Technical Field
[0001] This invention relates to colour imaging of security document precursors with the
aim of producing security documents that are difficult to falsify.
Background Art
[0002] Articles are laser marked in order to ensure product safety and authenticity. For
example, packaging material of pharmaceuticals is laser marked to enable a consumer
to verify the genuineness of a product. Laser marked security cards are widely used
for various applications such as identification purposes (ID cards) and financial
transfers (credit cards). Such cards typically consist of a laminated structure consisting
of various papers or plastic laminates and layers wherein some of them may carry alphanumeric
data and a picture of the card holder. So called 'smart cards' can also store digital
information by including an electronic chip in the card body.
[0003] A principal objective of such articles and security cards is that they cannot be
easily modified or reproduced in such a way that the modification or reproduction
is difficult to distinguish from the original
[0004] Two techniques frequently used for preparing security documents are laser marking
and laser engraving. In literature, laser engraving is often incorrectly used for
laser marking. In laser marking an article, a colour change is observed by local heating
of material in the bulk of the article, while in laser engraving material is removed
by ablation.
[0005] Today, laser marking employed in the manufacture of security documents consists solely
of a "black" laser marking method via the carbonization of a polymer, usually polycarbonate
as disclosed in e.g.
EP 2181858 A (AGFA) .There has been considerable interest in being able to produce colour images
through laser marking.
[0006] US 4720449 (POLAROID) discloses a thermal imaging method for producing colour images on a support
carrying at least one layer of a colourless compound, such as di- or triarylmethane,
by conversion of electromagnetic radiation into heat. The laser beams may have different
wavelengths in a range above 700nm with at least about 60 nm apart so that each imaging
layer having a different infrared absorber may be exposed separately to convert a
colourless triarylmethane compound into a coloured form.
[0007] WO 2009/106036 A (BUNDESDRUCKEREI) discloses a method for producing a security and value document
containing a polymer laminate formed from a basic polymer laminate and a polymer coating.
The polymer coating has a printable substrate layer that can absorb a diffusible ink
printed by thermosublimation or inkjet printing. The polymer laminate can be laser
marked through pyrolysis (carbonization).
[0008] EP 2181851 A (AGFA) discloses that a dye image in a dye diffusion transfer image receptor layer
comprising a polymeric mordant could be laser engraved, while no laser engraving appeared
to be possible with dye images obtained with other imaging techniques such as thermal
dye sublimation and inkjet.
[0009] EP 2332738 A (AGFA) discloses the laser perforation of a security document precursor with two
or more holes near a perimeter edge surface of the precursor, wherein at least one
of the holes is filled with a coloured material by e.g. inkjet ink printing, so that
the coloured material is visible from a direction perpendicular on the perimeter edge
surface.
[0010] US 2009201321 A (XEROX) discloses a system integrating a digital press with an ink jet device to
form a security document including a xerographic portion and an invisible inkjet ink
portion, in order to produce documents in a continuous inline process.
[0011] Since methods for falsification and counterfeiting of security documents also continue
to develop and improve, it remains a constant battle to protect security documents
against falsification and counterfeiting by developing new security features and methods
of securing such documents. There remains a need for multicolour laser markable articles
which are difficult to falsify.
Summary of invention
[0012] In order to overcome the problems described above, preferred embodiments of the present
invention provide a method of producing a security document including the steps of
a) producing a first part of a colour image by colour laser marking a security document
precursor; and b) producing a second part of the colour image by a second imaging
technique different from laser marking.
[0013] The present invention provides a method wherein two colour imaging techniques are
used to compose a single colour image. The use of different imaging techniques require
that the images of both imaging techniques are positioned carefully in register to
each other. Misalignment of the images composing the colour image is immediately visible
upon inspection.
[0014] Another advantage is that by using different imaging techniques that colours which
are difficult to reproduce by one imaging technique can be reproduced by the second
imaging technique. For example, spot colours like Coca Cola™ red or IBM™ blue can
be easily reproduced by UV curable inkjet printing in the second part of the colour
image, while this may be a challenge in reproducing them by colour laser marking.
[0015] Further advantages and preferred embodiments of the present invention will become
apparent from the following description.
Brief description of drawings
[0016] Figure 1.a shows a cross section of an embodiment of a colour laser markable laminate
11 including two colour laser markable layers 16 and 17 on a transparent polymeric
support 15 being simultaneously laminated between an opaque core support 14 and a
polymeric overlay 18. Figure 1.b shows a cross section of the end result, i.e. a laser
markable precursor 13 obtained by the lamination in Figure 1.a.
[0017] Figure 2 shows a cross section of a security document 21 including, in order, a core
support 24, a colour laser markable layer 26, a transparent polymeric support 25,
a colour laser markable layer 27, and a polymeric overlay 28. The security document
21 contains colour laser markings 23 in the colour laser markable layers 26 and 27,
and contains UV curable inkjet ink markings 22. The colour laser markings 23 and the
UV curable inkjet ink markings 22 together form a single colour image.
[0018] Figure 3 shows a symmetrical security document precursor including on both sides
of an opaque core 32, a colour laser markable layer 33, a transparent polymeric support
34, a colour laser markable layer 35, and a polymeric overlay 36.
[0019] Figure 4 shows the interlamination of a hologram 47 between a polymeric overlay 41
and a security laminate 42 including two colour laser markable layers 45 and 46 on
a transparent polymeric support 44, all being laminated onto a core support 43.
Description of embodiments
Definitions
[0020] The terms "polymeric support" and "foil", as used herein, mean a self-supporting
polymer-based sheet, which may be associated with one or more adhesion layers e.g.
subbing layers. Supports and foils are usually manufactured through extrusion.
[0021] The term "layer", as used herein, is considered not to be self-supporting and is
manufactured by coating it on a (polymeric) support or foil.
[0022] The term "leuco dye" as used herein refers to compounds which can change from essentially
colourless to coloured when heated.
[0023] "PET" is an abbreviation for polyethylene terephthalate.
[0024] "PETG" is an abbreviation for polyethylene terephthalate glycol, the glycol indicating
glycol modifiers which are incorporated to minimize brittleness and premature aging
that occur if unmodified amorphous polyethylene terephthalate (APET) would be used
in the production of cards.
[0025] "PET-C" is an abbreviation for crystalline PET, i.e. a biaxially stretched polyethylene
terephthalate. Such a polyethylene terephthalate support has excellent properties
of dimensional stability.
[0026] The definition of "security feature" corresponds with the normal definition as adhered
to in the "Glossary of Security Documents - Security features and other related technical
terms" as published by the Consilium of the Council of the European Union on September
12, 2012 (Version: v. 09916-08.R.2.C.1.en) on its website:
http://www.consilium.europa.eu/prado/EN/glossaryPopup.html.
[0027] The term "alkyl" means all variants possible for each number of carbon atoms in the
alkyl group i.e. methyl, ethyl, for three carbon atoms: n-propyl and isopropyl; for
four carbon atoms: n-butyl, 1-isobutyl, 2-isobutyl and tertiary-butyl; for five carbon
atoms: n-pentyl, 1,1-dimethyl-propyl, 2,2-dimethylpropyl and 2-methyl-butyl, etc.
[0028] Unless otherwise specified a substituted or unsubstituted alkyl group is preferably
a C
1 to C
6-alkyl group.
[0029] Unless otherwise specified a substituted or unsubstituted alkenyl group is preferably
a C
2 to C
6-alkenyl group.
[0030] Unless otherwise specified a substituted or unsubstituted alkynyl group is preferably
a C
2 to C
6-alkynyl group.
[0031] Unless otherwise specified a substituted or unsubstituted aralkyl group is preferably
phenyl group or naphthyl group including one, two, three or more C
1 to C
6-alkyl groups.
[0032] Unless otherwise specified a substituted or unsubstituted alkaryl group is preferably
a C
1 to C
6-alkyl group including an aryl group, preferably a phenyl group or naphthyl group.
[0033] Unless otherwise specified a substituted or unsubstituted aryl group is preferably
a substituted or unsubstituted phenyl group or naphthyl group.
[0034] A cyclic group includes at least one ring structure and may be a monocyclic- or polycyclic
group, meaning one or more rings fused together.
[0035] A heterocyclic group is a cyclic group that has atoms of at least two different elements
as members of its ring(s).The counterparts of heterocyclic groups are homocyclic groups,
the ring structures of which are made of carbon only. Unless otherwise specified a
substituted or unsubstituted heterocyclic group is preferably a five- or six-membered
ring substituted by one, two, three or four heteroatoms, preferably selected from
oxygen atoms, nitrogen atoms, sulphur atoms, selenium atoms or combinations thereof.
[0036] An alicyclic group is a non-aromatic homocyclic group wherein the ring atoms consist
of carbon atoms.
[0037] The term "heteroaryl group" means a monocyclic- or polycyclic aromatic ring comprising
carbon atoms and one or more heteroatoms in the ring structure, preferably, 1 to 4
heteroatoms, independently selected from nitrogen, oxygen, selenium and sulphur. Preferred
examples of heteroaryl groups include, but are not limited to, pyridinyl, pyridazinyl,
pyrimidyl, pyrazyl, triazinyl, pyrrolyl, pyrazolyl, imidazolyl, (1,2,3,)- and (1,2,4)-triazolyl,
pyrazinyl, pyrimidinyl, tetrazolyl, furyl, thienyl, isoxazolyl, thiazolyl, isoxazolyl,
and oxazolyl. A heteroaryl group can be unsubstituted or substituted with one, two
or more suitable substituents. Preferably, a heteroaryl group is a monocyclic ring,
wherein the ring comprises 1 to 5 carbon atoms and 1 to 4 heteroatoms.
[0038] The term "substituted", in e.g. substituted alkyl group means that the alkyl group
may be substituted by other atoms than the atoms normally present in such a group,
i.e. carbon and hydrogen. For example, a substituted alkyl group may include a halogen
atom or a thiol group. An unsubstituted alkyl group contains only carbon and hydrogen
atoms.
[0039] Unless otherwise specified a substituted alkyl group, a substituted alkenyl group,
a substituted alkynyl group, a substituted aralkyl group, a substituted alkaryl group,
a substituted aryl, a substituted heteroaryl and a substituted heterocyclic group
are preferably substituted by one or more substituents selected from the group consisting
of methyl, ethyl, n-propyl, isopropyl, n-butyl, 1-isobutyl, 2-isobutyl and tertiary-butyl,
ester, amide, ether, thioether, ketone, aldehyde, sulfoxide, sulfone, sulfonate ester,
sulphonamide, -Cl, -Br, -I, -OH, -SH, -CN and -NO
2.
Methods for Producing Security Documents
[0040] A preferred embodiment of the present invention is a method of producing a security
document including the steps of: a) producing a first part of a colour image by colour
laser marking a security document precursor; and b) producing a second part of the
colour image by a second imaging technique different from laser marking.
[0041] In a preferred embodiment of the method, the second part of the colour image includes
one or more chromatic colours. Achromatic colours are white, black and grey, i.e.
having no particular hue.
[0042] In a preferred embodiment of the method, the first part of the colour image is made
by colour laser marking two colour laser markable layers producing different colours,
more preferably one colour laser markable layer producing a cyan or blue colour and
the other colour laser markable layer producing a magenta or red colour, while the
second part of the colour image is made by a second imaging technique providing the
complementary colour yellow or green, more preferably yellow. The integration of the
three colours e.g. cyan, magenta and yellow, provides a full colour image of chromatic
colours.
[0043] The one or more chromatic colours in the second part of the colour image may include
a spot colour. A spot colour is a custom colour, e.g. Coca Cola™ red or IBM™ blue,
which may be very difficult to match using the colour laser marking imaging technique.
Such spot colours can be applied much more easily by using specific colour dyes or
pigments by e.g. inkjet printing or thermosublimation printing.
[0044] The imaging technique used for producing the second part of the colour image is an
imaging technique different from laser marking. Using a laser for the second part
of the colour image makes falsification much easier, since the alignment of the first
and second parts of the colour image requires only a minor adaptation of laser optics.
By using a different imaging technique for the second part of the colour image, the
exact alignment of the first and second parts of the colour image becomes much more
difficult. In principle, a forger only has one opportunity to falsify a security document,
thus by limiting the number of trials for aligning the first and second parts of the
colour image the security of a security document is enhanced.
[0045] There is no real limitation on the type of the second imaging technique, but preferably
the second imaging technique is a technique allowing variable data to be applied.
A preferred second imaging technique allowing variable data printing is inkjet printing,
more preferably UV curable inkjet printing. UV curable inkjet printing does not require
the presence of a specific ink-absorbing layer on the polymeric overlay contrary to
aqueous or solvent inkjet printing. Other preferred second imaging techniques include
xerography and particularly thermosublimation printing.
[0046] These imaging techniques are well-known to a person skilled in the art and also commercially
available. For example, the Zebra™ P310i is a reliable security card printer for applying
single side thermosublimation or thermotransfer prints in monochrome or four colors.
Security Document Precursors
[0047] The security document precursors includes preferably one or two colour laser markable
layers on a transparent polymeric support, more preferably on the same transparent
polymeric support wherein one colour laser markable layer is present on one side of
the transparent polymeric support and the other colour laser markable layer is present
on the opposite side.
[0048] In a preferred embodiment of the security document precursor, the two colour laser
markable layers, wherein the colour laser markable layer closest to the core support
includes an infrared dye IR-1 with a maximum absorption in the infrared region at
the wavelength λ
max(IR-1), while the other colour laser markable layer includes an infrared dye IR-2
with a maximum absorption in the infrared region at the wavelength λ
max(IR-2)
[0049] λ
max(IR) is the wavelength of the absorption maximum in the infrared spectrum from 700
to 1500 nm. The λ
max(IR-1) and λ
max(IR-2) are preferably measured by absorption spectroscopy on a coated layer, since
the value of λ
max may differ somewhat, although usually no more than 10 nm, on the type of solvent
used in an infrared dye solution.
[0050] In a preferred embodiment of the security document precursor, the condition is fulfilled
that of 800 nm < λ
max(IR-2) < 1000 nm, preferably 830 nm < λ
max(IR-2) < 980 nm, more preferably 850 nm < λ
max(IR-2) < 960 nm and most preferably 900 nm < λ
max(IR-2) < 940 nm.
[0051] In a preferred embodiment, the infrared dye IR-1 has an absorption maximum in the
infrared region λ
max(IR-1) ≥ 1000 nm, more preferably λ
max(IR-1) ≥ 1020 nm and most preferably λ
max(IR-1) ≥ 1040 nm.
[0052] A security document is obtained after colour laser marking and imaging a security
document precursor with the second imaging technique. The security document is preferably
selected from the group consisting of a passport, a personal identification card and
a product identification document.
[0053] In a preferred embodiment, the security document has a format as specified by ISO
7810. ISO 7810 specifies three formats for identification documents: ID-1 with the
dimensions 85.60 mm x 53.98 mm, and a thickness of 0.76 mm as specified in ISO 7813,
as used for bank cards, credit cards, driving licences and smart cards; ID-2 with
the dimensions 105 mm x 74 mm, as used in German identity cards, with typically a
thickness of 0.76 mm; and ID-3 with the dimensions 125 mm x 88 mm, as used for passports
and visa's. When the security cards include one or more contactless integrated circuits
then a larger thickness is tolerated, e.g. 3 mm according to ISO 14443-1. In another
preferred embodiment, the color laser marked article is a security document including
electronic circuitry, more preferably the electronic circuitry includes a RFID chip
with an antenna and/or a contact chip. Inclusion of electronic circuitry makes forgery
more difficult.
[0054] The security document precursor may include three or more color laser markable layers
for increasing the color gamut. In a preferred embodiment of the security document
precursor, two color laser markable layers each include a different leuco dye for
forming a color having an absorption maximum λ
max(VIS-1) and λ
max(VIS-2) in the visible spectrum of 400 nm to 700 nm. Preferably the relations a) and
b) are fulfilled: a) 500 nm < λ
max(VIS-1) < 600 nm and b) 600 nm < λ
max(VIS-2) < 700 nm.
[0055] In addition to the colors formed from the leuco dyes, it is preferred that the security
document precursor is also capable of producing a black color.
[0056] In a preferred embodiment, the black color is produced by using the infrared laser,
preferably the infrared laser used for the color laser markable layer capable of forming
a cyan or blue color image on laser marking, in different laser operation modes as
disclosed by
WO 2012/076493 (AGFA). The advantage of using the infrared laser of the color laser markable layer
forming a cyan or blue color image is that a neutral black color is formed which is
more appealing than a brownish black color which would be formed on using the infrared
laser for the color laser markable layer capable of forming e.g. a yellow or a magenta
color image on laser marking.
[0057] In a more preferred embodiment, the security document precursor includes a laser
markable polymeric support or a laser markable layer for generating a black color
as disclosed by
EP 2463109 A (AGFA) also capable of producing different shades of black. The laser markable polymeric
support for generating a black color may be an additional foil or laminate, but is
preferably the (opaque) core support or a transparent polymeric support of the color
laser markable layer.
[0058] The security document precursor is preferably to a large degree symmetrical or more
preferably completely symmetrical. Completely symmetrical means that the same type
and number of layers and foils are present on both sides of the core support. The
advantage thereof is that curl of the security document precursor is minimized. An
asymmetrical security document precursor often exhibits curl and usually requires
a thermal relaxation in order to obtain e.g. a flat asymmetrical ID card.
[0059] In a preferred embodiment, the security document precursor includes one or more biaxially
stretched polyester films, more preferably the outermost films or polymeric overlays
of the security document precursor are biaxially stretched polyester films. By using
biaxially stretched polyester, preferably biaxially stretched polyethylene terephthalate
overlays, the one or more colour laser markable layers for producing the first part
of the colour image by colour laser marking are adequately protected against falsification
due to being located between two biaxially stretched polyester films.
Color Laser Markable Layers
[0060] The color laser markable layers preferably contain an infrared dye for the conversion
of electromagnetic radiation into heat when the color laser markable layer is exposed
by the infrared laser.
[0061] A color laser markable layer includes preferably at least an infrared dye, a polymeric
binder and a substantially colorless compound, preferably a leuco dye. Color is produced
in the color laser markable layer by a chemical reaction converting the substantially
colorless compound into a dye, wherein the chemical reaction is triggered by local
heating with an infrared laser having an emission wavelength matching the absorption
maximum of the infrared dye. Preferably, a laser emission wavelength is selected within
a range of ± 30 nm of the absorption maximum in the infrared region λ
max(IR) of the infrared dye.
[0062] The infrared dye not only delivers the heat for the color forming action, but also
has the advantage that there is no or minimal absorption in the visible spectrum and
thus there is no or minimal interference with the color formed by the laser markable
layer. This makes a pure white background possible, which is often desired in a security
document.
[0063] The color laser markable layers can be coated onto a support by any conventional
coating technique, such as dip coating, knife coating, extrusion coating, spin coating,
slide hopper coating and curtain coating. Preferably the laser markable layer is coated
with a slide hopper coater or a curtain coater, more preferably coated onto a transparent
polymeric support including a subbing layer.
[0064] The dry thickness of the color laser markable layer is preferably between 4 and 40
g/m
2, more preferably between 5 and 25 g/m
2, and most preferably between 6 and 15 g/m
2.
Infrared Dyes
[0065] The color laser markable layers include different infrared dyes and color forming
compounds. The infrared dyes differ in wavelength of maximum absorption λ
max so that they can be addressed by different infrared lasers with corresponding emission
wavelengths causing color formation only in the color laser markable layer of the
addressed infrared dye.
[0066] The color laser marked article preferably contains two color laser markable layers
having different infrared dyes and different leuco dyes on the same side of a core
support for producing a multi-colored article. The different infrared dyes have an
absorption maximum in the infrared region which differs preferably by at least 60
nm, more preferably at least 80 nm and most preferably at least 100 nm.
[0067] Suitable examples of infrared dyes include, but are not limited to, polymethyl indoliums,
metal complex IR dyes, indocyanine green, polymethine dyes, croconium dyes, cyanine
dyes, merocyanine dyes, squarylium dyes, chalcogenopyryloarylidene dyes, metal thiolate
complex dyes, bis(chalcogenopyrylo)polymethine dyes, oxyindolizine dyes, bis(aminoaryl)polymethine
dyes, indolizine dyes, pyrylium dyes, quinoid dyes, quinone dyes, phthalocyanine dyes,
naphthalocyanine dyes, azo dyes, (metalized) azomethine dyes and combinations thereof.
[0068] The infrared dye is preferably present in the color laser markable layer in an amount
of 0.01 to 1.0 g/m
2, more preferably in an amount of 0.02 to 0.5 g/m
2 and most preferably in an amount of 0.05 to 0.2 g/m
2. An amount of less than 0.01 g/m
2 requires a too high laser power and an amount of more than 0.5 g/m
2 may result in background discoloration.
[0069] In a preferred embodiment, the infrared dye for the colour laser markable closest
to the core support is selected from the group consisting of quinoline dyes, indolenine
dyes, especially a benzo[cd]indoline dye. Such infrared dyes preferably absorb above
1000 nm.
[0070] A particular preferred infrared dye is 5-[2,5-bis[2-[1-(1-methylbutyl)benz[cd]indol-2(1H)-ylidene]ethylidene]cyclopentylidene]-1-butyl-3-(2-methoxy-1-methylethyl)-
2,4,6(1H,3H,5H)-pyrimidinetrione (CASRN 223717-84-8), which has an absorption maximum
λ
max of 1052 nm making it very suitable for a Nd-YAG laser having an emission wavelength
of 1064 nm.
[0071] In a preferred embodiment, the infrared dye for the outermost colour laser markable
layer is selected from the group consisting of quinoline dyes, indolenine dyes, especially
benzo[e]indolenine dyes, and benzo[f]indolenine dyes. Such infrared dyes preferably
absorb below 1000 nm.
Polymeric Binders
[0072] The color laser markable layer includes a polymeric binder. There is no real limitation
on the type of polymeric binder for so far it allows color formation.
[0073] For color laser marking, the laser markable layer preferably includes a polymeric
binder comprising vinyl acetate and at least 85 wt% of vinyl chloride based on the
total weight of the binder. Particularly preferred polymeric binders are disclosed
in
EP 2463110 A (AGFA) .
[0074] The polymeric binder in the laser markable layer is preferably a copolymer including
at least 85 wt% of a vinyl chloride and 1 wt% to 15 wt% of vinyl acetate, more preferably
a copolymer including at least 90 wt% of a vinyl chloride and 1 wt% to 10 wt% of vinyl
acetate with all wt% based on the total weight of the binder.
[0075] In a preferred embodiment, the polymeric binder includes at least 4 wt% of vinyl
acetate based on the total weight of the binder. The advantage of having at least
4 wt% of vinyl acetate in the polymeric binder is that the solubility of the polymeric
binder is drastically improved in preferred coating solvents, such as methyl ethyl
ketone.
[0076] In a more preferred embodiment, the polymeric binder consists of vinyl chloride and
vinyl acetate.
[0077] If the color laser marked article includes a laser markable layer for producing a
black color through carbonization of the polymeric binder then the polymeric binder
is preferably selected from polycarbonate (PC), polybutylene terephthalate (PBT),
polyvinyl chloride (PVC), polystyrene (PS) and copolymers thereof, such as e.g. aromatic
polyester-carbonate, styrene acrylonitrile and acrylonitrile butadiene styrene (ABS).
[0078] The polymeric binder is preferably present in the color laser markable layer in an
amount of 3 to 30 g/m
2, more preferably in an amount of 5 to 20 g/m
2.
Leuco Dyes
[0079] A leuco dye is a compound which changes from essentially colorless to colored when
heated, e.g. by laser marking. A number of classes of leuco dyes are preferred for
the laser markable layer of the present invention, for example: azines such as oxazines,
diazines and thiazines; triarylmethanes such as fluoresceins, rhodamines and rhodols;
ketazines; barbituric acid leuco dyes and thiobarbituric acid leuco dyes.
[0080] The leuco dye is preferably present in the color laser markable layer in an amount
of 0.5 to 5.0 g/m
2, more preferably in an amount of 1.0 to 3.0 g/m
2.
[0081] The following reaction mechanisms and leuco dyes are suitable to form a colored dye.
1. Fragmentation of a Leuco Dye
[0082] The reaction mechanism can be represented by:
Leuco dye-FG → Dye
wherein FG represents a fragmenting group.
[0083] A preferred leuco dye (CASRN104434-37-9) is shown in
EP 174054 A (POLAROID) which discloses a thermal imaging method for forming color images by the
irreversible unimolecular fragmentation of one or more thermally unstable carbamate
moieties of an organic compound to give a visually discernible color shift from colorless
to colored.
[0084] The fragmentation of a leuco dye may be a two-step reaction mechanism represented
by:
Leuco-dye-FG → [Leuco-dye] → Colored Dye
wherein FG represents a fragmenting group.
[0085] The fragmentation of a leuco dye may be catalyzed or amplified by acids and acid
generating agents. The leuco dyes G-(1) to G-(17) disclosed by
US 6100009 (FUJI) are catalyzed or amplified by polymeric acid generating agents based on A-(1)
to A-(52), which are also suitable as acid generating agents in the present invention.
2. Protonation of a Leuco Dye after Fragmentation of a H-donor-precursor
[0086] The reaction mechanism can be represented by:
Leuco-dye + H-donor-FG → Leuco-dye + H-donor → Colored Dye
wherein FG represents a fragmenting group.
[0087] A preferred H-donor-FG compound includes an ester group as part of its chemical structure
(the rest of the compound is represented by the group T) which by laser heating forms
a carboxylic acid group:

[0088] A more preferred H-donor-precursor includes a carbonate group, e.g. a tBOC group,
as part of its chemical structure (the rest of the compound is represented by the
group T) which by laser heating forms a phenol group:

Preferred carbonate groups are given on page 8 of
EP 605149 A (JUJO PAPER) . In a preferred embodiment, the H-donor-FG compound contains 2 carbonate
groups.
[0089] The most preferred H-donor-FG compound is:

The synthesis of compound HDP (CASRN 129104-70-7) is given on page 31 of
EP 605149 A (JUJO PAPER) for the compound (19).
[0090] In addition to the H-donor, the fragmentation of the H-donor-FG compound above also
leads to the formation of a compound having a melting temperature lower than room
temperature (20°C). The formation of such a compound can be used as an additional
security feature. After laser marking a laser markable article through a polymeric
support, such as a biaxially stretched polyethylene terephthalate polymeric foil,
the compound having a melting temperature lower than room temperature may disturb
a second laser marking (falsification of a security document) by the formation of
visible blisters.
3. Protonation of a Leuco Dye after a Re-arrangement in a H-donor-precursor
[0091] The reaction mechanism can be represented by:
Leuco-dye + H-donor-RG → Leuco-dye + H-donor → Colored Dye
wherein RG represents a rearranging group.
[0092] A preferred H-donor-RG compound is capable of forming a compound having an allyl
substituted phenol group as part of its chemical structure (the rest of the compound
is represented by the group T) by laser heating:

[0093] Preferred H-donor-RG compounds include 4,4'-diallyloxy diphenylsulfone whereof the
synthesis is disclosed by
EP 1452334 A (RICOH) .
[0094] In contrast to the H-donor-FG compound of reaction mechanism 2, no compound having
a melting temperature lower than room temperature (20°C) is produced by the rearrangement
of the H-donor-precursor to a hydrogen donor.
[0095] The color formation according to the mechanisms 2 and 3 above are two-component reactions
involving a leuco dye and a hydrogen donor-precursor, i.e. a 'H-donor-FG compound'
or 'H-donor-RG compound' , while the first reaction mechanism is an one-component
reaction. The advantage of using a two-component reaction for the color formation
is that the stability, especially the shelf-life stability, can be enhanced. The probability
of undesired color formation due to environment heating is decreased by going from
a single step reaction to a two step reaction involving the formation of the H-donor
followed by a reaction of the formed H-donor with the leuco dye.
[0096] The preferred color formation mechanism is the protonation of a leuco dye after fragmentation
of the H-donor since it includes both advantages of the blister formation security
feature and the enhanced shelf-life stability.
[0097] In a preferred embodiment of the laser markable layer, a combination is used of 4,4'-Bis(tert-butoxycarbonyloxy)diphenylsulfone
(CASRN 129104-70-7) as the H-donor-FG compound with the leuco dye crystal violet lactone
(CASRN 1552-42-7) for producing a blue color.
[0098] In a preferred embodiment of a laser markable layer for producing a cyan color, the
cyan color forming compound has a structure according to Formula CCFC:

[0099] In a preferred embodiment of a laser markable layer for producing a magenta color,
the magenta color forming compound has a structure according to Formula MCFC:

wherein R, R', R" are independently selected from the group consisting of hydrogen,
a linear alkyl group, a branched alkyl group, an aryl and aralkyl group; or R' and
R" are linked to form a heterocyclic ring.
[0100] In one embodiment, the magenta color forming compound has a structure according to
Formula MCFC, the R, R', R" may independently represent a linear alkyl group, a branched
alkyl group, an aryl or an aralkyl group substituted by at least one functional group
containing an oxygen atom, a sulphur atom or a nitrogen atom.
[0101] Particularly preferred magenta color forming compounds include the compounds M-1
to M-6 of
Table 1.

[0102] In a very preferred embodiment of a laser markable layer for producing a magenta
color, the magenta color forming compound has a structure according to Formula MCFC2:

[0103] In a preferred embodiment of a laser markable layer for producing a red color, the
red color forming compound has a structure according to Formula RCFC:

[0104] In a preferred embodiment of a laser markable layer for producing a yellow color,
the yellow color forming compound has a structure according to Formula YCFC:

wherein R, R' are independently selected from a group consisting of a linear alkyl
group, a branched alkyl group, an aryl and aralkyl group.
[0105] In one embodiment, the yellow color forming compound has a structure according to
Formula YCFC, wherein R and R' independently represent a linear alkyl group, a branched
alkyl group, an aryl or an aralkyl group substituted by at least one functional group
containing an oxygen atom, a sulphur atom or a nitrogen atom.
[0106] A particularly preferred yellow color forming compound is the compound according
to Formula YCFC wherein both R and R' are methyl.
[0107] The leuco dye is preferably present in the laser markable layer in an amount of 0.01
to 2.0 g/m
2, more preferably in an amount of 0.1 to 1.0 g/m
2.
Thermal Acid Generating Compounds
[0108] The fragmentation of a leuco dye in a color laser markable layer according to the
present invention may be catalyzed or amplified by acids and acid generating agents.
[0109] Suitable thermal acid generating agents may be the polymeric acid generating agents
based on the ethylenically unsaturated polymerizable compounds A-(1) to A-(52) disclosed
by
US 6100009 (FUJI).
[0110] Suitable non-polymeric acid generating agents are, for example, the compounds E-(1)
to E-(90) disclosed by
US 6100009 (FUJI) lacking the ethylenically unsaturated polymerizable group.
[0111] The thermal acid generating agent is preferably present in the amount of 1 to 20
wt%, more preferably 5 to 15 wt% based on the total dry weight of the laser markable
layer.
Stabilizers
[0112] The color laser markable layer, preferably the outermost color laser markable layer
may include at least one stabilizer, preferably a UV stabilizer.
[0113] Suitable commercially available stabilizers include 6-O-palmitoyl-L-ascorbic acid
(CASRN137-66-6) from BASF; TOCOBLEND™ L70 IP (CASRN1406-66-2) from VITABLEND NEDERLAND
BV; gallic acid ethyl ester (CASRN831-61-8) from ACROS; 3,6-dithia-1,8-octanediol
(CASRN5244-34-8) from ALDRICH; Irganox™ 1035 (CASRN41484-35-9) from CIBA; ADK STAB
PEP36 (CASRN80693-00-1) from PALMAROLE; calcium stearate; Tinuvin™ 292 (CASRN 41556-26-7),
Tinuvin™ 400 (CASRN 192662-79-6), Tinuvin™ P (CASRN2440-22-4), Tinuvin™ 1130 (CASRN
104810-48-2) and Tinuvin™ 123 (CASRN 122586-52-1) from BASF; Irgastat™ P 18 (CASRN401844-75-5)
from CIBA; 1-dibutylacetamido-mercaptotetrazole (CASRN168612-06-4) from Chemosyntha;1-(3,4-dichlorophenyl)-1,2-dihydro-5H-tetrazole-5-thione
(CASRN63684-99-1) from NOVASEP; CYASORB™ UV1164 (CASRN2725-22-6) from CYTEC INDUSTRIES
BV; Tinuvin™ 400 (CASRN 192662-79-6); 2-(2,4-dihydroxyphenyl)-4,6-bis-(2,4-dimethylphenyl)-s-triazine
(CASRN1668-53-7) from Capot Chemical Ltd; 4-[4,6-bis(2-methylphenoxy)-1,3,5-triazin-2-yl]-
1,3-benzenediol (CASRN13413-61-1); Mixxim™ BB/100 (CASRN103597-45-1) from FAIRMOUNT;
Hostavin™ 3225-2 DISP XP from CLARIANT; and other benzotriazole and benzophenone compounds.
[0114] Particularly preferred stabilizers include a phenol stabilizer sterically hindered
by a ring containing three nitrogen atoms represented by Formula (Stabi-I):

or Formula (Stabi-II):

wherein
R1 to R7 is each independently selected from the group consisting of hydrogen, an
alkyl group containing 1 to 12 carbon atoms and an alkoxy group containing 1 to 12
carbon atoms;
R8 represents hydrogen or a halogen atom;
R9 and R10 is each independently selected from the group consisting of hydrogen, an
alkyl group containing 1 to 6 carbon atoms and an aryl group containing 1 to 12 carbon
atoms; and
R11 to R14 is each independently selected from the group consisting of an alkyl group
containing 1 to 6 carbon atoms.
[0115] In a preferred embodiment, R1 to R7 is each independently selected from the group
consisting of hydrogen, an alkyl group containing 1 to 8 carbon atoms, more preferably
an alkyl group containing 1 to 6 carbon atoms, and an alkoxy group containing 1 to
8 carbon atoms, more preferably an alkoxy group containing 1 to 6 carbon atoms.
[0116] In a preferred embodiment, R9 and R10 is each independently selected from the group
consisting of hydrogen, an alkyl group containing 1 to 8 carbon atoms, more preferably
an alkyl group containing 1 to 6 carbon atoms, and an aryl group containing 1 to 12
carbon atoms, more preferably an alkyl group containing 1 to 10 carbon atoms.
[0117] In a preferred embodiment ,R5 and R6 both represent hydrogen.
[0118] In a preferred embodiment , R11 to R14 all represent methyl and preferably R9 and/or
R10 represent methyl or phenyl.
[0119] In a preferred embodiment , R8 represents a chlorine atom.
[0120] In a preferred embodiment , R9 and/or R10 represent a phenyl substituted by an alkyl
group or a napthyl group.
[0121] In a particularly preferred embodiment, the color laser markable laminate includes
a phenol stabilizer sterically hindered by a ring containing three nitrogen atoms
and is selected from the group consisting of IS-1 to IS-4 shown here below.
[0122] The stabilizer is preferably present in a colour laser markable layer, but may also
be present in another layer, for example, an outer layer. An outer layer is a layer
more distant from the (opaque) core support than the laser markable layers on the
same side of the opaque core support.
Coating Solvents
[0123] For coating the colour laser markable layers, one or more organic solvents may be
used. The use of an organic solvent facilitates the dissolution of the polymeric binder
and specific ingredients such as the infrared dye.
[0124] A preferred organic solvent is methylethylketone (MEK) because it combines a high
solubilizing power for a wide range of ingredients and it provides, on coating the
color laser markable layer, a good compromise between the fast drying of the layer
and the danger of fire or explosion thereby allowing high coating speeds.
Transparent Polymeric Supports and Polymeric Overlays
[0125] The color laser markable layers are coated on a transparent polymeric support. If
a polymeric foil, e.g. the polymeric overlay, is located between the color laser markable
layer and the infrared laser for laser marking it, then the polymeric foil is transparent
for the light of the infrared lasers in at least that area used for laser marking.
The polymeric foils used a support or overlay are also transparent for visual light
so that the color formed in the color laser markable layers can be well observed.
[0126] The polymeric support for a laser markable layer is preferably a transparent (bi)axially
stretched polymeric support, more preferably a transparent (bi)axially stretched polyester
support, and most preferably a transparent (bi)axially stretched polyethylene terephthalate
support.
[0127] The transparent polymeric overlay is preferably selected from the group consisting
of an axially stretched polyethylene terephthalate support, a biaxially stretched
polyethylene terephthalate support, an axially stretched polyethylene naphthalate
support and a biaxially stretched polyethylene naphthalate support.
[0128] In a very preferred embodiment of the security document precursor, both the transparent
polymeric support for the colour laser markable layers and the outermost polymeric
foil are a biaxially stretched polyethylene terephthalate support.
[0129] The color laser markable layer may be coated directly on the polymeric support or
on a subbing layer provided on the polymeric support for improving adhesion of the
laser markable layer, thereby making falsification through delamination more difficult.
[0130] Suitable polymeric supports and overlays include cellulose acetate propionate or
cellulose acetate butyrate, polyesters such as polyethylene terephthalate and polyethylene
naphthalate, polyamides, polycarbonates, polyimides, polyolefins, polyvinylchlorides,
polyvinylacetals, polyethers and polysulphonamides.
[0131] In the most preferred embodiment, the transparent polymeric overlay(s) is a biaxially
stretched polyethylene terephthalate foil (PET-C foil) which is very durable and resistant
to mechanical influences (flexion, torsion, scratches), chemical substances, moisture
and temperature ranges. This is especially useful for security documents such as identification
cards and credit cards for which the average daily usage has augmented substantially
from less than 1 time per week to 4 times per day. The card body has to withstand
not only this increased usage, but also the associated storage conditions. Cards are
no longer safely tucked away in cabinets at home or seldom-opened wallets, but are
now loosely put away in pockets, purses, sport bags etc. - ready for immediate use.
PVC (polyvinylchloride) is the most widely used material for plastic cards but has
low durability of the card body, resulting in an effective lifetime of only 1-3 years,
much lower than the lifetime of the often expensive electronic chips included in the
card. Other materials like Teslin™ and ABS are only suitable for very low-end or single-use
cards. PC (polycarbonate) can be used for longer-life and more secure ID cards, but
has a high production cost and a low resistance to torsion, scratching and chemicals.
[0132] The transparent polymeric support and overlays are preferably a single component
extrudate, but may also be co-extrudate. Examples of suitable co-extrudates are PET/PETG
and PET/PC (PC = polycarbonate).
[0133] Polyester supports and especially polyethylene terephthalate supports are preferred
because of their excellent properties of dimensional stability. When polyester is
used as the support material, a subbing layer is preferably employed to improve the
bonding of layers, foils and/or laminates to the support.
[0134] The manufacturing of PET-C foils and supports is well-known to a person skilled in
the art of preparing suitable supports for silver halide photographic films. For example,
GB 811066 (ICI) teaches a process to produce biaxially oriented polyethylene terephthalate
foils and supports.
[0135] The polyethylene terephthalate is preferably biaxially stretched with a stretching
factor of at least 2.0, more preferably at least 3.0 and most preferably a stretching
factor of about 3.5. The temperature used during stretching is preferably about 160°C.
Core Supports
[0136] The core support may be a transparent or translucent support, but is preferably an
opaque core support, more preferably having a white or a pastel color, most preferably
a white color, for allowing easily readable information and viewable color images.
The advantage of an opaque white core support is also that a color image is more appealing
since colors usually are more vibrant with a white background.
[0137] Preferred opaque white core supports include resin coated paper supports, such as
polyethylene coated paper and polypropylene coated paper, and synthetic paper supports
such as Synaps™ synthetic paper of Agfa-Gevaert NV.
[0138] Other examples of useful high-quality polymeric supports for the present invention
include opaque white polyesters and extrusion blends of polyethylene terephthalate
and polypropylene. Also Teslin™ may be used as support.
[0139] Instead of a white support, a white opacifying layer can be coated onto a transparent
polymeric support, such as those disclosed above. The opacifying layer preferably
contains a white pigment with a refractive index greater than 1.60, preferably greater
than 2.00, and most preferably greater than 2.60. The white pigments may be employed
singly or in combination. Suitable white pigments include C.I. Pigment White 1, 3,
4, 5, 6, 7, 10, 11, 12, 14, 17, 18, 19, 21, 24, 25, 27, 28 and 32. Preferably titanium
dioxide is used as pigment with a refractive index greater than 1.60. Titanium oxide
occurs in the crystalline forms of anatase type, rutile type and brookite type. In
the present invention the rutile type is preferred because it has a very high refractive
index, exhibiting a high covering power.
[0140] Methods to obtain opaque polyethylene terephthalate and biaxially oriented films
thereof have been disclosed in, e.g.
US 2008238086 (AGFA) .
Subbing Layers
[0141] The transparent polymeric supports , (opaque) core supports and polymeric overlays
may be provided with one or more subbing layers. This has the advantage that the adhesion
between a layer and the support is improved.
[0142] Useful subbing layers for this purpose are well known in the photographic art and
include, for example, polymers of vinylidene chloride such as vinylidene chloride/acrylonitrile/acrylic
acid terpolymers or vinylidene chloride/methyl acrylate/itaconic acid terpolymers.
[0143] The application of subbing layers is well-known in the art of manufacturing polyester
supports for silver halide photographic films. For example, the preparation of such
subbing layers is disclosed in
US 3649336 (AGFA) ,
GB 1441591 (AGFA) and
EP 2374602 A (AGFA) .
[0144] Suitable vinylidene chloride copolymers include: the copolymer of vinylidene chloride,
N-tert.-butylacrylamide, n-butyl acrylate, and N-vinyl pyrrolidone (e.g.70:23:3:4),
the copolymer of vinylidene chloride, N-tert.-butylacrylamide, n-butyl acrylate, and
itaconic acid (e.g. 70:21:5:2), the copolymer of vinylidene chloride, N-tert.-butylacrylamide,
and itaconic acid (e.g. 88:10:2), the copolymer of vinylidene chloride, n-butylmaleimide,
and itaconic acid (e.g. 90:8:2), the copolymer of vinyl chloride, vinylidene chloride,
and methacrylic acid (e.g. 65:30:5), the copolymer of vinylidene chloride, vinyl chloride,
and itaconic acid (e.g. 70:26:4), the copolymer of vinyl chloride, n-butyl acrylate,
and itaconic acid (e.g. 66:30:4), the copolymer of vinylidene chloride, n-butyl acrylate,
and itaconic acid (e.g. 80:18:2), the copolymer of vinylidene chloride, methyl acrylate,
and itaconic acid (e.g.90:8:2), the copolymer of vinyl chloride, vinylidene chloride,
N-tert.-butylacrylamide, and itaconic acid (e.g. 50:30:18:2). All the ratios given
between brackets in the above-mentioned copolymers are ratios by weight.
[0145] In a preferred embodiment, the subbing layer has a dry thickness of no more than
2 µm or preferably no more than 200 mg/m
2.
Additional Layers and Foils
[0146] The security document precursor may include additional layers and/or foils. Such
an additional layer can, for example, be an adhesive layer, a layer including UV stabilizers
for protecting color images against bleaching or a layer containing an infrared antihalation
dye for improving the sharpness of a colour laser marked image.
[0147] An adhesive foil may be interlaminated in order to make falsification by delamination
more difficult. Instead of an adhesive foil, an adhesive layer may be applied as a
layer on top of e.g. a color laser markable layer. However, the use of an adhesive
foil instead of an adhesive layer has the advantage is that an adhesive foil does
not extract some of the more soluble ingredients in the laser markable layer like
an adhesive layer can do upon coating and drying. Variation in the concentration of
the soluble ingredients leads to inconsistencies in the color production during laser
marking.
[0148] Suitable adhesive foils include pressure-sensitive and thermo-sensitive adhesive
foils. A range of so-called hot melt foils are well-known to one skilled in the art
of security films and security documents.
[0149] A preferred hot melt foil in the present invention is a polyurethane foil. Suitable
commercially available hot melt foils include Platilon™ ID5051, a 35 µm polyurethane
foil available from Epurex. Other suitable hot melt foils are Scapa™ Thermofoil G160
and G161.
[0150] Another preferred adhesive foil is PETG. Contrary to biaxially oriented polyethylene
terephthalate, a non-oriented PETG foil softens rapidly near the glass transition
temperature and can thus also be used for adhesive purposes.
[0151] In a preferred embodiment, the adhesive foil is made of a non-chlorinated polymer.
Adhesive foils based on a chlorinated polymer may cause background discoloration.
Preferred adhesive foils include polyester, polyester urethane, polyether urethane
or polyolefin hot melt foils.
[0152] If the adhesive is applied as an adhesive layer on a color laser markable layer or
on polymeric support, this may be performed by methods such as solvent coating, casting,
or hot melt extrusion.
[0153] Suitable thermo adhesive compositions are disclosed in
WO 2009/063058 (AGFA) . Preferred thermo adhesive layers are based on a hydroxyl-functional, partially-hydrolyzed
vinyl chloride/vinyl acetate resin such as, for example, available under the trade
name of UCAR(TM) VAGD Solution vinyl resin from Dow Chemical Company.
[0154] The adhesive foil preferably has a thickness smaller than 65 µm, more preferably
smaller than 50 µm and most preferably smaller than 40 µm.
Security Features
[0155] The security document (precursor) may include one or more additional security features
to increase the difficulty for falsifying the document.
[0156] To prevent forgeries of e.g. identification documents, different means of securing
may be used. One solution consists in superimposing lines or guilloches on an identification
picture such as a photograph. Other solutions consist in adding security elements
such as information printed with ink that reacts to ultraviolet radiation, micro-letters
concealed in an image or text etc.
[0157] Suitable other security features such as anti-copy patterns; guilloches; line patterns;
endless text; miniprint; microprint; nanoprint; rainbow coloring; barcodes including
2D-barcodes; colored fibres; fluorescent fibres and planchettes; fluorescent pigments
including fluorescent hi-lites; OVD (Optically Variable Device) and DOVID (Diffractive
Optically Variable Image Device) such as holograms, 2D and 3D holograms, holograms
with kinematic effects like Kinegrams™; overprint; relief embossing; perforations;
metallic pigments; magnetic material; metameric colors; microchips such as RFID chips;
images made with OVI (Optically Variable Ink) such as iridescent and photochromic
ink; images made with thermochromic ink; phosphorescent pigments and dyes; watermarks
including single tone, duotone and multitone watermarks; ghost images and security
threads.
Apparatuses
[0158] A preferred embodiment of the present invention is an apparatus for producing a security
document including a first device for producing a first part of a colour image by
colour laser marking a security document precursor; and a second device for producing
a second part of the colour image, wherein the second device includes no lasers.
[0159] The first device for producing a first part of a colour image by colour laser marking
preferably includes two infrared lasers, one infrared laser having an emission wavelength
between 1000 nm and 1200 nm and the other infrared laser having an emission wavelength
between 800 nm and 1000 nm.
[0160] In one embodiment, the second device for producing a second part of the colour image
is a thermosublimation printer.
[0161] In another embodiment, the second device for producing a second part of the colour
image is an inkjet printer, more preferably a UV curable inkjet printer.
[0162] The first and second devices are integrated into the apparatus for producing a security
document in such a manner that the first and second parts of a colour image produced
by the devices are accurately aligned. The aligning of the first and second devices
along the transport belongs to the normal technical skills of a person skilled in
the art of constructing imaging apparatuses, and can even be accomplished by trial
and error methods without calculations by the skilled person. In a preferred embodiment,
the first and second devices are integrated in such a manner that a security document
is first colour laser marked by the first device before being imaged by the second
device. The advantage is that possible absorption in the infrared region of colour
produced by the second device cannot interfere with the infrared absorption by the
colour laser markable layers.
Examples
Materials
[0163] CCE is Bayhydrol H 2558, a anionic polyester urethane (37.3%) from
BAYER.
Resorcinol from Sumitomo Chemicals.
Par is a dimethyltrimethylolamine formaldehyde resin from Cytec industries.
PAR-sol is a 40wt% aqueous solution of Par.
PEA is Tospearl™ 120 from Momentive Performance materials.
PEA-sol is a 10wt% (50/50) aqueous/ethanol dispersion of PEA.
Dowfax™ 2A1 from Pilot Chemicals C is a Alkyldiphenyloxide disulfonate (4.5%wt%).
DOW-sol is a 2.5wt% solution of Dowfax™ 2A1 in isopropanol.
Surfynol™ 420 from Air Products is a non ionic surfactant.
Surfynsol is a 2.5wt% solution of Surfynol™ 420 in isopropanol.
[0164] MEK is an abbreviation used for methylethylketone.
Solvin™ 557RB is a vinylchloride-vinylacetate copolymer with 11 % vinyl acetate, provided
by SOLVAY.
SolvinSol is a 12.5 wt% solution of Solvin™ 557RB in MEK.
HDP is the hydrogen donor-precursor CASRN 129104-70-7 prepared according to the synthesis
given on page 31 of EP 605149 A (JUJO PAPER) for the compound (19).
[0165] BLD is crystal violet lactone (CASRN 1552-42-7) available from YAMADA CHEMICAL CO.
[0166] MLD is a bisindolylphthalide leuco dye (CASRN50292-95-0) available as Pergascript™
Red I6B from BASF.
[0167] IR-2sol is a 0.15 wt% solution in MEK of the infrared dye CASRN 223717-84-8 having
an absorption maximum at 1052 nm and was prepared in the same manner as disclosed
by paragraphs [0150] to [0159] of
EP 2463109 A (AGFA) .
[0168] IR-3 was synthesized as follows via the intermediates IR-INT1 and IR-INT2:
Synthesis of IR-absorber IR-INT1
[0169]

[0170] The synthesis of intermediate INT-7 was performed as follows. 10 mol of dimethylformamide
and 3 mol phosphoryl chloride were heated up to 65°C. Then 1 mol of cyclopentanon
was dropped to this mixture. After one hour of stirring at 60°C, the reaction mixture
was poured into 2 l water containing 7 mol sodium acetate. INT-7 was filtered and
dried. The yield was 60%.
The synthesis of the intermediate INT-B was performed as follows. 1 mol of 1,1,2-trimethyl-1H-benzo[e]indole
(CASRN41532-84-7) and 2 mol of n-butyl bromide were stirred in 0.5 l sulfolane for
four hours at 100°C. INT-B was filtered, washed with ethyl acetate and dried. The
yield was 61 %. To a stirred mixture of INT-7 (4.75 g; 30 mmol) and INT-B (20.8 g;
60 mmol) in ethanol (100 mL) at room temperature were added consecutively triethylamine
(12.1 g; 120 mmol) and acetic acid anhydride ( 12.2 g; 120 mmol). After heating to
50 °C for 1 hour, the reaction mixture was cooled to 20 °C and isopropanol (100 mL)
was added. After 1 hour the precipitated IR-absorber was isolated by filtration, washed
with EtOAc (20 mL) and dried in vacuo. Yield (crude) of IR-INT1 was 16 g (73%). The
absorption maximum of IR-INT1 measured in methanol was 844 nm.
Synthesis of IR-absorber IR-INT2
[0171]

[0172] To a stirred suspension of IR-INT1 (16 g; 22 mmol) in acetonitrile (200 mL) was added
potassium nonafluorobutanesulfonate (CASRN29420-49-3 from TCI Europe N.V.; 8.1 g;
24 mmol) and this mixture was heated at 70 °C for 15 minutes. After cooling to room
temperature, water (100 mL) was drop wise added and after stirring for 2 hours the
precipitated IR-absorber was isolated by filtration, washed consecutively with a mixture
of acetonitrile / water 2/1 (20 mL), methyl tert. butylether (MTBE) (20 mL) and dried
in vacuo. The yield of IR-INT2 was 14 g (67%). The absorption maximum of IR-INT2 measured
in methanol was 844 nm.
Synthesis of infrared dye IR-3
[0173]

To a stirred suspension of IR-INT2 (1.65 g; 1,73 mmol) in methanol (15 mL) under nitrogen
at room temperature is added sodium benzenesulfinate (CASRN873-55-2 from Aldrich;
0.297 g; 1,81 mmol). After stirring for 2 hours the precipitated IR-absorber was isolated
by filtration, washed with MTBE (5 mL) and dried in vacuo. The yield of IR-3 was 1.2
g (65%). The absorption maximum measured in methanol was 910 nm. The absorption maximum
of IR-3 measured in CH
2Cl
2 including 6.5 x 10
-6wt% of methanesulfonic acid was 923 nm.
[0174] IR-3sol is a 0.15 wt% solution in MEK of the infrared dye IR-3.
[0175] CORE is a 500 µm opaque PETG core available as PET-G 500 type 9311 from WOLFEN.
Measurement methods
1. Optical density
[0176] The optical density was measured in reflection using a spectrodensitometer Type Macbeth
TR924 using a visual filter.
EXAMPLE 1
[0177] This example illustrates the production of a security document in accordance with
the invention. The security document is produced in two steps by first colour laser
marking a security document precursor and then in a second step applying a complementary
colour on the polymeric overlay by thermosublimation.
Preparation of PET-C foils PET1
[0178] A coating composition SUB-1 was prepared by mixing the components according to
Table 2 using a dissolver.
Table 2
| wt% of components |
SUB-1 |
| deionized water |
76.66 |
| CCE |
18.45 |
| Resorcinol |
0.98 |
| PAR-sol |
0.57 |
| PEA-sol |
0.68 |
| DOW-sol |
1.33 |
| Surfynsol |
1.33 |
[0179] A 1100 µm thick polyethylene terephthalate sheet was first longitudinally stretched
and then coated on both sides with the coating composition SUB-1 to a wet thickness
of 10 µm. After drying, the longitudinally stretched and coated polyethylene terephthalate
sheet was transversally stretched to produce a double side subbed 63 µm thick sheet
PET1, which was transparent and glossy.
Preparation of Colour Laser Markable SecurityLaminate IL1
[0180] The coating compositions BCOL1 and MCOL1 were prepared in the same way by mixing
the components according to
Table 3 using a dissolver.
Table 3
| wt% of components |
BCOL1 |
MCOL1 |
| MEK |
16.87 |
0.07 |
| SolvinSol |
60.00 |
53.65 |
| IR-2sol |
20.00 |
-- |
| IR-3sol |
-- |
40.70 |
| HDP |
1.63 |
2.13 |
| BLD |
1.50 |
-- |
| MLD |
-- |
3.45 |
[0181] The coating composition BCOL1 was coated with an Elcometer Bird Film Applicator (from
ELCOMETER INSTRUMENTS) on one side of the PET-C support PET1 at a coating thickness
of 100 µm and subsequently dried for 2 minutes at 20°C on the film applicator and
for a further 15 minutes in an oven at 75°C.
[0182] Then the coating composition MCOL1 was coated with an Elcometer Bird Film Applicator
(from ELCOMETER INSTRUMENTS) on the opposite side of the PET-C support PET1 coated
with BCOL1 at a coating thickness of 100 µm and subsequently dried for 2 minutes at
20°C on the film applicator and for a further 15 minutes in an oven at 75°C to deliver
the colour laser markable security laminate IL1.
Preparation of Security Document Precursor SDP-1
[0183] An assembly was made of, in order, a white opaque core support CORE, the colour laser
markable security laminate IL1 and a polymeric overlay PET1, wherein the side coated
with BCOL1 of the colour laser markable security laminate IL1 faces the white opaque
core support CORE.
[0184] The assembly was then laminated into a security document precursor SDP-1 using an
Oasys™ OLA6/7 plate laminator with the settings: LPT = 130°C, LP = 40 units, Hold
= 210 sec, HPT = 130°C , HP = 40 and ECT = 50°C.
Evaluation and Results
[0185] The security document precursor SDP-1 was then first colour laser marked with a cyan
and magenta part of a colour image by two infrared lasers of different emission wavelength
, and then a yellow part of the colour image was printed in register with the cyan
and magenta part of the colour image using thermosublimation printer.
[0186] A first optically pumped semiconductor laser emitting at 920 nm (Genesis MX 920-4000
MTM from COHERENT) was used for producing a magenta coloured wedge of ten 1cm x 1
cm square boxes of increasing optical density up to a maximum optical density of 1.29
in the colour laser markable layer coated from MCOL1. The laser was used at a power
level of 4.9 W, a dither of 0.025, a scan speed of 100 mm/s and at a pulse repetition
rate of 1.2 kHz.
[0187] A second optically pumped semiconductor laser emitting at 1064 nm (Genesis MX 1064-10000
MTM from COHERENT) was used for producing a blue coloured wedge of ten 1 cm x 1 cm
square boxes of increasing optical density up to a maximum optical density of 1.15
in the colour laser markable layer coated from BCOL1. The laser was used at a power
level of 5.5, a dither of 0.025, a scan speed of 100 mm/s and at a pulse repetition
rate of 1.2 kHz.
[0188] No colour contamination was observed in the different coloured wedges. This means
that none of the lasers caused any colour formation in a laser markable layer other
than the one for which it was intended. For example, the 920 nm laser caused no cyan
colour formation in the laser markable layers coated from BCOL1.
[0189] Then the yellow part of the colour image was printed in register with the cyan and
magenta part of the colour image using a thermosublimation printer Evolis™ New Pebble
so that there was a 0.3 mm overlap with the cyan and magenta wedges. In the overlap
with the cyan and magenta wedges, a green respectively orange colour was observed.
[0190] The maximum optical density D
max measured for the cyan, magenta and yellow colour are given by
Table 4.
Table 4
| Colour |
Dmax |
| Cyan |
1.2 |
| Magenta |
1.3 |
| Yellow |
0.5 |