[0001] This invention relates to a Waterborne Polyurethane Dispersions (WPU) derived from
the reaction products of tertiary alkenyl glycidyl esters based hydroxyl terminal
polyester polyols with polyisocyanates and chain extended with polyfunctional amines
and water that have shown surprising characteristics for self-coalescence.
[0002] The shift from organic solvents to water for dispersing and applying resins in various
systems solved many of the environmental and cost problems associated with the use
of organic solvents. Water-borne systems, however, have resulted in other problems.
Polyurethane coatings are well known in the coatings market as high performance, protective
coatings. These products are well established and known in the industry as highly
versatile products that may be tailored for specific and diverse applications to deliver
exceptional performance properties such as adhesion, abrasion resistance, mar / scuff
resistance, resiliency, flexibility, hardness or softness, weatherability and substrate
protection. Water based polyurethane products have made significant impact in the
same diverse application areas primarily due to their ability to deliver the high
performance characteristics associated with polyurethane polymers while reducing the
total volatile organic compound emissions in application. The manufacture of such
polyurethane polymers is well known in the art and generally involves the reaction
of multifunctional isocyanate compounds with multifunctional hydroxyl compounds and
multifunctional amine compounds. One limiting factor in universal acceptance of polyurethane
products, and in particular water base polyurethane products, has been the relatively
high cost associated with these polymers. A major factor in creating the relatively
higher cost of polyurethane products is the high cost of the multifunctional polyisocyanate
starting material necessary for the manufacture. Although water based polyurethane
products yield a significant reduction in volatile organic emissions there is an on-going
drive to further reduce volatile organic emissions beyond the levels achieved with
standard water based polyurethane polymers currently available in the market but maintain
the desired high performance characteristics. Co-solvent free and even VOC free polyurethane
products are known and available in the market today in an attempt to meet this need
but all are insufficient in one or more areas like room temperature film formation
and hardness. Multi-component water base polyurethane products are available but are
comprised of low molecular weight entities that require careful premixing prior to
application, create short limitations in pot-life after mixing, and require in-situ
reaction to gain sufficient molecular weight to achieve desired performance properties.
Water base polyurethanes utilizing linear and branched polyester hydroxyl compounds
are available but yield low film hardness and/or insufficient film formation at room
temperature and generally yield less than desired abrasion resistance properties.
[0003] Water base polyurethane products utilizing linear, dihydroxy polyesters, polycaprolactones,
polyethers and polycarbonates as the multifunctional hydroxyl component either yield
low film hardness, or require high levels of co-solvent to effect film formation at
room temperature. Water base polyurethanes utilizing the di-isocyanate (TMXDI) are
available but either yield low film hardness and/or require high levels of post added
co-solvent to effect film formation at room temperature and are cost prohibitive due
to the high relative cost of the TMXDI polyisocyanate entity. Numerous water based
systems exist utilizing water base polyurethane chemistry in conjunction with alternate
polymer technology but these systems are not wholly water base polyurethane technology
and in many cases tend to dilute the expected resulting water base polyurethane properties.
[0004] Aqueous polyurethane dispersions are used in a large variety of applications due
to a well balanced performance profile such as good flexibility and durability, good
resistance to abrasion, good chemical resistance as well as good adhesion to various
substrates. They can be found in adhesives, paints and coatings such as those for
kitchen cabinets, wood and vinyl flooring, plastics, leather coatings, glass fiber
sizing, glass coatings, automotive / transportation coatings, textile coatings etc.
The production process for WPU entails the incorporation of water soluble entities
of either a nonionic, cationic or ionic nature. The most popular method for waterborne
polyurethane manufacture, well established in the art, entails the incorporation of
polar species like dimethylol propionic acid (DMPA) into the prepolymer backbone to
ensure subsequent water dispersibility and solubility via ion formation through neutralization
of the acid with basic compounds like triethylamine. The incorporation of the solid
DMPA entity generally results in significant increases in the prepolymer viscosity
and necessitates the addition of cosolvents to keep the viscosity at a level sufficient
for processing at the required temperatures. The common cosolvent used for WPU manufacture
is n-methyl pyrrolidone (NMP). The NMP serves multiple functions in the WPU process.
First, the NMP acts as a diluent to help lower viscosity of the prepolymer to manageable
levels for processing. Second, the NMP assists to dissolve the solid DMPA entity thereby
decreasing cycle times for prepolymer processing. Third, and generally regarded as
the critical determining factor in establishing required cosolvent levels, the residual
NMP in the final fully reacted WPU system serves as a coalescent for the WPU film.
Total levels of required cosolvents may vary greatly but are generally determined
by the amounts necessary to allow fully coalesced final WPU films at room temperature.
In general, this level is in excess of what is required for viscosity control process
purposes. Once the prepolymer is diluted with cosolvent to suitable processing viscosity
levels and made suitably hydrophilic via the salt formation at the ionic groups attached
the low molecular weight prepolymer is than dispersed in water and chain extended
to high molecular weight WPU chains via reaction with various multifunctional amines
such as hydrazine.
Changes in legislation on the labeling of products containing N-methyl-pyrolidone
(NMP;toxicity and reprotoxicity R phrases added) have resulted in increased efforts
of the coating industry to replace NMP with alternative co-solvents or reduce or avoid
the use of co-solvents altogether.
In the present invention it has been surprisingly found that hydroxyl terminal telechelic
polyesters polyols derived from the reaction products of tertiary alkenyl glycidyl
esters based hydroxyl terminal polyester polyols with polyisocyanates, suitable hydrophilic
entity, chain extended with polyfunctional amine and dispersed in water have shown
surprising improved coalescence ability resulting in decreased co-solvent demand for
room temperature coalescence.'
[0005] WO 2006/002864 patent describes a polyurethane dispersion containing ≤ 5 wt-% NMP by weight of polyurethane
and where the polyurethane is derived from either aliphatic or aromatic isocyanate
and isocyanate-reactive polyol bearing ionic and/or potentially ionic water dispersing
groups and non-ionic isocyanate-reactive polyols. The pre-polymerisation is performed
in the presence of reactive diluents such as vinyl monomers, e.g. methyl methacrylate,
ethylmethacrylate and styrene and in consequence a hybrid polyurethane vinyl polymer
is obtained which requires a reduced amount of NMP as co-solvent due to the diluting
effect of the vinyl monomers during the pre-polymerisation process. The reactive diluent
is polymerized with suitable peroxide or persulfate catalysts after the polyurethane
pre-polymer has been reacted with at least one active hydrogen chain-extending compound
to form the PU polymer.
[0007] US 6,482,474 by D. R. Fenn et al. describes the use of a hydroxyl functional polymer which is preferably derived from
a polyfunctional carboxylic acid and a monoepoxide such as Cardura E10. To that purpose
low molecular weight polyols (Mw 66 - 150) such as ethylene glycol , propylene glycol,
trimethylol propane or neopentylglycol are reacted with dicarboxylic acid anhydrides
such as maleic anhydride, succinic anhydride, phtalic anhydride and hexahydrophtalic
anhydride. The resulting polyfunctional acid compound has substantially the same number
of acid groups as the the polyol had hydroxyl groups. The ensuing reaction of the
polyfunctional acid compound with the monoepoxide yields a OH-functional polyester
polyol which can be further reacted with additional moles of polyfunctional acid and
monoepoxide. The final hydroxyl functional polyol is then reacted with the polyisocyanate
mixture in the presence of an organic solvent. The coating is used as a chip resistant
sandable primer in the spot repair of automotive paints producing high quality results.
[0008] An anonymous research disclosure No. 505 033 in May 2006 in Research Disclosure titled
"Glycidyl ester based telechelic polyesters" describes the step growth polymerization
of hydroxyl terminated telechelic polyesters from dicarboxylic acids, dicarboxylic
acid anhydrides and glycidyl esters. 1 mole of diacid is first reacted with 2 moles
of glycidyl ester until at least 85 mole% conversion is achieved. The resulting diol
is then reacted sequentially with n times 2 moles of dicarboxylic anhydride and then
2 moles of glycidyl ester until the desired molecular weight is achieved (n can vary
from 0 to 10). The resulting polyester polyols have been found suitable to make polyurethane
dispersions.
[0009] US3,607,900 by Kazy Sekmakas describes water-dispersible polyurethane resins that are provided by reacting a resinous
polyol with a stoichiometric deficiency of polyisocyanate to provide hydroxyl-functional
polyurethane in which carboxyl functionality is generated with a portion of the carboxyl
functionality being preferably consumed by reaction with monoepoxide to generate hydroxyl
ester groups remote from the backbone of said polyurethane resin. The aqueous polyurethane
resins are employed in electrocoating processes in which a unidirectional electrical
current is passed through the aqueous bath containing the dispersed resin to deposit
at the anode of the system.
The
US 6,087,444 by Shanti Swarup et al. is about aqueous dispersions of polyurethane/acrylic polymers can be made that provide
water-based coating compositions with good humidity resistance as well as a combination
of performance properties required for commercial coating uses, without requiring
the use of costly special types of polyisocyanates The authors are not telling the
reader on the way that it could be achieved a low viscosity composition and high hardness
of the cured film.
[0010] Waterborne polyurethane dispersions (WPU)of this invention, derived from the reaction
products of tertiary alkenyl glycidyl esters based hydroxyl terminal polyester polyols
with aliphatic isocyanates and chain extended with hydrazine and dispersed in water
have shown surprising inherent, characteristics for self-coalescence.
[0011] The observed phenomena resulted in a decreased demand for external co-solvent like
n-methyl-pyrolidone (NMP) for room temperature film formation or allowed for the elimination
of NMP altogether. The resulting polymer films have shown a higher degree of hardness
compared to stoichiometrically equivalent industry benchmarks which would allow for
a reduction of the necessary isocyanate content. Furthermore the cured films have
shown improved hardness and abrasion resistance over these benchmarks.
[0012] The benefits of the invention are:
- Altered pre-polymer molecular architecture also allows for faster dissolution of DMPA
such shortening process batch time (24 min versus 40 to 60 minutes).
- Resulting waterborne PU polymer dispersions with intrinsic characteristics for self-coalescence
aiding film formation and reducing the demand for co-solvent like NMP or alternatively
Proglyde DMM for room temperature film formation. NMP can be eliminated from the formulation
altogether and is replaced by more benign alternative co-solvents such as proglyde
DMM (dipropyleneglycoldimethylether) at lower amounts.
- Aqueous WPU dispersions having significantly reduced isocyanate content.
- Cured films exhibiting a higher degree of hardness compared to stoichiometrically
comparable benchmarks based on standard polyester polyols (neopentylglycoladipate,
hexanediol adipate, butanediol adipate, BDO initiated polycaprolactone, CHDM initiated
polycarbonate polyols) thus allowing for a reduction in expensive isocyanates to obtain
the same degree of hardness whilst maintaining physico-mechanical properties on a
similar level with reduced co-solvent levels for coalesence.
- Cured films exhibiting a comparatively improved inherent abrasion resistance.
[0013] The polyurethane aqueous dispersion composition of the invention and comprising (i)a
hydroxyl terminal oligomer derived from an alkenyl glycidyl ester and carboxylic di-acids
or anhydride, hemi-ester,(ii) a poly-isocyanate and (iii) suitable hydrophilic entity
know in the art wherein the oligomer is characterized in that the molecular weight
is between 600 and 2800, lead to the above listed properties.
A embodiment of this invention is wherein the alkenyl glycidyl ester is a linear or
branched alkenyl glycidyl ester with the alkenyl group containing from 4 to 12 carbon
atoms.
A preferred embodiment of this invention is wherein the branched alkenyl chain is
a tertiary alkenyl chain with 4 to 12 carbon atoms, preferably from 8 to 10 carbon
atoms and most preferably with 9 carbon atoms.
[0014] The above composition are formulated for use with the level of co-solvent being lower
than 8.6 weight% on total composition and possibly the composition is free of N-methylpyrolidone.
The compositions of this invention are formulated with a level of isocyanate between
7.5 and 17.5 weight% on total composition.
[0015] Another embodiment of this invention is that the hydroxyl terminal oligomer is a
diol derived from an alkenyl glycidyl ester and carboxylic di-acids or anhydride,
hemi-ester and a poly-isocyanate, wherein the oligomer is characterized in that the
molecular weight is between 600 and 2800.
The alkenyl glycidyl ester can be with a linear alkenyl chain such as glycidyl esters
of C-6 to C-20 fatty Acids. or with a branched alkenyl chain such as glycidyl neodecanoate.
The most preferred glycidyl ester monomers are commercially available from Momentive
Specialty Chemicals Inc. as Cardura 10, Cardura 9 and Cardura 5 (glycidyl pivalate).
[0016] Cardura polyols are prepared as taught in the anonymous research disclosure and Momentive
Specialty Chemical brochure "Cardura E10P - Low Viscosity Diol and Triol Polyesters",
2006 Momentive Specialty Chemicals Inc.
Polyurethane dispersions were prepared as detailed in the next section. As industry
benchmark Sancure 815 was chosen, this product currently has 8.5% NMP and while it
does help in processing, it is also needed for film formation. These products utilize
a hexane diol / neopentyl glycol / adipic acid diol. In addition to the diol, these
products utilize Desmodur W (H12MDI) as the isocyanate, DMPA to introduce the acid
functionality and are chain extended with hydrazine.
Wet dispersions and cured film of Cardura polyester based experimental PUDs and industry
benchmark were subjected to below mentioned test regimen. The primary application
purpose of experimental coatings was in clear wood coatings, but the invention also
has uses in adhesives, paints and coatings such as those for kitchen cabinets, wood
and vinyl flooring, plastics, leather coatings, glass fiber sizing, glass coatings,
automotive / transportation coatings, textile coatings etc.
● Wet dispersion properties
- Viscosity, solids content (Attempt equal 34% TSC to equate to SANCURE 815T), pH, appearance,
heat age stability, freeze/thaw stability
● Dry film properties
- Air dry 24 hours/oven dry 150°C/2 minutes
- Record 100% modulus, ultimate tensile, ultimate elongation, softening point, film
clarity
- Abrasion resistance using ASTM D4060
● Air dry Koenig hardness development
- #40 rod on glass air dried RT recorded over 10 day-period
● Hydrolysis resistance
- Record differences in modulus, ultimate tensile, ultimate elongation after dry film
exposure to ASTM D2247 "Standard practice for testing water resistance
- of coatings in 100% relative Humidity"
[0017] Manufacture of water base polyurethane utilizing Cardura polyol as the di-hydroxyl
component in place of polyester polyols such as hexanediol adipate polyester polyols,
butandiol adipate polyester polyols, hexane/neopentyl adipate polyester polyols or
butanediol initiated polycaprolactone polyols and maintaining all other reactants
at equivalent weight levels comparatively yields:
28 to 100% reduction in co-solvent demand required for film formation at room temperature
120 - 129% increase in surface hardness as measured by Koenig hardness
65 - 85% improvement in abrasion resistance
[0018] Manufacture of water base polyurethane utilizing Cardura polyol as the di-hydroxyl
component in place of CHDM initiated polycarbonate polyol and maintaining all other
reactants at equivalent weight levels comparatively yields:
47.9% reduction in co-solvent demand required for film formation at room temperature
2 - 3% increase in surface hardness as measured by Koenig hardness
0 - 46% improvement in abrasion resistance.
[0019] Use of Cardura polyols addresses the need for reduced co-solvent demand for room
temperature film formation while supplying increased surface hardness at equal isocyanate
content and/or decreased isocyanate demand for equal surface hardness resulting in
reduced cost, and, maintaining equal or improved abrasion resistance properties.
The composition of the invention wherein the weight % level of cosolvent required
for film formation at 25°C of the resulting polyurethane polymer is 35 to 60 % lower
than stochiometrically equivalent polyurethane systems utilizing hexane-neopentyl
adipate polyester or BDO initiated polycaprolactone or CHDM initiated polycarbonate
as the polyol component.
[0020] The composition according to the invention and wherein the Koenig Hardness of the
resulting polyurethane polymer is 83 to 124% higher than stochiometrically equivalent
polyurethane systems utilizing hexane-neopentyl adipate polyester or BDO initiated
polycaprolactone as the polyol component.
[0021] The composition according to the invention and wherein the Koenig Hardness of the
resulting polyurethane polymer is 2 to 3% higher, and, the weight % level of cosolvent
required for film formation at 25°C of the resulting polyurethane polymer is 55 to
60% lower than stochiometrically equivalent polyurethane systems utilizing CHDM initiated
polycarbonate as the polyol component.
[0022] The composition according to the invention and wherein the Taber Abrasion resistance
measured as mg loss/1000 cycles yields between 49 to 84% reduction in mg loss comparative
to stochiometrically equivalent polyurethane systems utilizing hexane-neopentyl adipate
polyester or BDO initiated polycaprolactone as the polyol component.
[0023] The composition according to the invention and wherein the Taber abrasion resistance
measured as mg loss/1000 cycles yields between 10 to 15% reduction in mg loss comparative
to stochiometrically equivalent polyurethane systems utilizing CHDM initiated polycarbonate
as the polyol component.
[0024] The composition according to the invention and wherein the resulting polyurethane
film may yield approximately equivalent Koenig Hardness and 40-46% reduction in cosolvent
required for film formation at 25°C and 20-22% reduction in polyisocyanate required
as compared to a system utilizing hexanediol-neopentyl glycol polyester polyol component.
EXAMPLES
Example 1
[0025] To a clean, dry reactor vessel add 138.51 grams of dicyclohexylmethane diisocyanate
(H12MDI) and 199.29 grams of 1258 molecular weight hydroxyl terminal polyester diol
derived from the reaction products of tertiary alkenyl glycidal esters. Start mixing
and heat the mixture to 77°C (170°F). Start a nitrogen bleed into the head space of
the reactor vessel. With heating on low charge 0.017 grams stannous octoate catalyst.
Allow the reaction mixture to exotherm resulting in increased internal batch temperature
to 110-121°C (230-250°F) with heating off. Allow reaction mixture to begin cooling
while removing and testing an aliquot for complete reaction of the polyisocyanate
with the polyester to yield a maximum amount of residual polyisocyanate content of
9.19%. Upon confirmation of completeness of reaction charge 48.00 grams of dipropylene
glycol dimethyl ether cosolvent. Adjust the internal batch temperature to 93°C (200°F).
Charge 14.17 grams of dimethylol propionic acid. Hold the internal batch temperature
at 88-96°C (190-205°F). Approximately 20 minutes after charging the dimethylol propionic
Acid test an aliquot of the reaction mixture for complete reaction of the residual
polyisocyanate with the dimethylol propionic Acid to yield a maximum amount of residual
polyisocyanate content of 5.54%. Upon confirmation of completeness of reaction cool
the reaction mixture to 175F. To the reaction mixture at 79.5°C (175°F) add 10.6 grams
of triethylamine neutralizing agent. To a separate vessel add 520.63 grams of water
at 35-40.5°C(95-105°F) and 0.09 grams of DeeFo PI40 defoamer (supplied by Munzing).
Start agitation in the water containing vessel. Slowly add 359.36 grams of the reaction
mixture to the water allowing incorporation and dispersion of the reaction mixture
into the water over a 3-7 minute period. Mix the dispersion for 10-20 minutes after
complete addition of the reaction mixture. To the dispersion add 10.23 grams of 64%
hydrazine hydrate diluted with water to 35% solids content. Mix for 10-15 minutes
after addition of the hydrazine hydrate and test a small aliquot for residual isocyanate
content via FTIR analysis (2250
-cm peak). Mix to complete elimination of the residual isocyanate peak as determined
by FTIR. The resulting dispersion has a polyurethane solids content of 35% by weight
and a polyurethane solids composition of 38.53% polyisocyanate, 55.43% polyester polyol,
3.94% dimethylol propionic acid, 2.08% hydrazine. As produced the dispersion contains
13.35% dipropylene glycol monomethyl ether cosolvent based upon polyurethane solids
content.
[0026] Upon complete elimination of the residual isocyanate peak as determined by FTIR analysis
allow the liquid dispersion to equilibrate to 21.1°C (70°F) temperature. Test the
liquid dispersion for film formation at 21.1°C (70°F) and 50% Relative Humidity by
applying a 10 wet mil film of the dispersion to clean glass at 21.1°C (70°F) temperature
and allowing the film to air dry. Determination of coalescence is made by visual observation
of the elimination of film 'cracks' and fractures upon air dry of a 254 microns wet
(10 wet mils)film on glass at 50% relative humidity and 21.1°C (70°F) temperature.
Post add stepwise additions of dipropylene glycol dimethyl ether and record the total
amount of additional dipropylene glycol dimethyl ether required to create film formation
as described at 21.1°C (70°F) and 50% relative humidity.
[0027] Upon establishment of dipropylene glycol dimethyl ether content required for coalescence
use wet solutions with added cosolvent at determined levels to test resulting films
for the following:
i. Modulus, tensile and elongation of films coated at 254 microns wet (10 wet mils)
on glass and oven dried for 3 minutes at 150°C.
ii. Abrasion resistance via ASTM D4060 recording milligrams loss in weight at 1000
abrasion cycles using Taber Abrader with CS-17 wheel, 1000 gram weight on coated birch
wood panels.
iii. Koenig hardness on films coated to glass using #40 Meyer Rod and cured as described
in results.
- A.Equivalent polymer charge and preparation and testing as described in Example 1
replacing the 1258 molecular weight hydroxyl terminal polyester diol derived from
the reaction products of tertiary alkenyl glycidyl esters with polyester diol based
upon hexane-neopentyl adipate blended to 1258 molecular weight. Suitable polyols are
well known in the art and examples of such are Piothane 67-1000 and Piothane 67-3000
supplied by Pioneer resins, Rucoflex 1015-120, Rucoflex 1015-35 supplied by Bayer.
- B.Equivalent polymer charge and preparation and testing as described in Example 1
replacing the 1258 molecular weight hydroxyl terminal polyester diol derived from
the reaction products of tertiary alkenyl glycidyl esters with polycaprolactone diol
based upon butanediol initiated polycaprolactone polyol blended to 1258 molecular
weight. Suitable polyols are well known in the art and an example of such are CAPA
2200 and CAPA 2100 supplied by Perstorp.
- C.Equivalent polymer charge and preparation and testing as described in Example 1
replacing the 1258 molecular weight hydroxyl terminal polyester diol derived from
the reaction products of tertiary alkenyl glycidyl esters with polcarbonate diol based
CHDM initiated polycarbonate polyol blended to 1258 molecular weight. Suitable polyols
are well known in the art and examples of such are PC1667 supplied by STAHL USA.
[0028] Processing and test results for Example 1 and versions A, B and C are as follows:
| Test System |
Example 1 |
Version A |
Version B |
Version C |
| Polyol Type |
Hydroxyl Terminal Polyester Diol derived from the reaction products of tertiary alkenyl
glycidal esters |
Hexane-Neopentyl Adipate |
Butanediol Initiated Polycaprola ctone |
CHDM Initiated Polycarbon ate |
| Polyol Molecular Weight |
1258 |
1258 |
1258 |
1258 |
| Prepolymer Viscosity @ 77°C (170°F) and 88% Prepolymer Solids Content |
4,500 cps* |
4,500 cps* |
4,500 cps* |
4,500 cps* |
| DMPA Cook Time @ 88-96°C (190-205°F) |
24 minutes |
40 min |
60 min |
54 min |
| % DMM Cosolvent required for coalescence at 21.1°C (70°F) and 50% RH based upon polyurethane
solids content |
20.69% |
38.76% |
39.23% |
51.99% |
| Koenig Hardness #40 rod on glass air dried 30 minutes 21.1°C (70°F) and oven dried
4 hours @ 60C. Koenig Hardness recorded at 21.1°C (70°F) /50% RH |
108 |
49 |
47 |
105 |
| Taber Abrasion mg loss per 1000 cycles CS-17 wheel, 1000 gram weight, 21.1°C (70°F)and
50% RH |
11.05 mg |
69.00 mg |
37.65 mg |
12.95 mg |
| Film Properties of 254 microns wet (10 wet mil) film coated to glass, air dried 10
minutes 21.1°C (70°F), oven dried 3 minutes 150°C. Removed from glass and air dried
7 days 21.1°C (70°F) and 50%RH. |
| 100% Modulus |
2667psi |
1588psi |
1603psi |
3510psi |
| Tensile at Break |
3231psi |
2152psi |
2552psi |
4107psi |
| Elongation |
149% |
222% |
202% |
141% |
| Polyurethane Backbone Composition |
| % Dicyclohexylmethane Diisocyanate |
38.53 |
38.53 |
38.53 |
38.53 |
| %Polyester Diol |
55.43 |
55.43 |
55.43 |
55.43 |
| %Dimethylol Propionic Acid |
3.94 |
3.94 |
3.94 |
3.94 |
| %Hydrazine |
2.08 |
2.08 |
2.08 |
2.08 |
| *: BKFLD RVT #4@20@ 77°C (170°F) |
[0029] Test results indicate that the use of hydroxyl terminal polyester diol derived from
the reaction products of tertiary alkenyl glycidyl esters in the preparation of a
water based polyurethane can yield the .unique resulting property attributes of reduced
cosolvent coalescent demand required for film formation at room temperature, increased
film penetration hardness, improved abrasion resistance as compared to stochiometrically
equivalent polyurethane systems utilizing polyester diols that are currently commercially
available in the industry and well known to the art.
1. A polyurethane aqueous dispersion composition comprising a hydroxyl terminal oligomer
derived from an alkenyl glycidyl ester and carboxylic di-acids or anhydride, hemi-ester
and a poly-isocyanate and a water dispersing component and a chain extender component,
wherein the oligomer is characterized in that the molecular weight is between 600 and 2800.
2. The composition of claim 1 wherein the alkenyl glycidyl ester is a linear or branched
alkenyl glycidyl ester with the alkenyl group containing from 4 to 12 carbon atoms.
3. The composition of claims 1-2 wherein the branched alkenyl chain is a tertiary alkenyl
chain with 4 to 12 carbon atoms, preferably from 8 to 10 carbon atoms and most preferably
with 9 carbon atoms.
4. The composition of claims 1 to 3 wherein the polyisocyanate may be dicyclohexylmethane
diisocyanate, isophorone diisocyanate, hexane diisocyanate, tetramethylxylene diisocyanate,
toluene diisocyanate, diphenylmethane diisocyanate, or, combinations thereof and wherein
the diisocyanate is more preferably dicyclohexylmethane diisocyanate.
5. The composition of claims 1 to 4 wherein the polyisocyanate content is between 25
to 50 weight % on total polyurethane solids content.
6. The composition of claims 1 to 5 wherein the polyisocyanate content is preferably
between 27 to 48 weight %, and more preferably between 38 to 44 weight % based upon
total polyurethane solids content.
7. The composition of claims 1 to 6 wherein the water dispersing component may be anionic
or cationic or nonionic or combinations thereof.
8. The composition of claims 1 to 7 wherein the polyol component is comprised of a hydroxyl
terminal oligomer derived from an alkenyl glycidyl ester and carboxylic di-acids or
anhydride, wherein the alkenyl chain is a tertiary alkenyl chain with 4 to 12 carbon
atoms, preferably from 8 to 10 carbon atoms and most preferably with 9 carbon atoms.
9. The composition of claims 1 to 8 wherein the polyol component of claim 9 may be used
as a mixture with general classes of polyols and glycols such as polyesters, polycaprolactones,
polycarbonates, polyethers, short chain glycols.
10. The composition of claims 1 to 9 wherein the polyol component is between 25 to 60
weight% based upon total polyurethane solids content.
11. The composition of claims 1 to 10 wherein the chain extender component used may be
selected from the classes of aliphatic polyfunctional amines, aromatic polyfunctional
amines, blocked amines, amino alcohols, polyether amines, water and preferably an
aliphatic diamine and more preferably hydrazine.
12. The composition of claims 1 to 11 wherein the level of co-solvent is lower than 25.5
weight% on total polyurethane solids content.
13. The composition of claims 1 to 11 wherein the composition is preferably free of n-methylpyrolidone.
14. The composition of claims 1 to 13 wherein the hydroxyl terminal oligomer is the polyol
component and is a diol derived from an alkenyl glycidyl ester and carboxylic di-acids
or anhydride, hemi-ester and a poly-isocyanate, and a water dispersing component and
a chain extender component wherein the oligomer is characterized in that the molecular weight is between 600 and 2800.
15. The composition of claims 1 to 14 comprising 25-50 weight% diisocyanate and more preferably
38-44 weight % dicyclohexylmethane diisocyanate, 25-60 weight % Polyol component,
and more preferably 49 - 56 weight % Polyol component, as branched alkenyl chain which
is a tertiary alkenyl chain with 4 to 12 carbon atoms, preferably from 8 to 10 carbon
atoms and most preferably with 9 carbon atoms.