[0001] The present invention pertains to a method for preparing β-functionalized carboxylic
acid ester.
[0002] The controlled and selective migration of C-C double bonds is of high synthetic value,
because it facilitates in situ access to certain isomers for functionalizations, which
would not be feasible otherwise. Unsaturated aliphatic carboxylic esters, amongst
them fatty esters, have been studied as substrates for these isomerization reactions
since more than 60 years. The double bond migration of olefins has been combined with
several functionalization reactions, like hydroboration, butenolysis, methathesis,
methoxycarbonylation, hydroformylation hydroaminomethylation. Especially for long-chain
unsaturated fatty esters from renewable feedstocks, isomerizing functionalizations
are only known to a small extend, and these examples from the literature have in common
that the trapping reaction takes place at the methyl terminus of the alkyl chain,
see for example publications
K. Y. Ghebreyessus, R. J. Angelici, Organometallics 2006, 25, 3040-3044.
[0003] Thus, there is a constant need for the development of new or the improvement of known
reactions and reaction sequences which lead to β-functionalized aliphatic esters.
Especially preferred are reaction sequences which allow obtaining the product in an
one-pot reaction rather than using various different and cost generating reaction
steps.
[0004] It was found that a rhodium-catalyzed double bond isomerization/conjugate addition
will provide a valuable new approach to prepare β-functionalized esters.
[0005] The present invention therefore pertains to a method for preparing β-functionalized
carboxylic acid esters according to formula (I)

whereby R represents an alkyl group with 1 to 8 C-atoms, R' stands for a hydrogen
atom, or an alkyl moiety with 1 to 8 C-atoms, and n stands for zero, or a number of
1 to 20, and X represents either a group Ph-R" whereby R" represents an hydrogen atom
or an alkyl group with 1 to 6 C-atoms, or an group R""-N-R"', whereby R"' and R""
stand independently for linear or branched or cyclic alkyls with 1 to 8 C-atoms, characterized
in reacting in one-pot an unsaturated ester according to general formula (II)

whereby n, R and R' have the same meaning as in formula (I), in the presence of either
an a boron compound according to formula (III) where M represents an anion, and R"
has the same meaning as for formula (I),

or an amine R"'-NH-R"" (IV), whereby R"' and R"" have the same meaning as above and
a rhodium containing catalyst, under an oxygen-free atmosphere at temperatures between
80 - 120 °C in a solvent.
[0006] Based on the principle of the thermodynamic equilibrium of isomers, the method according
to the present application is a catalytic one-pot method that allows the access of
remote double bonds in olefinic esters for the reaction with nucleophiles into β-functionalized
compounds. From a rapidly inter-converting pool of positional double bond isomers,
only the α,β-unsaturated species is depleted by the conjugate addition reaction, and
it is replenished by the other isomers with which it is in reversible equilibrium.
A similar example would be the intra molecular case of the catalytic lactonization
of unsaturated fatty acids developed earlier by our group. The development of this
new tandem reaction was done by separate examination of the two sub-steps, as there
are isomerization and conjugate addition.
[0007] The substrate is a carboxylic acid ester (II) with one C-C double bond in the alkyl
part of the acid. Preferred are olefinic acid esters (II) with at least 5 C-atoms
in the acid part, up to 22 C-atoms. These compounds can be prepared by know methods
and are commercially available. Especially preferred are unsaturated acids, obtained
from natural sources, like oils and fats - in this regard oleic acid or elaidic acid
are examples for such unsaturated acids.
[0008] The reaction according to the present invention takes place in a solvent, which is
preferably selected from benzene, toluene, chlorobenzene, diphenyl ether or blends
of water and the forgoing solvents. It is possible to carry out the reaction under
water-free conditions too. Preferred solvents are aromatic ones, and in particular
toluene. Further preferred is the use of an organic solvent blended with water, whereby
blends comprising from 60 to 90 % toluene and 40 to 10 % water are of advantage. In
a preferred embodiment the solvent is selected from toluene, or a blend of water and
toluene in a weight ration of 1 : 25 to 1 : 10, and preferably of 1 : 20.
[0009] A further condition to carry out the method is the absence of oxygen (O
2) during the reaction. Therefore, it is preferred to carry out the reaction under
nitrogen (N
2) or argon (Ar) atmosphere, but under normal pressure.
[0010] The reaction need an elevated temperature in the range from 80 to 120 °C, and more
preferred from 100 to 110 °C to be carried out. Reaction time is depended from the
amounts used, but typically it needs between 15 to 25 h to complete the reaction.
[0011] The catalysts used are selected from Rh-containing catalysts, preferably comprising
a Rh atom with an oxidation number +1. Especially proffered are complexes of Rh with
various organic ligands. Here one embodiment of the present teaching pertains to rhodium
containing catalysts which are particularly selected from (i) Rh(acac)(COD), [Rh(OH)(COD)]
2 or [Rh(Cl)(COD)]
2 and most preferred together with (ii) a Biphephos or P(Oallyl)
3 ligand in molar amounts of (i) : (ii) of 2 : 1 to 1 : 2, and preferably of 1 : 1.
[0012] The second compound, used in the reaction is a nucelophile, selected from either
a Boron compound (III), or a diamine (IV). Preferred boron compounds are selected
from the group comprising PhB(OH)
2, PhB(pin), PhBMIDA ester, PhBF
3K, KB(4-ClC
6H
4)
4, NaB(2-naphthyl)
4, NaB(4-tolyl)
4, and KB(2-thienyl)
4. Such Rh-complexes are well known and commercial available, see publication of
A. Behr, D. Obst, A. Westfechtel, Eur. J. Lipid Sci. Technol. 2005,107, 213-219.
[0013] As amines in particular cyclic diamines are used, like pyrrols, pyrrolines and pyrrolidines
are selected.
[0014] The reaction itself can be carried out be simply blending the compelling compounds
together and subsequently heat the blend to the reaction temperature. After the reaction
is terminated, and cooled, the product could be isolated by known separation means,
whereby chromatographic methods are preferred.
[0016] The reaction conditions were: 0.5 mmol enoate 1, 2.0 mmol tetraarylborate 2, Rh(acac)(COD)
0.015 mmol, BIPHEPHOS 0.015 mmol, toluene/water 3.0/0.15 mL, 100 °C, 20 h, argon atmosphere.
[a] N corresponds to the number of possible isomers. [b] isolated yields. [c] 0.03
mmol of catalyst were used. [d] 2.0 equiv. of 18-crown-6 were added.
[0018] The extension of this new reaction pathway to fatty esters or triglycerides could
be a helpful tool for the exploration of plant oils as renewable feedstock.
[0019] The products obtained by the method according to the invention could be used to prepare
cosmetic compositions. Particularly, the use as oil phase or emollient is preferred.
Furthermore, the compounds are suitable to solve various kinds of UV filters.
Examples
Preparation Examples - General Methods.
[0020] Reactions were performed under a nitrogen atmosphere in oven-dried glassware containing
a teflon-coated stirrer bar and dry septum. For the exclusion of atmospheric oxygen
from the reaction media, solvents were degassed by 45 min argon sparging before the
reagents were mixed. Solvents were purified by standard procedures prior to use. All
reactions were monitored by GC using
n-dodecane as an internal standard. Response factors of the products with regard to
n-dodecane were obtained experimentally by analyzing known quantities of the substances.
GC analyses were carried out using an HP-5 capillary column (Phenyl Methyl Siloxane
30 m x 320 x 0.25, 100/2.3-30-300/3) and a time program beginning with 2 min at 60
°C, followed by 30 °C/min ramp to 300 °C, then 3 min at this temp. Column chromatography
was performed using a Combi Flash Companion-Chromatography-System (Isco-Systems) and
Redi
Sep packed columns (12 g). TLC analyses were performed on commercial 60 F
254 silica gel plates. NMR spectra were obtained on Bruker AMX 200, AMX 400 or on Bruker
Avance 600 systems using CDCl
3 as solvent, with proton and carbon resonances at 200, 400 or 600 MHz and 51, 101
or 151 MHz, respectively. Mass spectral data were acquired on a GC-MS Saturn 2100
T (Varian). Commercial substrates were used as received unless otherwise stated. Non-commercial
olefinic esters 1 were synthesized from the corresponding acids using standard esterification
methods.
General procedure for the isomerization-conjugate addition reaction of arylborates.
[0021] An oven-dried 20 mL crimp top vial was charged with acetylacetonato(1,5-cyclooctadiene)rhodium(I)
(1.5 mol%), Biphephos (1.5 mol%), arylborate salt (2.0 equiv.) and stir bar, sealed
with a Teflon septum and evacuated-purged with argon three times. Subsequently, toluene
(3 mL/mmol ester), olefinic ester
1 (0.5-1.0 mmol) and water (150 µL/mmol ester) were added
via hypodermic syringe, and the reaction mixture was stirred for 20 h at 100 °C. After
cooling to r.t. (=21 °C), the solvent was removed
in vacuo and ester
3 was obtained after flash column chromatography (SiO
2, ethyl acetate - hexane or diethyl ether - hexane).
[0022] Ethyl 3-phenylhexanoate (
3a). Compound
3a was synthesized following the general procedure from ethyl 5-hexenoate (
1a) (75.0 mg, 0.5 mmol) and sodium tetraphenylborate (
2a) (343 mg, 1.0 mmol). Purification
via flash column chromatography (SiO
2, ethyl acetate - hexane 1:8) yielded
3a as a colorless liquid (98 mg, 89%). CAS-Nr. 99903-38-5
1H NMR (600 MHz, CDCl
3) ppm 7.23 - 7.29 (m, 2 H) 7.14 - 7.18 (m, 3 H) 4.00 (q,
J= 7.1 Hz, 2 H) 3.06 - 3.11 (m, 1 H) 2.51 - 2.62 (m, 2 H) 1.54 - 1.64 (m, 2 H) 1.09
- 1.20 (m, 5 H) 0.80 - 0.88 (m, 3 H) ppm.
13C NMR (101 MHz, CDCl
3) 172.3, 144.1, 128.3, 127.4, 126.3, 60.1, 41.9, 41.8, 38.4, 20.4, 14.0, 13.9 ppm.
MS (Ion trap, EI): m/z (%) = 221 [M
+] (86), 174 (55), 135 (68), 132 (92), 118 (37), 105 (27), 91 (100).
[0023] Preparative scale synthesis of ethyl 3-phenylhexanoate (
3a). An oven-dried 50 mL crimp top vial was charged with acetylacetonato(1,5-cyclooctadiene)rhodium(I)
(46.5 mg, 0.15 mmol), BIPHEPHOS (124 mg, 0.15 mmol), sodium tetraphenylborate (
2a) (6.86 g, 19.9 mmol) and stir bar, sealed with a Teflon septum and evacuated-purged
with argon three times. Subsequently, toluene (30 mL), ethyl 5-hexenoate (
1a) (1.48 g, 10.0 mmol) and water (1.5 mL) were added
via hypodermic syringe, and the reaction mixture was stirred for 20 h at 100 °C. After
cooling to r.t., the solvent was removed
in vacuo and
3a was obtained after flash column chromatography (40 g SiO
2, diethyl ether-hexane 1:9) as a colorless liquid (1.75 g, 80 %). The results shown
that only the use of the selected rhodium catalysts will lead to the wanted β-functionalized
products.
Table 1
| Entry |
Catalyst (mol%) |
Ligand (mol%) |
XnB-Ph 2 (equiv.) |
Yield (%) |
| 1 |
[Rh(COD)Cl]2 (0.5) |
Biphephos (1.0) |
NaBPh4 (1.5) |
40 |
| 2 |
[Rh(COD)Cl]2 (0.5) |
Biphephos (1.0) |
NaBPh4 (2.0) |
47 |
| 3 |
- |
Biphephos (1.0) |
NaBPh4,(1.5) |
0 |
| 4 |
[Rh(COD)Cl]2 (0.5) |
- |
NaBPh4,(1.5) |
0 |
| 5 |
[Rh(OH)Cl)]2 (0.5) |
Biphephos (1.0) |
NaBPh4,(1.5) |
38 |
| 6 |
Rh(COD)(acac) (1.0) |
Biphephos (1.0) |
NaBPh4,(1.5) |
57 |
| 7 |
Rh(COD)(acac) (1.5) |
Biphephos (1.5) |
NaBPh4,(1.5) |
65 |
| 8 |
Rh(COD)(acac) (1.5) |
Biphephos (1.5) |
NaBPh4 (2.0) |
91 |
| pin = Pinacol; MIDA = N-methyliminodiacetic acid boronate;. |
1. Method for preparing β-functionalized carboxylic acid esters according to formula
(I)

whereby R represents an alkyl group with 1 to 8 C-atoms, R' stands for a hydrogen
atom, or an alkyl moiety with 1 to 8 C-atoms, and n stands for zero, or a number of
1 to 20, and X represents either a group Ph-R" whereby R" represents an hydrogen atom
or an alkyl group with 1 to 6 C-atoms, or an group R" "-N-R"', whereby R"' and R""
stand independently for linear or branched or cyclic alkyls with 1 to 8 C-atoms,
characterized in reacting in one-pot an unsaturated ester according to general formula (II)

whereby n, R and R' have the same meaning as in formula (I), in the presence of either
an a boron compound according to formula (III) where M represents an anion, and R"
has the same meaning as for formula (I),

or an amine R"'-NH-R"" (IV), whereby R"' and R"" have the same meaning as above and
a rhodium containing catalyst, under an oxygen-free atmosphere at temperatures between
80 - 120 °C in a solvent.
2. Method according to claim 1, characterized in that a substrate according to formula (II) is selected, whereby R' represents a hydrogen
atom and R is an ethyl group.
3. Method according to any of the preceding claims, characterized in that the rhodium containing catalyst is selected from Rh-complexes containing a Rh- atom
with oxidation number +1.
4. Method according to any of the preceding claims, characterized in that the rhodium containing catalyst is selected (i) Rh(acac)(COD), [Rh(OH)(COD)]2 or [Rh(Cl)(COD)]2 together with (ii) a Biphephos or P(Oallyl)3 ligand in molar amounts of (i) : (ii) of 2 : 1 to 1 : 2, and preferably of 1 : 1.
5. Method according to any of the preceding claims, characterized in that the solvent is selected from benzene, toluene, chlorobenzene, diphenyl ether or blends
of water and the forgoing.
6. Method according to claim 4, characterized in that the solvent is selected from toluene, or a blend of water and toluene in a weight
ration of 1 : 25 to 1 : 10, and preferably of 1 : 20.
7. Method according to any of the preceding claims, characterized in that the triaryl boron compound according to formula (III) is selected from the group
comprising PhB(OH)2, PhB(pin), PhBMIDA ester, PhBF3K, KB(4-ClC6H4)4, NaB(2-naphthyl)4, NaB(4-tolyl)4, and KB(2-thienyl)4.