BACKGROUND OF THE INVENTION
[0001] The present invention generally relates to a barrier layer, a method of producing
a barrier layer, and articles comprising a barrier layer.
[0002] Numerous referenced are directed to barrier layers and/or packages comprising barrier
layers. For example,
U.S. Patent Publication No. 2006/0246241 is generally directed to a packaging material which comprises a polymeric base component
and a barrier component which coats and lines a surface of the base component, the
barrier component inhibiting migration of gases, vapors and liquids through the base
component The barrier component comprises a polymeric layer comprising at least two
different polymeric species which are polar and which are water-soluble. The different
species have different chemical compositions and are complementary in that they are
bound together physically by interpolymer complexation to form an interpenetrating
physical network. The disclosure also provides a process for producing the packaging
material which comprises coating at least one surface of the base component with the
barrier component and causing the complementary species to interact together physically
by interpolymer complexation to form an interpenetrating physical network.
[0003] US 5300566 is directed to polyvinyl alcohol-polyvinyl amine copolymers containing a low level
of amine functionality.
WO 03/054030 is directed to coating layers comprising polyvinyl alcohol-polyvinyl amine polymers.
[0004] WO2007/002322 is generally directed to a coating composition for providing substrates with oxygen
barrier properties is disclosed. The substrate may be, for instance, a film, such
as a polyester film. The coating composition includes a copolymer of maleic acid and
acrylic acid and a copolymer of vinyl alcohol and a vinylamine. The barrier coating
formed from the coating composition is typically less than about (1) micron in thickness
and provides reduced oxygen transmission even at relatively high relative humidities.
[0005] While numerous referenced are directed to barrier layers, their production and use,
barrier layers applied as water-soluble solutions which are effective against carbon
dioxide and oxygen transmission have been largely ignored.
[0006] As can be seen, there is a need for barrier layers, which are applied as water-soluble
compositions, which provide improved CO
2 and/or O
2 barrier properties, in particular, to rigid substrates.
SUMMARY OF THE INVENTION
[0007] In one aspect of the present invention, a barrier layer comprises a polyvinyl amine-polyvinyl
alcohol copolymer applied to a substrate as a water-soluble composition, wherein the
polyvinyl amine-polyvinyl alcohol copolymer is formed by copolymerizing: (a) from
99 to 1 mol% of N-vinylformamide and (b) from 1 to 99 mol% of one or more vinyl C
1-C
10- alkyl esters, and then hydrolyzing from 30 to 100 mol% of the formyl groups from
the copolymerized units (a) to form amino groups and from 30 to 100 mol% of the C
1-C
10 alkyl ester groups from the copolymerized units (b) to form hydroxyl groups, wherein
the copolymer has a unimodal compositional distribution as evidenced by essentially
one peak in a gel permeation gradient elution chromatographic analysis and wherein
the polyvinyl amine-polyvinyl alcohol copolymer is essentially free of amidine rings
as evidenced by a lack of an absorption in a
13C NMR spectrum of the copolymer consistent with an amidine carbon atom absorption.
[0008] The foregoing has outlined rather broadly the features and technical advantages of
the present invention in order that the detailed description of the invention that
follows may be better understood. Additional features and advantages of the invention
will be described hereinafter which form the subject of the claims of the invention.
DETAILED DESCRIPTION OF THE INVENTION
[0009] The following detailed description is of the best currently contemplated modes of
carrying out the invention. The description is not to be taken in a limiting sense,
but is made merely for the purpose of illustrating the general principles of the invention,
since the scope of the invention is best defined by the appended claims.
[0010] In the following description, numerous specific details are set forth to provide
a thorough understanding of the present invention. However, it will be obvious to
those skilled in the art that the present invention may be practiced without such
specific details. In other instances, well-known devices have been shown in block
diagram form in order not to obscure the present invention in unnecessary detail.
For the most part, details unnecessary to obtain a complete understanding of the present
invention have been omitted in as much as such details are within the skills of persons
of ordinary skill in the relevant art.
[0011] Terms used herein include a reactor, which is defined as any container(s) in which
a chemical reaction occurs. As used herein, the new numbering scheme for the Periodic
Table Groups are used as in CHEMICAL AND ENGINEERING NEWS, 63(5), 27 (1985). Polymer
may be used to refer to homopolymers, copolymers, interpolymers, and terpolymers.
Likewise, a copolymer may refer to a polymer comprising at least two monomers, optionally
with other monomers.
[0012] When a polymer is referred to as comprising a monomer, the monomer is present in
the polymer in the polymerized form of the monomer or in the derivative form of the
monomer. Likewise, when catalyst components are described as comprising neutral stable
forms of the components, it is well understood by one skilled in the art, that the
ionic form of the component is the form that reacts with the monomers to produce polymers.
[0013] As used herein, structural formulas are employed as is commonly understood in the
chemical arts; lines ("-") used to represent associations between atoms, as well as
the phrases "associated with", "bonded to" and "bonding", are not limited to representing
a certain type of chemical bond, as these lines and phrases are meant to represent
a "chemical bond"; a "chemical bond," defined as an attractive force between atoms
that is strong enough to permit the combined aggregate to function as a unit, or "compound".
[0014] Broadly, the present invention generally provides a barrier layer, a method of producing
a barrier layer, and articles comprising a barrier layer.
Barrier Layer Composition
[0015] The barrier layer comprises a copolymer comprising vinyl alcohol and a vinyl amine,
which may be referred to herein simply as the polyvinyl amine copolymer, and/or by
the abbreviation PVAm, wherein the polyvinyl amine-polyvinyl alcohol copolymer is
formed by copolymerizang: (a) from 99 to 1 mol% of N-vinylformamide and (b) from 1
to 99 mol% of one or more vinyl C
1-C
10-alkyl esters, and then hydrolyzing from 30 to 100 mol% of the formyl groups from
the copolymerized units (a) to form amino groups and from 30 to 100 mol% of the C
1-C
10 alkyl ester groups from the copolymerized units (b) to form hydroxyl groups, wherein
the copolymer has a unimodal compositional distribution as evidenced by essentially
one peak in a gel permeation gradient elution chromatographic analysis and wherein
the polyvinyl amine-polyvinyl alcohol copolymer is essentially free of amidine rings
as evidenced by a lack of an absorption in a
13C NMR spectrum of the copolymer consistent with an amidine carbon atom absorption.
[0016] The polyvinyl amine copolymer comprises vinyl amine residues and vinyl alcohol residues
as a random copolymer.
[0017] The process to produce a water-soluble copolymer suitable for use in the instant
application may comprise the steps of:
- a) charging a first portion of a total amount of N-vinylformamide into a reactor;
- b) charging a first portion of a total amount of at least one vinyl C1-C10 alkyl ester into the reactor;
- c) continuously feeding a first portion of a total amount of a free radical polymerization
catalyst at a first catalyst flow rate into the reactor;
- d) contacting the first portion of N-vinylformamide, the first portion of at least
one vinyl C1-C10 alkyl ester, in the presence of the free radical polymerization catalyst under polymerization
conditions for a first period of time;
- e) after the first period of time, continuously feeding for a second period of time,
a second portion of the n-vinylformamide at a n-vinylformamide flow rate into the
reactor while simultaneously feeding a second portion of at least one vinyl C1-C10 alkyl ester into the reactor at an ester flow rate, while simultaneously feeding
a second portion of the free radical polymerization catalyst at a second catalyst
flow rate into the reactor under polymerization conditions until the total amount
of the N-vinylformamide, the total amount of the vinyl C1-C10 alkyl ester, and the total amount of the free radical polymerization catalyst have
been fed into the reactor;
- f) followed by contacting for a third period of time, the n-vznylformamide and the
at least one vinyl C1-C10 alkyl ester in the presence of the free radical polymerization catalyst in the reactor
under polymerization conditions to produce an intermediate copolymer comprising polyvinyl
formamide and one or more polyvinyl C1-C10 alkyl esters, wherein the third period of time expires when the solids content of
the intermediate copolymer in the reactor is greater than or equal to about 20 wt%
and less than or equal to about 70 wt%; followed by
- g) saponifying the copolymer under either acidic or basic conditions to produce an
intermediate polyvinyl amide-polyvinyl alcohol copolymer; followed by
- h) hydrolyzing the intermediate polyvinyl amide-polyvinyl alcohol copolymer under
either acidic or basic conditions to produce the water-soluble copolymer. The barrier
layer is formed by applying the polyvinyl amine-polyvinyl alcohol copolymer to a substrate
as a water soluble composition.
Properties of the Polyvinyl Amine Copolymer
[0018] The polyvinyl amine copolymer of the instant application comprises residues of vinyl
amine and vinyl alcohol. In an embodiment, the polyvinyl amine copolymer comprises
greater than or equal to about 0.5 mol% vinyl amine, and less than or equal to about
99 mol% vinyl amine, based on the total amount of the polyvinyl amine copolymer present.
Within this range, the polyvinyl amine copolymer preferably comprises greater than
or equal to about 1 mol% vinyl amine, preferably greater than or equal to about 2
mol%, preferably greater than or equal to about 3 mol%, preferably greater than or
equal to about 4 mol%, preferably greater than or equal to about 5 mol%, preferably
greater than or equal to about 6 mol%, preferably greater than or equal to about 7
mol%, preferably greater than or equal to about 8 mol%, preferably greater than or
equal to about 9 mol%, preferably greater than or equal to about 10 mol%, preferably
greater than or equal to about 15 mol%, preferably greater than or equal to about
20 mol%, preferably greater than or equal to about 25 mol%, preferably greater than
or equal to about 30 mol%, preferably greater than or equal to about 35 mol%, preferably
greater than or equal to about 40 mol%, preferably greater than or equal to about
45 mol%, preferably greater than or equal to about 50 mol% polyvinyl amine, based
on the total amount of the polyvinyl amine copolymer present.
[0019] Also within this range, the polyvinyl amine copolymer preferably comprises less than
or equal to about 90 mol% vinyl amine, preferably less than or equal to about 80 mol%,
preferably less than or equal to about 70 mol%, preferably less than or equal to about
60 mol%, preferably less than or equal to about 50 mol%, preferably less than or equal
to about 30 mol%, preferably less than or equal to about 25 mol%, preferably less
than or equal to about 20 mol%, preferably less than or equal to about 15 mol%, preferably
less than or equal to about 10 mol%, preferably less than or equal to about 9 mol%,
preferably less than or equal to about 8 mol%, preferably less than or equal to about
7 mol%, preferably less than or equal to about 6 mol%, preferably less than or equal
to about 5 mol%, preferably less than or equal to about 4 mol%, preferably less than
or equal to about 3 mol%, preferably less than or equal to about 2 mol% polyvinyl
amine, based on the total amount of the polyvinyl amine copolymer present.
[0020] In one embodiment, the weight average molecular weight of the polyvinyl amine copolymer
may be greater than or equal to about 5,000g/mol, and less than or equal to about
2,000,000 g/mol. Within this range, the weight average molecular weight of the polyvinyl
amine copolymer preferably is greater than about 10, 000, more preferably greater
than about 20,000, more preferably greater than about 30,000, more preferably greater
than about 40,000, more preferably greater than about 50,000, more preferably greater
than about 60,000, more preferably greater than about 70,000, more preferably greater
than about 80,000, more preferably greater than about 90,000, more preferably greater
than about 100,000, more preferably greater than about 150,000 g/mol.
[0021] Also within this range the weight average molecular weight of the polyvinyl amine
copolymer preferably is less than about 1,500,000, more preferably less than about
1,000,000, more preferably less than about 500,000, more preferably less than about
100,000, more preferably less than about 90,000, more preferably less than about 80,000,
more preferably less than about 70,000, more preferably less than about 60,000, more
preferably less than about 50,000, more preferably less than about 40,000, more preferably
less than about 20,000 g/mol.
[0022] In an embodiment, the polyvinyl amine copolymer may include a copolymer having a
unimodal distribution. In another embodiment, the polyvinyl amine copolymer may include
a copolymer having a bimodal distribution or a multimodal distribution.
[0023] In an embodiment, the polyvinyl amine copolymer may have a polydispersity, determined
as the weight average molecular weight (Mw) divided by the number average molecular
weight (Mn) of from 1 to about 200. Within the range, the polyvinyl amine copolymer
may have a polydispersity of greater than or equal to about 2, more preferably greater
than or equal to about 3, more preferably greater than or equal to about 4, more preferably
greater than or equal to about 5, more preferably greater than or equal to about 6,
more preferably greater than or equal to about 7, more preferably greater than or
equal to about 8, more preferably greater than or equal to about 9, more preferably
greater than or equal to about 10, more preferably greater than or equal to about
15, more preferably greater than or equal to about 20, more preferably greater than
or equal to about 25, more preferably greater than or equal to about 30, more preferably
greater than or equal to about 35, more preferably greater than or equal to about
40.
[0024] Also within this range, the polyvinyl amine copolymer may have a polydispersity of
less than or equal to about 45, more preferably less than or equal to about 40, more
preferably less than or equal to about 35, more preferably less than or equal to about
30, more preferably less than or equal to about 25, more preferably less than or equal
to about 20 more preferably less than or equal to about 15, more preferably less than
or equal to about 10, more preferably less than or equal to about 9, more preferably
less than or equal to about 15, more preferably less than or equal to about 8, more
preferably less than or equal to about 7, more preferably less than or equal to about
6, more preferably less than or equal to about 5, more preferably less than or equal
to about 4.
[0026] In an embodiment, the gel permeation gradient elution chromatographic analysis includes
the following steps and conditions:
HPLC conditions:
[0027]
10 minute run time with a 5 minute post-run equilibrium.
Solvent starts with 99% Water / 1% acetonitrile (ACN) at time 0 minutes, and finishes
with 80 % ACN and 20% of 99% Water / 1% ACN at 10 minutes. The ramp is uniform with
the time.
Flow: 1.0 ml/min
Column: PLRP-S, 4000A, 8 Micron, 50 x 4.6 mm, temperature at 40°C
Injection volume: 20 Microliters
Sample flows into an evaporative light scattering detector (ELS) after passing through
the HPLC column.
ELS conditions:
[0028]
Nitrogen gas flow at 2.0 ml/min
Nebulizer temperature at 90°C
Evaporation temperature at 120°C
Data
[0029] Data acquisition is through Atlas chromatography system.
Sample Preparation
[0030] Sample preparation takes a 1-2 percent solution and heats at 85°C for an hour while
stirring, then cool back down to room temperature (i.e., 25°C.)
[0031] Filter through a 0.45 Micron filter into a crimp vial.
[0032] In an embodiment, instant polyvinyl amine copolymer has a unimodal molecular weight
distribution as evidenced by a 4 wt% aqueous solution having a turbidity of less than
100 turbidity units (NTU.) For purposes herein, turbidity units indicate Nephelometric
Turbidity Units (NTU). Turbidity is measured using a nephelometer, the use of which
is commonly known to one of minimal skill in the art.
[0033] In an embodiment, the turbidity of a 4 wt% solution is preferably less than or equal
to about 95, preferably less than or equal to about 90, preferably less than or equal
to about 85, preferably less than or equal to about 80, preferably less than or equal
to about 75, preferably less than or equal to about 70, preferably less than or equal
to about 65, preferably less than or equal to about 60, preferably less than or equal
to about 55, preferably less than or equal to about 50, preferably less than or equal
to about 45, preferably less than or equal to about 40, preferably less than or equal
to about 35, preferably less than or equal to about 30, preferably less than or equal
to about 25, preferably less than or equal to about 20, with less than or equal to
about 15 NTU being still more preferred.
[0034] The polyvinyl amine copolymer is essentially free of amidine rings. This indicates
a random distribution of the amide in the intermediate copolymer prior to hydrolysis
and thus, a random polyvinyl amine copolymer. The amine copolymer is essentially free
of amidine rings as evidenced by a lack of an absorption in a
13C NMR spectrum of the copolymer consistent with an amidine carbon atom absorption.
[0035] The process by which amidine rings form in the copolymer is represented as follows:

[0036] Wherein amide moieties in the copolymer react via intramolecular reaction to produce
the amidine rings. The presence of such rings may be determined by
13CNMR as shown in Figure 3.
[0037] Accordingly, in an embodiment, the presence of an absorption in the range of 150
ppm may indicate an amidine ring is present in a copolymer. In an embodiment, the
instant copolymer is essentially free of amidine rings as evidenced by a lack of an
absorption in a
13C NMR spectrum of the copolymer consistent with an amidine carbon atom absorption
(e.g., 150 ppm or equivalent.) For more information see
Witek, Ewa, Pazdro, Marcin and Bortel, Edgar (2007) 'Mechanism for Base Hydrolysis
of Poly(N-vinylformamide)', Journal of Macromolecular Science, Part A, 44:5, 503 -
507
DOI: 10.1080/10601320701235461 URL:http://dx.doi.org/10.1080/10601320701235461
[0038] In an embodiment the instant copolymer has less color than a copolymer produced according
to the prior art. This is thought to be the result of a more random copolymer of the
instant invention, as compared to copolymers known in the art. In an embodiment, a
4% solution of the copolymer has an APHA color value of less than or equal to about
100 APHA units, determined according to ASTM D 1209 or a comparable method. Preferably,
a 4% solution of the copolymer has an APHA color value of less than or equal to 10,
preferably less than or equal to 5 APHA units determined according to ASTM D 1209
or a comparable method.
[0039] The instant copolymer also has less of an odor than do comparative polyvinyl amine
copolymers. However, odor is essentially impossible to quantify and thus, a general
statement of reduced odor compared to known copolymers is offered herein.
[0040] The barrier layer comprises a water-soluble copolymer formed by copolymerizing:
- (a) from 99 to 1 mol% of N-vinylformamide and
- (b) from 1 to 99 mol% of one or more vinyl C1-C10 alkyl esters, and then hydrolyzing from 30 to 100 mol% of the formyl groups from
the copolymerized units (a) to form amino groups and from 30 to 100 mol% of the C1-C10 alkyl ester groups from the copolymerized units (b) to form hydroxyl groups, wherein
the copolymer has a unimodal compositional distribution as evidenced by essentially
one peak in a gel permeation gradient elution chromatographic analysis; and/or wherein
an aqueous 4% solution of the copolymer measured at 10 mm cell has an APHA color value
of less than or equal to 10 APHA units determined according to ASTM D1209 or a comparable
method; and/or
wherein the copolymer has a unimodal molecular weight distribution as evidenced by
a 4 wt% aqueous solution having a turbidity of less than 100 NTU; and/or
wherein the copolymer is essentially free of amidine rings as evidenced by a lack
of an absorption in a 13C NMR spectrum of the copolymer consistent with an amidine carbon atom absorption;
and/or
wherein the copolymer is produced by a process comprising the steps of:
- a) charging a first portion of a total amount of N-vinyiformamide into a reactor;
- b) charging a first portion of a total amount of at least one vinyl C1-C10 alkyl ester into the reactor;
- c) continuously feeding a first portion of a total amount of a free radical polymerization
catalyst at a first catalyst flow rate into the reactor;
- d) contacting the first portion of N-vinylformamide, the first portion of at least
one vinyl C1-C10 alkyl ester, in the presence of the free radical polymerization catalyst under polymerization
conditions for a first period of time;
- e) after the first period of time, continuously feeding for a second period of time,
a second portion of the n-vinylformamide at a n-vinylformamide flow rate into the
reactor while simultaneously feeding a second portion of at least one vinyl C1-C10 alkyl ester into the reactor at an ester flow rate, while simultaneously feeding
a second portion of the free radical polymerization catalyst at a second catalyst
flow rate into the reactor under polymerization conditions until the total amount
of the N-vinylformamide, the total amount of the vinyl C1-C10 alkyl ester, and the total amount of the free radical polymerization catalyst have
been fed into the reactor;
- f) followed by contacting for a third period of time, the n-vinylformamide and the
at least one vinyl C1-C10 alkyl ester in the presence of the free radical polymerization catalyst in the reactor
under polymerization conditions to produce an intermediate copolymer comprising polyvinyl
formamide and one or more polyvinyl C1-C10 alkyl esters, wherein the third period of time expires when the solids content of
the intermediate copolymer in the reactor is greater than or equal to 20 wt% and less
than or equal to 70 wt%; followed by
- g) saponifying the copolymer under either acidic or basic conditions to produce an
intermediate polyvinyl amide-polyvinyl alcohol copolymer; followed by
- h) hydrolyzing the intermediate polyvinyl amide-polyvinyl alcohol copolymer under
either acidic or basic conditions to produce the water-soluble copolymer.
Other Components of the Barrier Coating
[0041] In addition to the polyvinyl amine copolymer, the barrier coating of the instant
application may further include other components that modify the water solubility
and/or barrier properties of the barrier coating. In an embodiment, the barrier coating
may include crosslinked polymers, preferably crosslinking involving the polyvinyl
amine copolymer. Crosslinking of the barrier coating may be formed by chemical reactions
that are initiated by heat, pressure, and/or radiation. In an embodiment, crosslinking
may be induced through exposure of the barrier layer material to a radiation source,
e.g., electron beam exposure, gamma-radiation, and/or UV light. In another embodiment,
the barrier layer may include one or more crosslinking reagents which results in a
chemical reaction that forms crosslinks comprising intermolecular and/or intramolecular
linkages with the polyvinyl amine copolymer. Crosslinking of the polyvinyl amine copolymer
with the crosslinking agent may be initiated by application of a catalyst, an activating
reagent, heat, removal of solvent, irradiation with electromagnetic energy (e.g.,
UV and gamma-radiation), or any combination thereof.
[0042] The barrier layer is preferably applied as an aqueous solution, however, the barrier
layer, once applied and/or cured to a substrate, preferably has an adhesion to the
substrate that prevents the barrier layer from being removed by any subsequent processing
of the article being coated. Accordingly, after being applied and fixed to the substrate
(e.g., by crosslinking, heating, irradiation, and/or the like), the solubility of
the barrier layer in subsequent processing steps, typically aqueous based, is preferably
reduced.
[0043] Suitable crosslinking reagents include multi-functional monomers reactive with the
amine and/or the alcohol functional group of the polyvinyl amine copolymer. Examples
include multi-functional monomers having at least two members selected from the group
consisting of a vinyl group, an acryloyl group, a methacryloyl group, an aldehyde
group, an isocyanate group and/or an allyl group. Examples of multi-functional monomer
include divinyl benzene, trimethylol propane triacrylate, 1,6-hexanediol diacrylate,
1,9-nonanediol diacrylate, 1,10-decanediol diacrylate, trimethylol propane trimethacrylate,
1,6-hexanediol dimethacrylate, 1,9-nonanediol dimethacrylate, 1,10-decanediol dimethacrylate,
1,2,4-triallyl trimellitate, triethylene glycol diacrylate, tetraethylene glycol diacrylate,
cyanoethyl acrylate, bis(4-acryloxy polyethoxy phenyl) propane, triallyl isocyanurate
and other similar compounds.
[0044] Other suitable crosslinking agents include organic titanate complexes, epichlorohydrin,
hexamethylene diisocyanate, glyoxal, butanediol diacrylate, terephthaldehyde and/or
glutaraldehyde. In addition, the polyvinyl amine copolymer may be crosslinked with
other various multi-functional organic compounds such as dialdehydes, polyepoxides,
di- or triacrylates, di- or triisocyanates or dihalides, or inorganic compounds containing
multi-valent anions or inorganic cations which are capable of complexing with polyvinyl
amine. Examples include butanediol diacrylate, diisocyanatohexane, diepoxides, hexamethoxymethyl
melamine resin, N,N'dihydroxymethyl-4,5-dihydroxyethylene urea, butanediol diacrylate,
dimethyl adipate, sodium formate, and poly(ethylene glycol) diglycidyl ethers.
[0045] Inorganic crosslinking agents include compounds containing multivalent anions including
titanates, zirconates, phosphates, silicates, and/or inorganic cations from Group
4-13, preferably Cu
2+, Fe
3+, and Zn
2+.
[0046] In an embodiment, the crosslinking agent is a non-acidic crosslinking agent comprising
a modified glyoxal compound. Such modified glyoxal compounds are represented by the
general formula:

where R represents C
1-C
10 lower alkyl groups. The molecular weight of such materials is typically below 500.
Preferred modified glyoxal compounds are modified polyhydroxy alkyl ether acetal compounds
commercially available from BASF under the trade name CURESAN™. Preferred CURESAN™
compounds include CURESAN™ 199, 200 and 300, which are blocked aldehydes.
[0047] In an embodiment, the crosslinking agents are selected from the group consisting
of monoaldehydes e.g. formaldehyde, acetaldehyde, and benzaldehyde; dialdehydes e.g.,
glutaraldehyde, glyoxal, and succinic dialdehyde, trimethylol melamine, urea-formaldehyde,
blocked aldehydes, polyacrolein, boric acid and borates e.g., borates, methyl borate,
boron trifluoride, boric anhydride, pyroborates, peroxoborates, and boranes.
[0048] Other potential crosslinking agents include N-lactam carboxylates, dicarboxylic acids
e.g., maleic acid, and oxalic acid, di-isocyanates, divinyl sulphate, and/or inorganic
compounds such as germanic acids, germanates, titanium salts and esters, chromates,
vanadates, cupric salts and other Group 4-12 salts.
[0049] The crosslinking agents may be present in the barrier layer at a concentration sufficient
to at least partially crosslink the polyvinyl amine copolymer. In an embodiment, the
barrier layer is only partially crosslinked. In another embodiment, the barrier layer
is essentially completely crosslinked.
[0050] The crosslinking reagent or reagents may be present in the barrier layer at between
about 0.001 wt% to about 50 wt%, based on the total amount of the crosslinking reagent
and the polyvinyl amine copolymer present. Within this range, the concentration of
the crosslinking reagent in the barrier layer is greater than or equal to about 0.005
wt%, preferably greater than or equal to about 0.01 wt%, preferably greater than or
equal to about 0.015 wt%, preferably greater than or equal to about 0.02 wt%, preferably
greater than or equal to about 0.03 wt%, preferably greater than or equal to about
0.04 wt%, preferably greater than or equal to about 0.05 wt%, preferably greater than
or equal to about 0.06 wt%, preferably greater than or equal to about 0.07 wt%, preferably
greater than or equal to about 0.08 wt%, preferably greater than or equal to about
0.09 wt%, preferably greater than or equal to about 0.1 wt%, preferably greater than
or equal to about 0.2 wt%, preferably greater than or equal to about 0.3 wt%, preferably
greater than or equal to about 0.4 wt%, preferably greater than or equal to about
0.5 wt%, preferably greater than or equal to about 0.6 wt%, preferably greater than
or equal to about 0.7 wt%, preferably greater than or equal to about 0.8 wt%, preferably
greater than or equal to about 0.9 wt%, preferably greater than or equal to about
1 wt%, preferably greater than or equal to about 2 wt%, preferably greater than or
equal to about 3 wt%, preferably greater than or equal to about 4 wt%, preferably
greater than or equal to about 5 wt%, preferably greater than or equal to about 6
wt%, preferably greater than or equal to about 7 wt%, preferably greater than or equal
to about 8 wt%, preferably greater than or equal to about 9 wt%, preferably greater
than or equal to about 10 wt%, preferably greater than or equal to about 20 wt%, preferably
greater than or equal to about 30 wt%, preferably greater than or equal to about 40
wt%, based on the total amount of the crosslinking reagent and the polyvinyl amine
copolymer present.
[0051] Also within this range, the concentration of the crosslinking reagent in the barrier
layer is less than or equal to about 40 wt%, preferably less than or equal to about
30 wt%, preferably less than or equal to about 20 wt%, preferably less than or equal
to about 10 wt%, preferably less than or equal to about 9 wt%, preferably less than
or equal to about 8 wt%, preferably less than or equal to about 7 wt%, preferably
less than or equal to about 6 wt%, preferably less than or equal to about 5 wt%, preferably
less than or equal to about 4 wt%, preferably less than or equal to about 3 wt%, preferably
less than or equal to about 2 wt%, preferably less than or equal to about 1 wt%, preferably
less than or equal to about 0.9 wt%, preferably less than or equal to about 0.8 wt%,
preferably less than or equal to about 0.7 wt%, preferably less than or equal to about
0.6 wt%, preferably less than or equal to about 0.5 wt%, preferably less than or equal
to about 0.4 wt%, preferably less than or equal to about 0.3 wt%, preferably less
than or equal to about 0.2 wt%, preferably less than or equal to about 0.1 wt%, preferably
less than or equal to about 0.09 wt%, preferably less than or equal to about 0.08
wt%, preferably less than or equal to about 0.07 wt%, preferably less than or equal
to about 0.06 wt%, preferably less than or equal to about 0.05 wt%, preferably less
than or equal to about 0.04 wt%, preferably less than or equal to about 0.03 wt%,
preferably less than or equal to about 0.02 wt%, preferably less than or equal to
about 0.015 wt%, preferably less than or equal to about 0.01 wt%, preferably less
than or equal to about 0.005 wt%, based on the total amount of the crosslinking reagent
and the polyvinyl amine copolymer present.
[0052] It is important to mention that the mechanical properties of the instant barrier
layer are related to the ability to control crosslinking, which in view of the instant
barrier layer composition, do not significantly impact tensile, modulus, and elongation.
This unexpected property of the instant barrier layer is demonstrated in the accompanying
examples.
[0053] In an embodiment, the instant barrier layer comprises one or more oxygen scavengers,
which are chemicals that react with oxygen (O
2) to reduce the concentration of oxygen. Examples include sulfite (SO
3-2), bisulfite (HSO
3-) ions that combine with oxygen to form sulfate (SO
4-2) and a nickel or cobalt catalyst. Various oxygen scavenging systems which include
various polymers in combination with active components may also be used.
Other Polymers
[0054] In addition to the polyvinyl amine copolymer, the instant barrier layer may include
various homopolymers and/or copolymers that improve particular properties of the barrier
layer performance. In an embodiment, the barrier layer may include water-soluble copolymers
ofN-vinyl pyridine, ethylenically unsaturated mono, di, or trialkyl ammonium salts,
such as vinylbenzene trimethyl ammonium chloride, aminoethyl acrylate hydrochloride,
N-methylamino ethylacrylate, N,N-dimethylaminoethyl methacrylate, NN-dimethylaminomethyl-N-acrylamide,
and N,N-dimethylaminoethyl-N-acrylamide. Preferred are polymers containing a plurality
of aminoalkyl nitrogen-substituted acrylamide mers, preferably wherein the aminoalkyl
substituent is hydrophilic, e.g., contains less than about 8 carbons.
[0055] In an embodiment, the barrier coating may include polyvinyl alcohol polymers of various
levels of hydrolysis. Suitable polyvinyl alcohol copolymers have a level of hydrolysis
preferably greater than or equal to about 85% up to about 99.9%, with a level of hydrolysis
of between 86.0-89.0% preferred, 91.0-93.0% still more preferred, 92.0-94.0% still
more preferred, 95.5-96.5% still more preferred, 92.5-95.5% still more preferred,
98.0-98.8% still more preferred, with greater than or equal to about 99.3+ being still
more preferred.
[0056] In an embodiment, the barrier coating may further include alpha-olefin-vinyl alcohol
copolymers, wherein the alpha-olefin has from 2 to 10 carbon atoms; preferably EVOH.
[0057] The viscosity of a 4% solution of the polyvinyl alcohol polymer may be from about
2 to about 80 cps at 20°C. In an embodiment, the polyvinyl alcohol polymer has a viscosity
of about 45-72 cps, a degree of polymerization of about 1600 to 2200, and a Mw of
about 146,000 to 186,000. In another embodiment, the polyvinyl alcohol polymer has
a viscosity of about 5-6 cps, a degree of polymerization of about 350 to 650, and
a Mw of about 31,000 to 50,000. In another embodiment, the polyvinyl alcohol polymer
has a viscosity of about 22-30 cps, a degree of polymerization of about 1000 to 1500,
and a Mw of about 85,000 to 124,000. In a preferred embodiment, the polyvinyl alcohol
polymer has a viscosity of about 3-4 cps, a degree of polymerization of about 150
to 300, and a Mw of about 13,000 to 23,000.
[0058] In an embodiment, the barrier layer may also include aqueous soluble or dispersible
polymers such as latex, polyurethane or polyester, inorganic oxide dispersions, aqueous
solutions containing polymers such as cellulose derivatives (e.g., cellulose esters),
monosaccharides, disaccharides, polysaccharides, casein, and synthetic water permeable
colloids including poly(vinyl lactams), acrylamide polymers, poly(vinyl alcohol) and
its derivatives, hydrolyzed polyvinyl acetates, polymers of alkyl and sulfoalkyl acrylates
and methacrylates, polyamides, polyvinyl pyridine, acrylic acid polymers, maleic anhydride
copolymers, polyalkylene oxide, methacrylamide copolymers, polyvinyl oxazolidinones,
maleic acid copolymers, other vinyl amine copolymers, methacrylic acid copolymers,
acryloyloxyalkyl sulfonic acid copolymers, vinyl imidazole copolymers, vinyl sulfide
copolymers and homopolymer or copolymers containing styrene sulfonic acid.
[0059] Further additives may also be included in the composition to impart properties desired
for the particular article being manufactured. Such additives include, but are not
necessarily limited to, fillers, pigments, dyestuffs, antioxidants, stabilizers, processing
aids, plasticizers, fire retardants, anti-fog agents, and scavengers. In an embodiment,
the barrier layer includes nano platelets.
[0060] The barrier layer may include up to about 99 wt% of materials other than the polyvinyl
amine copolymer.
[0061] The instant barrier layer may have a thickness of about 0.1 micrometers to about
1000 micrometers. Within this range, the barrier layer thickness is preferably greater
than or equal to about 1, preferably greater than or equal to about 2, preferably
greater than or equal to about 2.5, preferably greater than or equal to about 3, preferably
greater than or equal to about 3.5, preferably greater than or equal to about 4, preferably
greater than or equal to about 4.5, preferably greater than or equal to about 5, preferably
greater than or equal to about 10, preferably greater than or equal to about 20, preferably
greater than or equal to about 30, preferably greater than or equal to about 35, preferably
greater than or equal to about 40 micrometers, preferably greater than or equal to
about 50, preferably greater than or equal to about 60, preferably greater than or
equal to about 70, preferably greater than or equal to about 80, preferably greater
than or equal to about 90, preferably greater than or equal to about 100 micrometers,
preferably greater than or equal to about 200, preferably greater than or equal to
about 300, preferably greater than or equal to about 400, preferably greater than
or equal to about 500, preferably greater than or equal to about 600, preferably greater
than or equal to about 700 micrometers, preferably greater than or equal to about
800, preferably greater than or equal to about 900 micrometers. Also within this range,
the barrier layer thickness is preferably less than or equal to about 900, preferably
less than or equal to about 800, preferably less than or equal to about 700, preferably
less than or equal to about 600, preferably less than or equal to about 500, preferably
less than or equal to about 400, preferably less than or equal to about 300 micrometers,
preferably less than or equal to about 200, preferably less than or equal to about
100, preferably less than or equal to about 90, preferably less than or equal to about
80, preferably less than or equal to about 70, preferably less than or equal to about
60 micrometers, preferably less than or equal to about 50, preferably less than or
equal to about 40, preferably less than or equal to about 30, preferably less than
or equal to about 20, preferably less than or equal to about 10, preferably less than
or equal to about 5, preferably less than or equal to about 4.5, preferably less than
or equal to about 4, preferably less than or equal to about 3.5, preferably less than
or equal to about 3, preferably less than or equal to about 2.5, preferably less than
or equal to about 2, preferably less than or equal to about 1.5, preferably less than
or equal to about 1 micrometer.
Coating Composition
[0062] The barrier layer is formed by contacting a coating composition comprising the components
and/or the precursors of the components of the barrier layer with the substrate. In
an embodiment, the coating composition is preferably an aqueous solution, dispersion,
or slurry comprising the polyvinyl amine copolymer. In another embodiment, the coating
composition is preferably a nonaqueous solution, dispersion, or slurry comprising
the polyvinyl amine copolymer. In addition to the polyvinyl amine copolymer, the coating
composition may include the herein described crosslinking reagent(s), other polymers,
and additives. In addition, the aqueous coating composition may include one more co-solvents.
Preferred co-solvents include lower alkyl (i.e., C
1-C
10) alcohols, esters, ethers, ketones, and alkanes.
[0063] The viscosity of the coating composition is preferably about 5 to about 200 cps @20°C.
Within this range, the viscosity is preferably greater than or equal to about 10,
preferably greater than or equal to about 20, preferably greater than or equal to
about 30, preferably greater than or equal to about 40, preferably greater than or
equal to about 50, preferably greater than or equal to about 60, preferably greater
than or equal to about 70 cps at 20°C. Also within this range, the viscosity is preferably
less than or equal to about 190, preferably less than or equal to about 180, preferably
less than or equal to about 170, preferably less than or equal to about 160, preferably
less than or equal to about 150, preferably less than or equal to about 140, preferably
less than or equal to about 130 cps at 20°C.
[0064] The coating composition may have a total solids content of about 1 to about 90 wt%.
Within this range, the total solids content is preferably greater than or equal to
about 2, preferably greater than or equal to about 5, preferably greater than or equal
to about 10, preferably greater than or equal to about 15, preferably greater than
or equal to about 20, preferably greater than or equal to about 25, preferably greater
than or equal to about 30%. Also within this range, the total solids content is preferably
less than or equal to about 80, preferably less than or equal to about 85, preferably
less than or equal to about 70, preferably less than or equal to about 60, preferably
less than or equal to about 50, preferably less than or equal to about 40, preferably
less than or equal to about 35 wt%.
[0065] The coating composition may further include surfactants, preservatives, and/or other
processing aids to improve the application and/or adhesion of the coating composition
onto a particular substrate.
[0066] In an embodiment, the instant barrier layer has improved adhesion properties over
barrier layers known in the art. In an embodiment, the adhesion of the instant barrier
layer to a particular substrate is at least 10% greater than the adhesion of a comparative
barrier layer when determined under the "Washed Adhesion Test" as described herein.
Preferably, the adhesion of the instant barrier layer to a particular substrate is
at least 20% greater, preferably at least 30% greater, preferably at least 40% greater,
preferably at least 50% greater, preferably at least 60% greater, preferably at least
70% greater, preferably at least 80% greater, preferably at least 90% greater, preferably
at least 100% greater, preferably at least 150% greater, preferably at least 200%
greater, preferably at least 250% greater, preferably at least 300% greater, than
the adhesion of a comparative barrier layer when determined under the "Washed Adhesion
Test."
[0067] In the Wash Adhesion Test, a test substrate is coated with a barrier layer in a manner
consistent with processes known in the art, and/or which mimics a particular end use.
The amount of a barrier layer is determined on a substrate coated with the barrier
layer using HPLC, FTIR, NMR, and/or wet chemical methods. The coated substrate is
then washed with an aqueous washing solution, e.g., water, consistent with washing
steps of commercial processes known in the art, and/or which mimics a particular end
use. The amount of barrier layer on the substrate is once again determined and calculated
as a percentage of retained barrier layer to measure the adhesion properties of the
barrier layer to the substrate. However, other comparable methods of determining adhesion
may be used.
Formation of the Barrier Layer
[0068] The coating composition may be produced by simple mixing, melt-blending, or kneading,
depending on the intended application. The coating composition is preferably prepared
at a temperature in the range of 20°C up to about 300°C. The blending may immediately
precede the formation of the finished article or preform or precede the formation
of a feedstock or masterbatch for later use in the production of finished packaging
articles. When film layers or multi-layer articles are produced, (co)extrusion, solvent
casting, injection molding, stretch blow molding, orientation, thermoforming, extrusion
coating, coating and curing, lamination, extrusion-lamination, blow-molding, co-extrusion
injection molding or combinations thereof would typically follow the blending.
[0069] The coating composition may comprise about 1 wt% up to about 99 wt% polyvinyl amine
copolymer, based on the total amount of the coating composition present. Within this
range, the coating composition may comprise greater than or equal to about 10 wt%,
preferably greater than or equal to about 20 wt%, preferably greater than or equal
to about 30 wt%, preferably greater than or equal to about 40 wt%, preferably greater
than or equal to about 50 wt%, preferably greater than or equal to about 60 wt%, preferably
greater than or equal to about 70 wt%, preferably greater than or equal to about 80
wt%, preferably greater than or equal to about 90 wt% polyvinyl amine copolymer, based
on the total amount of the coating composition present.
[0070] Also within this range, the coating composition may comprise less than or equal to
about 90 wt%, preferably less than or equal to about 80 wt%, preferably less than
or equal to about 70 wt%, preferably less than or equal to about 60 wt%, preferably
less than or equal to about 50 wt%, preferably less than or equal to about 40 wt%,
preferably less than or equal to about 30 wt%, preferably less than or equal to about
20 wt%, preferably less than or equal to about 10 wt% polyvinyl amine copolymer, based
on the total amount of the coating composition present.
[0071] In a preferred embodiment, the coating composition may be applied to the substrate
by dipping (dip coating), spraying (spray coating), roller coating, curtain coating,
metering rod coating, reverse roll coating, gravure coating, extrusion/co-extrusion,
injection molding, blow molding, and/or the like. In a preferred embodiment, the coating
composition is applied to the substrate followed by solvent evaporation, and/or heating,
and/or irradiation, and/or the like to fix the coating composition to the substrate
and/or induce crosslinking to produce the barrier layer.
Substrates
[0072] In an embodiment, the coating composition is applied to a substrate comprising one
or more polymeric resins and/or inorganic substrates. Preferred polymeric resins include
polyolefin resins and/or polyester resins. Substrates may thus include high density
polyethylene, linear low-density polyethylene, super-low-density polyethylene; ethylene-vinyl
acetate copolymer, ethylene-acrylate copolymer, ethylene-acrylic acid copolymer, ethylene-methacrylic
acid copolymer, ethylene-carbon monoxide copolymer, amorphous polystyrene, crystalline
polystyrene, vinyl chloride resin, polyamide resin, polyacetal resin, polycarbonate
resin, ethylene-propylene rubber, ethylene-1-butene rubber, propylene-1-butene rubber,
styrene-butadiene rubber, styrene-butadiene block copolymer, paper, resin-coated paper,
poly(ethylene terephthalate) (PET), cellulose diacetate, cellulose triacetate, poly(ethylene
naphthalate), polyester diacetate, poly(ethylene vinyl alcohol) ("EVOH"), polyacrylonitrile,
polyvinyl chloride, polyvinylchloride ("PVC"), poly(vinylidene dichloride) ("PVDC"),
and/or the like.
[0073] Preferred inorganic substrates may comprise SiO
2 glass, TiO
2 glass, various metal layers comprising Group 1 to Group 16 metals and/or metal alloys
thereof, preferably layers comprising aluminum, and combinations thereof
[0074] Suitable substrates include flexible and/or rigid single layer or multilayer laminated
articles. The layers comprising the composition may be in several forms. They may
be in the form of stock films, including "oriented" or "heat shrinkable" films, which
may ultimately be processed as bags, or coverings. The layers may also be in the form
of sheet inserts to be placed in a packaging cavity. In rigid articles such as beverage
containers, thermoformed trays or cups, the layer may be within the container's walls
and may furthermore be foamed. Even further, the layer may also be in the form of
a liner placed with or in the container's lid or cap. The layer may even be coated
or laminated onto any one of the articles mentioned above.
[0075] The substrates may be surface treated and/or untreated. Surface treatments include
flame treatment, corona treatment, irradiation, and/or physical abradement.
[0076] In an embodiment, the barrier layer is present within an article such that the barrier
layer is disposed between at least two layers. For example, the barrier layer may
be present in-between the substrate and an outer layer, or between one or more layers
disposed on the substrate. In an embodiment, the barrier layer is present in at least
two layers of the article.
[0077] The additional layers may also include one or more layers which are permeable and/or
impermeable to various gases including oxygen and carbon dioxide.
[0078] In an embodiment, the substrate is a blank which after having the barrier coating
applied to it, is subsequently blow molded to produce a final article. In another
embodiment, the substrate is a previously blow molded article.
Barrier Layer Properties
[0079] The instant barrier layer provides barrier properties to prevent effusion of carbon
dioxide and/or oxygen there through. The improvement in CO
2 barrier properties may be measured in terms of a CO
2 reduction index, wherein the CO
2 effusion through a coated substrate is expressed as a percentage of the CO
2 effusion through an essentially identical uncoated substrate under essentially identical
conditions. Accordingly, a barrier coating with a CO
2 reduction index of 1% represents a barrier wherein the CO
2 effusion rate is 1% of an uncoated substrate. A barrier coating with a CO
2 reduction index greater than 100% indicates a substrate which is more permeable to
CO
2 than the uncoated substrate. Likewise, a barrier coating with a CO
2 reduction index of zero (0) represents a substrate which is impermeable to CO
2 under the test conditions. In an embodiment, the instant barrier layer has a CO
2 reduction index of less than 100% on a particular substrate under a particular set
of conditions. Preferably, the instant barrier layer has a CO
2 reduction index of less than or equal to about 95%, preferably less than or equal
to about 90%, preferably less than or equal to about 85%, preferably less than or
equal to about 80%, preferably less than or equal to about 75%, preferably less than
or equal to about 70%, preferably less than or equal to about 65%, preferably less
than or equal to about 60%, preferably less than or equal to about 55%, preferably
less than or equal to about 50%, preferably less than or equal to about 45%, preferably
less than or equal to about 40%, preferably less than or equal to about 35%, preferably
less than or equal to about 30%, preferably less than or equal to about 25%, preferably
less than or equal to about 20%, preferably less than or equal to about 15%, preferably
less than or equal to about 10%, preferably less than or equal to about 5%, preferably
less than or equal to about 4%, preferably less than or equal to about 3%, preferably
less than or equal to about 2%, preferably less than or equal to about 1 %, preferably
less than or equal to about 0.9%, preferably less than or equal to about 0.8%, preferably
less than or equal to about 0.7%, preferably less than or equal to about 0.6%, preferably
less than or equal to about 0.5%, preferably less than or equal to about 0.4%, preferably
less than or equal to about 0.3%, preferably less than or equal to about 0.2%, preferably
less than or equal to about 0.1%, preferably less than or equal to about 0.05%, preferably
less than or equal to about 0.01% under similar conditions.
[0080] In another embodiment, the instant barrier layer has a CO
2 reduction index sufficient to provide the same or better level of barrier properties
to a particular substrate when the thickness of the substrate is reduced relative
to a comparative substrate without the barrier layer disposed thereon. In other words,
application of the barrier layer allows for a reduction in the thickness of the substrate.
In an embodiment, the instant barrier layer has a CO
2 reduction index sufficient to provide CO
2 permeability of less than or equal to an uncoated substrate wherein the coated substrate
has a thickness which is 90% the thickness of the uncoated substrate, preferably wherein
the coated substrate has a thickness which is 80% the thickness of the uncoated substrate,
preferably wherein the coated substrate has a thickness which is 70% the thickness
of the uncoated substrate, preferably wherein the coated substrate has a thickness
which is 60% the thickness of the uncoated substrate, preferably wherein the coated
substrate has a thickness which is 50% the thickness of the uncoated substrate, preferably
wherein the coated substrate has a thickness which is 40% the thickness of the uncoated
substrate, preferably wherein the coated substrate has a thickness which is 30% the
thickness of the uncoated substrate, preferably wherein the coated substrate has a
thickness which is 20% the thickness of the uncoated substrate, preferably wherein
the coated substrate has a thickness which is 10% the thickness of the uncoated substrate.
[0081] In an embodiment, the instant barrier layer has at least one of the above disclosed
CO
2 reduction indexes at greater than or equal to about 0% Relative Humidity (RH) at
room temperature (i.e., a temperature between about 20 and 25°C), preferably greater
than or equal to about 25% RH at room temperature, more preferably greater than or
equal to about 50% RH at room temperature, more preferably greater than or equal to
about 75% RH at room temperature, with greater than or equal to about 90% RH at room
temperature being more preferred.
[0082] Likewise, the improvement in O
2 barrier properties may be measured in terms of an O
2 reduction index, wherein the O
2 effusion through a coated substrate is expressed as a percentage of the O
2 effusion through an essentially identical uncoated substrate under essentially identical
conditions. Accordingly, a barrier coating with an O
2 reduction index of 1% represents a barrier wherein the O
2 effusion rate is 1% of an uncoated substrate. A barrier coating with an O
2 reduction index greater than 100% indicates a substrate which is more permeable to
O
2 than the uncoated substrate. Likewise, a barrier coating with an O
2 reduction index of zero (0) represents a substrate which is impermeable to O
2 under the test conditions. In an embodiment, the instant barrier layer has an O
2 reduction index of less than 100% on a particular substrate under a particular set
of conditions. Preferably, the instant barrier layer has an O
2 reduction index of less than or equal to about 95%, preferably less than or equal
to about 90%, preferably less than or equal to about 85%, preferably less than or
equal to about 80%, preferably less than or equal to about 75%, preferably less than
or equal to about 70%, preferably less than or equal to about 65%, preferably less
than or equal to about 60%, preferably less than or equal to about 55%, preferably
less than or equal to about 50%, preferably less than or equal to about 45%, preferably
less than or equal to about 40%, preferably less than or equal to about 35%, preferably
less than or equal to about 30%, preferably less than or equal to about 25%, preferably
less than or equal to about 20%, preferably less than or equal to about 15%, preferably
less than or equal to about 10%, preferably less than or equal to about 5%, preferably
less than or equal to about 4%, preferably less than or equal to about 3%, preferably
less than or equal to about 2%, preferably less than or equal to about 1%, preferably
less than or equal to about 0.9%, preferably less than or equal to about 0.8%, preferably
less than or equal to about 0.7%, preferably less than or equal to about 0.6%, preferably
less than or equal to about 0.5%, preferably less than or equal to about 0.4%, preferably
less than or equal to about 0.3%, preferably less than or equal to about 0.2%, preferably
less than or equal to about 0.1%, preferably less than or equal to about 0.05%, preferably
less than or equal to about 0.01% under similar conditions.
[0083] In another embodiment, the instant barrier layer has an O
2 reduction index sufficient to provide the same or better level of barrier properties
to a particular substrate when the thickness of the substrate is reduced relative
to a comparative substrate without the barrier layer disposed thereon. In other words,
application of the barrier layer allows for a reduction in the thickness of the substrate.
In an embodiment, the instant barrier layer has an O
2 reduction index sufficient to provide O
2 permeability of less than or equal to an uncoated substrate wherein the coated substrate
has a thickness which is 90% the thickness of the uncoated substrate, preferably wherein
the coated substrate has a thickness which is 80% the thickness of the uncoated substrate,
preferably wherein the coated substrate has a thickness which is 70% the thickness
of the uncoated substrate, preferably wherein the coated substrate has a thickness
which is 60% the thickness of the uncoated substrate, preferably wherein the coated
substrate has a thickness which is 50% the thickness of the uncoated substrate, preferably
wherein the coated substrate has a thickness which is 40% the thickness of the uncoated
substrate, preferably wherein the coated substrate has a thickness which is 30% the
thickness of the uncoated substrate, preferably wherein the coated substrate has a
thickness which is 20% the thickness of the uncoated substrate, preferably wherein
the coated substrate has a thickness which is 10% the thickness of the uncoated substrate.
[0084] In an embodiment, the instant barrier layer has at least one of the above disclosed
O
2 reduction indexes at greater than or equal to about 0% Relative Humidity (RH) at
room temperature (i.e., a temperature between about 20 and 25°C), preferably greater
than or equal to about 25% RH at room temperature, more preferably greater than or
equal to about 50% RH at room temperature, more preferably greater than or equal to
about 75% RH at room temperature, with greater than or equal to about 90% RH at room
temperature being more preferred.
Examples
[0085] Testing was conducted to determine the ability to decrease the re-solubility of PVOH-VAm
films (the polyvinyl amine copolymer) in a water-based solution.
Method:
[0086] A PVOH-VAm polymer was produced according to the process for producing an NVF copolymer
as described supra. The PVOH-VAm solution at 5% solids was contacted with variety
of crosslinking reagents. The solution was then cast as a film with a thickness of
100um. Water was removed in a 30°C oven for 24 hours. A heat history was then applied
to the dried film samples as a residence time of 60 seconds under an IR oven wherein
the surface of the film reached about 200°F during this time.
Film Testing
[0087] In these tests, the dissolution times is used to determine the solubility of the
film comprising the PVOH-VAm polymer produced according to the process for producing
an NVF copolymer described supra. Tensile testing was used to determine any embrittlement
of the film. Color testing was used to determine the acceptability of film appearance.
[0088] The Inventive PVOH-VAm copolymer used for testing was selected from grades M6 and
L12, (Sekisui Specialty Chemicals America, LLC), and was produced using the process
for producing an NVF copolymer described supra unless otherwise noted. In addition,
a comparative co-polymer was produced by Comparative Process D and Comparative Process
E as discussed herein. The Inventive and Comparative copolymers utilized herein had
the following characteristics:
| Grade |
Reaction Solids Wt% |
4% Viscosity at 20°C (cps) |
15% Viscosity at 20°C (cps) |
Ash (% Na2O) |
Amine Mol% |
| Inventive M6 |
52.04 |
13.37 |
35.58 |
0.89 |
5.0 |
| Inventive L12 |
56.28 |
7.30 |
13.54 |
1.02 |
10.5 |
| M6 Comparative Process D |
∼52 |
∼13 |
∼35 |
∼1 |
5.0 |
| M6 Comparative Process E |
∼52 |
∼13 |
∼35 |
~1 |
∼5 |
Crosslinking reagents used were:
Curesan 199 - Blocked Glyoxal (BASF)
Carbodilite - Carbodiimide
SMA - Styrene Malaic Anyhydride
Borate - Boric acid (Lab Stock).
[0089] The crosslinking reagents are presented as a ratio of crosslinking reagent to molar
amine functional groups on the PVOH-VAm copolymer.
0.001:1
0.01:1
0.1:1
1:1
[0090] The PVOH-VAm copolymer without crosslinking reagent was used as a standard control.
In addition, a 50/50 by weight blend of L12 PVOH grade C-325 was used, along with
L12 in combination with glyoxal.
Film Dissolution Time Procedure
[0091]
500mL of water were placed in a glass beaker;
Adjust temperature to 25°C;
Adjust pH to 9;
Set a controlled stirring rate;
Submerge a 1"x1" sample in water (supported); and
Record the time when a hole forms in the film to represent the break time; and
Record the time when 95% of the film dissolves as the Dissolution time. The results
are shown in Figures 1 and 2.
[0092] Accordingly, Curesan 199 (blocked glyoxal) outperformed all other crosslinking reagents
insoluble even after 15 minutes at all crosslinker levels below 10%. Control L-12
was 3.61 minutes. No Film break with crosslinker level of 1% and above 130% improvement
in film break at crosslinker level of 0.1%. Control L-12 was 0.80 minutes. Other crosslinkers
showed only a minor improvement. However, 50/50 Blend of L12 and C-325 had no break
or dissolution at 15 minutes (not shown.)
[0093] As the data shows, Curesan 199 (Blocked Glyoxal) with L12 PVOH-VAm had the largest
impact on improving film dissolution time. Addition levels of 1% and above (based
on polymer amine functional groups) were completely insoluble. Other crosslinkers
only showed minor improvements in dissolution time and higher levels of addition were
needed.
[0094] Color Testing: Curesan 199 showed no significant color difference than L12 Control
with films of 100um thickness with 1% and lower addition levels.
[0095] Mechanical Testing: Curesan 199 had similar mechanical properties to L12 control
at addition levels of 1% and lower.
[0096] Blending PVOH with PVOH-VAm is an alternative option to adding a crosslinker. Adding
a fully hydrolyzed grade of PVOH (ex. C325, C107) can greatly improve the solubility
of PVOH-VAm.
[0097] Film dissolution testing was conducted using M6 grade PVOH-VAm copolymer produced
according to the Improved NVF Copolymer Process. An 100um film was used herein as
the standard of comparison.
| M6:C325 |
Over 400% improvement |
| 90:10 |
of solubility break time (min) |
| M6:C325 |
Totally insoluble |
| 75:25 |
Over 600% improvement |
| M6:C325 |
Totally insoluble |
| 50:50 |
Over 600% improvement |
At 25% added PVOH the film is completely insoluble. Simply adding 10% of fully hydrolyzed
PVOH can have a 400% improvement in the re-solubility of the PVOH-VAm film.
Barrier Properties Testing
[0098] An inventive polyvinyl alcohol - polyvinyl amine copolymer (PVOH-PVAm) was produced
using the process for producing an NVF copolymer described supra (Inventive M6). Two
comparative M6 PVOH-PVAm copolymers were produced using Comparative Process' D and
E. Comparative Process D is essentially the same as Comparative Process E, yet produced
using different equipment.
[0099] In the Inventive Improved NVF Copolymer Process, the initiator is fed for 30 minutes
followed by the delay feeds of initiator and monomer feeds for a total of 180 minutes
followed by another 120 minutes of reaction after the feeds have finished. Total lab
reaction time is 5 hours. Importantly, the process for producing an NVF copolymer
described supra does not stop the initiator feed during the initial polymerization
phase.

[0100] The Comparative Process D and E are shown above and referred to herein as Comparative
Process D for simplicity. In the Comparative Process D, the initiator is fed for 30-35
minutes then stopped for 55-60 minutes then the initiator and monomer feeds are started.
The initiator feed is stopped after 300 minutes and the monomer feed is continued
for another 30 minutes (330 minutes). At this time all feeds are stopped and the reaction
is heated for another 60 minutes, which results in a total reaction time of 8 hours.
[0101] Films of the PVOH-PVAm copolymers were produced and subjected to 02 barrier testing
by MOCON Inc., 7500 Boone Ave. N. Minneapolis. MN 55428 U.S. according to barrier
testing parameters well known to one of minimal skill in the art. The PVOH-PVAm copolymers
were cross-linked using Polycup 172 (Hercules/Ashland) which is an adduct of epichlorohydrin
well known in the art.
Method of Preparing: Films for Oxygen Barrier Testing
[0102] A 7% wt/wt solution of the PVOH-PVAm copolymer was heated to ensure complete dissolution,
cooled to room temperature, and then filtered through a 140 mesh screen to remove
unsolubilized gels.
[0103] The cross-linking compound Polycup 172 was then added to the filtered solutions under
gentle agitation. The cross-linking compound was added at 2.5% and 5% wt/wt, based
on calculations relative to the activity of the cross-linking compound and the composition
of the PVOH-PVAm copolymer.
[0104] The solutions were then centrifuged 10' @ 1200 rpm to remove entrapped air bubbles
and then cast on a 3 mil PET film (the test substrate) using a Gardco 1.5 wet mil
bar applicator.
[0105] The films were dried in a forced air oven for 2 minutes at 121°C.
[0106] The coated PET films were then tested for oxygen transmission rate (OTR) according
to MOCON testing standards using a MOCON Oxtran 2/21 Instrument according to:
ASTM-F3985 used to determine the rate of transmission of oxygen gas, at steady-state,
at 23°C 0% RH;
ASTM-F-1927 used to determine the rate of transmission of oxygen gas, at steady-state,
at a given temperature and %RH level, through film, sheeting, laminates, co-extrusions,
or plastic-coated papers or fabrics;
DIN 53380 used to determine gas transmission rate through plastic films or other materials
depending on temperature and testing gas;
JIS-7126 used to determine the gas transmission rate of any plastic material in the
form of film, sheeting, laminate, co-extruded material or flexible plastic-coated
material under a differential pressure;
ISO CD 15105-2 used to determine the gas transmission rate of any plastic material
in the form of film, sheeting, laminate, co-extruded material or flexible plastic-coated
material; and/or an equivalent standard testing procedure.
[0107] In a first round of testing, the samples were evaluated for OTR at 40°C and 50% RH
as follows:
| OTR (Oxygen Transmission Rate) MOCON Testing |
OTR @ 40°C 50% RH [cm3/(100 in2-day)] |
Film Thickness [microns] |
| Comparative PET substrate (no coating) 3 mils |
1.8900 |
2.67 |
| Inventive Copolymer Neat |
0.0029 |
2.67 |
| Comparative Celvol 310 |
0.0086 |
2.67 |
| Comparative Oxibloc 1322 |
1.4424 |
2.67 |
| Comparative AQ-4104 EVOH |
0.3395 |
2.67 |
| Inventive Copolymer + C-310 (50/50) |
0.0029 |
2.67 |
| Inventive Copolymer + AQ-4104 (70/30) pH=10.5 |
0.0038 |
2.67 |
| Inventive Copolymer + AQ-4104 (70/30) pH=5.1 |
0.0086 |
2.67 |
[0108] In a second round of testing, the effect of humidity on the oxygen transmission rate
was determined using the Inventive copolymer film as follows:
| |
OTR 23°C 0% RH [cm3 / (100 in2-day)] |
OTR 23 °C 50% RH [cm3 / (100 in2-day)] |
OTR 23 °C 75% RH [cm3/ (100 in2 -day)] |
OTR 23 °C 85% RH [cm3 / (100 in-day)] |
Film Thickness [microns] |
| Inventive Copolymer Neat |
0.0034 |
0.0055 |
0.0036 |
0.0063 |
2.67 |
| Inventive Copolymer + 0.5% P172 |
0.0021 |
0.0014 |
0.0009 |
0.0069 |
2.67 |
| Inventive Copolymer + 1.5% P172 |
0.0006 |
0.0003 |
0.0003 |
0.0066 |
2.67 |
| Comparative AQ-4104 EVOH |
0.0241 |
0.0245 |
0.0263 |
0.0260 |
2.67 |
| Inventive Copolymer + AQ-4104 (70/30) |
0.0029 |
0.0005 |
0.0029 |
0.0063 |
2.67 |
OTR Lower End Detection Limit < 0.0003 cm3/100in2-day
Test Gas concentration 100% O2
Test Gas Pressure: 760 mm Hg
Carrier gas 98% N2, 2% H2
[0109] As the data shows, the instant barrier layer may further comprise an additional polymer
or copolymer (e.g., ethylene-vinyl alcohol, EVOH) which provides a further benefit
over the individual components alone.
[0110] In a third round of testing, the OTR of PVOH-PVAM polymers produced by different
processes were evaluated.
| |
OTR 23C 50% RH [cm3/ (100 in2-day)] |
OTR 23C 75% RH [cm3/ (100 in2-day)] |
OTR 23C 90% RH [cm3/ (100 in2-day)] |
Film Thickness [microns] |
| M6 Inventive Copolymer Neat |
0.0016 |
0.0016 |
0.0014 |
2.67 |
| M6 Comparative Process D Neat |
0.0030 |
0.0178 |
0.0298 |
2.67 |
| M6 Comparative Process E Neat |
0.0034 |
0.0164 |
0.0253 |
2.67 |
[0111] In addition, the viscosity of the PVOH-PVAm solutions cross-linked with epichlorohydrin
(Polycup 172) was evaluated over time.
| Brookfield Viscosity, cps at 25°C |
Day 1 |
Day 2 |
Day 3 |
Day 4 |
Day 5 |
| M6 Inventive Copolymer + 5% P172 |
70 |
120 |
270 |
1100 |
gelled/cuttable |
| M6 Comparative Process D+5%P172 |
70 |
100 |
160 |
360 |
almost gelled/very thick |
[0112] As the data show, the Inventive copolymer produced according to the process for producing
an NVF copolymer described supra shows a marked improvement in OTR relative to the
untreated substrate, and an improvement in properties relative to the Comparative
Process D and E materials. In addition, the Inventive copolymer produced via the "process
for producing an NVF copolymer described supra" demonstrates higher reactivity with
crosslinkers as compared to Process D. In addition to barrier properties, the inventive
copolymer films have greatly improved color properties. To demonstrate this, the APHA
color of an 8% solution of the copolymer was measured using a Hunter Lab Colorquest
colorimeter. The data are as follows:
APHA Color Analysis using Hunter Lab
Colorquest equipment - 10mm sample size
diluted to 8% TS
| M6 Inventive Copolymer Neat |
3.88 |
clear white |
| M6 Comparative Process D Neat |
128.52 |
very yellow |
| M6 Comparative Process E Neat |
93.6 |
yellow |
| *The lower the number - the less yellow in color. |
[0113] Accordingly, the inventive copolymer produces an essentially "water white" film,
whereas the comparative films have an unacceptable yellow color.