fluid and the silver-coated outer surface
of the balloon, thereby driving positively charged silver ions into the tissue to
treat the infection. Another device provided as an example may be useful as an improved
spinal cord stimulator. Spinal cord stimulators are implantable devices used to treat
chronic neurological pain. Typically, one or more electrodes are implanted in the
epidural space either percutaneously or by surgical laminectomy or laminotomy. A pulse
generator or RF receiver may be implanted, for example in the abdomen or buttocks,
to apply an electric impulse to the electrode(s) to block pain signals from reaching
the brain such that the patient receives a mild tingling sensation in lieu of the
pain. One of the challenges with conventional spinal cord stimulators is that the
electrode lead must have a small enough diameter (typically less than 3 mm and often
less than 2 mm) to fit through the entry point to the patient. However, once inside
the epidural space, it is desirable to contact as large an area of the dura as possible
to achieve ideal stimulation. Thus, conventional electrode leads typically have multiple
electrodes spaced along the shaft of the electrode lead to achieve greater contact
area with the dura. In addition, the physician typically must experiment with the
placement of the electrode lead in different locations on the dura in an attempt to
optimize the effect. Another challenge with conventional devices is that the electrode
leads tend to migrate after positioning, which can reduce the efficiency of these
leads over time. A system and method are provided as examples for introducing a spinal
cord stimulation electrode device into a patient's epidural space through a small
portal (i.e., on the order of less than 5 mm, preferably less than 2 mm) and then
expanding the electrode device once inside the epidural space to achieve a larger
footprint of contact on the dura. This mitigates migration of the electrode within
the epidural space and provides for more efficient and effective treatment. Fig. 8A
is a partial cross-sectional view of a distal portion of an exemplary device 600,
such as an electrode lead for stimulating tissue, such as a nerve. As shown, electrode
lead device 600 comprises an electrode shaft 601 provided with lateral openings 602,
603 in the distal region of shaft 601. In this case, device 600 is an electrode lead
coupled to a pulse generator or RF receiver (not shown) designed to apply an electric
impulse to block or modulate pain signals traveling through a nerve to the patient's
brain. Spinal cord stimulators are well known in the art. Examples of conventional
electrode leads for such stimulators are the Restore Advanced Neurostimulator sold
by Medtronic or the electrodes leads sold by AD-Tech Medical Instrument Corp. It will
also be recognized that other configurations are possible. For example, device 600
may be an insulated shaft that houses one or more electrode(s) therein.
[0057] As shown, a fluid passage 604 extends through the interior of electrode shaft 601.
Fluid passage 604 is coupled to a source of electrically conductive fluid (not shown).
In use, device 600 is introduced into the epidural space of the patient such that
the distal region of electrode shaft 601 is adjacent to or in contact with a target
area within the epidural space, such as the dura. Device 600 may be introduced into
the epidural space percutaneously or in a variety of manners well known in the art.
Fluid passage 604 has a distal opening 610 for delivery of the electrically conductive
fluid into the interior of a balloon 612 (see Fig. 8B) housed within electrode shaft
601.
[0058] Referring to Fig. 8B, electrically conductive fluid 613 is delivered through distal
opening 610 of fluid passage 604 into the balloon 612, thereby expanding balloon 612
through lateral openings 602, 603 of electrode shaft 601. In this configuration, balloon
612 extends to either side of electrode shaft 601 such that a surface 614 of balloon
612 (shown on the underside of balloon in Fig. 8B) is positioned in contact with or
adjacent the target region of the dura. In an exemplary configuration, balloon 612
is insulated on surface 615 opposite surface 614 to avoid unnecessary stimulation
to other structures within the epidural space. Alternatively, device 600 may comprise
multiple balloons with multiple fluid passages and electrodes. For example, the device
may include two separate balloons that expand laterally outward in opposite directions
from electrode shaft 601. In addition, it should be recognized that other configurations
are possible. For example, balloon 612 may be positioned around the exterior of electrode
shaft 601. In this case, fluid passage 604 would extend along the exterior of shaft
601 and the balloon would be introduced into the patient in the deflated position.
A portion or all of surface 614 is formed of an electrically-permeable material to
allow for passage of an electrical impulse through outer surface 614. The material
is ion-permeable (as described above) to allow for sufficient fluid to pass through
outer surface 614 to wet the outer surface of the balloon. In this case, balloon 612
is specifically designed to contact or, be positioned in close proximity to, a substantially
larger surface area of the dura than conventional spinal cord stimulation electrode(s).
Once in position, an electrical impulse (not shown) is then generated and applied
to electrode shaft 601 and through outer surface 614 of balloon 612 to block or inhibit
the pain signals in the dura. Alternatively, shaft 601 may comprise an insulating
material (i.e., no electrode) and the electrical impulse can be applied directly through
the conductive fluid to outer surface 614 of balloon 612 as described above. A system
and method are disclosed to control the direction of an electric field applied to
a target structure within or on a patient's body. A device for applying energy to
a patient's body includes multiple enclosures or balloons and multiple electrodes
with different polarities. The device includes a source of electrical energy for applying
electromagnetic fields or impulses and a fluid delivery system for delivering electrically
conductive fluid to each of the balloons as described previously. The balloons are
shaped and positioned to control the electric field between the two electrodes to
specifically control the direction of the electric field applied to the target area
of the patient.
[0059] Referring to Fig. 9, an exemplary device 700 for applying a longitudinal or parallel
electric field (not shown) to the longitudinal axis of a nerve fiber or axon (not
shown) is illustrated. Nerve fibers are long slender projections of a nerve cell,
or neuron, that conduct electrical impulses away from the neuron's cell body or soma.
Nerve fibers or axons are the primary transmission lines of the nervous system and
are typically sheathed in myelin. It is well known that an excitable tissue cell,
such as a nerve fiber, is substantially less sensitive to a transverse electric field
than a longitudinal electric field. Applying a longitudinal field increases the effect
of this field on the excitable cell at the same frequencies, amplitudes, pulse durations
and power levels.
[0060] In this case, device 700 comprises an introducer shaft 702 having a longitudinal
axis 701 and first and second balloons 703, 704 coupled to shaft 702. Introducer shaft
702 includes an internal lumen or fluid passage 708 fluidly coupled to a source of
electrically conductive fluid and the interior of balloons 703, 704. Device 700 further
includes first and second electrodes 705, 706 positioned within the interior of each
of the balloons 703, 704 and electrically coupled to a source of electrical energy
(not shown) by insulated conductors 710, 712, respectively. Electrodes 705, 706 are
each spaced from the outer walls of the balloons 703, 704 in a similar manner as described
above.
[0061] In use, shaft 702 is introduced into a target area within a patient, such as a nerve
fiber, in manners well known in the art, such that longitudinal axis 701 of shaft
702 is substantially parallel to the nerve fiber. Conductive fluid (not shown) is
delivered through fluid passage 708 to the interiors of balloons 703, 704 to inflate
balloons 703, 704 such that the outer surfaces of balloons 703, 704 are in contact
with, or adjacent to, the nerve fiber. The outer surfaces of balloons 703, 704 have
one or more sections that are formed from an electrically-permeable material, preferably
an ion-permeable material, to allow for electric impulses and fluid to pass through
these sections of the balloons as described in detail above. Fluid passage 708 includes
an inner section 714 between the interiors of each balloon 703, 704 that has a resistance
to current greater than the resistance that will be encountered by the current as
it passes from electrodes 705, 706, through the conductive fluid and the balloons
703, 704 and the adjoining space or tissue therebetween. Thus, the electric impulses
or current preferably travel from electrodes 705, 706 through the conductive fluid
and the outer surfaces of balloons 703, 704 to the nerve fiber. In this example, this
higher resistance in section 714 is accomplished by reducing the diameter of section
714 such that the electric resistance in this section is increased. Alternatively,
device 700 may include an insulator (now shown) in inner section 714 of fluid passage
708 to substantially insulate the interior of the balloons from each other. In this
case, the device 700 may include multiple fluid passages (i.e., one to each balloon).
[0062] Upon inflation of balloons 703, 704, a suitable electrical voltage/current profile
for a stimulating, blocking and/or modulating impulse is applied to electrodes 705,
706 from the source of electrical energy, such as a pulse generator. The impulse signal
generates an electric field (not shown) between electrodes 705, 706 that is substantially
parallel to longitudinal axis 701 of shaft 702 and thus substantially parallel to
the nerve fiber to block and/or modulate signals passing through the nerve fiber.
It will be recognized by those skilled in the art that other configurations are possible.
By way of example, the electric field can be controlled by insulating certain portions
of the outer walls of balloons 703, 704 such that the electric field does not pass
through such insulated portions.
[0063] Referring now to Fig. 10, an alternative configuration is illustrated for treatment
of the vagus nerve with a device 800 introduced through the trachea 802 of a patient.
As shown, device 800 includes an endotracheal tube 803 that is inserted into the patient
under intubation as is well known in the art. Tube 803 comprises a flexible shaft
805 with an inner lumen 806, and a distal balloon electrode device 808. Note that
balloon electrode device 808 may be an integral part of tube 803 or it may be a separate
device that is inserted through the inner lumen 806 of a standard endotracheal tube.
Many types of conventional endotracheal tubes may be used, such as oral un-cuffed,
oral cuffed, RAE tube, nasal tube, reinforced tube or double-lumen tubes. Tube 803
also includes a fluid passage 804 fluidly coupling the inner lumen 806 with a source
of electrically conductive fluid (not shown) and a proximal port 810 for coupling
to a source of electrical energy (also not shown). Tube 802 may also include an aspiration
lumen (not shown) for aspirating the conductive fluid and/or other bodily fluids as
is well known in the art.
[0064] As described previously, balloon electrode device 808 includes an electrode 812 positioned
within the interior of a balloon 814. Electrode 812 is preferably a single negative
electrode. A return electrode (not shown) consisting of an EKG-like electrode with
a sticky, conductive surface is placed at any convenient location on the exterior
of the patient's body. Alternatively, the signal may be applied through a pair of
bipolar electrodes within the tracheal tube 803, preferably positioned 1 to 10 cm
apart from each other at a location of about 10 to 30 cm from the mouth or nasal openings.
The interior of balloon 814 is fluidly coupled to the fluid passage 804 for delivery
of electrically conductive fluid into the balloon 814. Balloon 814 is sized and shaped
such that, when inflated with the conductive fluid, it will contact, or come in close
proximity with, the inner walls of the patient's trachea 802.
[0065] In use, an electrical stimulation signal is applied to electrode 812 such that electrical
impulses travel from electrode 812 through the conductive fluid and the balloon 814
to the tracheal tissue. Applicant has discovered a unique electrical signal that will
rapidly cause bronchodilation when applied from the lumen of the patient's trachea.
The optimal signal consists of voltage pulses, 200 µs in duration (range 50 to 500
µs), repeated at 25 Hz (range 10 to 50 Hz) with an amplitude of 7 V (range 1 to 15
V). This signal has been shown in a pig model of histamine induced bronchoconstriction
to rapidly and potently inhibit both acute and chronic air way pressure elevation.
The device may be useful for delivering an agent, such as a drug, to a target location
within a patient. The device can be used for the treatment of cancer, such as esophageal,
lung, prostate, colon or other cancers, by filling the balloon with a charged anti-cancer
drug and then positioning the balloon adjacent to, or into, a tumor with the appropriate
polarity stimulation. In this case, the conductive fluid, balloon material and electric
signal generated to the electrode are selected in combination to allow for passage
of the agent or drug through the pores of the balloon and into the tissue. For example,
the balloon may be formed of a material having a pore size that will permit the passage
of certain drugs, such as anti-cancer agents, through the outer wall of the balloon.
In this manner, the balloon may act as a drug-delivery device by introducing one or
more drugs into the conductive fluid and permitting the drug(s) to pass through the
balloon and into the tissue. Moreover, the device may be used to time-release the
drugs into the patient's tissue. An introducer is designed for introducing the balloon-electrode
device to the target site within the patient either percutaneously, endoscopically
or through an open procedure. The introducer will include a conductor coupled to the
electrode and a source of electrical energy, a fluid passage coupled to the interior
of the balloon for delivering conductive fluid and a drug to the balloon and an aspiration
passage for aspirating the conductive fluid. The conductive fluid is continuously
circulated from the fluid passage through the interior of the balloon to the aspiration
passage to precisely control the dosage of drugs delivered into the patient over a
period of time. Alternatively, the full drug dose may be delivered into the balloon
at one time, and the material of the balloon and/or electric field and conductive
fluid may be configured to allow for passage of the drug through its outer wall over
a period of time. The present device may be used for treating the temporary arrest
of intestinal peristalsis. In this case, a balloon electrode device as described above
is introduced into the patient and placed in contact with, or close proximity to,
at least one of the celiac ganglia, cervical ganglia and thoracic ganglia of the sympathetic
nerve chain. An electric signal is applied to the electrode and/or balloon to induce
at least one of an electric current, an electric field and an electromagnetic field
in the sympathetic nerve chain to modulate and /or block inhibitory nerve signals
thereof such that intestinal peristalsis function is at least partially improved.
Alternatively or additionally, the electric current, electric field and/or electromagnetic
field may be applied to at least a portion of the splanchnic nerves of the sympathetic
nerve chain, and/or the spinal levels from T5 to L2. The balloon electrode may be
introduced through the trachea of a patient during surgery. For example, the balloon
electrode device may be attached to an endotracheal tube such as the one illustrated
in Fig. 10 and discussed in more detail above. In this case, an electric impulse is
delivered to the vagus nerve during surgery to stimulate, block and/or modulate nerves
signals thereof to either prevent peristalsis function from becoming impaired during
the surgery or to immediately improve such function after it becomes impaired as a
result of the surgery. Alternatively, the balloon electrode may be attached to an
NG tube (as described above) and introduced into the patient's esophagus after the
surgery is completed. In this manner, the electric impulse may be applied during or
almost immediately after surgery before the patient's peristalsis function has been
impaired or before the symptoms of such disfunction significantly impact the patient.
[0066] Alternatively, the balloon electrode may be introduced into the epidural space of
the patient after the surgery has been completed. As described more fully above, the
balloon electrode is preferably introduced through a small portal and then expanded
inside the epidural space to achieve a larger footprint of contact on the dura. This
ensures that the electric impulse will target the selected nerves to sufficiently
influence the therapeutic result. In addition, it inhibits migration of the electrode
within the epidural space and provides for a more efficient and effective treatment.
Drive signals may be applied to the one or more electrodes (or directly to the fluid
within the balloon) to produce the at least one impulse and induce the current and/or
field(s). The drive signals may include at least one of sine waves, square waves,
triangle waves, exponential waves, and complex impulses. The drive signals inducing
the current and/or fields preferably have a frequency, an amplitude, a duty cycle,
a pulse width and a pulse shape selected to influence the therapeutic result, namely
modulating some or all of the nerve transmissions in the sympathetic nerve chain.
By way of example, the parameters of the drive signal may include a square wave profile
having a frequency of about 10 Hz or greater, such as between about 15 Hz to 200 Hz,
and more preferably between about 15 Hz to about 50 Hz. The drive signal may include
a duty cycle of between about 1 to 100 %. The drive signal may have a pulse width
selected to influence the therapeutic result, such as about 20 us or greater, such
as about 20 us to about 1000 us. The drive signal may have a peak voltage amplitude
selected to influence the therapeutic result, such as about 0.2 volts or greater,
such as about 0.2 volts to about 20 volts. The device may be useful for blocking pain
transmission associated with surgeries or other events, such as dental surgery. In
this case, a balloon electrode device as described above is introduced to a location
adjacent the target nerve and an appropriate electrical signal is applied to the electrode
to block the pain signals generated by the nerve. In one aspect of this example, the
electrode is introduced through the nose and placed in the back of the throat to block
pain transmissions during dental surgery as an alternative to lidocaine injections.
As a further example, a device for mild brain stimulation is disclosed. Recent studies
have indicated that motor skill learning may be enhanced by applying a mild electrical
current to a motor control area of the brain (see study conducted by the National
Institute of Health and presented in the January 20, 2009 early online edition of
the Proceedings of the National Academy of Sciences). Patients receiving this current
were significantly better able to learn and perform a complex motor task than those
in the control groups. The findings could hold promise for enhancing rehabilitation
for people with traumatic brain injury, stroke and other conditions. Motor skills
which are used for activities from typing to driving, to sports, require practice
and learning over a prolonged period of time. During practice, the brain encodes information
about how to perform the task, but even during periods of rest, the brain is still
working to strengthen the memory of doing the task. This process is known as consolidation.
During practice, one group received 20 minutes of transcranial direct current stimulation
(tDCS), which involves mild electrical stimulation applied through surface electrodes
on the head, and works by modulating the excitability of cells in the brain's outermost
layers, such as the primary motor cortex.
[0067] One of the limitations of current tDCS is that the direct current can only be applied
for a limited period of time and at a limited power or voltage because the electrodes
will begin to damage the tissue they are in contact with. The present device solves
this problem by providing a balloon electrode device having two balloons configured
for placement on the outer surface of the patient's head. The device further includes
two electrodes of opposite polarity positioned within the interior of the balloons.
The balloons are coupled to a source of conductive fluid and a source of electrical
energy, as described above. In use, conductive fluid is delivered to the interior
of the balloons to inflate the balloons such that the electrodes are substantially
centered within their interiors. As described above, direct current is then applied
to the electrodes. The direct current flows through the conductive fluid and the outer
surfaces of the balloons into the patient's brain, as is described in the art.
[0068] Since the electrodes do not directly contact the tissue of the patient, the present
device reduces the potential for collateral tissue damage or necrosis and/or excessive
electric fields in the tissue. In addition, the balloons physically shield the electrode
from the tissue of the patient's head, which substantially inhibits faradic products
(e.g., OH
-, H
2O
2) of the electrodes from contacting this tissue. Thus, the direct current can be applied
to the patient's brain without the danger of such faradic products reaching excessively
high concentrations at the tissue site, allowing for a longer treatment time and/or
higher current levels than is currently considered safe for the patient. As a further
example, an improved nerve cuff is disclosed. Electrical stimulation of nerve fibers
has been extensively studied in an effort to either activate muscles associated with
the target nerves, modulate nerve transmissions and accelerate growth of the nerve
fibers to repair severed fibers. Typically, nerve cuffs are wrapped around the nerve
and provided with a number of discrete electrodes in the form of surface electrodes
that can contact the nerve, i.e., the surface of the peripheral nerve trunk, at different
positions. Electrical impulses can be delivered to the electrodes to stimulate or
activate nerve fascicles in the nerve trunk, whereby muscles may be activated, nerve
transmission may be modulated and/or the nerve fiber growth can be accelerated.
[0069] In this example, a nerve cuff device is provided comprising a substantially annular
shaft designed for wrapping around a target nerve fiber. The annular shaft includes
one or more balloons configured for inflation such that the balloon contacts the circumferential
surface of the nerve fiber. One or more electrodes are positioned within the interior
of the balloon(s) and spaced from the outer walls of the balloon(s). As described
previously, the electrodes are coupled to a source of electrical energy for delivering
electrical impulses to the interior of the balloons. The balloons are fluidly coupled
to a source of electrically conductive fluid as described previously.